EFTA01268347

Re: TD Ameritrade Tuesday. February 5. 2019 2:25:07 PM lets talk tomorrow about transfer of assets additionally does TD have the capacity to sell these bonds: Citibank Preferred Ser K 6.875% JP Morgan Chase 7.9% Pfd 4/30/2049 how is 10am EST to talk? thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jan 22, 2019, at 5:14 PM, Hey Rich, No worries, what would be a good time to call you tomorrow? Sincerely, Chad Markland Senior Financial Consultant Phon Fax: ( E-mail: invw tdamentrada earn <irnage001.png> Member FINRASIPCNFA wrote: This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient CONFIDENTIAL SONY_GM_000 12248 EFTA_00122898

you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such.

On Jan 15. 2019. at 4:54 PM. Rich, wrote: Thank you for taking the time to speak to me today and helping me understand your financial needs. As your Senior Financial Consultant, my primary focus is to understand your goals and guide you through available investment solutions that could best help you pursue them. And as your financial needs change over time, I'm here to help you navigate and adjust your plans accordingly. As we discussed, my priority is to offer you more personalized service and support, including: CONFIDENTIAL SDNY_GM_00012249 EFTA_OOI 22899

• One-on-One Support: I'm here to get to know what's important to you and support you with ongoing portfolio reviews, defining and tracking your financial goals, and check-ins to help you get the most out of your experience at TD Ameritrade. • Personalized Guidance: Once I understand your goals, objectives, and investing style, together we can develop an investing plan and identify solutions that may be a good fit for you. • Extensive Planning Resources: I can help you gain a better understanding of the tools and resources available to help you manage your portfolio, research investments, and place trades. • Access to Specialists: I can connect you to our knowledgeable specialists, who can provide added insight in several areas, including annuities, fixed income, trading, and professionally managed portfolios. I look forward to helping you with your investing needs. Should you have any questions or concerns, I'm available 8:30 a.m. to 5 p.m. CST, Monday through Friday. Best regards, Chad Markland Senior Financial Consultant E-mail: swoudamminsiassm <image001.png> Member FINRAISIPCINFA CONFIDENTIAL SDNY_GM_00012250 EFTA _00122900

This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. CONFIDENTIAL SDNY_GM_00012251 EFTA_00122901