EFTA01268357

ID Ameritrade Mail or Fax to: PO Box 2760 • Omaha, NE 68103-2760 Far 866-468-6268 Account Transfer Form Receiving Firm DTC Clearing Number: 0188 Please use the Direct Registration System (DRS) Transfer Form TDA 100557 for transfer from a transfer agent. Instructions: Attach a complete copy of your most recent statement, of the account you are requesting the transfer from, (dated within 90 days) in order for the transfer to be processed. Please submit the completed form to TD Ameritrade Attn: TD Ameritrade, PO Box 2760, Omaha, NE 68103-2760 or fax to 866.468.6268. To submit the completed and signed form(s) electronically through our secure Message Center, scan it, along with any other material you're sending. Then log in to your account and go to Client Services > Message Center to write us, and attach the scanned document(s) to your message. 'If you are requesting to transfer from your Qualified Retirement Plan, please confect your plan administrator; this form may not be required. If you are transferring between Iwo TD Ameritrade accounts. please use the Internal transfer form. Please note you cannot use this form to transfer from a standard checking account endlot savings account from a bankfcred4 union. For IRAs, and Banefidary IRAs velere the original owner was 7035 years or older at death, please attach a copy of your end of year statement to enable us to calculate the required minimum distribution for the account.

1. ACCOUNT INFORMATION Your TD Amentrade Account (The registration of the account being transferred should match your TO Ameritrade account and the Tax ID for both the TO Ameritrade account and account being transferred.) Account Number (Required): may one per formia Accoamt Registretion/Tglo: SOUTHERN FINANCIAL LLC ID Number: Social Secunty/Tax ID Number: (SeCOndevy, ft espbcabs) Account Type (select one) - (Non IRA) joint ❑Trust aCorp/Business oUGMAAJTMA OEstate ❑Tradi0onal or Rollover IRA O Roth IRA El Beneficiary IRA q Beneficiary Roth IRA q Qualified Plan (401k, 403B, PSP, etc.) LI SIMPLE IRA D SEP IRA ['Other:

2. PLEASE PROVIDE INFORMATION ABOUT THE DELIVERING ACCOUNT (As directed in Section 1both registration and Tax los for the TO Anterifrade account and account being transferred should match.) Account Number (Required): (Onlyone perform Account Regstraticorritle: SOUTHERN FINANCIAL LW Social Secunty/Tex ID Number. MIMI ID Number: (Seconciwy If applaud:As) Contratelivedng Firm Name (Required): DEUTSCHE BANK PRIVATE WEALTH MANAGMENT ContneDrolivering Firm Address: 345 PARK AVE 26TH FLOOR NY.NY10154 Con ' (Required): Ccotra/Detivenng Fern Email: Account Type (select one) Olnckyidual — (Non IRA) ElJoint OTrust SCorp/Business OUGWVUTMA ['Estate O Traditional or Rollover IRA q Roth IRA ['Beneficiary IRA El Beneficiary Roth IRA El Qualified Plan (40Ik, 403B. PSI? etc.) ❑SIMPLE IRA El SEP IRA 001her II the registrations do not match, you may either establish a now account online at www.tdemeritrade.com or you must supply additional documentation and all delivering account owners must sign section 4. For unlike tillefrogistration transfer; please cell the transfer department at 888.723-8504, option 4 for additional requirements. 'Please note if there aro any issues with processing your transfer, we will communicate that to you via your secure message center when you log In to your account IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII CON r.to EN_FIAL SONY_GM_OOrgelerp03118

TD Arnentrade Acct e 867-730320

3. TRANSFER INSTRUCTIONS-PLEASE COMPLETE ONLY ONE OF THE FOLLOWING SECTIONS (A,B, OR C) A. BROKERAGE FIRM TRANSFER (Unless otherwise indicated, TD Ameritrede will transfer in Full) OFull Transfer—To transfer entire account, check here and skip to Section 4. ['Partial Transfer—List specific security and/or cash amount below. If bonds are being transferred, please supply the CUSIP. Only whole shares can be requested as fractional shares cannot be transferred. Please contact the delivering firm regarding your options. Asset Desciiption (CUSIP or symbol) Martial TransfersOM Quantity (Indicate N or whole shares or ALL7 Asset Description (CUSIP or symbol) (Parket Transfers Only) Quantity Indicate II of whale shams or ALL)

1. 04621XAK4 2,000,000 5. 30162RAA9 3,000,000

2. 172967J25 3,000,000 8.361860208 80,000

3. 172967341 79,000 7. A29866A85 2,000,000

4. 17453BAW1 1,000,000 8. 46625HHA1 5,760,000 B. BANK/CREDIT UNION 8 ANNUITY TRANSFER Transfer cash only. Unless otherwise indicated, all cash will be transferred. Banks, Annuity, and Trust Companies require Original Client Signature. Please mall the Original form to complete the transfer request. IRA Savings Accounts—Typically held with Bank/Credit Union. °Total Transfer (Transfer entire account) OPartial Transfer (Transfer pert of account) Portion to transfer O Wire Pees may awry) O Check Certificates of Deposit (CDs). ORedeem my CD immediately. I am aware of, and acknowledge, that f am responsible for any penalties that I may incur from any early withdrawal. ORodoom my CD at maturity. Maturity Date: Submit request at least 21days prior to maturity. Please advise your bank not to roll over your CD to a new term. Indicate in this section whether you wish to liquidate the CO immediately or al maturity For any Investment instruments that have a renewal deadline, maturity date, surrender charge perio4window, etc., paperwork must be received by 7D Ameritrade in good order three weeks prior to the firm deadline to allow for proper processing times. To liquidate a CD held in a non-retirement account, contact the bank or credit union at which the assets are being held. Annuity Transfer OTransfer my Annuity O Full O Partial S • O Wire I have an annuity policy that I wish to transfer. Please redeem and terminate on my behalf Og ees (eV WelY) I am aware of, and acknowledge, that tam responsible for any penalties that I may incur from O Check any early withdrawal. Select only ono: Liquidate annuity in lull or partial kquidation. If partial is selected. amount for partial must be included. TD Ameritrade is not responsible for the timing or execution of liquidations processed by the delivering firm. C. MUTUAL FUND COMPANY TRANSFER Check box for In-kind or Liquidation Transfer. Please list the Symbol or CUSIP for the Mutual Furtd(s) you wish to move. Unless otherwise Indicated, TO Amentrade will transfer shares in-kind. This section pertains only to shares of Mutual Funds held direCtly with the fund company. for brokerage accounts containing Mutual Funds and/or Stocks please complete the Brokerage Fign Transfer sedlon (Section 3A, above). 'Proprietary MutualFunds and all no-tad Money Market funds cannot be transferred in-kind and must be liquidated. Fund Name or Symbol Mutual Fund Account If Quantity (Indicate* of shares or ALL) H riding (Check one) Gains & Dividends (Check one ifkfrkind) BIn-Kind Liquidate • • Reinvest Cash Oln-Kind Otiquidale • Reinvest OCash • In-Kind OLIquiclate • Reinvest • Cash If you are transferring more funds Man will fit above, please Include an attachedlist for the complete list of funds A statement MUST be included to ensure proper handling and processing of your MutualFund transfer • Unless otherwise kidicaied, l atithonYe the Transferor to liquidate any non-transferable proprietary money market and mutual fund assets that are part of my account and to transfer the resulting credit balance to my account Mb TO Ameritmde. ll the fund is unable to be held by TD Arneribada I (please initialhere) authorize the Transferor to liquidate and transients cash. CONFIDENTIAL OWire (fees maYePOY) O Check SONY-CligLi 1 P3V/ 1413 EFTA_00122910

TO Ameritrade Acct a 867-730320 Registration Difference For uNike titled or type transfers. such as Individual to Joint. I authorize the transfer from account to account. All parties on the delivering account must sign below. Ail TD Ameritrade parties must sign in section 6 for transfer authorization. X Cfient Signature: X Ceram Signature: X Client Signature:

5. ONE AND THE SAME LETTER OF APPLICABLE)

Dele:

this section. This section should be utilized if your name has changed due to one or more of the following: Marriage. Divorce. Name Spelling Error, or any type of Name Change including Jr., Sr., etc. If last name difference, must supply legal docunentation: that is. slate issued driver's license, passport, or government ID. (Please specify account types. such as Individual to Joint) (please print name), am One and the Sane as (please print name) as shown on the delivering firm account. (Please specify account types. Such as Individual to Joint) Please sign name BOTH ways. X Signature:

6. TD AMERITRADE CLIENT AUTHORIZATION (REQUIRED) X Signature: All TD Amoritrade account holders (clients or trustees) as indicated by the account registration must sign this section. Unless otherwise indicated in the instructions above, please transfer, in-kind, all assets into my account with TD Ameritrade. I understand that the extent any assets in my account are not readily transferable, with or without any penalties, such assets may not be transferred within the time frames required by applicable regulations. I understand I van be contacted by the carrying and/or receiving firm with regard to any assets that are not transferable. I authorize the Transferor to deduct any outstanding tees due to transfer from the credit balance, or if the credit balance in the account is insufficient to satisfy any outstanding fees. If cerrificatos or other instruments in my account are in your physical possession, I instruct Transferor to transfer them in good deliverable form, including affixing any necessary tax waivers, to enable the successor custodian to transfer them in its name for the purpose of sale, when and as directed by me. I understand that upon receiving a copy of this transfer instruction, for account transfer. Transferor will freeze my account and cancel all open orders. I also understand that no new orders may/will be taken. I affirm that I have destroyed or returned to the Transferor all credit/debit cards and/or unused checks issued to me in connection with my account. If this TD Ameritrade account is a qualified retirement account, I have amended the applicable plan to designate the successor custodian. Alternatively, if this TO Ameritrade account is an Individual Retirement Account (IRA), I have adopted an IRA plan so that it names the successor custodian. X Client Signature: X Co-Owners Signature: X Co-Owner's Signature: Dale:

Rer7entative Signature: Representative Printed-Nantlir For TD Ameritrade Charing, use only Please be advised the TD trade Clearing. Inc. is an 'Approved 403(b)(7) Vendor" and/or has ent into an Information Sharing Agreement with the Employer for the above-captioned 403(b)(7) account. The Employer/Agent Signature above hereby authorizes 70 Ameritrade Clearing, Inc. to accept Its exchange.

Dase: 7 / 2 5/20// individual, and as custodian, we agree to (Medallion Signature Guarantee - For TO Amertado Use Only) Investment Products: Not FDIC Insured • No Bank Guarantee ' May Lose Value TD knotted°. Inc. and TD Ameritrade Clearing, Inc., members FINRNSIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto -Dominion Bank. SD 2018 TD Amedtrade. CONFIDENTIAL SONY_GM_ONgAgp rots EFTA_001229 I I