EFTA01267639

1D

Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE 8-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL EFTA_0011221160

Terms and Conditions STATEMENT GUIDE I L.: Are-wade provides mealy Portfolio Reports for amounts ugh acttaty and quanerly repass ui act, accounts Mbassets! SeCuntleS taunter Preleelion Capered:4 ('SIPC'). wail protects Spathes CuStOMerS 01 in members up to 5500000 ginludng 3250.000 to. etairns fOr cash). Explthatery &allured available on repeal at evesteldtag. Portfolio Summary: Track* the Current valued your 0000% aft Of the report dale and removes it to Ire POW MOnth.z The nal 00:860n Mendel yOur pa nte dhiersTalion by investment tics abode at:mations under 5% WM be trouped into the calegey 01-ClIde in the the ChM Margin Early - iota/ accourn EguitylT0011 Long Merginable Value • Teal Short Value) Activity Summary: The opening and dosing cash balances aro reconcled hue for yam , quick relerence. Al account acthily is surtmarde0 lor me current period and yea/40481e Additionairy. TD Amara& provide) each Cleft $149.5 mato worth of prOteOlth for securities and S2 mitten of thotocan ler cash through supplemental coverage provided by London mans. In the event Cue a brokerage nsolvency. a diets may receive amounts due from the vista in bankruptcy and then SIPC. Supplemereal coverage is paid out Mar the comae and SPC payouts and under such coverage each client is healed to a combined return of $152 million from a trustee. SIPC and London usurers. he TO Amebae* supplemental coverage has OA aggregate 'mil 01 $500 melon over al euttemes This poky provides etherage *leonine brokerage inside:any and on MI prated agent less In market value of the securities. Income 1 Expertise Summary InOnMAs Only): This section deltun the income and enientie dead from to Actruty Summary and eta:ethos the lax treatment. RebteeneM Account Summary (IRAs *My): Review the IRS rinuad transamons for the curare and der years IRS Fenn 5498 lair Man value is based on the current value 55 a December 31 of the pronous year ardwil to furnished lotto Internal Revenue Scnnce. Performenee Summary:Monne. your annual portfolio performance and the urrealized gains and belts '0' your lulure madmen" satilegY. Account Positions: View yes Sweennens al the current Market vate and comae the edging cod to see uvealezed gains and losses n your panicle Original cod is assigned using the (FiFOI MelhOd. welch Maumee the hill shares yOu set are those you thirehated trot. The estimated irtrostment income2 and average cost per &Ave are displayed for your tolerance the oldestpurchase date is shown for an maroon of you holdne penal. Account Activity: Al scout solidly is (Marty defiled. lend in date order, and atlocled in the closing cash balance. Trades Pending Settlement Conlirrn you execued Wades tmth a senlemort dale alter month End Mete MiniaCtions oil be rellected it the Amount ACenly Sefton next month. Online Cash Services Transaction Detail: Cash management transaceorts mat cleared during ths ramencm reporting coned. ndudng Oak. dent card and ATM oddity. are listed in date

order

Online Cash Sernoes Summary: Credit and cam cardamon totals for Me carts statement roperirg paned are summarized. Indmilid honsactons are not listed. 'Coale rounding °dustmen.. thestatement deals may not aim: the anemia Mad :Es:boated Annud Income and Esernaed Annual Yield values are based upon the number ot steles Craned Or Oared value balance as of the statement dale and the man recent dMderd rate er cash geld prcnedet GENERAL INFORMATION ID Ameaurade pee nOt provide lead Or lax advt.). Fietkee COMO you legal edvrtor or lax xcounam when necessary. As a standard mashy prance. phone caroms:Ions may Co receded for gushy contra and thinatiCOOn iredlintel Ouradere. For ID Arnertade MS/MOMS denti, yOur advisor firm is apse* from and not *Misled hal, ID Amanrado. Inc. a TO Metered° Owing. Inc.. and oath I rm is rot response.. or Me creams and senscoscd the ether Accuracyor Redone:If you rind any errors or omissions in your account statement you should Immediately call us at the number listed en page the of your statement You should also contact our Clearing firm. TO Arnentrade Clearing, the. al 600469-3900. Please review the statement carefsily II you Ostrom, 'Mb any lienSSOtet Or it thee ere any errors or ornsuons. please nasty a Client Semen representalrre or yea' kcal branch e&e, as wet as TO Arnearade Geeing. Irc in wdlng MINn to (10) days of ICA" recept b this stab:mons Any oral statements Mal you have made to ue staid be confirmed in nag The statement MP °Menne be considered COndiroher. Please natty is promptly of any changes in yet corneal irtonnabon. Transactions related on TOW report von be COnckeivery deemed eaunde want you Maly TO Ametrade immethatery. Account Preleclion: Wean held by 11)13ank. N A and TD Bet* USA. NA.. are inured by the FDIC thol covered by SIPC) up to $250.000. Limits aro per account ownership per iroblUscn. To team more about FOC coverage go to vratldicgov. Sautes ircludrg mutual funds. held in your Erolumage ACCOunt are of depail8 or abligatiOn8 d. or guaranteed by thy bank. aro 401 FOIC.InStred. and Involve investment riat indudng pantie Ma el (chant TO Antigen* is a member 01 the An InueelMent n 0 Money Mane( MOO 4 tot Mewed et guaranteed by the Federal Deposit Insurance COVOrallth (FOC) Or any Other goverment agency Although the funds scat to deserve the value of you investment at $I 00 per share. it Is possible to lose money by investing m a money market Sand. Paden: are declared they and paiMenvested monthly. The prospectus cacaos this and other impc•tant information. Road the prospectus carefully bolero investing. Nondeposit investments held by your brokerdealer we NOT FCC INSURED i NOT BANK GUARANTEED ; MAY LOSE VALUE. The balance in your bank deposit &Ceara' Or Sharer) Of your money Markel Mueual kind fan ta 1.304lited on yeti Order. and me pr0000/08 returned 10 yew spathes account or remered to you. Tax Rep:Ming:The pertfOli0 repel IS not a tan document You MI Mahe Form 1099 for annual lax redone* In compliance will In regulierneMS lineludee WOMB interest Oryillende aped gain. lain weaned. and Sales prebend). Some payments are 6.1300 10 redaSSdearth which wB be redacted n adatieflreill tax repass. Cod Bade: COM-Bata tax tot and PerfOrManee intating and OeinSkeePer are offered and eons clod by CCH INCORPORATED. TD Amended* is not responsible for the 010014 Ct SlatetrIlly a the inearilabOn TO Ameroade and its Infatuation redden; l'PrOvillenn 60 not guarantee the accuracy d the Alameda) and data provided. CCH INCORPORATED IS a separate Company and IS not agitated wth 11) Anatiade. Margin end Options ACCOunt Agree:Mints: Promptly advise IC/Amsted. in Aesop of any change in your naves rem el/lathes or financial situation as they avian to your Malan Or OpOOM Want agreements A summary CI commissions and Charge) inWled w(h the exeeuden Of Options traindaenti IS enrold010. Curi•M Market Prices: The market values d securities have been Maned. if amiable, hem quotation services and odor independent sources. Values are based on the closing price. the mean tohmen the bd and askng prices. or other methods. no market vain is amiable from a quetabcn service or other independent source, the SeCurIty o sibject 10 being needed as leth.PnCed (NM. The vale:elan On your 1130310 lean are provided as general AformabOn and we 00 not guarantee the accuracy Of thy Seaman OrCe. Mondani batted peetlan are valued Wing the relnlinIng balance and the Current market plat P00010 report valuated: may not represent sans proceeds The secondary marlin for CeileCarifi 01 DP/teals (COs) is generally aloud and the actual value may be different from the pitches* price. A signficart loss of princpal may result from the sale °feel) pnor to mainly. Bonds ander Fixed Income Secultos trade differently than emery scarifies and do not trade on a land exchange. Rather they trade in the OTC (over the counter) market and unhurt icardty may na coisl for you lo sell your positron prior to mature,. The sale of bads prior to inaturey may result in a loss of prriapal Non Standard Assets (NSA) are typicaly investments in direct participation program securities fpartnershps, hosed lathy companies. or real ciao investment trusts/. caorredry pools. moan amity private date or hedge Ands. NSAs are typicaty Arend investments and do net trade on a natonal socunhes exchange a the Nasdaq Stock Market. The values shown for Mose investments *rate:mated values decried from venom methods. including, but not tinted to. independent appraisals. the program's net assets. ander Med pity lender otters that have been PrOvd00 by the management. admheadia. ander sponsor d each program. Or by a Ihrdiarry vender Media ndependent verlItaban by TO AMedliade. Values may nal Meted the Origins purchase price. actual Mean value or be reared upon liquidaten. II an egmated value earned be ntablehed through theee mellialS. the valuation may be reflected as Nondrced For addbonal derail regarding valuation for N Auction Rate Securities ("ART./ Pricing: The market values lb ARS Securities have been Waned. !amiable. from quaroon sondes or ether relependent sc.sces. The orowxyd the nag ono grated a a rata sawn one matte; TDArtercan cull prxe the ARS posnon. tam ine corsiderabon both the badly and underrying credl gushy The ARS market cuncntly emenercing a lack of Wary and, as a result. mere can be no assurance that such Wean Can be SOW under Current market conditions REGULATORY DISCLOSURES All transactions are sUnrot to (lithe consblubon. Mos. regulations. customs and usages el the exchange or market. and itSdearnahrouse. if any. On weal such ininiacrions are tamped: Pit federal laws. ndudng to Secunties Act of 1933 and the Secumin Exchange Act el 1934. oath as amended to data and in the hare. and the nits and regulations promulgated thelettlder. and (A) the rules and rethented CI FNMA andthe Fede al Reserve System For an investor brochure that Includes informatiOn detailing MAAS Futtic NCl/Sure Program. please contact FINFIA at 800489.9999 or HUswrotanta.org. The interest rate span for TO Amerbade Cashretaken from the applcathe interest role der for the Markel Value balance n Me TO Amaryado Cash. as of the siatanom closing date. Simple interest is named dear/ bated on the inhered rate der epthirotie 10 each daya trainee. Mandel Statement NotincatiOn: The statement 01 Mandel COndeth 10i TO Amenuede avalable mace a year and may to obtarod as no cost. via the camel at Map wive idereledlrede consTnaneWelaternintthrti. AlletallOn Method: In the event Wry 01 your securities Cue Called Or assigned the Seroxilet MI be selected on an impartial, random basis. Free Credit Balances Mule 15o3-2 11 3): Under me dent protection nom. we may use tree Credit balanCes n yOur Sand in the Ordinary Cane 01 Our butorlese which are payable to yOu on darned. Margin Amounts (Regulation T):If you have a margin account. sue report a a contnaten of yOur margin nava end a pedal mtnorarxhim =Own Trading On margin Doses adellional risks and d not sato for all investors. A cemptee tat of the risks assomMed with rthvgin haring is avatar. in Me margn risk disclosure doCumtni. You May Obtain a copy b gas document by anneling us 81 the number isted on page and your statement. Payment for Order Flow (SEC Rules 606 and 607): In some crcumstances. TO Amon:rade receives CompensaliOn lot dream cenan Oventhe.rounter and 'sled equity or*, flea to selected mattes. brokers or dealers Mann Centers) Ctropensalion is in the tem d a per share cash payment. n adetion. TO Arnatade also may maw compensate, related to the foreign enemy etching!. component of Parsec:lions ntOrogn securities from Markel Centers execurang sigh barbs. We post quarterly reports disclosing the venues for order roterg esecudon at wew.Idamerensele Can A /Aden COPY is avalabie unn reared It is our pricy. absent clam orders to the contrary. to select breasts, dealers, and market makers tend on the ally to provide best <aeration end trio Minty 01 seam; price improvement en market ordds.Pnee impecommem is avant:auxin moan market cow:Hons. and we regular/1 mentor °monad *test for sigh impreromem d avalatio. Tiede COM'mations (Rule 100-10):All cordtmalions are traremilled on tae tranSerdlOn dale Tarn: Transactions in foreign securities (Mauling foreign company ADF 1S Mat trade in MO U.S.) nay include hues and foescharged by the Reath marked or governments. winch may be Wanted in the Oda 01 the seedily Or charged as an ndePenden The item Many Poky Noliflootion: A 000y of the TO Amen:rade Pinny poky is available el vnsw.Clamertradecorn in Case 01 Errors Or OuntlOnti AbOA Yaw Electronic Transfers TetephOne us el 1.200 869.390)or WM. us al P.O. Box 2209. Omaha. NE 68103. as soon as you can. it you thee your statement a Inept is wrong Or' you need more inlormation abOut a transfer On the statement a receipt. We Mud hear from you ro bleu than GO days eta we sent you the FAST statement on which the error or problem appeared. (I) Tell us whir ran* and account mrober (2)Dosentothe error or the transfer you are unsure about, ad explain as cleat/ as you can why you beloved is an error or way you need mac inlormaben. (3) Tell us the dollar amount of the suipeCted error We woe investigate your complaint and ma carat any error promptly. el we lake more than 10 business days 10 do this. we wit OWN you account for the amend you think is in error, SO that you mil have the use el the mtheydunng the linos takes us to compote our investigate,. SDNY_GM_00011510 SAITO 1501013

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TO Amer'Made Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/14 - 05/31/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Estimated Investment Value Value Change Change Income Margin Loan ($40,921.55) $ • ($40,921.55) $ - Insrd Dep Acct Money Market Short Balance Stocks 2,714,051.10 2,714,051.10 800.00 Short Stocks Fixed Income Options 1,289,444.13 1,289,444.13 Short Options Mutual Funds Other 146,600.00 146,600.00 Total $4,109,173.68 $ 0.00 $4,109,173.88 $800.00 Margin Equity 100.0% Cash Activi Summar Income & Ex .ense Summa Current YTD Reportable Non Reportable Opening Balance $ 0.00 $ - Income Securities Purchased (4,676,200.61) (4,676,200.61) Dividends S - $ - Securities Sold 634,755.80 634,755.80 Interest 1.63 Funds Deposited 4,000,600.00 4,000,600.00 Other Funds Disbursed Expense Income 1.63 1.63 Interest (82.78) Expense (82.78) (82.78) Fees Other 4.41 4.41 Other Closing Balance ($40,921.55) ($40,921.55) Net ($81.15) $0.00 page 1 o142 Estimated Yield Portfolio Allocation YTD 1.63 (82.78) CONFIDENTIAL ($81.15) Other 4.5% 0.0% Performance Summary Cost Basis As Of 05/31/14 $4,087,645.57 Unrealized Gains 371,182.26 Unrealized Losses (308,732.60) Funds Deposited/(Disbursed)YM 4,000,600.00 Income/(Expense)n° (81.15) Securities Received/(Delivered)"D 0.00 SDNY_GM_00011511 EFTA_00122162

Statement for Account # 867-730320 05/01/14 - 05/31/14 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal Current $ 4,000,000.00 4,000,000.00 Year To Date $ 4,000,000.00 4,000,000.00 TOTAL 4,000,000.00 4,000,000.00 Income Summary Detail' Description Interest Income Credit Balance Margin Interest Charged IDA Interest Current $ 1.63 (82.78) 4.41 Year to Date 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These correctons can include changes made to previous payments and removal of payments reportable In a premus tax year (spillover divcleixts). The year to date totals will accurately reflect your cumulative amount for the year. $ 1.63 (82.78) 4.41 Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ACCESS PHARMA INC ACCP 204,959 $ 0.425 $ 87.107.58 05/12/14 $ 96280.32 $ 0.47 $ (9,172.74) $ - COM AOL INC AOL 3,485 36.28 126.435.80 05/16/14 126,878.64 36.41 (442.84) COM ATHERONOVA INC AHRO 10,000 2.80 28.000.00 05/27/14 27/00.00 2.77 300.00 COM COWEN GROUP INC COWN 53,500 4.13 220.955.00 05/13/14 218,649.35 4.09 2305.65 COM ELEPHANT TALK ETAK 162.000 0.91 147.420.00 05/12/14 161873.67 1.02 (18.453.67) COMMUNICATIONS COM EMRISE CORP EMRI 4,495 0.88 3.955.60 05/15/14 1774.41 0.84 181.19 COM GREEN PLAINS INC GPRE 5,000 29.22 146.100.00 05/15/14 131,450.00 26.29 14.65000 800.00 0.5% COM HANWHA SOLARONE CO HSOL 20,006 2.48 49.614.88 05/22/14 41833.12 2.34 2.781.76 LTD ADS page 2 of 42 CONFIDENTIAL SDNY_GM_00011512 EFTA_00I 22 I 63

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Cost Date Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield INTERCLOUD SYSTEMS ICLD 16.900 5.73 96337.00 05/15/14 81.024.01 4.79 15212.99 INC COM LANTRONIX INC LTRX 2.064 1.98 4.086.72 05/23/14 3766.45 1.82 320.27 COM MODUSLINK GLOBAL MLNK 55.000 3.61 198350.00 05/13/14 200,070.54 3.64 (1.520.54) SOLUTIONS INC COM NET 1 UEPS UEPS 12.000 11.25 135,000.00 05/21/14 128,630.78 10.72 6269.22 TECHNOLOGIES INC COM OCLARO INC OCLR 100.000 2.12 212.000.00 05/12/14 179,522.71 1.80 32.477.29 COM RAINMAKER SYSTEMS RMKR 290.687 0.2499 72.64238 05/12/14 74,366.86 0.26 (1.724.18) INC COM RELM WIRELESS CORP. RWC 53.600 3.8399 205.818.64 05/13/14 174,392.78 3.25 31.425.86 COM RICEBRAN RIBT 52.600 7.19 378.194.00 05/12/14 290,044.76 5.51 88.149.24 TECHNOLOGIES COM TRANSGENOMIC INC TBIO 73.930 3.69 272201.70 05/12/14 298,358.60 4.04 (25.556.90) COM ZAZA ENERGY ZAZA 315.000 0.7001 220331.50 05/12/14 196,064.92 0.62 24466.58 CORPORATION COM ZIOPHARM ONCOLOGY ZIOP 30.000 3.60 108,000.00 05/14/14 98,020.40 3.27 9379.60 INC COM Total Stocks $2,714,051.10 $2,541,702.32 $172,348.78 $800.00 0.0% page 3 01 42 CONFIDENTIAL SDNY_GM_00011513 EFTA_00I 22164

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield ADVANCED MICRO 1.000 $ 0.8131 $ 81311.00 05/12/14 $ 86.734.00 $ 0.87 $ (5.423.00) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 500 0.5136 25.679.30 05/13/14 29.645.01 0.59 (3.965.71) DEVICES INC AMD Jun 21 14 3.5 C AEROPOSTALE INC 550 0.9294 51.117.06 05/13/14 88,815.70 1.61 (37.698.64) ARO Jan 17 15 3.5 C AEROPOSTALE INC 250 0.9655 24.137.20 05/27/14 26.393.50 1.06 (2.256.30) ARO Jul 19 14 3.0 C AOL INC 150 1.8934 28.401.66 05/23/14 36.517.11 2.43 (8.115.45) AOL Jul 19 14 36.0 C APOLLO EDUCATION 150 2.1515 32.272.44 05/23/14 40.709.11 2.71 (8.436.67) GROUP INC APOL Jul 19 14 26.0 C BEAZER HOMES USA INC - 300 2.2629 67.886.19 05/13/14 72.422.20 2.41 (4.536.01) BZH Jan 17 15 20.0 C BEST BUY CO INC 100 2.702 27.020.03 05/19/14 16.057.40 1.61 10.962.63 BBY Jun 21 14 25.0 C BON-TON STORES INC 350 0.3481 12.184.20 05/13/14 14,200.90 0.41 (2.016.70) BONT Jul 19 14 9.0 P BUCKLE INC 200 0.4255 8.510.68 05/21/14 14.114.80 0.71 (5.604.12) BKE Jun 21 14 46.3 C CENTRAIS ELEC BRAS 400 0.675 27.000.60 05/13/14 39.600.62 0.99 (12.600.02) EBR Sep 20 14 2.5 C CORINTHIAN COLLEGES 500 0.075 3.750.10 05/13/14 11.012.00 0.22 (7.261.90) INC COCO Aug 16 14 1.0 C CORINTHIAN COLLEGES 2.000 0.0021 426.40 05/13/14 11.148.00 0.06 (10.721.60) INC COCO Aug 16 14 2.0 C CORINTHIAN COLLEGES 2,097 0.15 31,455.84 05/13/14 62.658.68 0.30 (31,202.84) INC COCO Nov 22 14 1.0 C page 4 o142 CONFIDENTIAL SDNY_GM_00011514

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield DRY SHIPS 750 0.5259 39.446.03 05/12/14 47.830.50 0.64 (8.384.47) INCORPORATED DRYS Jan 17 15 3.0 C FLAMEL TECH 100 3.183 31.829.85 05/14/14 34.057.40 3.41 (2.227.55) FLML Dec 20 14 10.0 C FUELCELL ENERGY INC 275 0.2144 5.895.07 05/28/14 8.407.85 0.31 (2.512.78) FCEL Jul 19 14 2.5 C FUELCELL ENERGY INC 275 1.3737 37.777.33 05/13/14 35.057.85 1.27 2.719.48 FCEL Oct 18 14 1.0 C FUELCELL ENERGY INC 350 0.9784 34.244.63 05/12/14 28.740.90 0.82 5.503.73 FCEL Oct 18 14 1.5 C GREEN PLAINS INC 200 1.0672 21.344.50 05/19/14 19.114.80 0.96 2.229.70 GPRE Jun 21 14 30.0 C GREEN PLAINS INC 150 4.8254 72.381.56 05/23/14 59.086.10 3.94 13.295.46 GPRE Jul 19 14 25.0 C HANWHA SOLARONE CO 250 0.725 18.125.28 05/13/14 26,393.50 1.06 (8.268.22) LTD HSOL Sep 20 14 2.0 C HEWLETT PACKARD CO 200 4.0228 80.456.96 05/13/14 79.114.80 3.96 1.342.16 HPQ Jan 17 15 31.0 C ITT EDUCATIONAL 100 0.0938 937.51 05/20/14 16.457.40 1.65 (15.519.89) SERVICES INC ESI Jun 21 14 25.0 C JETBLUE AIRWAYS CORP 250 2.8687 71.716.58 05/14/14 54.835.51 2.19 16.881.07 JBLU Jan 17 15 7.0 C MGIC INVT CORP WIS 500 1.3575 67.872.60 05/14/14 76,287.00 1.53 (8.414.40) MTG Jan 17 15 8.0 C NET 1 UEPS 150 3.6195 54.292.32 05/22/14 51.036.10 3.40 3.256.22 TECHNOLOGIES INC UEPS Jan 17 15 8.0 C NORDIC AMERICAN 600 0.9779 58.674.36 05/15/14 78.344.40 1.31 (19.670.04) TANKERS LTD NAT Jan 17 15 8.0 C page 5 of 42 CONFIDENTIAL SDNY_GM_00011515 EFTA_00 I 22 I 66

Statement for Account # 867-730320 05/01/14 - 05/31 14 Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description COW Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Options Margin QUANTUM FUEL 250 1.502 37549.53 05/12/14 27.663.50 1.11 9.886.03 SYSTEMS TEC QTWW Jul 19 14 3.0 C FiADNET INC. 950 0.65 61,751.90 05/12/14 72.240.30 0.76 (10.488.40) RDNT Sep 20 14 7.5 C RADNET INC. 470 2.0001 94.00253 05/12/14 97.860.82 2.08 (3.858.19) RDNT Dec 20 14 5.0 C SEARS HOLDING CORP 90 3.6736 33.062.02 05/19/14 22.336.66 2.48 10725.36 SHLD Jun 21 14 39.0 C SEARS HOLDING CORP 50 5.0689 25.344.55 05/28/14 11.828.70 2.37 13.515.85 SHLD Jul 19 14 38.0 C SONY CORP 300 0.0205 614.31 05/12/14 13.732.20 0.46 (13.117.89) SNE Jun 21 14 18.0 C SONY CORP 275 0.7626 20,971.91 05/13/14 40.532.85 1.47 (19,560.94) SNE Oct 18 14 17.0 C Total Options $1,289,444.13 $1,450,988.17 $(161,544.04) $0.00 0.0% Other - Margin RICEBRAN RIBTW 73.300 $ 2.00 $ 146,600.00 05/12/14 $ 94,955.08 $ 1.30 $ 51.644.92 $ TECHNOLOGIES WARRANT EXP 11/18/2018 Total Other $146,600.00 $94,955.08 $51,644.92 $0.00 0.0% Total Margin Account $4,150,09523 $4.087545.57 $62449.66 $800.00 0.0% page 6 o142 CONFIDENTIAL SDNY_GM_00011516

Statement for Account # 867-730320 05/01/14 - 05/31/14 Online Cash Services Transaction Detail Category CREDITS Electronic Transfer Subtotal TOTAL Transaction Date Description 05/12/2014 WIRE RECEIVED(INTL):42952771 - SOUTHERN Amount $ 4.000.000.00 4.000.000.00 4,000,000.00 Account Activit Trade Date Settle Date Acct Type Transaction/ Cash Activity' Symbol; Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 05/12/14 05/12/14 Margin - Funds Deposited WIRE RECEIVED(INTL):42952771 - - $ 0.00 $ 4,000,000.00 4,000,000.00 SOUTHERN 05/12/14 05/12/14 Margin Journal - Funds Deposited Cash Award 0.00 100.00 4,000,100.00 05/12/14 05/12/14 Margin Journal - Funds Deposited Cash Award 0.00 200.00 4,000,300.00 05/12/14 05/12/14 Margin Journal - Funds Deposited Cash Award 0.00 300.00 4,000,600.00 05/12/14 05/13/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 800 0.85 (68.619.20) 3,931,980.80 AMD Jan 17 15 3.5 C TO OPEN Commission 600.00 Regulatory Fee 19.20 05/12/14 05/13/14 Margin Buy - Securities Purchased RADNET INC. 250 0.85 (21.443.50) 3,910,537.30 RDNT Sep 20 14 7.5 C TO OPEN Commission 187.50 Regulatory Fee 6.00 05/12/14 05/13/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 200 0.75 (15.154.80) 3,895,382.50 FCEL Oct 18 14 1.5 C TO OPEN Commission 150.00 Regulatory Fee 4.80 05/12/14 05/13/14 Margin Buy - Securities Purchased RADNET INC. 100 0.80 (8.077.40) 3.887,305.10 RDNT Sep 20 14 7.5 C TO OPEN Commission 75.00 Regulatory Fee 2.40 05/12/14 05/13/14 Margin Buy - Securities Purchased SONY CORP 200 0.45 (9.154.80) 3,878,150.30 SNE Jun 21 14 18.0 C TO OPEN Commission 150.00 Regulatory Fee 4.80 page 7 o142 CONFIDENTIAL SDNY_GM_00011517 EFTA_00122168

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 05/12/14 05/13/14 Margin Buy - Securities Purchased SONY CORP 100 0.45 (4.577.40) 3.873.572.90 SNE Jun 21 14 18.0 C TO OPEN Commission 75.00 Regulatory Fee 2.40 05/12/14 05/13/14 Margin Buy - Securities Purchased DRY SHIPS INCORPORATED 750 0.63 (47.830.50) 3,825,742.40 DRYS Jan 17 15 3.0 C TO OPEN Commission 562.50 Regulatory Fee 18.00 05/12/14 05/13/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC 100 1.00 (10,077.40) 3.815,665.00 QTWW Jul 19 14 3.0 C TO OPEN Commission 75.00 Regulatory Fee 2.40 05/12/14 05/13/14 Margin Buy - Securities Purchased RADNET INC. 19 2.10 (4,004.71) 3.811,660.29 RDNT Dec 20 14 5.0 C TO OPEN Commission 14.25 Regulatory Fee 0.46 05/13/14 05/13/14 Margin Joumal - Other PURCHASE FDIC INSURED 0.00 (3.586,052.90) 225,607.39 DEPOSIT ACCOUNT 05/13/14 05/14/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 125 1.25 (15.721.75) 209,885.64 FCEL Oct 18 14 1.0 C TO OPEN Commission 93.75 Regulatory Fee 3.00 05/13/14 05/14/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 258 0.59 (15.603.20) 194,282.44 AMD Jun 21 143.5C TO OPEN Commission 375.00 Regulatory Fee 6.20 05/13/14 05/14/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 242 0.58 (14.041.81) 180,240.63 AMD Jun 21 143.5C TO OPEN Regulatory Fee 5.81 05/13/14 05/14/14 Margin Buy - Securities Purchased RADNET INC. 81 2.25 (18.287.70) 161.952.93 RDNT Dec 20 14 5.0 C TO OPEN Commission 60.75 Regulatory Fee 1.95 05/13/14 05/14/14 Margin Buy - Securities Purchased CENTRAIS ELEC BRAS 250 0.95 (23.893.50) 138.059.43 EBR Sep 20 14 2.5 C TO OPEN Commission 137.50 Regulatory Fee 6.00 page 8 o142 CONFIDENTIAL SDNY_GM_00011518

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol, Description CUSIP Quantity Price Amount Balance 05/13/14 05/14/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD 250 1.05 (26,393.50) 111,665.93 HSOL Sep 20 14 2.0 C TO OPEN Commission 137.50 Regulatory Fee 6.00 05/13/14 05/14/14 Margin Buy - Securities Purchased AEROPOSTALE INC 300 1.75 (52,672.20) 58,993.73 ARO Jan 17 153.5 C TO OPEN Commission 165.00 Regulatory Fee 7.20 05/13/14 05/14/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 125 1.25 (15,696.75) 43,296.98 FCEL Oct 18 14 1.0 C TO OPEN Commission 68.75 Regulatory Fee 3.00 05/13/14 05/14/14 Margin Buy - Securities Purchased HEWLETT PACKARD CO 200 3.95 (79,114.80) (35,817.82) HPC) Jan 17 15 31.0 C TO OPEN Commission 110.00 Regulatory Fee 4.80 05/13/14 05(14:14 Margin Buy - Securities Purchased CORINTHIAN COLLEGES INC 1,000 0.30 (30,574.00) (66,391.82) COCO Nov 22 14 1.0 C TO OPEN Commission 550.00 Regulatory Fee 24.00 05/13/14 05/14/14 Margin Buy - Securities Purchased CORINTHIAN COLLEGES INC 500 0.30 (15,287.00) (81,678.82) COCO Nov 22 14 1.0 C TO OPEN Commission 275.00 Regulatory Fee 12.00 05/13/14 05/14/14 Margin Buy - Securities Purchased RADNET INC. 150 0.80 (12,086.10) (93,764.92) RDNT Sep 20 14 7.5 C TO OPEN Commission 82.50 Regulatory Fee 3.60 05/13/14 05/14/14 Margin Buy - Securities Purchased RADNET INC. 150 2.20 (33,086.10) (126,851.02) RDNT Dec 20 14 5.0 C TO OPEN Commission 82.50 Regulatory Fee 3.60 05/13/14 05/14/14 Margin Buy - Securities Purchased SONY CORP 200 1.70 (34,114.80) (160,965.82) SNE Oct 18 14 17.0 C TO OPEN Commission 110.00 Regulatory Fee 4.80 page 9 of 42 CONFIDENTIAL SDNY_GM_00011519 EFTA_00122I 70

Statement for Account # 867-730320 05/01/14 - 05/31 14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Symbol,' Description CUSIP Quantity Price Amount Balance 05/3/4 05/14/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC - 200 0.90 (18,114.80) (179,080.62) AMD Jan 1715 3.5 C TO OPEN Commission 110.00 Regulatory Fee 4.80 05/13/14 05/14/14 Margin Buy - Securities Purchased AEROPOSTALE INC 50 1.70 (8,528.70) (187,609.32) ARO Jan 17 153.5 C TO OPEN Commission 27.50 Regulatory Fee 1.20 05/13/14 05/14/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 150 0.90 (13,586.10) (201,195.42) FCEL Oct 18 14 1.5 C TO OPEN Commission 82.50 Regulatory Fee 3.60 05/13/14 05/14/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC 100 1.05 (10,557.40) (211,752.82) QTWW Jul 19 14 3.0 C TO OPEN Commission 55.00 Regulatory Fee 2.40 05/13/14 05/14/14 Margin Buy - Securities Purchased BON-TON STORES INC 150 0.40 (6,086.10) (217,838.92) BONT Jul 19 14 9.0 P TO OPEN Commission 82.50 Regulatory Fee 3.60 05/13/14 05/14/14 Margin Buy - Securities Purchased CORINTHIAN COLLEGES INC 2,000 0.05 (11,148.00) (228,986.92) COCO Aug 16 14 2.0 C TO OPEN Commission 1100.00 Regulatory Fee 48.00 05/13/14 05/14/14 Margin Buy - Securities Purchased BON-TON STORES INC 100 0.40 (4,057.40) (233,044.32) BONT Jul 19 149.0 P TO OPEN Commission 55.00 Regulatory Fee 2.40 05/13/14 05/14/14 Margin Buy - Securities Purchased CORINTHIAN COLLEGES INC 145 0.25 (3,708.23) (236,752.55) COCO Aug 16 14 1.0 C TO OPEN Commission 79.75 Regulatory Fee 3.48 05/13/14 05/14/14 Margin Buy - Securities Purchased CORINTHIAN COLLEGES INC 500 0.30 (15,287.00) (252,039.55) COCO Nov 22 14 1.0 C TO OPEN Commission 275.00 Regulatory Fee 12.00 page 10 of 42 CONFIDENTIAL SDNY_Ght00011520 EFTA_00122171

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 05/13/14 05/14/14 Margin Buy - Securities Purchased BEAZER HOMES USA INC 250 2.50 (62,643.50) (314,683.05) BZH Jan 17 15 20.0 C TO OPEN Commission 137.50 Regulatory Fee 6.00 05/13/14 05/14/14 Margin Buy - Securities Purchased CORINTHIAN COLLEGES INC 355 0.20 (7.303.77) (321,986.82) COCO Aug 16 141.0 C TO OPEN Commission 195.25 Regulatory Fee 8.52 05/13/14 05/14/14 Margin Buy - Securities Purchased RADNET INC. 10 2.05 (2,055.74) (324,042.56) RDNT Dec 20 14 5.0 C TO OPEN Commission 5.50 Regulatory Fee 0.24 05/14/14 05/14/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1.030.449.05 706,406.49 DEPOSIT ACCOUNT 05/12/14 05/15/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 20.000 4.00 (80.000.00) 626,406.49 COM 05/12/14 05/15/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 48.799 1.08 (52.702.92) 573,703.57 COMMUNICATIONS COM 05/12/14 05/15/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 1.201 1.079 (1.295.88) 572.407.69 COMMUNICATIONS COM 05/12/14 05/15/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 48.300 1.20 (57.960.00) 514,447.69 WARRANT EXP 11/18:2018 05/12/14 05/15/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.700 1.19 (2.023.00) 512.424.69 WARRANT EXP 11/18/2018 05/12/14 05/15/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 480 5.10 (2.448.00) 509,976.69 COM 05/12/14 05/15/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 3.020 5.0999 (15.401.70) 494,574.99 COM 05/12/14 05/15/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 5.000 5.09 (25.450.00) 469,124.99 COM 05/12/14 05/15/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 858 4.83 (4.144.14) 464,980.85 COM 05/12/14 05/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 747A 37.526 0.45 (16.886.70) 448,094.15 COM 05/12/14 05/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 300 0.449 (134.70) 447,959.45 COM page 11 of 42 CONFIDENTIAL SDNY_GM_00011521

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 05/12/14 05/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 807 0.448 (361.54) 447.597.91 COM 05/12/14 05/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 2.000 0.4472 (894.40) 446,703.51 COM 05/12/14 05/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 600 0.4471 (268.26) 446.435.25 CAM 05/12/14 05/15/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 42.600 0.20 (8.520.00) 437.915.25 CAM 05/12/14 05/15/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 2.500 0.44 (1.100.00) 436,815.25 CAM 05/12/14 05/15/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 7.500 0.21 (1.575.00) 435,240.25 CAM 05/12/14 05/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 500 0.4598 (229.90) 435.010.35 CAM 05/12/14 05/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 200 0.4594 (91.88) 434.918.47 CAM 05/12/14 05/15/14 Margin Buy - Securities Purchased OCLARO INC OCLR 5.543 1.75 (9.700.25) 425,218.22 CAM 05/12/14 05/15/14 Margin Buy - Securities Purchased OCLARO INC OCLR 14.567 1.77 (25.783.59) 399,434.63 CAM 05/12/14 05/15/14 Margin Buy - Securities Purchased OCLARO INC OCLR 500 1.765 (882.50) 398,552.13 CAM 05/12/14 05/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 1.254 0.47 (589.38) 397,962.75 CAM 05/12/14 05/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 115 0.4695 (53.99) 397,908.76 05/14/14 05/15/14 Margin Buy - Securities Purchased CAM RADNET INC. 100 0.70 (7.057.40) 390,851.36 05/14/14 05/15/14 Margin Buy - Securities Purchased RDNT Sep 20 14 7.5 C TO OPEN Commission 55.00 Regulatory Fee 2.40 JETBLUE AIRWAYS CORP 150 2.20 (33.141.10) 357,710.26 05/14/14 05/15/14 Margin Buy - Securities Purchased JBLU Jan 17 15 7.0 C TO OPEN Commission 137.50 Regulatory Fee 3.60 JETBLUE AIRWAYS CORP 24 2.19 (5.256.58) 352.453.68 JBLU Jan 17 15 7.0 C TO OPEN Regulatory Fee 0.58 page 12 of 42 CONFIDENTIAL SDNY_GM_00011522 EFTA_001 22 I 73

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 05/14/14 05/15/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 24 2.18 (5.232.58) 347.221.10 JBLU Jan 17 15 7.0 C TO OPEN Regulatory Fee 0.58 05/14/14 05/15/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 12 2.17 (2.604.29) 344,616.81 JBLU Jan 17 15 7.0 C TO OPEN Regulatory Fee 0.29 05/14/14 05/15/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 40 2.15 (8.600.96) 336,015.85 JBLU Jan 17 15 7.0 C TO OPEN Regulatory Fee 0.96 05/14/14 05/15/14 Margin Buy - Securities Purchased CENTRAIS ELEC BRAS 96 1.05 (10.164.81) 325,851.04 EBR Sep 20 14 2.5 C TO OPEN Commission 82.50 Regulatory Fee 2.31 05/14/14 05/15/14 Margin Buy - Securities Purchased CENTRAIS ELEC BRAS 11 1.04 (1.144.27) 324,706.77 EBR Sep 20 14 2.5 C TO OPEN Regulatory Fee 0.27 05/14/14 05/15/14 Margin Buy - Securities Purchased CENTRAIS ELEC BRAS 11 1.03 (1.133.27) 323,573.50 EBR Sep 20 14 2.5 C TO OPEN Regulatory Fee 0.27 05/14/14 05/15/14 Margin Buy - Securities Purchased CENTRAIS ELEC BRAS 32 1.02 (3.264.77) 320,308.73 EBR Sep 20 14 2.5 C TO OPEN Regulatory Fee 0.77 05/14/14 05/15/14 Margin Buy - Securities Purchased MGIC INVT CORP WIS 500 1.52 (76.287.00) 244,021.73 MTG Jan 17 15 8.0 C TO OPEN Commission 275.00 Regulatory Fee 12.00 05/14/14 05/15/14 Margin Buy - Securities Purchased FLAMEL TECH 100 3.40 (34.057.40) 209,964.33 FLML Dec 20 14 10.0 C TO OPEN Commission 55.00 Regulatory Fee 2.40 05/14/14 05/15/14 Margin Buy - Securities Purchased RADNET INC. 75 0.70 (5.293.05) 204,671.28 RDNT Sep 20 14 7.5 C TO OPEN Commission 41.25 Regulatory Fee 1.80 05/14/14 05/15/14 Margin Buy - Securities Purchased RADNET INC. 10 1.95 (1.955.74) 202.715.54 RDNT Dec 20 14 5.0 C TO OPEN Commission 5.50 Regulatory Fee 0.24 page 13 of 42 CONFIDENTIAL SDNY_GM_00011523

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 05/15/14 05/15/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 447557.13 650.67257 DEPOSIT ACCOUNT 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 2.500 5.0999 (12.749.75) 637,922.92 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased OCLARO INC OCLR 2.500 1.7599 (4.399.75) 633,523.17 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 25.000 1.09 (27.250.00) 606.273.17 COMMUNICATIONS COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 3.500 5.1799 (18.129.65) 588.143.52 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased OCLARO INC OCLR 15.000 1.78 (26.700.00) 561,443.52 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 25,000 3.25 (81.250.00) 480,193.52 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 12,000 0.50 (6.000.00) 474,193.52 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased OCLARO INC OCLR 25.000 1.76 (44.000.00) 430,193.52 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 4.000 4.38 (17.520.00) 412.673.52 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 15.000 3.20 (48.000.00) 364,673.52 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 4.834 4.30 (20.786.20) 343,887.32 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 19.027 0.63 (11.987.01) 331,900.31 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 200 0.6298 (125.96) 331,774.35 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased COWEN GROUP INC COWN 24.000 4.17 (100.080.00) 231,694.35 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 25.000 1.07 (26.750.00) 204,944.35 COMMUNICATIONS COM 05/13/14 05/16/14 Margin Buy - Securities Purchased MODUSLINK GLOBAL SOLUTIONS MLNK 24.800 3.61 (89.528.00) 115,416.35 INC COM page 14 of 42 CONFIDENTIAL SDNY_GM_00011524

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 05/13/14 05/16/14 Margin Buy - Securities Purchased MODUSLINK GLOBAL SOLUTIONS MLNK 200 3.605 (721.00) 114,695.35 INC COM 05/13/14 05/16/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 7.000 4.10 (28.700.00) 85.99535 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 24,000 0.645 (15.480.00) 70.51535 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 200 0.6444 (128.88) 70.386.47 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 700 0.6429 (450.03) 69.93644 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 100 0.6412 (64.12) 69.87232 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 32.360 0.255 (8.251.80) 61,620.52 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 10,000 0.68 (6.800.00) 54.82052 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 3.900 0.6794 (2.649.66) 52,170.86 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 500 0.678 (339.00) 51,831.86 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 2.000 0.6775 (1.355.00) 50,476.86 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 100 0.6772 (67.72) 50,409.14 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 1.500 0.675 (1.012.50) 49.39654 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 3.300 1.30 (4.290.00) 45,106.64 WARRANT EXP 11/18:2018 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 200 1.289 (257.80) 44.84854 WARRANT EXP 11/18:2018 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.500 1.28 (1.920.00) 42.92854 WARRANT EXP 11/8:2018 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 15.000 0.688 (10.320.00) 32.60854 COM page 15 of 42 CONFIDENTIAL SDNY_GM_00011525

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 512 5.659 (2.897.41) 29.711.43 COM 05/13/14 05/16/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 9.265 4.05 (37.523.25) (7,811.82) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 1.702 0.49 (833.98) (8,645.80) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 1.000 0.4898 (489.80) (9,135.60) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 500 0.4896 (244.80) (9,380.40) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 3.600 5.10 (18.360.00) (27,740.40) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 700 5.099 (3.569.30) (31,309.70) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 166 4.1999 (697.18) (32.006.88) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.690 5.10 (8.619.00) (40,625.88) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased ACCESS PlIARMA INC ACCP 11.859 0.48 (5.692.32) (46,318.20) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 9.700 0.53 (5.141.00) (51,459.20) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 998 0.5299 (528.84) (51,988.04) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 2.500 0.239 (597.50) (52.585.54) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 9.850 5.14 (50.629.00) (103214.54) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 10.600 0.57 (6.042.00) (109,256.54) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 300 0.5699 (170.97) (109,427.51) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 1.800 0.5688 (1.023.84) (110,451.35) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 7.900 0.5687 (4.492.73) (114,944.08) COM page 16 of 42 CONFIDENTIAL SDNY_GM_00011526

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 493 0.60 (295.80) (115.239.88) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 2.800 0.5999 (1.679.72) (116,919.60) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 182 0.5997 (109.15) (117,028.75) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 3.298 0.599 (1.975.50) (119,004.25) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 200 3.18 (636.00) (119,640.25) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 3.540 0.25 (885.00) (120,525.25) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 4.200 0.2499 (1.049.58) (121,574.83) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 4.900 0.2497 (1.223.53) (122.798.36) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.000 1.25 (1.250.00) (124,048.36) WARRANT EXP 11/18:2018 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 13.795 0.664 (9.159.88) (133,208.24) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 300 0.6637 (199.11) (133,407.35) COM 05/13/14 05/16/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 29.640 0.255 (7.558.20) (140,965.55) COM 05/15/14 05/16/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 600 1.30 (78.344.40) (219,309.95) 05/15/14 05/16/14 Margin Buy - Securities Purchased NAT Jan 17 15 8.0 C TO OPEN Commission 330.00 Regulatory Fee 14.40 RADNET INC. 37 1.95 (7,270.89) (226,580.84) 05/15/14 05/16/14 Margin Buy - Securities Purchased RDNT Dec 20 14 5.0 C TO OPEN Commission 55.00 Regulatory Fee 0.89 RADNET INC. 33 1.94 (6.402.80) (232.983.64) RDNT Dec 20 14 5.0 C TO OPEN Regulatory Fee 0.80 page 17 of 42 CONFIDENTIAL SDNY_GM_00011527 EFTA_00 I 22 I 78

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 05/15/14 05/16/14 Margin Buy - Securities Purchased RADNET INC. 3 1.93 (579.08) (231562.72) RDNT Dec 20 14 5.0 C TO OPEN Regulatory Fee 0.08 05/15/14 05/16/14 Margin Buy - Securities Purchased RADNET INC. 3 1.92 (576.08) (234,138.80) RDNT Dec 20 14 5.0 C TO OPEN Regulatory Fee 0.08 05/15/14 05/16/14 Margin Buy - Securities Purchased RADNET INC. 24 1.91 (4.584.58) (238,723.38) RDNT Dec 20 14 5.0 C TO OPEN Regulatory Fee 0.58 05/15/14 05/16/14 Margin Buy - Securities Purchased BUCKLE INC 91 1.20 (10.972.24) (249,695.62) BKE Jun 21 14 46.3 P TO OPEN Commission 50.05 Regulatory Fee 2.19 05/15/14 05/16/14 Margin Buy - Securities Purchased RADNET INC. 150 0.65 (9.836.10) (259,531.72) RDNT Sep 20 14 7.5 C TO OPEN Commission 82.50 Regulatory Fee 3.60 05/15/14 05/16/14 Margin Buy - Securities Purchased RADNET INC. 100 1.90 (19.057.40) (278,589.12) RDNT Dec 20 14 5.0 C TO OPEN Commission 55.00 Regulatory Fee 2.40 05/15/14 05/16/14 Margin Buy - Securities Purchased BEAZER HOMES USA INC 50 1.95 (9.778.70) (288,367.82) BZH Jan 17 15 20.0C TO OPEN Commission 27.50 Regulatory Fee 1.20 05/15/14 05/16/14 Margin Buy - Securities Purchased BUCKLE INC 109 1.15 (12.597.57) (300,965.39) BKE Jun 21 14 46.3 P TO OPEN Commission 59.95 Regulatory Fee 2.62 05/16/14 05/16/14 Margin Joumal - Other REDEMPTION FDIC INSURED 0.00 438.512.28 137,546.89 DEPOSIT ACCOUNT 05/14/14 05/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.500 5.95 (8.925.00) 128,621.89 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased OCLARO INC OCLR 6.890 1.7499 (12.056.81) 116,565.08 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 20.000 0.49 (9.800.00) 106,765.08 COM page 18 of 42 CONFIDENTIAL SDNY_GM_00011528

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 05/14/14 05/19/14 Margin Buy - Securities Purchased COWEN GROUP INC GOWN 6.000 4.11 (24.660.00) 82.105.08 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.000 5.899 (5.899.00) 76,206.08 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 1.800 0.75 (1.350.00) 74,856.08 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.500 5.85 (8.775.00) 66.081.08 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 2.500 1.30 (3.250.00) 62,831.08 WARRANT EXP 11/18:2018 05/14/14 05/19/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.000 4.14 (4.140.00) 58.691.08 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased COWEN GROUP INC COWN 5.000 4.0899 (20.449.50) 38,241.58 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 7.000 0.26 (1.820.00) 36.421.58 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 7.600 0.6901 (5.244.68) 31.176.90 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 1.400 0.6901 (966.07) 30210.83 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 25.000 0.475 (11.875.00) 18.335.83 COM 05/14/14 05/19/14 Margin Buy - Securities Purchased MODUSLINK GLOBAL SOLUTIONS MLNK 9.100 3.6899 (33.578.09) (15.242.26) INC COM 05/14/14 05/19/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 30.000 0.47 (14.100.00) (29,342.26) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 100 3.25 (325.00) (29,667.26) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.700 3.249 (5.523.30) (35,190.56) COM 05/14/4 05/19/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 19.401 3.23 (62.665.23) (97,855.79) COM 05/4/4 05/19/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 300 3.229 (968.70) (98,824.49) COM page 19 of 42 CONFIDENTIAL SDNY_GM_00011529 EFTA_001.22I80

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 05/14/14 05/19/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 99 3.227 (319.47) (99.143.96) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 200 3.225 (645.00) (99,788.96) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased COWEN GROUP INC COWN 5.000 4.09 (20.450.00) (120,238.96) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 10.000 0.651 (6.510.00) (126,748.96) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 12.000 0.65 (7.800.00) (134,548.96) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 30.000 0.466 (13.980.00) (148,528.96) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 650 5.85 (3.802.50) (152.331.46) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased MODUSLINK GLOBAL SOLUTIONS MLNK 8.900 3.73 (33.197.00) (185,528.46) INC COM 05/14/14 05/19/14 Margin Buy - Securities Purchased MODUSLINK GLOBAL SOLUTIONS MLNK 5.400 3.64 (19.656.00) (205,184.46) INC COM 05/14/14 05/19/14 Margin Buy - Securities Purchased MODUSLINK GLOBAL SOLUTIONS MLNK 500 3.6399 (1.819.95) (207,004.41) INC COM 05/14/14 05/19/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 10,000 0.615 (6.150.00) (213,154.41) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 5.000 3.1699 (15.849.50) (229,003.91) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.200 5.81 (6.97200) (235,975.91) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 3.975 0.54 (2.146.50) (238,122.41) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 4.200 1.20 (5.040.00) (243,162.41) WARRANT EXP 11/18:2018 05/14/14 05/19/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 20.000 0.47 (9.400.00) (252,562.41) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 850 5.79 (4.921.50) (257,483.91) COM page 20 o142 CONFIDENTIAL SDNY_GM_00011530

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity' Description Symbol/ CUSIP Quantity Price Amount Balance 05/14/14 05/19/14 Margin Buy - Securities Purchased MODUSLINK GLOBAL SOLUTIONS MLNK 1.100 3.61 (3.971.00) (261.454.91) INC COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 3.000 0.26 (780.00) (262,234.91) COM 05/14/14 05/19/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 900 3.23 (2.907.00) (265,141.91) COM 05/16/14 05/19/14 Margin Buy - Securities Purchased RADNET INC. 75 0.65 (4.918.05) (270,059.96) RDNT Sep 20 14 7.5 C TO OPEN Commission 41.25 Regulatory Fee 1.80 05/19/14 05/19/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 270.059.96 0.00 DEPOSIT ACCOUNT 05/15/14 05/20/14 Margin Buy - Securities Purchased INTERCLOUD SYSTEMS INC ICLD 6.500 4.87 (31.655.00) (31,655.00) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased INTERCLOUD SYSTEMS INC ICLD 1.000 4.85 (4.850.00) (36.505.00) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased MODUSLINK GLOBAL SOLUTIONS MLNK 5.000 3.5199 (17.599.50) (54,104.50) INC COM 05/15/14 05/20/14 Margin Buy - Securities Purchased OCLARO INC OCLR 10.000 1.86 (18.600.00) (72.704.50) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased COWEN GROUP INC COWN 4.500 3.98 (17.910.00) (90,614.50) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased INTERCLOUD SYSTEMS INC ICLD 3.400 4.6299 (15.741.66) (106,356.16) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased COWEN GROUP INC COWN 4.500 3.92 (17.640.00) (123,996.16) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased GREEN PLAINS INC GPRE 6.544 26.21 (171.518.24) (295,514.40) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased GREEN PLAINS INC GPRE 956 26.1899 (25.037.54) (320,551.94) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased GREEN PLAINS INC GPRE 2.500 26.07 (65.175.00) (385,726.94) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 8.038 0.6229 (5.006.86) (390,733.80) COM page 21 of 42 CONFIDENTIAL SDNY_GM_00011531 EFTA_G0I 22 I 82

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 05/15/14 05/20/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 25.000 0.466 (11.650.00) (402.383.80) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 2.500 4.00 (10.000.00) (412.383.80) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 2.000 3.9999 (7.999.80) (420,383.60) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.500 3.2299 (4.844.85) (425,228.45) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased COWEN GROUP INC COWN 3.000 3.87 (11.610.00) (436,838.45) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased GREEN PLAINS INC GPRE 1.200 25.90 (31.080.00) (467,918.45) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 4.900 0.6649 (3.258.01) (471,176.46) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 100 0.6648 (66.48) (471,242.94) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased INTERCLOUD SYSTEMS INC ICLD 3.500 4.7999 (16.799.65) (488,042.59) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.200 5.3199 (6.383.88) (494,426.47) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.100 4.01 (4.411.00) (498,837.47) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 2.500 3.21 (8.025.00) (506,862.47) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased INTERCLOUD SYSTEMS INC ICLD 1.200 4.8499 (5.819.88) (512.682.35) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 4.1799 (835.98) (513,518.33) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 4.390 0.6563 (2.881.11) (516,399.44) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased INTERCLOUD SYSTEMS INC ICLD 282 4.44 (1.252.08) (517,651.52) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 600 3.16 (1,896.00) (519,547.52) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 2.500 0.26 (650.00) (520,197.52) COM page 22 o142 CONFIDENTIAL SDNY_GM_00011532

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 05/15/14 05/20/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TWO 347 3.97 (1.377.59) (521.575.11) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 240 0.83 (199.20) (521,774.31) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 10.200 0.44 (4.488.00) (526,262.31) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 30.700 0.28 (8.596.00) (534,858.31) COM 05/15/14 05/20/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 3.000 0.45 (1.350.00) (536,208.31) COM 05/19/ 4 05/20/14 Margin Buy - Securities Purchased GREEN PLAINS INC 100 1.00 (10.057.40) (546,265.71) GPRE Jun 21 14 30.0 C TO OPEN Commission 55.00 Regulatory Fee 2.40 05/19/4 05/20/14 Margin Buy - Securities Purchased GREEN PLAINS INC 100 0.90 (9.057.40) (555,323.11) GPRE Jun 21 14 30.0 C TO OPEN Commission 55.00 Regulatory Fee 2.40 05/19/4 05/20/14 Margin Buy - Securities Purchased BEST BUY CO INC 100 1.60 (16.057.40) (571,380.51) BBY Jun 21 14 25.0 C TO OPEN Commission 55.00 Regulatory Fee 2.40 05/19/4 05/20/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 50 3.25 (16.278.70) (587,659.21) SHLD Jun 21 14 39.0 C TO OPEN Commission 27.50 Regulatory Fee 1.20 05/19/4 05/20/14 Margin Buy - Securities Purchased AEROPOSTALE INC 100 1.35 (13.557.40) (601,216.61) ARO Jan 17 15 3.5 C TO OPEN Commission 55.00 Regulatory Fee 2.40 05/19/4 05/20/14 Margin Buy - Securities Purchased BON-TON STORES INC 100 0.40 (4.057.40) (605,274.01) BONT Jul 19 14 9.0 P TO OPEN Commission 55.00 Regulatory Fee 2.40 05/19/4 05/20/14 Margin Buy - Securities Purchased BUCKLE INC 50 0.95 (4.778.70) (610,052.71) BKE Jun 21 14 46.3 P TO OPEN Commission 27.50 Regulatory Fee 1.20 page 23 o142 CONFIDENTIAL SDNY_GM_00011533

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 05/20/14 05/20/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 610.052.71 0.00 DEPOSIT ACCOUNT 05/16/14 05/21/14 Margin Buy - Securities Purchased GREEN PLAINS INC GPRE 1.800 25.85 (46.530.00) (46,530.00) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.390 5.67 (7.881.30) (54.411.30) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased AOL INC AOL 1.880 36.58 (68.770.40) (123,181.70) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased AOL INC AOL 1.820 36.5799 (66.575.42) (189,757.12) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased AOL INC AOL 1.700 36.5749 (62.177.33) (251,934.45) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased AOL INC AOL 1.200 36.5699 (43.883.88) (295,818.33) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased AOL INC AOL 900 36.56 (32.904.00) (328,722.33) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased AOL INC AOL 1.500 36.02 (54.030.00) (382.752.33) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 20.000 0.31 (6.200.00) (388,952.33) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 12.000 0.682 (8.184.00) (397,136.33) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 3.588 3.95 (14.172.60) (411,308.93) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.300 1.3996 (1.819.48) (413,128.41) WARRANT EXP 11/18:2018 05/16/14 05/21/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 15.000 0.31 (4.650.00) (417,778.41) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.500 6.15 (9.225.00) (427,003.41) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 2.500 3.999 (9.997.50) (437,000.91) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.000 6.09 (6.090.00) (443,090.91) COM page 24 o142 CONFIDENTIAL SDNY_GM_00011534 EFTA_001 22 I 85

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 05/16/14 05/21/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 10.000 1.01 (10.100.00) (453,190.91) COMMUNICATIONS COM 05/6/14 05/21/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.500 5.98 (8.970.00) (462.160.91) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 3.287 0.83 (2.728.21) (464,889.12) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 300 3.29 (987.00) (465,876.12) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.100 3.289 (3.617.90) (469,494.02) COM 05/16/14 05/21/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 3.700 3.98 (14.726.00) (484,220.02) COM 05/20/14 05/21/14 Margin Buy - Securities Purchased ITT EDUCATIONAL SERVICES INC 75 2.00 (15.043.05) (499,263.07) ESI Jun 21 14 25.0 C TO OPEN Commission 41.25 Regulatory Fee 1.80 05/20/14 05/21/14 Margin Buy - Securities Purchased AEROPOSTALE INC 50 1.45 (7.278.70) (506.541.77) ARO Jan 17 15 3.5 C TO OPEN Commission 27.50 Regulatory Fee 1.20 05/21/14 05/21/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 506541.77 0.00 DEPOSIT ACCOUNT 05/19/14 05/22/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 2.000 1.8399 (3.679.80) (3,679.80) WARRANT EXP 11/18:2018 05/19/14 05/22/14 Margin Buy - Securities Purchased INTERCLOUD SYSTEMS INC ICLD 1.018 4.819 (4.905.74) (8,585.54) COM 05/19/14 05/22/14 Margin Buy - Securities Purchased COWEN GROUP INC COWN 1.500 3.8999 (5.849.85) (14,435.39) COM 05/19/14 05/22/14 Margin Buy - Securities Purchased GREEN PLAINS INC GPRE 1.000 27.77 (27.770.00) (42.205.39) COM 05/19/14 05/22/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 8.000 0.735 (5.880.00) (48,085.39) COM 05/19/14 05/22/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 3.500 3.96 (13.860.00) (61,945.39) COM 05/19/14 05/22/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 8.000 0.732 (5.856.00) (67,801.39) COM page 25 o142 CONFIDENTIAL SDNY_GM_00011535

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 05/19/14 05/22/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 10.000 0.981 (9.810.00) (77,611.39) COMMUNICATIONS COM 05/19/4 05/22/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.600 3.48 (5.568.00) (83,179.39) COM 05/19/ 4 05/22/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 15.000 0.445 (6.675.00) (89,854.39) COM 05/19/ 4 05/22/14 Margin Buy - Securities Purchased AOL INC AOL 300 36.839 (11.051.70) (100,906.09) COM 05/19/14 05/22/14 Margin Buy - Securities Purchased AOL INC AOL 700 36.835 (25.784.50) (126,690.59) COM 05/19/14 05/22/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 600 6.8996 (4.139.76) (130,830.35) COM 05/19/ 4 05/22/14 Margin Buy - Securities Purchased OCLARO INC OCLR 8.100 1.89 (15.309.00) (146,139.35) COM 05/19/ 4 05/22/14 Margin Buy - Securities Purchased OCLARO INC OCLR 1.900 1.8899 (3.590.81) (149,730.16) COM 05/19/ 4 05/22/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 28.600 0.27 (7.722.00) (157,452.16) COM 05/19/ 4 05/22/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 6.58 (658.00) (158,110.16) COM 05/19/ 4 05/22/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 2.400 1.89 (4.536.00) (162.646.16) WARRANT EXP 11/18:2018 05/19/ 4 05/22/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.000 3.85 (3.850.00) (166,496.16) COM 05/19/ 4 05/22/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.91 (391.00) (166,887.16) COM 05/21/14 05/22/14 Margin Buy - Securities Purchased RADNET INC. 50 0.70 (3.528.70) (170,415.86) RDNT Sep 20 14 7.5 C TO OPEN Commission 27.50 Regulatory Fee 1.20 05/21/14 05/22/14 Margin Buy - Securities Purchased BUCKLE INC 100 0.75 (7.557.40) (177,973.26) BKE Jun 21 14 46.3 C TO OPEN Commission 55.00 Regulatory Fee 2.40 page 26 o142 CONFIDENTIAL SDNY_GM_00011536

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 05/21714 05/22/14 Margin Sell - Securities Sold BUCKLE INC 4- 2.23 864.38 (177,108.88) BKE Jun 21 14 46.3 P TO CLOSE Commission 27.50 Regulatory Fee 0.12 05/21/14 05/22/14 Margin Sell - Securities Sold BUCKLE INC 1- 2.22 221.96 (176,886.92) BKE Jun 21 14 46.3 P TO CLOSE Regulatory Fee 0.04 05/21/14 05/22/14 Margin Sell - Securities Sold BUCKLE INC 45- 2.21 9.943.70 (166,943.22) BKE Jun 21 14 46.3 P TO CLOSE Regulatory Fee 1.30 05/21/14 05/22/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 15 1.84 (2.768.61) (169,711.83) SHLD Jun 21 14 39.0 C TO OPEN Commission 8.25 Regulatory Fee 0.36 05/21/14 05/22/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC 50 1.40 (7,028.70) (176,740.53) QTWW Jul 19 14 3.0 C TO OPEN Commission 27.50 Regulatory Fee 1.20 05/21/14 05/22/14 Margin Buy - Securities Purchased AEROPOSTALE INC 50 1.35 (6.778.70) (183,519.23) ARO Jan 17 15 3.5 C TO OPEN Commission 27.50 Regulatory Fee 1.20 05/22/14 05/22/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 183319.23 0.00 DEPOSIT ACCOUNT 05/20/14 05/23/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 19,000 0.6801 (12.921.90) (12.921.90) COM 05/20/14 05/23/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 15.000 0.23 (3.450.00) (16,371.90) COM 05/20/ 4 05/23/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.445 3.87 (5.592.15) (21,964.05) COM 05/22/14 05/23/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC - 75 3.30 (24.793.05) (46,757.10) UEPS Jan 17 15 8.0C TO OPEN Commission 41.25 Regulatory Fee 1.80 05/22/14 05/23/14 Margin Sell - Securities Sold BUCKLE INC 5- 1.98 962.35 (45,794.75) BKE Jun 21 14 46.3 P TO CLOSE Commission 27.50 Regulatory Fee 0.15 page 27 o142 CONFIDENTIAL SDNY_GM_00011537 EFTA _00122I88

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 05/22/14 05/23/14 Margin Sell - Securities Sold BUCKLE INC 1- 1.96 195.96 (45.598.79) BKE Jun 21 14 46.3 P TO CLOSE Regulatory Fee 0.04 05/22/14 05/23/14 Margin Sell - Securities Sold BUCKLE INC 44- 1.95 8.578.75 (37,020.04) BKE Jun 21 14 46.3 P TO CLOSE Regulatory Fee 1.25 05/22/14 05/23/14 Margin Buy - Securities Purchased ITT EDUCATIONAL SERVICES INC - 25 0.56 (1.414.35) (38,434.39) ESI Jun 21 14 25.0 C TO OPEN Commission 13.75 Regulatory Fee 0.60 05/22/14 05/23/14 Margin Sell - Securities Sold BUCKLE INC 50- 1.40 6.971.14 (31,463.25) BKE Jun 21 14 46.3 P TO CLOSE Commission 27.50 Regulatory Fee 1.36 05/22/14 05/23/14 Margin Buy - Securities Purchased SONY CORP 75 0.85 (6.418.05) (37,881.30) SNE Oct 18 14 17.0 C TO OPEN Commission 41.25 Regulatory Fee 1.80 05/22/14 05/23/14 Margin Sell - Securities Sold BUCKLE INC 50- 1.40 6,971.14 (30,910.16) BKE Jun 21 14 46.3 P TO CLOSE Commission 27.50 Regulatory Fee 1.36 05/23/14 05/23/14 Margin Joumal - Other REDEMPTION FDIC INSURED 0.00 30.910.16 0.00 DEPOSIT ACCOUNT 05/21/14 05/27/14 Margin Buy - Securities Purchased OCLARO INC OCLR 10,000 1.85 (18.500.00) (18,500.00) COM 05/21/14 05/27/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.300 6.55 (8.515.00) (27,015.00) COM 05/21/14 05/27/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.600 1.80 (2.880.00) (29,895.00) WARRANT EXP 11/18:2018 05/21/14 05/27/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 12,900 0.685 (8.836.50) (38,731.50) COM 05/21/14 05/27/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 100- 27.781 2/78.03 (35,953.47) COM Regulatory Fee 0.07 05/21/14 05/27/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 900- 27.78 25.001.44 (10,952.03) COM Regulatory Fee 0.56 page 28 o142 CONFIDENTIAL SDNY_GM_00011538

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 05/21/14 05/27/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 1.000- 27.831 27.830.38 1637835 COM Regulatory Fee 0.62 05/21/14 05/27/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 1.000- 27.91 27.909.38 44.787/3 COM Regulatory Fee 0.62 05/21/14 05/27/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 4.500 0.93 (4.184.96) 40.602.77 COMMUNICATIONS COM 05/21/14 05/27/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 4.500 0.9307 (4.187.93) 36.41434 COMMUNICATIONS COM 05/21/14 05/27/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 1.000- 27.9501 27.949.48 64364.32 COM Regulatory Fee 0.62 05/21/14 05/27/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.200 6.41 (7.692.00) 56.67232 COM 05/21/14 05/27/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.300 6.40 (8.320.00) 48.35232 COM 05/21/14 05/27/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 800- 28.021 22.416.30 70.768.62 COM Regulatory Fee 0.50 05/21/14 05/27/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 200- 28.02 5.603.87 76.372.49 COM Regulatory Fee 0.13 05/21/14 05/27/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.200 6.1999 (7.439.88) 68.93231 COM 05/21/14 05/27/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 2.000 10.47 (20.940.00) 47.99231 COM 05/21/14 05/27/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 300 10.4699 (3.140.97) 44.85134 COM 05/21/14 05/27/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 400 0.425 (170.00) 44.68134 COM 05/21/14 05/27/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 317 0.89 (282.13) 44.39951 COMMUNICATIONS COM 05/21/14 05/27/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 3.650 0.26 (949.00) 43.45051 COM page 29 of 42 CONFIDENTIAL SDNY_GM_00011539

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 05/21/14 05/27/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 470 3.48 (1.635.60) 41.814.91 COM 05/21/14 05/27/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 2.300 10.42 (23.966.00) 17.848.91 COM 05/21/14 05/27/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 600 10.419 (6.251.40) 11,597.51 COM 05/21/14 05/27/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 400 0.927 (370.80) 11,226.71 COMMUNICATIONS COM 05/21/14 05/27/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 6.15 (1.230.00) 9.996/1 05/23/14 05/27/14 Margin Sell - Securities Sold COM BUCKLE INC 50- 1.60 7,971.12 17.967.83 05/23/14 05/27/14 Margin Buy - Securities Purchased BKE Jun 21 14 46.3 P TO CLOSE Commission 27.50 Regulatory Fee 1.38 NET 1 UEPS TECHNOLOGIES INC 25 3.40 (8,514.35) 9.453.48 05/23/14 05/27/14 Margin Buy - Securities Purchased UEPS Jan 17 15 8.0 C TO OPEN Commission 13.75 Regulatory Fee 0.60 BUCKLE INC 100 0.65 (6.557.40) 2.896.08 05/23/14 05/27/14 Margin Buy - Securities Purchased BKE Jun 21 14 46.3 C TO OPEN Commission 55.00 Regulatory Fee 2.40 AOL INC 131 2.43 (31.918.65) (29,022.57) 05/23/14 05/27/14 Margin Buy - Securities Purchased AOL Jul 19 14 36.0 C TO OPEN Commission 82.50 Regulatory Fee 3.15 AOL INC 19 2.42 (4.598.46) (33,621.03) 05/23/14 05/27/14 Margin Buy - Securities Purchased AOL Jul 19 14 36.0 C TO OPEN Regulatory Fee 0.46 SEARS HOLDING CORP 25 1.31 (3.289.35) (36,910.38) 05/23/14 05/27/14 Margin Buy - Securities Purchased SHLD Jun 21 14 39.0 C TO OPEN Commission 13.75 Regulatory Fee 0.60 GREEN PLAINS INC 100 4.00 (40.057.40) (76.967.78) GPRE Jul 19 14 25.0 C TO OPEN Commission 55.00 Regulatory Fee 2.40 page 30 0142 CONFIDENTIAL SDNY_GM_00011540 EFTA_00 I 22 I 9 I

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 05/23/14 05/27/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC - 133 2.71 (36.128.70) (113,096.48) APOL Jul 19 14 26.0 C TO OPEN Commission 82.50 Regulatory Fee 3.20 05/23/14 05/27/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 7 2.70 (1.890.17) (114,986.65) APOL Jul 19 14 26.0 C TO OPEN Regulatory Fee 0.17 05/23/14 05/27/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 10 2.69 (2.690.24) (117,676.89) APOL Jul 19 14 26.0 C TO OPEN Regulatory Fee 0.24 05/23/14 05/27/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 20 3.60 (7.211.48) (124,888.37) UEPS Jan 17 15 8.0 C TO OPEN Commission 11.00 Regulatory Fee 0.48 05/23/14 05/27/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 30 3.50 (10.517.22) (135,405.59) UEPS Jan 17 15 8.0 C TO OPEN Commission 16.50 Regulatory Fee 0.72 05/27/14 05/27/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 68.050.61 (67,354.98) DEPOSIT ACCOUNT 05/27/14 05/27/14 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA1 0.00 4.41 (67,350.57) ACCOUNT IDA01 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 0513112014 Insured Deposit Accoun 0.71 05/22/14 05/28/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.500 3.73 (5.595.00) (72.945.57) COM 05/22/14 05/28/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.000 3.45 (3.450.00) (76,395.57) COM 05/22/14 05/28/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 30 3.44 (103.20) (76,498.77) COM 05/22/14 05/28/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 1.500 10.6896 (16.034.40) (92.533.17) COM 05/22/14 05/28/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.000 1.57 (1.570.00) (94,103.17) WARRANT EXP 11/18:2018 page 31 o142 CONFIDENTIAL SDNY_GM_00011541 EFTA_00 I 22192

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 05/22/14 0528/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 11.000 0.9206 (10,126.60) (104,229.77) COMMUNICATIONS COM 05/22/14 05/28/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 24.997 0.25 (6.249.25) (110,479.02) COM 05/22/14 05/28/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 200 10.62 (2.124.00) (112,603.02) COM 05/22/14 05/28/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 106 10.6199 (1.125.71) (113,728.73) COM 05/22/14 05/28/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD HSOL 14.106 2.36 (33.290.16) (147,018.89) ADS 05/22/14 05/28/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD HSOL 500 2.355 (1.177.50) (148,196.39) 05/27/14 05/28/14 Margin Buy - Securities Purchased ADS AEROPOSTALE INC 250 1.05 (26.393.50) (174,589.89) ARO Jul 19 14 3.0 C TO OPEN Commission 137.50 Regulatory Fee 6.00 05/23/14 05/29/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 2.500 3.449 (8.622.50) (183.212.39) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 2.500 3.58 (8.950.00) (192,162.39) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.200 1.78 (2.136.00) (194,298.39) WARRANT EXP 11/18.2018 05/23/14 05/29/14 Margin Buy - Securities Purchased TFiANSGENOMIC INC TBIO 700 3.80 (2.660.00) (196.958.39) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.919 (783.80) (197.742.19) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 994 11.0496 (10.983.30) (208.725.49) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 1.000 11.02 (11.020.00) (219.745.49) COM 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 1.000- 36.961 36.960.18 (182,785.31) COM Regulatory Fee 0.82 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 700- 36.981 25.886.12 (156.899.19) COM Regulatory Fee 0.58 page 32 o142 CONFIDENTIAL SDNY_GM_00011542

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 300- 36.98 11.093.75 (145.805.44) COM Regulatory Fee 0.25 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 1.000- 37.0501 37.049.28 (108,756.16) COM Regulatory Fee 0.82 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 9- 37.17 334.52 (108,421.64) COM Regulatory Fee 0.01 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 100- 37.163 3.716.21 (104,705.43) COM Regulatory Fee 0.09 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 891- 37.161 33.109.71 (71,595.72) COM Regulatory Fee 0.74 05/23/14 05/29/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 1.500 10.92 (16.380.00) (87,975.72) COM 05/23/14 05/29/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 1.000- 28.0004 27.999.78 (59,975.94) COM Regulatory Fee 0.62 05/23/14 05/29/14 Margin Buy - Securities Purchased TFiANSGENOMIC INC TBIO 1.500 3.9199 (5.879.85) (65,855.79) COM 05/23/14 05/29/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 1.000- 28.021 28.020.38 (37,835.41) COM Regulatory Fee 0.62 05/23/14 05/29/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.052 3.5299 (3.713.45) (41,548.86) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 11.853 0.69 (8.178.57) (49.727.43) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 800 0.689 (551.20) (50.278.63) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 624 0.6888 (429.81) (50.708.44) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 4 0.6887 (2.75) (50.711.19) COM 05/23/14 05/29/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 100- 28.10 2.809.93 (47,901.26) COM Regulatory Fee 0.07 page 33 o142 CONFIDENTIAL SDNY_GM_00011543

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 05/23/14 05/29/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 900- 28.091 25.281.34 (22.619.92) COM Regulatory Fee 0.56 05/23/14 05/29/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD HSOL 5.400 2.2899 (12.365.46) (34,985.38) ADS 05/23/14 05/29/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC UEPS 1.500 11.11 (16.665.00) (51,650.38) COM 05/23/14 05/29/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 700- 28.205 19743.06 (31,907.32) COM Regulatory Fee 0.44 05/23/14 05/29/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 300- 28.2004 8.459.93 (23,447.39) COM Regulatory Fee 0.19 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 1.000- 37.1501 37.149.27 13.701.88 COM Regulatory Fee 0.83 05/23/14 05/29/14 Margin Buy - Securities Purchased AEROPOSTALE INC ARO 10.000 3.45 (34.500.00) (20,798.12) COM 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 15- 37.1501 557.23 (20,240.89) COM Regulatory Fee 0.02 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 100- 37.155 3715.41 (16,525.48) COM Regulatory Fee 0.09 05/23/14 05/29/14 Margin Sell - Securities Sold AOL INC AOL 1.400- 37.15 52.008.85 35.483.37 COM Regulatory Fee 1.15 05/23/14 05/29/14 Margin Buy - Securities Purchased AEROPOSTALE INC ARO 14.515 3.45 (50.076.75) (14,593.38) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased AEROPOSTALE INC ARO 400 3.445 (1.378.00) (15,971.38) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased AEROPOSTALE INC ARO 85 3.4401 (292.41) (16,263.79) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 204 0.6786 (138.43) (16,402.22) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 200 0.679 (135.80) (16,538.02) COM page 34 o142 CONFIDENTIAL SDNY_GM_00011544

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 05/23/14 05/29/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 103 0.6788 (69.92) (16,607.94) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 1.212 0.6787 (822.58) (17.430.52) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 968 0.875 (847.00) (18277.52) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 400 3.51 (1.404.00) (19,681.52) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 48 3.5099 (168.48) (19,850.00) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.174 1.81 (2.124.94) (21.974.94) COM 05/23/14 05/29/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 585 3.82 (2.234.70) (24.209.64) 05/28/14 05/29/14 Margin Buy - Securities Purchased COM GREEN PLAINS INC 50 3.80 (19.028.70) (43238.34) 05/28/14 05/29/14 Margin Buy - Securities Purchased GPRE Jul 19 14 25.0 C TO OPEN Commission 27.50 Regulatory Fee 1.20 FUELCELL ENERGY INC 25 1.45 (3.639.35) (46,877.69) 05/28/14 05/29/14 Margin Buy - Securities Purchased FCEL Oct 18 14 1.0 C TO OPEN Commission 13.75 Regulatory Fee 0.60 FUELCELL ENERGY INC 200 0.30 (6.114.80) (52.992.49) 05/28/4 05/29/14 Margin Buy - Securities Purchased FCEL Jul 19 14 2.5 C TO OPEN Commission 110.00 Regulatory Fee 4.80 SEARS HOLDING CORP 50 2.36 (11.828.70) (64,821.19) 05/28/14 05/29/14 Margin Buy - Securities Purchased SHLD Jul 19 14 38.0 C TO OPEN Commission 2750 Regulatory Fee 1.20 FUELCELL ENERGY INC 75 0.30 (2.293.05) (67,114.24) 05/28/14 05/29/14 Margin Buy - Securities Purchased FCEL Jul 19 14 2.5 C TO OPEN Commission 41.25 Regulatory Fee 1.80 CORINTHIAN COLLEGES INC 97 0.15 (1.510.68) (68,624.92) COCO Nov 22 141.0 C TO OPEN Commission 53.35 Regulatory Fee 2.33 page 35 o142 CONFIDENTIAL SDNY_GM_00011545

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 05/27/14 05/30/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.100 6.89 (7.579.00) (76.203.92) COM 05/27/14 05/30/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 500 7.02 (3.510.00) (79,713.92) CAM 05/27/14 05/30/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 5.400 0.8898 (4.804.92) (84,518.84) COMMUNICATIONS CAM 05/27/14 05/30/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 11 0.8893 (9.78) (84,528.62) COMMUNICATIONS CAM 05/27/14 05/30/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 89 0.8856 (78.82) (84,607.44) COMMUNICATIONS CAM 05/27/14 05/30/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 3.783 0.8879 (3.358.93) (87.966.37) COMMUNICATIONS CAM 05/27/14 05/30/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.100 2.13 (2.343.00) (90,309.37) WARRANT EXP 11/18/2018 05/27/14 05/30/14 Margin Buy - Securities Purchased ATHERONOVA INC AHRO 10.000 2.77 (27.700.00) (118,009.37) CAM 05/27/14 05/30/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 12.000 0.88 (10.560.00) (128,569.37) COMMUNICATIONS CAM 05/27/14 05/30/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 13.000 0.28 (3.640.00) (132.209.37) CAM 05/27/14 05/30/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 111- 3.945 437.89 (131,771.48) CAM Regulatory Fee 0.01 05/27/14 05/30/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 200- 3.941 788.18 (130,983.30) CAM Regulatory Fee 0.02 05/27/14 05/30/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 18.259- 3.94 71.938.87 (59,044.43) CAM Regulatory Fee 1.59 05/27/14 05/30/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 7.1799 (717.99) (59,762.42) CAM 05/27/14 05/30/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 690 1.8399 (1.269.53) (61,031.95) COM page 36 of 42 CONFIDENTIAL SDNY_GM_00011546 EFTA_00 I 22 I97

Statement for Account # 867-730320 05/01/14 - 05/31/14 Account Activity Trade Settle Acct Transaction! Symbol/ Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance 05/27/14 05/30/14 Margin Buy • Securities Purchased LANTRONIX INC LT RX 200 1.8599 (371.98) (61.403.93) COM 05/27/14 05/30/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.100 3.85 (4,235.00) (65,638.93) COM 05/27/14 05/30/14 Margin Buy - Securities Purchased HELM WIRELESS CORP. RWC 100 3.38 (338.00) (65,976.93) COM 05/27/14 05/30/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 6.430- 3.97 25,526.53 (40,450.40) COM Regulatory Fee 0.57 05/27/14 05/30/14 Margin Buy Securities Purchased TRANSGENOMIC INC TBIO 100 3.90 (390.00) (40,840.40) COM 05/30/14 05/30/14 Margin Div/Int - Expense MARGIN INTEREST CHARGE 0.00 (82.78) (40,923.18) Payable: 05/30/2014 05/30/14 05/30/14 Margin Div/Int - Income INTEREST CREDIT 0.00 1.63 (40,921.55) Payable: 05/30/2014 Closing Balance ($40,921.55) 'For Cash Actwrly totals, refer to the Cash Activity Summary on page one of your statement. TD Ameritrade Cash Interest Credit/Ex .ense Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Days Rate Debited Credited 05/12/14 $ • $ 4,000,600.00 1 0.01 $ 1.09 05/13/14 225,607.39 1 0.01 0.06 05/14/14 706,406.49 1 0.01 0.19 05/15/14 650,672.67 1 0.01 0.18 05/16/14 137,546.89 3 0.01 0.11 05/27/14 (67,350.57) 1 7.50 14.03 05/28/14 (174,589.89) 1 7.25 35.16 05/29/14 (68,624.92) 1 7.50 14.30 05/30/14 (40,840.40) 2 8.50 19.29 Total Interest Income/(Expense) $82.78 $1.63 Insured De•osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 05/13/14 $ 3,586,052.90 1 0.0100 $ 0.98 $ 0.98 $ - 05/14/14 2,555,603.85 1 0.0100 0.70 1.68 05/15/14 2,107,646.72 1 0.0100 0.58 2.26 page 37 of 42 CONFIDENTIAL SDNY_Gm_00011547 EFTA_00122198

Statement for Account # 867-730320 05/01/14 - 05/31/14 Insured Deposit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MTD Accrued MTD PAID 05/16/14 05/19/14 05/20/14 05/21/14 05/22/14 05/23/14 Total interest 1,669,134.44 1,399,074.48 789,021.77 282,480.00 98,960.77 68,050.61 3 0.0100 1 0.0100 1 0.0100 1 0.0100 1 0.0100 4 0.0100 1.37 0.39 0.21 0.08 0.03 0.07 3.63 4.02 4.23 4.31 0.03 0.10 4.31 0.10 Income $4.41 Trades Pending Settlement Account Symbol/ Trade Settle Investment Description Type CUSIP Quantity Price Date Date Amount BUY TRANSGENOMIC INC Margin TBIO 470 $ 3.979 05/28/14 06/02/14 $ (1,870.13) COM BUY GREEN PLAINS INC Margin GPRE 1.000 27.72 05/28/14 06102/14 (27,720.00) COM BUY RICEBRAN TECHNOLOGIES Margin RIBTW 1.000 2.089 05/28/14 06102/14 (2,089.00) WARRANT EXP 11/18/2018 BUY GREEN PLAINS INC Margin GPRE 1.000 27.46 05/28/14 06/02/14 (27,460.00) COM BUY RICEBRAN TECHNOLOGIES Margin RIBTW 700 2.0852 05/28/14 06/02/14 (1,459.64) WARRANT EXP 11/18/2018 BUY RICEBRAN TECHNOLOGIES Margin RIBT 500 7.10 05/28/14 06/02/14 (3,550.00) COM BUY ZIOPHARM ONCOLOGY INC Margin ZIOP 4.000 3.5799 05/28/14 06/02/14 (14,319.60) COM BUY ZIOPHARM ONCOLOGY INC Margin ZIOP 100 3.575 05/28/14 06/02/14 (357.50) COM BUY LANTRONIX INC Margin LTRX 7.000 1.90 05/28/14 06/02/14 (13,300.00) COM BUY ZIOPHARM ONCOLOGY INC Margin ZIOP 4.200 3.51 05/28/14 06/02/14 (14.742.00) COM BUY ZIOPHARM ONCOLOGY INC Margin ZIOP 500 3.509 05/28/14 06/02/14 (1,754.50) COM BUY ZIOPHARM ONCOLOGY INC Margin ZIOP 300 3.505 05/28/14 06/02/14 (1,051.50) COM page 38 o142 CONFIDENTIAL SDNY_GM_00011548

Statement for Account # 867-730320 05/01/14 - 05/31/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount SELL GREEN PLAINS INC Margin GPRE 1.000- 28.2548 05/28114 06102/14 28,254.17 COM SELL GREEN PLAINS INC Margin GPRE 300- 28.395 05/28/14 06102/14 8,518.31 COM SELL GREEN PLAINS INC Margin GPRE 114- 28.39 05/28/14 06102/14 3,236.38 COM SELL GREEN PLAINS INC Margin GPRE 486- 28.381 05/28/14 06/02/14 13,792.86 COM SELL GREEN PLAINS INC Margin GPRE 100- 28.38 05/28/14 06102/14 2,837.93 COM SELL GREEN PLAINS INC Margin GPRE 1.500- 28.6301 05/28/14 06102/14 42,944.20 COM BUY ELEPHANT TALK Margin ETAK 1.000 0.8001 05/28/14 06102/14 (800.10) COMMUNICATIONS COM BUY ELEPHANT TALK Margin ETAK 7.000 0.80 05/28/14 06102/14 (5.600.00) COMMUNICATIONS COM BUY RAINMAKER SYSTEMS INC Margin RMKR 20.000 0.255 05/28/14 06102/14 (5.100.00) COM BUY ELEPHANT TALK Margin ETAK 5,000 0.8026 05/28/14 06102/14 (4.012.95) COMMUNICATIONS COM SELL GREEN PLAINS INC Margin GPRE 1,000- 28.6601 05/28/14 06102/14 28.659.46 COM SELL AOL INC Margin AOL 1,000- 36.4012 05/28/14 06102/14 36,400.39 COM BUY LANTRONIX INC Margin LTRX 3,400 1.8999 05/28/14 06102/14 (6.459.66) COM SELL GREEN PLAINS INC Margin GPRE 500- 28.7412 05/28/14 06102/14 14.370.28 COM SELL GREEN PLAINS INC Margin GPRE 200- 28.7301 05/28/14 06102/14 5.745.89 COM page 39 o142 CONFIDENTIAL SDNY_GM_00011549 EFTA_00122200

Statement for Account # 867-730320 05/01/14 - 05/31/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount BUY LANTRONIX INC Margin LTRX 4.100 1.89 05/28/4 06102/14 (7.749.00) COM BUY LANTRONIX INC Margin LTRX 594 1.90 05/28/14 06102/14 (1.128.60) COM BUY LANTRONIX INC Margin LTRX 500 1.899 05/28/14 06102/14 (949.50) SELL COM BEST BUY CO INC Margin 91- 2.76 05/30/14 06/02/14 25.058.25 SELL BBY Jun 21 14 25.0 C BEST BUY CO INC Margin 9- 2.75 05/30/14 06/02/14 2.474.72 BBY Jun 21 14 25.0 C BUY TRANSGENOMIC INC Margin TBIO 600 3.6899 05/30/14 06/04/14 (2.213.94) COM BUY LANTRONIX INC Margin LTRX 1,500 1.9799 05/30/14 06/04/14 (2.969.85) COM BUY LANTRONIX INC Margin LTRX 6,000 1.9752 05/30/14 06104/14 (11.851.20) COM BUY ACCESS PHARMA INC Margin ACCP 2.011 0.42 05/30/14 06104/14 (844.62) COM BUY RAINMAKER SYSTEMS INC Margin RMKR 34 0.22 05/30/14 06104/14 (7.48) COM BUY ACCESS PHARMA INC Margin ACCP 3,000 0.41 05/30/14 06104/14 (1.230.00) COM page 40 0142 CONFIDENTIAL SDNY_GM_00011550 EFTA_OOI 22201

Statement for Account # 867-730320 05/01/14 - 05/31/14 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $ 0.00 05/13/14 05/13/14 Received FDIC INSURED DEPOSIT ACCOUNT $ 247,500.00 247,500.00 IDA01 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/13/14 05/13/14 Received FDIC INSURED DEPOSIT ACCOUNT 3,338,552.90 3,586,052.90 IDA01 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/14/14 05/14/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (1,030,449.05) 2.555.603.85 IDA01 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/15/14 05/15/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (447,957.13) 2,107,646.72 IDA01 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/16/14 05/16/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (438,512.28) 1,669,134.44 IDA01 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/19/14 05/19/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (270,059.96) 1,399,074.48 IDA01 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/20/14 05/20/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (610,052.71) 789.021.77 IDA01 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/21/14 05/21/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (506,541.77) 282.480.00 IDA01 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/22/14 05/22/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (34,980.00) 247.500.00 IDA01 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/22/14 05/22/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (148,539.23) 98.960.77 IDA01 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 41 of 42 CONFIDENTIAL SDNY_GM_00011551 EFTA_00122202

Statement for Account # 867-730320 05/01/14 - 05/31/14 Insured Deposit Account Activity Date Cleared 05/23/14 05/23/14 Delivered FDIC INSURED DEPOSIT ACCOUNT IDA01 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/27/14 05/27/14 Delivered FDIC INSURED DEPOSIT ACCOUNT IDA01 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT Check Number Date Written Transaction Description Tracking Code Expense Code Amount (30,910.16) (68,050.61) Balance 68,050.61 0.00 Closing Balance FDIC Insured Deposit Account (IDA) balances reflected in your brokerage accoun are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection vocable to your brokerage account. $ 0.00 Important Information The most recent statement of financial condition for TD Ameritrade Clearing. Inc. may be obtained at no cost. via the Internet at http:liwww.tdameritrade.corn,financialstatement.html on or before June 13, 2014, or by contacting TO Ameritrade Clearing. Inc. at 1-800-237-8692. As of March 31, 2014, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.42 billion and $266.6 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. page 42 of 42 CONFIDENTIAL SDNY_GM_00011552 EFTA_00122203

1D

Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE 8-3 ST THOMAS. VI 00802-1348 SDNY_GM_00011553 CONFIDENTIAL

Terms and Conditions STATEMENT GUIDE nr•:- wade prandes marbly Pordcao Fleeces for accounts with amity and quanerly reams er vvcr,0 =courts rah assets.. SeConan Inverted' ProWHOA CapthiltOn rSIPC'). valth MIKIS wattles CuerOMen el id fnernberti up to 3500000 tinflueing 3250.000 rot Clain la 010). Explthatcry Oahu, le available on request al swalliPtide Portfolio Summary: Tema. the Current value a yOtir pOnla0 65 Of the teeth dale and caroves it to Ire VW MOnth.T The PPM altalien adcelee yOur panel* dIvereftelith by .nvesimen tope waled dlocalons under 5%stabe grouped into the Megan , 01-Mee in the pie ChM. Margin Eciuty - Told Account EituThITOISI LOng Magnate Value • Tidal Short Value) Madly Summery: The opening and dosing cash balances aro reconcloo hue lot yea quick reletence Al account activity issummarized lot the current paled and yea/go-dale Additbnight. TO Amaral* provides each 0(0 $149.5 Wen oath 01 protases for see -unties and S2 milton of protocan for cash through supthemonla coverage provided by London imams. In the ovoid of a brokerage nsarency. a diem may receive afriCtlete due from the meta in bankruptcy and then SIPC. Supplemersal coverage is paid cis agar the troves and SPC payouts and under such coverage each client n limited to a combined return of $152 widen Item a trustee. SIPC and London nSurery. The TO same/bade supplemental coverage tea en ipgreda401Mll el $500 billion Over al Cush:Men This poky provides coverage *leonine brokerage insolvency and does not protect against loss In market value 01 the securities Income a Expense Summery (noaMAs only): This section Maas the income and endnite wan hem Mo Acouty Summary and eta:tilos the lax boatmen. Robrernent Account Summary (IRAs orgy): Amore no IRS renuacd transactions for the wren and potr years IRS Form 5498 lair mania( value is based on the curtain value as a December 31 of the prenous year arelml to furnished tote Thema] Revenue Seam. PeclormanosSummary:Monnor your annual portfolio porlormance and the unedited gains and tostrestayOue *lure nreaneni sealenY. ACCOunt Positions: Viewyaw Mahwah el the Current trend value and conthare the Original cod to sea uvealcred gains and losses n your pentad Original cod is assigned using the *slat first-out (FIFO) method idleh assumes the tint shwa yOu set are those >du parchased first. The estimated immanent income2 and average cost per share ate displayed for your relevance the odast purchase date is shown for an vacation of your baking pen*. Account Salary: Al a:cotnt solidly is dead defiled. leled in Ode order, and reflected lithe closing cash balance. Trades Pending Stoneman!: Conlirrn yew euxund Wades nub a settlement date alter month aid. Them transactions wit be tattooed nitro ArmOure Astray Section rat month. Online Cash Services Transaction Detail: Cash management transactions that cleared during tis maternal lCiaaltelll pond. ndudng chest debt card and ATM acuity. are listed in date prim Online Cash Santos Summery: Credit and drat transaction totals to the current statement repedrg paned are summarized. Indmciad transactons are not listed. Use to rounding aduStMente the statement MONS may not equal ad nelemeatoten :Estimated Annual Income and Conned Annual Tleld values ate based upon the number of stores Craned Or anal value Waned as ol the Madmen dale ad the meat fecal dividend tale or cash mild emended GENERAL INFORMATION ID Amethrode does not porde legal Or la advid. Made Costa yaw legal !Wee, or lax accountant when nxessary. As a standard inanity prance. acne comersatons may to recorded lot gushy antra and InindrotiOn veafiGlol purthased For ID Arnearade nsfilikOnal tient your advisor firm is Separele horn and not *Misled van ID Amanrado. Inc. a TO Arnersrado Owing. Inc.. and oath I rm Is Mil response.° lot the creams and same: cd the other. Accuracyel Reports.", you find any errors or omissions in your account MilIment you should Immediately call us at the number hated on page one of your statement You should also contact our Martha firm. TO Arnentrado Clearing. Inc. at 8004654900. F108S0 !Sew tile statement Carertily II you drawee with an/ seneeden. Or it Male are any was or on/snorts. plow natty a Client Seams temesentamo or your kcal birdie/fink as eel es TO Arnatrode Clearing. Irc in with* MINn tee (10) days of Tea fedi% a this statement. Any oral statements that you have made to us slued be confirmed in twang The statement watt °Menne be considered COOCkght Please natty us promptly of any charges in yea contact aloanabon. Transactions related on yon report von be COnCkeively deemed MOSSO urea. you Maly TO Amebae* immethetery. Account Ptoteclion: Deposits held try 71)13ank. N A and TONS* USA. NA.. are inured by the CDC (not covered by SIPCi up le $250.000. Limits aro per account owners/me per irr.bluun. To learn more about FOC coverage go to vnwridcgov. Secuites. ircludrg mutual funds. held in your Evoke/age Account are tel deposits or obloblIons ol. or guaranteed by. any bank. are not FDIClnswed. and Invoke Investment ride. inducing posstie Kea ol prhcpal. TO Amman* is a member 01 the An inv./4MM in a money Mane( end 4 tel inland Cr guaranteed by the Festal Deposit Insurance Corporation (FMC) or any Other government agency Mhough the kinds seek to preserve the value of yew investment at 51 00 per share. II Is pessibb to lose money by investing m a money market fund. Dividend: we declared Maly and pakinenvested monthly. The prospectus certain, this and other impaired inbrmalion. Road the prospectus carefully belore investing. Nenamesn investments held by your broker-dealer are NOT FMC INSURED i NOT BANK GUARANTEED ; MAY LOSE VALUE. The Oaten°e in your bank depeell UM.' Or Shand 01 your money market mutual kind can be Idultlated on yam' Order, and the p/0000)09 returned 10 yew SeCtrtheS account or tanned to you. Tax RoptinIng: The POMO* report Is not a tax document You wit resew Form 1099 Sae annual tax repot.® In COMplenCe wall IRS legulteriethIS lineludee Wale interest, covoens. Capital ganS. Wee wthhad. OM Sales p/009008). Some payments are SAKI tO reCiaThdetillen stleh w0 be relletled a fulaSequent lax resorts Cost Basle: Costaatis. tax tot and performance reporting and OeinTheeDer are offered and conducted by COI INCORPORATED. TD Afileitade to not responsble or the relebllly Cr Sultablity a the infOrmatiOn TO Annerrnide and its Into -matron providers ilhordenr) 00 not guarantee the accuracy a the nimmelco and data provided. COI INCORPORATED Is a 64Varate Company and IS not atideoed with TO Arnerthade. Margin end Options 'Meant Alife•Mente: Promptly advise TC)Amelleade In mane of any change in your mandril oblectives or financul :dualism as they avian to your Margo Or Options account agreements A fiurninfiry OleCMMISCOnS and VIVO'S inane* wag the exeeugen a 006008 trainSeCtOnS IS th rolbilDle. Current Market Prices: The market values a SCrounlitiS have been Obtaltked. if amiable, hem quotation services and other independent sources. Oahe: we based on the closing price. the mean between the bd and askng prces. or other methods. K no market value is amiable from a qumahon serene or other independent source, the Urourtly s etbda 10 being Wetted 48 lath.PeCed (ear l. The valvalall On your POM010 roped ale provided as general olormabon and we Mr not guarantee the accuracy a any securnes arse* Mortgage backed positions are valued Wing the remanne balance and the Current reader price. gorgolo report valuations may not represent sales proceeds The secondary ;nand for CentiCateS 01 DePOPIS (CCU) lo generally aqua and the actual value may be deferent hem the purchase price. A signecars loss of primeval may result rem the sale °feel) pnor to maunty. Sends anat.' Fixed Income Sautes trade datronlly than eerily scarifies arid do not trade on a liquid exchange. Ramer, they trade in the OTC (over the counter) market and stealers 'meaty may net coin for you to sell your position prior to mature,. The sale of bards prior to inaturry may result in a loss of armed. Non Standard Assets (NSA) are typicaly investments in area partionation program saunlies fpartnershps. hided Wally companies, a real estate invest:nen trusts,. cairn:dry pods. wale equity. Ovate dots a hedge Ands. NSAs are rypicaly illepd investments and do not trade on a nacznal socunhes exchange a the Nasdaq Stock Market. The values shown br those investments are estimated values domed /nom venom methods. including. but not 'mead to. [dependent appraisals, the program's net assets. ands mad party lender Otters that have been provided by the management. admheaatOr, ander sponsor a each program. Or by a liddlaarry vender waled independent vernsabon by TO AMMO* Values may net relied the origins purithatie pace. actual market value Or be realized upon liquidation. II an essmated value cannel be esiabished through these mettials. the valuation may be reflected as Nonthrced For addtional detail renaming valuation for N bPaeSytals.Cbo aam.fwOstpprcq not AuttiOn Rate SeanItis ("ARS') Pricing: The morket values Ion ARS securities bare been warned. e mulatto. from quamon sconcesor other relependcm sources. Tie accuncyd the snag c ea guarical n a rocket mkt na "mask; TD Arneruale wit price to MSposition. taro into consdera0a, both the ligualy and underlying etedi golly. The ARS market is cunenth, °menacing a lack of lestaty and. as a result. mere can be no assurance that exit Meanies can be sold under Curren market Conditions REGULATORY DISCLOSURES Al transactions are 'Wuxi to CO the cor sblution. roles. regulations. customs and usages d erg ...change or market and its dearneaduse. if any. On whits such th ireactions ate execued: it federal laws. ndudng to Saunas Act of 1533 ace the Stroud*: Exchange Act d 1934, oath as amended to dam and in the future. and the nubs and regulations promulgated thetender. end thi) the rules and ItmAltrescI FiMIA end the Fede el Reserve System For an investor brochure that Mack intormation detretrng FINRAS Pudic Cuselasure Program. pease contact FINRA at 800-289.9999 or HUmmittirea.org. The interest rate shoran for TO Amerind° Cash* taken Iran the applcatle interest rate See tot the Market Value balance n the TO Amaiyado Cash. as ol the statemem toting date. Simple irteresI is mated dab/ toted on the )merest rate See epplbatry 10 Oath day's balance. Anomie' Statement Notification: The statement 01 financial condition tor TO Amenuale e avalablo twat a year and may to emoted at no cast. ma the interned at Mlimmvaldersentede COnslintheWelatervienthal. Allocation Method: In the event any 01 your securities are Caned Or assigned the Manta wit be selected on an impartial. random basis. Fret Credit Balances (Rule 16:3-2 8 3): under the pent protection nice. we may use tree Credit balances n your trdOunt ii the Penury course of Our Wands which are Made to yOu on darned. Margin Aateunts (Regulation I):II you have a margin account. tas report u a conisnatin of your margin BCC*" and a special memorandum meow Mating On Margin Mises tideland eisks and is not bitable for all investors. A complete tat of the risks 16SOCelad well margin tracing is avalatle in the maron rely disclosure *acumen. You may obtain a copy a INS document by antatling us at thenumber 'sled on page One 01 your statement. Payment for Order Flow (SEC Rules 606 and 607): in some cncumstances. TO Anetetatle receives compensation lot drooling caftan Oventhecounter and 'sled moray rick floe to selected markets. brokers or dealers (Mean CenterC). Condensation is in the Iona or a per share cash payment. In ad.:loon. TO Amite:rade also may some compensator) related to the foreign °agency euchringe cOmponent of transactions n drogn securities from Markel Calm executive sigh yams. We post quarterly repels CMCKILI/9 the venues for order nixing execution at smeldamertrade Can A eaten COPY is aialatte upon request n is our poky. absent Pen orders to the contrary. to select brokers. deems. and market makers tend on the °billy to prouder best euecution and the Th eory of sedan ace 'roommatm market alas. Poe° rowan:foamis avertable ov er certain marled conditions. and we regularly molter ituronon: to test for etch imp:comment d avalatle. Trade Conarmetiona (Rule 100-10): All cordrmarons ere transmitted on the transearon dale. Teat: Transadons in baron securities (indueing laden comPanY ADRs that Irade in the U.S.) ray include hues and feescharged by the Werth makes or governments. vltch may be Needed in the cup of the seventy or charged than MdePerettnt ine item Privacy Porky Nolificetion: A Copy of the TO Amertrad? Privary POICY is available vnsw.thamenradecorn in Case 01 Errors a 0a3660n$ ALMA Yes Electronic Transfers TetephOne to el 1.200 669.39COor llMle us al P.O. box 2209. Omaha. NE 68103, as soon as you can. it you thrk your statement a roOept is stone or 4 you need more interrelation abed a transfer On the statement a NOMA We Mud hair from you to bier then 60days cuter vie sent you the FAST statement on shishthe error or problem appeared. (I) Ted us yOur nand end account numb., t2) Doan>, the error or the transfer you are unsure about. and explan as decoy as you can why you beloved is an error or why you need rum inlormabon. (3) Tell us the dam angora of the euspeeted error. Wo came invests/ate your complaint and wit carat any error promptly. el we lake more man 10 business drys to do this. we wit mkt you account for the anieun you think b in error so that you w11 have the use of the money donne tho tmo r takes tie to complete our inyestgaton. SDNY_GM_00011554 OM ISO ibis

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/14 - 06/30/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash ($190.07) ($40,921.55) $40,731.48 Insrd Dep Acct 5,059.03 5,059.03 Money Market Short Balance Stocks 2.528.880.07 2,714,051.10 (185,171.03) (6.8)% Short Stocks • Axed Income Options 1,720,632.38 1,289,444.13 431,188.25 33.4% Short Options Mutual Funds Other 120,984.00 146,600.00 (25,616.00) (17.5)% Total $4,375,365.41 $4,109,173.68 $266,191.73 6.5% Margin Equity 100.0% Cash Activi Summar Income & Ex r ense Summa Opening Balance Current YTD Income Reportable Non Reportable YTD ($40,921.55) $ - Securities Purchased (1,655,281.11) (6,331,481.72) Dividends $200.00 S - $200.00 Securities Sold 1,701,061.62 2,335,817.42 Interest 1.63 Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 200.00 201.63 Interest (190.07) (272.85) Expense (190.07) (272.85) Fees Other (5,058.96) (5,054.55) Other Closing Balance ($190.07) ($190.07) Net $9.93 $0.00 ($71.22) Estimated Income Portfolio Allocation $ Estimated Yield S 0.00 page 1 of 55 CONFIDENTIAL 0.01% 0.0% Performance Summa Cost Basis As Of - 06/30/14 " $4,251,760.75 Unrealized Gains 545,081.91 Unrealized Losses (426,346.21) Funds Deposited/(Disbursed)YM 4,000,600.00 Income/(Expense)n° (71.22) Securities Received/(Delivered)"° 0.00 **For cost-basis Information. refer to www.tclametitracte.com SDNY_GM_00011555 EFTA_00122206

Statement for Account # 867-730320 06,01/14 - 06/30/14 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current s - 0.00 Year To Date $ 4,000,000.00 4,000,000.00 0.00 4,000,000.00 Income Summary Detail' Description Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest Current $ 0.00 (190.07) 200.00 0.07 Year to Date $ 1.63 (272.85) 200.00 4.48 'This section displays current and year to date taxation values lor tt, account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a provisos tax year (spillover diands). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Symbol! Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ACCESS PHARMA INC ACCP 255.000 $ 0.295 $ 75,225.00 05/12/14 $ 113.056.99 $ 0.44 $ (37,831.99) $ - COM ATHERONOVA INC AHRO 5.014 1.85 9.275.90 05/27/14 11.779.93 2.35 (2.504.03) COM COWEN GROUP INC COWN 48.200 4.22 203.404.00 05/13/14 196.548.35 4.08 6.855.65 COM ELEPHANT TALK ETAK 177.900 0.95 169.005.00 05/12/14 178.915.82 1.01 (9.910.82) COMMUNICATIONS COM EMRISE CORP EMRI 29,410 0.88 25.880.80 05/15/14 24.987.09 0.85 893.71 COM HAUPPAGE DIGITAL INC HAUP 38,885 0.147 5.716.10 06/13/14 5,827.48 0.15 (111.38) COM LANTRONIX INC LTRX 65,000 1.97 128.050.00 05/23/14 127,802.19 1.97 247.81 COM page 2 o155 CONFIDENTIAL SDNY_GM_00011556 EFTA_00I 22207

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Cost Date Basis Average Cost MODUSLINK GLOBAL MLNK 55.000 3.74 205.700.00 05/13/14 200.070.54 3.64 SOLUTIONS INC COM OCLARO INC OCLR 70.750 2.20 155.650.00 05/13/14 127.827.42 1.81 COM RAINMAKER SYSTEMS RMKR 428.582 0.175 75.001.85 05/12/14 99.484.45 0.23 INC COM RELM WIRELESS CORP. RWC 58.000 3.86 223.880.00 05/13/14 191.874.40 3.31 COM RICEBRAN RIBT 57.000 5.28 300,960.00 05/12/14 320.118.64 5.62 TECHNOLOGIES COM TITAN ENERGY TEWI 4.582.450 0.0275 126.017.38 06/23/14 78.776.54 0.02 WORLDWIDE INC COM TORCHLIGHT ENERGY TRCH 51.700 4.12 213.004.00 06/02/14 216.607.01 4.19 RESOURCES COM TRANSGENOMIC INC TBIO 79.900 3.74 298.826.00 05/12/14 320.732.08 4.01 COM ZAZA ENERGY ZAZA 220.908 0.88 194299.04 05/13/14 143.718.50 0.65 CORPORATION COM ZIOPHARM ONCOLOGY ZIOP 29.500 4.03 118285.00 05/14/14 99,237.50 3.36 INC COM Total Stocks $2,528,860.07 $2,457,364.93 Options - Margin ADVANCED MICRO 1,075 $ 0.936 $ 100,620.00 05/12/14 $ 93.377.05 $ 0.87 DEVICES INC AMD Jan 17 15 3.5 C page 3 o155 CONFIDENTIAL Unrealized Gain(Loss) 5.629.46 27.822.58 (24.482.60) 32.005.60 (19.158.64) 47.240.84 (3.603.01) (21.906.08) 50.680.54 19247.50 Estimated Income Yield $71,515.14 $0.00 0.0% $ 7.242.95 $ - SDNY_GM_00011557 EFTA_00122208

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield ADVANCED MICRO 800 0.4109 32.872.00 06/20/14 31,871.20 0.40 1.000.80 DEVICES INC AMD Jan 17 15 4.5 C AEROPOSTALE INC 550 0.5698 31.339.00 05/13/14 88.815.70 1.61 (57.476.70) ARO Jan 17 15 3.5 C AEROPOSTALE INC 300 0.4906 14.718.00 05/27/14 29.422.20 0.98 (14.704.20) ARO Jul 19 14 3.0 C AMAZON.COM INC 250 0.0524 1.310.00 06/09/14 9.490.52 0.38 (8.180.52) AMZN Jul 19 14 270.0 P AOL INC 150 3.8828 58.242.00 05/23/14 36.517.11 2.43 21.724.89 AOL Jul 19 14 36.0 C APOLLO EDUCATION 100 5.25 52.500.00 05/23/14 27.977.54 2.80 24322.46 GROUP INC APOL Jul 19 14 26.0 C APOLLO EDUCATION 150 0.1584 2.376.00 06/26/14 4.292.10 0.29 (1.916.10) GROUP INC APOL Aug 16 14 36.0 C APOLLO EDUCATION 120 0.06 720.00 06/16/14 7.460.88 0.62 (6.740.88) GROUP INC APOL Jul 19 14 26.0 P BEAZER HOMES USA INC - 300 2.85 85.500.00 05/13/14 72.422.20 2.41 13.077.80 BZH Jan 17 15 20.0 C BLACKBERRY LIMITED 101 2.0798 21.005.98 06/27/14 18.845.98 1.87 2.160.00 BBRY Jan 17 15 9.0 C CENTRAIS ELEC BRAS 475 0.4212 20.007.00 05/13/14 46.018.67 0.97 (26.011.67) EBR Sep 20 14 2.5 C CORINTHIAN COLLEGES 575 0.0179 1.029.25 06/24/14 3.211.05 0.06 (2.181.80) INC COCO Feb 20 15 1.0 C CORINTHIAN COLLEGES 500 0.0001 5.00 05/13/14 11.012.00 0.22 (11.007.00) INC COCO Aug 16 14 1.0 C CORINTHIAN COLLEGES 2.000 0.0001 20.00 05/13/14 11.148.00 0.06 (11.128.00) INC COCO Aug 16 14 2.0 C page 4 o155 CONFIDENTIAL SDNY_GM_00011558 EFTA _00122209

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield CORINTHIAN COLLEGES 2.147 0.0164 3.521.08 05/13/14 63.699.38 0.30 (60.178.30) INC COCO Nov 22 14 1.0 C COWEN GROUP INC 250 0.225 5.625.00 06/27/14 7.649.50 0.31 (2.024.50) COWN Jan 17 15 5.0 C DRY SHIPS 800 0.6054 48.432.00 05/12/14 51.659.20 0.65 (3.227.20) INCORPORATED DRYS Jan 17 15 3.0 C FLAMEL TECH 80 5.7723 46.178.40 05/14/14 27,245.92 3.41 18.932.48 FLML Dec 20 14 10.0 C FUELCELL ENERGY INC 400 0.0623 2.492.00 05/28/14 11.366.60 0.28 (8.874.60) FCEL Jul 19 14 2.5 C FUELCELL ENERGY INC 275 1.4003 38.508.25 05/13/14 35.057.85 1.27 3.450.40 FCEL Oct 18 14 1.0 C FUELCELL ENERGY INC 350 0.9442 33.047.00 05/12/14 28.740.90 0.82 4,306.10 FCEL Oct 18 14 1.5 C GREEN PLAINS INC 95 7.9829 75.837.55 05/23/14 46.660.53 4.91 29.177.02 GPRE Jul 19 14 25.0 C GREEN PLAINS INC 175 2.15 37.625.00 06/25/14 34.674.45 1.98 2,950.55 GPRE Sep 20 14 35.0 C HANWHA SOLARONE CO 400 0.9097 36.388.00 05/13/14 35.479.60 0.89 908.40 LTD HSOL Sep 20 14 2.0 C HEWLETT PACKARD CO 200 4.05 81.000.00 05/13/14 79.114.80 3.96 1,885.20 HPO Jan 17 15 31.0 C JETBLUE AIRWAYS CORP 270 3.9146 105.694.20 05/14/14 70,354.16 2.61 35.340.04 JBLU Jan 17 15 7.0 C JETBLUE AIRWAYS CORP 225 0.8571 19.284.75 06/06/14 15.129.15 0.67 4.155.60 JBLU Jul 19 14 10.0 C KATE SPADE & COMPANY 157 0.0446 700.22 06/17/14 6.207.12 0.40 (5.506.90) KATE Jul 19 14 34.0 P MGIC INVT CORP WIS 500 1.8072 90.360.00 05/14/14 76,287.00 1.53 14.073.00 MTG Jan 17 15 8.0 C page 5 of S5 CONFIDENTIAL SDNY_GM_00011559 EFTA_00I 22210

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield NET 1 UEPS 150 3.6813 55.219.50 05/22/14 51.036.10 3.40 4.183.40 TECHNOLOGIES INC UEPS Jan 17 15 8.0 C NET 1 UEPS 120 2.8752 34.50240 06/05/14 36.468.88 3.04 (1.966.48) TECHNOLOGIES INC UEPS Jan 17 15 9.0 C NORDIC AMERICAN 690 1.757 121.233.00 05/15/14 89.90106 1.30 31.330.94 TANKERS LTD NAT Jan 17 15 8.0 C NORDIC AMERICAN 325 0.4232 13.754.00 06/18/14 12.954.55 0.40 799.45 TANKERS LTD NAT Oct 18 14 10.0 C QUANTUM FUEL 280 2.7944 78.243.20 05/12/14 32.536.72 1.16 45.706.48 SYSTEMS TEC QTWW Jul 19 14 3.0 C QUIKSILVER INC 250 0.0001 2.50 06/02/14 3.89150 0.16 (3.891.00) ZQK Jul 19 14 7.0 C RADNET INC. 900 0.5801 52.209.00 05/12/14 67.796.34 0.75 (15.587.34) RDNT Sep 20 14 7.5 C RADNET INC. 470 2.1048 98.925.60 05/12/14 97.860.82 2.08 1.064.78 RDNT Dec 20 14 5.0 C SEARS HOLDING CORP 60 2.705 16.230.00 05/28/14 15.84044 2.64 389.56 SHLD Jul 19 14 38.0 C SEARS HOLDING CORP 10 2.135 2.135.00 06/19/14 3.161.74 3.16 (1.026.74) SHLD Jul 19 14 39.0 C SONY CORP 550 0.775 42.625.00 05/13/14 61.339.70 1.12 (18.714.70) SNE Oct 18 14 17.0 C TEEKAY TANKERS LTD 500 0.0882 4.410.00 06/20/14 2.79100 0.06 1.617.00 TNK Jul 19 14 5.0 C TEEKAY TANKERS LTD 205 0.275 5.637.50 06/23/14 7.279.67 0.36 (1.642.17) TNK Nov 22 14 5.0 C TESLA MOTORS INC 186 0.0187 347.82 06/10/14 16.645.77 0.89 (16.297.95) TSLA Jul 19 14 170.0 P UNILIFE CORP 350 0.6563 22,970.50 06/20/14 30.96190 0.88 (7.992.40) UNIS Sep 20 14 2.5 C page 8 o155 CONFIDENTIAL SDNY_GM_00011560 EFTA _00122211

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Positions SymboU Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Options - Margin

UNITED STATES NAT GAS - 71 0.3974 2.821.54 06/27/14 2.673.76 0.38 147.78

FUND UNG Jul 19 14 25.0 C

UNITED STATES NAT GAS - 200 0.0261 522.00 06/12/14 11.820.80 0.59 (11,298.80)

FUND UNG Jul 19 14 27.0 C YAHOO! INC 100 1.7538 17538.00 06/23/14 10.063.40 1.01 7.474.60 YHOO Jul 19 14 34.0 C YRC WORLDWIDE INC 135 5.725 77.287.50 06/05/14 24.334.50 1.80 52.953.00 YRCW Jul 19 14 22.5 C YRC WORLDWIDE INC 32 6.2285 19.931.20 06/05/14 8530.37 2.67 11.400.83 YRCW Oct 18 14 22.5 C YRC WORLDWIDE INC 50 1.35 6.750.00 06/27/14 6325.71 1.27 424.29 YRCW Oct 18 14 32.5 C ZIOPHARM ONCOLOGY 279 0.0136 379.44 06/09/14 9.641.15 0.35 (9.261.71) INC ZIOP Jul 19 14 5.0 C Total Options $1,720,632.38 $1,685,070.24 $35,562.14 $0.00 0.0% Other - Margin RICEBRAN RIBTW 80.656 $ 1.50 $ 120.984.00 05/12/14 $ 109.325.58 $ 1.36 $ 11,658.42 $ - TECHNOLOGIES WARRANT EXP 11/18/2018 Total Other $120,984.00 $109,325.58 $11,658.42 $0.00 0.0% Total Margin Account $4,370,496.45 $4,251,760.75 $118,735.70 $0.00 0.0% page 7 of 55 CONFIDENTIAL SDNY_GM_00011561 EFTA_00 I 91111

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance Opening Balance ($40,921.55) 05/28/14 06/02/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 470 $ 3.979 $ (1.870.13) (42.791.68) COM 05/28/14 06/02/14 Margin Buy - Securities Purchased GREEN PLAINS INC GPRE 1.000 27.72 (27.720.00) (70,511.68) COM 05/28/14 06/02/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.000 2.089 (2.089.00) (72.600.68) WARRANT EXP 11/18:2018 05/28/14 06/02/14 Margin Buy - Securities Purchased GREEN PLAINS INC GPRE 1.000 27.46 (27.460.00) (100,060.68) COM 05/28/14 06/02/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 700 2.0852 (1.459.64) (101,520.32) WARRANT EXP 11/18:2018 05/28/14 06/02/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 500 7.10 (3.550.00) (105,070.32) COM 05/28/14 06/02/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 4.000 3.5799 (14.319.60) (119,389.92) COM 05/28/14 06/02/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 100 3.575 (357.50) (119,747.42) COM 05/28/14 06/02/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 7.000 1.90 (13.300.00) (133,047.42) COM 05/28/14 06/02/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 4.200 3.51 (14.742.00) (147,789.42) COM 05/28/14 06/02/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 500 3.509 (1.754.50) (149,543.92) COM 05/28/14 06/02/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC ZIOP 300 3.505 (1.051.50) (150,595.42) COM 05/28/14 06/02/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 1.000- 28.2548 28.254.17 (122.341.25) COM Regulatory Fee 0.63 05/28/14 06/02/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 300- 28.395 8318.31 (113322.94) COM Regulatory Fee 0.19 05/28/14 06/02/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 114- 28.39 3.236.38 (110,586.56) COM Regulatory Fee 0.08 05/28/14 06/02/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 486- 28.381 13.792.86 (96,793.70) COM Regulatory Fee 0.31 page 8 o155 CONFIDENTIAL SDNY_GM_00011562 EFTA (()122213

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 05/28/14 06/02/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 100- 28.38 2.837.93 (93,955.77) COM Regulatory Fee 0.07 05/28/14 06/02/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 1.500- 28.6301 42.944.20 (51,011.57) COM Regulatory Fee 0.95 05/28/14 06/02/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 1.000 0.8001 (800.10) (51,811.67) COMMUNICATIONS COM 05/28/14 06/02/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 7.000 0.80 (5.600.00) (57,411.67) COMMUNICATIONS COM 05/28/14 06/02/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 20.000 0.255 (5.100.00) (62.511.67) COM 05/28/14 06/02/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 5.000 0.8026 (4.012.95) (66,524.62) COMMUNICATIONS COM 05/28/14 06/02/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 1.000- 28.6601 28.659.46 (37,865.16) COM Regulatory Fee 0.64 05/28/14 06/02/14 Margin Sell - Securities Sold AOL INC AOL 1.000- 36.4012 36400.39 (1,464.77) COM Regulatory Fee 0.81 05/28/14 06/02/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 3.400 1.8999 (6.459.66) (7.924.43) COM 05/28/14 06/02/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 500- 28.7412 14.370.28 6.445.85 COM Regulatory Fee 0.32 05/28/14 06/02/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 200- 28.7301 5745.89 12.191.74 COM Regulatory Fee 0.13 05/28/14 06/02/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 4.100 1.89 (7.749.00) 4.442.74 COM 05/28/14 06/02/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 594 1.90 (1.128.60) 3.314.14 COM 05/28/14 06/02/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 500 1.899 (949.50) 2.364.64 COM page 9 *MSS CONFIDENTIAL SDNY_GM_00011563 EFTA (X)122214

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 05/30/14 06/02/14 Margin Sell - Securities Sold BEST BUY CO INC 91- 2.76 25.058.25 27.422.89 BBY Jun 21 14 25.0 C TO CLOSE Commission 55.00 Regulatory Fee 2.75 05/30/14 06/02/14 Margin Sell - Securities Sold BEST BUY CO INC 9- 2.75 2.474.72 29,897.61 BBY Jun 21 14 25.0 C TO CLOSE Regulatory Fee 0.28 06102/14 06/02/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (29.897.61) 0.00 DEPOSIT ACCOUNT 06102/14 06/03/14 Margin Buy - Securities Purchased QUIKSILVER INC 120 0.60 (7.268.88) (7,268.88) MK Jul 19 14 6.0 P TO OPEN Commission 66.00 Regulatory Fee 2.88 06102/14 06/03/14 Margin Buy - Securities Purchased QUIKSILVER INC 250 0.15 (3.893.50) (11,162.38) MK Jul 19 14 7.0 C TO OPEN Commission 137.50 Regulatory Fee 6.00 06103/14 06/03/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 11.162.38 0.00 DEPOSIT ACCOUNT 05/30/14 06/04/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 600 3.6899 (2.213.94) (2.213.94) COM 05/30/14 06/04/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.500 1.9799 (2.969.85) (5,183.79) COM 05/30/14 06/04/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 6.000 1.9752 (11.851.20) (17,034.99) COM 05/30/14 06/04/14 Margin Buy - Securities Purchased ACCESS PlIARMA INC ACCP 2.011 0.42 (844.62) (17,879.61) COM 05/30/14 06/04/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 34 0.22 (7.48) (17,887.09) COM 05/30/14 06/04/14 Margin Buy - Securities Purchased ACCESS PlIARMA INC ACCP 3.000 0.41 (1.230.00) (19,117.09) COM 06103/14 06/04/14 Margin Sell - Securities Sold QUIKSILVER INC 120- 2.55 30.530.44 11.413.35 ZOK Jul 19 14 6.0 P TO CLOSE Commission 66.00 Regulatory Fee 3.56 page 10 0155 CONFIDENTIAL SDNY_GM_00011564 EFTA (()122215

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/03/14 06/04/14 Margin Buy - Securities Purchased TWITTER INC 74 0.95 (7.086.78) 4.326.57 TWTR Jul 19 14 36.0 C TO OPEN Commission 55.00 Regulatory Fee 1.78 06103/14 06/04/14 Margin Buy - Securities Purchased TWITTER INC 26 0.94 (2.444.63) 1.881.94 TWTR Jul 19 14 36.0 C TO OPEN Regulatory Fee 0.63 06103/14 06/04/14 Margin Buy - Securities Purchased LULULEMON ATHLETTCA INC 50 1.50 (7.528.70) (5,646.76) LULU Jun 21 14 45.0 C TO OPEN Commission 27.50 Regulatory Fee 1.20 06104/14 06/04/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.646.76 0.00 DEPOSIT ACCOUNT 06102/14 06/05/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 6.900 1.97 (13.593.00) (13,593.00) COM 06/02/14 06/05/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 100 1.9699 (196.99) (13189.99) COM 06/02/14 06/05/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 400 6.89 (2.756.00) (16,545.99) COM 06/02/14 06/05/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.6801 68.00 (16,477.99) COM Regulatory Fee 0.01 06/02/14 06/05/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 9.900- 0.68 6.731.85 (9,746.14) COM Regulatory Fee 0.15 06/02/14 06/05/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 5.000 4.2599 (21.299.50) (31,045.64) RESOURCES COM 06102/14 06/05/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 2.500 0.895 (2.237.50) (33283.14) COMMUNICATIONS COM 06/02/14 06/05/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 1.600 4.27 (6.832.00) (40,115.14) RESOURCES COM 06/02/14 06/05/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 4.400 4.2699 (18.787.56) (58,902.70) RESOURCES COM page 11 of 55 CONFIDENTIAL SDNY_GM_00011565 EFTA (()122216

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/02/14 06/05/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 4.500 4.26 (19.170.00) (78,072.70) RESOURCES COM 06102/14 06/05/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 800- 29.131 23204.28 (54,768.42) COM Regulatory Fee 0.52 06102/14 06/05/14 Margin Sell - Securities Sold GREEN PLAINS INC GPRE 1.000- 29.301 29200.35 (25,468.07) COM Regulatory Fee 0.65 06102/14 06/05/14 Margin Sell - Securities Sold AOL INC AOL 600- 36.2001 21.719.57 (3,748.50) COM Regulatory Fee 0.49 06102/14 06/05/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 400 3.87 (1.548.00) (5,296.50) COM 06102/14 06/05/14 Margin Sell - Securities Sold AOL INC AOL 885- 36.3001 32.124.88 26,82828 COM Regulatory Fee 0.71 06102/14 06/05/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 750 3.5452 (2.658.90) 24.169.48 COM 06102/14 06/05/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 1.800- 0.6801 1.224.06 25,393.54 COM Regulatory Fee 0.03 06102/14 06/05/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 4.603- 0.68 3.129.97 28,523.51 COM Regulatory Fee 0.07 06102/14 06/05/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 700 1.98 (1.386.00) 27.137.51 COM 06102/14 06/05/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.6751 67.50 27,205.01 COM Regulatory Fee 0.01 06102/14 06/05/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 4.260- 0.675 2.875.43 30.080.44 COM Regulatory Fee 0.07 06102/14 06/05/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 6.93 (693.00) 29,387.44 COM 06102/14 06/05/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 200 1.999 (399.80) 28,987.64 COM page 12 o155 CONFIDENTIAL SDNY_GM_00011566 EFTA (()122217

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 06/02/14 06/05/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 927 2.01 (1.863.27) 27.124.37 COM 06/02/14 06/05/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 435 4.33 (1.883.55) 25,240.82 RESOURCES COM 06/02/14 06/05/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 700 4.3299 (3.030.93) 22,209.89 RESOURCES COM 06105/14 06/05/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (22.209.89) 0.00 DEPOSIT ACCOUNT 06103/14 06/06/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 900 4.3999 (3.959.91) (3,959.91) RESOURCES COM 06103/14 06/06/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 900 4.3998 (3.959.82) (7,919.73) RESOURCES COM 06103/14 06/06/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.000 3.87 (3.870.00) (11,789.73) COM 06103/14 06/06/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 3.500 1.98 (6.930.00) (18,719.73) COM 06103/14 06/06/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 20,000 0.205 (4.100.00) (22.819.73) COM 06103/14 06/06/14 Margin Sell - Securities Sold AOL INC AOL 1.000- 35.881 35680.20 13.060.47 COM Regulatory Fee 0.80 06103/14 06/06/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.70 (370.00) 12.690.47 COM 06103/14 06/06/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 15 0.845 (12.68) 12.677.79 COM 06103/14 06/06/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 900 4.3399 (3.905.91) 8.771.88 RESOURCES COM 06/03/14 06/06/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 1.420 0.664 (942.88) 7.829.00 COM 06/03/14 06/06/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 400 4.40 (1,760.00) 6.069.00 RESOURCES COM page 13 o155 CONFIDENTIAL SDNY_GM_00011567 EFTA_001222 I

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/03/14 06106/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 1.997 4.3999 (8.786.60) (2.717.60) RESOURCES COM 06103/4 06/06/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 656 1.91 (1.252.96) (3,970.56) WARRANT EXP 11/18.2018 06103/4 06/06/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 400 4.40 (1.760.00) (5,730.56) 06105/4 06/06/14 Margin Buy - Securities Purchased RESOURCES COM JETBLUE AIRWAYS CORP 50 3.50 (17.528.70) (23,259.26) 06105/14 06/06/14 Margin Sell - Securities Sold JBLU Jan 17 15 7.0 C TO OPEN Commission 27.50 Regulatory Fee 1.20 BUCKLE INC 200- 0.20 3.885.11 (19,374.15) 06105/14 06/06/14 Margin Buy - Securities Purchased BKE Jun 21 14 46.3 C TO CLOSE Commission 110.00 Regulatory Fee 4.89 NET 1 UEPS TECHNOLOGIES INC 100 3.00 (30.057.40) (49,431.55) 06f05f14 06/06/14 Margin Buy - Securities Purchased UEPS Jan 17 15 9.0 C TO OPEN Commission 55.00 Regulatory Fee 2.40 JETBLUE AIRWAYS CORP 25 3.49 (8.739.35) (58,170.90) 06f05f14 06/06/14 Margin Buy - Securities Purchased JBLU Jan 17 15 7.0 C TO OPEN Commission 13.75 Regulatory Fee 0.60 LULULEMON ATHLETTCA INC 25 1.46 (3.664.35) (61,835.25) 06105114 06/06/14 Margin Buy - Securities Purchased LULU Jun 21 14 45.0 C TO OPEN Commission 13.75 Regulatory Fee 0.60 YRC WORLDWIDE INC 100 1.35 (13.557.40) (75,392.65) 06105114 06/06/14 Margin Sell - Securities Sold YRCW Jul 19 14 22.5 C TO OPEN Commission 55.00 Regulatory Fee 2.40 RADNET INC. 125- 0.85 10353.01 (64,839.64) RDNT Sep 20 14 7.5 C TO CLOSE Commission 68.75 Regulatory Fee 3.24 page 14 o155 CONFIDENTIAL SDNY_GM_00011568 EFTA_00122219

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/05/14 06/06/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 32 2.66 (8.530.37) (73,370.01) YRCW Oct 18 14 22.5 C TO OPEN Commission 17.60 Regulatory Fee 0.77 06105/14 06/06/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 34 1.26 (4.303.52) (77,673.53) YRCW Jul 19 14 22.5 C TO OPEN Commission 18.70 Regulatory Fee 0.82 06106/14 06/06/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 35.298.36 (42.375.17) DEPOSIT ACCOUNT 06106/14 06/06/14 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA11 0.00 0.03 (42.375.14) ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 06430/2014 Insured Deposit Accoun 0.03 06104/14 06/09/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 700 6.02 (4.214.00) (46,589.14) COM 06104/14 06/09/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 5.500 4.32 (23.760.00) (70,349.14) RESOURCES COM 06104/14 06/09/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 20.030 0.335 (6.710.05) (77,059.19) COM 06104/4 06/09/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 1.368 4.249 (5.812.63) (82.871.82) RESOURCES COM 06104/4 06/09/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 2.000- 11.0601 22,119.71 (60152.11) COM Regulatory Fee 0.49 06104/4 06/09/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 4.500 4.22 (18,990.00) (79,742.11) RESOURCES COM 06104/4 06/09/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 20.000- 0.65 12.999.71 (66,742.40) COM Regulatory Fee 0.29 06104/4 06/09/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 700 1.90 (1.330.00) (68,072.40) COM page 15 o155 CONFIDENTIAL SDNY_GM_00011569 EFTA_00122220

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 06/04/14 06/09/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 200 1.8999 (379.98) (68.452.38) COM 06104/14 06/09/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.700 1.92 (3.264.00) (71,716.38) COM 06104/14 06/09/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 400 1.909 (763.60) (72.479.98) COM 06104/4 06/09/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.000 1.95 (1.950.00) (74,429.98) COM 06104/14 06/09/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 100 1.97 (197.00) (74,626.98) COM 06104/4 06/09/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 183- 11.1601 2.042.25 (72.584.73) COM Regulatory Fee 0.05 06104/4 06/09/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 100- 11.16 1.115.97 (71.468.76) 06106/4 06/09/14 Margin Buy - Securities Purchased COM Regulatory Fee 0.03 SEARS HOLDING CORP 10 2.20 (2.205.74) (73,674.50) 06106/14 06/09/14 Margin Buy - Securities Purchased SHLD Jun 21 14 39.0 C TO OPEN Commission 5.50 Regulatory Fee 0.24 BLACKBERRY LIMITED 200 1.58 (31.714.80) (105,389.30) 06/06/14 06/09/14 Margin Buy - Securities Purchased BBRY Jan 17 15 7.0 C TO OPEN Commission 110.00 Regulatory Fee 4.80 TWITTER INC 25 1.20 (3.014.35) (108,403.65) 06/06/14 06/09/14 Margin Buy - Securities Purchased TWTR Jul 19 14 36.0 C TO OPEN Commission 13.75 Regulatory Fee 0.60 JETBLUE AIRWAYS CORP 100 0.80 (8.057.40) (116,461.05) JBLU Jul 19 14 10.0 C TO OPEN Commission 55.00 Regulatory Fee 2.40 06/06/14 06/09/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 25 1.20 (3.014.35) (119,475.40) NAT Jan 17 15 8.0 C TO OPEN Commission 13.75 Regulatory Fee 0.60 page 16 o155 CONFIDENTIAL SDNY_GM_00011570 EFTA (()122221

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/06/14 06/09/14 Margin Buy - Securities Purchased RADNET INC. 25 0.40 (1.014.35) (120.489.75) 06f06f14 06/09/14 Margin Sell - Securities Sold RDNT Jun 21 14 7.5 C TO OPEN Commission 13.75 Regulatory Fee 0.60 RADNET INC. 10- 1.10 1.094.23 (119,395.52) 06f06f14 06/09/14 Margin Sell - Securities Sold RDNT Sep 20 14 7.5 C TO CLOSE Commission 5.50 Regulatory Fee 0.27 BON-TON STORES INC 298- 0.20 5.788.80 (113,606.72) BONT Jul 19 14 9.0 P TO CLOSE Commission 163.90 Regulatory Fee 7.30 06105/4 06/10/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 150 5.94 (891.00) (114,497.72) COM 06105/4 06/10/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 50 5.93 (296.50) (114,794.22) COM 06/05/4 06/10/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 1.500- 11.1801 16.769.77 (98.024.45) COM Regulatory Fee 0.38 06/05/4 06/10/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.85 (1.170.00) (99,194.45) COM 06/05/4 06/10/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 2.200- 11.2101 24.661.67 (74,532.78) COM Regulatory Fee 0.55 06105/4 06/10/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 3.400 1.98 (6.732.00) (81,264.78) COM 06105/4 06/10/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 4.500 4.29 (19.305.00) (100,569.78) RESOURCES COM 06105/4 06/10/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 1.000- 11.2201 11.219.85 (89,349.93) COM Regulatory Fee 0.25 06105/4 06/10/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 1.300- 11.22 14.585.67 (74,764.26) COM Regulatory Fee 0.33 06/05/4 06/10/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.78 (1.156.00) (75,920.26) COM page 17 o155 CONFIDENTIAL SDNY_GM_00011571 EFTA_0011'7719

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/05/14 06/10/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 900- 5.8601 5.273.97 (70.646.29) COM Regulatory Fee 0.12 06105/14 06/10/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 100- 11.3501 1.134.98 (69,511.31) COM Regulatory Fee 0.03 06105/4 06/10/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 1.500- 11.35 17.024.62 (52.486.69) COM Regulatory Fee 0.38 06105/4 06/10/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.000 1.71 (1.710.00) (54,196.69) WARRANT EXP 11/82018 06105/4 06/10/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 600 1.959 (1.175.40) (55.372.09) COM 06/05/4 06/10/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 1.000 0.85 (850.00) (56.222.09) COM 06105/4 06/10/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 290- 11.2201 3.253.75 (52.968.34) COM Regulatory Fee 0.08 06105/4 06/10/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 200- 11.22 2.243.95 (50,724.39) COM Regulatory Fee 0.05 06105/4 06/10/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 500- 0.6645 332.24 (50,392.15) COM Regulatory Fee 0.01 06105/4 06/10/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 300- 0.6643 199.28 (50,192.87) COM Regulatory Fee 0.01 06105/4 06/10/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 880- 0.6641 584.40 (49,608.47) COM Regulatory Fee 0.02 06105/4 06/10/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 300- 0.6641 199.22 (49,409.25) COM Regulatory Fee 0.01 06105/4 06/10/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 700- 11.3701 7.958.89 (41.450.36) COM Regulatory Fee 0.18 page 18 o155 CONFIDENTIAL SDNY_GM_00011572 EFTA_001 /9/93

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/05/14 06/10/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 100- 11.37 1.136.97 (40.313.39) COM Regulatory Fee 0.03 06105/14 06/10/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 747A 1.587- 0.6767 1.073.89 (39,239.50) COM Regulatory Fee 0.03 06105/14 06/10/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 747A 600- 0.6766 405.95 (38,833.55) COM Regulatory Fee 0.01 06109/14 06/10/14 Margin Buy - Securities Purchased LULULEMON ATHLETTCA INC 60 0.75 (4.534.44) (43,367.99) LULU Jun 21 14 40.0 P TO OPEN Commission 33.00 Regulatory Fee 1.44 06109/14 06/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 35- 1.60 5.579.78 (37,788.21) GPRE Jun 21 14 30.0 C TO CLOSE Commission 19.25 Regulatory Fee 0.97 06109/14 06/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 35- 1.75 6.104.77 (31,683.44) GPRE Jun 21 14 30.0 C TO CLOSE Commission 19.25 Regulatory Fee 0.98 06109/14 06/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 30- 1.85 5.532.65 (26,150.79) GPRE Jun 21 14 30.0 C TO CLOSE Commission 16.50 Regulatory Fee 0.85 06109/14 06/10/14 Margin Buy - Securities Purchased AEROPOSTALE INC 50 0.60 (3.028.70) (29,179.49) ARO Jul 19 14 3.0 C TO OPEN Commission 27.50 Regulatory Fee 1.20 06/09/14 06/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 25- 2.00 4.985.53 (24,193.96) GPRE Jun 21 14 30.0 C TO CLOSE Commission 13.75 Regulatory Fee 0.72 06/09/14 06/10/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 50 0.40 (2,028.70) (26,222.66) ZIOP Jul 19 14 5.0 C TO OPEN Commission 27.50 Regulatory Fee 1.20 page 19 o155 CONFIDENTIAL SDNY_GM_00011573 EFTA_00122224

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol Description CUSIP Quantity Price Amount Balance 06/09/14 06/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 20- 2.15 4.288.42 (21,934.24) GPRE Jun 21 14 30.0 C TO CLOSE Commission 11.00 Regulatory Fee 0.58 06109/4 06/10/14 Margin Buy - Securities Purchased GREEN PLAINS INC 20 7.00 (14,011.48) (35,945.72) GPRE Jul 19 14 25.0 C TO OPEN Commission 11.00 Regulatory Fee 0.48 06109/4 06/10/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 175 0.35 (6,225.45) (42,171.17) ZIOP Jul 19 14 5.0 C TO OPEN Commission 96.25 Regulatory Fee 4.20 06109/14 06/10/14 Margin Sell - Securities Sold BON-TON STORES INC 52- 0.20 1,010.12 (41,161.05) BONT Jul 19 149.0 P TO CLOSE Commission 28.60 Regulatory Fee 1.28 06109/14 06/10/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 55 1.20 (6.631.57) (47,792.62) NAT Jan 17 158.0 C TO OPEN Commission 30.25 Regulatory Fee 1.32 06109/14 06/10/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC - 25 1.40 (3.514.35) (51,306.97) OTWW Jul 19 14 3.0 C TO OPEN Commission 13.75 Regulatory Fee 0.60 06109/4 06/10/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC - 75 0.88 (6,643.05) (57,950.02) AMD Jan 17 15 3.5 C TO OPEN Commission 41.25 Regulatory Fee 1.80 06109/14 06/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 25- 1.95 4,860.54 (53,089.48) GPRE Jun 21 14 30.0 C TO CLOSE Commission 13.75 Regulatory Fee 0.71 06109/14 06/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 30- 1.95 5,832.65 (47,256.83) GPRE Jun 21 14 30.0 C TO CLOSE Commission 16.50 Regulatory Fee 0.85 page 20 of 55 CONFIDENTIAL SDNY_GM_00011574 EFTA_00122225

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/09/14 06/10/14 Margin Buy - Securities Purchased CENTRAIS ELEC BRAS 75 0.85 (6.418.05) (53.674.88) 06109/14 06/10/14 Margin Buy - Securities Purchased EBR Sep 20 14 2.5 C TO OPEN Commission 41.25 Regulatory Fee 1.80 AMAZON.COM INC 9 0.47 (428.17) (54,103.05) AMZN Jul 19 14 270.0 P TO OPEN Commission 4.95 Regulatory Fee 0.22 06106/14 06/11/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD HSOL 4.094 2.26 (9.252.44) (63,355.49) ADS 06106/14 06/11/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 1.000- 6.4301 6.429.95 (56,925.54) COM Regulatory Fee 0.15 06106/14 06/11/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 2.415 1.98 (4.781.70) (61,707.24) COM 06106/14 06/11/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC UEPS 827- 11.58 9376.44 (52.130.80) COM Regulatory Fee 0.22 06106/14 06/11/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 1.000- 6.77 6769.85 (45.360.95) COM Regulatory Fee 0.15 06106/14 06/11/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 2.000- 6.771 13341.70 (31.819.25) COM Regulatory Fee 0.30 06106/14 06/11/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 1.500- 6.9501 10.424.91 (21.394.34) COM Regulatory Fee 0.24 06106/14 06/11/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.500 3.85 (5.775.00) (27.169.34) COM 06106/14 06/11/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 7.500 0.19 (1.425.00) (28.594.34) COM 06106/14 06/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.80 (580.00) (29.174.34) COM 06106/14 06/11/14 Margin Buy - Securities Purchased ATHERONOVA INC AHRO 900 2.50 (2.250.00) (31.424.34) COM 06106/14 06/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 100 1.89 (189.00) (31.613.34) WARRANT EXP 11/18:2018 page 21 o155 CONFIDENTIAL SDNY_GM_00011575

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/06/14 06/11/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 9.900 0.86 (8.514.00) (40.127.34) COM 06/06/14 06/11/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 1.200- 6.6701 8.003.94 (32.123.40) COM Regulatory Fee 0.18 06106/14 06/11/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 1.300- 6.7401 8761.93 (23,361.47) COM Regulatory Fee 0.20 06106/14 06/11/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 422- 4.0502 1709.14 (21,652.33) COM Regulatory Fee 0.04 06106/14 06/11/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 2.078- 4.0501 8.415.92 (13,236.41) COM Regulatory Fee 0.19 06106/14 06/11/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 33.000 0.17 (5.610.00) (18,846.41) COM 06106/14 06/11/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 100 4.25 (425.00) (19.271.41) RESOURCES COM 06106/14 06/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 900 1.60 (1.440.00) (20.711.41) WARRANT EXP 11/18:2018 06106/14 06/11/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 500 4.289 (2.144.50) (22.855.91) RESOURCES COM 06106/14 06/11/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 200- 0.6791 135.81 (22.720.10) COM Regulatory Fee 0.01 06106/14 06/11/14 Margin Buy - Securities Purchased ATHERONOVA INC AHRO 100 2.40 (240.00) (22.960.10) 06/10/14 06/11/14 Margin Buy - Securities Purchased COM SONY CORP 50 0.70 (3.528.70) (26.488.80) 06/10/14 06/11/14 Margin Buy - Securities Purchased SNE Oct 18 14 17.0 C TO OPEN Commission 27.50 Regulatory Fee 1.20 ADVANCED MICRO DEVICES INC 25 0.70 (1.764.35) (28.253.15) AMD Jun 21 143.5C TO OPEN Commission 13.75 Regulatory Fee 0.60 page 22 o155 CONFIDENTIAL SDNY_GM_00011576 EFTA_00122227

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Description Symbol, CUSIP Quantity Price Amount Balance 06/10/14 06/11/14 Margin Buy - Securities Purchased AMAZON.COM INC 151 0.43 (6,579.68) (34,832.83) AMZN Jul 19 14 270.0 P TO OPEN Commission 83.05 Regulatory Fee 3.63 06/10/ 4 06/11/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 50 0.80 (4,028.70) (38,861.53) JBLU Jul 19 1410.0 C TO OPEN Commission 27.50 Regulatory Fee 1.20 06/10/ 4 06/11/14 Margin Buy - Securities Purchased TESLA MOTORS INC 25 1.23 (3,116.85) (41,978.38) TSLA Jul 19 14 170.0 P TO OPEN Commission 41.25 Regulatory Fee 0.60 06/10/14 06/11/14 Margin Buy - Securities Purchased TESLA MOTORS INC 50 1.22 (6,101.20) (48,079.58) TSLA Jul 19 14 170.0 P TO OPEN Regulatory Fee 1.20 06/10/14 06/11/14 Margin Buy - Securities Purchased RADNET INC. 15 0.40 (608.61) (48,688.19) RDNT Jun 21 14 7.5 C TO OPEN Commission 8.25 Regulatory Fee 0.36 06/10/14 06/11/14 Margin Buy - Securities Purchased AMAZON.COM INC 7 0.33 (235.02) (48,923.21) AMZN Jul 19 14 270.0 P TO OPEN Commission 3.85 Regulatory Fee 0.17 06/09/14 06/12/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 2,400 4.25 (10,200.00) (59,123.21) RESOURCES COM 06/09/14 06/12/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 29,000 0.145 (4,205.00) (63,328.21) COM 06/09/14 06/12/14 Margin Sell - Securities Sold OCLARO INC OCLR 10,000- 2.17 21,699.52 (41,628.69) COM Regulatory Fee 0.48 06/09/14 06/12/14 Margin Sell - Securities Sold ZAZA ENERGY CORPORATION ZAZA 7.900- 0.6702 5,294.46 (36,334.23) COM Regulatory Fee 0.12 06/09/14 06/12/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.200 3.70 (4,440.00) (40,774.23) COM 06/09/14 06/12/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 2.000- 2.331 4,661.89 (36,112.34) ADS Regulatory Fee 0.11 page 23 of 55 CONFIDENTIAL SDNY_GM_00011577 EFTA_00122228

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/09/14 06/12/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 2.500 4.21 (10.525.00) (46,637.34) RESOURCES COM 06/09/14 06/12/14 Margin Sell - Securities Sold OCLARO INC OCLR 6.500- 2.1912 14.242.48 (32.394.86) COM Regulatory Fee 0.32 06109/4 06/12/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 2.000 3.9808 (7.961.60) (40,356.46) RESOURCES COM 06109/4 06/12/14 Margin Sell - Securities Sold OCLARO INC OCLR 2.500- 2.1901 5.475.12 (34,881.34) COM Regulatory Fee 0.13 06109/4 06/12/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 500 3.30 (1.650.00) (36,531.34) RESOURCES COM 06109/4 06/12/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 1.400 3.23 (4.522.00) (41,053.34) RESOURCES COM 06109/4 06/12/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 1.500- 4.265 6297.35 (34,655.99) COM Regulatory Fee 0.15 06109/4 06/12/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 2.500 0.165 (412.50) (35,068.49) COM 06109/4 06/12/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 800 3.33 (2.664.00) (37,732.49) RESOURCES COM 06109/4 06/12/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 3.000- 2.36 7.079.84 (30,652.65) COM Regulatory Fee 0.16 06109/4 06/12/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 200 3.8699 (773.98) (31,426.63) COM 06109/4 06/12/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 100- 3.94 393.99 (31,032.64) COM Regulatory Fee 0.01 06109/4 06/12/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 468- 3.931 1239.66 (29,192.98) COM Regulatory Fee 0.05 page 24 o155 CONFIDENTIAL SDNY_GM_00011578 EFTA_00122229

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/09/14 06/12/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 250- 2.45 612.48 (28.580.50) COM Regulatory Fee 0.02 06/09/14 06/12/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 371- 2.40 890.38 (27,690.12) COM Regulatory Fee 0.02 06/11/14 06/12/14 Margin Buy - Securities Purchased INTL BUSINESS MACHINES 100 0.83 (8.357.40) (36,047.52) IBM Jun 21 14 185.0 C TO OPEN Commission 55.00 Regulatory Fee 2.40 06/11/14 06/12/14 Margin Buy - Securities Purchased INTL BUSINESS MACHINES 20 0.58 (1.171.48) (37,219.00) IBM Jun 21 14 185.0 C TO OPEN Commission 11.00 Regulatory Fee 0.48 06/11/14 06/12/14 Margin Buy - Securities Purchased LULULEMON ATHLETTCA INC 50 0.60 (3.028.70) (40,247.70) LULU Jun 13 14 48.5 C TO OPEN Commission 27.50 Regulatory Fee 1.20 06/11/14 06/12/14 Margin Buy - Securities Purchased LULULEMON ATHLETTCA INC 50 0.54 (2.728.70) (42.976.40) LULU Jun 13 14 48.5 C TO OPEN Commission 27.50 Regulatory Fee 1.20 06/10/ 4 06/13/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 800 3.62 (2.896.00) (45,872.40) RESOURCES COM 06/10/4 06/13/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 500 3.82 (1.910.00) (47,782.40) RESOURCES COM 06/10/4 06/13/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 500 3.999 (1.999.50) (49,781.90) RESOURCES COM 06/10/14 06/13/14 Margin Sell - Securities Sold OCLARO INC OCLR 4.900- 2.2712 11.128.63 (38,653.27) COM Regulatory Fee 0.25 06/10/14 06/13/14 Margin Sell - Securities Sold OCLARO INC OCLR 2.100- 2.2701 4.767.10 (33,886.17) COM Regulatory Fee 0.11 page 25 o155 CONFIDENTIAL SDNY_GM_00011579 EFTA_00122230

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/10/14 06/13/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 500 3.81 (1.905.00) (35,791.17) RESOURCES COM 06/10/14 06/13/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 3.279 0.165 (541.04) (36,332.21) COM 06/10/ 4 06/13/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.339 2.0699 (2.771.60) (39,103.81) COM 06/10/ 4 06/13/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 6.045 604.48 (38,499.33) COM Regulatory Fee 0.02 06/10/ 4 06/13/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 200- 6.0425 1.208.47 (37,290.86) COM Regulatory Fee 0.03 06/10/ 4 06/13/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 6.041 604.08 (36,686.78) COM Regulatory Fee 0.02 06/10/ 4 06/13/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 600- 6.0401 3.623.97 (33,062.81) COM Regulatory Fee 0.09 06/10/ 4 06/13/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 2.600- 4.161 10.818.36 (22.244.45) COM Regulatory Fee 0.24 06/10/ 4 06/13/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 2.500- 4.1701 10.425.01 (11.819.44) COM Regulatory Fee 0.24 06/10/ 4 06/13/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 400 3.6599 (1.463.96) (13,283.40) COM 06/10/ 4 06/13/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 300 1.99 (597.00) (13,880.40) COM 06/10/ 4 06/13/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 700- 1.75 1.224.97 (12.655.43) WARRANT EXP 11/18:2018 Regulatory Fee 0.03 06/10/ 4 06/13/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 100 2.05 (205.00) (12.860.43) COM 06/10/ 4 06/13/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 261 2.049 (534.79) (13,395.22) COM 06/10/ 4 06/13/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 501 2.04 (1.022.04) (14,417.26) COM page 26 o155 CONFIDENTIAL SDNY_GM_00011580 EFTA (X1122231

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/10/14 06/13/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 100 3.79 (379.00) (14,796.26) RESOURCES COM 06/10/ 4 06/13/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 200 4.05 (810.00) (15,606.26) RESOURCES COM 06/12/14 06/13/14 Margin Sell - Securities Sold TWITTER INC 45- 2.35 10348.93 (5,057.33) TWTR Jul 19 14 36.0 C TO CLOSE Commission 24.75 Regulatory Fee 1.32 06/2/14 06/13/14 Margin Buy - Securities Purchased TESLA MOTORS INC 25 0.78 (1.964.35) (7,021.68) TSLA Jul 19 14 170.0 P TO OPEN Commission 13.75 Regulatory Fee 0.60 06/12/14 06/13/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 75 0.40 (3.043.05) (10,064.73) JBLU Jul 19 14 10.0 C TO OPEN Commission 41.25 Regulatory Fee 1.80 06/12/14 06/13/14 Margin Sell - Securities Sold TWITTER INC 80- 2.60 20753.62 10.688.89 TWTR Jul 19 14 36.0 C TO CLOSE Commission 44.00 Regulatory Fee 2.38 06/12/14 06/13/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 20 1.15 (2.311.48) 8.377.41 SHLD Jun 21 14 39.0 C TO OPEN Commission 11.00 Regulatory Fee 0.48 06/2/14 06/13/14 Margin Buy - Securities Purchased INTL BUSINESS MACHINES 20 0.40 (811.48) 7.565.93 IBM Jun 21 14 185.0 C TO OPEN Commission 11.00 Regulatory Fee 0.48 06/2/14 06/13/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 75 0.85 (6.418.05) 1.147.88 AMD Jun 21 143.5C TO OPEN Commission 41.25 Regulatory Fee 1.80 06/2/14 06/13/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 20 3.20 (6.411.48) (5,263.60) UEPS Jan 17 15 9.0 C TO OPEN Commission 11.00 Regulatory Fee 0.48 page 27 o155 CONFIDENTIAL SDNY_GM_00011581 EFTA (()122232

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/12/14 06/13/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD 150 0.60 (9.086.10) (14,349.70) 06/12/14 06/13/14 Margin Buy - Securities Purchased HSOL Sep 20 14 2.0 C TO OPEN Commission 82.50 Regulatory Fee 3.60 DRY SHIPS INCORPORATED 50 0.76 (3.828.70) (18,178.40) 06/12/14 06/13/14 Margin Buy - Securities Purchased DRYS Jan 17 15 3.0 C TO OPEN Commission 27.50 Regulatory Fee 1.20 MICHAEL KORS HOLDINGS 120 0.45 (5.468.88) (23,647.28) 06/12/14 06/13/14 Margin Buy - Securities Purchased KORS Jul 19 14 85.0 P TO OPEN Commission 66.00 Regulatory Fee 2.88

UNITED STATES NAT GAS FUND 150 0.59 (8.936.10) (32.583.38)

UNG Jul 19 14 27.0 C TO OPEN Commission 82.50 Regulatory Fee 3.60 06/11/14 06/16/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 300 3.92 (1.176.00) (33,759.38) RESOURCES COM 06/11/14 06/16/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 489 2.05 (1.002.45) (34,761.83) COM 06/11/14 06/16/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.000- 6.3048 6.304.66 (28,457.17) COM Regulatory Fee 0.14 06/11/14 06/16/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.500 3.81 (5.715.00) (34,172.17) COM 06/11/14 06/16/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 400- 6.2801 2.511.98 (31,660.19) COM Regulatory Fee 0.06 06/11/14 06/16/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 600- 6.28 3.767.91 (27,892.28) COM Regulatory Fee 0.09 06/11/14 06/16/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 1.000- 2.30 2,299.94 (25,592.34) COM Regulatory Fee 0.06 06/11/14 06/16/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 1,000- 4.221 4,220.90 (21,371.44) COM Regulatory Fee 0.10 page 28 o155 CONFIDENTIAL SDNY_GM_00011582 EFTA (X)122233

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/11/14 06/16/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 650- 2.31 1,501.46 (19.869.98) 06/13/14 06/16/14 Margin Sell - Securities Sold COM Regulatory Fee 0.04 LULULEMON ATHLETTCA INC 30- 3.55 10326.54 (9.243.44) 06/13/14 06/16/14 Margin Sell - Securities Sold LULU Jun 21 14 40.0 P TO CLOSE Commission 22.50 Regulatory Fee 0.96 LULULEMON ATHLETTCA INC 29- 3.66 10390.56 1.347.12 06/13/14 06/16/14 Margin Sell - Securities Sold LULU Jun 21 14 40.0 P TO CLOSE Commission 22.50 Regulatory Fee 0.94 LULULEMON ATHLETTCA INC 1- 3.65 364.96 1.712.08 06f13f14 06/16/14 Margin Buy - Securities Purchased LULU Jun 21 14 40.0 P TO CLOSE Regulatory Fee 0.04

UNITED STATES NAT GAS FUND 50 0.57 (2.884.70) (1,172.62)

06f13f14 06/16/14 Margin Buy - Securities Purchased UNG Jul 19 14 27.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 CORINTHIAN COLLEGES INC 25 0.20 (520.35) (1,692.97) 06f13f14 06/16/14 Margin Buy - Securities Purchased COCO Nov 22 141.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 TESLA MOTORS INC 20 0.88 (1.777.48) (3.470.45) 06f13f14 06/16/14 Margin Buy - Securities Purchased TSLA Jul 19 14 170.0 P TO OPEN Commission 17.00 Regulatory Fee 0.48 BLACKBERRY LIMITED 50 1.72 (8.634.70) (12.105.15) 06f13f14 06/16/14 Margin Buy - Securities Purchased BBRY Jan 17 15 7.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 CORINTHIAN COLLEGES INC 25 0.20 (520.35) (12.625.50) 06f13f14 06/16/14 Margin Buy - Securities Purchased COCO Nov 22 141.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 SONY CORP 75 0.65 (4.924.05) (17,549.55) SNE Oct 18 14 17.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 page 29 of 55 CONFIDENTIAL SDNY_GM_00011583 EFTA_00122234

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 06/13/14 06/16/14 Margin Buy - Securities Purchased TESLA MOTORS INC 20 0.76 (1.537.48) (19.087.03) TSLA Jul 19 14 170.0 P TO OPEN Commission 17.00 Regulatory Fee 0.48 06f13f14 06/16/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 54 0.25 (1,387.00) (20,474.03) ZIOP Jul 19 14 5.0 C TO OPEN Commission 35.70 Regulatory Fee 1.30 06/6/4 06/16/14 Margin Delivered - Other LULULEMON ATHLETTCA INC 100- 0.00 (20.474.03) LULU Jun 13 14 48.5 C EXPIRATION 06/2O4 06/17/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD HSOL 5.500 2.3099 (12.704.45) (33.178.48) ADS 06112/14 06/17/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 7.500 0.655 (4.912.50) (38.090.98) COM 06112/14 06/17/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 1.000- 6.261 6.260.86 (31,830.12) COM Regulatory Fee 0.14 06112/14 06/17/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 10.000 0.151 (1.510.00) (33340.12) COM 06112/14 06/17/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 868 3.98 (3.454.64) (36.794.76) COM 06112/14 06/17/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 2.400- 6.3401 15.215.90 (21.578.86) COM Regulatory Fee 0.34 06112/14 06/17/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 500 1.9699 (984.95) (22.563.81) WARRANT EXP 11/82018 06112/14 06/17/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.678 2.08 (3.490.24) (26.054.05) COM 06112/14 06/17/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 2.500 2.06 (5.150.00) (31.204.05) COM 06112/14 06/17/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 500- 2.275 1.137.47 (30.066.58) ADS Regulatory Fee 0.03 06112/14 06/17/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 5.000- 2.2712 11355.74 (18.710.84) ADS Regulatory Fee 0.26 page 30 o155 CONFIDENTIAL SDNY_GM_00011584

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/12/14 06/17/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 500- 2.2701 1.135.02 (17.575.82) ADS Regulatory Fee 0.03 06/12/14 06/17/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 422 2.07 (873.54) (18,449.36) COM 06/12/14 06/17/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 500- 2.31 1.154.97 (17,294.39) COM Regulatory Fee 0.03 06/12/14 06/17/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 500- 2.2801 1.134.02 (16,160.37) ADS Commission 6.00 Regulatory Fee 0.03 06/12/14 06/17/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 3.300- 2.28 7323.83 (8,636.54) ADS Regulatory Fee 0.17 06/12/14 06/17/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 865- 2.28 1$66.15 (6,670.39) COM Commission 6.00 Regulatory Fee 0.05 06/2/14 06/17/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 14- 2.29 26.05 (6,644.34) ADS Commission 6.00 Regulatory Fee 0.01 06/6/4 06/17/14 Margin Buy - Securities Purchased TESLA MOTORS INC 46 0.46 (2.148.41) (8,792.75) TSLA Jul 19 14 170.0 P TO OPEN Commission 31.30 Regulatory Fee 1.11 06/6/4 06/17/14 Margin Buy - Securities Purchased AMAZON.COM INC 33 0.36 (1.212.95) (10,005.70) AMZN Jul 19 14 270.0 P TO OPEN Commission 24.15 Regulatory Fee 0.80 06/16/14 06/17/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 100 0.62 (6.263.40) (16,269.10) APOL Jul 19 14 26.0 P TO OPEN Commission 61.00 Regulatory Fee 2.40 06/16/14 06/17/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 20 0.59 (1.197.48) (17,466.58) APOL Jul 19 14 26.0 P TO OPEN Commission 17.00 Regulatory Fee 0.48 page 31 o155 CONFIDENTIAL SDNY_GM_00011585 EFTA_00122236

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/13/14 06/18/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.000 3.90 (3.906.00) (21.372.58) COM Commission 6.00 06/13/14 06/18/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 7.800- 0.7703 6,002.20 (15,370.38) COM Commission 6.00 Regulatory Fee 0.14 06/13/14 06/18/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 5.500- 0.79 4.338.91 (11,031.47) COM Commission 6.00 Regulatory Fee 0.10 06/13/14 06/18/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 200 1.90 (386.00) (11,417.47) WARRANT EXP 11/18:2018 Commission 6.00 06/13/14 06/18/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 500 1.8999 (949.95) (12,367.42) WARRANT EXP 11/18:2018 06/13/14 06/18/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.200 1.90 (2.286.00) (14,653.42) WARRANT EXP 11/18:2018 Commission 6.00 06/13/14 06/18/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 2.090 2.04 (4.269.60) (18,923.02) COM Commission 6.00 06/13/14 06/18/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 364- 2.25 812.98 (18,110.04) COM Commission 6.00 Regulatory Fee 0.02 06/13/14 06/18/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 2.776- 2.3201 6.434.45 (11,675.59) ADS Commission 6.00 Regulatory Fee 0.15 06/13/14 06/18/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 187 2.0199 (383.72) (12.059.31) COM Commission 6.00 06/13/14 06/18/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1,300 1.89 (2.463.00) (14,522.31) WARRANT EXP 11/18:2018 Commission 6.00 page 32 o155 CONFIDENTIAL SDNY_GM_00011586 EFTA_00122237

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/13/14 06/18/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 750- 2.27 1.696.46 (12,825.85) COM Commission 6.00 Regulatory Fee 0.04 06/13/14 06/18/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 10.000 0.14 (1.406.00) (14,231.85) COM Commission 6.00 06/13/14 06/18/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 500 0.15 (81.00) (14,312.85) COM Commission 6.00 06113114 06/18/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.906 2.01 (3.837.06) (18,149.91) COM Commission 6.00 06113114 06/18/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 327 2.009 (656.94) (18,806.85) COM 06113114 06/18/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 6.000 0.16 (966.00) (19,772.85) COM Commission 6.00 06113114 06/18/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 1.636- 2.25 3.674.91 (16,097.94) COM Commission 6.00 Regulatory Fee 0.09 06/17/14 06/18/14 Margin Sell - Securities Sold MICHAEL KORS HOLDINGS 50- 1.40 6.965.14 (9,132.80) KORS Jul 19 14 25.0 P TO CLOSE Commission 33.50 Regulatory Fee 1.36 06/17/14 06/18/14 Margin Sell - Securities Sold MICHAEL KORS HOLDINGS 70- 1.40 9753.60 620.80 KORS Jul 19 14 85.0 P TO CLOSE Commission 44.50 Regulatory Fee 1.90 06117/14 06/18/14 Margin Buy - Securities Purchased KATE SPADE & COMPANY 150 0.40 (6.092.10) (5,471.30) KATE Jul 19 14 34.0 P TO OPEN Commission 88.50 Regulatory Fee 3.60 06/17/14 06/18/14 Margin Sell - Securities Sold GREEN PLAINS INC 10- 7.40 7.388.09 1.916.79 GPRE Jul 19 14 25.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.41 page 33 o155 CONFIDENTIAL SDNY_GM_00011587 EFTA_00122238

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/17/14 06/18/14 Margin Buy - Securities Purchased YAHOO! INC 100 0.73 (7.363.40) (5,446.61) 06/17/14 06/18/14 Margin Buy - Securities Purchased YHOO Jun 21 14 34.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 INTL BUSINESS MACHINES 50 0.22 (1.134.70) (6.581.31) 06/17/14 06/18/14 Margin Buy - Securities Purchased IBM Jun 21 14 185.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 SONY CORP 50 0.65 (3.284.70) (9,866.01) 06/17/14 06/18/14 Margin Buy - Securities Purchased SNE Oct 18 14 17.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 ADVANCED MICRO DEVICES INC 20 0.99 (1.997.48) (11,863.49) AMD Jun 21 143.5C TO OPEN Commission 17.00 Regulatory Fee 0.48 06/16/14 06/19/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 6.500- 0.85 5.518.87 (6344.62) COM Commission 6.00 Regulatory Fee 0.13 06/16/14 06/19/14 Margin Buy - Securities Purchased ATHERONOVA INC AHRO 1.000 1.50 (1.506.00) (7,850.62) COM Commission 6.00 06/16/14 06/19/14 Margin Buy - Securities Purchased ATHERONOVA INC AHRO 500 L455 (727.50) (8,578.12) COM 06/16/14 06/19/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 6.500- 0.9111 5,915.72 (2.662.40) COM Commission 6.00 Regulatory Fee 0.14 06/16/14 06/19/14 Margin Buy - Securities Purchased ATHERONOVA INC AHRO 1.000 1.90 (1.906.00) (4,568.40) COM Commission 6.00 06/16/14 06/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 6.82 (1.370.00) (5,938.40) COM Commission 6.00 06/16/14 06/19/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 6.500- 0.9201 5.974.51 36.11 COM Commission 6.00 Regulatory Fee 0.14 page 34 o155 CONFIDENTIAL SDNY_GM_00011588 EFTA_00122239

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/16/14 06/19/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 7.000- 0.9613 6.722.70 6.758.81 COM Commission 6.00 Regulatory Fee 0.15 06/16/14 06/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 300 6.78 (2.040.00) 4.718.81 COM Commission 6.00 06/16/14 06/19/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 600 4.05 (2.436.00) 2,282.81 RESOURCES COM Commission 6.00 06/16/14 06/19/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 15.000 0.322 (4.836.00) (2.553.19) COM Commission 6.00 06/16/14 06/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 500 6.48 (3.246.00) (5,799.19) COM Commission 6.00 06/16/14 06/19/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 3.500- 2.4401 8.534.16 2,734.97 ADS Commission 6.00 Regulatory Fee 0.19 06/16/14 06/19/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.000 6.31 (6,316.00) (3,581.03) COM Commission 6.00 06/16/14 06/19/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 5.200- 0.965 5.011.94 1.430.91 COM Commission 6.00 Regulatory Fee 0.12 06/16/14 06/19/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 1.300- 0.965 1.254.47 2.685.38 COM Regulatory Fee 0.03 06/16/14 06/19/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 2.367- 1.03 2.43195 5.117.33 COM Commission 6.00 Regulatory Fee 0.06 06/16/14 06/19/14 Margin Buy - Securities Purchased ATHERONOVA INC AHRO 200 2.03 (412.00) 4.705.33 COM Commission 6.00 page 35 o155 CONFIDENTIAL SDNY_GM_00011589

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/18/14 06/19/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 200 0.40 (8.120.80) (3.415.47) NAT Oct 18 14 10.0 C TO OPEN Commission 116.00 Regulatory Fee 4.80 06/18/14 06/19/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 50 0.35 (1.784.70) (5.200.17) NAT Oct 18 14 10.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 06/18/14 06/19/14 Margin Sell - Securities Sold APOLLO EDUCATION GROUP INC - 35- 4.30 15.023.57 9.823.40 APOL Jul 19 14 26.0 C TO CLOSE Commission 25.25 Regulatory Fee 1.18 06/18/14 06/19/14 Margin Buy - Securities Purchased AMAZON.COM INC 50 0.20 (1.034.70) 8.788.70 AMZN Jul 19 14 270.0 P TO OPEN Commission 33.50 Regulatory Fee 1.20 06/ 8/ 4 06/19/14 Margin Buy - Securities Purchased INTL BUSINESS MACHINES 50 0.21 (1.084.70) 7.704.00 IBM Jun 21 14 185.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 06/9/14 06/19/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.704.00) 0.00 DEPOSIT ACCOUNT 06/7/14 06/20/14 Margin Buy - Securities Purchased ATHERONOVA INC AHRO 700 1.74 (1.224.00) (1,224.00) COM Commission 6.00 06/17/14 06/20/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 14.000 0.845 (11.836.00) (13,060.00) COM Commission 6.00 06/17/14 06/20/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 3.400 0.1848 (634.32) (13,694.32) COM Commission 6.00 06/17/4 06/20/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1.600 0.18 (288.00) (13,982.32) COM 06/17/4 06/20/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 405 6.06 (2.460.30) (16,442.62) COM Commission 6.00 06/17/4 06/20/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 95 6.05 (574.75) (17,017.37) COM page 36 of 55 CONFIDENTIAL SDNY_GM_00011590 EFTA_00122241

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/17/14 06/20/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 450 3.92 (1.770.00) (18.787.37) COM Commission 6.00 06/17/14 06/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 250- 2.2601 559.01 (18,228.36) COM Commission 6.00 Regulatory Fee 0.02 06/17/14 06/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 3.000- 2.261 6776.85 (11,451.51) COM Commission 6.00 Regulatory Fee 0.15 06/17/14 06/20/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 800- 2.661 2.122/5 (9.328.76) ADS Commission 6.00 Regulatory Fee 0.05 06/17/14 06/20/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 2.710- 2.66 7.208.44 (2.120.32) ADS Regulatory Fee 0.16 06/17/14 06/20/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 485 0.135 (71.48) (2.191.80) COM Commission 6.00 06/17/14 06/20/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 982 0.153 (156.25) (2.348.05) COM Commission 6.00 06/19/14 06/20/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 75 0.25 (1.924.05) (4,272.10) FCEL Jul 19 14 2.5 C TO OPEN Commission 47.25 Regulatory Fee 1.80 06/19/14 06/20/14 Margin Sell - Securities Sold SEARS HOLDING CORP 20- 1.95 3.882.43 (389.67) SHLD Jun 21 14 39.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.57 06/19/ 4 06/20/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 10 3.15 (3.161.74) (3.551.41) SHLD Jul 19 14 39.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 37 o155 CONFIDENTIAL SDNY_GM_00011591 EFTA (()122242

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/19/14 06/20/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 50 0.20 (1.034.70) (4,586.11) FCEL Jul 19 14 2.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 06/19/ 4 06/20/14 Margin Buy - Securities Purchased INTL BUSINESS MACHINES 20 0.03 (77.48) (4,663.59) IBM Jun 21 14 185.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 06/19/14 06/20/14 Margin Sell - Securities Sold SEARS HOLDING CORP 20- 1.96 3,902.43 (761.16) SHLD Jun 21 14 39.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.57 06/20/14 06/20/14 Margin Div/Int - Income GREEN PLAINS INC GPRE 0.00 200.00 (561.16) COM Payable: 06120/2014 QUALIFIED DIVIDENDS 200.00 06/20/14 06/20/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 561.16 0.00 DEPOSIT ACCOUNT 06/18/14 06/23/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.93 (1.192.00) (1,192.00) COM Commission 6.00 06/18/14 06/23/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.88 (1.182.00) (2.374.00) COM Commission 6.00 06/18/14 06/23/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.79 (585.00) (2.959.00) COM Commission 6.00 06/18/14 06/23/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 500 5.71 (2.861.00) (5.820.00) COM Commission 6.00 06/18/14 06/23/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 500 5.69 (2.851.00) (8,671.00) COM Commission 6.00 06/18/14 06/23/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 6.600 0.17 (1.128.00) (9.799.00) COM Commission 6.00 06/18/14 06/23/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 7 2.04 (20.28) (9,819.28) COM Commission 6.00 page 38 o155 CONFIDENTIAL SDNY_GM_00011592 EFTA_00122243

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Ouantity Price Amount Balance 06/20/14 06/23/14 Margin Sell - Securities Sold SEARS HOLDING CORP 20- 2.16 4.302.42 (5.516.86) SHLD Jun 21 14 39.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.58 06/20/14 06/23/14 Margin Buy - Securities Purchased SONY CORP 50 0.95 (4.784.70) (10.301.56) SNE Oct 18 14 17.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 06/20/14 06/23/14 Margin Sell - Securities Sold SEARS HOLDING CORP 20- 2.16 4202.42 (5,999.14) SHLD Jun 21 14 39.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.58 06/20/14 06/23/14 Margin Sell - Securities Sold FLAMEL TECH 10- 5.26 5.248.14 (751.00) FLML Dec 20 14 10.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.36 06/20/14 06/23/14 Margin Buy - Securities Purchased UNILIFE CORP 300 0.90 (27.178.20) (27,929.20) UNIS Sep 20 14 2.5 C TO OPEN Commission 171.00 Regulatory Fee 7.20 06/20/14 06/23/14 Margin Buy - Securities Purchased TEEKAY TANKERS LTD 500 0.05 (2.793.00) (30,722.20) TNK Jul 19 14 5.0 C TO OPEN Commission 281.00 Regulatory Fee 12.00 06/20/14 06/23/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 75 0.40 (3.049.05) (33,771.25) NAT Oct 18 14 10.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 06/20/14 06/23/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 10 4.00 (4.011.74) (37,782.99) SHLD Jul 19 14 38.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 06/20/14 06/23/14 Margin Sell - Securities Sold GREEN PLAINS INC 10- 7.20 7,188.10 (30,594.89) GPRE Jul 19 14 25.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.40 page 39 o155 CONFIDENTIAL SDNY_GM_00011593

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price 06/20/14 06/23/14 Margin Sell - Securities Sold SEARS HOLDING CORP 20- 1.65 SHLD Jun 21 14 39.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.56 06/20/4 06/23/14 Margin Sell - Securities Sold FLAMEL TECH 10- 5.90 FLML Dec 20 14 10.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.38 06/20/4 06/23/14 Margin Sell - Securities Sold SEARS HOLDING CORP 20- 1.93 SHLD Jun 21 14 39.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.57 06/20/4 06/23/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 600 0.41 AMD Jan 17 15 4.5 C TO OPEN Commission 336.00 Regulatory Fee 14.40 06/20/4 06/23/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC 620- 0.58 AMD Jun 21 14 3.5 C TO CLOSE Commission 347.00 Regulatory Fee 15.68 06/23/14 06/23/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 DEPOSIT ACCOUNT 06/23/14 06/23/14 Margin Delivered - Other YAHOO! INC 100- 0.00 YHOO Jun 21 14 34.0 C EXERCISED OPTION 06/23/14 06/23/14 Margin Delivered - Other ITT EDUCATIONAL SERVICES INC 100- 0.00 ESI Jun 21 14 25.0 C EXPIRATION 06/23/14 06/23/14 Margin Delivered - Other RADNET INC. 40- 0.00 RDNT Jun 21 14 7.5 C EXPIRATION 06/23/14 06/23/14 Margin Delivered - Other LULULEMON ATHLETTCA INC 75- 0.00 LULU Jun 21 14 45.0 C EXPIRATION 06/23/14 06/23/14 Margin Delivered - Other SONY CORP 300- 0.00 SNE Jun 21 14 18.0 C EXPIRATION page 40 o155 CONFIDENTIAL Amount Balance 3.282.44 (27.312.45) 5.888.12 (21,424.33) 3.842.43 (17,581.90) (24.950.40) (42.532.30) 35397.32 (6,934.98) 6.934.98 SDNY_GM_00011594 0.00 0.00 0.00 0.00 0.00 0.00 EFTA_00122245

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 06/23/14 06/23/14 Margin Delivered Other INTL BUSINESS MACHINES 260- 0.00 0.00 IBM Jun 21 14 185.0 C EXPIRATION 06/19/14 06/24/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 4.000 2.02 (8.086.00) (8,086.00) COM Commission 6.00 06/19/14 06/24/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD HSOL 8.000- 2.6501 21.194.33 13.108.33 ADS Commission 6.00 Regulatory Fee 0.47 06/19/14 06/24/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.66 (1.138.00) 11.97023 COM Commission 6.00 06/19/14 06/24/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.7316 (579.16) 11.391.17 COM Commission 6.00 06/19/14 06/24/14 Margin Buy - Securities Purchased ACCESS PlIARMA INC ACCP 10.000 0.315 (3.156.00) 8.235.17 COM Commission 6.00 06/19/14 06/24/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 800 0.15 (126.00) 8.109.17 COM Commission 6.00 06/19/14 06/24/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 400 0.964 (391.60) 7.71757 COMMUNICATIONS COM Commission 6.00 06/23/14 06/24/14 Margin Buy - Securities Purchased RADNET INC. 35 0.85 (3.001.09) 4.716.48 RDNT Sep 20 14 7.5 C TO OPEN Commission 25.25 Regulatory Fee 0.84 06/23/14 06/24/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 5 4.75 (2.383.87) 2.332.61 YRCW Jul 19 14 22.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 06/23/14 06/24/14 Margin Buy - Securities Purchased GREEN PLAINS INC 10 7.60 (7.611.74) (5.279.13) GPRE Jul 19 14 25.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 41 o155 CONFIDENTIAL SDNY_GM_00011595 EFTA (()122246

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/23/14 06/24/14 Margin Buy - Securities Purchased TEEKAY TANKERS LTD 200 035 (7.120.80) (12.399.93) TNK Nov 22 14 5.0 C TO OPEN Commission 116.00 Regulatory Fee 4.80 06/23/4 06/24/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC - 200 0.34 (6.920.80) (19,320.73) AMD Jan 17 15 4.5 C TO OPEN Commission 116.00 Regulatory Fee 4.80 06/23/14 06/24/14 Margin Buy - Securities Purchased RADNET INC. 35 0.80 (2.826.09) (22.146.82) RDNT Sep 20 14 7.5 C TO OPEN Commission 25.25 Regulatory Fee 0.84 06/23/14 06/24/14 Margin Buy - Securities Purchased SONY CORP 50 0.85 (4.284.70) (26,431.52) SNE Oct 18 14 17.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 06/23/14 06/24/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 100- 3.40 33.935.84 7.50432 BBRY Jan 17 15 7.0 C TO CLOSE Commission 61.00 Regulatory Fee 3.16 06/23/14 06/24/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 150- 3.40 50.906.77 58,411.09 BBRY Jan 17 15 7.0 C TO CLOSE Commission 88.50 Regulatory Fee 4.73 06/23/14 06/24/14 Margin Buy - Securities Purchased YAHOO! INC 100 1.00 (10.063.40) 48,347.69 YHOO Jul 19 14 34.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 06/23/14 06/24/14 Margin Buy - Securities Purchased KATE SPADE & COMPANY 7 0.15 (115.02) 48,232.67 KATE Jul 19 14 34.0 P TO OPEN Commission 9.85 Regulatory Fee 0.17 06/24/14 06/24/14 Margin Joumal - Other PURCHASE FDIC INSURED 0.00 (48.232.67) 0.00 DEPOSIT ACCOUNT 06/20/14 06/25/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 300 5.30 (1.596.00) (1,596.00) COM Commission 6.00 page 42 o155 CONFIDENTIAL SDNY_GM_00011596 EFTA_00122247

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/20/14 06/25/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 2.165- 0.9296 2.006.53 410.53 COM Commission 6.00 Regulatory Fee 0.05 06/23/14 06/25/14 Margin Buy - Securities Purchased YAHOO! INC YHOO 10.000 34.00 (340.010.00) (339,599.47) COM Commission 10.00 06/24/14 06/25/14 Margin Buy - Securities Purchased CORINTHIAN COLLEGES INC 575 0.05 (3.211.05) (342.810.52) COCO Feb 20 15 1.0 C TO OPEN Commission 322.25 Regulatory Fee 13.80 06/24/14 06/25/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 10 4.50 (4,511.74) (347,322.26) YRCW Jul 19 14 22.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 06/24/14 06/25/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC - 5 4.40 (2.208.87) (349,531.13) APOL Jul 19 14 26.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 06/24/14 06/25/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 10 1.90 (1,911.74) (351.442.87) NAT Jan 17 15 8.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 06/24/14 06/25/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC 5 2.70 (1.358.87) (352.801.74) QTWW Jul 19 14 3.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 06/24/14 06/25/14 Margin Sell - Securities Sold GREEN PLAINS INC 10- 7.90 7.888.08 (344,913.66) GPRE Jul 19 14 25.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.42 06/24/14 06/25/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 10 3.60 (3.611.74) (348,525.40) JBLU Jan 17 15 7.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 06/24/14 06/25/14 Margin Buy - Securities Purchased UNILIFE CORP 50 0.75 (3.784.70) (352.310.10) UNIS Sep 20 14 2.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 43 o155 CONFIDENTIAL SDNY_GM_00011597 EFTA_00122248

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/24/14 06/25/14 Margin Buy - Securities Purchased TEEKAY TANKERS LTD 5 0.30 (158.87) (352.468.97) TNK Nov 22 14 5.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 06/25/4 06/25/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 48.440.53 (304,028.44) DEPOSIT ACCOUNT 06/25/14 06/25/14 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA11 0.00 0.02 (304,028.42) ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 06/3012014 Insured Deposit Accoun 0.02 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 250.000 0.016 (4.006.00) (308,034.42) COM Commission 6.00 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 65.000 0.022 (1.436.00) (309,470.42) COM Commission 6.00 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 25.000 0.0215 (537.50) (310,007.92) COM 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 80.000 0.0215 (1.726.00) (311,733.92) COM Commission 6.00 06/23/14 06/26/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 100- 6.76 669.98 (311,063.94) COM Commission 6.00 Regulatory Fee 0.02 06/23/14 06/26/14 Margin Sell - Securities Sold INTERCLOUD SYSTEMS INC ICLD 4.500- 6.7501 30374.77 (280,689.17) COM Regulatory Fee 0.68 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 9.749 0.026 (259.47) (280,948.64) COM Commission 6.00 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 8.000 0.0238 (190.40) (281,139.04) COM 06/23/14 06/26/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 200 1.9998 (405.96) (281,545.00) COM Commission 6.00 page 44 o155 CONFIDENTIAL SDNY_GM_00011598 EFTA_00122249

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Settle Acct Transaction! Symbol/ Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance 06/23/14 06/26/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 393 1.9899 (782.03) (282.327.03) COM 06/23/14 06/26/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 300 1.9898 (596.94) (282.923.97) COM 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 50.000 0.0251 (1.261.00) (284,184.97) COM Commission 6.00 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 30,000 0.025 (750.00) (284,934.97) COM 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 75,000 0.0231 (1.738.50) (286,673.47) COM Commission 6.00 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 85,000 0.0225 (1.918.50) (288,591.97) COM Commission 6.00 06/23/14 06/26/14 Margin Sell - Securities Sold YAHOO! INC YHOO 10,000- 33.59 335.886.57 47,294.60 COM Commission 6.00 Regulatory Fee 7.43 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 40.000 0.026 (1.046.00) 46,248.60 COM Commission 6.00 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 105,000 0.0232 (2.442.00) 43,806.60 COM Commission 6.00 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 95,000 0.0233 (2.219.50) 41,587.10 COM Commission 6.00 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 5.000 0.0232 (116.00) 41.471.10 COM 06/23/14 06/26/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.1996 (1.045.92) 40.425.18 COM Commission 6.00 06/23/14 06/26/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 3,582.251 0.016 (57.322.02) (16,896.84) COM Commission 6.00 page 45 o155 CONFIDENTIAL SDNY_GM_00011599 EFTA_00122250

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Duantity Price Amount Balance 06/25/14 06/26/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 6 3.80 (2.289.45) (19.186.29) 06/25/14 06/26/14 Margin Sell - Securities Sold YRCW Jul 19 14 22.5 C TO OPEN Commission 9.30 Regulatory Fee 0.15 GREEN PLAINS INC 10- 7.30 7.288.09 (11.898.20) 06/25/14 06/26/14 Margin Buy - Securities Purchased GPRE Jul 19 14 25.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.41 GREEN PLAINS INC 75 1.99 (14.974.05) (26,872.25) 06/25/14 06/26/14 Margin Sell - Securities Sold GPRE Sep 20 14 35.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 GREEN PLAINS INC 10- 7.40 7388.09 (19,484.16) 06/25/14 06/26/14 Margin Sell - Securities Sold GPRE Jul 19 14 25.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.41 GREEN PLAINS INC 15- 7.40 11.085.14 (8399.02) 06/25/14 06/26/14 Margin Sell - Securities Sold GPRE Jul 19 14 25.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.61 GREEN PLAINS INC 10- 7.50 7.488.09 (910.93) GPRE Jul 19 14 25.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.41 06/24/14 06/27/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.12 (1.030.00) (1.940.93) COM Commission 6.00 06/24/14 06/27/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 100- 4.4175 435.74 (1,505.19) COM Commission 6.00 Regulatory Fee 0.01 06/24/14 06/27/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 1.900- 4.4101 8.379.00 6.873.81 COM Regulatory Fee 0.19 06/24/14 06/27/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 110 3.72 (415.20) 6.458.61 COM Commission 6.00 06/24/14 06/27/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 90 3.715 (334.35) 6.124.26 COM page 46 o155 CONFIDENTIAL SDNY_GM_00011600 EFTA_00122251

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/24/14 06/27/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 12.300 0.15 (1.851.00) 4,273.26 COM Commission 6.00 06/24/14 06/27/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 800- 4.275 3.413.92 7,687.18 COM Commission 6.00 Regulatory Fee 0.08 06/24/14 06/27/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 200- 4.272 854.38 8.541.56 COM Regulatory Fee 0.02 06/24/14 06/27/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 1.800- 4.271 7.687.63 16,229.19 COM Regulatory Fee 0.17 06/24/14 06/27/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 300 3.72 (1.122.00) 15,107.19 COM Commission 6.00 06/24/14 06/27/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 40.450 0.025 (1.017.25) 14.089.94 06/26/14 06/27/14 Margin Buy - Securities Purchased COM Commission 6.00 GREEN PLAINS INC 50 1.90 (9.534.70) 4.555.24 06/26/14 06/27/14 Margin Sell - Securities Sold GPRE Sep 20 14 35.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 JETBLUE AIRWAYS CORP 20- 3.74 7.459.60 12.014.84 06/26/14 06/27/14 Margin Sell - Securities Sold JBLU Jan 17 15 7.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.65 JETBLUE AIRWAYS CORP 5- 3.73 1.864.83 13,879.67 06/26/14 06/27/14 Margin Buy - Securities Purchased JBLU Jan 17 15 7.0 C TO CLOSE Regulatory Fee 0.17 APOLLO EDUCATION GROUP INC 150 0.28 (4.292.10) 9.58757 06/26/14 06/27/14 Margin Sell - Securities Sold APOL Aug 16 14 36.0 C TO OPEN Commission 88.50 Regulatory Fee 3.60 GREEN PLAINS INC 10- 7.50 7.488.09 17.075.66 GPRE Jul 19 14 25.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.41 page 07 o155 CONFIDENTIAL SDNY_GM_00011601 EFTA (1(1122252

Statement for Account # 867-730320 06/01/14 - 06/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/27/14 06/27/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (17.075.66) 0.00 DEPOSIT ACCOUNT 06/25/14 06/30/14 Margin Buy - Securities Purchased I-IAUPPAGE DIGITAL INC HAUP 8.800 0.15 (1.326.00) (1.326.00) COM Commission 6.00 06/25/14 06/30/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 37.000 0.0212 (790.40) (2,116.40) COM Commission 6.00 06/25/4 06/30/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 618 0.75 (469.50) (2,585.90) COM Commission 6.00 06/25/14 06/30/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 32 0.7499 (24.00) (2.609.90) COM 06/25/14 06/30/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 200 0.7486 (149.72) (2.759.62) COM 06/27/14 06/30/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 20- 6.00 11.982.25 9,222.63 YRCW Jul 19 1422.5 C TO CLOSE Commission 17.00 Regulatory Fee 0.75 06/27/14 06/30/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 100 1.86 (18.663.40) (9,440.77) BBRY Jan 17 15 9.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 06/27/14 06/30/14 Margin Buy - Securities Purchased GREEN PLAINS INC 25 2.15 (5.395.35) (14,836.12) GPRE Sep 20 14 35.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 06/27/14 06/30/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 43 1.25 (5.405.69) (20,241.81) YRCW Oct 18 14 32.5 C TO OPEN Commission 29.65 Regulatory Fee 1.04 06/27/14 06/30/14 Margin Buy - Securities Purchased RADNET INC. 15 0.75 (1.139.61) (21,381.42) RDNT Sep 20 14 7.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 06/27/14 06/30/14 Margin Buy - Securities Purchased COWEN GROUP INC 250 0.30 (7.649.50) (29,030.92) GOWN Jan 17 15 5.0 C TO OPEN Commission 143.50 Regulatory Fee 6.00 page 08 o155 CONFIDENTIAL SDNY_GM_00011602 EFTA_00122253

Statement for Account # 867-730320 06,01/14 - 06/30/14 Account Activit Trade Settle Acct Transaction! Date Date Type Cash Activity• 06/27/14 06/30/14 Margin Buy - Securities Purchased Description GREEN PLAINS INC GPRE Sep 20 1435.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 06/27/14 06/30/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP JBLU Jan 17 15 7.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.49 06/27/14 06/30/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 15- 3.90 5,835.26 (22,130.75) JBLU Jan 17 15 7.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.49 06/27/14 06/30/14 Margin Sell - Securities Sold APOLLO EDUCATION GROUP INC - 20- 5.00 9,982.29 (12.148.46) APOL Jul 19 14 26.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.71 06/27/14 06/30/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 10- 3.92 3,908.17 (8.240.29) JBLU Jan 17 15 7.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.33 06/27/14 06/30/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 7 1.30 (920.02) (9.160.31) YRCW Oct 18 14 32.5 C TO OPEN Commission 9.85 Regulatory Fee 0.17 06/27/14 06/30/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 1 1.76 (182.58) (9,342.89) BBRY Jan 17 15 9.0 C TO OPEN Commission 6.55 Regulatory Fee 0.03 06/27/14 06/30/14 Margin Buy - Securities Purchased UNITED STATES NAT GAS FUND 71 0.37 (2,673.76) (12,016.65) UNG Jul 19 14 25.0 C TO OPEN Commission 45.05 Regulatory Fee 1.71 06/30/14 06/30/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 12.016.65 0.00 DEPOSIT ACCOUNT 06/30/14 06/30/14 Margin Div/Int - Expense MARGIN INTEREST CHARGE 0.00 (190.07) (190.07) Payable: 06/30/2014 Closing Balance 'For Cash Aclivily totals, refer to the Cash Activity Summary on page one of your statement. Symbol,' CUSIP Quantity 25 Price Amount Balance 1.90 (4,770.35) (33,801.27) page 49 of 55 CONFIDENTIAL 15- 3.90 5,835.26 (27,966.01) SDNY_GM_00011603 ($190.07) EFTA 00)22254

Statement for Account # 867-730320 06/01/14 - 06/30/14 TD Ameritrade Cash Interest Credit/Expense Begin Margin Date Balance Credit Number Balance of Days Interest Rate Interest Debited Interest Credited 06/01/14 $ (40,921.55) $ 1 8.50 $ 9.66 $ - 06/06/14 (42.375.14) 3 8.50 30.02 06/09/14 (113.606.72) 1 7.25 22.88 06/10/14 (54.103.05) 1 7.50 11.27 06/11/14 (48,923.21) 1 8.50 11.55 06/12/14 (42,976.40) 1 8.50 10.15 06/13/14 (32,583.38) 3 8.50 23.08 0616/14 (20,474.03) 1 8.75 4.98 06/17/14 (17,466.58) 1 8.75 4.25 06/18/14 (11,863.49) 1 8.75 2.88 06/25/14 (304,028.42) 1 7.00 59.12 06/26/14 (910.93) 1 9.00 0.23 Total Interest Income/(Expense) $190.07 $ 0.00 Insured Detosit Account Interest Credited Begin Number Interest Interest MTD MTh Date Balance of Days Rate Accrued Accrued PAID 06/02/14 06/03/14 06/04/14 06/05/14 06/19/14 06/20/14 06/23/14 06/24/14 06/27/14 06/30/14 $ 29,897.61 18,735.23 13,088.47 35,298.36 7,704.00 7,142.84 207.86 48,440.53 17,075.66 5,059.01 1 0.0100 1 0.0100 1 0.0100 1 0.0100 0.0100 3 0.0100 0.0100 0.0100 3 0.0100 0.0100 0.01 0.01 0.01 0.02 0.01 $ 0.01 0.01 0.02 0.03 0.02 0.01 0.01 $ - 0.03 0.02 0.01 Total Interest Income $0.06 Trades Pending Settlement Account Symbol! Trade Settle Investment Description Type CUSIP Quantity Price Date Date Amount BUY ZIOPHARM ONCOLOGY INC Margin ZIOP 2.200 $ 4.1599 06/26/14 07/01/14 $ (9,157.78) COM BUY ZIOPHARM ONCOLOGY INC Margin ZIOP 300 4.15 06/26/14 07/01/14 (1,245.00) COM BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.23 06/26/14 07/01/14 (529.00) COM page 50 of 55 CONFIDENTIAL SONY_GM_00011604 EFTA_00122255

Statement for Account # 867-730320 06/01/14 - 06/30/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.25 06126114 07/01/14 (531.00) COM BUY HAUPPAGE DIGITAL INC Margin HAUP 22.000 0.15 06/26/14 07/01/14 (3.306.00) COM BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.23 06/26/14 07/01/14 (529.00) COM BUY TITAN ENERGY WORLDWIDE INC Margin TEWI 24.500 0.023 06/26/14 07/01/14 (569.50) COM BUY LANTRONIX INC Margin LTRX 300 1.92 06/26/14 07/01/14 (582.00) COM SELL RELM WIRELESS CORP. Margin RWC 200- 3.9501 06/26/14 07/01/14 784.00 COM SELL RELM WIRELESS CORP. Margin RWC 300- 3.95 06/26/14 07/01/14 1.184.97 COM SELL 7A7A ENERGY CORPORATION Margin 7A7A 3,000- 0.8251 06/26/14 07/01/14 2.469.24 BUY COM AEROPOSTALE INC Margin 50 0.55 06/30/14 07/01/14 (2.784.70) BUY ARO Jul 19 14 3.0 C APOLLO EDUCATION GROUP INC Margin 10 5.10 06/30/14 07/01/14 (5.111.74) SELL APOL Jul 19 14 26.0 C JETBLUE AIRWAYS CORP Margin 25- 4.10 06/30/14 07/01/14 10.229.42 BUY JBLU Jan 17 15 7.0 C COWEN GROUP INC Margin 50 0.25 06/30/14 07/01/14 (1.284.70) BUY GOWN Jan 17 15 5.0 C BLACKBERRY LIMITED Margin 100 1.01 06/30/14 07/01/14 (10,163.40) SELL BBRY Sep 20 14 10.0 C GREEN PLAINS INC Margin 15- 7.90 06/30/14 07/01/14 11.835.12 BUY GPRE Jul 19 14 25.0 C AEROPOSTALE INC Margin 26 0.55 06/30/14 07/01/14 (1.450.93) BUY ARO Jul 19 14 3.0 C YRC WORLDWIDE INC Margin 100 1.30 06/30/14 07/01/14 (13,063.40) SELL YRCW Aug 16 14 30.0 C GREEN PLAINS INC Margin 20- 8.00 06/30/14 07/01/14 15.982.16 GPRE Jul 19 14 25.0 C page 51 o155 CONFIDENTIAL SDNY_GM_00011605 EFTA_001 22256

Statement for Account # 867-730320 06/01/14 - 06/30/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount SELL APOLLO EDUCATION GROUP INC Margin 15- 5.28 06/30/14 07/01/14 7,905.21 APOL Jul 19 14 26.0 C BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.2499 06/27/14 07/02/14 (530.99) COM SELL OCLARO INC Margin OCLR 400- 2.315 06(27/14 07/02/14 919.97 COM SELL OCLARO INC Margin OCLR 4,100- 2.311 06(27/14 07/02/14 9,474.89 COM BUY ACCESS PHARMA INC Margin ACCP 3.000 0.295 06(27/14 07/02/14 (891.00) COM BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.259 06(27/14 07/02/14 (531.90) COM BUY RICEBRAN TECHNOLOGIES Margin RIBTW 100 1.559 06/27/14 07/02/14 (161.90) WARRANT EXP 11/18/2018 SELL 7A7A ENERGY CORPORATION Margin 7A7A 500- 0.8676 06/27/14 07/02/14 427.79 COM SELL 7A7A ENERGY CORPORATION Margin 7A7A 7.408- 0.8675 06(27/14 07/02/14 6,426.29 COM BUY LANTRONIX INC Margin LTRX 500 2.02 06/27/14 07/02/14 (1,016.00) COM BUY HAUPPAGE DIGITAL INC Margin HAUP 200 0.15 06(27/14 07/02/14 (36.00) COM BUY LANTRONIX INC Margin LTRX 600 1.93 06/27/14 07/02/14 (1,164.00) COM BUY ACCESS PHARMA INC Margin ACCP 14.950 0.286 06/27/14 07/02/14 (4,281.70) COM BUY HAUPPAGE DIGITAL INC Margin HAUP 5.000 0.1744 06/27/14 07/02/14 (878.00) COM SELL 7A7A ENERGY CORPORATION Margin 7A7A 100- 0.90 06/27/14 07/02/14 83.99 COM SELL 7A7A ENERGY CORPORATION Margin 7A7A 1.385- 0.90 06/27/14 07/02/14 1,246.47 COM BUY OCLARO INC Margin OCLR 7.500 2.1599 06/30/14 07/03/14 (16.205.25) COM page 52 o155 CONFIDENTIAL SDNY_GM_00011606 EFTA_00122257

Statement for Account # 867-730320 06/01/14 - 06/30/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount BUY TRANSGENOMIC INC Margin TBIO 100 3.889 06)30/14 07/03/14 (394.90) COM BUY LIHUA INTERNATIONAL INC Margin LIWA 19.900 0.325 06/30/14 07/03/14 (6.473.50) COM BUY LIHUA INTERNATIONAL INC Margin LIWA 25.000 0.30 06/30/14 07/03/14 (7.506.00) COM SELL ZIOPHARM ONCOLOGY INC Margin ZIOP 2.800- 4.1101 06/30/14 07/03/14 11.502.02 COM SELL OCLARO INC Margin OCLR 1,500- 2.1901 06/30/14 07/03/14 3.279.07 COM BUY LIHUA INTERNATIONAL INC Margin LIWA 5,100 0.295 06/30/14 07/03/14 (1.510.50) COM SELL 7A7A ENERGY CORPORATION Margin 7A7A 1,652- 0.876 06/30/14 07/03/14 1.441.11 COM SELL ZAZA ENERGY CORPORATION Margin 7A7A 2.800- 0.873 06/30/14 07/03/14 2.438.34 COM page 53 o155 CONFIDENTIAL SDNY_GM_00011607 EFTA_00 I 22258

Statement for Account # 867-730320 06/01/14 - 06/30/14 Insured De . osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $ 0.00 06/02/14 06/02/14 Received FDIC INSURED DEPOSIT ACCOUNT $ 29,897.61 29,897.61 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06103/14 06/03/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (11,162.38) 18,735.23 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 06/04/14 06/04/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (5,646.76) 13,088.47 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 06105114 06/05/14 Received FDIC INSURED DEPOSIT ACCOUNT 22,209.89 35.298.36 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06106/14 06/06/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (35,298.36) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 06/19/14 06/19/14 Received FDIC INSURED DEPOSIT ACCOUNT 7,704.00 7.704.00 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/20/14 06/20/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (561.16) 7.142.84 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 06/23/14 06/23/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (6,934.98) 207.86 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 06/24/14 06/24/14 Received FDIC INSURED DEPOSIT ACCOUNT 48,232.67 48.440.53 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/25/14 06/25/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (48,440.53) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 54 0155 CONFIDENTIAL SDNY_GM_00011608 EFTA_00122259

Statement for Account # 867-730320 06/01/14 - 06/30/14 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 06/27/14 06/27/14 Received FDIC INSURED DEPOSIT ACCOUNT 17,075.66 17,075.66 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/30/14 06/30/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (12.016.65) 5.059.01 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 06/30/14 06/30/14 Received Interest: Insured 0.02 5.059.03 Deposit Account Closing Balance TD Bank NA $5,059.03 $5,059.03 FDIC Insured Deposrl Account ODA) balances reflected in your brokerage account are FDIC-insured t p to applicable limits and held by TO Bank. N.A.. or TD Bank LISA. N.A.. or both. The IDA balances are not covered by :he Secunties Investor Protection Cal:oration (SIPC) protection appbcable to your brokerage account. Important Information The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://wvmtdameritrade.comffinancialstatement.html on or before June 13. 2014, or by contacting TD Ameritrade Clearing, Inc. at 1.800.237.8692. As of March 31, 2014, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.42 billion and $266.6 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to request disclosable background information on any licensed broker or broker-dealer. To call the hotline, dial 1.800.289.9999. FINRA also maintains an Internet web site where investors may obtain useful information concerning FINRA policies, procedures and services. The web site can be accessed at www.finra.org. Additionally, FINRA has a brochure which describes the investor education and protection program. You may request this brochure either through the FINRA web site or by calling the toll-free public disclosure hotline. page 55 of 55 CONFIDENTIAL SDNY_GM_00011609 EFTA_00122260

1D

Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE 8-3 ST THOMAS. VI 00802-1348 SDNY_GM_00011610 CONFIDENTIAL

Terms and Conditions STATEMENT GUIDE IL Ar stroeb aardes mortel,. Foreklio Amons lor aocoums wth acverty and quanedy toeans ta omase accounts tutti asels.' Portfolio Symfonie,: DOM Ilro Correct «Poe d >Por p00010 es Of the repro dele end ~paren n to me prior monlha The Ebt elPoaliOn Meelt, yOur 00010 divendealion by invesimert type MAM* dboateres under 5% enk be grouped mto thocampory ol toear in tho po chan. Mar Essay - Total Account Ertuib<Froiel Long Maginable Vekte • Total Short Velde) Actrvity Sumarry: Ine opening and doling cash blanca dro reconoted hete lor year aak relerosce At account ti nnry es sunntanzed lor Me (urgen pand and year to dato_ boom* a Exponeer Summary (nendEAs only): Ibis seroen adat ene mama ard amensa Ixait trom the Sant Summa>, and ePonales the las IrealMent Rebnsment Account Surnmary ORM only): Redes Om IRS reculatod transaceons for lbo curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 ot tho panui yoar ard tur be furrishod tome hierna Revenu° Sance. PadonnanceSummary:Monitor >oor omwal portfolio Postament, eid Ihe ineen/cd gaine and lossa. *or your luturo roe:trom strategy, Account PositIons: View your rnostrnonts l mo current marka yam ard corrporo the oognel cad to vee irweeked geine and Poses n your pordol0 Originel coel is esagned uling 'he baba. nratoul (FIFO) method. weien assumee me lire' share, >Po set ere Moes you purchased tra Dm aanbid ertrostmard encome2 and ~rage cast per share are dondayed lor your mier/ace Wee «Pol pathos° date e ilomn br en rdeehon 01 you holdeig Ped0C1. AcCOunt Aethily: Al Sidart ecIMly ia deert/ delbed. Iele« in OM Order. end relleded n me doens; cash WlenCe. TMOnt %Sine Pottlensinl: Confirm you emOred tredes enn e senemen dete alle! monne Ø. Denso transactions tid bo rellected n me Account Acvmy tomon neb moms. Onno. Geelt Services TranncliOn Cash mannenren Inwla8CMSW Mal Cleared Ckaing ms statanom reporting pond. mdudng check. doen card and MIA acurny. are ',stad en dato dar Onbne Cash Services Sunmwy: Credt ard dabt transactien mats lor mo arrom statement rePOnag pedod e summerized. InditiCkel neonataal, eie rot limed. 'Je to !tanding oaustments. mo stroman detals may nei apal me statement totals. telnleled Aan' Income end Eserroted Annuel bied vlakten are bets troon Ibe number ei slums coma) or avrom valuta balanca as ot ne statement dale ard mo non team draden:1 rele or cash Pekt pende() GENERAL INFORMATION 10 Omen:rade does not aarde legal or las ~ce. Plees* consul, your lepe aPosor or las titCOurall venen neCesslery. As e standerd inCleby paden. plan COneenblens may be nabetaal br Sally 00nInat and transaegOn vedrcelm OurpOste. For TO Amentrade rasebro al acre. ytre °Mes« hm es scparate from and not attbaled wit. TO Antentrade. Inc. te TO Armeren° °meng, Inc.. ard aan h'm es rot responsble la the 0 1 00xle end senices Ol Me erher. Acceracy of Reporls:11 you fInd any errors or omissie:ins In your accouM statement you *houd immediatety con ve et tho omber had 00 page ome 01 your statement You *houd oho contact our Clearing Frm TD Amentrade Clearing, ro. el 800469-95100. Please rcenew ms sialemoM c.iredity. Ir you dragee* wilt any tanndel or d Mae am any orde er (mene",. please roert, e Dient Services represeMelhe a you 1):81 Winch OPoe. es wel as 10 Amairode Cleaneg. Ine. in wrong anno ton (10) days of war record ot th, statement Arry oil statements Ihet you hem made to ui ~JO be CONPoted in writtsp The statement Wil «Ponem be considered conclehe. Fletse natelt a prompity 01 any charter in yocr cOnteci inormation. Tranende% Meehad On your rcpan wil be concbsepaydecomed aeontourdoss you noely TO Amenfadoirrenadatey. Account Proleabn: erepoints held by TO Rank. NA ard TD Drek USA. N.A. aro resured by me FDIC (ral COvered by SIPC) Up 10 $250.000. Emils are per arabist ormert1 10 per iinett401. TO leem more etOut FDIC COverage go to twee IdCgOv. Seadharr. indoet® ~krat bnp., held in 00 Ontlieten* ACCOunt are MI depOniti Or obligatione d. or "'wantend by. any bank. aro not FOltenscrect and envoho envestmord d:as. ircludng posstle loss ol princpal. TD Amen:rade is a momber ol Me &curettes Inval« Praatten Corporalion (51PC'). which prima: secunnes a-stomers of els manbars up lo 5500.000 (inlading 5250.000 lor dodo fez cash). Explanatory brochure is available on requal wAd.abc.ere. lt Me «Pol 01a aderend ineolrency. a Clan may realbeeMOunts due trom the Posten In nardouldnY and mon SIPC. Pocolonental omorago is pad out dier nve trustee and SIPC payouts ard Lader such coyotes@ each den es limiled to a temend return ot 5152 mniOn Ironie Poelet. SIPC and London in/koers The TO Anteribade Supplanenlel navenant bas an aggrogale hm el 550) muon amt as cum:mors. ins polcy taande: Cerevage lotkraing Weswege ineohincy enddoes nOl proleet Poenale» in merkel neb, dem securnos inveteMent h a money martel Fond ia nol ineured Or gardreeed by Me Federtd erepost Insuranar Corporation (F010 a any oma government agent,. Mimi.", 010 eUrldS bek 10 posene the valle d yOur imealment al 51 0) p« gure. 4 b pOsebb 10 lOtte moro'/ by inmeng n a money merkel kind. (badende eie Mand dely end pactrantestod merdy. Tno pntopedos contans des ard odia important dormalon Reed the aanmars abrecify Won ~Ong. NOndePollil invettmente held b/ your boker dealer We NOT FDIC ItISURED t NOT BANK GUAfteNTEED r MAT LOSE VALDE. The balen°, i, your bank depend eCCO.ed Of tihtueS d 'Muf MONS, makel ordul fund can to losbond on your order. and Me cmorieds raturnad lo war sccurees account or renseled byta Tas ~eng: The andt ban if Maler Poornent You e0 ranke FOrm 1039b «Poel tm Daan e. oxrplame wilt ES racemis indudes tab roden bode t. Poen Seie. lauw ~1 end eros procenten Sone mimeria ere subject 10 redessnailOn nbds wil toren:dol at mixocrxrt tor reccds OM CoetEens. tas Mt and Dateren= ceporing and Gun:kaper are Wend a- el ~AN by CO1 hCCaPORSTED TI) analade is not reperetne ta te retbrity or bitay el tm necrmmcn. ID Amon)ao ad ts Po nen proidom ilenwders1 do not MA.Venleethe a:Way d the inkmelon and data prokided Cal teCORPOMIED'a a aPotrale coneny end e ra etilted wth 11)amennede Porgin and Options Account Agreements: Promo,/ aPosol0 Amenirado n meng ot arry deango re your invemment clarcuyos or inarcial stuaren as they man to your ~Min Or 001~ 8000unt agreernenis A sumnbay Or amminions and charge, ineuned wei sn oxcroutban ol opeens nasa:eens is ~Mae. Oren Makel Poon: The molmt 'duet d somma ham bom Wand d eraan korn q".:10‘ sent» ad Oer roependen( acne Wim we Woed On Ob dovig aree me ran beween me brd ad arltrq paces or ahoi re ces. t no marker tamn /Motie smia qadaiacn eend> tr Oh« indePoodent Mae. he sec" e Woed lo beng relected Nul Pace Ce) Die dlu»dts cri your pct raat are Wan» , os 90104, Intrrdlon ad to dom guramoo bb accuracy ct ave soorten pree:. Molair badrad postons aro mbo] rang Po ~enne banco ad be om« merkel pico Pelde Kast kaldion my nei manco, sake aam*, lbo teo:nday naad Ia Cotrodos d Oogst: (Ca) n generaly ituud and the adat tute me, be dtiews aan Me ~me Vee MatlIcertitss Cl PPoPol mar rooit Pon Me :ab ol a CD par la rralsty Sext adb Ral Worm Securtes Wade dforomy mal oom sauna and tum rar <natelde accronse. Renet Ins/ waarin» OTC loer the °punten markt( and dirOtet louctryrntyrxt era ta tor »wil sour poelen picr to rrauty. To vlo et tent 'mor to rrubsty ma/ rooJi n a las d renapol. Non Standard Assem OISAI aso typcaly ~remt ra droeg pastematon program sauma gootrentms. Irtmodnielltycempana. er red MEM rriesron innen certrada pais. prude buty abele deel a eedpre Ø. N546 ere botdy houd mealmtas ad do not Inde ee' a nanel mana behanger a ta Krom Stoa Wad Do 'duce dean ta mto mede :nis ere ~Ad takes deted han orbe ~bolk Pokend bul nol Inbed Is ndependenl appret:ah de proeyams rn =eb, and« tred party tonder aders tul ham boen prtmeed by Me ~mora" ~maand* bader d ØIØ eb/ a thrdpaty vendu Milou! indgendeM ~esa by TI) noodde. Vatne mei nat raket pkt Øne raglan, pico. smal mairi 'duo er be roalaxl man Inbidoacn an asemend ida cadet be esLablehed *rough rose methode. Me Winden mto be reflected es NOnanced CNV) Fel eddlend Octet tombng tobben la Pon-Sudan:1 koe. Ome arm Clan Senatet These nossimerts re net wand urda ro SIPC Aden lido Steunbeer/art Pang: Die motet~ Ia MS somma hom boen caaned. meld». trom chOtakneenbat er Wei Poepende« ~en The way cd ne pag is nos ~amant Ha maag taboe rot matte. TD emeritaat sel pret OmIESpeolim.takrg ille ~dorden bot tm Rhea sa underbmg mek quaty. Wie SAS merkel is eurrenly tononbab e bak el Sally end. be went Mae an be ro esstrtrce mel toch scones an to aa ader con, molmt codices. REGULATORY DISCLOSURES For an investor brochuo Mal encbcles informabon desaliang FINAM Pusht Thsclesuro Program. plees° contact FINRA at 030-289.9?99 or wymtiva01. Om inwiest Ø Luen tor TO Amertrade Cash is laken lom Om applcatlis minst rato eer lor th, Makel VON, balace ~TO Amen:rede Carlh. as 01me delement °Man) dele Simple modest es acnxd dar, base, on the interest rato sa opdraai> to oach days Liane°. Inname:d Statement Noldbation: The mammae ol atonaal condten lor TO OmonIrado ~lede Wee a year and mey be obtentcl al nO ceel. vie Me intomen el Mar.stwortectonentradeoonslinanctabiatemonthrn. °neon AssIgnment: MI short onerty ogion canons and same index oom ponbons are ~Mae lor essignment brede assignintm races to' Nut. , or index options ere rendont' alocated aflang alldorde shon pontons try an atomlad praatte. Free Credit ~annex "Ie 154-2 0 3): Under mo om promotion nets. wo may usa free Credit baaneb h yOur account n IN Ordner>, none ol cm boenen whkh en> melde to yOu on dorheid. Margin Aecourds (RopulallonT): H you have a margin account. ms report d a combnaton cd ytre neon OCCOUril arde Weekt] ~etend" acobnt Tradng on mengn poses eddlional nok, and d nol rurale lor all investors. A complet* lat c4 the risks anomalie, tunn mannin bedoe is maag° in me marge rek diabeten clavnent YOu mey obtain e copy or Ms document by conleeling tie el ma vanher Select on page ene ol roer statement Payment ler Order Flow (SEC Redes 606 and 607): In somo crcumstances. TO Arno/tirade recenros oompassabon ler ctioceng canon any.theoeunta ard bard essay oØelaa to selected mestas. brok«, or dealers (morkel fontenel Cempentabon is in Ille lam or a per share cash payment. b adelen:n. TO Amatradealso may raam carponsaten rented to mo foreign curency Metten» COmponent el trenaletiOns &Oenen necuribesIren Merkel Cellen ore ang itCh raa Wo post guttery mans discleung Oio tenues lor order roLtng *zoen!~ at wrAvidarrirtrado_com. A ventten copy is avoratle apen roXpett. h es our penny. absent' Pari orders to lno antrary. to select brokets. dooiers. ard ~kei ~keft Pond On Me (Willy to aarde bed erecsmon and the halery 01 seeling eia ,Øvematen markt* orders. Poco improyetTentm aV311.1010 unief "han mantel condlsons. and wo regulary monter execulas to lest lat sten mormonen d as...Matte. Trede COMIrmathenti (Ruin 11/0-10): MI contrmalions eie PereminedOn ihe Inanabbn dele. Tem: Transactie", in beien sPourilen (nCluSnE bre4gn conelanY ADM Iltel Ira In *be U.S.) me/ rebel° exa ani lees chargod by tre, keer madam en governmenls. Wedt may be rasled in Ute print Ol Me money Of cherged an Poepende« Ine Pon Prancy Pormy Notilkillon: A copy of Me TO Amertrecb privacy DOleY ie anPoble el waw.Pamegiradoeorn Cao** Securbern The Oman el podia raemdtnsb calls is dane vang a proeft ketny mslem. A aoanption el mo proadres br Dankte secunins is avalabloon me ~Ma or haal «mies aro ~tabla twonicep.osi. In Case Ol enorti er epestona abeel your ElearatiC Fund %Adem ',sekse co wei e ei

16606693900. ar n wrang to P.O. Box 2209, Omaha. NE 68103. or by emoe at dieMeentiCE@KMMeritolde.COm The PoOnnaten cOnleined n sou( *aard statement shag be bndng upen youil you do not ettci wthn sub LEE days lor any transfer d lurds si pa se Rapiabon E. bal as MM and pont obrale tram," doen transactions. wat depeotts. and dihdarnals We Must heer trom var ro teler Man 60 dan after we sent yOu Ine FEST statoment en whchthe error or peetoom appeared. (I) Tell us lag rente and account renter (2) Dolen» the error or Po trondor you are unsuro .l out. ard oxplan as dab, as you can wny you belgro ri is an error or why you nood note solormabon. (3) Ted us the dab, amodni of ne suepected error. Wo wi, temmers* your °omplant and MI narent any error prompdy. H we lakei more man ID business days lo do thie. se wil redt your eccOuM br Ine *motet yin mink is n error. 40Pot you wil have dr uso ol the rroneydunng tho tm* a takes us toean:Cao ourinvestoaten. AUTO NO 07,14 TO Anedrap. URM«, eed, dal $149.5 melkion words ol prolection for AI Ponsaceons aro abject to p) me consmubon. Na, Condooms custard and laagt, ileCuritieS and 52 ~ikon 01 IXONCIOn br cash ihreugh Supaementel coverden a0vided by or the exchange Of makel. and ie deemonouse. n en/. on grien toch lieneedan ere London beurelt oxecuted ui) fosfaat lag:. indaging me Secunoes Act ot 1933 and tho S«urtes Es 4 in Of SDNY_GM_00011611 ounct ite0 m f o nd r h : EFTA_00122262

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/14 - 07/31/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Margin Loan ($29,940.04) ($190.07) ($29,749.97) Insrd Dep Acct 5,059.03 (5,059.03) (100.0)% Money Market Short Balance Stocks 2,560,212.42 2,528,880.07 31,33235 1.2% Short Stocks Fixed Income Options 1,255,868.18 1,720,632.38 (464,764.20) (27.0)% Short Options (29,510.60) (29,510.60) Mutual Funds Other 136,720.50 120,984.00 15,736.50 13.0% Total $3,893,380.46 $4,375,365.41 ($482,014.95) (11.0)% Margin Equity 100.0% Cash Activi Summa Income & Ex ense Summa Opening Balance Current YTD Income Reportable Non Reportable YTD ($190.07) $ - Securities Purchased (1,528,170.49) (7,859,652.21) Dividends S S - $200.00 Securities Sold 1,493,481.53 3,829,298.95 Interest 1.63 Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 201.63 Interest (120.29) (393.14) Expense (120.29) (393.14) Fees Other 5,059.28 4.73 Other Closing Balance ($29,940.04) ($29,940.04) Net ($120.29) $0.00 ($191.51) Estimated Income Announcements: REFER A FRIEND & GET REWARDED. CHOOSE $50 CASH. 5 FREE TRADES, OR A $50 GIFT CARD WHEN THEY OPEN AND FUND AN ACCOUNT. VISIT TDAMERITRADE.COMIREFER RESTRICTIONS APPLY. Estimated Yield Portfolio Allocation S 0.00 page 1 o176 CONFIDENTIAL 0.01% Other 4.8% 0.0% Performance Summary Cost Basis As Of - 07/31/14 " $4,523,121.66 Unrealized Gains 326,580.81 Unrealized Losses (926,411.97) Funds Deposited/(Disbursed)Yr° 4,000,600.00 Income/(Expense)"° (191.51) Securities Received/(Delivered)T° 0.00 **For cost-basis Information. refer to www.tdamerftradotom SDNY_GM_00011612 EFTA_00122263

Statement for Account # 867-730320 07/01/14 - 07/31/14 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current s - 0.00 Year To Date $ 4,000,000.00 4,000,000.00 0.00 4,000,000.00 Income Summary Detail' Description Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest Current $ 0.00 (120.29) 0.00 0.25 Year to Date $ 1.63 (393.14) 200.00 4.73 'This section displays current and year to date taxation values lor Ns account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover [hands). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin ACCESS PHARMA INC ACCP 287,500 $ 0.26 $ 74.750.00 05/12/14 $ 121.917.19 $ 0.42 $ (47,167.19) $ - COM ATHERONOVA INC AHRO 5,864 2.15 12.607.60 05/27/14 13,794.19 2.35 (1.186.59) COM COMMAND SEC CORP MOC 20,000 1.94 38.800.00 07/07/14 36,518.57 1.83 2,281.43 COM COWEN GROUP INC COWN 20,000 4.00 80.000.00 05/14/14 79,594.70 3.98 405.30 COM ELEPHANT TALK ETAK 191,100 0.90 171.990.00 05/12/14 190,584.00 1.00 (18.594.00) COMMUNICATIONS COM EMRISE CORP EMRI 30,426 0.859 26.135.93 05/15/14 25.822.05 0.85 313.88 COM HAUPPAGE DIGITAL INC HAUP 181,100 0.2498 45,238.78 06/13/14 33,559.59 0.19 11.679.19 COM LANTRONIX INC LTRX 83,000 2.00 166.000.00 05/23/14 163,137.95 1.97 2.862.05 COM page 2 o176 CONFIDENTIAL SDNY_GM_00011613 EFTA_00122264

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield LIHUA INTERNATIONAL LIWA 65.000 0.2149 13.968.50 06/30/14 20.071.00 0.31 (6.102.50) INC COM MEDIABISTRO INC MBIS 3,200 0.94 3.008.00 07/24/14 2.645.50 0.83 362.50 COM MERRIMAN HOLDINGS MERRD 23.001 3.51 80.733.51 07/09/14 79.672.86 3.46 1,060.65 INC COM MODUSLINK GLOBAL MLNK 55.000 3.73 205,150.00 05/13/14 200.070.54 3.64 5.079.46 SOLUTIONS INC COM NOTIFY TECHNOLOGY NTFY 1.916 22.00 42.152.00 07/08/14 26.692.00 13.93 15.460.00 CORP COM OCLARO INC OCLR 80.000 1.86 148.800.00 05/13/14 151.686.72 1.90 (2.886.72) COM QUANTUM FUEL QTWW 4.700 5.13 24.111.00 07/17/14 19.659.17 4.18 4.451.83 SYSTEMS TEC COM RAINMAKER SYSTEMS RMKR 461.000 0.175 80.675.00 05/12/14 105.016.07 0.23 (24.341.07) INC COM RELM WIRELESS CORP. RWC 60.770 4.10 249.157.00 05/13/14 202.505.15 3.33 46.651.85 COM RICEBRAN RIBT 63,300 5.19 328.527.00 05/12/14 353.378.92 5.58 (24.851.92) TECHNOLOGIES COM TITAN ENERGY TEWI 4.631,850 0.0318 147.292.83 06/23/14 80.397.72 0.02 66.895.11 WORLDWIDE INC COM TORCHLIGHT ENERGY TRCH 37.400 3.78 141.372.00 06102/14 156.828.09 4.19 (15.456.09) RESOURCES COM TRANSGENOMIC INC TBIO 89,566 3.9399 352.881.08 05/12/14 356.530.15 3.98 (3.649.07) COM SDNY_GM_00011614 page 3 0176 CONFIDENTIAL EFTA _00122265

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Cost Date Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield ZAZA ENERGY ZAZA 76.547 0.77 58.941.19 05/19/14 54,527.29 0.71 4.413.90 CORPORATION COM ZIOPHARM ONCOLOGY ZIOP 21.700 3.13 67.921.00 05/14/14 76,372.38 3.52 (8.451.38) INC COM Total Stocks $2,560,212.42 $2,550,981.80 $9,230.62 $0.00 0.0% Options - Margin ADVANCED MICRO 880 $ 0.7103 $62506.40 05/12/14 $ 77.786.12 $ 0.88 $ (15.279.72) $ - DEVICES INC AMD Jan 17 15 3.5C ADVANCED MICRO 875 0.281 24.587.50 06/20/14 36.151.25 0.41 (11.563.75) DEVICES INC AMD Jan 17 15 4.5C AEROPOSTALE INC 595 0.4522 26.905.90 05/13/14 90.647.53 1.52 (63.741.63) ARO Jan 17 15 3.5 C AEROPOSTALE INC 375 1.355 50.812.50 07/18/14 51.826.26 1.38 (1.013.76) ARO Oct 18 14 2.0 C ALCATEL LUCENT 617 0.1641 10.124.97 07/02/14 23.903.16 0.39 (13.778.19) ALU Sep 20 14 3.5 C ALCATEL LUCENT 405 0.0525 2.126.25 07/21/14 6.331.48 0.16 (4.205.23) ALU Sep 20 14 4.0 C APOLLO EDUCATION 150 0.065 975.00 07/01/14 27.102.11 1.81 (26.127.11) GROUP INC APOL Aug 16 14 31.0 C APOLLO EDUCATION 300 0.0114 342.00 07/01/14 12.972.21 0.43 (12.630.21) GROUP INC APOL Aug 16 14 34.0 C APOLLO EDUCATION 250 0.0058 145.00 06/26/14 6555.50 0.26 (6.410.50) GROUP INC APOL Aug 16 14 36.0 C AVON PRODUCTS INC 270 0.059 1.593.00 07/28/14 6.896.98 0.26 (5.303.98) AVP Sep 20 14 15.0 C page 4 of 78 CONFIDENTIAL SDNY_GM_00011615 EFTA_00122266

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield BEAZER HOMES USA INC - 325 0.475 15.437.50 05/13/14 76.942.55 2.37 (61.505.05) BZH Jan 17 15 20.0 C BLACKBERRY LIMITED 130 1.5192 19/49.60 06/27/14 24.755.63 1.90 (5.006.03) BBRY Jan 17 15 9.0 C BLACKBERRY LIMITED 250 0.4791 11.977.50 07/09/14 43,457.50 1.74 (31.480.00) BBRY Sep 20 14 10.0 C CENTRAIS ELEC BRAS 505 0.5096 25/34.80 05/13/14 47.661.89 0.94 (21.927.09) EBR Sep 20 14 2.5 C CITIGROUP INC 400 0.8016 32.064.00 07/16/14 52.912.61 1.32 (20,848.61) C Aug 16 14 49.0 C CORINTHIAN COLLEGES - 575 0.0253 1.454.75 06/24/14 3.211.05 0.06 (1.756.30) INC COCO Feb 20 15 1.0 C CORINTHIAN COLLEGES 500 0.0381 1.905.00 05/13/14 11.012.00 0.22 (9.107.00) INC COCO Aug 16 14 1.0 C CORINTHIAN COLLEGES 2.000 0.0317 6.340.00 05/13/14 11.148.00 0.06 (4.808.00) INC COCO Aug 16 14 2.O C CORINTHIAN COLLEGES 2.147 0.0001 21.47 05/13/14 63.699.38 0.30 (63.677.91) INC COCO Nov 22 14 1.0 C COWEN GROUP INC 205 1.675 34337.50 07/15/14 40.766.67 1.99 (6.429.17) COWN Jan 17 15 2.5 C COWEN GROUP INC 575 0.175 10.062.50 06/27/14 15.472.05 0.27 (5.409.55) COWN Jan 17 15 5.0 C DRY SHIPS 800 0.3395 27.160.00 05/12/14 51.659.20 0.65 (24.499.20) INCORPORATED DRYS Jan 17 15 3.0 C FLAMEL TECH 110 4.3418 47759.80 05/14/14 43.331.14 3.94 4.428.66 FLML Dec 20 14 10.0 C FUELCELL ENERGY INC 285 1.4809 42.205.65 05/13/14 36.469.59 1.28 5.736.06 FCEL Oct 18 14 1.0 C FUELCELL ENERGY INC 360 0.9819 35348.40 05/12/14 29.652.64 0.82 5.695.76 FCEL Oct 18 14 1.5 C page 5 0176 CONFIDENTIAL SDNY_GM_00011616 EFTA_00122267

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield HANWHA SOLARONE CO 460 0.3902 17.949.20 05/13/14 39.126.04 0.85 (21.176.84) LTD HSOL Sep 20 14 2.0 C HEWLETT PACKARD CO 165 5.375 88.687.50 05/13/14 67.150.71 4.07 21.536.79 HPQ Jan 17 15 31.0 C JETBLUE AIRWAYS CORP 162 0.425 6.885.00 07/18/14 9.866.99 0.61 (2.981.99) JBLU Sep 20 14 11.0 C JETBLUE AIRWAYS CORP 250 0.1428 3.570.00 07/18/14 6.780.50 0.27 (3.210.50) JBLU Sep 20 14 12.0 C MGIC INVT CORP WIS 515 0.7249 37.332.35 05/14/14 77.606.61 1.51 (40.274.26) MTG Jan 17 15 8.0 C MICHAEL KORS 30 3.2371 9.711.30 07/25/14 9.923.22 3.31 (211.92) HOLDINGS KORS Aug 08 14 81.0 C NET 1 UEPS 190 3.1123 59.133.70 05/22/14 64,539.06 3.40 (5.405.36) TECHNOLOGIES INC UEPS Jan 17 15 8.0 C NET 1 UEPS 130 2.3634 30.724.20 06/05/14 39,080.62 3.01 (8.356.42) TECHNOLOGIES INC UEPS Jan 17 15 9.0 C NORDIC AMERICAN 705 1.3092 92.298.60 05/15/14 91,772.67 1.30 525.93 TANKERS LTD NAT Jan 17 15 7.87 C NORDIC AMERICAN 325 0.2108 6.851.00 06/18/14 12,954.55 0.40 (6.103.55) TANKERS LTD NAT Oct 18 14 9.87 C PACIFIC ETHANOL INC 200 2.1031 42.062.00 07/09/14 29,490.04 1.47 12.571.96 PEIX Aug 16 14 16.0 C PANERA BREAD CO 85 0.1074 912.90 07/28/14 6.235.79 0.73 (5.322.89) PNRA Aug 16 14 160.0 C QUANTUM FUEL 250 1.3788 34.470.00 07/17/14 37,655.50 1.51 (3.185.50) SYSTEMS TEC QTWW Oct 18 14 4.0 C page 6 o176 CONFIDENTIAL SDNY_GM_00011617 EFTA _00122268

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Ouantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield RADIOSNACK 500 0.085 4.250.00 07/18/14 9.293.00 0.19 (5.043.00) CORPORATION RSH Jan 15 16 1.0 C RADNET INC. 100 0.4051 4.051.00 07/21/14 10.563.40 1.06 (6.512.40) RDNT Aug 16 14 5.0 C RADNET INC. 1.100 0.1465 16.115.00 05/12/14 73.423.14 0.67 (57.308.14) RDNT Sep 20 14 7.5 C RADNET INC. 480 1.075 51.600.00 05/12/14 99.022.56 2.06 (47.422.56) RDNT Dec 20 14 5.0 C RITE AD CORP 200 0.0999 1.998.00 07/28/14 2.126.80 0.11 (128.80) RAD Aug 08 14 7.0 C RITE AD CORP 250 0.1202 3.005.00 07/10/14 12.655.50 0.51 (9.650.50) RAD Aug 16 14 7.0 C SONY CORP 585 1.75 102.375.00 05/13/14 64.196.79 1.10 38.178.21 SNE Oct 18 14 17.0 C TEEKAY TANKERS LTD 205 0.10 2.050.00 06/23/14 7.279.67 0.36 (5.229.67) TNK Nov 22 14 5.0 C TESLA MOTORS INC 100 0.7858 7.858.00 07/28/14 5.963.40 0.60 1.894.60 TSLA Aug 16 14 180.0 P TWITTER INC 35 9.05 31.675.00 07/18/14 8.634.76 2.47 23.040.24 TWTR Aug 01 14 36.0 C TWITTER INC 60 0.19 1.140.00 07/30/14 8.881.44 1.48 (7.741.44) TWTR Aug 01 14 46.0 C TWITTER INC 35 0.0343 120.05 07/29/14 3.491.09 1.00 (3.371.04) TWTR Aug 16 14 34.5 P UNILIFE CORP 375 0.3192 11.970.00 06/20/14 33.108.25 0.88 (21.138.25) UNIS Sep 20 14 2.5 C UNISYS CORP 250 0.4134 10.335.00 07/14/14 35.629.50 1.43 (25,294.50) UIS Oct 18 14 24.0 C WHOLE FOODS MKT INC 70 0.2225 1.557.50 07/30/14 11.666.18 1.67 (10.108.68) WFM Aug 08 14 39.5 C WHOLE FOODS MKT INC 70 0.8148 5.703.60 07/30/14 11.946.18 1.71 (6.242.58) WFM Aug 08 14 38.5 P page 7 o176 CONFIDENTIAL SDNY_GM_00011618 EFTA_001122269

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions SymboU Investment Description CUSIP Quantity Current Price Market Value Purchase Cost Date Basis Average Cost Unrealized Gain(Loss) Estimated income Yield Options - Margin YAHOO! INC 110 2.964 32.604.00 07/18/14 15.875.14 1.44 16.728.86 YHOO Aug 16 14 33.0 C YRC WORLDWIDE INC 216 0.5635 12.171.60 06/30/14 23.127.99 1.07 (10.956.39) YRCW Aug 16 14 30.0 C YRC WORLDWIDE INC 400 0.1552 6.208.00 07/02/14 22.198.61 0.56 (15.990.61) YRCW Aug 16 14 32.5 C YRC WORLDWIDE INC 17 4.4672 7.594.24 06/05/14 4.531.76 2.67 3.062.48 YRCW Oct 18 14 22.5 C YRC WORLDWIDE INC 130 0.50 6.500.00 06/27/14 18.443.63 1.42 (11.943.63) YRCW Oct 18 14 32.5 C ZIOPHARM ONCOLOGY 185 0.6877 12.722.45 07/01/14 24.150.20 1.31 (11.427.75) INC ZIOP Oct 18 14 3.0 C Total Options $1,255,868.18 $1,890,715.79 $(634,847.61) $0.00 0.0% Short Options - Margin AMERICAN AIRLINES 60- $ 1.2847 $(7.708.20) 07/30/14 $ (5.779.43) $ 0.96 $ (1.928.77) $ - GROUP INC AAL Aug 08 14 39.5 P UNITED CONTINENTAL 200- 0.6395 (12.790.00) 07/24/14 (21.439.69) 1.07 8.649.69 HLDGS UAL Aug 08 14 45.0 P YAHOO! INC 120- 0.0772 (926.40) 07/24/14 (5.438.99) 0.45 4.512.59 YHOO Aug 01 14 35.5 P YAHOO! INC 100- 0.8086 (8,086.00) 07/30/14 (4,536.49) 0.45 (3,549.51) YHOO Aug 08 14 36.0 P Total Short Options $(29,510.60) $(37,194.60) $7,684.00 $0.00 0.0% page 8 of 78 CONFIDENTIAL SDNY_GM_00011619 EFTA_00122270

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Symbol/ Investment Description CUSIP Other - Margin RICEBRAN RIBTW TECHNOLOGIES WARRANT EXP 11/18/2018 Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated income Yield 87,000 $ 1.5715 $ 136,720.50 05/12/14 $ 118.618.67 $ 1.36 $ 18.101.83 $ Total Other $136,720.50 $118,618.67 $18,101.83 $0.00 0.0% Total Margin Account $3,923,290.50 $4,523,121.66 $(599,831.16) $0.00 0.0% Account Activit Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance ($190.07) 06/26/14 07/01/14 Margin Buy - Securities Purchased ZIOPI-IARM ONCOLOGY INC ZIOP 2.200 $ 4.1599 $ (9.157.78) (9.347.85) COM Commission 6.00 06/26/14 07/01/14 Margin Buy - Securities Purchased ZIOPI-IARM ONCOLOGY INC ZIOP 300 4.15 (1.245.00) (10,592.85) COM 06/26/14 07/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.23 (529.00) (11,121.85) COM Commission 6.00 06/26/14 07/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.25 (531.00) (11,652.85) COM Commission 6.00 06/26/14 07/01/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 22.000 0.15 (3.306.00) (14.958.85) COM Commission 6.00 06/26/14 07/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.23 (529.00) (15.487.85) COM Commission 6.00 page 9 o176 CONFIDENTIAL SDNY_GM_00011620 EFTA_00 I 2227 I

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/26/14 07/01/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 24.500 0.023 (569.50) (16,057.35) COM Commission 6.00 06/26/14 07/01/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 300 1.92 (582.00) (16,639.35) COM Commission 6.00 06/26/14 07/01/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 200- 3.9501 784.00 (15,855.35) COM Commission 6.00 Regulatory Fee 0.02 06/26/14 07/01/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 300- 3.95 1.184.97 (14,670.38) COM Regulatory Fee 0.03 06/26/14 07/01/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 3.000- 0.8251 2.469.24 (12.201.14) 06/30/14 07/01/14 Margin Buy - Securities Purchased COM Commission 6.00 Regulatory Fee 0.06 AEROPOSTALE INC 50 0.55 (2.784.70) (14,985.84) 06/30/14 07/01/14 Margin Buy - Securities Purchased ARO Jul 19 14 3.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 APOLLO EDUCATION GROUP INC 10 5.10 (5.111.74) (20,097.58) 06/30/14 07/01/14 Margin Sell - Securities Sold APOL Jul 19 14 26.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 JETBLUE AIRWAYS CORP 25- 4.10 10.229.42 (9,868.16) 06/30/14 07/01/14 Margin Buy - Securities Purchased JBLU Jan 17 15 7.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.83 COWEN GROUP INC 50 0.25 (1.284.70) (11,152.86) 06/30/14 07/01/14 Margin Buy - Securities Purchased GOWN Jan 17 15 5.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 BLACKBERRY LIMITED 100 1.01 (10.163.40) (21,316.26) BBRY Sep 20 14 10.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 10 of 76 CONFIDENTIAL SDNY_GM_00011621 EFTA (()122272

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/30/14 07/01/14 Margin Sell - Securities Sold GREEN PLAINS INC 15- 7.90 11.835.12 (9.481.14) GPRE Jul 19 14 25.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.63 06/30/14 07/01/14 Margin Buy - Securities Purchased AEROPOSTALE INC 26 0.55 (1.450.93) (10.932.07) ARO Jul 19 14 3.0 C TO OPEN Commission 20.30 Regulatory Fee 0.63 06/30/14 07/01/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 100 1.30 (13.063.40) (23,995.47) YRCW Aug 16 14 30.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 06/30/14 07/01/14 Margin Sell - Securities Sold GREEN PLAINS INC 20- 8.00 15.982.16 (8,013.31) GPRE Jul 19 14 25.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.84 06/30/14 07/01/14 Margin Sell - Securities Sold APOLLO EDUCATION GROUP INC 15- 5.28 7.905.21 (108.10) APOL Jul 19 14 26.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.54 07/01/14 07/01/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 108.10 0.00 DEPOSIT ACCOUNT 06/27/14 07/02/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.2499 (530.99) (530.99) COM Commission 6.00 06/27/14 07/02/14 Margin Sell - Securities Sold OCLARO INC OCLR 400- 2.315 919.97 388.98 COM Commission 6.00 Regulatory Fee 0.03 06/27/14 07/02/14 Margin Sell - Securities Sold OCLARO INC OCLR 4.100- 2.311 9.474.89 9.863.87 COM Regulatory Fee 0.21 06/27/14 07/02/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 3.000 0.295 (891.00) 8.972.87 COM Commission 6.00 06/27/14 07/02/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.259 (531.90) 8.440.97 COM Commission 6.00 page 11 o176 CONFIDENTIAL SDNY_GM_00011622 EFTA_00122273

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/27/14 07102/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 100 1.559 (161.90) 8,279.07 WARRANT EXP 11/18:2018 Commission 6.00 06/27/14 07/02/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 500- 0.8676 427.79 8.706.86 COM Commission 6.00 Regulatory Fee 0.01 06/27/14 07/02/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 7.408- 0.8675 6.426.29 15,133.15 COM Regulatory Fee 0.15 06/27/14 07/02/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 500 2.02 (1.016.00) 14.117.15 COM Commission 6.00 06/27/14 07/02/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 200 0.15 (36.00) 14.081.15 COM Commission 6.00 06/27/14 07/02/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 600 1.93 (1.164.00) 12.917.15 COM Commission 6.00 06/27/14 07/02/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 14.950 0.286 (4.281.70) 8.635.45 COM Commission 6.00 06/27/14 07/02/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 5.000 0.1744 (878.00) 7.757.45 COM Commission 6.00 06/27/14 07/02/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.90 83.99 7.841.44 COM Commission 6.00 Regulatory Fee 0.01 06/27/14 07/02/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 1.385- 0.90 1.246.47 9.087.91 COM Regulatory Fee 0.03 07/01/14 07/02/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 20- 6.20 12.382.24 21.470.15 YRCW Jul 19 1422.5 C TO CLOSE Commission 17.00 Regulatory Fee 0.76 page 12 o176 CONFIDENTIAL SDNY_GM_00011623 EFTA (H)122274

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol, Description CUSIP Quantity Price Amount Balance 07/01/14 07/02/14 Margin Sell - Securities Sold APOLLO EDUCATION GROUP INC - 25- 5.56 13,879.34 35,349.49 APOL Jul 19 14 26.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.91 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 64 1.80 (11.582.54) 23,766.95 APOL Aug 16 14 31.0 C TO OPEN Commission 61.00 Regulatory Fee 1.54 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 20 1.79 (3,580.48) 20,186.47 APOL Aug 16 14 31.0 C TO OPEN Regulatory Fee 0.48 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 16 1.78 (2,848.39) 17,338.08 APOL Aug 16 14 31.0 C TO OPEN Regulatory Fee 0.39 07/01/14 07/02/14 Margin Sell - Securities Sold APOLLO EDUCATION GROUP INC 20- 5.90 11.782.25 29,120.33 APOL Jul 19 14 26.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.75 07/01/14 07/02/14 Margin Buy - Securities Purchased YAHOO! INC 50 2.13 (10.684.70) 18,435.63 YHOO Jul 19 14 34.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/01/14 07/02/14 Margin Buy - Securities Purchased AEROPOSTALE INC 24 0.60 (1.459.78) 16.975.85 ARO Jul 19 14 3.0 C TO OPEN Commission 19.20 Regulatory Fee 0.58 07/01/14 07/02/14 Margin Buy - Secunties Purchased CENTFtAIS ELEC BRAS 30 0.54 (1,643.22) 15,332.63 EBR Sep 20 14 2.5 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 25 1.83 (4,595.35) 10,737.28 APOL Aug 16 14 31.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/01/14 07/02/14 Margin Sell - Securities Sold GREEN PLAINS INC 15- 8.00 11,985.12 22,722.40 GPRE Jul 19 14 25.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.63 page 13 of 76 CONFIDENTIAL SDNY_GM_00011624

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 07/01/14 07102/14 Margin Buy - Securities Purchased GREEN PLAINS INC 25 2.15 (5.395.35) 17.327.05 GPRE Sep 20 14 35.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/01/14 07/02/14 Margin Sell - Securities Sold GREEN PLAINS INC 15- 8.30 12.435.11 29.762.16 GPRE Jul 19 14 25.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.64 07/01/14 07/02/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 10 2.55 (2.561.74) 27200.42 SHLD Jul 19 14 39.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/01/14 07/02/14 Margin Buy - Securities Purchased GREEN PLAINS INC 30 2.39 (7.193.22) 20.007.20 GPRE Sep 20 14 35.0 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/01/14 07/02/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 5 5.60 (2.808.87) 17,198.33 YRCW Jul 19 14 22.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/01/14 07/02/14 Margin Sell - Securities Sold AOL INC 25- 4.77 11.904.38 29.102/1 AOL Jul 19 14 36.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.87 07/01/14 07/02/14 Margin Buy - Securities Purchased KATE SPADE & COMPANY 33 0.10 (360.45) 28.742.26 KATE Jul 19 14 34.0 P TO OPEN Commission 29.65 Regulatory Fee 0.80 07/01/14 07/02/14 Margin Buy - Securities Purchased KATE SPADE & COMPANY 3 0.09 (27.08) 28.715.18 KATE Jul 19 14 34.0 P TO OPEN Regulatory Fee 0.08 07/01/14 07/02/14 Margin Buy - Securities Purchased KATE SPADE & COMPANY 7 0.07 (49.17) 28.666.01 KATE Jul 19 14 34.0 P TO OPEN Regulatory Fee 0.17 07/01/14 07/02/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 50 1.22 (6.134.70) 22.53131 BBRY Sep 20 14 10.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 14 of 76 CONFIDENTIAL SDNY_GM_00011625 EFTA_00122276

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/01/14 07102/14 Margin Buy - Securities Purchased UNITED STATES NAT GAS FUND - 29 0.39 (1.153.65) 21,377.66 UNG Jul 19 14 25.0 C TO OPEN Commission 21.95 Regulatory Fee 0.70 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 100 0.22 (2.263.40) 19.114.26 APOL Aug 16 14 36.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/01/14 07/02/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 125 0.10 (1.327.75) 17.786.51 FCEL Jul 19 14 2.5 C TO OPEN Commission 74.75 Regulatory Fee 3.00 07/01/14 07/02/14 Margin Buy - Securities Purchased AEROPOSTALE INC 25 0.55 (1.395.35) 16.391.16 ARO Jul 19 14 3.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/01/14 07/02/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 150 1.40 (21.092.10) (4,700.94) ZIOP Oct 18 14 3.0 C TO OPEN Commission 88.50 Regulatory Fee 3.60 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 150 0.49 (7.442.10) (12.143.04) APOL Aug 16 14 34.0 C TO OPEN Commission 88.50 Regulatory Fee 3.60 07/02/14 07/02/14 Margin Joumal - Other REDEMPTION FDIC INSURED 0.00 4.950.93 (7,192.11) DEPOSIT ACCOUNT 06/30/14 07/03/14 Margin Buy - Securities Purchased OCLARO INC OCLR 7.500 2.1599 (16.205.25) (23.397.36) COM Commission 6.00 06/30/14 07/03/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.889 (394.90) (23.792.26) COM Commission 6.00 06/30/14 07/03/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 19.900 0.325 (6.473.50) (30.265.76) COM Commission 6.00 06/30/14 07/03/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 25.000 0.30 (7.506.00) (37,771.76) COM Commission 6.00 page 15 6176 CONFIDENTIAL SDNY_GM_00011626 EFTA_00122277

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction Cash Activity' Description Symbol! CUSIP Quantity Price Amount Balance 06/30/14 07/03/14 Margin Sell - Secunties Sold ZIOPHARM ONCOLOGY INC 21O1, 2,800- 4.1101 11,502.02 (26,269.74) COM Commission 6.00 Regulatory Fee 0.26 06/30/14 07/03/14 Margin Sell - Securities Sold OCLARO INC OMR 1,500- 2.1901 3,279.07 (22,990.67) COM Commission 6.00 Regulatory Fee 0.08 06/30/14 07/03/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 5,100 0.295 (1,510.50) (24,501.17) COM Commission 6.00 06/30/14 07/03/14 Margin Sell - Securities Sold ZAZA ENERGY CORPORATION ZAZA 1,652- 0.876 1,441.11 (23,060.06) COM Commission 6.00 Regulatory Fee 0.04 06/30/14 07/03/14 Margin Sell - Securities Sold ZAZA ENERGY CORPORATION ZAZA 2,800- 0.873 2,438.34 (20,621.72) 07/02/14 07/03/14 Margin Buy - Securities Purchased COM Commission 6.00 Regulatory Fee 0.06 ALCATEL LUCENT 150 0.45 (6,842.10) (27,463.82) 07/02/14 07/03/14 Margin Buy - Securities Purchased ALU Sep 20 14 3.5 C TO OPEN Commission 88.50 Regulatory Fee 3.60 UNILIFE CORP 25 0.85 (2,145.35) (29,609.17) 07/02/14 07/03/14 Margin Buy - Securities Purchased UNIS Sep 20 14 25 C TO OPEN Commission 19.75 Regulatory Fee 0.60 ALCATEL LUCENT 150 0.40 (6,092.10) (35,701.27) 07/02/14 07/03/14 Margin Buy - Securities Purchased ALU Sep 20 14 3.5 C TO OPEN Commission 88.50 Regulatory Fee 3.60 UNITED CONTINENTAL HLDGS 100 1.01 (10,163.40) (45,864.67) 07/02/14 07/03/14 Margin Sell - Securities Sold UAL Jul 19 14 41.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 YRC WORLDWIDE INC 25- 6.40 15,979.29 (29,885.38) YRCW Jul 19 14 225 C TO CLOSE Commission 19.75 Regulatory Fee 0.96 page 16 of 76 CONFIDENTIAL SDNY_GM_00011627 EFTA_00122278

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol, Description CUSIP Quantity Price Amount Balance 07/02/14 07/03/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 100 0.88 (8,863.40) (38,748.78) YRCW Aug 16 14 32.5 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/02/14 07/03/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 50 1.53 (7,684.70) (46,433.48) YRCW Oct 18 14 32.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/02/14 07/03/14 Margin Sell - Securities Sold AOL INC 20- 5.10 10,182.29 (36,251.19) AOL Jul 19 14 36.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.71 07/02/14 07/03/14 Margin Buy - Securities Purchased GREEN PLAINS INC 20 2.45 (4,917.48) (41.168.67) GPRE Sep 20 1435.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/02714 07/03/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 20- 6.50 12,982.23 (28.186.44) YRCW Jul 19 14 22.5 C TO CLOSE Commission 17.00 Regulatory Fee 0.77 07702/14 07/03/14 Margin Buy - Securities Purchased UNITED CONTINENTAL HLDGS 50 0.90 (4,534.70) (32.721.14) UAL Jul 19 14 41.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/02/14 07/03/14 Margin Sell - Securities Sold YAHOO! INC 150- 0.72 10,707.66 (22,013.48) YHOO Jul 19 14 37.0 C TO OPEN Commission 88.50 Regulatory Fee 3.84 07/02/14 07/03/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 50 1.34 (6,734.70) (28,748.18) BBRY Sep 20 14 10.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/02/14 07/03/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 50 0.80 (4,034.70) (32,782.88) YRCW Aug 16 14 325 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 17 of 76 CONFIDENTIAL SDNY_GM_00011628 EFTA 00)22279

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07102/14 07/03/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 30 1.47 (4.433.22) (37216.10) 07/02/14 07/03/14 Margin Sell - Securities Sold YRCW Oct 18 14 32.5 C TO OPEN Commission 22.50 Regulatory Fee 0.72 APOLLO EDUCATION GROUP INC 12- 4.86 5.811.83 (31,404.27) 07/02/14 07/03/14 Margin Sell - Securities Sold APOL Jul 19 14 26.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.42 APOLLO EDUCATION GROUP INC 13- 4.85 6204.54 (25.099.73) 07/02/14 07/03/14 Margin Sell - Securities Sold APOL Jul 19 14 26.0 C TO CLOSE Regulatory Fee 0.46 GREEN PLAINS INC 4- 9.40 3.751.61 (21,348.12) GPRE Jul 19 14 25.0 C TO CLOSE Commission 8.20 Regulatory Fee 0.19 07/01/14 07/07/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 900 1.97 (1,779.00) (23.127.12) COM Commission 6.00 07/01/14 07/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 721 1.40 (1,015.40) (24.142.52) WARRANT EXP 11/18.2018 Commission 6.00 07/01/14 07/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 79 1.3999 (110.59) (24.253.11) WARRANT EXP 11/18:2018 07/01/14 07/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 100 1.39 (139.00) (24.392.11) WARRANT EXP 11/18:2018 07/01/14 07/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.289 (534.90) (24.927.01) COM Commission 6.00 07/01/14 07/07/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 1.817- 3.991 7.245.48 (17.681.53) COM Commission 6.00 Regulatory Fee 0.17 07/01/14 07/07/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 5.683- 3.99 22,674.66 4.993.13 COM Regulatory Fee 0.51 07/01/14 07/07/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 15,000 0.305 (4,581.00) 412.13 COM Commission 6.00 page 18 of 76 CONFIDENTIAL SDNY_GM_00011629

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/01/14 07107/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 3.800 0.16 (614.00) (201.87) COM Commission 6.00 07/01/14 07/07/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 600- 0.9255 549.28 347.41 COM Commission 6.00 Regulatory Fee 0.02 07/03/4 07/07/14 Margin Sell - Securities Sold APOLLO EDUCATION GROUP INC 25- 5.40 13.479.35 13,826.76 APOL Jul 19 14 26.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.90 07/03/14 07/07/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 25 1.79 (4.495.35) 9.331.41 APOL Aug 16 14 31.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/03/14 07/07/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 15 2.47 (3.719.61) 5,611.80 SHLD Jul 19 14 39.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/03/14 07/07/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 45 0.63 (2.866.83) 2,744.97 APOL Aug 16 14 34.0 C TO OPEN Commission 30.75 Regulatory Fee 1.08 07/03/14 07/07/14 Margin Sell - Securities Sold AOL INC 100- 0.60 5.936.46 8.681.43 AOL Jul 19 14 42.0 C TO OPEN Commission 61.00 Regulatory Fee 2.54 07/07/14 07/07/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (8.681.43) 0.00 DEPOSIT ACCOUNT 07/02/14 07/08/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 300 3.83 (1.155.00) (1.155.00) COM Commission 6.00 07/02/14 07/08/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 600 3.95 (2.376.00) (3,531.00) RESOURCES COM Commission 6.00 page 19 of 76 CONFIDENTIAL SDNY_GM_00011630 EFTA_00122281

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/02/14 07/08/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 200 4.02 (810.00) (4,341.00) RESOURCES COM Commission 6.00 07/02/14 07/08/14 Margin Buy - Securities Purchased JBI INC NEW JBII 1.500 0.091 (142.50) (4.483.50) COM Commission 6.00 07/02/14 07/08/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 200 3.87 (780.00) (5.263.50) COM Commission 6.00 07/02/14 07/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.33 (539.00) (5,802.50) COM Commission 6.00 07/02/14 07/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 600 1.25 (756.00) (6.558.50) WARRANT EXP 11/18.2018 Commission 6.00 07/02/14 07/08/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.9016 84.15 (6.474.35) COM Commission 6.00 Regulatory Fee 0.01 07/02/14 07/08/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 2.991- 0.9001 2.692.14 (3.782.21) COM Regulatory Fee 0.06 07/02/14 07/08/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 400- 0.90 359.99 (3.422.22) COM Regulatory Fee 0.01 07/02/14 07/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 600 1.32 (798.00) (4.220.22) WARRANT EXP 11/182018 Commission 6.00 07/07/14 07/08/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 100- 1.65 16.436.23 12.216.01 BBRY Sep 20 14 10.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.77 07/07/14 07/08/14 Margin Buy - Securities Purchased COWEN GROUP INC 100 0.25 (2.563.40) 9.652.61 GOWN Jan 17 15 5.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 20 o176 CONFIDENTIAL SDNY_GM_00011631 EFTA (H)122282

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol, Description CUSIP Quantity Price Amount Balance 07/07/14 07/08/14 Margin Buy - Securities Purchased CITIGROUP INC 459 0.31 (14,498.47) (4,845.86) C Jul 19 1449.0 C TO OPEN Commission 258.45 Regulatory Fee 11.02 07/07/14 07/08/14 Margin Buy - Securities Purchased FLAMEL TECH 15 5.50 (8,264.61) (13,110.47) FLML Dec 20 14 10.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/07/14 07/08/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 100- 0.66 6,536.45 (6,574.02) UAL Jul 19 14 37.0 P TO OPEN Commission 61.00 Regulatory Fee 2.55 07/07/14 07/08/14 Margin Buy - Securities Purchased RADNET INC. 100 0.40 (4.063.40) (10.637.42) RDNT Sep 20 14 7.5 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/07/14 07/08/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 100- 1.75 17.436.21 6.798.79 BBRY Sep 20 14 10.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.79 07/07/14 07/08/14 Margin Buy - Securities Purchased UNITED CONTINENTAL HLDGS 60 2.58 (15.520.44) (8.721.65) UAL Sep 20 14 40.0 C TO OPEN Commission 39.00 Regulatory Fee 1.44 07/07/14 07/08/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 50 0.35 (1.784.70) (10,506.35) APOL Aug 16 14 34.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/07/14 07/08/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD 40 0.65 (2,628.96) (13,135.31) HSOL Sep 20 14 2.0 C TO OPEN Commission 28.00 Regulatory Fee 0.96 07/07/14 07/08/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 18- 0.73 1,297.63 (11,837.68) 07/08/14 07/08/14 Margin Journal - Other UAL Jul 19 14 37.0 P TO OPEN Commission 15.90 Regulatory Fee 0.47 REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 0.00 8,681.43 (3,156.25) page 21 of 76 CONFIDENTIAL SDNY_GM_00011632 EFTA_00122283

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/03/14 07109/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 56- 0.9162 45.30 (3,110.95) COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.01 07/03/14 07/09/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 3.444- 0.91 3.133.97 23.02 COMMUNICATIONS COM Regulatory Fee 0.07 07/03/14 07/09/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.56 (1.118.00) (1,094.98) COM Commission 6.00 07/03/14 07/09/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 500 1.55 (781.00) (1.875.98) WARRANT EXP 11/18:2018 Commission 6.00 07/03/14 07/09/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.4299 (548.99) (2.424.97) COM Commission 6.00 07/03/14 07/09/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.867 (392.70) (2.817.67) COM Commission 6.00 07/03/14 07/09/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 300 1.38 (420.00) (3.237.67) WARRANT EXP 11/182018 Commission 6.00 07/03/14 07/09/14 Margin Buy - Securities Purchased ATHERONOVA INC AHRO 850 1.90 (1.621.00) (4.858.67) COM Commission 6.00 07/08/14 07/09/14 Margin Sell - Securities Sold GREEN PLAINS INC 26- 8.60 22238.57 17.479.90 GPRE Jul 19 14 25.0 C TO CLOSE Commission 20.30 Regulatory Fee 1.13 07/08/14 07/09/14 Margin Sell - Securities Sold GREEN PLAINS INC 100- 2.20 21.936.11 39.416.01 GPRE Sep 20 14 35.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.89 07/08/14 07/09/14 Margin Buy - Securities Purchased COWEN GROUP INC 100 0.20 (2.063.40) 37.352.61 GOWN Jan 17 15 5.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 22 o176 CONFIDENTIAL SDNY_GM_00011633 EFTA (()122284

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/08/14 07109/14 Margin Buy - Securities Purchased UNITED CONTINENTAL HLDGS 40 2.68 (10.748.96) 26.603.65 UAL Sep 20 14 40.0 C TO OPEN Commission 28.00 Regulatory Fee 0.96 07/08/14 07/09/14 Margin Buy - Securities Purchased TWITTER INC 78 0.90 (7.082.88) 19.520.77 TWTR Jul 19 14 38.0 C TO OPEN Commission 61.00 Regulatory Fee 1.88 07/08/14 07/09/14 Margin Buy - Securities Purchased TWITTER INC 22 0.89 (1.958.53) 17.562.24 TWTR Jul 19 14 38.0 C TO OPEN Regulatory Fee 0.53 07/08/14 07/09/14 Margin Buy - Securities Purchased ALCOA INC 40 0.12 (508.96) 17.053.28 AA Jul 19 14 14.0 P TO OPEN Commission 28.00 Regulatory Fee 0.96 07/08/14 07/09/14 Margin Buy - Securities Purchased ALCOA INC 60 0.12 (760.44) 16.29284 AA Jul 19 14 14.0 P TO OPEN Commission 39.00 Regulatory Fee 1.44 07/08/14 07/09/14 Margin Buy - Securities Purchased ALCOA INC 200 0.11 (2.320.80) 13.972.04 AA Jul 19 14 14.0 P TO OPEN Commission 116.00 Regulatory Fee 4.80 07/08/14 07/09/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC 2- 2.90 572.83 14.544.87 QTWW Jul 19 14 3.0 C TO CLOSE Commission 7.10 Regulatory Fee 0.07 07/08/14 07/09/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC - 2 0.20 (47.15) 14.497/2 APOL Aug 16 14 34.0 C TO OPEN Commission 7.10 Regulatory Fee 0.05 07/09/14 07/09/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (14.497.72) 0.00 DEPOSIT ACCOUNT 07/07/14 07/10/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 1.900- 4.0001 7394.02 7.594.02 RESOURCES COM Commission 6.00 Regulatory Fee 0.17 page 23 o176 CONFIDENTIAL SDNY_GM_00011634 EFTA (H)122285

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/07/14 07/10/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.800 1.96 (3,534.00) 4.060.02 COM Commission 6.00 07/07/14 07/10/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 5.000 0.185 (931.00) 3.129.02 COM Commission 6.00 07/07/14 07/10/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 1.541 1.77 (2.733.57) 395.45 COM Commission 6.00 07/07/14 07/10/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 16 0.16 (8.56) 386.89 COM Commission 6.00 07/07/14 07/10/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 4.320 0.15 (654.00) (267.11) COM Commission 6.00 07/09/14 07/10/14 Margin Sell - Securities Sold ALCOA INC 300- 0.01 121.79 (145.32) AA Jul 19 14 14.0 P TO CLOSE Commission 171.00 Regulatory Fee 7.21 07/09/14 07/10/14 Margin Buy - Securities Purchased COWEN GROUP INC 25 0.20 (520.35) (665.67) GOWN Jan 17 15 5.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/09/14 07/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 8- 2.68 2.096.50 1.430.83 GPRE Sep 20 14 35.0 C TO CLOSE Commission 47.25 Regulatory Fee 0.25 07/09/14 07/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 67- 2.65 17752.99 19.183.82 GPRE Sep 20 14 35.0 C TO CLOSE Regulatory Fee 2.01 07/09/14 07/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 75- 2.65 19.825.51 39.00933 GPRE Sep 20 14 35.0 C TO CLOSE Commission 47.25 Regulatory Fee 2.24 07/09/14 07/10/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 32- 0.37 1,159.60 40.168.93 UAL Jul 19 14 37.0 P TO OPEN Commission 23.60 Regulatory Fee 0.80 page 24 o176 CONFIDENTIAL SDNY_GM_00011635 EFTA (X1122286

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity' Symbol, Description CUSIP Quantity Price Amount Balance 07/09/14 07/10/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 28 1.30 (3,662.08) 36,506.85 PEIX Aug 16 14 16.0 C TO OPEN Commission 21.40 Regulatory Fee 0.68 07/09/14 07/10/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 93 1.30 (12,149.39) 24,357.46 PEIX Aug 16 14 16.0 C TO OPEN Commission 57.15 Regulatory Fee 2.24 07/09/14 07/10/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 75 1.87 (14.074.05) 10.283.41 BBRY Sep 20 14 10.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 07/09/14 07/10/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 17 1.30 (2,225.76) 8.057.65 PEIX Aug 16 14 16.0 C TO OPEN Commission 15.35 Regulatory Fee 0.41 07/09/14 07/10/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 15- 6.40 9,585.17 17.642.82 YRCW Jul 19 14 22.5 C TO CLOSE Commission 14.25 Regulatory Fee 0.58 07/09/14 07/10/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 25 1.87 (4,695.35) 12.947.47 BBRY Sep 20 14 10.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/09/14 07/10/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 50- 0.31 1,515.26 14,462.73 UAL Jul 19 14 37.0 P TO OPEN Commission 33.50 Regulatory Fee 1.24 07/09/14 07/10/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 15 3.80 (5,714.61) 8,748.12 JBLU Jan 17 15 7.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/09/14 07/10/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 72 1.25 (9,047.33) (299.21) PEIX Aug 16 14 16.0 C TO OPEN Commission 45.60 Regulatory Fee 1.73 page 25 of 76 CONFIDENTIAL SDNY_GM_00011636

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/09/14 07/10/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 5 6.20 (3.108.87) (3.408.08) YRCW Jul 19 14 22.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/10/14 07/10/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 3.408.08 0.00 DEPOSIT ACCOUNT 07/08/14 07/11/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 500 0.0299 (20.95) (20.95) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1.992 0.19 (384.48) (405.43) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.100 1.8991 (2.095.01) (2.500.44) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.200 3.70 (4.446.00) (6.946.44) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1.106 0.19 (216.14) (7,162.58) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.23 (1.052.00) (8214.58) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased OCLARO INC OCLR 7.750 2.12 (16.436.00) (24,650.58) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 500 10.00 (5.006.00) (29,656.58) COM Commission 6.00 07/08/14 07/11/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 3.200- 4.1001 13.114.03 (16,542.55) COM Commission 6.00 Regulatory Fee 0.29 07/08/14 07/11/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 1.000- 4.1101 4,104.00 (12.438.55) COM Commission 6.00 Regulatory Fee 0.10 page 26 o176 CONFIDENTIAL SDNY_GM_00011637 EFTA_00 122288

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/08/14 07/11/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 200 1.8499 (375.98) (12.814.53) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 84 1.84 (154.56) (12.969.09) 07/10/14 07/11/14 Margin Sell - Securities Sold COM UNITED CONTINENTAL HLDGS 50- 1.97 9.815.08 (3,154.01) 07/10/14 07/11/14 Margin Sell - Securities Sold UAL Jul 19 14 41.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.42 UNITED CONTINENTAL HLDGS 50- 4.45 22.214.80 19.060.79 07/10/14 07/11/14 Margin Sell - Securities Sold UAL Sep 20 14 40.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.70 UNITED CONTINENTAL HLDGS 40- 2.29 9.130.83 28.191.62 07/10/14 07/11/14 Margin Sell - Securities Sold UAL Jul 19 14 41.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.17 UNITED CONTINENTAL HLDGS 30- 2.49 7.446.61 35.638.23 07/10/14 07/11/14 Margin Buy - Securities Purchased UAL Jul 19 14 41.0 C TO CLOSE Commission 22.50 Regulatory Fee 0.89 QUANTUM FUEL SYSTEMS TEC 22 2.00 (4.418.63) 31,219.60 07/10/14 07/11/14 Margin Buy - Securities Purchased QTWW Jul 19 14 3.0 C TO OPEN Commission 18.10 Regulatory Fee 0.53 BLACKBERRY LIMITED 40 2.02 (8.141.96) 23,077.64 07/10/14 07/11/14 Margin Buy - Securities Purchased BBRY Sep 20 14 10.0 C TO OPEN Commission 61.00 Regulatory Fee 0.96 BLACKBERRY LIMITED 60 2.01 (12.061.44) 11,016.20 07/10/14 07/11/14 Margin Buy - Securities Purchased BBRY Sep 20 14 10.0 C TO OPEN Regulatory Fee 1.44 CITIGROUP INC 141 0.14 (2.060.94) 8.955.26 C Jul 19 14 49.0 C TO OPEN Commission 83.55 Regulatory Fee 3.39 page 27 o176 CONFIDENTIAL SDNY_GM_00011638

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSH, Quantity Price Amount Balance 07/10/14 07/11/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 50- 5.50 27.464.69 36.419.95 UAL Sep 20 14 40.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.81 07/10/14 07/11/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 25 1.03 (2.595.35) 33324.60 AMD Jan 17 15 3.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/10/14 07/11/14 Margin Sell - Securities Sold TWITTER INC 100- 0.46 4.536.49 38.361.09 TWTR Jul 19 14 36.0 P TO OPEN Commission 61.00 Regulatory Fee 2.51 07/10/14 07/11/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 30- 2.99 8.946.58 47307.67 UAL Jul 19 14 41.0 C TO CLOSE Commission 22.50 Regulatory Fee 0.92 07/10/14 07/11/14 Margin Sell - Securities Sold YAHOO! INC 100- 0.55 5.436.47 52.744.14 YHOO Jul 25 14 33.5 P TO OPEN Commission 61.00 Regulatory Fee 2.53 07/10/14 07/11/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC 15 2.00 (3.014.61) 49.72953 QTWW Jul 19 14 3.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/10/14 07/11/14 Margin Buy - Securities Purchased ALCATEL LUCENT 75 0.30 (2.299.05) 47.430.48 ALU Sep 20 14 3.5 C TO OPEN Commission 47.25 Regulatory Fee 1.80 07/10/14 07/11/14 Margin Buy - Securities Purchased RITE AID CORP 150 0.60 (9.092.10) 38.338.38 RAD Aug 16 14 7.0 C TO OPEN Commission 88.50 Regulatory Fee 3.60 07/10/14 07/11/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 50 0.53 (2.684.70) 35.653.68 AMD Jan 17 15 4.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 28 o176 CONFIDENTIAL SDNY_GM_00011639

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/10/14 07/11/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 15 0.90 (1.364.61) 34,289.07 SHLD Jul 19 14 39.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/10/14 07/11/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 30 0.70 (2.123.22) 32.165.85 JBLU Jul 19 14 10.0 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/10/14 07/11/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 25 1.04 (2.620.35) 29.545.50 AMD Jan 17 15 3.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/10/14 07/11/14 Margin Buy - Securities Purchased AMAZON.COM INC 100 0.05 (563.40) 28.982.10 AMZN Jul 19 14 270.0 P TO OPEN Commission 61.00 Regulatory Fee 2.40 07/11/14 07/11/14 Margin Joumal - Other PURCHASE FDIC INSURED 0.00 (28.982.10) 0.00 DEPOSIT ACCOUNT 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 300 5.2965 (1.594.95) (1,594.95) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 300 3.72 (1.122.00) (2.716.95) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 300 5.25 (1.581.00) (4.297.95) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.2299 (528.99) (4,826.94) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 300 5.28 (1.590.00) (6,416.94) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 5,500 0.275 (1.518.50) (7.935.44) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.32 (1,070.00) (9,005.44) COM Commission 6.00 SDNY_GM_00011640 page 29 0176 CONFIDENTIAL EFTA_00I 22291

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Settle Acct Transaction,' Symbol, Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIB I 390 5.31 (2,076.90) (11,082.34) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC 590419107 2 0.091 (6.18) (11,088.52)

Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 16 0.81 (18.96) (11,107.48) COM Commission 6.00 07/09/14 07/14/14 Margin Sell - Securities Sold ZAZA ENERGY CORPORATION ZAZA 400- 0.8121 318.84 (10,788.64) COM Commission 6.00 Regulatory Fee 0.01 07/09/14 07/14/14 Margin Sell - Securities Sold ZAZA ENERGY CORPORATION ZAZA 3,600- 0.8121 2,923.49 (7,865.15) COM Regulatory Fee 0.07 07/11/14 07/14/14 Margin Sell - Securities Sold TWITTER INC 100- 0.47 4,636.49 (3,228.66) TWTR Jul 19 1440.0 C TO OPEN Commission 61.00 Regulatory Fee 2.51 07/11/14 07/14/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 53 0.15 (831.43) (4,060.09) APOL Aug 16 14 34.0 C TO OPEN Commission 35.15 Regulatory Fee 1.28 07/11/14 07/14/14 Margin Buy - Securities Purchased AOL INC 5 4.20 (2,108.87) (6,168.96) AOL Jul 19 14 36.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/11/14 07/14/14 Margin Sell - Securities Sold AOL INC 10- 0.25 238.25 (5,930.71) AOL Jul 19 14 42.0 C TO OPEN Commission 11.50 Regulatory Fee 0.25 07/11/14 07/14/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 50 0.61 (3,084.70) (9,015.41) YRCW Aug 16 14 32.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 30 of 76 CONFIDENTIAL SDNY_GM_00011641 EFTA_00122292

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/11/14 07/14/14 Margin Buy - Securities Purchased ALCATEL LUCENT 50 0.25 (1.284.70) (10,300.11) ALU Sep 20 14 3.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/11/14 07/14/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD 10 1.15 (1.161.74) (11,461.85) NAT Jan 17 15 8.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/11/14 07/14/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 5 3.90 (1.958.87) (13,420.72) JBLU Jan 17 15 7.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/11/14 07/14/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 15 3.80 (5.714.61) (19,135.33) JBLU Jan 17 15 7.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/11/14 07/14/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 50 1.17 (5.884.70) (25,020.03) YRCW Aug 16 14 30.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/11/14 07/14/14 Margin Buy - Securities Purchased KATE SPADE & COMPANY 8 0.05 (50.60) (25,070.63) KATE Jul 19 14 34.0 P TO OPEN Commission 10.40 Regulatory Fee 0.20 07/14/14 07/14/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 25.070.63 0.00 DEPOSIT ACCOUNT 07/10/14 07/15/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 210 5.22 (1.102.20) (1,102.20) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 2.500 0.19 (481.00) (1,583.20) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 901 2.0079 (1.815.12) (3398.32) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 18.000 0.17 (3.066.00) (6,464.32) COM Commission 6.00 page 31 o176 CONFIDENTIAL SDNY_GM_00011642 EFTA_00 122293

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/10/14 07/15/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 6.000 0.8799 (5.285.11) (11.749.43) COMMUNICATIONS COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 600 0.8795 (527.70) (12,277.13) COMMUNICATIONS COM 07/10/14 07/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 6.500 0.8092 (5.265.77) (17,542.90) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 100 1.98 (204.00) (17.746.90) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 400 1.979 (791.60) (18,538.50) COM 07/10/14 07/15/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 500 1.978 (989.00) (19,527.50) COM 07/10/14 07/15/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 500 3.7499 (1.880.95) (21.408.45) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 17.000 0.16 (2.726.00) (24.134.45) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 200 12.75 (2.556.00) (26,690.45) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC 590419107 200.024 0.091 (18.208.18) (44,898.63)

Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 1.000 0.81 (816.00) (45,714.63) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 615 1.9399 (1.199.04) (46,913.67) COM Commission 6.00 page 32 o176 CONFIDENTIAL SDNY_GM_00011643 EFTA (H)122294

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Description Symbol CUSIP Quantity Price Amount Balance 07/14/14 07/15/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 25 0.63 (1,595.35) (48,509.02) AMD Jan 17 15 4.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/14/14 07/15/14 Margin Buy - Securities Purchased ALCATEL LUCENT 50 0.30 (1,534.70) (50,043.72) ALU Sep 20 14 3.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/14/14 07/15/14 Margin Buy - Securities Purchased UNISYS CORP 100 2.20 (22,063.40) (72,107.12) UIS Oct 18 1424.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/14/14 07/15/14 Margin Buy - Securities Purchased AEROPOSTALE INC 25 0.20 (520.35) (72.627.47) ARO Jul 19 14 3.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/14/14 07/15/14 Margin Buy - Securities Purchased BEAZER HOMES USA INC - 25 1.80 (4.520.35) (77.147.82) BZH Jan 17 1520.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/14/14 07/15/14 Margin Buy - Securities Purchased FLAMEL TECH 5 5.60 (2.808.87) (79.956.69) FLML Dec 20 14 10.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/14/14 07/15/14 Margin Sell - Securities Sold YRC WORLDWIDE INC - 20- 5.70 11,382.26 (68,574.43) YRCW Jul 19 14 22.5 C TO CLOSE Commission 17.00 Regulatory Fee 0.74 07/15/14 07/15/14 Margin Joumal - Other REDEMPTION FDIC INSURED 0.00 15,001.11 (53,573.32) DEPOSIT ACCOUNT 07/15/14 07/15/14 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA11 0.00 0.04 (53,573.28) ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 07/31/2014 Insured Deposit Accoun 0.04 page 33 of 76 CONFIDENTIAL SDNY_GM_00011644

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/11/14 07/16/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 4.000- 3.7201 14.874.07 (38.699.21) RESOURCES COM Commission 6.00 Regulatory Fee 0.33 07/11/14 07/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 300 5.40 (1.626.00) (40,325.21) COM Commission 6.00 07/11/14 07/16/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 1.200- 0.8805 1,050.57 (39,274.64) COM Commission 6.00 Regulatory Fee 0.03 07/11/14 07/16/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 7.600- 0.8804 6.690.89 (32.583.75) COM Regulatory Fee 0.15 07/11/14 07/16/14 Margin Sell - Securities Sold JBI INC NEW JBII 1.500- 0.09 128.99 (32.454.76) COM Commission 6.00 Regulatory Fee 0.01 07/11/14 07/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.344 1.55 (2,089.20) (34,543.96) WARRANT EXP 11/18.2018 Commission 6.00 07/11/14 07/16/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1.380 0.19 (268.20) (34,812.16) COM Commission 6.00 07/11/14 07/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.000 1.50 (1.506.00) (36,318.16) WARRANT EXP 11/18.2018 Commission 6.00 07/11/14 07/16/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 600- 3.69 2.207.95 (34,110.21) RESOURCES COM Commission 6.00 Regulatory Fee 0.05 07/11/14 07/16/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 1.800- 3.6801 6.624.03 (27,486.18) RESOURCES COM Regulatory Fee 0.15 page 34 of 76 CONFIDENTIAL SDNY_GM_00011645 EFTA_00122296

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/11/14 07/16/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 1.800- 3.6501 6.564.03 (20.922.15) RESOURCES COM Commission 6.00 Regulatory Fee 0.15 07/11/14 07/16/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 130 15.00 (1.956.00) (22.878.15) COM Commission 6.00 07/11/14 07/16/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 120 0.14 (22.80) (22.900.95) 07/15/14 07/16/14 Margin Buy - Securities Purchased COM Commission 6.00 MICHAEL KORS HOLDINGS 25 2.60 (6.520.35) (29,421.30) 07/15/14 07/16/14 Margin Buy - Securities Purchased KORS Jul 25 14 80.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 FUELCELL ENERGY INC 100 0.30 (3.063.40) (32.484.70) 07/15/14 07/16/14 Margin Buy - Securities Purchased FCEL Jul 19 14 2.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 JETBLUE AIRWAYS CORP 25 0.74 (1.870.35) (34,355.05) 07/15/14 07/16/14 Margin Buy - Securities Purchased JBLU Jul 19 14 10.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 FUELCELL ENERGY INC 50 0.25 (1.284.70) (35,639.75) FCEL Jul 19 14 2.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/15/14 07/16/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC - 400 0.10 (4.235.60) (39,875.35) 07/15/14 07/16/14 Margin Buy - Securities Purchased AMD Jul 25 14 5.0 C TO OPEN Commission 226.00 Regulatory Fee 9.60 SONY CORP 25 0.65 (1.645.35) (41,520.70) 07/15/14 07/16/14 Margin Buy - Securities Purchased SNE Oct 18 14 17.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 YAHOO! INC 150 0.31 (4,742.10) (46,262.80) YHOO Jul 19 14 37.0 C TO CLOSE Commission 88.50 Regulatory Fee 3.60 page 35 o176 CONFIDENTIAL SDNY_GM_00011646 EFTA_00122297

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/15/14 07/16/14 Margin Buy - Securities Purchased COWEN GROUP INC 35 0.30 (1.076.09) (47.338.89) 07/15/14 07/16/14 Margin Buy - Securities Purchased GOWN Jan 17 15 5.0 C TO OPEN Commission 25.25 Regulatory Fee 0.84 COWEN GROUP INC 150 2.05 (30.842.10) (78,180.99) 07/15/14 07/16/14 Margin Buy - Securities Purchased GOWN Jan 17 15 2.5 C TO OPEN Commission 88.50 Regulatory Fee 3.60 MICHAEL KORS HOLDINGS 15 1.40 (2.114.61) (80295.60) 07/15/14 07/16/14 Margin Sell - Securities Sold KORS Jul 25 14 80.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 QUANTUM FUEL SYSTEMS TEC 1- 2.30 223.41 (80,072.19) 07/15/14 07/16/14 Margin Buy - Securities Purchased QTWW Jul 19 14 3.0 C TO CLOSE Commission 6.55 Regulatory Fee 0.04 YAHOO! INC 21 0.29 (627.06) (80,699.25) YHOO Jul 25 14 33.5 P TO CLOSE Commission 17.55 Regulatory Fee 0.51 07/14/14 07/17/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1.200 0.19 (234.00) (80,933.25) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 500 5.2452 (2.628.60) (83,561.85) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 600 1.9395 (1.169.70) (84.731.55) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.1854 (1.043.08) (85.774.63) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.000 1.51 (1.516.00) (87.290.63) WARRANT EXP 11/18.2018 Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 4.500 1.80 (8.106.00) (95.396.63) COM Commission 6.00 page 36 o176 CONFIDENTIAL SDNY_GM_00011647 EFTA_00122298

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/14/14 07/17/14 Margin Sell - Securities Sold COWEN GROUP INC GOWN 4.000- 4.3201 17.274.01 (78,122.62) COM Commission 6.00 Regulatory Fee 0.39 07/14/14 07/17/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.27 (1.060.00) (79,182.62) COM Commission 6.00 07/14/14 07/17/14 Margin Sell - Securities Sold OCLARO INC OCLR 1.400- 2.1301 2,976.07 (76,206.55) COM Commission 6.00 Regulatory Fee 0.07 07/14/14 07/17/14 Margin Sell - Securities Sold OCLARO INC OCLR 6.100- 2.13 12,992.71 (63.213.84) COM Regulatory Fee 0.29 07/14/14 07/17/14 Margin Buy - Securities Purchased I-IAUPPAGE DIGITAL INC HAUP 10.000 0.174 (1,746.00) (64,959.84) COM Commission 6.00 07/14/14 07/17/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.892 83.19 (64,876.65) COM Commission 6.00 Regulatory Fee 0.01 07/14/14 07/17/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 3.700- 0.8911 3.296.99 (61,579.66) COM Regulatory Fee 0.08 07/14/14 07/17/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 9.200- 0.89 8.187.81 (53391.85) COM Regulatory Fee 0.19 07/14/14 07/17/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 3.800 0.14 (538.00) (53,929.85) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 5.894 1.80 (10.615.20) (64,545.05) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 4,121 0.17 (706.57) (65,251.62) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 108 2.50 (276.00) (65,527.62) COM Commission 6.00 page 37 o176 CONFIDENTIAL SDNY_GM_00011648 EFTA_00122299

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity' Symbol, Description CUSIP Quantity Price Amount Balance 07/16/14 07/17/14 Margin Sell • Securities Sold JETBLUE AIRWAYS CORP 98- 0.92 8.952.44 (56.575.18) JBLU Jul 19 14 10.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.56 07/16/14 07/17/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 2- 0.91 181.94 (56.393.24) JBLU Jul 19 14 10.0 C TO CLOSE Regulatory Fee 0.06 07/16/14 07/17/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 20- 5.73 11.442.26 (44.950.98) YRCW Jul 19 14 22.5 C TO CLOSE Commission 17.00 Regulatory Fee 0.74 07/16/14 07/17/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC - 25- 1.41 3.504.57 (41,446.41) AMD Jan 17 15 3.5 C TO CLOSE Commission 19.75 Regulatory Fee 0.68 07/16/14 07/17/14 Margin Sell - Securities Sold CITIGROUP INC 300- 0.56 16,621.42 (24,824.99) C Jul 19 1449.0 C TO CLOSE Commission 171.00 Regulatory Fee 7.58 07/16/14 07/17/14 Margin Buy- Securities Purchased UNISYS CORP 50 1.80 (9,034.70) (33,859.69) UIS Oct 18 1424.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/16/14 07/17/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC - 10 1.30 (1,311.74) (35,171.43) AMD Jan 17 15 3.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/16/14 07/17/14 Margin Sell - Securities Sold CITIGROUP INC 300- 0.73 21.72131 (13.450.12) C Jul 19 1449.0 C TO CLOSE Commission 171.00 Regulatory Fee 7.69 07/16/14 07/17/14 Margin Buy - Securities Purchased YAHOO! INC 75 0.32 (2.449.05) (15.899.17) YHOO Jul 19 14 34.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 07/16/14 07/17/14 Margin Buy - Securities Purchased AOL INC 10 3.00 (3.011.74) (18,910.91) AOL Jul 19 14 36.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 38 of 76 CONFIDENTIAL SDNY_GM_00011649

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/16/14 07/17/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 100 0.15 (1.563.40) (20,474.31) AMD Jul 25 14 5.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/16/14 07/17/14 Margin Buy - Securities Purchased CITIGROUP INC 53 1.36 (7,270.28) (27,744.59) C Aug 16 14 49.0 C TO OPEN Commission 61.00 Regulatory Fee 1.28 07/16/14 07/17/14 Margin Buy - Securities Purchased CITIGROUP INC 47 1.35 (6.346.13) (34,090.72) C Aug 16 14 49.0 C TO OPEN Regulatory Fee 1.13 07/16/14 07/17/14 Margin Sell - Securities Sold YAHOO! INC 71- 0.41 2264.17 (31,226.55) YHOO Jul 25 14 33.5 P TO OPEN Commission 45.05 Regulatory Fee 1.78 07/16/14 07/17/14 Margin Buy - Securities Purchased CITIGROUP INC 100 1.34 (13.463.40) (44,689.95) C Aug 16 14 49.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/16/14 07/17/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 10 3.50 (3.511.74) (48,201.69) UEPS Jan 17 15 8.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/17/14 07/17/14 Margin Delivered - Other QUANTUM FUEL SYSTEMS TEC 214- 0.00 (48,201.69) QTWW Jul 19 14 3.0 C EXERCISED OPTION 07/15/14 07/18/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 13.900 0.027 (381.30) (48,582.99) COM Commission 6.00 07/15/14 07/18/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 600- 4.3502 2204.06 (45.978.93) COM Commission 6.00 Regulatory Fee 0.06 07/15/14 07/18/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 1,700- 4.3501 7295.00 (38,583.93) COM Regulatory Fee 0.17 07/15/14 07/18/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 200- 4.35 869.98 (37,713.95) COM Regulatory Fee 0.02 page 39 o176 CONFIDENTIAL SDNY_GM_00011650 EFTA_00122301

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/15/14 07/18/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.000 1.99 (1.996.00) (39,709.95) COM Commission 6.00 07/15/14 07/18/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 100 15.00 (1.506.00) (41,215.95) COM Commission 6.00 07/15/14 07/18/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 10.000- 4.40 43593.02 2.777.07 COM Commission 6.00 Regulatory Fee 0.98 07/15/14 07/18/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 3.500- 4.3901 15259.01 18.136.08 COM Commission 6.00 Regulatory Fee 0.34 07/15/14 07/18/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 1.350 1.78 (2.409.00) 15.727.08 COM Commission 6.00 07/15/14 07/18/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 696- 0.8919 614.74 16.341.82 COM Commission 6.00 Regulatory Fee 0.02 07/15/14 07/18/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.8902 89.01 16.43023 COM Regulatory Fee 0.01 07/15/14 07/18/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 3.629- 0.89 3.229.73 19.66056 COM Regulatory Fee 0.08 07/15/14 07/18/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 1.000 0.17 (176.00) 19.48456 COM Commission 6.00 07/15/14 07/18/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 162 15.00 (2.436.00) 17.048.56 COM Commission 6.00 07/15/14 07/18/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 26.000- 0.0283 729.78 17.778.34 COM Commission 6.00 Regulatory Fee 0.02 page 40 of 76 CONFIDENTIAL SDNY_GM_00011651

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity' Symbol, Description CUSIP Quantity Price Amount Balance 07/17/14 07/18/14 Margin Sell - Securities Soid JETBLUE AIRWAYS CORP 100- 0.65 6,436.45 24,214.79 JBLU Jul 19 14 10.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.55 07/17/14 07/18/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 50- 4.50 22,464.80 46.679.59 HPO Jan 17 1531.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.70 07/17/14 07/18/14 Margin Buy - Securities Purchased COWEN GROUP INC 25 1.85 (4,645.35) 42.034.24 COWN Jan 17152.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/17/14 07/18/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 80- 0.70 5,547.95 47.582.19 JBLU Jul 19 14 10.0 C TO CLOSE Commission 50.00 Regulatory Fee 2.05 07/17/14 07/18/14 Margin Sell - Securities Sold AEROPOSTALE INC 150- 0.25 3,657.81 51.240.00 ARO Jul 19 14 3.0 C TO CLOSE Commission 88.50 Regulatory Fee 3.69 07/17/14 07/18/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 25- 5.66 14,129.33 65.369.33 YRCW Jul 19 14 22.5 C TO CLOSE Commission 19.75 Regulatory Fee 0.92 07/17/14 07/18/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC 35- 1.25 4,348.81 69,718.14 AMD Jan 17 15 3.5 C TO CLOSE Commission 25.25 Regulatory Fee 0.94 07/17/14 07/18/14 Margin Buy - Securities Purchased CITIGROUP INC 100 1.37 (13,763.40) 55,954.74 C Aug 16 14 49.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/17/14 07/18/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC 150 1.40 (21,092.10) 34,862.64 OTWW Oct 18 14 4.0 C TO OPEN Commission 88.50 Regulatory Fee 3.60 page 41 of 76 CONFIDENTIAL SDNY_GM_00011652 EFTA_00122303

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Symbol Description CUSIP Quantity Price Amount Balance 07/17/14 07/18/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 26 1.05 12.750.93) 32.111.71 YRCW Aug 1614 30.0 C TO OPEN Commission 20.30 Regulatory Fee 0.63 07/17/14 07/18/14 Margin Buy - Securities Purchased RITE AID CORP 100 0.35 13.563.40) 28548.31 RAD Aug 16 14 7.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/17/14 07/18/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC 100- 2.10 20.936.13 49.484.44 OTWW Jul 19 14 3.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.87 07/17/14 07/18/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 80- 3.80 30,347.40 79831.84 JBLU Jan 17 15 7.0 C TO CLOSE Commission 50.00 Regulatory Fee 2.60 07/17/14 07/18/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 40- 3.80 15.170.70 95O02.54 JBLU Jan 17 15 7.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.30 07/17/14 07/18114 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 20- 3.80 7.582.35 102.58489 JBLU Jan 17 15 7.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.65 07/17/14 07/18/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 100 0.43 (4.363.40) 98.221.49 YRCW Aug 16 14 325 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/17/14 07/18/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC 50- 1.20 5.965.16 104.186.65 AMD Jan 17 15 3.5 C TO CLOSE Commission 33.50 Regulatory Fee 1.34 07/17/14 07/18/14 Margin Buy - Securities Purchased ALCATEL LUCENT 25 0.30 (770.35) 103,416.30 ALU Sep 20 14 3.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 page 42 of 76 CONFIDENTIAL SDNY_GM_00011653 EFTA_00I 2230=t

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/17/14 07/18/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 140- 3.70 51.712.49 155.128.79 JBLU Jan 17 15 7.0 C TO CLOSE Commission 83.00 Regulatory Fee 4.51 07/17/14 07/18/14 Margin Buy - Securities Purchased COWEN GROUP INC 15 1.80 (2.714.61) 152.414.18 GOWN Jan 17 15 2.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/17/14 07/18/14 Margin Buy - Securities Purchased CITIGROUP INC 100 0.37 (3.763.40) 148,650.78 C Jul 19 14 49.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/17/14 07/18/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC 55- 1.23 6.727.28 155,378.06 AMD Jan 17 15 3.5 C TO CLOSE Commission 36.25 Regulatory Fee 1.47 07/17/14 07/18/14 Margin Buy - Securities Purchased CITIGROUP INC 50 0.29 (1.484.70) 153,893.36 C Jul 19 14 49.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/17/14 07/18/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC 100- 1.22 12.136.33 166,029.69 AMD Jan 17 15 3.5 C TO CLOSE Commission 61.00 Regulatory Fee 2.67 07/18/14 07/18/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (166.029.69) 0.00 DEPOSIT ACCOUNT 07/16/14 07/21/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.278 (533.80) (533.80) COM Commission 6.00 07/16/14 07/21/14 Margin Buy - Securities Purchased OCLARO INC OCLR 7.500 2.0199 (15.155.25) (15,689.05) COM Commission 6.00 07/16/14 07/21/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.8299 (388.99) (16,078.04) COM Commission 6.00 07/16/14 07/21/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 100 15.00 (1.506.00) (17,584.04) COM Commission 6.00 page 43 o176 CONFIDENTIAL SDNY_GM_00011654

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/16/14 07/21/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 9.500 0.19 (1.811.00) (19,395.04) COM Commission 6.00 07/16114 07/21/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.400 1.95 (2.736.00) (22.131.04) COM Commission 6.00 07/16/14 07/21/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 5.000- 3.55 17743.60 (4,387.44) RESOURCES COM Commission 6.00 Regulatory Fee 0.40 07/16/14 07/21/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 200 14.00 (2.806.00) (7.193.44) COM Commission 6.00 07/16/14 07/21/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 5.090 0.18 (922.20) (8.115.64) 07/18/14 07/21/14 Margin Buy - Securities Purchased COM Commission 6.00 CITIGROUP INC 50 1.18 (5.934.70) (14,050.34) 07/18/14 07/21/14 Margin Buy - Securities Purchased C Aug 16 14 49.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 NET 1 UEPS TECHNOLOGIES INC 10 3.50 (3.511.74) (17,562.08) 07/18/14 07/21/14 Margin Buy - Securities Purchased UEPS Jan 17 15 8.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 NET 1 UEPS TECHNOLOGIES INC 10 3.40 (3.411.74) (20,973.82) 07/18/14 07/21/14 Margin Buy - Securities Purchased UEPS Jan 17 15 8.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 NET 1 UEPS TECHNOLOGIES INC 10 2.60 (2.611.74) (23,585.56) 07/18/14 07/21/14 Margin Buy - Securities Purchased UEPS Jan 17 15 9.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 AEROPOSTALE INC 100 1.39 (13,963.40) (37,548.96) ARO Oct 18 14 2.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 44 o176 CONFIDENTIAL SDNY_GM_00011655 EFTA_00I 22306

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction Cash Activity' Symbol, Description CUSIP Quantity Price Amount Balance 07/18/14 07/21/14 Margin Sell - Securities Sold CITIGROUP INC 75- 0.78 5,800.82 (31,748.14) C Jul 19 1449.0 C TO CLOSE Commission 47.25 Regulatory Fee 1.93 07/18/14 07/21/14 Margin Buy - Securities Purchased TWITTER INC 45 2.46 (11,101.83) (42,849.97) TWTR Aug 01 14 36.0 C TO OPEN Commission 30.75 Regulatory Fee 1.08 07/18/14 07/21/14 Margin Buy - Securities Purchased CITIGROUP INC 50 1.22 (6,134.70) (48,984.67) C Aug 16 14 49.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/18/14 07/21/14 Margin Buy - Securities Purchased AEROPOSTALE INC 200 1.40 (28.120.80) (77.105.47) ARO Oci 18 14 2.0 C TO OPEN Commission 116.00 Regulatory Fee 4.80 07/18/14 07/21/14 Margin Sell - Securities Sold AOL INC 120- 2.85 34.124.36 (42.981.11) AOL Jul 19 14 36.0 C TO CLOSE Commission 72.00 Regulatory Fee 3.64 07/18/14 07/21/14 Margin Buy - Securities Purchased RADIOSHACK CORPORATION 500 0.18 (9.293.00) (52.274.11) RSH Jan 15 16 1.0 C TO OPEN Commission 281.00 Regulatory Fee 12.00 07/18/14 07/21/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 50 0.89 (4,484.70) (56,758.81) BBRY Sep 20 14 10.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/18/14 07/21/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 29 2.03 (5,909.65) (62,668.46) BBRY Jan 17 15 9.0 C TO OPEN Commission 21.95 Regulatory Fee 0.70 07/18/14 07/21/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 175 0.25 (4,481.45) (67,149.91) JBLU Sep 20 14 12.0 C TO OPEN Commission 10225 Regulatory Fee 4.20 page 45 of 76 CONFIDENTIAL SONY_GM_00011656 EFTA_00122307

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Symbol!' Description CUSIP Quantity Price 07/18/14 07/21/14 Margin Buy - Securities Purchased YAHOO! INC 100 1.25 YHOO Aug 16 14 33.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/18/14 07/21/14 Margin Buy - Securities Purchased MGIC INVT CORP WIS 15 0.87 MTG Jan 17 15 8.0C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/18/14 07/21/14 Margin Sell - Securities Sold CITIGROUP INC 25- 0.51 C Jul 19 1449.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.63 07/18/14 07/21/14 Margin Sell - Securities Sold SEARS HOLDING CORP 60- 0.60 SHLD Jul 19 14 38.0 C TO CLOSE Commission 39.00 Regulatory Fee 1.52 07/18/14 07/21/14 Margin Buy - Securities Purchased ALCATEL LUCENT 2 0.35 ALU Sep 20 14 3.5 C TO OPEN Commission 7.10 Regulatory Fee 0.05 07/18/14 07/21/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 30 0.55 JBLU Sep 20 14 11.0 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/18/14 07/21/14 Margin Sell - Securities Sold CITIGROUP INC 50- 0.67 C Jul 19 1449.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.28 07/21/14 07/21/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 DEPOSIT ACCOUNT 07/21/14 07/21/14 Margin Delivered - Other AEROPOSTALE INC 300- 0.00 ARO Jul 19143.0 C EXERCISED OPTION 07/21/14 07/21/14 Margin Delivered - Other FUELCELL ENERGY INC 150- 0.00 FCEL Jul 19 14 2.0 C EXERCISED OPTION 07/21/14 07/21/14 Margin Delivered - Other TEEKAY TANKERS LTD 500- 0.00 TNK Jul 19 14 5.0 C EXPIRATION page 46 of 76 CONFIDENTIAL Amount Balance (12,563.40) (79,713.31) (1,319.61) (81,032.92) 1,254.62 (79,778.30) 3,559.48 (76,218.82) (77.15) (76,295.97) (1,673.22) (77,969.19) 3,315.22 (74,653.97) 74,653.97 0.00 0.00 0.00 0.00 SDNY_GM_00011657 EFTA_00122308

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 07/21/14 07/21/14 Margin Delivered - Other TESLA MOTORS INC 186- 0.00 0.00 TSLA Jul 19 14 170.0 P EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other KATE SPADE & COMPANY 208- 0.00 0.00 KATE Jul 19 14 340 P EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other TWITTER INC 100- 0.00 0.00 TWTR Jul 19 14 38.0 C EXPIRATION 07/21/14 07/21/14 Margin Received - Other TWITTER INC 100 0.00 0.00 TWTR Jul 19 14 40.0 C EXPIRATION 07/21/14 07/21/14 Margin Received - Other TWITTER INC 100 0.00 0.00 TWTR Jul 19 14 36.0 P EXPIRATION 07/21/14 07/21/14 Margin Received - Other UNITED CONTINENTAL HLDGS 200 0.00 0.00 UAL Jul 19 14 37.0 P EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other UNITED STATES NAT GAS FUND 100- 0.00 0.00 UNG Jul 19 14 25.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other UNITED STATES NAT GAS FUND 200- 0.00 0.00 UNG Jul 19 14 27.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other AMAZON.COM INC 350- 0.00 0.00 AMZN Jul 19 14 270.0 P EXPIRATION 07/21/14 07/21/14 Margin Received - Other AOL INC 110 0.00 0.00 AOL Jul 19 14 42.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other FUELCELL ENERGY INC 525- 0.00 0.00 FCEL Jul 19 14 2.5 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other SEARS HOLDING CORP 50- 0.00 0.00 SHLD Jul 19 14 39.0 C EXPIRATION page 47 o176 CONFIDENTIAL SDNY_GM_00011658

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/21/14 07/21/14 Margin Delivered Other APOLLO EDUCATION GROUP INC - 120- 0.00 0.00 APOL Jul 19 14 26.0 P EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other YAHOO! INC 225- 0.00 0.00 YHOO Jul 19 14 34.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other ZIOPHARM ONCOLOGY INC 279- 0.00 0.00 ZIOP Jul 19 14 5.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other QUIKSILVER INC 250- 0.00 0.00 ZOK Jul 19 14 7.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other MERRIMAN HOLDINGS INC 590419107 200.026- 0.00 0.00

REORG - 1:30 REVERSE SPLIT 7/14/14 MERRIMAN HOLDINGS INC 590419206 Auto Recrg#231309IREVERSE SPLIT 07/21/14 07/21/14 Margin Received - Other MERRIMAN HOLDINGS INC MERRD 6.667 0.00 0.00 COM REORG - 1:30 REVERSE SPLIT 7/14/14 MERRIMAN HOLDINGS INC 590419206 Auto Recrg#231309IREVERSE SPLIT 07/17/14 07/22/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.22 (1.050.00) (1,050.00) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 15.000 0.0271 (412.50) (1,462.50) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.500 1.92 (2.886.00) (4,348.50) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 500 3.8146 (1.913.30) (6,261.80) COM Commission 6.00 page 48 o176 CONFIDENTIAL SDNY_GM_00011659 EFTA_00122310

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/17/14 07/22/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 108 15.00 (1.626.00) (7,887.80) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.72 (378.00) (8265.80) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 208 14.50 (3.022.00) (11,287.80) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 445 5.13 (2.288.85) (13,576.65) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 155 5.1299 (795.13) (14,371.78) COM 07/17/14 07/22/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 100 3.80 (386.00) (14,757.78) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased ACCESS PFIARMA INC ACCP 1.550 0.255 (401.25) (15,159.03) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 2.500 0.2001 (506.25) (15,665.28) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 500 0.20 (100.00) (15,765.28) COM 07/17/14 07/22/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.8499 (390.99) (16,156.27) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.200 3.72 (4.470.00) (20,626.27) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC QTWW 21.400 3.00 (64.210.00) (84,836.27) COM Commission 10.00 07/17/14 07/22/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 4.538 0.20 (913.60) (85,749.87) COM Commission 6.00 page 49 o176 CONFIDENTIAL soNv_skt000tisso EFfik_00I22311

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol,' CUSIP Quantity Price Amount Balance 07/21/14 07/22/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC 100 1.65 (16,563.40) (102313.27) QTWW Oct 18 14 4.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/21/14 07/22/14 Margin Buy - Securities Purchased RADNET INC. 100 1.05 (10,563.40) (112,876.67) RDNT Aug 16 14 5.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/21/14 07/22/14 Margin Buy - Securities Purchased AEROPOSTALE INC 30 1.30 (3,923.22) (116,799.89) ARC Oct 18 14 2.0 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/21/14 07/22/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 72 0.50 (3,647.33) (120,447.22) JBLU Sep 20 14 11.0 C TO OPEN Commission 45.60 Regulatory Fee 1.73 07/21/14 07/22/14 Margin Buy - Securities Purchased ALCATEL LUCENT 246 0.15 (3.837.21) (124.284.43) ALU Sep 20 14 4.0 C TO OPEN Commission 14130 Regulatory Fee 5.91 07/21/14 07/22/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD 20 0.50 (1.017.48) (125.301.91) HSOL Sep 20 14 2.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/22/14 07/22/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 91,375.72 (33,926.19) DEPOSIT ACCOUNT 07/22/14 07/22/14 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA11 0.00 0.16 (33,926.03) ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 07/31/2014 Insured Deposit Accoun 0.16 07/18/14 07/23/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 700 3.75 (2,631.00) (36,557.03) COM Commission 6.00 07/18/14 07/23/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.200 5.20 (6,246.00) (42,803.03) COM Commission 6.00 page 50 of 76 CONFIDENTIAL SDNY_GM_00011661 EFTA_00122312

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/18/14 07/23/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 2.500 0.8996 (2.255.01) (45,058.04) COMMUNICATIONS COM Commission 6.00 07/18/14 07/23/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 7.425 0.89 (6.614.25) (51,672.29) COMMUNICATIONS COM Commission 6.00 07/18/14 07/23/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 3.600 0.28 (1.014.00) (52.686.29) COM Commission 6.00 07/18/14 07/23/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 4.000- 4.3001 17.194.01 (35,492.28) COM Commission 6.00 Regulatory Fee 0.39 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 1.500- 3.3201 4.974.03 (30,518.25) COM Commission 6.00 Regulatory Fee 0.12 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 8.500- 3.32 28.219.37 (2.298.88) COM Regulatory Fee 0.63 07/18/14 07/23/14 Margin Buy - Securities Purchased ACCESS PFIARMA INC ACCP 7.500 0.2349 (1.767.75) (4,066.63) COM Commission 6.00 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 2.020- 3.345 6,750.75 2.684.12 COM Commission 6.00 Regulatory Fee 0.15 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 980- 3.343 3.276.06 5.960.18 COM Regulatory Fee 0.08 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 1.600- 3.341 5.345.48 11.305.66 COM Regulatory Fee 0.12 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 5.400- 3.34 18.035.60 29.341.26 COM Regulatory Fee 0.40 page 51 o176 CONFIDENTIAL SDNY_GM_00011662

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/18/14 07/23/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 5.250 0.26 (1.371.00) 27.970.26 COM Commission 6.00 07/18114 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 10.000- 3.36 33.593.25 61.563.51 COM Commission 6.00 Regulatory Fee 0.75 07/18/14 07/23/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 92 1.78 (169.76) 61.393/5 COM Commission 6.00 07/18/14 07/23/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 75 0.881 (72.08) 61.321.67 COMMUNICATIONS COM Commission 6.00 07/18/14 07/23/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 100 4.00 (406.00) 60.915.67 COM Commission 6.00 07/21/14 07/23/14 Margin Buy - Securities Purchased AEROPOSTALE INC ARO 30.000 3.00 (90.010.00) (29,094.33) COM Commission 10.00 07/21/14 07/23/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC FCEL 15.000 2.00 (30.010.00) (59,104.33) COM Commission 10.00 07/23/4 07/23/14 Margin Delivered - Other NORDIC AMERICAN TANKERS LTD 700- 0.00 (59,104.33) NAT Jan 17 15 8.0 C CONTRACT ADJS: CASH DISTRIBUTION 07/23/14 07/23/14 Margin Received - Other NORDIC AMERICAN TANKERS LTD 700 0.00 (59,104.33) NAT Jan 17 15 7.87 C CONTRACT ADJS: CASH DISTRIBUTION 07/23/14 07/23/14 Margin Delivered - Other NORDIC AMERICAN TANKERS LTD 325- 0.00 (59,104.33) NAT Oct 18 14 10.0 C CONTRACT ADJS: CASH DISTRIBUTION 07/23/14 07/23/14 Margin Received - Other NORDIC AMERICAN TANKERS LTD 325 0.00 (59,104.33) NAT Oct 18 14 9.87 C CONTRACT ADJS: CASH DISTRIBUTION page 52 o176 CONFIDENTIAL SDNY_GM_00011663 EFTA (()122314

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 7.900- 0.9749 7.695.53 (51,408.80) COM Commission 6.00 Regulatory Fee 0.18 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 18.000- 0.9351 16.825.42 (34,583.38) COM Commission 6.00 Regulatory Fee 0.38 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 6.486- 0.9552 6.189.29 (28.394.09) COM Commission 6.00 Regulatory Fee 0.14 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 3.314- 0.9551 3.165.13 (25,228.96) COM Regulatory Fee 0.07 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 18.000- 0.9558 17.198.01 (8,030.95) COM Commission 6.00 Regulatory Fee 0.39 07/21/14 07/24/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.000 1.9899 (1,995.90) (10,026.85) COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 15.000 0.0299 (454.50) (10,481.35) COM Commission 6.00 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 22.000- 0.9878 21,725.11 11.243.76 COM Commission 6.00 Regulatory Fee 0.49 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 15.000- 0.9744 14.609.67 25.853.43 COM Commission 6.00 Regulatory Fee 0.33 07/21/14 07/24/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 1.025 3.70 (3.798.50) 22.054.93 COM Commission 6.00 page 53 o176 CONFIDENTIAL SDNY_GM_00011664

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 20.000- 0.944 18.873.58 40,928.51 COM Commission 6.00 Regulatory Fee 0.42 07/21/14 07/24/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 4.800 3.80 (18.246.00) 22.68251 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 92 3.65 (335.80) 22,346/1 COM 07/21/14 07/24/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 108 3.95 (432.60) 21,914.11 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 4.377 1.8799 (8.234.32) 13.679/9 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 2.246 1.8899 (4.250.72) 9.429.07 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.500 1.96 (2.946.00) 6.483.07 COM Commission 6.00 07/21/14 07/24/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 360- 5.493 1.97143 8.454.50 COM Commission 6.00 Regulatory Fee 0.05 07/21/14 07/24/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 7.140- 5.49 39.197.73 47.652.23 COM Regulatory Fee 0.87 07/21/14 07/24/14 Margin Buy - Securities Purchased TFiANSGENOMIC INC TBIO 300 3.727 (1.124.10) 46.528.13 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 5.000 0.26 (1.306.00) 45.222.13 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased TFiANSGENOMIC INC TBIO 100 3.738 (379.80) 44.84233 COM Commission 6.00 page 64 o176 CONFIDENTIAL SDNY_GM_00011665 EFTA (()122316

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/21/14 07/24/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 70 3.73 (267.10) 44,575.23 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 300 3.72 (1.116.00) 43,459.23 COM 07/21/14 07/24/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 100 3.719 (371.90) 43,087.33 COM 07/21/14 07/24/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 100 3.718 (371.80) 42,715.53 COM 07/21/14 07/24/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 100 3.67 (367.00) 42,348.53 COM 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.9893 92.92 42,441.45 COM Commission 6.00 Regulatory Fee 0.01 07/21/14 07/24/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 12 3.55 (48.60) 42,392.85 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased I-IAUPPAGE DIGITAL INC HAUP 562 0.255 (149.31) 42,243.54 COM Commission 6.00 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 700- 0.9103 631.19 42,874.73 COM Commission 6.00 Regulatory Fee 0.02 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 700- 0.9102 637.12 43,511.85 COM Regulatory Fee 0.02 07/21/14 07/24/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.72 (750.00) 42,761.85 07/23/14 07/24/14 Margin Buy - Securities Purchased COM Commission 6.00 UNISYS CORP 40 0.45 (1.828.96) 40,932.89 UIS Oct 18 14 24.0 C TO OPEN Commission 28.00 Regulatory Fee 0.96 page 55 o176 CONFIDENTIAL SDNY_GM_00011666 EFTA (()122317

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Symbol Description CUSIP Quantity Price Amount Balance 07/23/14 07/24/14 Margin Buy - Securities Purchased UNISYS CORP 20 0.40 (817.48) 40,115.41 UIS Oct 18 14 24.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/23/14 07/24/14 Margin Buy - Securities Purchased ALCATEL LUCENT 65 0.15 (1,018.31) 39,097.10 ALIJ Sep 20 14 4.0 C TO OPEN Commission 41.75 Regulatory Fee 1.56 07/24/14 07/24/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (39,097.10) 0.00 DEPOSIT ACCOUNT 07/24/14 07/25/14 Margin Sell - Securities Sold YAHOO! INC 100- 0.48 4,736.49 4,736.49 YHOO Aug 01 14 35.5 P TO OPEN Commission 61.00 Regulatory Fee 2.51 07/24/14 07/25/14 Margin Buy - Securities Purchased UNISYS CORP 25 0.50 (1,270.35) 3,466.14 UIS Oct 18 14 24.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/24/14 07/25/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 10 2.85 (2,861.74) 604.40 PEIX Aug 16 14 16.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/24/14 07/25/14 Margin Buy - Securities Purchased COWEN GROUP INC 15 0.20 (314.61) 289.79 COWN Jan 17155.0 C TO OPEN Commission 1425 Regulatory Fee 0.36 07/24/14 07/25/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 100- 1.30 12,936.31 13,226.10 UAL Aug 08 14 45.0 P TO OPEN Commission 61.00 Regulatory Fee 2.69 07/24/14 07/25/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 15- 1.67 2,490.33 15,716.43 UAL Aug 08 14 45.0 P TO OPEN Commission 14.25 Regulatory Fee 0.42 07/24/14 07/25/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 15 0.90 (1,364.61) 14,351.82 ZIOP Oct 18 14 3.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 page 56 of 76 CONFIDENTIAL SDNY_GM_00011667

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/25/14 07/25/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (14.351.82) 0.00 DEPOSIT ACCOUNT 07/23/14 07/28/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 3.500 3.5499 (12.430.65) (12,430.65) COM Commission 6.00 07/23/14 07/28/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 3.500 3.85 (13.481.00) (25,911.65) CUM Commission 6.00 07/23/14 07/28/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC FCEL 5.000 2.52 (12.606.00) (38,517.65) CUM Commission 6.00 07/23/14 07/28/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.200 3.6318 (4.364.16) (42,881.81) COM Commission 6.00 07/23/14 07/28/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 1.500 3.90 (5.856.00) (48,737.81) COM Commission 6.00 07/23/14 07/28/14 Margin Buy - Securities Purchased I-IAUPPAGE DIGITAL INC HAUP 1.680 0.26 (442.80) (49,180.61) COM Commission 6.00 07/25/14 07/28/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 45 0.80 (3.631.83) (52,812.44) JBLU Sep 20 1411.0 C TO OPEN Commission 30.75 Regulatory Fee 1.08 07/25/14 07/28/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 10 2.50 (2.511.74) (55.324.18) PEIX Aug 16 1416.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/25/4 07/28/14 Margin Buy - Securities Purchased YAHOO! INC 10 3.30 (3.311.74) (58,635.92) YHOO Aug 16 14 33.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/25/14 07/28/14 Margin Buy - Securities Purchased ALCATEL LUCENT 50 0.40 (2.034.70) (60,670.62) ALU Sep 20 14 3.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 57 o176 CONFIDENTIAL SDNY_GM_00011668 EFTA_00122319

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol Description CUSIP Quantity Price Amount Balance 07/25/14 07/28/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 15- 0.74 1,095.36 (59,575.26) UAL Aug 08 14 45.0 P TO OPEN Commission 14.25 Regulatory Fee 0.39 07/25/14 07/28/14 Margin Buy - Securities Purchased FLAMEL TECH 10 5.00 (5,011.74) (64,587.00) FLML Dec 20 14 10.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/25/14 07/28/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 15- 0.82 1,215.36 (63,371.64) UAL Aug 08 1445.0 P TO OPEN Commission 14.25 Regulatory Fee 0.39 07/25/14 07/28/14 Margin Buy - Securities Purchased SONY CORP 10 1.20 (1,211.74) (64,583.38) SNE Oct 18 14 17.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/25/14 07/28/14 Margin Buy - Secuities Purchased JETBLUE AIRWAYS CORP 75 0.30 (2,299.05) (66,882.43) JBLU Sep 20 14 12.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 07/25/14 07/28/14 Margin Buy - Securities Purchased AEROPOSTALE INC 12 1.25 (1,512.89) (68,395.32) ARO Oct 18 142.0 C TO OPEN Commission 12.60 Regulatory Fee 0.29 07/25/14 07/28/14 Margin Buy - Securities Purchased AEROPOSTALE INC 18 1.25 (2,266.34) (70,661.66) ARC Oct 18 14 2.0 C TO OPEN Commission 15.90 Regulatory Fee 0.44 07/25/14 07/28/14 Margin Buy - Securities Purchased AEROPOSTALE INC 45 0.40 (1,831.83) (72,493.49) ARO Jan 17 153.5 C TO OPEN Commission 30.75 Regulatory Fee 1.08 07/25/14 07/28/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 40 0.35 (1,428.96) (73,922.45) YRCW Aug 16 14 30.0C TO OPEN Commission 28.00 Regulatory Fee 0.96 page 58 of 76 CONFIDENTIAL SDNY_GM_00011669 EFTA_00122320

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 07/25/14 07/28/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 89 0.18 (1.665.14) (75.587.59) YRCW Aug 16 14 32.5 C TO OPEN Commission 61.00 Regulatory Fee 2.14 07/25/14 07/28/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 11 0.17 (187.27) (75,774.86) YRCW Aug 16 14 32.5 C TO OPEN Regulatory Fee 0.27 07/25/14 07/28/14 Margin Buy - Securities Purchased HEWLETT PACKARD CO 15 5.20 (7.814.61) (83,589.47) HPO Jan 17 15 31.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/25/14 07/28/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 8 0.85 (697.20) (84,286.67) ZIOP Oct 18 14 3.0 C TO OPEN Commission 17.00 Regulatory Fee 0.20 07/25/14 07/28/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 12 0.83 (996.29) (85,282.96) ZIOP Oct 18 14 3.0 C TO OPEN Regulatory Fee 0.29 07/25/14 07/28/14 Margin Buy - Securities Purchased MICHAEL KORS HOLDINGS 30 3.30 (9.923.22) (95,206.18) KORS Aug 08 14 81.0 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/25/14 07/28/14 Margin Sell - Securities Sold MICHAEL KORS HOLDINGS 40- 1.10 4270.94 (90,835.24) KORS Jul 25 14 80.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.06 07/25/14 07/28/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 5- 0.84 411.12 (90,424.12) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.13 07/28/14 07/28/14 Margin Delivered - Other ADVANCED MICRO DEVICES INC 500- 0.00 (90,424.12) AMD Jul 25 14 5.0 C EXPIRATION 07/28/14 07/28/14 Margin Received - Other YAHOO! INC 150 0.00 (90,424.12) YHOO Jul 25 14 33.5 P EXPIRATION 07/28/14 07/28/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 53,448.92 (36,975.20) DEPOSIT ACCOUNT page 59 o176 CONFIDENTIAL SDNY_GM_00011670 EFTA_00I 22321

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Date Date Type Cash Activity* 07/28/14 07/28/14 Margin Div/Int - Other 07/24/14 07/29/14 Margin Buy - Securities Purchased 07/24/14 07/29/14 Margin Buy - Securities Purchased 07/24/14 07/29/14 Margin Sell - Securities Sold 07/24/14 07/29/14 Margin Sell - Securities Sold 07/24/14 07/29/14 Margin Sell - Securities Sold 07/24/14 07/29/14 Margin Sell - Securities Sold 07/24/14 07/29/14 Margin Buy - Securities Purchased 07/24/14 07/29/14 Margin Buy - Securities Purchased 07/24/14 07/29/14 Margin Buy - Securities Purchased 07/24/14 07/29/14 Margin Buy - Securities Purchased page 60 o176 Description FDIC INSURED DEPOSIT ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 07/3112014 Insured Deposit Accoun 0.05 RAINMAKER SYSTEMS INC COM Commission 6.00 LANTRONIX INC COM Commission 6.00 QUANTUM FUEL SYSTEMS TEC COM Commission 6.00 Regulatory Fee 0.08 QUANTUM FUEL SYSTEMS TEC COM Regulatory Fee 0.23 QUANTUM FUEL SYSTEMS TEC COM Commission 6.00 Regulatory Fee 0.07 QUANTUM FUEL SYSTEMS TEC COM Regulatory Fee 0.25 TFiANSGENOMIC INC COM Commission 6.00 TFiANSGENOMIC INC COM MERRIMAN HOLDINGS INC COM Commission 6.00 LANTRONIX INC COM Commission 6.00 Symbol/ CUSIP MMDA11 RMKR LTRX QTWW QTWW QTWW QTWW TBIO TBIO MERRD LTRX CONFIDENTIAL Quantity Price 0.00 Amount 0.05 Balance (36.975.15) 10.000 0.16 (1.606.00) (38,581.15) 1.500 1.9799 (2.975.85) (41,557.00) 604- 5.442 3.280.89 (38,276.11) 1.896- 5.441 10315.91 (27,960.20) 500- 5.4601 2723.98 (25,236.22) 2.000- 5.46 10.919.75 (14,316.47) 200 3.8499 (775.98) (15.092.45) 100 3.8149 (381.49) (15.473.94) 182 3.90 (715.80) (16,189.74) 1.500 1.95 (2.931.00) (19,120.74) SDNY_GM_00011671 EFTA_00122322

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/24/14 07/29/14 Margin Buy - Securities Purchased MEDIABISTRO INC MBIS 3.000 0.825 (2.481.00) (21,601.74) COM Commission 6.00 07/24/14 07/29/14 Margin Buy - Securities Purchased MEDIABISTRO INC MBIS 200 0.8225 (164.50) (21,766.24) COM 07/24/14 07/29/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 12.000 0.25 (3.006.00) (24,772.24) COM Commission 6.00 07/24/14 07/29/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 100 0.873 (93.30) (24,865.54) COMMUNICATIONS COM Commission 6.00 07/24/14 07/29/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 1.800 3.60 (6.486.00) (31,351.54) 07/28/4 07/29/14 Margin Sell - Securities Sold COM Commission 6.00 YAHOO! INC 20- 0.36 702.50 (30,649.04) 07/28/4 07/29/14 Margin Buy - Securities Purchased YHOO Aug 01 14 35.5 P TO OPEN Commission 17.00 Regulatory Fee 0.50 PACIFIC ETHANOL INC 10 2.25 (2,261.74) (32.910.78) 07/28/4 07/29/14 Margin Buy - Securities Purchased PEIX Aug 16 1416.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 RITE AID CORP 100 0.10 (1,063.40) (33,974.18) 07/28/4 07/29/14 Margin Buy - Securities Purchased RAD Aug 08 14 7.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 RITE AID CORP 100 0.10 (1.063.40) (35,037.58) 07/28/4 07/29/14 Margin Buy - Securities Purchased RAD Aug 08 14 7.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 AVON PRODUCTS INC 250 0.25 (6,399.50) (41,437.08) 07/28/14 07/29/14 Margin Buy - Securities Purchased AVP Sep 20 14 15.0 C TO OPEN Commission 143.50 Regulatory Fee 6.00 TESLA MOTORS INC 100 0.59 (5,963.40) (47,400.48) TSLA Aug 16 14 180.0 P TO OPEN Commission 61.00 Regulatory Fee 2.40 page 61 o176 CONFIDENTIAL SDNY_GM_00011672 EFTA_00122323

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/28/14 07/29/14 Margin Buy - Securities Purchased ALCATEL LUCENT 69 0.15 (1.080.61) (48.481.09) 07/28/14 07/29/14 Margin Buy - Securities Purchased ALU Sep 20 14 4.0 C TO OPEN Commission 43.95 Regulatory Fee 1.66 COWEN GROUP INC 15 1.70 (2.564.61) (51,045.70) 07/28/14 07/29/14 Margin Buy - Securities Purchased GOWN Jan 17 15 2.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 AVON PRODUCTS INC 20 0.24 (497.48) (51,543.18) 07/28/14 07/29/14 Margin Sell - Securities Sold AVP Sep 20 14 15.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 UNITED CONTINENTAL HLDGS 10- 0.76 748.24 (50,794.94) 07/28/14 07/29/14 Margin Buy - Securities Purchased UAL Aug 08 14 45.0 P TO OPEN Commission 11.50 Regulatory Fee 0.26 RADNET INC. 100 0.15 (1.563.40) (52.358.34) 07/28/14 07/29/14 Margin Buy - Securities Purchased RDNT Sep 20 14 7.5 C TO OPEN Commission 61.00 Regulatory Fee 2.40 PANERA BREAD CO 75 0.75 (5.674.05) (58,032.39) PNRA Aug 16 14160.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 07/25/14 07/30/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 6.500 0.0297 (199.05) (58,231.44) COM Commission 6.00 07/25/4 07/30/14 Margin Sell - Securities Sold FUELCELL ENERGY INC FCEL 5.500- 2.3601 12.974.26 (45,257.18) COM Commission 6.00 Regulatory Fee 0.29 07/25/4 07/30/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 3,000 0.27 (816.00) (46,073.18) COM Commission 6.00 07/25/4 07/30/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 300 3.70 (1.116.00) (47,189.18) COM Commission 6.00 page 62 o176 CONFIDENTIAL SDNY_GM_00011673

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/25/14 07/30/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 7.500 0.808 (6.066.00) (53,255.18) COM Commission 6.00 07/25/14 07/30/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.600- 5.4901 8377.96 (44,477.22) COM Commission 6.00 Regulatory Fee 0.20 07/25/14 07/30/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.600- 5.4928 8.782.28 (35,694.94) COM Commission 6.00 Regulatory Fee 0.20 07/25/14 07/30/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.796 (385.60) (36,080.54) COM Commission 6.00 07/25/14 07/30/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.000- 5.5001 5.493.97 (30,586.57) COM Commission 6.00 Regulatory Fee 0.13 07/25/14 07/30/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 193 3.50 (681.50) (31,268.07) COM Commission 6.00 07/25/14 07/30/14 Margin Buy - Securities Purchased I-IAUPPAGE DIGITAL INC HAUP 6.000 0.26 (1.566.00) (32.834.07) COM Commission 6.00 07/29/14 07/30/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 10- 0.76 748.24 (32.085.83) UAL Aug 08 14 45.0 P TO OPEN Commission 11.50 Regulatory Fee 0.26 07/29/14 07/30/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD 5 1.40 (708.87) (32.794.70) NAT Jan 17 15 7.87 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/29/14 07/30/14 Margin Buy - Securities Purchased RADNET INC. 10 1.15 (1.161.74) (33,956.44) RDNT Dec 20 14 5.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 63 o176 CONFIDENTIAL SDNY_GM_00011674 EFTA_00122325

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/29/14 07/30/14 Margin Buy - Securities Purchased ALCATEL LUCENT 25 0.15 (395.35) (34,351.79) ALU Sep 20 14 4.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/29/14 07/30/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 10 0.60 (611.74) (34,963.53) AMD Jan 17 15 3.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/29/14 07/30/14 Margin Buy - Securities Purchased TWITTER INC 35 0.99 (3.491.09) (38,454.62) TWTR Aug 16 14 34.5 P TO OPEN Commission 25.25 Regulatory Fee 0.84 07/29/14 07/30/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 10 1.40 (1,411.74) (39,866.36) FCEL Oct 18 14 1.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/30/14 07/30/14 Margin Received - Other MERRIMAN HOLDINGS INC MERRD 1 0.00 (39.866.36) COM REORG - CREDIT MANDATORY ROUNDING SHARE FROM 590419107 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.94 (794.00) (40,660.36) COM Commission 6.00 07/28/14 07/31/14 Margin Sell - Securities Sold FUELCELL ENERGY INC FCEL 3.000- 2.3801 7.134.14 (33,526.22) COM Commission 6.00 Regulatory Fee 0.16 07/28/14 07/31/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 108 20.00 (2,166.00) (35,692.22) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.99 (804.00) (36,496.22) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 5.000 0.7923 (3,967.50) (40.463.72) COM Commission 6.00 page 64 o176 CONFIDENTIAL SDNY_GM_00011675

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Settle Acct Transaction! Symbol Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.90 (786.00) (41,249.72) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1,000 0.19 (196.00) (41,445.72) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 513 3.90 (2,006.70) (43,452.42) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased FIAUPPAGE DIGITAL INC HAUP 1,858 0.29 (544.82) (43,997.24) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.9799 (403.99) (44,401.23) COM Commission 6.00 07/28/14 07/31/14 Margin Sell - Securities Sold FUELCELL ENERGY INC FCEL 11,500- 2.36 27,133.40 (17,267.83) COM Commission 6.00 Regulatory Fee 0.60 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 300 3.94 (1,188.00) (18,455.83) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NIFY 100 21.00 (2,106.00) (20,561.83) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 2.000 3.59 (7,186.00) (27,747.83) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 166 3.87 (648.42) (28,396.25) COM Commission 6.00 07/30/14 07/31/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 15- 0.53 780.37 (27,615.88) UAL Aug 08 1445.0 P TO OPEN Commission 14.25 Regulatory Fee 0.38 07/30/14 07/31/14 Margin Buy - Securities Purchased PANERA BREAD CO 10 0.55 (561.74) (28,177.62) PNRA Aug 16 14 160.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 65 of 76 CONFIDENTIAL SDNY_GM_00011676 EFTA_00122327

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol,' Description CUSIP Quantity Price Amount Balance 07/30/14 07/31/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 5 3.10 (1,558.87) (29,736.49) UEPS Jan 17 15 8.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/30/14 07/31/14 Margin Sell - Securities Sold AMERICAN AIRLINES GROUP INC 60- 0.97 5,779.43 (23,957.06) AAL Aug 08 14 39.5 P TO OPEN Commission 39.00 Regulatory Fee 1.57 07/30/14 07/31/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 5- 0.55 266.12 (23.690.94) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.13 07/30/14 07/31/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 15 0.60 (914.61) (24.605.55) JBLU Sep 20 14 11.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/30/14 07/31/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 10 0.90 (911.74) (25.517.29) FCEL Oct 18 14 1.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/30/14 07/31/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 5 3.00 (1.508.87) (27.026.16) UEPS Jan 17 15 8.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/30/14 07/31/14 Margin Buy - Securities Purchased AEROPOSTALE INC 15 1.35 (2,039.61) (29,065.77) ARO O0118 14 2.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/30/14 07/31/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 10- 0.76 748.24 (28,317.53) UAL Aug 08 1445.0 P TO OPEN Commission 11.50 Regulatory Fee 0.26 07/30/14 07/31/14 Margin Buy - Securities Purchased ALCATEL LUCENT 65 0.45 (2,968.31) (31,285.84) ALU Sep 20 14 3.5 C TO OPEN Commission 41.75 Regulatory Fee 1.56 page 66 of 76 CONFIDENTIAL SDNY_GM_00011677 EFTA_00122328

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity' Symbol Description CUSIP Quantity Price Amount Balance 07/30/14 07/31/14 Margin Buy - Securities Purchased WHOLE FOODS MKT INC 70 1.70 (11,946.18) (43,232.02) WFM Aug 08 14 38.5 P TO OPEN Commission 44.50 Regulatory Fee 1.68 07/30/14 07/31/14 Margin Sell - Securities Sold TWITTER INC 10- 10.70 10,688.02 (32,544.00) TWTRAug01 14 36.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.48 07/30/14 07/31/14 Margin Buy - Securities Purchased TWITTER INC 15 1.51 (2,279.61) (34,823.61) TWTRAug01 14 46.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/30/14 07/31/14 Margin Buy - Securities Purchased WHOLE FOODS MKT INC 70 1.66 (11,666.18) (46,489.79) WFM Aug 08 1439.5 C TO OPEN Commission 44.50 Regulatory Fee 1.68 07/30/14 07/31/14 Margin Buy - Securities Purchased TWITTER INC 45 1.46 (6.601.83) (53.091.62) TWTR Aug 01 14 48.0 C TO OPEN Commission 30.75 Regulatory Fee 1.08 07/30/14 07/31/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 20- 2.90 5.78239 (47,309.23) PEIX Aug 16 14 16.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.61 07/30/14 07/31/14 Margin Buy - Securities Purchased UNISYS CORP 15 0.40 (614.61) (47,923.84) UIS Oct 18 1424.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/30/14 07/31/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 20- 2.90 5.782.39 (42.141.45) PEIX Aug 16 1416.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.61 07/30/14 07/31/14 Margin Sell - Securities Sold YAHOO! INC 100- 0.46 4.536.49 (37,604.96) YHOO Aug 08 14 36.0 P TO OPEN Commission 61.00 Regulatory Fee 2.51 page 67 of 76 CONFIDENTIAL SDNY_GM_00011678 EFTA_00122329

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Settle Acct Transaction! Date Date Type Cash Activity• 07;30;14 07:31:14 Margin Sell - Securities Sold 07/31/14 07/31/14 Margin Div.:Int - Expense Description YRC WORLDWIDE INC YRCW Oct 18 14 22.5 C TO CLOSE Commission 14.25 Regulatory Fee 0.54 MARGIN INTEREST CHARGE Payable: 07/31/2014 Symbol CUSIP Quantity Price Amount Balance Closing Balance 'For Cash &Wily totals, refer to the Cash AttivIty Suinrnary on page one of your statement. 15- 5.20 7,785.21 (29,819.75) 0.00 (120.29) (29,940.04) ($29,940.04) TD Ameritrade Cash Interest Credit/Ex • - nse Begin Date Margin Balance Credit Balance Number of Day Interest Rate Interest Debited Interest Credited 07/02/14 $ (7,192.11) 1 9.00 $ 1.80 $ - 07/03/14 (21,348.12) 4 8.75 20.76 07/08/14 (3.156.25) 1 9.00 0.79 07/15/14 (53.573.28) 7.50 11.16 07/16/14 (80,699.25) 7.50 16.81 07/17/14 (48,201.69) 8.50 11.38 07/22/14 (33,926.03) 8.50 8.01 07/23/14 (59.104.33) 7.50 12.31 07/28/14 (36,975.15) 8.50 8.73 07/29/14 (58,032.39) 7.50 12.09 07/30/14 (39,866.36) 8.50 9.41 07/31/14 (29,819.75) 8.50 7.04 Total Interest Income/(Expense) $120.29 $ 0.00 Insured De. osit Account Interest Credited Begin Number Interest Merest MID MTD Date Balance of Days Rate Accrued Accrued PAID 7/01/14 $ 4,950.93 1 0.0100 $ $ - $ - 7/07/14 8,681.43 0.0100 7/09/14 14,497.72 0.0100 0.01 0.01 7/10/14 11,089.64 0.0100 0.01 7/11/14 40,071.74 3 0.0100 0.03 0.04 7/14/14 15,001.11 1 0.0100 0.01 0.05 0.05 7/18/14 166,029.69 3 0.0100 0.13 0.13 7/21/14 91,375.72 1 0.0100 0.03 0.16 0.16 7/24/14 39,097.10 1 0.0100 0.01 0.01 page 68 of 76 CONFIDENTIAL SDNY_GM_00011679 EFTA_00122330

Statement for Account # 867-730320 07/01/14 - 07/31/14 Insured Deposit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MTD Accrued MTD PAID 07/25/14 53,448.92 3 0.0100 0.04 0.05 0.05 Total Interest Income $0.26 Trades Pendin. Settlement Account Symbol/ Trade Settle Investment Description Type CUSIP Quantity Price Date Date Amount BUY RICEBRAN TECHNOLOGIES Margin RIBTW 100 $ 1.59 07/29/14 08/01/14 $ (165.00) WARRANT EXP 11/18/2018 BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.19 07/29/14 08/01/14 (525.00) COM BUY LANTRONIX INC Margin LTRX 1,200 1.96 07/29/14 08/01/14 (2,358.00) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 614 3.59 07/29/14 08/01/14 (2,210.26) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 86 3.58 07/29/14 08/01/14 (307.88) COM BUY TORCHLIGHT ENERGY Margin TRCH 100 4.02 07/29/14 08/01/14 (408.00) RESOURCES COM BUY NOTIFY TECHNOLOGY CORP Margin NTFY 104 22.00 07/29/14 08/01/14 (2,294.00) COM SELL TORCHLIGHT ENERGY Margin TRCH 6.500- 3.8801 07/29/14 08/01/14 25,214.09 RESOURCES COM BUY TRANSGENOMIC INC Margin TBIO 434 3.9986 07/29/14 08/01/14 (1,741.39) COM BUY LIHUA INTERNATIONAL INC Margin LIWA 7,500 0.13 07/29/14 08/01/14 (981.00) COM SELL TORCHLIGHT ENERGY Margin TRCH 500- 3.9301 07/29/14 08/01/14 1,959.00 RESOURCES COM SELL TORCHLIGHT ENERGY Margin TRCH 4.000- 3.93 07/29/14 08/01/14 15,719.65 RESOURCES COM page 69 of 76 CONFIDENTIAL SONY_GM_00011680 EFTA_00122331

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount BUY TRANSGENOMIC INC Margin TBIO 1.000 3.95 07/29/14 08/01/14 (3,956.00) COM BUY NOTIFY TECHNOLOGY CORP Margin NTFY 100 22.00 07/29/14 08/01/14 (2.206.00) COM SELL QUANTUM FUEL SYSTEMS TEC Margin QTWW 700- 5.4701 07/29/14 08/01/14 3.822.98 COM SELL QUANTUM FUEL SYSTEMS TEC Margin QTWW 1.000- 5.47 07/29/14 08/01/14 5.469.87 COM BUY LANTRONIX INC Margin LTRX 500 1.938 07/29/14 08/01/14 (975.00) COM BUY RICEBRAN TECHNOLOGIES Margin RIST 600 5.12 07/29/14 08/01/14 (3.078.00) COM BUY RELM WIRELESS CORP. Margin RWC 230 4.04 07/29/14 08/01/14 (935.20) COM BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.125 07/29/14 08/01/14 (518.50) COM SELL MODUSLINK GLOBAL SOLUTIONS Margin MLNK 807- 3.76 07/29/14 08/01/14 3.028.25 INC COM BUY MERRIMAN HOLDINGS INC Margin MERRD 2.200 3.45 07/29/14 08/01/14 (7,596.00) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 2 3.47 07/29/14 08101/14 (12.94) COM BUY ACCESS PHARMA INC Margin ACCP 3,500 0.285 07/29/14 08/01/14 (1.003.50) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 279 3.49 07/29/14 08/01/14 (979.71) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 112 3.58 07/29/14 08/01/14 (406.96) SELL COM AMERICAN AIRLINES GROUP INC Margin 15- 1.39 07/31/14 08/01/14 2.070.34 SELL AAL Aug 08 14 39.5 P SONY CORP Margin 35- 2.00 07/31/14 08/01/14 6.973.75 SNE Oct 18 14 17.0 C page 70 of 76 CONFIDENTIAL SDNY_GM_00011681 EFTA_00 I 22332

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Symbol! Type CUSIP Quantity Price Trade Date Settle Date Amount SELL SONY CORP Margin 25- 2.10 07)31/14 08101/14 5.229.53 SNE Oct 18 14 17.0 C BUY ADVANCED MICRO DEVICES INC Margin 10 0.66 07/31/14 08101/14 (671.74) AMD Jan 17 15 3.5 C BUY TWITTER INC Margin 20 0.39 07/31/14 08101/14 (797.48) TWTR Aug 01 14 46.0 C BUY FUELCELL ENERGY INC Margin 5 1.50 07/31/14 08101/14 (758.87) FCEL Oct 18 14 1.0 C BUY RADNET INC. Margin 30 0.15 07/31/14 08101/14 (473.22) RDNT Sep 20 14 7.5 C BUY AEROPOSTALE INC Margin 15 0.45 07/31/14 08/01/14 (689.61) ARO Jan 17 15 3.5 C BUY TWITTER INC Margin 20 0.15 07/31/14 08101/14 (317.48) TWTR Aug 01 14 46.0 C BUY PACIFIC ETHANOL INC Margin 20 1.80 07/31/14 08101/14 (3.617.48) PEIX Aug 16 14 16.0 C BUY BEAZER HOMES USA INC Margin 25 0.50 07/31/14 08101/14 (1,270.35) BZH Jan 17 15 20.0 C BUY TWITTER INC Margin 20 0.21 07/31/14 08101/14 (437.48) TWTR Aug 01 14 46.0 C BUY JETBLUE AIRWAYS CORP Margin 100 1.45 07/31/14 08101/14 (14,563.40) JBLU Dec 20 14 10.0 C SELL UNITED CONTINENTAL HLDGS Margin 10- 0.55 07/31/14 08101/14 538.24 UAL Aug 08 14 45.0 P SELL YAHOO! INC Margin 15- 0.62 07/31/14 08101/14 915.36 YHOO Aug 08 14 36.0 P SELL AMERICAN AIRLINES GROUP INC Margin 10- 1.16 07/31/14 08101/14 1,148.23 ML Aug 08 14 39.5 P BUY YRC WORLDWIDE INC Margin 10 0.45 07/31/14 08101/14 (461.74) YRCW Oct 18 14 32.5 C BUY COWEN GROUP INC Margin 10 1.60 07/31/14 08101/14 (1.611.74) GOWN Jan 17 15 2.5 C BUY MICHAEL KORS HOLDINGS Margin 10 3.70 07/31/14 08101/14 (3.711.74) KORS Aug 08 14 81.0 C page 71 o176 CONFIDENTIAL SDNY_GM_00011682 EFTA_001 22333

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount BUY RADNET INC. Margin 15 0.20 07/31/14 08101/14 (314.61) BUY RDNT Sep 20 14 7.5 C FUELCELL ENERGY INC Margin 15 1.00 07/31/14 08101/14 (1,514.61) BUY FCEL Oct 18 14 1.5 C CORINTHIAN COLLEGES INC Margin 20 0.05 07/31/14 08101/14 (117.48) BUY COCO Nov 22 14 1.0 C ZIOPHARM ONCOLOGY INC Margin 15 0.80 07/31/14 08/01/14 (1,214.61) BUY ZIOP Oct 18 14 3.0 C YAHOO! INC Margin 5 3.10 07/31/14 08101/14 (1,558.87) SELL YHOO Aug 16 14 33.0 C SONY CORP Margin 15- 1.70 07/31/14 08101/14 2.535.33 BUY SNE Oct 18 14 17.0 C RADNET INC. Margin 25 0.15 07/31/14 08101/14 (395.35) BUY RDNT Sep 20 14 7.5 C BEAZER HOMES USA INC Margin 25 0.45 07/31/14 08101/14 (1.145.35) BUY BZH Jan 17 15 20.0 C JETBLUE AIRWAYS CORP Margin 100 1.40 07/31/14 08101/14 (14.063.40) BUY JBLU Dec 20 14 10.0 C YRC WORLDWIDE INC Margin 16 0.17 07/31/14 08101/14 (287.19) BUY YRCW Aug 16 14 32.5 C BEAZER HOMES USA INC Margin 15 0.45 07/31/14 08101/14 (689.61) BUY BZH Jan 17 15 20.0 C RADNET INC. Margin 20 0.15 07/31/14 08101/14 (317.48) SELL RDNT Sep 20 14 7.5 C UNITED CONTINENTAL HLDGS Margin 5- 0.66 07/31/14 08101/14 321.12 UAL Aug 08 14 45.0 P BUY ACCESS PHARMA INC Margin ACCP 29.000 0.278 07/30/14 08104/4 (8.068.00) COM BUY LIHUA INTERNATIONAL INC Margin LIWA 6,500 0.18 07/30/14 08104/4 (1.176.00) COM BUY 7a7A ENERGY CORPORATION Margin 7a7A 6,453 0.75 07/30/14 08104/4 (4,845.75) COM SELL QUANTUM FUEL SYSTEMS TEC Margin QTWW 1.500- 5.4184 07/30/14 08104/4 8.121.42 COM page 72 o176 CONFIDENTIAL SDNY_GM_00011683

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount SELL MODUSLINK GLOBAL SOLUTIONS Margin MLNK 893- 3.7402 07/30/14 08/04/14 3,333.92 INC COM SELL MODUSLINK GLOBAL SOLUTIONS Margin MLNK 300- 3.7401 07/30/14 08104/4 1.122.00 INC COM BUY RICEBRAN TECHNOLOGIES Margin RIBTW 200 1.59 07/30/14 08104/4 (324.00) WARRANT EXP 11/18/2018 BUY ACCESS PHARMA INC Margin ACCP 31.000 0.26 07/30/14 08104/4 (8.066.00) COM SELL QUANTUM FUEL SYSTEMS TEC Margin QTWW 1,500- 5.4201 07/30/14 08104/4 8.123.97 COM SELL TITAN ENERGY WORLDWIDE INC Margin TEWI 148.000- 0.0315 07/30/14 08/04/14 4.655.89 COM BUY MERRIMAN HOLDINGS INC Margin MERRD 3.706 3.57 07/30/14 08104/14 (13.236.42) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 200 3.83 07/30/14 08104/14 (772.00) COM SELL RELM WIRELESS CORP. Margin RWC 58- 4.09 07/30/14 08104/14 231.21 COM SELL RELM WIRELESS CORP. Margin RWC 900- 4.085 07/30/14 08104/14 3.676.41 COM SELL RELM WIRELESS CORP. Margin RWC 42- 4.08 07/30/14 08104/14 171.35 COM SELL RELM WIRELESS CORP. Margin RWC 158- 4.0701 07/30/14 08104/14 643.06 COM SELL RELM WIRELESS CORP. Margin RWC 42- 4.07 07/30/14 08104/14 170.93 COM BUY MERRIMAN HOLDINGS INC Margin MERRD 200 3.80 07/30/14 08104/14 (766.00) COM SELL TORCHLIGHT ENERGY Margin TRCH 1,600- 3.8001 07/30/14 08104/14 6.074.02 RESOURCES COM page 73 o176 CONFIDENTIAL SDNY_GM_00011684

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount SELL TORCHLIGHT ENERGY Margin TRCH 300- 3.705 07/30/14 08104/4 1.105.47 RESOURCES COM SELL TORCHLIGHT ENERGY Margin TRCH 4,700- 3.70 07/30/14 08104/4 17.389.61 RESOURCES COM SELL TORCHLIGHT ENERGY Margin TRCH 150- 3.70 07/30/14 08104/4 548.98 RESOURCES COM SELL TORCHLIGHT ENERGY Margin TRCH 4,850- 3.6501 07/30/14 08104/4 17.70259 RESOURCES COM BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.0999 07/31/14 08105/14 (515.99) COM BUY RICEBRAN TECHNOLOGIES Margin RIBTW 200 1.5499 07/31/14 08105/14 (315.98) WARRANT EXP 11/18/2018 BUY HAUPPAGE DIGITAL INC Margin HAUP 4,700 0.2498 07/31/14 08105/14 (1.180.06) COM BUY RICEBRAN TECHNOLOGIES Margin RIBT 900 5.11 07/31/14 08105/14 (4.605.00) COM BUY LANTRONIX INC Margin LTRX 300 1.9699 07/31/14 08105/14 (596.97) COM SELL COWEN GROUP INC Margin GOWN 3,185- 3.9601 07/31/14 08105/14 12.606.64 COM SELL MODUSLINK GLOBAL SOLUTIONS Margin MLNK 1,200- 3.7201 07/31/14 08105/14 4.458.02 INC COM BUY ELEPHANT TALK Margin ETAK 1,600 0.9073 07/31/14 08105/14 (1.457.68) COMMUNICATIONS COM page 74 o176 CONFIDENTIAL SDNY_GM_00011685 EFTA (H) 122336

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Type Symbol/ CUSIP Quantity Price Trade Date Settle Date Amount SELL BUY COWEN GROUP INC COM ELEPHANT TALK COMMUNICATIONS COM Margin Margin COWN ETAK 315- 1.153 3.9701 0.90 07/31/14 07/31/14 08/05/14 08/05/14 1,244.55 (1,043.70) Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $5,059.03 07/01/14 07/01/14 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (108.10) 4,950.93 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/02/14 07/02/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (4,950.93) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/07/14 07/07/14 Received FDIC INSURED DEPOSIT ACCOUNT 8,681.43 8881.43 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/08/14 07/08/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (8,681.43) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/09/14 07/09/14 Received FDIC INSURED DEPOSIT ACCOUNT 14,497.72 14.497.72 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/10/14 07/10/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (3,408.08) 11,089.64 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/11/14 07/11/14 Received FDIC INSURED DEPOSIT ACCOUNT 28,982.10 40,071.74 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 75 of 76 CONFIDENTIAL SDNY_GM_00011686 EFTA_00122337

Statement for Account # 867-730320 07/01/14 - 07/31/14 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 07/14/14 07/14/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (25,070.63) 15,001.11 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/15/14 07/15/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (15.001.11) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/18/14 07/18/14 Received FDIC INSURED DEPOSIT ACCOUNT 166,029.69 166.029.69 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/21/14 07/21/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (74,653.97) 91.375.72 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/22/14 07/22/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (91,375.72) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/24/14 07/24/14 Received FDIC INSURED DEPOSIT ACCOUNT 39,097.10 39.097.10 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/25/14 07/25/14 Received FDIC INSURED DEPOSIT ACCOUNT 14,351.82 53.448.92 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/28/14 07/28/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (53,448.92) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT Closing Balance $ 0.00 TD Bank NA $0.00 FDIC Insured Depose Account (IDA) balances reflected in your trokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Secumies Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 76 of 76 CONFIDENTIAL SDNY_GM_00011687 EFTA_00122338

1D

Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE 8-3 ST THOMAS. VI 00802-1348 SDNY_GM_00011688 CONFIDENTIAL EFTA_00122339

Terms and Conditions STATEMENT GUIDE IL Ars waeb aardes mortel,. Foreklio Amons lor aocoums wth acverty and quanedy toeans *a omase accounts wth asels.' Portfolio Symfonie,: Tred,* Ilro Correct «Poe d >Por p00010 es Of the repal dele end ~paren n to me prior monlha The Ebt elPoaliOn Meelt, yOur 00010 divendealion by invesimert type MAM* dboateres under 5% enk be grougol mto thocampory ol "Ces" in tho po chan. Mar Essay - Total Account Ertuib<Froiel Long Maginable lakte • Total Short Velde) Actrvity Summary: Ine opening and doling cash blanca wo reconored hete lor year aak relerosce At account armry es sunnsanzed lor tm °urgent pand and voor to dato_ boom* a Exponeer Summary (nendEAs only): Ibis seroen daalt ene mama ard amens. We, trom the Pocht Summa>, and ePonales the las IrealMeni. Rebnsment Account Stansery ORM only): Rader Om IRS reculatod transaceons for lbo curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 d tho panui yoar ard tunt be furrishod tome hierna Revenu° San". PadonnanceSummary:Monitor >oor omwal portfolio Postament, eid Iho ineen/cd gaine and lossa. *or your luturo roe:trom strategy. Account PositIons: View your rnostrnonts l tho current market yam ard corrporo the ongul cad to vee irweeked geine and Poses n your Denkt° Originel coel is esagned vang 'he baba. nratoul (FIFOI method. weien assumee me lint' share, >Po set ere Moes you purchased tra. Dm aanbid ertrostmard encome2 and ~rage cast per share are dondayed lor your mier/ace Wee «Pot pathos° date e showa br en .'Moerion 01 you hobag PO000. AcCOunt Aethily: Al Sidart ecIMly ia deert/ delbed. Iele« in OM Order. end relleded n Me doens; cash WlenCe. TMOtt %Sine Pottlensinl: Confirm you emOred tredes enn e senemen dete alle! nonen Ø. Denso transactions tid bo rellected n me Account Acvmy tomon non moms. Onno. Geelt Services TranncliOn Cash manpenen venedona Mal news Swing tas statanom reporting pond. mdudng check. doen card and MIA acurny. are ',stad en dato dar Onbne Cash Services SurnmansCredt ard dabt transactien mats lor kno cunom statement rePOnag gradOCIrre summerized. IndisiCkel neonataal, eie rot limed. 'Je to !tanding antustments. tho stroman detals may not apal me statement totals. telnleled Aan' Income end Eserroted Annuel bied vlaken are bets troon Ibe number ei slums coma) or avrom valuta balanca as ot ne stalemom dale ard mo most team draden:1 rele or cash Pekt pende() GENERAL INFORMATION 10 Omen:rade does not aarde legal or las ~ce. Plees* consul, your lepe adteor or las titCOurall venen MOPPlery. As e standerd inCleby paden. 010ne tone blar may be nabetaal br Sally domti and transaegOn valli05141OurpOstae For TO Amentrade rasebro al darm ytre °Mes« hm es separate from and not attbaled wit. TO Ansentrade. Inc. er TO Arratrado °meng, Inc.. ard aan h'm es rot responsble la the 0 1 00xle end senices Ol Me oder. Acceracy of Reporls:11 you fInd any errors or omissie:ins In your accouM statement you *houd immediatety con ve et le omber had 00 page ome 01 your statement You *houd oho contact our Clearing Frm TD Amentrade Clearing, ro. el 800469-95100. Please rcenew ms sialemoM c.iredity. Ir you dragee* sub any transamon, or d Mae am any orde er °Menen,. please roef>, e Dient Services represeMelhe a you 1):81 Winch OPoe. es wel as 10 Amairode Cleaneg. Ine. in wrong anno ton (10) days of war record ot th, statement Am ora statements Intet you hem made to ui slala be CONPoSed in meng The statement Wil «Ponem be considered conclehe. Fletse natelt ie prompity 01 any changes in yocr cOnteci inormation. Treneedions Meehad On your repon wil be concbsepaydecomed aeontourdoss you noely TD Amenfadoirrenadatey. Account Prolectbn: Deposits held by TO Rank. NA ard TD Drek USA. N.A. aro resured by Ts FDIC (ral COvered by SIPC) Up 10 2250.000. Emils are per aCtOunl ormert1 10 per iinett401. TO leem more etOut FDIC COverage go tn cwer IdCgOv. Seadharr. indoet® ~krat bnp., held in 00 erehaag* ACCOunt are col deposita Or obligatione el. or "'wantend by. any bank. Ø not FOltenscred. and envoho envestmord eks. ircludng posstle loss ol princpal. TD Amentade is a momber ol Me &curettes Inval« Praatten Corporalion (51PC'). which braad: secunnes a-stomers of els merrbers up lo 5500.000 (inlading S250.000 lor dodo fez cash). Explanatory brochure is available on requal wAd.abc.ere. h Me «Pol 01a aderend ineolrency. a Clan may realbeeMOunts due KOM the Posten in ~Pat and mon SIPC. Pocolonental omorago a pad out dier rad trustee and &Po payouts ard Lader such coyotes@ each den es limiled to a temend return ot 5152 mniOn Ironie Poelet. SIPC and London in/koers The TO Mertrade Supplanenlel navenant bas an aggrogale hm el 550) muon amt all cum:mors. ins polcy taande: Cerevage lotkraing Weswege ineohincy enddoes nOl proleet Poenale» in merkel neb, dem securnos inveteMent h a money martel Fond ia nol ineured Or gardreeed by Me Federtd erepost Insuranar Corporabon (F010 a any oma government agent,. Mhough 010 eUrldS bek 10 posene the valle d yow imealment al 51 0) p« gure. 4 b pOsebb 10 lOse moro'/ by invoelen n a money merkel kind. (badende eie decered dely end pactrannestod merdy. Tho prcopedos contans des ard aha important dormalon Reed the aanmars Carecify Won ~ding. NOndePollil invettmente held b/ your boker dealer We NOT FDIC NSURED t NOT BANK GUAfteNTEED r MAT LOSE VALDE. The balen°, i, your bank depend eCCO.ed Of tihtueS d 'Muf MONS, markel notul fund can to losbond on your order. and Me cmorieds raturnad lo war sccurees account or renseled byta TO ~eng: The andO ban if Maler Poornent Y® e0 ranke Form 1039b «Poel tm Daan n oxrplame mh ES seasonosis indudes Wake rodeo. Sodais. Poen gans. lauw Ø. end eros procenten Som, mimer% ere subject 10 redessPoilOn nbds wilt:oren:dol os mixocrxrt tor reccds OM CottEasn. ta Id and Dateren= ceporing and Gun:korps are Wend a- el ~AN by CO1 hCCaPORSTED TI) analrode is not reperetne ta te re(brity or bØ el tm necrmmcn. ID Amon)ao ad ts Po nen pasdas ilenwders1 do not MA.Venleethe a:Way d the inkmelon and data prokided Cal NCCEPCEATED 6 a aPotrale coneny end e ra etilted wei 11)amennede Porgin and Options Account Agreements: Prompt/ aPosol0 Amenirado n meng ot arry deango re your investment clarcuyos or *namat stuabn as they man to your marlijn Or 001~ 8000unt agreernenis A sumnbay Or amminions and charge, ineuned wei Ine oxcroutban ol opeens &anoden, is ~Mae. Oren Makel Poon: The molmt 'duet d somma ham bom Wand d motte korn q".:10‘ serMe ad Oer roependen( acne Tabee we Woed On Ob dovig aal me ran beween mo brd ad arltrq paces or ahoi reces. t no racket dimn /Motie anna qadaiacn eend> tv Oh« indePoodent EaCe. he sec" e Woed lo beng relected Nul Pace Ce) Die edu»dts cri your addo raat are Wan» , os 90104, Intrrdlon ad to dom guramoo ran accuracy day soorten pree hblaaao laacked postonsaoseltiol rang Po ~enne banco ad be om« merkel pine REEP Kast ~Pons my nei manco, sake aam*, lbo teo:nday naad Ia Cotrodos d Depotis (CON n generaly ituud and the adat tute me, be dtiews aan Me ~me doe ~tartte% Cl pinel mar rooit Pon Me :ab S a CD par la rralsty Sext adb Ral Worm Securtes Wade ademmi/ thas oom sauna and verd Pa <natelde accronse. Renet moy waarin» OTC loer the °punten markt( and dirOtet louctryrntyrxt ard b ytu»seil sour palmpa to rnsuty. Tho vlo et tent 'snor to rrubsty ma/ rooJi n a las d renapol. Non Standard Assem PISAI aso typcaly ~stoot ra droeg pastematon program sauma gootrentms. Imeodtabltycempana. cr red afat rriesron neen certrada pais. prude buty. abele deel a Tedge Ø. N546 ere botdy houd mealmeas ad do not Inde cn a mondt bana aØ a ta Krom Stod Wad Do 'duce dean ta azo medbads ere ~Ad wam det ed han turby ~bolk Pokend bul nol Inbed Is ndependenl operaas de proeyams ra =eb, and« tred party tonder aders tul ham boen prtmeed by Me ~mora" ~maand* gaar d ttath argon er by a thrdpaty vendu smout indgendeM ~esa by TI) Wnabade. Vaten mei nat raket gre cPonal animo, pico. atal mairi snul, c< be roalaxl man Inbidoacn a asemend ida cadet be esLablehed *rough tweemethode. Me miueicn mto be renbod es NOnanced CNV) Fel eddlend Octet tombng voldaan la hboStasdant koe. Ome oretid Coat Senatet These misdm re net wand urda rad SPC Aden R,bo Soeurbre raar) Pang: Die motet~ Ia MS somma hom boen caaned. meld». trom chOtakneenbat er eter Poepende« ~en The way cd Me pking is nol ~amant Ha moed Mac rot traite. TD emeritaat sel pron tmIESpeolim.takrg ille ansdoracn bot tm kwel>, sa undrPong mek quaty. Wie SAS merkel is eurrenly tononbdreg e bak el Sally end. be ølt Mae an be ro esnrcrce giet toch scones an to aa ader con, molmt codices. REGULATORY DISCLOSURES For an investor brochuo Mal encbcles informabon desaliang FINAM Pasli Thsclesuro Program. platte contact FINRA at 030-289.9?99 or wanylkwa01. Om inwiest Ø Luen tor TO Amertrade Cash is laken lom Om applcatlis minst rato eer lor th, Makel VON, balace ~TO Amen:rede Carlh. as 01mb delement °bang dele Simple worest es acnxd dar, base, on the interest rato sa opdraai> to oach days Liane°. Inname :d Statement Noldbation: The mammae ol Inwaai condten lor TO neiammen ~lede Wee a year and may be obtentcl al nO oost vie Me intomen el Mar»\wortectonentradeoonslinanctabiatemonthrn. °neon AssIgnment: MI short oquer, ogion canons and same index omen poubons are ~Mae lor essignment brede assignintm races co, Pouby or index options ere rendont' alocated aflang alldorde shon pontons try an aJtamolod praatte. Free Credit Balemoes "Ie 154-2 0 3): Under mo om promotion nets. wo may usa free Credit baaneb n yOur *CCOunt n IN Ordner>, none ol cm boenen whkh en> melde to you on dorheid. Margin Aecourds (RopulallonT): H you have a margin account. ms report d a combnaton cd ytre neon OCCOUril arde Weekt] ~etend" acobnt Tradng on mengn poses eddlional notes and d nol rurale lor all investors. A complet* lat d the risks anomalie, tunn mannin bedoe is maag° in me marge rek ditcbsure clainstm. YOu may obtain e copy or Ms document by conleeling tie el ma vanher Select on page ene ol roer statement Payment ler Order Flow (SEC Redes 606 and 607): In somo crcumstances. TO Arno/tirade recenros oompassabon ler ctioceng canon any.theoeunta ard bard essay oØelaa to selected mestas. brokas or dealers (Makel fontenel bo Cempentan is in Ille lam or a per share cash payment. Il aden n. TO Amatradealso may raam carponsaten (*Wed to the foreign dirrency Mollen» Component d trenaletiOns &deal necuribesIren Merkel Cellen oxemang itCh IraL Wo post gutters/ spots discleung lno oorlues lor order mang *zoem!~ at nomidarrirtrado_com. A ventten copy is avoratle Lpere roXpett. h es our penny. abeenl Pari orders to lno eonlrary. to select brokets. dooiers. ard ~kei ~keft Pond On Me (Willy to aarde bed erecsmon ani the halery 01 seeling eia erna/moment en markt* orders. Poco improyetTentm aV311.1010 unief "han mantel condlsons. and wo regulary monter execulas to lest lat sten mormonen d as...Matte. Trede COMIrmathenti (Ruin 11/0-10): MI contrmalions ere PereminedOn gre Inan5ibbn dele. Tem: Dentaal" in beien sPourilen OnCliOng bre4gn ~bant a 11` 51 Kade In IN U.S.) ray rebel° exa ani lees chargod bymo keer marron en governmenls. Wedt may be haecied in le print Ol le money Of cherged es an Poepende« Ine Pon Pits" Pormy Notilkillon: A copy of Me TO Amertrecb privacy DOleY ie anPoble el waw.Pamegiradoeorn Cao** Securbern The Oman el podia mdamdonsa calls is dane vang a proeft ketny mslem. A aoanption el mo proadres br Sitte secunins is avalabloon Vre ~Ma or haal «mies aro ~tabla twonicep.osi. In Case Ol enorti er apesters &Out your ElearaPo Fund %Adem ',sekse co wei e ei 1600.6693900. or n wrang to P.O. Box 2209. Omessa. NE 68103. or by emoe at dieMeentiCE(PodaMeritolde.COm The PoOnnaten cOnleined n sou( *aard statement shag be bndng upen you el you do not ettci wthn sub LEE days lor any transfer d lurds stbpd se Rapiabon E. such as MM and pon obrale tram," doen transactions. wat depeotts. and dihdarnals We Must heer trom you ro teler Man 60 dan after we sent yOu Ine FEST statoment en whchthe error or peetoom appeared. (I) Ted us lag rome and account ~Poer (2) Dolen» the error or Po Wanlor you are unsuro eibout. ard oxplan as dab, as you can way you belerro ri is an error or way you nood note inlormabon. (3) Ted us le dab, amodni of Ce suepected error. Wo wi, temmers* your °omplant and MI narent any error prompdy. H we lakei more man ID budtuss days lo do Me. se wil redt your eccOuM br Ine *motet yin Mink is n error. soOiM you wil have rad uso ol the rroneydunng tho tm* a taket us toean:Cao ourinvestoaten. AUTO NO 07,14 TO Ansedirede prent«, eed, derd $149.5 rnitbn words ol prolection for Al Ponsaceons aro sdasect to p) me consmubon. Na, Condooms custard and laagt, lEsTuritieS and 52 nikon 01 IXONCIOn br cash ihreugh Supaementel coverden a0vided by or the exchange Of makel. and ie deemonouse. n dry. on grien toch Landloc ere London beurelt oxauted tilt fosfaat lag:. indaging me Secunoes Act el 1933 and tho S«urtes Fs 4 in Of SDNY_GM_00011689 ouncri D O m f o nd r h : EFTA_OOI 22340

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TO Arne:brad. Clean®. Inc.. Member SIPC Statement Reporting Period: 08/01/14 - 08/31/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Current Value Prior Value Period Chan 0/0 Chang! Estimated Income Estimated Yield Cash Insrd Dep Acct Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other ($123.04) 253,086.65 2,421,070.92 1,544,041.82 194,020.00 ($29,940.04) 2,560,212.42 1,255,868.18 (29,510.60) 136,720.50 $29,817.00 253,086.65 (139,141.50) 288,173.64 29,510.60 57,299.50 (5.4)% 22.9% 100.0% 41.9% $ 0.01% Total Margin Equity $4,412,096.35 100.0% $3,893,350.46 $518,745.89 13.3% $0.00 0.0% Portfolio Allocation Other Insrd Dep Acct 4.4% 5.7% Stocks 54.9% Cash Activity Summary Income & Ex• ense Summar Performance Summary Current YTD Reportable Non Reportable YTD Opening Balance ($29,940.04) $ - Income Cost Basis As Of • 08/31/14" $4,105,532.89 Securities Purchased (741,749.68) (8,601,401.89) Dividends S - $200.00 Unrealized Gains 632,022.23 Securities Sold 1,024,775.58 4,854,074.53 Interest 1.63 Unrealized Losses (578,422.38) Funds Deposited 4,000,600.00 Other Funds Deposited/(Disbursed) YID 4,000,600.00 Funds Disbursed Expense Income/(Expense)"° (314.55) Income 201.63 Interest (123.04) (516.18) Securities Received/(Delivered)"° 0.00 Expense (123.04) (516.18) Fees 'Tor cost-basis Information. refer to vrawtclamerltradozom Other (253,085.86) (253,081.13) Other Closing Balance ($123.04) ($123.04) Net ($123.04) $0.00 ($314.55) page 1of 36 CONFIDENTIAL SDNY_GM_00011690 EFTA_00122341

Statement for Account # 867-730320 08 01 14 - 08/31/14 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date - 0.00 $ 4,000,000.00 4,000,000.00 0.00 4,000,000.00 Income Summary Detail' Description Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest Current $ 0.00 (123.04) 0.00 0.79 Year to Date $ 1.63 (516.18) 200.00 5.52 'This section displays current and year to date taxation values for itt account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a previous tax year (spillover dividends). The year to date totals will accuratehi reflect your cumuiative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ACCESS PHARMA INC ACCP 363.500 $ 0.33 $119,955.00 05/12/14 $ 142,412.44 $ 0.39 $ (22,457.44) $ - COM ATHERONOVA INC AHRO 3.403 2.29 7,792.87 06/16/14 7,570.46 2.22 222.41 COM COMMAND SEC CORP MOC 20.000 2.1783 43,566.00 07/07/14 36,518.57 1.83 7,047.43 COM ELEPHANT TALK ETAK 193.853 0.96 186,098.88 05/12/14 193,085.38 1.00 (6,986.50) COMMUNICATIONS COM EMRISE CORP EMRI 32.000 0.79 25,280.00 05/15/14 27,134.47 0.85 (1,854.47) COM HAUPPAGE DIGITAL INC HAUP 187.800 0.151 28,357.80 06/13/14 35,201.45 0.19 (6,843.65) COM LANTRONIX INC LTRX 90.000 1.89 170,100.00 05/23/14 176,877.30 1.97 (6,777.30) COM page 2 of 36 CONFIDENTIAL SDNY_GM_00011691

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield LIHUA INTERNATIONAL LIWA 81.001 0.1196 9.687.72 06/30/14 22.615.07 0.28 (12.927.35) INC COM MECKLERMEDIA CORP MECK 3,200 1.00 3.200.00 07/24/14 2.645.50 0.83 554.50 COM MERRIMAN HOLDINGS MERR 30.400 3.80 115.520.00 07/09/14 105.961.03 3.49 9.558.97 INC COM MODUSLINK GLOBAL MLNK 43,200 4.09 176.688.00 05/13/14 157.472.54 3.65 19.215.46 SOLUTIONS INC COM NOTIFY TECHNOLOGY NTFY 2,220 13.00 28.860.00 07/08/14 32.898.00 14.82 (4.038.00) CORP COM OCLARO INC OCLR 80.000 1.75 140.000.00 05/13/14 151.686.72 1.90 (11.686.72) COM RAINMAKER SYSTEMS RMKR 472.000 0.1099 51.872.80 05/12/14 106.708.07 0.23 (54.835.27) INC COM RELM WIRELESS CORP. RWC 57.000 4.80 273.600.00 05/13/14 190.440.35 3.34 83.159.65 COM RICEBRAN RIBT 66.900 6.65 444.885.00 05/12/14 371.803.49 5.56 73.081.51 TECHNOLOGIES COM TITAN ENERGY TEWI 4.503.800 0.026 117.098.80 06/23/14 78.658.58 0.02 38.440.22 WORLDWIDE INC COM TRANSGENOMIC INC TBIO 92.600 3.85 356.510.00 05/12/14 368.585.82 3.98 (12.075.82) COM ZAZA ENERGY ZAZA 8.873 5.85 51.907.05 05/19/14 63.306.03 7.13 (11.398.98) CORPORATION COM page 3 0136 CONFIDENTIAL SDNY_GM_00011692 EFTA _00122343

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Positions Investment Description SymboU CUSIP Quantity Current Price Market Purchase Cost Value Date Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin ZIOPHARNI ONCOLOGY ZIOP 21,700 3.23 70,091.00 05/14/14 76.372.38 3.52 (6,281.38) INC COM Total Stocks $2,421,070.92 $2,347,953.85 $73,117.27 $0.00 0.0% Options - Margin ADVANCED MICRO 920 $ 0.8398 $77,261.60 05/12/14 $ 80,879.08 $ 0.88 $ (3,617.48) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 875 0.3002 26,267.50 06/20/14 36,151.25 0.41 (9,883.75) DEVICES INC AMD Jan 17 15 4.5 C AEROPOSTALE INC 610 1.0193 62,177.30 05/13/14 91,337.14 1.50 (29,159.84) ARO Jan 17 15 3.5 C AEROPOSTALE INC 320 2.1952 70,246.40 07/18/14 44,146.39 1.38 26,100.01 ARO Oct 18 14 2.0 C ALCATEL LUCENT 405 0.0021 85.05 07/21/14 6,331.48 0.16 (6,246.43) ALU Sep 20 14 4.0 C AVON PRODUCTS INC 270 0.0629 1,698.30 07/28/14 6,896.98 0.26 (5,198.68) AVP Sep 20 14 15.0 C BEAZER HOMES USA INC - 390 1.25 48,750.00 05/13/14 80,047.86 2.05 (31,297.86) BZH Jan 17 15 20.0 C BLACKBERRY LIMITED 130 1.9752 25,677.60 06/27/14 24,755.63 1.90 921.97 BBRY Jan 17 15 9.0 C BLACKBERRY LIMITED 250 0.4864 12,160.00 07/09/14 43,457.50 1.74 (31,297.50) BBRY Sep 20 14 10.0 C CENTRAIS ELEC BRAS 505 1.5382 77,679.10 OW13/14 47,661.89 0.94 30,017.21 EBR Sep 20 14 2.5 C CITIGROUP INC 120 3.70 44,400.00 08/01/14 20,540.88 1.71 23,859.12 C Sep 20 14 48.0 C CORINTHIAN COLLEGES - 575 0.0291 1,673.25 06/24/14 3,211.05 0.06 (1,537.80) INC COCO Feb 20 15 1.0 C page 4 of 36 CONFIDENTIAL SDNY_GM_00011693

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield CORINTHIAN COLLEGES 2.167 0.0001 21.67 05/13/14 63.816.86 0.29 (63.795.19) INC COCO Nov 22 14 1.0 C COWEN GROUP INC 215 1.632 35.088.00 07/15/14 42.378.41 1.97 (7.290.41) COWN Jan 17 15 2.5 C COWEN GROUP INC 600 0.1433 8.598.00 06/27/14 15.873.40 0.26 (7.275.40) COWN Jan 17 15 5.0 C DRY SHIPS 800 0.5272 42.176.00 05/12/14 51.659.20 0.65 (9.483.20) INCORPORATED DRYS Jan 17 15 3.0 C FLAMEL TECH 130 5.5099 71.628.70 05/14/14 53.660.62 4.13 17.968.08 FLML Dec 20 14 10.0 C FUELCELL ENERGY INC 290 1.544 44.776.00 05/13/14 37,228.46 1.28 7.547.54 FCEL Oct 18 14 1.0 C FUELCELL ENERGY INC 380 1.0485 39.843.00 05/12/14 31.626.12 0.83 8.216.88 FCEL Oct 18 14 1.5 C HANWHA SOLARONE CO 460 0.2961 13.620.60 05/13/14 39.126.04 0.85 (25.505.44) LTD HSOL Sep 20 14 2.0 C HEWLETT PACKARD CO 110 7.175 78.925.00 05/13/14 45.394.14 4.13 33.530.86 HPO Jan 17 15 31.0 C JETBLUE AIRWAYS CORP 162 1.275 20.655.00 07/18/14 9.866.99 0.61 10.788.01 JBLU Sep 20 14 11.0 C JETBLUE AIRWAYS CORP 250 0.4521 11.302.50 07/18/14 6.780.50 0.27 4.522.00 JBLU Sep 20 14 12.0 C JETBLUE AIRWAYS CORP 210 2.3639 49.641.90 07/31/14 30.038.54 1.43 19.603.36 JBLU Dec 20 14 10.0 C MGIC INVT CORP WIS 515 1.0581 54.492.15 05/14/14 77.606.61 1.51 (23.114.46) MTG Jan 17 15 8.0 C NET 1 UEPS 191 4.428 84.574.80 05/22/14 64.875.64 3.40 19.699.16 TECHNOLOGIES INC UEPS Jan 17 15 8.0 C NET 1 UEPS 130 3.6159 47.006.70 06/05/14 39.080.62 3.01 7.926.08 TECHNOLOGIES INC UEPS Jan 17 15 9.0 C page 5 of 36 CONFIDENTIAL SDNY_GM_00011694 EFTA_00122345

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield NORDIC AMERICAN 725 1.4939 108.307.75 05/15/14 94.302.15 1.30 14.005.60 TANKERS LTD NAT Jan 17 15 7.87 C NORDIC AMERICAN 325 0.137 4.452.50 06/18/14 12,954.55 0.40 (8.502.05) TANKERS LTD NAT Oct 18 14 9.87 C QUANTUM FUEL 250 0.9039 22.597.50 07/17/14 37.655.50 1.51 (15.058.00) SYSTEMS TEC QTWW Oct 18 14 4.0 C FiADIOSHACK 500 0.68 34.000.00 07/18/14 9.293.00 0.19 24.707.00 CORPORATION RSH Jan 15 16 1.0 C RADNET INC. 1.530 0.1408 21542.40 05/12/14 79,204.96 0.52 (57.662.56) RDNT Sep 20 14 7.5 C RADNET INC. 480 2.0344 97.651.20 05/12/14 99,022.56 2.06 (1.371.36) RDNT Dec 20 14 5.0 C SONY CORP 485 2.15 104.275.00 05/13/14 47,690.50 0.98 56.584.50 SNE Oct 18 14 17.0 C TEEKAY TANKERS LTD 205 0.1423 2.917.15 06/23/14 7.279.67 0.36 (4.362.52) TNK Nov 22 14 5.0 C TWITTER INC 50 6.85 34.250.00 08/01/14 17,784.70 3.56 16.465.30 TWTR Sep 20 14 43.0 C UNILIFE CORP 380 0.2126 8.078.80 06/20/14 33,292.12 0.88 (25,213.32) UNIS Sep 20 14 2.5 C UNISYS CORP 250 0.6537 16342.50 07/14/14 35,629.50 1.43 (19,287.00) UIS Oct 18 14 24.0 C YAHOO! INC 100 2.1468 21.468.00 08/01/14 15,463.40 1.55 6.004.60 YHOO Sep 20 14 37.0 C YRC WORLDWIDE INC 30 1.7924 5.377.20 06/05/14 6.820.23 2.27 (1.443.03) YRCW Oct 18 14 22.5 C YRC WORLDWIDE INC 140 0.0001 1.40 06/27/14 18,905.37 1.35 (18.903.97) YRCW Oct 18 14 32.5 C page 6 o136 CONFIDENTIAL SDNY_GM_00011695

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Positions Investment Description SymboU CUSIP Quantity Current Price Market Purchase Cost Value Date Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options - Margin ZIOPHARNI ONCOLOGY INC ZIOP Oct 18 14 3.0 C 210 0.5883 12,354.30 07/01/14 26,106.55 1.24 (13,752.25) Total Options $1,544,041.82 $1,635,834.04 $(91,792.22) $0.00 0.0% Other - Margin RICEBRAN TECHNOLOGIES WARRANT EXP 11/18/2018 RIBTW 89,000 $ 2.18 $ 194,020.00 05/12/14 $ 121,745.20 $ 1.37 $ 72,274.80 $72,274.80 $53,599.85 $ - $0.00 $0.00 Total Other $194,020.00 $121,745.20 0.0% 0.0% Total Margin Account $4,159,132.74 $4,105,532.89 Account Activit Trade Settle Acct Transaction SymboU Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance ($29,940.04) 07/29/14 08/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 100 $ 1.59 $ (165.00) (30,105.04) WARRANT EXP 11/18/2018 Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.19 (525.00) (30,630.04) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1,200 1.96 (2,358.00) (32,988.04) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 614 3.59 (2,210.26) (35,198.30) COM Commission 6.00 page 7 of 36 CONFIDENTIAL SDNY_GM_00011696

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction! Symbol/ Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 86 3.58 (307.88) (35.506.18) COM 07/29/14 08/01/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 100 4.02 (408.00) (35,914.18) RESOURCES COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 104 22.00 (2.294.00) (38,208.18) COM Commission 6.00 07/29/14 08/01/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 6.500- 3.8801 25.214.09 (12.994.09) RESOURCES COM Commission 6.00 Regulatory Fee 0.56 07/29/14 08/01/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 434 3.9986 (1.741.39) (14,735.48) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 7.500 0.13 (981.00) (15,716.48) COM Commission 6.00 07/29/14 08/01/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 500- 3.9301 1.959.00 (13,757.48) RESOURCES COM Commission 6.00 Regulatory Fee 0.05 07/29/14 08/01/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 4.000- 3.93 15,719.65 1.962.17 RESOURCES COM Regulatory Fee 0.35 07/29/14 08/01/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.000 3.95 (3.956.00) (1.993.83) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 100 22.00 (2.206.00) (4,199.83) COM Commission 6.00 07/29/14 08/01/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 700- 5.4701 3.822.98 (376.85) COM Commission 6.00 Regulatory Fee 0.09 page 8 o136 CONFIDENTIAL SDNY_GM_00011697 EFTA_00122348

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/29/14 08/01/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.000- 5.47 5,469.87 5.093.02 COM Regulatory Fee 0.13 07/29/14 08/01/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 500 1.938 (975.00) 4.118.02 COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 600 5.12 (3.078.00) 1.040.02 COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 230 4.04 (935.20) 104.82 COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.125 (518.50) (413.68) COM Commission 6.00 07/29/14 08/01/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 807- 3.76 3.028.25 2.614.57 INC COM Commission 6.00 Regulatory Fee 0.07 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 2.200 3.45 (7.596.00) (4,981.43) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 2 3.47 (12.94) (4.994.37) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 3.500 0.285 (1.003.50) (5.997.87) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 279 3.49 (979.71) (6.977.58) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 112 3.58 (406.96) (7.384.54) COM Commission 6.00 07/31/14 08/01/14 Margin Sell - Securities Sold AMERICAN AIRLINES GROUP INC 15- 1.39 2,070.34 (5.314.20) AAL Aug 08 14 39.5 P TO OPEN Commission 14.25 Regulatory Fee 0.41 page 9 o138 CONFIDENTIAL SDNY_GM_00011698

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Ouantity Price Amount Balance 07/31/14 08/01/14 Margin Sell - Securities Sold SONY CORP 35- 2.00 6.973.75 1.659.55 SNE Oct 18 1417.0 C TO CLOSE Commission 25.25 Regulatory Fee 1.00 07/31/14 08/01/14 Margin Sell - Securities Sold SONY CORP 25- 2.10 5.229.53 6.889.08 SNE Oct 18 14 17.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.72 07/31/14 08/01/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 10 0.66 (671.74) 6,217.34 AMD Jan 17 15 3.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/31/14 08/01/14 Margin Buy - Securities Purchased TWITTER INC 20 0.39 (797.48) 5.419.86 TWTR Aug 01 14 46.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/31/14 08/01/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 5 1.50 (758.87) 4.660.99 FCEL Oct 18 14 1.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/31/14 08/01/14 Margin Buy - Securities Purchased RADNET INC. 30 0.15 (473.22) 4.187.77 RDNT Sep 20 14 7.5 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/31/14 08/01/14 Margin Buy - Securities Purchased AEROPOSTALE INC 15 0.45 (689.61) 3.498.16 ARO Jan 17 15 3.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/31/14 08/01/14 Margin Buy - Securities Purchased TWITTER INC 20 0.15 (317.48) 3.180.68 TWTR Aug 01 14 46.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/31/14 08/01/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 20 1.80 (3.617.48) (436.80) PEIX Aug 16 1416.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 page 10 0136 CONFIDENTIAL SDNY_GM_00011699

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 07/31/14 08/01/14 Margin Buy - Securities Purchased BEAZER HOMES USA INC 25 0.50 (1.270.35) (1,707.15) BZH Jan 17 15 20.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/31/14 08/01/14 Margin Buy - Securities Purchased TWITTER INC 20 0.21 (437.48) (2.144.63) TWTR Aug 01 14 46.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/31/14 08/01/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 100 1.45 (14.563.40) (16,708.03) JBLU Dec 20 1410.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/31/14 08/01/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 10- 0.55 538.24 (16,169.79) UAL Aug 08 14 45.0 P TO OPEN Commission 11.50 Regulatory Fee 0.26 07/31/14 08/01/14 Margin Sell - Securities Sold YAHOO! INC 15- 0.62 915.36 (15,254.43) YHOO Aug 08 14 36.0 P TO OPEN Commission 14.25 Regulatory Fee 0.39 07/31/14 08/01/14 Margin Sell - Securities Sold AMERICAN AIRLINES GROUP INC 10- 1.16 1.148.23 (14,106.20) AAL Aug 08 14 39.5 P TO OPEN Commission 11.50 Regulatory Fee 0.27 07/31/14 08/01/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 10 0.45 (461.74) (14,567.94) YRCW Oct 18 14 32.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/31/14 08/01/14 Margin Buy - Securities Purchased COWEN GROUP INC 10 1.60 (1.611.74) (16,179.68) GOWN Jan 17 15 2.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/31/14 08/01/14 Margin Buy - Securities Purchased MICHAEL KORS HOLDINGS 10 3.70 (3.711.74) (19,891.42) KORS Aug 08 14 81.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 11 of 36 CONFIDENTIAL SDNY_GM_00011700 EFTA_0012235 I

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Symbol! Description CUSIP Quantity Price Amount Balance 07/31/14 08/01/14 Margin Buy - Securities Purchased RADNET INC. 15 0.20 (314.61) (20,206.03) RDNT Sep 20 14 7.5 C TO OPEN Commission 1425 Regulatory Fee 0.36 07/31/14 08/01/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 15 1.00 (1,514.61) (21,720.64) FCEL Oct 18 14 1.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/31/14 08/01/14 Margin Buy - Securities Purchased CORINTHIAN COLLEGES INC 20 0.05 (117.48) (21,838.12) COCO Nov 22 14 1.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/31/14 08/01/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 15 0.80 (1,214.61) (23,052.73) ZIOP Oct 18 14 3.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/31/14 08/01/14 Margin Buy - Securities Purchased YAHOO! INC 5 3.10 (1.558.87) (24.611.60) YHOO Aug 16 14 33.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/31/14 08/01/14 Margin Sell - Securities Sold SONY CORP 15- 1.70 2.535.33 (22.076.27) SNE Oct 18 14 17.0 C TO CLOSE Commission 1425 Regulatory Fee 0.42 07/31/14 08/01/14 Margin Buy - Securities Purchased RADNET INC. 25 0.15 (395.35) (22,471.62) RDNT Sep 20 14 7.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/31/14 08/01/14 Margin Buy - Securities Purchased BEAZER HOMES USA INC 25 0.45 (1,145.35) (23,616.97) BZH Jan 17 15 20.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/31/14 08/01/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 100 1.40 (14,063.40) (37,680.37) JBLU Dec 20 14 10.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 12 of 36 CONFIDENTIAL SDNY_GM_00011701 EFTA_00122352

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/31/14 08/01/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 16 0.17 (287.19) (37,967.56) 07/31/14 08/01/14 Margin Buy - Securities Purchased YRCW Aug 16 14 32.5 C TO OPEN Commission 14.80 Regulatory Fee 0.39 BEAZER HOMES USA INC 15 0.45 (689.61) (38,657.17) 07/31/14 08/01/14 Margin Buy - Securities Purchased BZH Jan 17 15 20.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 RADNET INC. 20 0.15 (317.48) (38,974.65) 07/31/14 08/01/14 Margin Sell - Securities Sold RDNT Sep 20 14 7.5 C TO OPEN Commission 17.00 Regulatory Fee 0.48 UNITED CONTINENTAL HLDGS 5- 0.66 321.12 (38,653.53) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.13 07/30/14 08/04/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 29.000 0.278 (8.068.00) (46,721.53) COM Commission 6.00 07/30/4 08/04/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 6.500 0.18 (1.176.00) (47,897.53) COM Commission 6.00 07/30/14 08/04/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 98919T100 6.453 0.75 (4.845.75) (52.743.28)

Commission 6.00 07/30/4 08/04/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.500- 5.4184 8.121.42 (44,621.86) COM Commission 6.00 Regulatory Fee 0.18 07/30/14 08/04/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 893- 3.7402 3233.92 (41,287.94) INC COM Commission 6.00 Regulatory Fee 0.08 07/30/14 08/04/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 300- 3.7401 1.122.00 (40,165.94) INC COM Regulatory Fee 0.03 page 13 o136 CONFIDENTIAL SDNY_GM_00011702 EFTA (H) 122353

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/30/14 08/04/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 200 1.59 (324.00) (40.489.94) WARRANT EXP 11/18/2018 Commission 6.00 07/30/14 08/04/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 31.000 0.26 (8.066.00) (48,555.94) COM Commission 6.00 07/30/14 08/04/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.500- 5.4201 8.123.97 (40,431.97) COM Commission 6.00 Regulatory Fee 0.18 07/30/14 08/04/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 148.000- 0.0315 4.655.89 (35,776.08) COM Commission 6.00 Regulatory Fee 0.11 07/30/14 08/04/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 3.706 3.57 (13.236.42) (49,012.50) COM Commission 6.00 07/30/14 08/04/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 200 3.83 (772.00) (49,784.50) COM Commission 6.00 07/30/14 08/04/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 58- 4.09 231.21 (49,553.29) COM Commission 6.00 Regulatory Fee 0.01 07/30/14 08/04/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 900- 4.085 3.676.41 (45,876.88) COM Regulatory Fee 0.09 07/30/14 08/04/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 42- 4.08 171.35 (45,705.53) COM Regulatory Fee 0.01 07/30/14 08/04/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 158- 4.0701 643.06 (45,062.47) COM Regulatory Fee 0.02 07/30/14 08/04/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 42- 4.07 170.93 (44,891.54) COM Regulatory Fee 0.01 07/30/14 08/04/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 200 3.80 (766.00) (45,657.54) COM Commission 6.00 page 14 o136 CONFIDENTIAL SDNY_GM_00011703 EFTA_OOI 22354

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity' Description Symbol, CUSIP Quantity Price Amount Balance 07/30/14 08/04/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY I RCH 1,600- 3.8001 6,074.02 (39.583.52) RESOURCES COM Commission 6.00 Regulatory Fee 0.14 07,30114 08/0414 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 300- 3.705 1.105.47 (38.478.05) RESOURCES COM Commission 6.00 Regulatory Fee 0.03 07/30/14 08/04/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 4,700- 3.70 17,389.61 (21.088.44) RESOURCES COM Regulatory Fee 0.39 07;3014 08104'14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 150• 3.70 548.98 (20,539.46) RESOURCES COM Commission 6.00 Regulatory Fee 0.02 07;30'14 08/0414 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 4,850- 3.6501 17,702.59 (2,836.87) RESOURCES COM Regulatory Fee 0.40 08/01/14 08104114 Margin Buy - Securities Purchased FLAMEL TECH 5 4.40 (2.208.87) (5.045.74) FLML Dec 20 14 10.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/01/14 08/0414 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC - 5 0.75 (383.87) (5.429.61) MAD Jan 17 15 3.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/01/14 08/04/14 Margin Buy - Securities Purchased UNILIFE CORP 5 0.35 (183.87) (5.613.48) UNIS Sep 20 14 2.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08101/14 08/04/14 Margin Buy - Securities Purchased RADNET INC. 100 0.10 (1,063.40) (6,676.88) RDNT Sep 20 14 7.5 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 15 of 36 CONFIDENTIAL SDNY_GM_00011704 EFTA_00122355

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 08/01/14 08/04/14 Margin Buy - Securities Purchased YAHOO! INC 100 1.54 (15.463.40) (22.140.28) YHOO Sep 20 14 37.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 08/01/14 08/04/14 Margin Buy - Securities Purchased CITIGROUP INC 100 1.73 (17.363.40) (39,503.68) C Sep 20 14 48.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 08/01/14 08/04/14 Margin Sell - Securities Sold WHOLE FOODS MKT INC 70- 0.92 6293.67 (33,110.01) WFM Aug 08 14 38.5 P TO CLOSE Commission 44.50 Regulatory Fee 1.83 08/01/14 08/04/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 5- 0.63 306.12 (32.803.89) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.13 08/01/14 08/04/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 13 1.75 (2.288.47) (35,092.36) YRCW Oct 18 14 22.5 C TO OPEN Commission 13.15 Regulatory Fee 0.32 08/01/14 08/04/14 Margin Buy - Securities Purchased CITIGROUP INC 20 1.58 (3.177.48) (38,269.84) C Sep 20 14 48.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 08/01/14 08/04/14 Margin Sell - Securities Sold ALCATEL LUCENT 617- 0.15 8294.63 (29,375.21) ALU Sep 20 14 3.5 C TO CLOSE Commission 345.35 Regulatory Fee 15.02 08/01/14 08/04/14 Margin Buy - Securities Purchased TWITTER INC 50 3.55 (17.784.70) (47.159.91) TWTR Sep 20 14 43.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 08/01/14 08/04/14 Margin Sell - Securities Sold TWITTER INC 35- 8.20 28.673.27 (18,486.64) 08/04/14 08/04/14 Margin Received - Other TWTR Aug 01 14 36.0 C TO CLOSE Commission 25.25 Regulatory Fee 1.48 YAHOO! INC YHOO Aug 01 14 35.5 P EXPIRATION 120 0.00 (18.486.64) page 16 o136 CONFIDENTIAL SDNY_GM_00011705 EFTA (H) 122356

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 08/04/14 08/04/14 Margin Delivered Other TWITTER INC 120- 0.00 (18,486.64) TWTR Aug 01 14 46.0 C EXPIRATION 07/31/14 08/05/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.0999 (515.99) (19,002.63) COM Commission 6.00 07/31/14 08/05/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 200 1.5499 (315.98) (19,318.61) WARRANT EXP 11/18:2018 Commission 6.00 07/31/14 08/05/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 4.700 0.2498 (1.180.06) (20,498.67) COM Commission 6.00 07/31/14 08/05/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 900 5.11 (4.605.00) (25,103.67) COM Commission 6.00 07/31/14 08/05/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 300 1.9699 (596.97) (25,700.64) COM Commission 6.00 07/31/14 08/05/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 3.185- 3.9601 12.606.64 (13,094.00) COM Commission 6.00 Regulatory Fee 0.28 07/31/14 08/05/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 1.200- 3.7201 4.458.02 (8,635.98) INC COM Commission 6.00 Regulatory Fee 0.10 07/31/14 08/05/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 1.600 0.9073 (1.457.68) (10,093.66) COMMUNICATIONS COM Commission 6.00 07/31/14 08/05/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 315- 3.9701 1,244.55 (8,849.11) COM Commission 6.00 Regulatory Fee 0.03 07/31/14 08/05/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 1,153 0.90 (1.043.70) (9,892.81) COMMUNICATIONS COM Commission 6.00 page 17 6136 CONFIDENTIAL SDNY_GM_00011706 EFTA_00 122357

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 08/04/14 08/05/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 10 0.73 (741.74) (10,634.55) ZIOP Oct 18 14 3.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08104/14 08/05/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 10 3.70 (3.711.74) (14,346.29) PEIX Aug 16 1416.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08/04/14 08/05/14 Margin Buy - Securities Purchased RADNET INC. 15 0.15 (239.61) (14,585.90) RDNT Sep 20 14 7.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 08/04/14 08/05/14 Margin Buy - Securities Purchased MICHAEL KORS HOLDINGS 15 0.40 (614.61) (15,200.51) KORS Aug 08 14 81.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 08/04/14 08/05/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 10 1.25 (1.261.74) (16,462.25) NAT Jan 17 15 7.87 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08104/4 08/05/14 Margin Buy - Securities Purchased RADNET INC. 110 0.10 (1.169.14) (17,631.39) RDNT Sep 20 14 7.5 C TO OPEN Commission 66.50 Regulatory Fee 2.64 08/04/14 08/05/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 10 1.40 (1.411.74) (19,043.13) JBLU Dec 20 1410.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08/04/14 08/05/14 Margin Sell - Securities Sold AMERICAN AIRLINES GROUP INC 10- 1.38 1368.22 (17,674.91) AAL Aug 08 14 39.5 P TO OPEN Commission 11.50 Regulatory Fee 0.28 08/04/14 08/05/14 Margin Buy - Securities Purchased YAHOO! INC 5 3.30 (1.658.87) (19,333.78) YHOO Aug 16 14 33.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 page 18 o136 CONFIDENTIAL SDNY_GM_00011707 EFTA (H) 122358

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 08/04/14 08/05/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 10 3.80 (3.811.74) (23,145.52) PEIX Aug 16 1416.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08104/14 08/05/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 5- 0.93 456.11 (22.689.41) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.14 08104/14 08/05/14 Margin Buy - Securities Purchased RADNET INC. 70 0.15 (1.096.18) (23.785.59) RDNT Sep 20 14 7.5 C TO OPEN Commission 44.50 Regulatory Fee 1.68 08/04/14 08/05/14 Margin Buy - Securities Purchased RADNET INC. 15 0.15 (239.61) (24,025.20) RDNT Sep 20 14 7.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 08104/4 08/05/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 10 3.70 (3.711.74) (27,736.94) PEIX Aug 16 1416.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08104/4 08/05/14 Margin Buy - Securities Purchased RADNET INC. 30 0.15 (473.22) (28,210.16) RDNT Sep 20 14 7.5 C TO OPEN Commission 22.50 Regulatory Fee 0.72 08/04/14 08/05/14 Margin Sell - Securities Sold AMERICAN AIRLINES GROUP INC 10- 1.43 1.418.22 (26,791.94) AAL Aug 08 14 39.5 P TO OPEN Commission 11.50 Regulatory Fee 0.28 08/04/14 08/05/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 5 0.90 (458.87) (27,250.81) FCEL Oct 18 14 1.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/04/14 08/05/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 10 0.78 (791.74) (28,042.55) AMD Jan 17 15 3.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 19 o136 CONFIDENTIAL SDNY_GM_00011708 EFTA_00I 22359

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/04/14 08/05/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 5- 0.78 381.12 (27,661.43) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.13 08/04/14 08/05/14 Margin Buy - Securities Purchased RADNET INC. 10 0.25 (261.74) (27,923.17) RDNT Aug 16 14 5.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08101/14 08/06/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.948 (795.60) (28,718.77) COM Commission 6.00 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 300- 3.67 1.094.97 (27,623.80) RESOURCES COM Commission 6.00 Regulatory Fee 0.03 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 5.700- 3.6601 20.862.10 (6161.70) RESOURCES COM Regulatory Fee 0.47 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 2.200- 3.669 8.065.62 1.303.92 RESOURCES COM Commission 6.00 Regulatory Fee 0.18 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 1.100- 3.661 4.027.01 5.330.93 RESOURCES COM Regulatory Fee 0.09 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 4.700- 3.66 17.201.61 22.532.54 RESOURCES COM Regulatory Fee 0.39 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 400- 3.555 1.415.96 23.948.50 RESOURCES COM Commission 6.00 Regulatory Fee 0.04 page 20 6136 CONFIDENTIAL SDNY_GM_00011709

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/01/14 08/06/14 Margin Buy - Securities Purchased ACCESS PlIARMA INC ACCP 5.500 0.26 (1.436.00) 22,512.50 COM Commission 6.00 08/01/14 08/06/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.000 1.565 (1.571.00) 20.941.50 WARRANT EXP 11/18:2018 Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 900 1.958 (1.768.20) 19.17320 COM Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 400 5.06 (2.030.00) 17,14320 COM Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 4.100 1.9598 (8.041.18) 9.102.12 COM Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.09 (1.024.00) 8.078.12 COM Commission 6.00 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 500- 3.6601 1.824.00 9.902.12 RESOURCES COM Commission 6.00 Regulatory Fee 0.05 08101/14 08/06/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.87 (393.00) 9.509.12 COM Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 1.000 0.255 (261.00) 9,248.12 COM Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 98919T100 1.750 0.691 (1.215.25) 8.032.87

Commission 6.00 08105/14 08/06/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 5 1.25 (633.87) 7.399.00 NAT Jan 17 15 7.87 C TO OPEN Commission 8.75 Regulatory Fee 0.12 page 21 o136 CONFIDENTIAL SDNY_GM_00011710 EFfik_00I2236I

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol, Description CUSIP Quantity Price Amount Balance 08/05/14 08/06/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 5 3.80 (1,908.87) 5,490.13 PEIX Aug 16 14 16.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/05/14 08/06/14 Margin Buy - Securities Purchased FLAMEL TECH 10 5.40 (5,411.74) 78.39 FLML Dec 20 14 10.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08/05/14 08/06/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 10 0.82 (831.74) (753.35) AMD Jan 17 15 3.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08/05/14 08/06/14 Margin Buy - Securities Purchased COWEN GROUP INC 15 0.15 (239.61) (992.96) COWN Jan 17155.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 08/05/14 08,'06,'14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 5 3.50 (1.758.87) (2.751.83) PEIX Aug 16 14 16.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08!05114 08,O6,'14 Margin Sell - Securities Sold SONY CORP 25- 1.45 3.604.56 852.73 SNE Oct 18 14 17.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.69 08/05/14 08/06/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 5 0.81 (413.87) 438.86 AMD Jan 17 15 3.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/05/14 08/06/14 Margin Buy - Securities Purchased FLAMEL TECH 5 5.40 (2,708.87) (2,270.01) FLML Dec 20 14 10.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/05/14 08/06/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 5 3.40 (1,708.87) (3,978.88) PEIX Aug 16 1416.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 page 22 of 36 CONFIDENTIAL SDNY_GM_00011711 EFTA_00122362

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol Description CUSIP Quantity Price Amount Balance 08/05/14 08/06/14 Margin Buy - Securities Purchased COWEN GROUP INC 10 0.15 (161.74) (4,140.62) COWN Jan 17155.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08/05/14 08/06/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 5 1.25 (633.87) (4,774.49) NAT Jan 17 157.87 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/05/14 08/06/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 5 3.10 (1,558.87) (6,333.36) PEIX Aug 16 14 16.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/04/14 08/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.05 (1.016.00) (7,349.36) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 350 3.996 (1.404.60) (8,753.96) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 250 4.00 (1.000.00) (9,753.96) COM 08/04/14 08/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.0699 (512.99) (10,266.95) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 4.000 0.175 (706.00) (10,972.95) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.8604 (778.08) (11,751.03) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 7.000 0.14 (986.00) (12,737.03) COM Commission 6.00 08/04/14 08/07/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 800- 3.7504 2,994.25 (9,742.78) INC COM Commission 6.00 Regulatory Fee 0.07 page 23 of 36 CONFIDENTIAL SDNY_GM_00011712 EFTA_00122363

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/04/14 08/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 500 1.4891 (750.55) (10.493.33) WARRANT EXP 11/18:2018 Commission 6.00 08104/14 08/07/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 300 3.97 (1.197.00) (11,690.33) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 1.001 0.165 (171.17) (11,861.50) COM Commission 6.00 08/05/14 08/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.05 (511.00) (12.372.50) COM Commission 6.00 08/05/14 08/08/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 2.500 0.2742 (691.50) (13,064.00) COM Commission 6.00 08105/14 08/08/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 100- 3.972 391.19 (12.672.81) COM Commission 6.00 Regulatory Fee 0.01 08105/14 08/08/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 1.900- 3.971 7.544.73 (5,128.08) COM Regulatory Fee 0.17 08/05/14 08/08/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.92 (790.00) (5,918.08) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 2.500 0.2737 (690.25) (6,608.33) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 1.574 0.83 (1.312.42) (7,920.75) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 1.000 0.2498 (255.80) (8,176.55) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 1.000 0.20 (206.00) (8.382.55) COM Commission 6.00 page 24 o136 CONFIDENTIAL SDNY_GM_00011713

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 08/05/14 08/08/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 1.500- 2.30 3.443.92 (4,938.63) COM Commission 6.00 Regulatory Fee 0.08 08105/14 08/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.0199 (507.99) (5,446.62) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 1.000 0.273 (279.00) (5,725.62) COM Commission 6.00 08105/14 08/08/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 1.200- 3.74 4.48190 (1,243.72) INC COM Commission 6.00 Regulatory Fee 0.10 08105/14 08/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 4.9999 (505.99) (1,749.71) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 1.000 0.2099 (215.90) (1,965.61) COM Commission 6.00 08105/14 08/08/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 200- 3.7501 744.00 (1,221.61) INC COM Commission 6.00 Regulatory Fee 0.02 08105/14 08/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.0662 (512.62) (1,734.23) COM Commission 6.00 08/05/14 08/08/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 281- 2.40 668.38 (1,065.85) COM Commission 6.00 Regulatory Fee 0.02 08105/14 08/08/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 230- 2.26 513.78 (552.07) COM Commission 6.00 Regulatory Fee 0.02 page 25 o136 CONFIDENTIAL SDNY_GM_00011714 EFfik_00I22365

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/05/14 08/08/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 450- 2.17 970.47 418.40 COM Commission 6.00 Regulatory Fee 0.03 08/08/14 08/08/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (418.40) 0.00 DEPOSIT ACCOUNT 08/06/14 08/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.1549 (521.49) (521.49) COM Commission 6.00 08/06/14 08/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.10 (516.00) (1,037.49) COM Commission 6.00 08106/14 08/11/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 2.250 0.0316 (77.10) (1.114.59) COM Commission 6.00 08106/14 08/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.08 (514.00) (1.628.59) COM Commission 6.00 08106/14 08/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.02 (1,010.00) (2.638.59) COM Commission 6.00 08106/14 08/11/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 600- 3.9901 2388.00 (250.59) COM Commission 6.00 Regulatory Fee 0.06 08106/14 08/11/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 200- 3.771 748.18 497.59 INC COM Commission 6.00 Regulatory Fee 0.02 08106/14 08/11/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 400- 3.77 1.507.96 2.005.55 INC COM Regulatory Fee 0.04 08/06/14 08/11/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 7.700 0.0316 (249.32) 1.756.23 COM Commission 6.00 page 26 o136 CONFIDENTIAL SDNY_GM_00011715

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 08/06/14 08/11/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 100 17.00 (1.706.00) 50.23 COM Commission 6.00 08106/14 08/11/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 10.000 0.03 (306.00) (255.77) COM Commission 6.00 08/06/14 08/11/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 800- 4.0301 3.218.00 2.962.23 COM Commission 6.00 Regulatory Fee 0.08 08106/14 08/11/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 989197100 3.982 0.681 (2.717.74) 244.49

Commission 6.00 08/08/14 08/11/14 Margin Buy - Securities Purchased YAHOO! INC 115 0.22 (2.602.01) (2.357.52) YHOO Aug 08 14 36.0 P TO CLOSE Commission 69.25 Regulatory Fee 2.76 08/08/14 08/11/14 Margin Buy - Securities Purchased AMERICAN AIRLINES GROUP INC 40 2.42 (9.708.96) (12.066.48) AAL Aug 08 14 39.5 P TO CLOSE Commission 28.00 Regulatory Fee 0.96 08/08/14 08/11/14 Margin Buy - Securities Purchased UNITED CONTINENTAL HLDGS 100 2.05 (20.563.40) (32.629.88) UAL Aug 08 14 45.0 P TO CLOSE Commission 61.00 Regulatory Fee 2.40 08/08/14 08/11/14 Margin Buy - Securities Purchased AMERICAN AIRLINES GROUP INC 65 2.30 (14.993.31) (47,623.19) AAL Aug 08 14 39.5 P TO CLOSE Commission 41.75 Regulatory Fee 1.56 08/08/4 08/11/14 Margin Buy - Securities Purchased UNITED CONTINENTAL HLDGS 130 2.01 (26.210.62) (73,833.81) UAL Aug 08 14 45.0 P TO CLOSE Commission 77.50 Regulatory Fee 3.12 08/11/14 08/11/14 Margin Delivered - Other WHOLE FOODS MKT INC 70• 0.00 (73,833.81) WFM Aug 08 14 39.5 C EXPIRATION 08/1/14 08/11/14 Margin Delivered -Other MICHAEL KORS HOLDINGS 55• 0.00 (73,833.81) KORS Aug 08 14 81.0 C EXPIRATION page 27 o136 CONFIDENTIAL SDNY_GM_00011716 EFTA (X1122367

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/11/14 08/11/14 Margin Delivered - Other RITE AID CORP 200- 0.00 (73.833.81) RAD Aug 08 14 7.0 C EXPIRATION 08/11/14 08/11/14 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 418.40 (73.415.41) DEPOSIT ACCOUNT 08108/14 08/13/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 6.700- 3.9901 26.727.07 (46,688.34) COM Commission 6.00 Regulatory Fee 0.60 08108/4 08/13/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 6.400- 4.0101 25.658.07 (21,030.27) COM Commission 6.00 Regulatory Fee 0.57 08108/4 08/13/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 4.500- 3.7801 17,004.07 (4,026.20) INC COM Commission 6.00 Regulatory Fee 0.38 08108/14 08/13/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 1.115- 3.7801 4.208.71 182.51 INC COM Commission 6.00 Regulatory Fee 0.10 08108/14 08/13/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 185- 3.79 695.13 877.64 INC COM Commission 6.00 Regulatory Fee 0.02 08/13/14 08/13/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (877.64) 0.00 DEPOSIT ACCOUNT 08/14/14 08/15/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 1 3.30 (336.58) (336.58) UEPS Jan 17 15 8.0 C TO OPEN Commission 6.55 Regulatory Fee 0.03 08/14/14 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 20- 4.60 9.182.31 8.845.73 PEIX Aug 16 1416.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.69 page 28 o136 CONFIDENTIAL SDNY_GM_00011717 EFTA (X1122368

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 08/14/14 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 20- 4.70 9.382.31 18,228.04 PEIX Aug 16 1416.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.69 08/4/4 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 30- 4.70 14.076.46 32,304.50 PEIX Aug 16 1416.0 C TO CLOSE Commission 22.50 Regulatory Fee 1.04 08/4/4 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 35- 4.70 16.423.54 48.728.04 PEIX Aug 16 1416.0 C TO CLOSE Commission 25.25 Regulatory Fee 1.21 08/4/4 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 26- 4.80 12.453.84 61.181.88 PEIX Aug 16 1416.0 C TO CLOSE Commission 25.25 Regulatory Fee 0.91 08/4/4 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 9- 4.72 4.247.68 65.429.56 PEIX Aug 16 1416.0 C TO CLOSE Regulatory Fee 0.32 08/5/4 08/15/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (65.429.56) 0.00 DEPOSIT ACCOUNT 08/5/4 08/18/14 Margin Sell - Securities Sold RADNET INC. 55- 1.75 9.587.21 9.587.21 RDNT Aug 16 14 5.0 C TO CLOSE Commission 36.25 Regulatory Fee 1.54 08/5/4 08/18/14 Margin Sell - Securities Sold RADNET INC. 52- 1.75 9.063.94 18.651.15 RDNT Aug 16 14 5.0 C TO CLOSE Commission 34.60 Regulatory Fee 1.46 08/5/4 08/18/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 130- 4.30 55.818.14 74.469.29 PEIX Aug 16 1416.0 C TO CLOSE Commission 77.50 Regulatory Fee 4.36 08/5/4 08/18/14 Margin Sell - Securities Sold RADNET INC. 3- 1.80 532.25 75.001.54 RDNT Aug 16 14 5.0 C TO CLOSE Commission 7.65 Regulatory Fee 0.10 page 29 of 36 CONFIDENTIAL SDNY_GM_00011718 EFTA (X1122369

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 08/18/14 08/18/14 Margin Delivered Other YAHOO! INC 120- 0.00 75.001.54 YHOO Aug 16 14 33.0 C EXERCISED OPTION 08f18f14 08/18/14 Margin Delivered - Other PANERA BREAD CO 85- 0.00 75.001.54 PNRA Aug 16 14 160.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other RITE AID CORP 250- 0.00 75.001.54 RAD Aug 16 14 7.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other CITIGROUP INC 400- 0.00 75.001.54 C Aug 16 14 49.0 C EXPIRATION 08/ 8f14 08/18/14 Margin Delivered -Other TESLA MOTORS INC 100- 0.00 75.001.54 TSLA Aug 16 14 180.0 P EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other APOLLO EDUCATION GROUP INC 150- 0.00 75.001.54 APOL Aug 16 14 31.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other APOLLO EDUCATION GROUP INC 300- 0.00 75.001.54 APOL Aug 16 14 34.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other APOLLO EDUCATION GROUP INC 250- 0.00 75.001.54 APOL Aug 16 14 36.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other CORINTHIAN COLLEGES INC 500- 0.00 75.001.54 COCO Aug 16 14 1.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other CORINTHIAN COLLEGES INC 2.000- 0.00 75.001.54 COCO Aug 16 14 2.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other YRC WORLDWIDE INC 216- 0.00 75.001.54 YRCW Aug 16 14 30.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other YRC WORLDWIDE INC 416- 0.00 75.001.54 YRCW Aug 16 14 32.5 C EXPIRATION page 30 of 36 CONFIDENTIAL SDNY_GM_00011719 EFTA (X1122370

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/18/14 08/18/14 Margin Delivered Other TWITTER INC 35- 0.00 75.001.54 TWTR Aug 16 14 34.5 P EXPIRATION 08f18f14 08/18/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (75.001.54) 0.00 DEPOSIT ACCOUNT 08/18/14 08/20/14 Margin Buy - Securities Purchased YAHOO! INC YHOO 12.000 33.00 (396.010.00) (396,010.00) COM Commission 10.00 08/20/14 08/20/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 141.308.74 (254,701.26) DEPOSIT ACCOUNT 08/20/14 08/20/14 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA11 0.00 0.13 (254.701.13) ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: ce3112014 Insured Deposit Accoun 0.13 08/20/14 08/20/14 Margin Delivered - Other 7A7A ENERGY CORPORATION 989191100 88,732- 0.00 (254.701.13)

REORG - 1:10 REVERSE SPLIT 8/20/14 TO 747A ENERGY CORP 98919T407 Auto Recrg#234881IREVERSE SPLIT 08/20/14 08/20/14 Margin Received - Other 7A7A ENERGY CORPORATION ZAZA 8.873 0.00 (254.701.13) COM REORG - 1:10 REVERSE SPLIT 8/20/14 TO 7A7A ENERGY CORP 98919T407 Auto Recrg#234881IREVERSE SPLIT 08/18/14 08/21/14 Margin Sell - Securities Sold YAHOO! INC YHOO 600- 37.165 22,292.50 (232,408.63) COM Commission 6.00 Regulatory Fee 0.50 08/18/14 08/21/14 Margin Sell - Securities Sold YAHOO! INC YHOO 5.400- 37.1601 200.660.10 (31,748.53) COM Regulatory Fee 4.44 page 31 o136 CONFIDENTIAL SDNY_GM_00011720 EFTA_001 22371

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Activit Trade Settle Acct Transaction! Symbol Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance 08/18/14 08/21/14 Margin Sell - Securities Sold YAHOO! INC YHCO 6,000- 37.2001 223,189.66 191,441.13 COM Commission 6.00 Regulatory Fee 4.94 08/21/14 08/21/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (191,441.13) 0.00 DEPOSIT ACCOUNT 08/26/14 08/26/14 Margin Delivered - Other MEDIABISTRO INC 58448U101 3,200- 0.00 0.00 WC 8/25/14 58400W103 REORG - NAME CHANGE 8/25/14 TO MECKLERMEDIA CORP 58400W103 Auto Rearg#235154ISTOCK PAYMENT 08/26/14 08/26/14 Margin Received - Other MECKLERMEDIA CORP MECK 3,200 0.00 0.00 COM REORG - NAME CHANGE 8/25/14 TO MECKLERMEDIA CORP 58400W103 Auto Reargli235154ISTOCK PAYMENT 08/22/14 08/27/14 Margin Sell - Securities Sold REIM WIRELESS COFIP. RWC 100- 4.473 441.29 441.29 COM Commission 6.00 Regulatory Fee 0.01 08/26/14 08/27/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 15- 6.40 9,585.17 10,026.46 HPO Jan 17 1531.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.58 08/26/14 08/27/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 15- 6.70 10,035.16 20,061.62 HPO Jan 17 15 31.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.59 08/26/14 08/27/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 15- 6.90 10,335.16 30,396.78 HPO Jan 17 1531.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.59 0&26114 08/27/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 10- 7.00 6,988.10 37,384.88 HPO Jan 17 1531.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.40 page 32 of 36 CONFIDENTIAL SONY_GM_00011721 EFT.A_D0122372

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction/ Date Date Type Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/27/14 08/27/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (37.384.88) 0.00 DEPOSIT ACCOUNT 08/25/14 08/28/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 700- 4.4801 3.130.00 3.130.00 COM Commission 6.00 Regulatory Fee 0.07 08/25/14 08/28/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1.300- 4.54 5.895.86 9.025.86 COM Commission 6.00 Regulatory Fee 0.14 08/27/14 08/28/14 Margin Sell - Securities Sold AEROPOSTALE INC 30- 2.16 6.456.63 15.482.49 ARO Oct 18 14 2.0 C TO CLOSE Commission 22.50 Regulatory Fee 0.87 08/27/14 08/28/14 Margin Sell - Securities Sold AEROPOSTALE INC 25- 2.20 5.479.52 20.962.01 ARO Oct 18 14 2.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.73 08/28/14 08/28/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (20.962.01) 0.00 DEPOSIT ACCOUNT 08/26/14 08/29/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 600- 4.7201 2.825.99 2.825.99 COM Commission 6.00 Regulatory Fee 0.07 08/26/14 08/29/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 100- 4.72 471.98 3297.97 COM Regulatory Fee 0.02 08/29/14 08/29/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.297.97) 0.00 DEPOSIT ACCOUNT 08/29/14 08/29/14 Margin Div/Int - Expense MARGIN INTEREST CHARGE 0.00 (123.04) (123.04) Payable: 08129/2014 Closing Balance ($123.04) Tot Cash Actively totals. refer to the Cash Acevity Summary on page one of your statement page 33 o136 CONFIDENTIAL SDNY_GM_00011722 EFTA_00I 22373

Statement for Account # 867-730320 08/01/14 - 08/31/14 7D Ameritrade Cash Interest Credit/Ex • - nse Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Day Rate Debited Credited 08/01/14 S (38,653.53) $ • 3 8.50 $ 27.38 $ - 08/04/14 (18.486.64) 1 8.75 4.49 08105/14 (27.923.17) 1 8.50 6.59 08/06/14 (6.333.36) 1 9.00 1.58 08/07/14 (11,861.50) 1 8.75 2.88 08/11/14 (73,415.41) 2 7.50 30.59 08/20/14 (254,701.13) 7.00 49.53 Total Interest Income/(Expense) $123.04 $ 0.00 Insured De. osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 08/08/14 $ 418.40 3 0.0100 $ $ $ - 08/13/14 877.64 2 0.0100 08/15/14 66,307.20 3 0.0100 0.06 0.06 08/18/14 141,308.74 2 0.0100 0.07 0.13 0.13 08/21/14 191,441.13 6 0.0100 0.32 0.32 08/27/14 228,826.01 0.0100 0.06 0.38 08/28/14 249,788.02 0.0100 0.07 0.45 08/29/14 253,085.99 3 0.0100 0.21 0.66 0.66 Total Interest Income $0.79 Trades Pendin . Settlement Account Symbol,' Trade Settle Investment Description Type CUSIP Quantity Price Date Date Amount SELL RELM WIRELESS CORP. Margin RWC 700- $ 4.8001 08/27/14 09/02/14 $ 3,353.99 COM SELL RELM WIRELESS CORP. Margin RWC 700- 4.90 08/27/14 09/02/14 3,423.92 COM BUY NET 1 UEPS TECHNOLOGIES INC Margin 1 3.70 08/29/14 09/02/14 (376.58) UEPS Jan 17 15 9.0 C page 34 of 36 CONFIDENTIAL SDNY_GM_00011723

Statement for Account # 867-730320 08 01 14 - 08 31 14 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $ 0.00 08/08/14 08/08/14 Received FDIC INSURED DEPOSIT ACCOUNT $ 418.40 418.40 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/11/14 08/11/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (418.40) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 08/13/14 08/13/14 Received FDIC INSURED DEPOSIT ACCOUNT 877.64 877.64 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/15/14 08/15/14 Received FDIC INSURED DEPOSIT ACCOUNT 65,429.56 66.307.20 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/18/14 08/18/14 Received FDIC INSURED DEPOSIT ACCOUNT 75,001.54 141.308.74 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/20/14 08/20/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (141,30834) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 08/21/14 08/21/14 Received FDIC INSURED DEPOSIT ACCOUNT 191.441.13 191,441.13 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/27/14 08/27/14 Received FDIC INSURED DEPOSIT ACCOUNT 37.384.88 228,826.01 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/28/14 08/28/14 Received FDIC INSURED DEPOSIT ACCOUNT 18.673.99 247.500.00 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/28/14 08/28/14 Received FDIC INSURED DEPOSIT ACCOUNT 2.288.02 249,788.02 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 35 0136 CONFIDENTIAL SDNY_GM_00011724 EFTA_00122375

Statement for Account # 867-730320 08 01 14 - 08 31 14 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 08/29/14 08/29/14 Received FDIC INSURED DEPOSIT ACCOUNT 3,297.97 253,085.99 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/29/14 08/29/14 Received Interest: Insured 0.01 253,086.00 Deposit Account 08/29/14 08/29/14 Received Interest: Insured 0.65 253,086.65 Deposit Account Closing Balance $253,086.65 TD Bank NA $247,500.00 TD Bank USA NA $5,586.65 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 36 of 36 CONFIDENTIAL SDNY_GM_00011725

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 At the end of your September statement you'll find a copy of our Privacy Policy, which we provide to you annually. CONFIDENTIAL SONY_GM_00011726

Terms and Conditions STATEMENT GUIDE IL Ar.: ehaab prandes mondly Poiddio Report; lor accoums van acverty and quanody 'opa's 'a mum .re accounts vatte isme.' Portfolio Summaire,: Treda Ine Current Waas Of yOur 000010 es 01 !he n>pOd date end comparee ij to grue prior morilh.a nee steel BYOCeHOn irdCele4 maa p00010 diveranCalion by investment type MMO* dbeahms under 5% ank be gezoen.] mto tho coupon ol neinor in the pil dun. Margo Emily - Total Account EiturtWiTouti Long labginable label • Total Short tintte) Activity Summary: Ine opening and doling cash blanca are reconcled neo lor yoa quid retegoico Al account aelnity es surmanzod lor mo torren ponod and year to dato. Ineorne a Expense Summary inwaai only): 1his soctran dolais tno inoomo ard epen« 194,03 hom 0e Aciany Sommen and tamiles Me les tremmen. Rebnanent Account Summae./ (IRA. array): Amorf to IRS ropaxod transaceons lor Mo curare tod pro nam IRS Form 5498 Fait man« vane is based en Uw cement venus es of Downeer 31 d lbo pranous stuar anima bo turnshod to the Iniernal Reuenuo Santo. PedonnanceSummary:Monitor >oen omwal ponk» pedarnance end lto urreelized gein. end lostas br your biuro rumbnont strata/. Account PosItions: New your rnestmoms at tho current mainot vat»and combo:0 the °and tost to set vveelaed geins and roem n your pallol0 Original coat is esegned uling Ine entan. rint-out (FIFOI melhod. Mach mamma te ani slums >Cm sol ere Chose you purthelfed arst. No esionalod ernestmont encome2 and armee Co:, per share an doidayed br your meren°, Mee oaest patentst, date e ShOwn kir en odes:ion el you heffing Ped0d). AOCOunt Actinty: Al account eflhily n deert/ delhed. Wed in Ode Order, end relleaed n the Cbefno cash balance. Tradert Panding %Inenting: Conlime your eiecuted Wede nith e statement dele aller mono, Ø. Ilyaso transactionsnd bo relloctod n me Account Acvnty sabon non meen, Onaf. Cash Services TraneactiOn Delen: Cash management inosectiom Inst cleared dring ms statanom raorting pond. ndudng check. dobd card and ATM actmb. are ',stad in dato Coda Onanie Cash Services Summary:Cralt ard debt transamon totals lor tho cunom stuemen re00400 Pedal we aumnbanzet. Indbitket treineactale ere not listed. 'ie to tanding actustments. lbo ~ment deals may nol «mal eie statement totals. retilkneled Anrwal boom. end Ealtroted kluut]] Yield valuta are bets upon Ibe minbar d slums anna or ~rom vake, balanse as ot trio statement dala an] most mant duidend rele a cash Petel prernded GENERAL INFORMATION 10 Omen:rade does not peesde legal or lax ~ce. Ploos* coma, your loyal ~oor or las *Moore/nl wan neanulant. AS a rilandlird ruw:baby braadt "ne COrweredatns may be records br Sally Ontrol and liansadion verdenbal OurpOste. For TO Amentrade bushoonal dem. your ausar inn es scp.vato hom and not attlialed win TO Amentrada. Inc. a TO Arratrado Omme, Inc., ard ach Inn es nat responsen, la the pretaxls end senices ol Me orher. Money of Rayons:H you find any errors or *miniem In vors account statement you anould immediatety oen u$ et tnt mentor tisted Om page °ne of your statement You naald als* contact our Clearing reen, TD Amarltrads Clearing, ho. el 8004694900. Please ternete tos sialemani c.iredity. 11 you dragee* sub any banaten aal Mae am any «Eds of °camions. Masse notify e giant Services reproseMege. Or yes lood Winch Cd-te. at wel as 10 Amairado Clean- g. lix, in wrong netten ton (10) days of war natoot ei tod statement. Am wei statements Inst you rune mede to os shenid be COMmled in wriing Toe stainneni slit abonnee be conaidered concbahe. Masse notty vs prompily 01 any changes in pv contact inkemeeon. TrareacTIOns redadottl on your rcpon wil be concbsem~od aearratourdoss you roely TD Amatrado inmaken/. Account Prolectbn: Dcpostls tob by TO Bank. NA ard TD Dank USA. NA. aro nsured by ere FOC (ral COvered by SIPC) up le $250.000. Landt, Be per CaOtinl ormereaP Per insthludon. To leem more abel FOK COstrage (10 10 +new IdCgOv. Snide!. indudng ~vat lunet held in gun BrOkerage ACCOUN are re01 d000$0 Or delg/Mons of. or graaneed by. any bank. are not FOICinsesed. and erwohe envestment nets. ircludng possble loss ol princpal. TD Amenvade is a momber ol the Sccunbes Invoel« Praatten Optoomden (51PCI. which praaien :canna: antomers of els minbars up lo 5500.000 (ncticling 5250.000 lor claims for cash). Explanatory brochure is available on raaien at wwwsipc.org. Additionady. TO Amerika« , panddes eed, Meed $1415 ~ion wort ol prolection tor SeetrdlieS and $2 milen or pd009CIOn rot cash 'nwon Supdlemenial coverage provided by Logdan Immers h Me «Mi 01a ~etage ineolanty. a deed may refebeernantS doe trom the trustee in bannuPtcY and mon SIPC, ~omal covorago d pad oul Mor tho trustee and ØPC payouls ard ~ar such canna, cash gant es ~led to a ambrod return ot 5152 mrhon koen a tonde*. SIPC and London immers The TO ~Mud, lopplemontal coverago bas an aggregaat km ol 1600 mnon aM ab anti:eters. Tres polcy Draad.: arena, loVainp Wange in$Ohny end cbes 001a010C1 apBinN b» in manen vatte ot me socurnms invommen1 h a money medel kind n nia ineured Of euerareted by Me Fedettd 'boost Insuraine Corporabon (FOICI ce any olha gernernrrat agency Mthough IM kinds Beek 10 posene [ho verba Cd »or innhaMent el St 00 p« Pure, d e posebb 10 Mee money by involgen n a money meniet rund. DMOrledi aio idectired dab end padvesneestod mordey. lbo prospectus canons Mes ard odia important rtorm.roon Reed nee armoedw aireh.0/ befae imeting NOn-deedail inverilmenta held tw your trokor.dealer aro NOT FD1C NSURED NOT BANK GUAWWTEEDi MAT LOSE VALUE. The balen,» h yOur bank 009091 ec000m of share. Of yOur money Merkel "dan/ bind can bo lquidated on yout order. and Me prooeeds return:d to war sottete raamt or /omblad NyOu Tas Roporing: Wie pCntolO rt yryi is inlaten daonent Y® receke Fermer:09k« snol tas emorag n oxrpla- ce mh HIS narsomnis induarts U abb maya. bade ds. caput gare. lage ~1 end siles proceedil Soms permens ere subled to reclassreolOn nhkh tul I bo metaal oe 2.tnecrxre bnr acces eat Base; aa Saus. tas lot and Dateren= ceporing ard Gun:kon:ot aft dieren and ~Wed by CO1 taXtbmORaTED 1D tmetbarle is na impOnebb lo te ~OV or a+Ø cl to rtammcn ID /Vota ad es Intercom grondas ylonwtorn do not ~oe me sans/ of me treinbun ard dele einebed. CCH NCCORPCMATED b a ~Snib Orpeny end end ankteed tum 11)rmennale Maan and Options Account Agreements: Praat/ adaso 10 Amentrada n meng et any drang: in your inuestmont civxmos er *namat stuairan as net man to your ~rein or Oglan aCCOunt agreenyorms A Boeman el einmeson and duale neven ~no,* oxocukan el opeens transaceons is ~tabla. Om« Makel Plom Die makel ~es el ~los ham ban sena. n ~IQ kom qt<tikn ~OS sd ether imknerident waas Vabee ere Weed On me dosho tree. me rrecn Uwe« mo bel ard vivo tom Gana maften. t na randeken salto bom a nota/1m *m'n> (e Oteer independent earCe. tee 'anwb is tatted beng renede] dr3 Nul Prooi CO) nowlumens your paddc,noen am provded as genend intendon se no dom gamma lb same/ dry scones por- hkruage batend postons arewurn ving te ~anno bals», ant ma ene« roset pk* Porto rØ Sean/1 ney nel nectars sake prococcb. Die seo:nday marker kv Canna. d Deposis (als) es funoraty lood and the afhel mao me/ be Oeren trom me evehele Pree ~SIM d PInCtel may 'Ooit tan be slib doel) pinn ta rrearty Brit mus Fegd Worm Steurt= Ira dteromy mat any socunwn and da na base an a klad ~go. Rafna. loog va n me OTC loet« We °punten ~Wand egde«Iguting~re( sol la lal b sad leur PeeNnerla to rekt". lblabdlbcrsØ to ma" may rooit n a leas el a11Ø. Non Standaed Assen OGAl aso b:c-1y meinnu ra Oma panpalm program socurbce Matraystren. Inuod rotary ccmpana. 0' red eclalo rune Inval. cownzaty pools. prime muty. milde OOI a hedge knots N5.46 se honen/ houd rnweirneris sd do na bade cn a necnd ~rem echange ce to Nadat Stock Mak«. Do ',Vues torn ta moe ~entre tre ~Wed ~ei dobed kro witte ~NOK Ø. bui nei kneed la independent opwarmt:. tho proefles net zot. ander trad party tonder alom tur ham boen aards by lb ~gom" afTrraratt.andagovadosh man aan a thrdiany vendu Mhout imkpendem wreden by TI> kreta. Valuta met nol («MI Ine cand mrchase pica. acisul mand utlue « be mam] toen kwenen t ei øt11Ø telue wend a:ØØ IIVOugh ~methode. Me oluskn ms/ be renected aa NenPited CNV) Fa 0006~ stal toom% utman ta NahStardard koe. pleno armst Clan Smoes Dom reasturrats amnamaa wanne9PC Adm lido Steurt= (ARSD Pang: lbo makel~ fa MS start=rad boen~med. d~Wo. torn chiOtekneenaree er ame indeperdent s0urCes Tse Barney el me edda is nol curanicat Ha motel makt snot adertb. TE/ PadInde wil poco to OAS peotion.takrg 4110 ~dom= bot to Muon/ ad undrramg att quaty. Die SAS ~kei is curratly tecaneldng a bede 011oadty end. esa mort here art be no name deel socheecurtes ca, to sold order arenman tablat. REGULATORY DISCLOSURES NI vansaceons aro abject to p) mc consmution. Na. tegulatons. clowns and ulaan d the exchange Of makel. and ia dearaoreouse. H em. en mach mal kanteel-dna ere oaccuted: (nl bodega! lees. mang mc Saturnus Act el 1933 and tho S«urnes Ex ouncriDO ni in of o nd Of (r h : F eer an investor brochure bal maas intormabon dosolang FINRAS Pltllc Dociasuro Program. pletne Contact F1NRA et 030-289.9999 Of enewlinfaala 1110 intaest rato slxnen ta TO Amor/rade Cash is laken hom tho opplooi:1c micron rato eer lor the Merkel Valere baten«. n Me TO Ametrrede Cali,. as OIO» elgismen cloWno date Simple irtftest es acnxd dall/ based on the interestrato ter applicatie to oach days Liane°. Innamen Statement Notinzation: llso statement ol hnancul condton lor TO Omen:rade es ~tabla Wee a yen and may be obtentel al no COst via be inramen at tobscUwerticcrnentrad000nynnancrabiatomonibtra °paan AssIgnment All short equty poon namens and som: indoe oom potbons are ~lab!. lof assignment. Exeitte anignment races eo, eg vb ot index opbons are tandonly alocalod amang all tiomn' shon postent by an aJlomaind orecoette. Free Credit Balancos (Rule 154.2 & 3): Under me ment promotion (vlos. wo may uso tree bedil belenen in yOur OCCOuril n Ine Ordintuy course ol out buene» whkh are porralle to sou on dorrend. Mergin Aa:afrit Oleguladon Ttilyou have a nygin account. ma report d a combnaten cd yle marl» aardt anda ~dal memorandum amant Tredng on maren pOses edda:knal risks and es not sutaldo lor all investors. A complet° lal et the risks assooatod seell reargin gedoe is svalebo in ne margri rek disdosure document. YOu may grolein a cepy d ms document by oontacting us el Me numbef naled 00 Page Oneol put statement. Payment lor Order Flow (SEC Robs 606 and 607): In somo creumnances. TO ~ontrat:10 recents compasabon 1« drom% cen.sn anwtrotounta and lood equb orde. lbs, fo selecled menens. brokos or dealers (Slaan Geniete). COmponsalion is in lto lam of a per share cash paymon1 h addlon. TO Amatradoalso may raam componsalren relaxed to the lorden curency Mohair Omonen Of trenattaiOns h 1000n seendlies erom Merkel Cetera nemiang nuh vaders Wo post coancny repons discianno ino verves lor «dor rotend nanon at ennvidarnweradracom A ventten orpy is avalatle Loon roomst. h is our pclicy. absent don orders to lno oonlrary. to sela kaats, dealers. ard maa tel Maken, Vvd on be (Willy ko aarde best ~Won ard [ho holen, 01 ~Mg pflee improvoment en markot ordas. Pnco imprammontn avond,* Won «man marker conctions. and we regularar monter executant to test lar :ben inwonen:tm d ~fado. Trede GOMamelie:ne (flule100-10):All conitmelions ere Paraffine* On Ine traisii060n date. Tas: Transactie", in beton seOurilks (indlOn9 Saaien contant ADM liet ( rftfle in me U.8) may rotlucht Lues and loos chargod by esa kraan ma!~ os govemmonls. vach may be Nelected in bie erica ollre accu", Of cherged an txtereendent sne item Privocy POliey MollIkillon: A CODy of Me TO Ameneracb privacy 001CY is avaPable al wevanamaindocom Cadet* Sorairilietn The elocabon el panel reuemaonsd odes n done vang a promotie keen naam. A dorammon el mo pteactiros tot alde saunam is avalabbon Vlo astel: of hand coploo aro muntte upontapost. in øse ot !maa Oe (nesten, &OOI your %MONO Fund %neten. pl eie COnIttl us al laan 669,3960, ot n ming to P,O. Box 2209, Omaks. NE 68103. or by email dieMeerva*KandaMadrade.Cem TOS ~maten einebed in >na e0Ø statement Shell bo boden upen waf rl you do not oturd wam sody Nt)days lor any aansta ot luens sutla to Regiebon E, toch as ATM and pont arale barelen, dein varadons. drom daa :d. and wilhatanilt. We Must heer trom you ro later Man 60 dors erter we seM gru lno rinst' summair en whchthe error or pe°Mom appearod, (I) Ted us par ren. end «munt camber (2) Ooscrto the error er Me tranaSer you are urnen* atoom. ard oxplan as dooft/ as you can way you bolero d is an orror or way you nood moro snlormabon. (3) Ted os Po dobler arroJni of le suepected erwt. Wo stil invosigdo your °omplant and wil wrat any error prompdy. n wo lakei more man ID Name dus le de INS. se Voll Credl y04.1 eremum 40r 010 &MOL« yOu hits is n error. zo~ you wIl have go uso al the menen dunng tho tmo t taket us toean:toto ourinvestgawn. ~TO 150 07na SDNY_GM_00011727

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 09/01/14 - 09/30/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFtS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash ($0.03) ($123.04) $123.01 Insrd Dep Acct 631,076.35 253,086.65 377,989.70 149.4% Money Market Short Balance Stocks 2,109,726/6 2,421,070.92 (311,344.16) (12.9)% Short Stocks Axed Income Options 739,640.04 1,544,041.82 (804,401.78) (52.1)% Short Options Mutual Funds Other 151,291.10 194,020.00 (42,728.90) (22.0)% Total $3,631,734.22 $4,412,096.35 ($780,362.13) (17.7)% Margin Equity 100.0% Cash Activi Summar Income & Ex iense Summa Opening Balance Current YTD Income Reportable Non Reportable YTD ($123.04) $ - Securities Purchased (376.58) (8,601,778.47) Dividends S - $200.00 Securities Sold 378,485.83 5,232,560.36 Interest 1.63 Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 201.63 Interest (0.03) (516.21) Expense (0.03) (516.21) Fees Other (377,986.21) (631,067.34) Other Closing Balance ($0.03) ($0.03) Net ($0.03) $0.00 ($314.58) Estimated Income Estimated Yield Portfolio Allocation $ 0.00 page 1 o113 CONFIDENTIAL 0.01% Other Options 4.2% 214% 0.0% Insrd Dep Acct 17.4% Stocks 58.0% Performance Summa Cost Basis As Ot - 09/3114 •• $3,698,668.25 Unrealized Gains 217,04170 Unrealized Losses (915,054.05) Funds Deposited/(Disbursed)YM 4,000,600.00 Income/(Expense)n° (314.58) Securities Received/(Delivered)"° 0.00 **For cost-basis Information. refer to www.tclamertttado.com SDNY_GM_00011728

Statement for Account # 867-730320 09 01 14 - 09/30 14 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal 0.00 $ 4,000,000.00 4,000,000.00 TOTAL 0.00 4,000,000.00 Income Summary Detail' Description Current Year to Date Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest $ 0.00 (0.03) 0.00 3.49 $ 1.63 (516.21) 200.00 9.01 'This section displays current and year to date taxation values for 016 account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ACCESS PHARMA INC ACCP 363.500 $ 0.275 $99,962.50 05/12/14 $ 142,412.44 $ 0.39 $ (42,449.94) $ COM ATHERONOVA INC AHRO 3.403 1.96 6,669.88 06/16/14 7,570.46 2.22 (900.58) COM COMMAND SEC CORP MOC 20.000 1.98 39,600.00 07/07/14 36,518.57 1.83 3,081.43 COM ELEPHANT TALK ETAK 193.853 1.03 199,668.59 05/12/14 193,085.38 1.00 6,583.21 COMMUNICATIONS COM EMRISE CORP EMRI 32.000 0.78 24,960.00 05/15/14 27,134.47 0.85 (2,174.47) COM HAUPPAGE DIGITAL INC HAUP 187.800 0.17 31,926.00 06/13/14 35,201.45 0.19 (3,275.45) COM LANTRONIX INC LTRX 90.000 1.78 160,200.00 05/23/14 176,877.30 1.97 (16,677.30) COM page 2 of 13 CONFIDENTIAL SDNY_GM_00011729 EFTA_00122380

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield LIHUA INTERNATIONAL LIWA 81.001 0.05 4.050.05 06/30/14 22.615.07 0.28 (18.565.02) INC COM MECKLERMEDIA CORP MECK 3,200 0.96 3.072.00 07/24/14 2.645.50 0.83 426.50 COM MERRIMAN HOLDINGS MERR 30.400 2.55 77.520.00 07/09/14 105.961.03 3.49 (28.441.03) INC COM MODUSLINK GLOBAL MLNK 43,200 3.57 154.224.00 05/13/14 157.472.54 3.65 (3.248.54) SOLUTIONS INC COM NOTIFY TECHNOLOGY NTFY 2,220 8.00 17.760.00 07/08/14 32.898.00 14.82 (15.138.00) CORP COM OCLARO INC OCLR 80.000 1.43 114.400.00 05/13/14 151.686.72 1.90 (37,286.72) COM RAINMAKER SYSTEMS RMKR 472.000 0.075 35.400.00 05/12/14 106.708.07 0.23 (71.308.07) INC COM RELM WIRELESS CORP. RWC 45.000 5.16 232.200.00 05/13/14 151.440.35 3.37 80.759.65 COM RICEBRAN RIBT 66.900 5.32 355.908.00 05/12/14 371.803.49 5.56 (15.895.49) TECHNOLOGIES COM TITAN ENERGY TEWI 4.503,800 0.0274 123.404.12 06/23/14 78.658.58 0.02 44.745.54 WORLDWIDE INC COM TRANSGENOMIC INC TBIO 92.600 3.77 349.102.00 05/12/14 368.585.82 3.98 (19.483.82) COM ZAZA ENERGY ZAZA 6.174 3.63 22.411.62 05/21/14 45.300.57 7.34 (22.888.95) CORPORATION COM page 3 0113 CONFIDENTIAL SDNY_GM_00011730 EFTA_00122381

Statement for Account # 867-730320 09 01 14 - 09 30 14 Account Positions Investment Description SymboU CUSIP Quantity Current Price Market Purchase Cost Value Date Basis Average Cost Unrealized Gain(Loss) Estimated income Yield Stocks - Margin ZIOPHAFM ONCOLOGY LOP 21,700 2.64 57,288.00 05/14/14 76.372.38 3.52 (19,084.38) INC COM Total Stocks $2,109,726.76 $2,290,948.19 $(181,221.43) $0.00 0.0% Options - Margin ADVANCED MICRO 920 $ 0.2689 $24,738.80 05/12/14 $ 80,879.08 $ 0.88 $ (56,140.28) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 875 0.06 5,250.00 06/20/14 36,151.25 0.41 (30,901.25) DEVICES INC AMD Jan 17 15 4.5 C AEROPOSTALE INC 610 0.3279 20,001.90 05/13/14 91,337.14 1.50 (71,335.24) ARO Jan 17 15 3.5 C AEROPOSTALE INC 320 1.2903 41,289.60 07/18/14 44,146.39 1.38 (2,856.79) ARO Oct 18 14 2.0 C BEAZER HOMES USA INC - 390 0.50 19,500.00 05/13/14 80,047.86 2.05 (60,547.86) BM Jan 17 15 20.0 C BLACKBERRY LIMITED 130 1.62 21,060.00 06/27/14 24,755.63 1.90 (3,695.63) BBRY Jan 17 15 9.0 C CORINTHIAN COLLEGES - 575 0.0001 5.75 06/24/14 3,211.05 0.06 (3,205.30) INC COCO Feb 20 15 1.0 C CORINTHIAN COLLEGES - 2.167 0.0297 6,435.99 05/13/14 63,816.86 0.29 (57,380.87) INC COCO Nov 22 14 1.0 C COWEN GROUP INC 215 1.3098 28,160.70 07/15/14 42,378.41 1.97 (14,217.71) GOWN Jan 17 15 2.5 C COWEN GROUP INC 600 0.3098 18,588.00 06/27/14 15,873.40 0.26 2,714.60 GOWN Jan 17 15 5.0 C DRY SHIPS 800 0.12 9,600.00 05/12/14 51,659.20 0.65 (42,059.20) INCORPORATED DRYS Jan 17 15 3.0C page 4 of 13 CONFIDENTIAL SDNY_GM_00011731 EFTA_00122382

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield FLAMEL TECH 130 4.7496 61.744.80 05/14/14 53.660.62 4.13 8.084.18 FLML Dec 20 14 10.0 C FUELCELL ENERGY INC - 290 1.0901 31.612.90 05/13/14 37,228.46 1.28 (5.615.56) FCEL Oct 18 14 1.0 C FUELCELL ENERGY INC - 380 0.592 22.496.00 05/12/14 31.626.12 0.83 (9.130.12) FCEL Oct 18 14 1.5 C HEWLETT PACKARD CO - 110 5.00 55.000.00 05/13/14 45.394.14 4.13 9.605.86 HPQ Jan 17 15 31.0 C JETBLUE AIRWAYS CORP - 210 1.1248 23.620.80 07/31/14 30.038.54 1.43 (6.417.74) JBLU Dec 20 14 10.0 C MGIC INVT CORP WIS 515 0.612 31.518.00 05/14/14 77.606.61 1.51 (46.088.61) MTG Jan 17 15 8.0 C NET 1 UEPS 191 4.056 77.469.60 05/22/14 64.875.64 3.40 12.593.96 TECHNOLOGIES INC UEPS Jan 17 15 8.0 C NET 1 UEPS 131 3.2025 41.952.75 06/05/14 39.457.20 3.01 2.495.55 TECHNOLOGIES INC UEPS Jan 17 15 9.0 C NORDIC AMERICAN 725 0.6092 44.167.00 05/15/14 94.302.15 1.30 (50.135.15) TANKERS LTD NAT Jan 17 15 7.87 C NORDIC AMERICAN 325 0.0145 471.25 06/18/14 12.954.55 0.40 (12.483.30) TANKERS LTD NAT Oct 18 14 9.87 C QUANTUM FUEL 250 0.1775 4.437.50 07/17/14 37.655.50 1.51 (33,218.00) SYSTEMS TEC QTWW Oct 18 14 4.0 C RADIOSHACK 500 0.305 15.250.00 07/18/14 9.293.00 0.19 5.957.00 CORPORATION RSH Jan 15 16 1.0 C RADNET INC. 480 1.8685 89.688.00 05/12/14 99.022.56 2.06 (9.334.56) RDNT Dec 20 14 5.0 C SONY CORP 305 1.125 34.312.50 06/10/14 23.862.18 0.78 10.450.32 SNE Oct 18 14 17.0 C page 5 0113 CONFIDENTIAL SDNY_GM_00011732 EFTA_0011 22383

Statement for Account # 867-730320 09 01 14 - 09 30 14 Account Positions SymboU Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Options - Margin TEEKAY TANKERS LTD 205 0.053 1,086.50 06/23/14 7,279.67 0.36 (6,193.17) TNK Nov 22 14 5.0 C UNISYS CORP 250 0.3001 7,502.50 07/14/14 35,629.50 1.43 (28,127.00) UIS Oct 18 14 24.0 C YRC WORLDWIDE INC 30 0.0988 296.40 06/05/14 6,820.23 2.27 (6,523.83) YRCW Oct 18 14 22.5 C YRC WORLDWIDE INC 140 0.0202 282.80 06/27/14 18,905.37 1.35 (18,622.57) YRCW Oct 18 14 32.5 C ZIOPHARM ONCOLOGY 210 0.10 2,100.00 07/01/14 26,106.55 1.24 (24,006.55) INC ZIOP Oct 18 14 3.0 C Total Options $739,640.04 $1,285,974.86 $(546,334.82) $0.00 0.0% Other - Margin RICEBRAN RIBTW 89.000 $ 1.6999 $ 151,291.10 05/12/14 $ 121,745.20 $ 1.37 $ 29,545.90 $ TECHNOLOGIES WARRANT EXP 11/18/2018 Total Other $151,291.10 $121,745.20 $29,545.90 $0.00 0.0% Total Margin Account $3,000,657.90 $3,698,668.25 $(698,010.35) $0.00 0.0% page 8 0113 CONFIDENTIAL SDNY_GM_00011733 EFTA_00122384

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance Opening Balance ($123.04) 08/27/14 09/02/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 700- $ 4.8001 $ 3253.99 3,230.95 COM Commission 6.00 Regulatory Fee 0.08 08/27/14 09/02/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 700- 4.90 3.423.92 6.654.87 COM Commission 6.00 Regulatory Fee 0.08 08/29/14 09/02/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC - 1 3.70 (376.58) 6,278.29 UEPS Jan 17 15 9.0 C TO OPEN Commission 6.55 Regulatory Fee 0.03 09/02/14 09/02/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.278.29) 0.00 DEPOSIT ACCOUNT 09/02/14 09/05/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 1.200- 5.825 6.983.84 6.983.84 COM Commission 6.00 Regulatory Fee 0.16 09/02/14 09/05/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 1.500- 5.805 8.701.30 15.685.14 COM Commission 6.00 Regulatory Fee 0.20 09/05/14 09/05/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (15.685.14) 0.00 DEPOSIT ACCOUNT 09/03/14 09/08/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 3.600- 4.96 17.849.60 17,849.60 COM Commission 6.00 Regulatory Fee 0.40 09/08/14 09/08/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (17.849.60) 0.00 DEPOSIT ACCOUNT 09/04/14 09/09/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 2.000- 5.1501 10.293.97 10,293.97 COM Commission 6.00 Regulatory Fee 0.23 09/09/ 4 09/09/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (10,293.97) 0.00 DEPOSIT ACCOUNT page 7 of 13 CONFIDENTIAL SDNY_GM_00011734 EFTA_00 122385

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 09/09/14 09/09/14 Margin Received - Other 7A7A ENERGY CORPORATION 7A7A 1 0.00 0.00 COM REORG - CREDIT MANDATORY ROUNDING SHARE FROM 98919T100 09/05/14 09/10/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1.700- 5.634 9.571.58 9.571.58 COM Commission 6.00 Regulatory Fee 0.22 09/ Oil 4 09/10/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (9.571.58) 0.00 DEPOSIT ACCOUNT 09/12/14 09/15/14 Margin Sell - Securities Sold YAHOO! INC 25- 5.80 14.479.32 14.479.32 YHOO Sep 20 14 37.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.93 09/15/14 09/15/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (14.479.32) 0.00 DEPOSIT ACCOUNT 09/15/14 09/16/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 50- 1.07 5.315.18 5.315.18 BBRY Sep 20 14 10.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.32 09/16/14 09/16/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (5.315.18) 0.00 DEPOSIT ACCOUNT 09/16/14 09/17/14 Margin Sell - Securities Sold SONY CORP 45- 3.20 14367.85 14,367.85 SNE Oct 18 14 17.0 C TO CLOSE Commission 30.75 Regulatory Fee 1.40 09/16/14 09/17/14 Margin Sell - Securities Sold SONY CORP 45- 3.20 14367.85 28.735.70 SNE Oct 18 14 17.0 C TO CLOSE Commission 30.75 Regulatory Fee 1.40 09/16/14 09/17/14 Margin Sell - Securities Sold SONY CORP 90- 3.30 29.641.68 58,377.38 SNE Oct 18 14 17.0 C TO CLOSE Commission 55.50 Regulatory Fee 2.82 09/16/14 09/17/14 Margin Sell - Securities Sold CENTRAIS ELEC BRAS 100- 0.80 7.936.42 66,313.80 EBR Sep 20 14 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 2.58 page 8 of 13 CONFIDENTIAL SDNY_GM_00011735 EFTA_00122386

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 09/17/14 09/17/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (66.313.80) 0.00 DEPOSIT ACCOUNT 09/17/14 09/18/14 Margin Sell - Securities Sold CENTRAIS ELEC BRAS 105- 0.90 9.383.52 9.383.52 EBR Sep 20 14 2.5 C TO CLOSE Commission 63.75 Regulatory Fee 2.73 09/17/14 09/18/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 50- 1.11 5.515.17 14,898.69 BBRY Sep 20 14 10.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.33 09/17/14 09/18/14 Margin Sell - Securities Sold CITIGROUP INC 40- 4.90 19.570.60 34.469.29 C Sep 20 14 48.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.40 09/ 8/14 09/18/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (34.469.29) 0.00 DEPOSIT ACCOUNT 09/ 8/14 09/19/14 Margin Sell - Securities Sold CITIGROUP INC 40- 5.00 19.970.59 19.970.59 C Sep 20 14 48.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.41 09/8/4 09/19/14 Margin Sell - Securities Sold CITIGROUP INC 40- 5.45 21.770.55 41.741.14 C Sep 20 14 48.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.45 09/18/14 09/19/14 Margin Sell - Securities Sold TWITTER INC 50- 8.80 43.964.32 85.705.46 TWTR Sep 20 14 43.0 C TO CLOSE Commission 33.50 Regulatory Fee 2.18 09/18/14 09/19/14 Margin Sell - Securities Sold CENTRAIS ELEC BRAS 100- 0.80 7.936.42 93.641.88 EBR Sep 20 14 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 2.58 09/18/14 09/19/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD - 62- 0.56 3.337.93 96.979.81 HSOL Sep 20 14 2.0 C TO CLOSE Commission 132.50 Regulatory Fee 1.57 09/18/14 09/19/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD - 168- 0.55 9.235.75 106,215.56 HSOL Sep 20 14 2.0 C TO CLOSE Regulatory Fee 4.25 page 9 0113 CONFIDENTIAL SDNY_GM_00011736 EFTA_00122387

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price 09/19/14 09/19/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 DEPOSIT ACCOUNT 09/19/14 09/22/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 162- 0.45 JBLU Sep 20 1411.0 C TO CLOSE Commission 95.10 Regulatory Fee 4.06 09/19/14 09/22/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD - 230- 0.45 HSOL Sep 20 14 2.0 C TO CLOSE Commission 132.50 Regulatory Fee 5.75 09/19/14 09/22/14 Margin Sell - Securities Sold CENTRAIS ELEC BRAS 100- 0.70 EBR Sep 20 14 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 2.56 09/19/14 09/22/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 150- 0.81 BBRY Sep 20 14 10.0 C TO CLOSE Commission 88.50 Regulatory Fee 3.87 09/19/14 09/22/14 Margin Sell - Securities Sold CENTRAIS ELEC BRAS 100- 0.70 EBR Sep 20 14 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 2.56 09/19/14 09/22/14 Margin Sell - Securities Sold YAHOO! INC 75- 3.92 YHOO Sep 20 14 37.0 C TO CLOSE Commission 47.25 Regulatory Fee 2.45 09/22/14 09/22/14 Margin Delivered - Other ALCATEL LUCENT 405- 0.00 ALU Sep 20 14 4.0 C EXPIRATION 09/22/14 09/22/14 Margin Delivered - Other RADNET INC. 1.530- 0.00 RDNT Sep 20 14 7.5 C EXPIRATION 09/22/14 09/22/14 Margin Delivered - Other AVON PRODUCTS INC 270- 0.00 AVP Sep 20 14 15.0 C EXPIRATION 09/22/14 09/22/14 Margin Delivered - Other UNILIFE CORP 380- 0.00 UNIS Sep 20 14 2.5 C EXPIRATION page 10 6113 CONFIDENTIAL Amount (106.215.56) Balance 0.00 7.190.84 7.190.84 10.211.75 17.402.59 6.936.44 24,339.03 12.057.63 36,396.66 6.936.44 43,333.10 29.350.30 72.683.40 72.683.40 72.683.40 72.683.40 72.683.40 SDNY_GM_00011737 EFTA _00122388

Statement for Account # 867-730320 09 01 14 - 09 30 14 Account Activit Trade Settle Acct Transaction,' Symbol! Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 09/22/14 09/22/14 Margin Delivered - Other JETBLUE AIRWAYS CORP 250- 0.00 72,683.40 JBLU Sep 20 14 12.0 C EXPIRATION 09/22/14 09/22/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (72,683.40) 0.00 DEPOSIT ACCOUNT 09/22/14 09/25/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1,500- 5.6863 8,523.26 8,523.26 COM Commission 6.00 Regulatory Fee 0.19 09/22/14 09/25/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 570- 5.7301 3,260.08 11,783.34 COM Commission 6.00 Regulatory Fee 0.08 09/22/14 09/25/14 Margin Sell - Securities Sold REIM WIRELESS CORP. RWC 1,230- 5.73 7,047.74 18,831.08 COM Regulatory Fee 0.16 09/25/14 09/25/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (18,831.08) 0.00 DEPOSIT ACCOUNT 09/30/14 09/30/14 Margin Div/Int - Expense MARGIN INTEREST CHARGE 0.00 (0.03) (0.03) Payable: 09/30/2014 Closing Balance ($0.03) 'For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. TD Ameritrade Cash Interest Credit/Ex n se Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Days Rate Debited Credited 09/01/14 $ (123.04 $ Total Interest Income/(Expense) 1 9.00 $ 0.03 $ - $0.03 $ 0.00 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 09/01/14 $ 253,086.65 1 0.0100 $ 0.07 $ 0.07 $ - 09/02/14 259,364.94 3 0.0100 0.21 0.28 09/05/14 275,050.08 3 0.0100 0.23 0.51 09/08/14 292,899.68 1 0.0100 0.08 0.59 09/09/14 303,193.65 1 0.0100 0.08 0.67 09/10/14 312,765.23 5 0.0100 0.43 1.10 page 11 of 13 CONFIDENTIAL SDNY_GM_00011738 EFTA_00122389

Statement for Account # 867-730320 09/01/14 - 09/30/14 Insured Deposit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MID Accrued MTD PAID 09/15/14 09/16/14 09/17/14 09/18/14 09/19/14 09/22/14 09/25/14 327,244.55 332,559.73 398,873.53 433,342.82 539,558.38 612,241.78 631,072.86 1 0.0100 1 0.0100 1 0.0100 1 0.0100 3 0.0100 3 0.0100 6 0.0100 0.09 0.09 0.11 0.12 0.44 0.51 1.03 1.19 1.28 1.39 1.51 1.95 2.46 3.49 3.49 Total Interest Income $3.49 Insured Deposit Account Activity Date Check Date Tracking Expense Cleared Number Written Transaction Description Code Code Amount Balance Opening Balance S253,086.65 09/02/14 09/02/14 Received FDIC INSURED DEPOSIT ACCOUNT $ 6,278.29 259.364 94 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/05/14 09/05/14 Received FDIC INSURED DEPOSIT ACCOUNT 15,685.14 275,050.08 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/08/14 09/08/14 Received FDIC INSURED DEPOSIT ACCOUNT 17,849.60 292,899.68 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/09/14 09/09/14 Received FDIC INSURED DEPOSIT ACCOUNT 10,293.97 303,193.65 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/10/14 09/10/14 Received FDIC INSURED DEPOSIT ACCOUNT 9,571.58 312,765.23 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/15/14 09/15/14 Received FDIC INSURED DEPOSIT ACCOUNT 14,479.32 327,244.55 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/16/14 09/16/14 Received FDIC INSURED DEPOSIT ACCOUNT 5,315.18 332,559.73 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT pegs 12 0113 CONFIDENTIAL SDNY_GM_00011739 EFTA_00122390

Statement for Account # 867-730320 09/01/14 - 09/30/14 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 09/17/14 09/17/14 Received FDIC INSURED DEPOSIT ACCOUNT 66,313.80 398,873.53 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/18/14 09/18/14 Received FDIC INSURED DEPOSIT ACCOUNT 34.469.29 433342.82 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/19/14 09/19/14 Received FDIC INSURED DEPOSIT ACCOUNT 106.215.56 539.558.38 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/22/14 09/22/14 Received FDIC INSURED DEPOSIT ACCOUNT 72.683.40 612.241.78 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/25/14 09/25/14 Received FDIC INSURED DEPOSIT ACCOUNT 18,831.08 631,072.86 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/30/14 09/30/14 Received Interest: Insured 1.46 631,074.32 Deposit Account 09/30/14 09/30/14 Received Interest: Insured 2.03 631,076.35 Deposit Account Closing Balance $631,076.35 TD Bank NA $247,500.00 TD Bank USA NA $383,576.35 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities hwestor Protection Corporation (SIPC) protection applicable to your brokerage account. page 13 of 13 CONFIDENTIAL SDNY_GM_00011740 EFTA_00122391

FACTS Why? What? How? WHAT DOES TD AMERITRADE FACTS DO WITH YOUR PERSONAL INFORMATION? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. The types of personal information we collect and share depend on the product or service you have with us. This information can include: • Social Security number and financial account numbers • Account balances and transaction information • Income and employment information All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons TD Ameritrade chooses to share; and whether you can limit this sharing. Do:: TD HrtHHHcle IHH? Han :CPU Hal: HhH IHH:ngH For our everyday business purposes— such as to process your transactions. maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No For our marketing purposes— to otter our products and services to you Yes No For joint marketing with other financial companies No We do not share For our affiliates' everyday business purposes— information about your transactions and experiences Yes No For our affiliates' everyday business purposes— information about your creditworthiness No We do not share For our affiliates to market to you Yes Yes For nonaffillates to market to you No We do not share To limit our sharing Questions? • Call 800.326-7141—a client services representative will assist you or • Visit us online: tdameritrade.com/privacy Please note: If your account is managed by an independent investment advisor, your account preferences are already set to limit our sharing. If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing. Call 800.326.7141 or email privacy@tdameritrade.com Page I of 2 Alv1TD 800 F 05,12 CONFIDENTIAL SONY_GM_00011741 EFTA_00122392

Page 2 Who we are Who is providing this notice? TD Ameritrade, Inc. and the TD Ameritrade family of divisions and companies, including TD Ameritrade Institutional, thinkorswim, and Amerivest Management, LLC. What we do How does TD Ameritrade protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. For more information, please visit tdameritrade.com/security How does TD Ameritrade collect my personal information? We collect your personal information, for example, when you • Open an account or make deposits or withdrawals from your account • Direct us to buy securities or direct us to sell your securities • Tell us about your investment or retirement portfolio We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can't I limit all sharing? Federal law gives you the right to limit only • Sharing for affiliates' everyday business purposes—information about your creditworthiness • Affiliates from using your information to market to you • Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law. What happens when I limit sharing for an account I hold jointly with someone else? Your choices will apply to everyone on your account. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Our affiliates include companies with a TD Ameritrade name, financial companies such as RED Option Advisors, Inc. and the TD Bank Financial Group family, including TD Bank and The Toronto-Dominion Bank, as well as non-financial companies such as Investools, Inc. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • TO Ameritrade does not share with nonaffiliates so they can market to you. Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you. • TD Ameritrade doesn't jointly market. Other important information For Nevada Residents. We are providing you this notice pursuant to stale law. You may be placed on our internal Do Not Call List bycalling 800-328-7141. Nevada law requires that we also provide you with the following =Mad information: Bureau of Consumer Protection. Dike of the Nevada Attorney General. 555 E. wash:von SI.. Suite 3900. Las Vegas. NV 89101. Phone rimmbet: 702.488.3132: emai: BCFINFORMg.slate.rmus. For Valmont Residents. In accordance with Vermont law. we mil not share information we ailed about Vermont residents whh companies who are not murales. except as permitted by taw. such as with your consent or to service your accounts. We will net share information about your credintmtNness with our affiliates without your authorization or consent. but we may share inlmialion about our transactions or experiences with you with our affiliates willocut your consent. For California ResIdeMs. In accordance mth Gahlotnia law. we wit not share iniormation we tolled about you with nonalliliates. except as allowed by law. For example, we may share ihlonnifficg with your consent or to service your accounts. Among our affiliates. we will limn inlognalion sharing to the extent required by Gallittnia law. Page 2 of 2 CONFIDENTIAL AMTD S00 F05/12 S0NY_GM_00011742 EFTA_00122393

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011743

Terms and Conditions STATEMENT GUIDE IL nt-enrat mondes mondly Portree Reports lor accoums am actay and quanody repais racerro lv accours with assois.. Portfolio Summey: Treaks the Carrent na a rota 000010 es 01 the rapt olle end compares n ro me par month.a Te aSSel &tara «ladre yOur ren1010 dandation by investert type /ample abornons und« 5% be gromal slo thocategory ol -Crier m mo po chan. Latin Eauty - Tour Amont Equimeruel Long Paginât° Velue • Total Shan Velue) dandy Summum: Trio mania and doung cash balances am reconcla note for yoga qui& re!ef eice Ai scat actty Is sunnenzed lor ma caret mea and yee IO dato. Moore a Capone" Summary inandRa °My): 11,15 aman dolant tre ineme aie timons. 'UM (rom te Actity Savary Md Glatiras the los liement Rebrement Account Sana« (IRA, osy): Rama mo IRS ratexod transoesons lor Mo rutert ara vit mea IRS Form 5498 laie market velue is bosad on te amen value n of Dotante( 31 cd Mo promus yoar and el to furnshod lo de Internai Revenue Sonne. PadermanceSummory:Monne your annuel ponta renommai motte uneelized geins end los,me ar your haut* ruestrnoni Ø00+g'/. Accounl Postent: New yod rrestenots al tho current malt ma and compare tho cognai cal to ses reseolued geins and tosses n your paillote Originel cal is esbigna uting Me ente. dist-oul (FIFOI melhod. ntich assumes me end Shan! 0o sel me More you airchesed trot. Tho esimalod iremstmoni incomo2 and average cos' per Mare are «pape bar your tiento°, ame olden pa chas° cale e abonnie en autan of leur nota Perle, Matin' Atll*y: Al naos« solMly ia Oeta dansa. teled in dore Order, ard rellected n the g:bangCash belene. Trias Penang Confirm yOur emittled Vedas «h s sadismen dote elle menin Ø. Thom Patachons. el to rellected n ma Accouni Actudy action rosi mords. Peine Cash Services Transaction 0,4011: Cash measpemert uensetions Mel cleared øsing ta :tara: reposa° muon. ndudng chais. dont card and ATL1 actudy. aro utad In dato Cid« Onan° Cash Services Summary: Credo ard dote transat:ion mua lor tho amont M'omet Manne paria tee Summa.iitd. IndeOld drineadere eie notlisted. tua do romana adummens. tho slaloment dotais may not ocee the Pomment toton. Mendia Annal tomme ond Estmeed Annuel DM velues tire base) upon the nota a shores mina or arrom value balance as ot tre stalemard data ard me mou record dendend rote a ase ad made GENERAL INFORMATION 11) Mente da« not Food* legal or las ulves. Remo corme your tagal achar or las aMOurall vat neOleary. Ase SlênCerd iode« pince. pane Carrants May be retard bi qualty tende and IransettiOn veigana Padane For TD Amenants «ahanai clore. your advesor linn Is scparato from and not alita wth TD Ansontrace. Inc. a TO Arrcetrado °corna Inc.. and oach lem Is nit responste la the Praxis and sonies 01 the Viser. Mammy of Ropons:II you ten are eros or omissions m your &scout stebament you ahould immadimely ad us al the nimber lista on page one 01 your salement. You Mora else coati our Clearing ren, TD Amortiras Clearing, Inc. al 800489-31100. %cas° teint trie damnant carnaly Ir you dagry mai any Wansacten or d Mao am any ans a omissions. Fasse Øy e Oient Services repiesentalhe a yOur lote bath ace. es sel as 10 Amairoa Cloua. hm, ul vima coron ton (IO) deys ol y*: rompt ot tnt sarment AN ore siatements mel you hem mede to us shaid be COrdnad in enta The sarment egi abattis beconsidared modal," Plana n01y uS pron' ol any changes in vas cOntaci information. lareedas regaled on your report MI bo °onces/par deamed atoneunies you noely TO Ain:IndeIrrerofern. Accounl Protection: >pouls ab by TO Bank. N.& ard TD Bat USA. NA. aro navra by Ole FDC (rat Cana by SIPC) Up 10 2250.600. Lits are per aCCOunl ornent» per inialt4On. TO barn more abat FDIC COverage go 10 ana 1010.00v, Satellite. «Aida Mulual Mat hold in Mur Drainai ACCOunt are al «Malt Or 0010aliOnS el. Or guarantortel by. any bank. ale not Foeincite!. and mot testent lieu. ircluda posstle loss ol princpal. TD Ameroade is a mentor ol the Sauras Inventa Protocton Corporation CSIPC1. which preees secunlies customs.« of ils menas up Io 5500.000 (inarling 6250.000 loi daims for cash). Explaratory brochure is available on tant at etreePode9. Adjanaily. TI) Amadou* pentes Neri demi 3149.5 milan won 0f protection for SeCuritieS and 32 milan 01 'Medan br asen thatigh Ouatinent Carnage panda by London Marat h Me «Mi 014 Orange insoler/na, s chemina teia en«, due kt die nie» in baraqua and mo SIPC, Sacermornal [Crotale, s pad oui aie Mo trusta and SIPC payons and Laar suce contage each Cent is limera to a aribixd mien ot S152 milice Iton e Vesle°. SIPC and London inters The Tel Andrade attenant average lias an aggroga1e ol $500 man ara all aussi:mars. The polry protes atome Iole/ring tango intehincy erd cas 001 palet tigeintil lese in menti value le me socumen M invemment n a money market lord iS ne ineured Or wareneed by the Faderel Papou Insurate Corporabon tFOICI n any on« gamine« aerecy Anough lho lunds sen IO mosane trie vabereyOur «tant MS 00 pK site, 1 is panas IO Mse mari by testa n e money ment ånd. Dedreds eie <band dey ont padVernwastod monta. Tho prospectus contons Ilis ard oow important rtormmon Reni trie prospect aoftvIll bane ir nad NOreleatil imamats hal ttr your trokor.doaler aro NOT FDIC NSURED. NOT BANK GUARANYEEDi MAT LOSE VALUE. The balane° in Mur benk 00p091 amant cd Shen d yOur money niekel mat And can to loubar:d on yow osas and the Fimoods rourred to irae socurarn aconit or remitled bya Tes Mania: lbe pela) tanne e lar «amant Tou rip rasa ram 1009 foi ned tu aman n c.:malaxe M1, HIS iscrentais Indudes unbb rama datas. captal baie. tees ante. ene sires tome Sofa Donnera ere subie." b iedæstcelon nilim bo rotbacd m atoccwat tar amas Con Bais: Car aus. tas lot and necton= mana a-d Ga texpar ans erre ana CtrOXI«1 Dy COI KOMORATED ID Amande is not empesas le tee reteeity or e1Ø d Id ntormaxes. TD Prenne ada bexmaion perdes itimarel do stu panne,me malt, d me hecrmalon and date sio‘ted COI taCCEPCEATEDe Batela roman end end ankted eh IDimam* Matir and Options Account Agrainent: Prompts adviso10 Amentrade n seing ot any change n your investment cimarros or tardai stuairan as tint pcian to your margin Or Mien tecCunt agreements. A summe y of rammesans and charge) inCurred wth mo exerce= ol °Faons transmuons is °valable. Ond Nad Prima lb* make vola cl sconses ham ban Mana Oman hum aetdoi ente trd Othe rapsode« sans Velum eie bard on te dota pa me mon bette me bd ad aerg Faces. acte ratas. I no murai tanna:le Ion a riltn qatari »VO) Cr Oh« amendent Mme. te met e. tette Fo bene made:1 ei Prp." CA, flue vans cn your macho rapet am nota as reel darmson ad m da ne guanos Mo axer, dry sottes Fan Itenego Oeta postons aro salace yang the reenanng bene ed ma tel mat ake Polka ami anions my nei necart sot prame. Tic seccnday lu Cato d aposts Mas) e genady nad melba raud mate mer be Ma« Rom Mo pahase Due Attigeant loss d plortml may toelt ton i.e t ses ala CD pronom:art. Basas adb Frei torr» Sccurles ri ar dforomy Mas cary colins and dard tale en a MM otage Rut ma tan mo OTC loe tecoutil nwkis and tarot«louaima ne et& la loue tee Mur Pearlpl rratety.lho silo olLent me to mammy me tan r a las ol Feenapal. Non Standard Ans DOSAI aie tecaly imamats ro tad panciaan program socurta !penestee. Irma tolet ccmpantx. o rad mea»rhosemort 'rusai. cormary pect. amie tout. prao dat «hage Lai NSM se bobal/ INA malmena ed do na lede an e nem." somma echango e bo tien Stock Un Ibo eues stem tor dao menions Me etnaled mai «rad hen den meMods, teldrig. bul ne taled 10 amendent monts me pxyan: na eue. ana« the party tarder dies hat ri n bien protal by to magot« xtreurad ondegodeci am popen o a a thrdary tai Mao eGeendern ..erfraten by ID Annale Va" me/ te reflet the cane pentue Lake. ara mata tue « ho !calte men lannien r an carda vola cand e astabehod 11YOugh tes,n'ends. Ma orties my be rebord as h/mata Mai Foi amsoms «ria /penne uatialon fe Stardard Aase. came cota Clet Sots:. Duce marnais am ne Ø«a uØ te SIPC. Archal Ram Saura@ C/Ftr) Pnong: T ie maltent= le MS marnaton ban raxancd. H mebtle. ara anales ente er otite idem:let Meus. The mana ol HM pregis not wiranied. Ha moka eboc ra allabb. TD Meade tl one Mo SAS peton. tala ne °redorer bon tro ken lu a undayng akt any. Tho ARS mate connly tnenloan, elekekrAZIty and. ese meut Mea Ce be ro mania mel th Muria an be Lob unie one mata cordent. REGULATORY DISCLOSURES MI transmuons are Lace le tu) ma constante tes. mutons. cintra and usages n the evcrisnge or mulet and ils dearabouse. H any. on ...ah sua nentalas are oxocuted: in fatal la e. timing ma Secunoes Act cd 1933 and tho Saures 4 oumf0 0 m in ira t an t ! For an investor brochure mat nias infeemabon desotang FINRA's Mac Docbsuro Program. Petite Contact FINFUL st 630289.9999 or %ratiner Tho intaest rato Mann la TO Afrorada Cash e 'ohm from mo applcatic imputa ber for the Akttel Velue halante el mb TO aMertrade Cath. as tilla Slatenerd °Manu dote Simple toast n acte dall/ basa on the toron tatO ta applcatio to oach dots balance. Flamel Salement Natation: Ibo slalomai ol Manco' condton lor TO ATiontract niable Mea a yen and may be Mena al nO Cool via the item& el Maseventroantrad000ndinanciambamonthtml. Option Assignant: MI short oquty omon panons and soma indox open postions are niable loe ostigewnet EtCee entonnai ra ces Mt muer cd index options tre rendOndy aloceed among all doms' short positons by an auematod proceekee. Free Criait Balances (Rule lte3d & 3): Under me dent prote:con nas. vie may usa free Cedil banas n yØ ratent in me Ordinant Cane ol eue >are» Veen are payable IO sau on dama. Marge Aomori, (lleguladon T): H you have a marge atteint ms report s a combnean ol your margin aceount ends Spa& memorardum tact« Trang on maren poses sediasl niks and es not sural» lor all investors. A complota hel a Me ras assoaalod %eh margin tredug is avalai» in me mare rek disdosure docienent Yas may Main e cos Of Ms document by oonmaing us el tenante( lad on page Onepl)aur nuement Payant br Order Ruer (SEC Rua 606 and 607): In soma crcumslancos. TO Amontrado recensas amponsabon la ciron/ canon oweee.orrunta and isted mut orda nos ta seacied marnas. nets a dealers Draa& Centrai). Crapensalion is in the lot d a per stara cash payment. n onction. TO Andradees° na. rocovecomponsmon masa to mb foreign allmeny tachera nimaren Of earettlies h «am searitasfrom Marke Celant ozoteng sud+ Vade_ Wo post carartaty report encloua Mo «nues for «der rotang °zooma fen.w.idarreitradecom A antan dey is avalante IØ ramest n is our pela. absent clan ordres to mo contrary. to select nones. dot« and mane Malien teded On Ille Wailly 10 nova best exettitiOn and trie lao(y Of Mana Vie improvomort ce marka cases. Pnco tavelant ro avant* ados certain market condoms. and ar tealarir monta execuans to tom for asti mate. ..omet d amiable Trede Confirmations (flule100-10):MI cantaliens are %traminot( On Pie IrealetiOn Taxer Transactions in Steen sautas (Madre tan comatY ADM Oss lade a the U,S.) may inckile taxes and teos darre by Sli fan marne or governments. enn may be macla in ine price 011r secutty cd °bagad es an «lapante tne ilte PRS" Polky Nolidadon: A con d the TC, Amant* ehety 001CY is ankalee VIIM.PaMCfgrad0 SOM Date Sturdee The °tomba et port retrempions a sels is done rang a mena Mary «nom. A dosenpion el tic, precoares ror taie seules Is avolobb on te «Mélo or haie topes aro omette usonfoome.i. In ase ol tan) t datent *Out yOut ElearOne Fond Tanaro. Oeta CO lad tel el 1.800 669 3900, or n %mail to P,O. Box 2209. Omaha. NE 68103, or by omail al denttenkeedanetratle Cen wammeon convins n mue Mani alitement shell 00 londn9 upcn you d rade n01 °bal ah^ sexy days lor any 'condor ot lurt one to Rograbon E, inch as ATM and pot amb tardas, den transactions. duce aspesus. and nithdarma We must har nom you ro later thon 60 Cern ode me sent you me FEST statoment on Michelle orror or pronom noua. (I ) Tel trs sas rik ene «muni rente (2)00mila:ria orror or Mo Kantor you aro unsuro about. ard oxplan as dean/ as you can why you belote nis an orror or vole you nord mue inlormation. (3) Ted us the dollar amount of Ire neoluta ener. Wo invostgate your complant ad tell carat art/ «For promptly. el we lake more man ID business deys loa las, ne mil atal yOur tettuM re Me (Meurt 'ou Pink is n arroi. atlas you w I have ire ull a me rra« dunng tho motteras r to corroi«, our invenatean. »MD 150 OMS SDNY_GM_00011744

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 10/01/14 - 10/31/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash $ ($0.03) $0.03 Insrd Dep Acct (IDA) 1,799,049.93 631,076.35 1,167,973.58 185.1% Money Market Short Balance Stocks 845,922.90 2,109,726.76 (1,263,803.86) (59.9)% Short Stocks Fixed Income Options 577,169.84 739,640.04 (162,470.20) (22.0)% Short Options Mutual Funds Other 111,250.00 151,291.10 (40,041.10) (26.5)% Total $3,333,392.67 $3,631,734.22 ($298,341.55) (8.2)% Margin Equity 100.0% Cash Activi Summa Income & Ex iense Summa Opening Balance Current YTD Income Reportable Non Reportable YTD ($0-03) $ - Securities Purchased (8,601,778.47) Dividends S $ - $200.00 Securities Sold 1,167,964.23 6,400,524.59 Interest 1.63 Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 201.63 Interest (516.21) Expense (516.21) Fees Other (1,167,964.20) (1,799,031.54) Other Closing Balance $0.00 $0.00 Net $0.00 $0.00 ($314.58) Estimated Income Estimated Yield Portfolio Allocation $ 0.00 page 1of 21 CONFIDENTIAL 0.01% Other Options 3.3% 17.3% Stocks 25.4% 0.0% IDA 54.0% Performance Summary Cost Basis As Of - 10/31114" $2,060,067.93 Unrealized Gains 162,098.69 Unrealized Losses (767,793.88) Funds Deposited/(Disbursed)' 4,000,600.00 Income/(Expense)n° (314.58) Securities Received/(Delivered)"° 0.00 **For cost-basis Information. refer to www.tdamerttradotom SDNY_GM_00011745 EFTA_00122396

Statement for Account # 867-730320 10/01/14 - 10/31/14 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal $ - 0.00 $ 4,000,000.00 4,000,000.00 TOTAL 0.00 4,000,000.00 Income Summary Detail' Description Current Year to Date Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest $ 0.00 0.00 0.00 9.38 $ 1.63 (516.21) 200.00 18.39 *TVs section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a provisos tax year (spillover dividends). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ACCESS PHARMA INC 00431M308 363.500 $ 0.22 $ 79.970.00 $ - $ - $ •

72754H109 HAUPPAGE DIGITAL INC HAUP 182.800 0.149 27,237.20 06/13/14 34,498.45 0.19 (7261.25) COM LIHUA INTERNATIONAL LIWA 1 0.03 0.03 08/05/14 0.22 0.22 (0.19) INC COM MERRIMAN HOLDINGS MERR 26.891 2.15 57,815.65 07/10/14 96.372.98 3.58 (38.557.33) INC COM RAINMAKER SYSTEMS RMKR 472.000 0.0187 8826.40 05/12/14 106,708.07 0.23 (97,881.67) INC COM RICEBRAN RIBT 66.900 4.36 291.684.00 05/12/14 371,803.49 5.56 (80,119.49) TECHNOLOGIES COM page 2 of 21 CONFIDENTIAL SDNY_GM_00011746 EFTA_00I .22397

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Cost Date Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield TITAN ENERGY TEWI 4.503.800 0.0199 89.625.62 06/23/14 78.658.58 0.02 10.967.04 WORLDWIDE INC COM TRANSGENOMIC INC TBIO 92.600 3.14 290.764.00 05/12/14 368.585.82 3.98 (77.821.82) COM Total Stocks $845,922.90 $1,056,627.61 $(290,674.71) $0.00 0.0% Options - Margin ADVANCED MICRO 920 $ 0.05 $ 4.600.00 05/12/14 $ 80.879.08 $ 0.88 $ (76.279.08) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 875 0.01 875.00 06/20/14 36.151.25 0.41 (35.276.25) DEVICES INC AMD Jan 17 15 4.5 C AEROPOSTALE INC 610 0.1388 8.466.80 05/13/14 91.337.14 1.50 (82.870.34) ARO Jan 17 15 3.5 C BEAZER HOMES USA INC 390 0.575 22.425.00 05/13/14 80.047.86 2.05 (57.622.86) BZH Jan 17 15 20.0 C CORINTHIAN COLLEGES 575 0.0003 17.25 06/24/14 3.211.05 0.06 (3.193.80) INC COCO Feb 20 15 1.0 C CORINTHIAN COLLEGES 2.167 0.0001 21.67 05/13/14 63.816.86 0.29 (63.795.19) INC COCO Nov 22 14 1.0 C COWEN GROUP INC 215 1.5412 33.135.80 07/15/14 42.378.41 1.97 (9.242.61) COWN Jan 17 15 2.5 C COWEN GROUP INC 600 0.1073 6.438.00 06/27/14 15.873.40 0.26 (9.435.40) COWN Jan 17 15 5.0 C DRY SHIPS 800 0.03 2.400.00 05/12/14 51.659.20 0.65 (49.259.20) INCORPORATED DRYS Jan 17 15 3.0 C FLAMEL TECH 130 2.5203 32.763.90 05/14/14 53.660.62 4.13 (20.896.72) FLML Dec 20 14 10.0 C page 3 0121 CONFIDENTIAL SDNY_GM_00011747 EFTA_00 122398

Statement for Account # 867-730320 10 01 14 - 10 31 14 Account Positions SymboU Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) income Yield Options - Margin JETBLUE AIRWAYS CORP 110 1.7379 19.116.90 07/31/14 15.475.14 1.41 3.641.76 JBLU Dec 20 14 10.0 C MGIC INVT CORP WIS 265 1.1666 30,914.90 05/14/14 39.463.11 1.49 (8.548.21) MTG Jan 17 15 8.0C NET 1 UEPS 191 4.7814 91,324.74 05/22/14 64.875.64 3.40 26.449.10 TECHNOLOGIES INC UEPS Jan 17 15 8.0 C NET 1 UEPS 131 3.8693 50.687.83 06/05/14 39.457.20 3.01 11.230.63 TECHNOLOGIES INC UEPS Jan 17 15 9.0 C NORDIC AMERICAN 725 0.85 61,625.00 05/15/14 94.302.15 1.30 (32.677.15) TANKERS LTD NAT Jan 17 15 7.87 C FiADIOSHACK 500 0.275 13.750.00 07/18/14 9.293.00 0.19 4,457.00 CORPORATION RSH Jan 15 16 1.0 C RADNET INC. 450 4.3975 197.887.50 05/13/14 92.534.34 2.06 105.353.16 RDNT Dec 20 14 5.0 C TEEKAY TANKERS LTD 205 0.0351 719.55 06/23/14 7,279.67 0.36 (6,560.12) TNK Nov 22 14 5.0 C Total Options $577,169.84 $881,695.12 $(304,525.28) $0.00 0.0% Other - Margin RICEBRAN RIBTW 89.000 $ 1.25 $ 111,250.00 05/12/14 $ 121,745.20 $ 1.37 $ (10.495.20) $ TECHNOLOGIES WARRANT EXP 11/18/2018 Total Other $111,250.00 $121,745.20 $(10,495.20) $0.00 0.0% Total Margin Account $1,534,342.74 $2,060,067.93 $(605,695.19) $0.00 0.0% page 0 o121 CONFIDENTIAL SDNY_GM_00011748

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance Opening Balance ($0.03) 10/01/14 10/01/14 Margin Journal - Other REDEMPTION FDIC INSURED $ 0.00 $ 0.03 0.00 DEPOSIT ACCOUNT 10/03/14 10/08/14 Margin Sell - Securities Sold OCLARO INC OCLR 800- 1.4601 1.162.05 1.162.05 COM Commission 6.00 Regulatory Fee 0.03 10/03/14 10/08/14 Margin Sell - Securities Sold OCLARO INC OCLR 9.200- 1.46 13.431.70 14,593/5 COM Regulatory Fee 0.30 10/03/14 10/08/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 8.500- 3.4401 29.234.20 43,827.95 INC COM Commission 6.00 Regulatory Fee 0.65 10/03/14 10/08/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 500- 3.44 1/19.96 45,547.91 INC COM Regulatory Fee 0.04 10/08/14 10/08/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (45.547.91) 0.00 DEPOSIT ACCOUNT 10/06/14 10/09/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 3.700- 5.0101 18330.96 18,530.96 COM Commission 6.00 Regulatory Fee 0.41 10/06/14 10/09/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 800- 5.01 4.007.91 22,538.87 COM Regulatory Fee 0.09 10/06/14 10/09/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 23,000- 0.99 22763.49 45,30236 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.51 10/06/14 10/09/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 600- 4.9601 2,969.99 48,27235 COM Commission 6.00 Regulatory Fee 0.07 page 5 o121 CONFIDENTIAL SDNY_GM_00011749

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/06/14 10/09/14 Margin Sell - Securities Sold HELM WIRELESS CORP. RWC 3.900- 4.96 19243.57 67215.92 COM Regulatory Fee 0.43 10/06/14 10/09/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 5.000- 4.99 24.943.44 92.559.36 COM Commission 6.00 Regulatory Fee 0.56 10/09/14 10/09/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (92.559.36) 0.00 DEPOSIT ACCOUNT 10/07/14 10/10/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 100- 2.9501 289.00 289.00 COM Commission 6.00 Regulatory Fee 0.01 10/07/14 10/10/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 6.074- 2.95 17.917.90 18.206.90 COM Regulatory Fee 0.40 10/07/14 10/10/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1.000- 4.8601 4.853.99 23.060.89 COM Commission 6.00 Regulatory Fee 0.11 10/07/14 10/10/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 6.000- 4.86 29.159.35 52.220.24 COM Regulatory Fee 0.65 10/07/14 10/10/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 3.068- 1.92 5284.42 58.10426 COM Commission 6.00 Regulatory Fee 0.14 10/07/14 10/10/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 335- 1.95 647.23 58.751.89 COM Commission 6.00 Regulatory Fee 0.02 10/07/14 10/10/14 Margin Sell - Securities Sold COMMAND SEC CORP MOC 2.528- 1.92 4.847.65 63,599.54 COM Commission 6.00 Regulatory Fee 0.11 10/ Oil 4 10/10/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (63.599.54) 0.00 DEPOSIT ACCOUNT page 6 o121 CONFIDENTIAL SDNY_GM_00011750 EFTA_00122401

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/08/14 10/14/14 Margin Sell - Securities Sold COMMAND SEC CORP MOC 6.072- 1.9108 11.596.12 11.596.12 COM Commission 6.00 Regulatory Fee 0.26 10/08/14 10/14/14 Margin Sell - Securities Sold COMMAND SEC CORP MOC 1.400- 1.9101 2.674.08 14.270.20 COM Regulatory Fee 0.06 10/08/14 10/14/14 Margin Sell - Securities Sold MECKLERMEDIA CORP MECK 3.200- 0.85 2713.93 16.984.13 COM Commission 6.00 Regulatory Fee 0.07 10/08/14 10/14/14 Margin Sell - Securities Sold COMMAND SEC CORP MOC 6.100- 1.86 11239.74 28.32327 COM Commission 6.00 Regulatory Fee 0.26 10/08/14 10/14/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 4.200- 3.47 14.567.67 42.89124 INC COM Commission 6.00 Regulatory Fee 0.33 10/08/14 10/14/14 Margin Sell - Securities Sold COMMAND SEC CORP MOC 3.900- 1.91 7.442.83 50.334.37 COM Commission 6.00 Regulatory Fee 0.17 10/14/14 10/14/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (50.334.37) 0.00 DEPOSIT ACCOUNT 10/09/14 10/15/14 Margin Sell - Securities Sold OCLARO INC OCLR 300- 1.405 415.49 415.49 COM Commission 6.00 Regulatory Fee 0.01 10/09/14 10/15/14 Margin Sell - Securities Sold OCLARO INC OCLR 1.500- 1.4001 2.100.10 2.51529 COM Regulatory Fee 0.05 10/09/14 10/15/14 Margin Sell - Securities Sold OCLARO INC OCLR 700- 1.40 979.97 3.495.56 COM Regulatory Fee 0.03 page 7 o121 CONFIDENTIAL SDNY_GM_00011751 EFTA_00I 22402

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 10/09/14 10/15/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 10.000- 2.47 24.693.45 28,189.01 COM Commission 6.00 Regulatory Fee 0.55 10/09/14 10/15/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 5.300- 4.7101 24.956.97 53.145.98 COM Commission 6.00 Regulatory Fee 0.56 10/09/14 10/15/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 200- 4.78 949.97 54.095.95 COM Commission 6.00 Regulatory Fee 0.03 10/09/14 10/15/14 Margin Sell - Securities Sold OCLARO INC OCLR 2.600- 1.405 3.646.91 57.742.86 COM Commission 6.00 Regulatory Fee 0.09 10/09/14 10/15/14 Margin Sell - Securities Sold OCLARO INC OCLR 200- 1.40 279.99 58.022.85 COM Regulatory Fee 0.01 10/09/14 10/15/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 6.100- 4.7101 28.724.97 86.747.82 COM Commission 6.00 Regulatory Fee 0.64 10/09/14 10/15/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 489- 4.71 2.303.13 89.050.95 COM Regulatory Fee 0.06 10/15/14 10/15/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (89.050.95) 0.00 DEPOSIT ACCOUNT 10/ Oil 4 10/16/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 5.500- 3.36 18.473.59 18.473.59 INC COM Commission 6.00 Regulatory Fee 0.41 10/10/14 10/16/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 5.000- 3.3601 16,794.12 35,267.71 INC COM Commission 6.00 Regulatory Fee 0.38 page 8 o121 CONFIDENTIAL SDNY_GM_00011752

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/10/14 10/16/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1.100- 4.30 4.723.89 39,991.60 COM Commission 6.00 Regulatory Fee 0.11 10/13/14 10/16/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 11.700- 2.46 28.775.36 68.766.96 COM Commission 6.00 Regulatory Fee 0.64 10/13/14 10/16/14 Margin Sell - Securities Sold OCLARO INC OCLR 2.900- 1.33 3.850.91 72.617.87 COM Commission 6.00 Regulatory Fee 0.09 10/16/14 10/16/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (72.617.87) 0.00 DEPOSIT ACCOUNT 10/14/14 10/17/14 Margin Sell - Securities Sold OCLARO INC OCLR 15.000- 1.37 20.543.54 20543.54 COM Commission 6.00 Regulatory Fee 0.46 10/14/14 10/17/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 9.500- 3.00 28.493.37 49.036.91 INC COM Commission 6.00 Regulatory Fee 0.63 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1.500- 3.9701 5.949.01 54.98592 COM Commission 6.00 Regulatory Fee 0.14 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 849- 3.97 3.370.45 58,356.37 COM Regulatory Fee 0.08 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 3.722- 3.96 14738.79 73.095.16 COM Regulatory Fee 0.33 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 100- 4.05 398.99 73.494.15 COM Commission 6.00 Regulatory Fee 0.01 page 9 o121 CONFIDENTIAL SDNY_GM_00011753

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 100- 4.01 394.99 73,889.14 COM Commission 6.00 Regulatory Fee 0.01 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 4.440- 3.99 17709.20 91,598.34 COM Commission 6.00 Regulatory Fee 0.40 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 100- 4.00 399.99 91,998.33 COM Regulatory Fee 0.01 10/17/14 10/17/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (91.998.33) 0.00 DEPOSIT ACCOUNT 10/15/14 10/20/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 20.000- 0.91 18.193.59 18,193.59 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.41 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 5.000- 1.3701 6.844.34 25.037.93 COM Commission 6.00 Regulatory Fee 0.16 10/15/14 10/20/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 100- 1.77 170.99 25,208.92 COM Commission 6.00 Regulatory Fee 0.01 10/15/14 10/20/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 9.900- 1.76 17.423.61 42.632.53 COM Regulatory Fee 0.39 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 100- 1.385 132.49 42.765.02 COM Commission 6.00 Regulatory Fee 0.01 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 9,900- 1.38 13.661.69 56.426/1 COM Regulatory Fee 0.31 page 10 of 21 CONFIDENTIAL SDNY_GM_00011754

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 12.000- 1.38 16.553.63 72,980.34 COM Commission 6.00 Regulatory Fee 0.37 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 700- 1.3901 967.04 73,947.38 COM Commission 6.00 Regulatory Fee 0.03 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 9.100- 1.39 12.648.72 86,596.10 COM Regulatory Fee 0.28 10/15/14 10/20/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 4.386- 3.01 13.195.56 99.791.66 INC COM Commission 6.00 Regulatory Fee 0.30 10/17/14 10/20/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 20- 3.70 7.38225 107,174.01 HPO Jan 17 15 31.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.65 10/17/14 10/20/14 Margin Sell - Securities Sold RADNET INC. 30- 3.70 11.076.53 118,250.54 RDNT Dec 20 14 5.0 C TO CLOSE Commission 22.50 Regulatory Fee 0.97 10/17/14 10/20/14 Margin Sell - Securities Sold SONY CORP 305- 0.15 4293.82 122.644.36 SNE Oct 18 14 17.0 C TO CLOSE Commission 173.75 Regulatory Fee 7.43 10/17/14 10/20/14 Margin Sell - Securities Sold FUELCELL ENERGY INC 290- 0.75 21.577.05 144,221.41 FCEL Oct 18 14 1.0 C TO CLOSE Commission 165.50 Regulatory Fee 7.45 10/17/14 10/20/14 Margin Sell - Securities Sold FUELCELL ENERGY INC 380- 0.25 9.275.67 153,497.08 FCEL Oct 18 14 1.5 C TO CLOSE Commission 215.00 Regulatory Fee 9.33 page 11 o121 CONFIDENTIAL SDNY_GM_00011755 EFTA_00122406

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/17/14 10/20/14 Margin Sell - Securities Sold AEROPOSTALE INC 27- 0.87 2.237.79 155.734.87 ARO Oct 18 14 2.0 C TO CLOSE Commission 110.50 Regulatory Fee 0.71 10/17/14 10/20/14 Margin Sell - Securities Sold AEROPOSTALE INC 163- 0.85 13.850/7 169,585.64 ARO Oct 18 14 2.0 C TO CLOSE Regulatory Fee 4.23 10/17/14 10/20/14 Margin Sell - Securities Sold AEROPOSTALE INC 130- 0.90 11.619.12 181,204.76 ARO Oct 18 14 2.0 C TO CLOSE Commission 77.50 Regulatory Fee 3.38 10/20/14 10/20/14 Margin Delivered - Other UNISYS CORP 250- 0.00 181,204.76 UIS Oct 18 14 24.0 C EXPIRATION 10/20/14 10/20/14 Margin Delivered - Other NORDIC AMERICAN TANKERS LTD 325- 0.00 181,204.76 NAT Oct 18 14 9.87 C EXPIRATION 10/20/14 10/20/14 Margin Delivered - Other QUANTUM FUEL SYSTEMS TEC 250- 0.00 181,204.76 QTWW Oct 18 14 4.0 C EXPIRATION 10/20/14 10/20/14 Margin Delivered - Other YRC WORLDWIDE INC 30- 0.00 181,204.76 YRCW Oct 18 14 22.5C EXPIRATION 10/20/14 10/20/14 Margin Delivered - Other YRC WORLDWIDE INC 140- 0.00 181,204.76 YRCW Oct 18 14 32.5C EXPIRATION 10/20/14 10/20/14 Margin Delivered - Other ZIOPHARM ONCOLOGY INC 210- 0.00 181,204.76 ZIOP Oct 18 14 3.0 C EXPIRATION 10/20/14 10/20/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (181,204.76) 0.00 DEPOSIT ACCOUNT 10/16/14 10/21/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 5.614- 2.9901 16.780.04 16,780.04 INC COM Commission 6.00 Regulatory Fee 0.38 page 12 of 21 CONFIDENTIAL SDNY_GM_00011756 EFTA_00I 22407

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/16/14 10/21/14 Margin Sell - Securities Sold OCLARO INC OCLR 5.900- 1.501 8.849.70 25.629/4 COM Commission 6.00 Regulatory Fee 0.20 10/16/14 10/21/14 Margin Sell - Securities Sold OCLARO INC OCLR 4.100- 1.50 6.149.86 31.779.60 COM Regulatory Fee 0.14 10/20/14 10/21/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 65- 1.83 11.85142 43.631.02 BBRY Jan 17 15 9.0 C TO CLOSE Commission 41.75 Regulatory Fee 1.83 10/21/14 10/21/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (43.631.02) 0.00 DEPOSIT ACCOUNT 10/17/14 10/22/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 200- 8.05 1.603.96 1.60396 COM Commission 6.00 Regulatory Fee 0.04 10/17/14 10/22/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 100- 8.02 801.98 2.405.94 COM Regulatory Fee 0.02 10/17/14 10/22/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 700- 8.01 5.606.87 8.012.81 COM Regulatory Fee 0.13 10/17/14 10/22/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 100- 1.8001 174.00 8.186.81 COM Commission 6.00 Regulatory Fee 0.01 10/17/14 10/22/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 9.900- 1.80 17.819.60 26.006.41 COM Regulatory Fee 0.40 10/17/14 10/22/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 720- 8.01 5761.07 31.767.48 COM Commission 6.00 Regulatory Fee 0.13 10/17/14 10/22/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 5.000- 0.16 793.98 32.561.46 COM Commission 6.00 Regulatory Fee 0.02 page 13 o121 CONFIDENTIAL SDNY_GM_00011757 EFTA_00122408

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 10/22/14 10/22/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (32.561.46) 0.00 DEPOSIT ACCOUNT 10/20/14 10/23/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 180- 7.00 1.253.97 1.25397 COM Commission 6.00 Regulatory Fee 0.03 10/20/14 10/23/14 Margin Sell - Securities Sold EMRISE CORP EMRI 12.000- 0.6201 7.435.03 8.689.00 COM Commission 6.00 Regulatory Fee 0.17 10/20/14 10/23/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 200- 1.79 351.99 9.04099 COM Commission 6.00 Regulatory Fee 0.01 10/20/14 10/23/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 9.800- 1.78 17.443.61 26.484.60 COM Regulatory Fee 0.39 10/20/14 10/23/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 120- 7.60 905.97 27.39057 COM Commission 6.00 Regulatory Fee 0.03 10/20/14 10/23/14 Margin Sell - Securities Sold EMRISE CORP EMRI 1.200- 0.68 809.98 28200.55 COM Commission 6.00 Regulatory Fee 0.02 10/20/14 10/23/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 100- 7.40 733.98 28.93453 COM Commission 6.00 Regulatory Fee 0.02 10/20/14 10/23/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 500- 2.23 1.108.97 30.04350 COM Commission 6.00 Regulatory Fee 0.03 10/20/14 10/23/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 100- 7.10 703.98 30.747.48 COM Commission 6.00 Regulatory Fee 0.02 page 14 o121 CONFIDENTIAL SDricGm_00011758 EFTA_00122409

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/20/14 10/23/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 600- 0.981 582.58 31.330.06 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.02 10/20/14 10/23/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 13.035- 0.9801 12375.31 44.105.37 COMMUNICATIONS COM Regulatory Fee 0.29 10/20/14 10/23/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 100- 2.21 214.99 44,32036 COM Commission 6.00 Regulatory Fee 0.01 10/20/14 10/23/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 100- 2.20 219.99 44,54035 COM Regulatory Fee 0.01 10/23/14 10/23/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (44.540.35) 0.00 DEPOSIT ACCOUNT 10/21/14 10/24/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 10.000- 1.81 18.093.59 18.09339 COM Commission 6.00 Regulatory Fee 0.41 10/21/14 10/24/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 10.000- 1.81 18.093.59 36.187.18 COM Commission 6.00 Regulatory Fee 0.41 10/21/14 10/24/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 40.000- 1.82 72.79239 108,979.57 COM Commission 6.00 Regulatory Fee 1.61 10/23/14 10/24/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 65- 1.78 11326.43 120,506.00 BBRY Jan 17 15 9.0 C TO CLOSE Commission 41.75 Regulatory Fee 1.82 10/24/14 10/24/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (120.506.00) 0.00 DEPOSIT ACCOUNT page 15 6121 CONFIDENTIAL sory_sm_000l 1759 EFTA_00122410

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/24/14 10/27/14 Margin Sell - Securities Sold MGIC INVT CORP WIS 250- 0.80 19.850.05 19.850.05 MTG Jan 17 15 8.0 C TO CLOSE Commission 143.50 Regulatory Fee 6.45 10/27/14 10/27/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (19.850.05) 0.00 DEPOSIT ACCOUNT 10/23/14 10/28/14 Margin Sell - Securities Sold LIHUA INTERNATIONAL INC LIWA 8.000- 0.0409 321.19 321.19 COM Commission 6.00 Regulatory Fee 0.01 10/23/14 10/28/14 Margin Sell - Securities Sold LIHUA INTERNATIONAL INC LIWA 500- 0.0323 16.14 337.33 COM Regulatory Fee 0.01 10/23/14 10/28/14 Margin Sell - Securities Sold LIHUA INTERNATIONAL INC LIWA 72.500- 0.03 2.174.95 2.512.28 COM Regulatory Fee 0.05 10/23/14 10/28/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 17.218- 1.03 17.728.14 20240.42 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.40 10/23/14 10/28/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 1.009- 2.15 2.163.30 22.403.72 COM Commission 6.00 Regulatory Fee 0.05 10/23/14 10/28/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 100- 2.10 203.99 22807/1 COM Commission 6.00 Regulatory Fee 0.01 10/23/14 10/28/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 500- 2.00 993.97 23.601.68 COM Commission 6.00 Regulatory Fee 0.03 10/28/14 10/28/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (23.601.68) 0.00 DEPOSIT ACCOUNT page 16 o121 CONFIDENTIAL SDNY_GM_00011760 EFTA_001224 I I

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/24/14 10/29/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 10.758- 1.01 10.859.33 10,859.33 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.25 10/24/14 10/29/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 45.000- 1.01 45.442.99 56,302.32 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 1.01 10/24/14 10/29/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 55.000- 1.01 55.54277 111,845.09 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 1.23 10/24/14 10/29/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 1.400- 1.021 1.423.36 113,268.45 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.04 10/24/14 10/29/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 7.842- 1.02 7,998.66 121,267.11 COMMUNICATIONS COM Regulatory Fee 0.18 10/24/14 10/29/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 100- 2.05 198.99 121.466.10 COM Commission 6.00 Regulatory Fee 0.01 10/24/14 10/29/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 100- 2.00 199.99 121,666.09 10/28/14 10/29/14 Margin Sell - Securities Sold COM Regulatory Fee 0.01 JETBLUE AIRWAYS CORP 100- 1.67 16,636.23 138,302.32 10/28/14 10/29/14 Margin Sell - Securities Sold JBLU Dec 20 1410.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.77 HEWLETT PACKARD CO 90- 4.80 43.141.38 181.44370 HPO Jan 17 15 31.0 C TO CLOSE Commission 55.50 Regulatory Fee 3.12 page 17 o121 CONFIDENTIAL SDNY_GM_00011761 EFTA_001224 12

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity 10/29/14 10/29/14 Margin Journal - Other PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/27/14 10/30/14 Margin Sell - Securities Sold EMRISE CORP EMRI 16.500- 10/30/14 10/30/14 Margin Journal - Other COM Commission 6.00 Regulatory Fee 0.26 PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/28/14 10/31/14 Margin Sell - Securities Sold EMRISE CORP EMRI 2.300- COM Commission 6.00 Regulatory Fee 0.04 10/28/14 10/31/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 500- COM Commission 6.00 Regulatory Fee 0.03 10/28/14 10/31/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 500- 10/31/14 10/31/14 Margin Journal - Other COM Commission 6.00 Regulatory Fee 0.02 PURCHASE FDIC INSURED DEPOSIT ACCOUNT Closing Balance 'Fix Cash Amity totals. refer to the Cash Amoy Summary on page one of your statement. Price Amount 0.00 (181.443.70) 0.70 11.543.74 0.00 (11.543.74) 0.6701 1.535.19 1.90 943.97 1.80 893.98 0.00 (3.373.14) Balance 0.00 11.543/4 0.00 1,535.19 2.479.16 3.373.14 0.00 $ 0.00 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate 10/01/14 $ 631.076.32 7 0.0100 10/08114 676.624.23 1 0.0100 10/09/14 769.183.59 1 0.0100 10/10/14 832.783.13 4 0.0100 10/14/14 883.117.50 1 0.0100 10/15/14 972.168.45 1 0.0100 10/16/14 1,044,786.32 1 0.0100 10/17/14 1,136,784.65 3 0.0100 10/20/14 1,317,989.41 1 0.0100 10/21/14 1,361,620.43 1 0.0100 10/22/14 1,394,181.89 1 0.0100 page 18 of 21 Interest Accrued CONFIDENTIAL MTD Accrued $ 1.21 $ 1.21 0.19 1.40 0.21 1.61 0.91 2.52 0.24 2.76 0.27 3.03 0.28 3.31 0.94 4.25 0.36 4.61 0.37 4.98 0.38 5.36 SDNY_GM_00011762 MTD PAID $ - EFTA_00122413

Statement for Account # 867-730320 10/01/14 - 10/31/14 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 10/23/14 10/24/14 10/27/14 10/28/14 10/29/14 10/30/14 10/31/14 1,438,722.24 1,559,228.24 1,579,078.29 1,602,679.97 1,784,123.67 1,795,667.41 1,799,040.55 1 3 1 1 1 1 1 0.0100 0.0100 0.0100 0.0100 0.0100 0.0100 0.0100 0.40 1.28 0.43 0.44 0.49 0.49 0.50 5.76 7.04 7.47 7.91 8.40 8.89 9.39 9.39 Total Interest Income $9.39 Insured De•osit Account Activit Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $631,0/6.35 10/01/14 10/01/14 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (0.03) 631,076.32 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/08/14 10/08/14 Received FDIC INSURED DEPOSIT ACCOUNT 45,547.91 676,624.23 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/09/14 10/09/14 Received FDIC INSURED DEPOSIT ACCOUNT 92,559.36 769,183.59 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/10/14 10/10/14 Received FDIC INSURED DEPOSIT ACCOUNT 63,599.54 832,783.13 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/14/14 10/14/14 Received FDIC INSURED DEPOSIT ACCOUNT 50,334.37 883,117.50 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/15/14 10/15/14 Received FDIC INSURED DEPOSIT ACCOUNT 89,050.95 972,168.45 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/16/14 10/16/14 Received FDIC INSURED DEPOSIT ACCOUNT 72,617.87 1,044,786.32 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 19 of 21 CONFIDENTIAL SDNY_GM_00011763 EFTA_00122414

Statement for Account # 867-730320 10/01/14 - 10/31/14 Insured De • osit Account Activi Date Cleared Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 10/17/14 10/17/14 Received FDIC INSURED DEPOSIT ACCOUNT 91,998.33 1,136,784.65 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/20/14 10/20/14 Received FDIC INSURED DEPOSIT ACCOUNT 181,204.76 1,317,989.41 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/21/14 10/21/14 Received FDIC INSURED DEPOSIT ACCOUNT 43,631.02 1.361.620.43 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/22/14 10/22/14 Received FDIC INSURED DEPOSIT ACCOUNT 32,561.46 1.394.181.89 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/23/14 10/23/14 Received FDIC INSURED DEPOSIT ACCOUNT 44,540.35 1,438,722.24 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/24/14 10/24/14 Received FDIC INSURED DEPOSIT ACCOUNT 120,506.00 1,559,228.24 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/27/14 10/27/14 Received FDIC INSURED DEPOSIT ACCOUNT 19,850.05 1,579,078.29 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/28/14 10/28/14 Received FDIC INSURED DEPOSIT ACCOUNT 23,601.68 1,602,679.97 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/29/14 10/29/14 Received FDIC INSURED DEPOSIT ACCOUNT 181.443.70 1,784,123.67 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/30/14 10/30/14 Received FDIC INSURED DEPOSIT ACCOUNT 11.543.74 1,795,667.41 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 20 of 21 CONFIDENTIAL SDNY_GM_00011764 EFTA_00122415

Statement for Account # 867-730320 10/01/14 - 10/31/14 Insured De r osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 10/31/14 10/31/14 10/31/14 10/31/14 10/31/14 10/31/14 Received Received Received FDIC INSURED DEPOSIT ACCOUNT IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT Interest: Insured Deposit Account Interest: Insured Deposit Account 3,373.14 7.28 2.10 1,799,040.55 1,799,047.83 1,799,049.93 Closing Balance $1,799,049.93 TD Bank NA $247.500.00 TD Bank USA NA $1,551,549.93 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation lSIPC) protection am:doable to your brokerage account. page 21 of 21 CONFIDENTIAL SDNY_GM_00011765 EFTA 00)22416

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011766

Terms and Conditions STATEMENT GUIDE IL Draad.: mortny Paan Repons lor accoums wth acverty and quaneny rooms lat nad:e accounts wie assen., Ponk«. Summaire,: DOMS Ine Current Mbo Or your 000010 es Of Me topml dele and toedam ij to me prior meniet lbe alne tillaabOn «lee« yOur paria° diveranCalion by immanent type MMO* dbcalcres under 5% v$ be grougal mto thocaudory ol "Cent in me po charta Mar Eq.ity - Total Arrarm EquilWIT0011ION Merakiable gakte • Total Short Value) Actrvity Summary: Tim opening and daling cash balancoe aro icoon:led nero lor tas punk reletonc* Al account actmty es summanzal lor no camee pand and your to dato- boom* a Expense Sundry (non.IRAs dolly): Ibis sedan dolart tel gnoom° ard *wenser datan trom me Actifity Summary and daarin the lex liennent Rebrement Account Summum, ORM city): Ron« Ira IRS reoaatod transaceons for Mo <went ard vit« nam IRS Form 5498 lair «Min Eh» ie band On Me wad nakie aa of December 31 ot me pranous your andnl bo furnshod tome Wend) Revenue Sann. PedombriceSummary:Monitor your annua) portfolio perlormance ard Ine vr.ealized gans end lossos tor your bruro vue:traant seatogy. Account Positions: Mos. your rnestmoms at me turtant marker mbo ard corrparo th* ongnai coat te wie evenpad gaine and loeses n your ronkte °deinst tost ia asagned uting Ille Stum. rintout (FIFO) melbOd. ntich namn me Mei shares Ko set are bon you purchased int. Tbc eslimalod ernmstmant incomo2 and avocado Co,' per Mare are dspayed lor your mier/ace tem °kiest panhose date e amen lor an «kanon ol your bokIng Account Aelhaly: Al eten« alMly fr deert' delined. bied in (We Order. and nallected n Me doling cash leiarte. Trad** Panding Settlement: Conlirm yOur eunatd enn OM a Bediener. dele aller mam Ø. Thom transamons Ml bo rellected n tm Account Acveny sabon nat rnomb. Onnet* Cash Services TromatiOn 004•11: Cash mandement inosactions 1het cbared ding ass setetad n:parend pond. ndudng choot dna card and Mktactay. are ',stad in dato ader. enero Cash Services Surnmary:Cralt ard daal Koos':bon totals lor me aroom statement redersig gebal tre summariad. Indh10.41 naneef**n are rot listed. tue to ronding acdustments. me Examen' daas may not aval the statement totals. rellinaled Annal Income and EsInmted Annuel Yeeld va te$ B e beeed upon Ille nuMber stivos owncd or avrom value balanco as ot ene slalom'« dale ard lbo most reent drnderd mie or cash μed ~ad GENERAL INFORMATION 10 Omen:rade dom rot pond* topoi or la achnce. Ploos* consult your legal achmor or lax *Genat/nl :Oen ~Mary. AS e Slandard intbelry pitiCtOe. "Ine COneenbl<ns (nay be re0Ortied br quilts. 0001rd and liansadiOn venr,05141Ourpatte. For TO Amentrade nsaktional Mere. your dus« hm es scparate from and not Obolen win TO Amentrada. Inc. a TO Arnxtrado Clearng, Inc ani *ach fem es nat responsble kr tbc PrOtlxls end senices of Me ober. Accwacy of Reporls: H you rad any errors or ~salons In your account stabamont you nasla immediamb call u$ et Me malser had 00 page ome Of your Ealeenent. You thould als* contact our Clearing rnn, TD Amentrode Clearing, bc. o1800489-3900. FIcaso 'ontwend siateadm CØIy. II you ctsagico ralli ani aanaarden, or el Mae am any aas or onssions. °base notilY a Dient Services ',presente'« Or yta kal Winch 0840. BB wol as 10 Arno:roede Cleareg. Ine. in wmrg 'mem ton (10) days ol tas temp ot thn salonent. An cad statements Ih61 you nare made to uri shot» be COMMied in vang The statement en arienvao be considered concbsive Fletse notty vs pion* ol any changes in yow cOnlaci Dareatlions rearbled on your rcpon wil bo concbseparrdosmod acorfalourdoss you rooly TD Amatrado emmerde/ob. Account Proleabn: Deposits tob by TO Bank. NA ard TD Dar* USA. N.A. aro nsurod by me FDC (tal eevered by SIPC) up 10 5250.000. MEN Bie per eittOunl °inertst Per «elfden. TO leren maa atOut FigiC terende 00 tO mar 1.00v. Seeallee. indudn) modi lun. held in your Brekende ACeOunt are nl SOMS Or oblgalione a or guannteed by. any bank. are not FOICinswed. and envoko envesunord nats. ircludrg posstle loss ol princpal. TD Amentade is a momber ol the Sauna: inval« Pro:a:ion Corporalion (*WC'). wNch armen sauna: astomers of ds menners up lo 5500.030 (incading 5250.000 lor claims for Cash). Explanatory brochure is availaMe on request Additionaily. TI) Afnaaiden pkniciee exA tien $149.5 !Maan WOrlb Cl PrOleedon br SeCunlbe and 52 milen 01 prOteelOn fa cash Ihreugh Supt/bmental coverden , prevIded by London 'neurale h Me enn 01a bekerde inwin/nar. a den may Mee«(Wants due kenIN Wee» in ~Pat and mon SIPC. Sfoolowental covompo a pad out dier tho trustee and SIPC payouls ani ~ar suta canna@ each Ment es uronen to a ambrood rolurn or 5152 "illen kom e bode*. SIPC and Londen inwas The TO Ansedlrade supplenental aanraad bas an aggregate Imf ol 5500 muon anx ap nepa ars. Tros potcy praam Gevende Maning brOknage insohincy enddoes nel proleet deinst bis in makel Yabb ot me socurnam invesiMent h a money mantel lund b nel inlaad Or aanlerend by Me Fedend bepote In:manco Corporabon tFOICI a any *Ma ~wrat agency. Abboigh 11,0 kant! Beek 10 posen° the vabfr d yow nakilment el SI 0) p« Shfre. il ie pasen» 10 lede money by inmeng n a money meel Ø. DMdeeds are deciated dab and pactranwestod morory. TI» aanwon cadans Ibis ard odia important do:m.110a deed the papen* abrehalb Wao ~Eg. NOn-depaSil invetImente berd b/ you' trokot 00a1Or are NOT FDIC NSURED t NOT DANK GUARONTEED r MAT LOSE VALDE. The balance i, your bank deptisrl acetaat,' Or &Wee d yOur Mat Maant lattad fund can to liquidated on yØ peda and Ma paar& rolurrad lo yeti) scan" account or madrid byta TO ~eng: The petit non is na a lar Poon« You receke Fam 1809 for «tod tex raorwg n oxrplano Mb ES nwiremails Indudes ~b Kava dridends. captil • taite fulthed. and WE proceedal Sans parmerts ere subject 10 redfesikelOn abkh dl to relledal of arocpent tar coats. NL Saais: Osmaan. Max lot and warren= ccoonng ard Cfalskorna ass dadel ard CO`OXRCI b/ COI ed~OREEDIDanorlrode is n« ~Onaf* lo Be reketity or suitety cl tra dammen Te, Arronrao ad ts Internaten prodas FPn:ndors1 do nol ~een, taxenty d die inkmulon and data profbed Cal NCOMCEATED B BS* OarPilly end end afIlded wth IDamenrade Maren and Options Account Agreements:Prompt/j ab« 10 Amentrado n vang ot any Monde rre your myomen' claxinos or koraal stuanan as tut man to your madin Or 00141S eer:ani agreements. A summery 01 commasions and charge, «urn oxcroutban ol goro transaceons is avalabb. Om« Mala Paps: Om ~uil ~as cl ~cc bare ban stand. d antiblo. Ø qx<okn maas ad Other knitpindent moes btkori we besed m te dong poef me men bewoon me bie ad urdag aces a ober rretta t. t romrya feluen salto hom a sntn q.daikn End) fr indepledent earCe. he *Study is akant lo bang ~dl E Pnxd (10) Die gans os your ~doend are lawdod as 9010 W •WaTigon ad tro roa guaranloo me sound/dar, saurus aces Malaga bactiol posten," Wad vang me remanng bals« ad me wrat makel ante Ponk« , noal ustatenti may nO1 kaant sake procent. lbo secoday maa la Cateraar: d DeposE (COSI n gowaly daud and the &luid mehe Me/ be ilbeta from me ~mise rote Minnen lees ce anebei may mat hm do sab ol a CO paar to nalto. Dna adb rad ton Scooter. ga citercnvy Maf *day raven and dona tra cn a klud exchange. Statha. mey aaien me OTC loet« ne munten nurIM and tonden' duider net nte era le yø beid tour ~ad to rriatety.11")sabollscrot pa to «tab ~poon n a las d onland. Non Standard Aram OGAI am trocaly snarsats n dieet diepdon program sauna: ,)artoxfstrin. «tod rotary combinen. sr red odalorroodrnori indom. corrnadly pools. prime muty. Orale dooie hage kriste NSM) are bok" baud annalte ad do na trede of a naad sovna pØ a to Ncrwao Stod Mflet. lbo 'slum torn a vwo~stram tro damled mbes demed han :Mom «Molk nakdro. bul nol laad a indtoenden apen/als to ongans rot zure. ander trid party tonder dias tut han bom provdod by to «nagaart. ~amanda Opaal d °ach poran o by a thrdpaty vendu ,Houl «beenden metroden by ID knol:rade Wims mei rel ett me nael Øen plak stad mand Wee c< be rodnal Loon lq.idascn an onrnwd ida cadet bo esLablohod IbrOugh Oase MONO& me Woeien mar be reflected es NOr:Mted CNV) F01 WOW« MEI rogarong faam fa Ifbn.Stafdard noe. peme arm Clan Sawa new rouw:~ are na oroal uØ 'ho SPC Aden lido Secure:a (- 445 —)Prong: me malta fans la AAS Ønen hbo boen~med. adadde. kom~aten enro. or °ter ~ardent sextet The way ol Oe pking is nol ~nat Ha maan wao ns traan. TO Amolrade wil poco to PAS Øn. spog ab corcdorda, bob to ktudly wel undrea rng ede Quay. Roe ARS rund n curronly ~map a kok ol kradty and. asa wort nee an be ro want mel such trocurtes tel to rob urda oase mates tomoe. REGULATORY DISCLOSURES MI wansamons aro Want to p) mc consinubon. nies. regulnans. cum« and ulaan Or me etiChttne Or makel. and ia dm/inbouw. d am. On netelt *ah «Maan We maand tilt leden kss. endexted no Stennes Act ot 1933 and tho S«urtes rieriOnn 1 / 4 - 4.TIA REend oun . nal and 'ha Ex aa 4 P an os» brochure bal enclaclas inlonnabon dosolang FINRAs Piano Cusclasuro Program. PESO Contact FINRA at 1930-289.9299 Of terMartradla lbo intactst rato na« tor TO Amortrado Cash is laken trom tin aankaart entecost rato ter lor the Merkel gabe baar« n me TO AmereadeCarlh. as 01me olate em °beng date Simple arrest es acnxd daily baod on tbc interestrato sa apanage, toodd. dofs balanse. Finandal Statement Notincallon: lbo statement ol hnancal condtran lor TO Omonirado ~labo twee a year and may be obtened al nO cast via be intomen el May»fweractrnentrado.combnanciatstanwenthun. Opdon Assignment: Ali snap equty Down immens and sume index optaan patroons are anirlable lor assignment Eaertrit0 eettenant races ita Watt or index opdoem are 'endor ly alocaled aflang all chama short poseomt by an i.AOM4IMI orde se. Free Credit ~mom (Rob 1644 å 3): Under lno ment protabon rukt wo may me tree aedd baances n yOur taant n Be adinary tann ol out bomen wik« are maar) lo sau on damt. bargin Modurde (RepulollonT):11you havo a matgin account. tm report d a combnawn ot YOur "train aCCOunt arde Wed& mem oren:tom aten« Tradng On man» poses adelt:onst niks anda not break lor all investors. A oeren.° lol ot the roks alSOCtalad wnh rotan treng is evalede in Om margn rek disdosure document YOu may obbin e copy Or Ins document by oontacting us el Me ()omber !Gled on page oneol put siaternent Payment lor Order Flow (SEC RUM 606 and 607): In somo crcumnances. TO Amornrado recents compodabon la drom% con.sn anx.trossounta ard lood nou:), orda lbw to selected metty‘s. broaSs or Meters (Sladtet Geniete). COmonselion is in me Icon Or e per ouwe cash paymcn F adatten. TO Armoede also may memo componsalco (*Wed to th* («eten curency mcheroe COmpOnent a tareadins in kretin seOurilies rom Merkel Gniere ~mono sucb Imam Wo post coarbyty topaas disclorma Ma rococo tor order roang ozocuson at finAmdarnatradocom Anno:floppyis ovafatle man togrost. II Is our pdicy. absoni Port ordars to Mo military. to select brokits. dooiers. ard marken makers beeed On Ide ebiiy ko porde best beween ard the Milory 01 deling 000 emprovement cre marka ordas. Pon* maan:mamis avanablo urde porten makel condens. and ex, toedoe>, monter executoor to tost lor ach imparoment n avalable. Trede COnfirmellOne (Rui* leb-10): All conkmalions ere PerernilledOn pre trabireEn dele. Taan: Transactie", in to-egn seasilieS (indt4n0 IMM(In addend ADM tel IMM h the U.S.) may includo exa ard loos~ by me kweten madam or govommonls. vale may be redecied in me prise ol Ine security or chided es an :kieperden' Ine don Pilway Pormy NotlIkstion: A Cpb of Me TO Amen:rads Oehity 001eY anPable el waw.darnairaddcorn Cate Smoddert: The tdocabon ol avd esdemeonsa rans n done vang a prooda keen isslem. A coscnpuon el mo proorcteos tor Stage sccunim is avalabbon me .0001e or bard coma. aro anklabto ugon camera. In Case Ol enros or opnam asall Na %Made Fund ~Blerk prae COntal us al 1.2C0 969.3900. or n enig to P.O. Box 2209. Oman.. NE 68103. or by man at dieMeentkáikekkineidadee0m TIM inkinnaten cOnlained n your actouni statement anal be bndng upon you nl you do not otfecl wthn way days lor any Handord lutis sttama to Rcgdabon E. toch as ATM and polm aran tramt«. deld Hansamens. duwt dtextuts. and Wthelannals We must heer trom you ro bier Man 60 darm after we sen va, mat FEST stammen' on whist: Me error or problem afpoarcd. (I) Teil us whr rend and account maner (2) Dolend tel error or the teanbar you are unsuro abOul. ard inplan as dom, as you can wint you bolart' ri is an error or why you nood more inlormabon. (3) Ted us Pm dab, amant of me sugetted trio, Wo wil innings* your °omplant and wil correct any error promptly. n we lake mom man ID baren dna l0 da Iers. se wil redt yens accOuM br me amant yOu Mink is n error. E 0Wit you wil have nos uw ol the «nadat% me tmo t takes us to corrpoto ourinvestgawn. ~MMO 07.14 SONY_GM_00011767

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TD Amer'Made Clearing. Inc.. Member SIPC Statement Reporting Period: 11/01/14 - 11/30/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Estimated Investment Value Value Change Change Income Cash $ S . $ $ - Insrd Dep Acct (IDA) 2,660,100.26 1,799,049.93 861,050.33 47.9% Money Market Short Balance Stocks 452,830.90 845,922.90 (393,092.00) (46.5)% Short Stocks Axed Income Options 7,540.15 577,169.84 (569,629.69) (98.7)% Short Options Mutual Funds Other 111.250.00 (111.250.00) (100.0)% Total $3,120,471.31 $3,333,392.67 ($212,921.36) (6.4)% $ 0.00 Margin Equity 100.0% Cash Activi Summa Income & Ex .ense Summa Opening Balance Current YTD Income Reportable Non Reportable $0.00 $ - Securities Purchased (8,601,778.47) Dividends S S - Securities Sold 861,032.85 7,261,557.44 Interest Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 201.63 Interest Expense (516.21) Fees Other (861,032.85) (2,660,064.39) Other Closing Balance $0.00 $0.00 Net $0.00 $0.00 page 1 o115 Estimated Yield Portfolio Allocation YTD $200.00 1.63 (516.21) CONFIDENTIAL ($314.58) 0.01% 0.0°O Options 0.2% Stocks 14.5% IDA 85.3% Performance Summary Cost Basis As Of - 11/30/4" $966,192.16 Unrealized Gains Unrealized Losses (505,821.11) Funds Deposited/(Disbursed)YM 4,000,600.00 Income/(Expense)n° (314.58) Securities Received/(Delivered)"° 0.00 "For cost-basis Information. refer to www.tdamerftradotom SDNY_GM_00011768 EFTA_00122419

Statement for Account # 867-730320 11/01/14 - 11/30/14 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer $ - $ 4,000,000.00 Subtotal 0.00 4,000,000.00 TOTAL 0.00 4,000,000.00 Income Summary Detail' Description Current Year to Date Interest Income Credit Balance $ 0.00 $ 1.63 Margin Interest Charged 0.00 (516.21) Qualified Dividends 0.00 200.00 IDA Interest 17.48 35.87 *TVs section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover mass). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin HAUPPAGE DIGITAL INC HAUP 33.180 $ 0.0801 $2.657.72 07/21/14 $ 8,527.25 $ 0.26 $ (5,869.53) $ - COM LIHUA INTERNATIONAL LIWA 1 0.03 0.03 08f05/14 0.22 0.22 (0.19) INC COM PLASMATECH PTBI 7,270 7.01 50.962.70 05/12/14 142,412.44 19.59 (91.449.74) BIOPHARMACEUTICALS COM RICEBRAN RIBT 38,397 4.06 155,891.82 05/13/14 225,769.27 5.88 (69,877.45) TECHNOLOGIES COM TITAN ENERGY TEWI 3.820.800 0.0136 51.962.88 06/23/14 63,335.18 0.02 (11,372.30) WORLDWIDE INC COM TRANSGENOMIC INC TBIO 85.047 2.25 191.355.75 05/12/14 338.373.82 3.98 (147,018.07) COM Total Stocks $452,830.90 $778,418.18 $(325,587.28) $0.00 0.0% page 2 of 15 CONFIDENTIAL SDNY_GM_00011769 EFTA_00 I 22420

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Lossl Income Yield Options Margin ADVANCED MICRO 920 $ 0.0247 $ 2.272.40 05/12/14 $ 80.879.08 $ 0.88 $ (78.606.68) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 875 0.0056 490.00 06/20/14 36.151.25 0.41 (35.661.25) DEVICES INC AMD Jan 17 15 4.5 C CORINTHIAN COLLEGES 575 0.0001 5.75 06/24/14 3.211.05 0.06 (3.205.30) INC COCO Feb 20 15 1.0 C COWEN GROUP INC 600 0.0662 3.972.00 06/27/14 15.873.40 0.26 (11.901.40) COWN Jan 17 15 5.0 C DRY SHIPS 800 0.01 800.00 05/12/14 51,659.20 0.65 (50,859.20) INCORPORATED DRYS Jan 17 15 3.0 C Total Options 87,540.15 $187,773.98 $(180,233.83) $0.00 0.0% Total Margin Account $460,371.05 $966,192.18 S(505,821.11) $0.00 0.0% Account Activit Trade Settle Date Date Acct Type Transaction Cash Activity' Symbol/ Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 11/05/14 11/06/14 Margin Sell - Securities Sold MGIC INVT CORP WIS 120- $ 1.06 $ 12.644.83 12,644.83 MTG Jan 17 15 8.0 C TO CLOSE Commission 72.00 Regulatory Fee 3.17 11/06/14 11/06/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (12.644.83) 0.00 DEPOSIT ACCOUNT page 3 0115 CONFIDENTIAL SDNY_GM_00011770 EFTA_00122421

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activit Trade Settle Acct Transaction' Symbol,' Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 11/06/14 11/06/14 Margin Delivered -Other ACCESS PI-IARMA INC 00431M308 363,500- 0.00 0.00

REORG-150 REVERSE SPLIT 10/24/14 PLASMATECH BIOPHARMACEUTICALS Auto Reorg#242343IREVERSE SPLIT 11/06/14 11/06/14 Margin Received - Other PLASMATECH PTBI 7,270 0.00 0.00 BIOPHARMACEUTICALS COM REORG-1:50 REVERSE SPLIT 10/24/14 PLASMATECH BIOPHARMACEUTICALS Auto Reorg#242343IREVERSE SPLIT 11/06/14 11/07/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 110- 2.80 30,730.17 30,730.17 JBLU Dec 20 14 10.0 C TO CLOSE Commission 66.50 Regulatory Fee 3.33 11/07/14 11/07/14 Margin Joumal - Other PURCHASE FDIC INSURED 0.00 (30,730.17) 0.00 DEPOSIT ACCOUNT 11/12/14 11/13/14 Margin Sell - Securities Sold COWEN GROUP INC 64- 1.66 10,561.22 10,561.22 COWN Jan 17 15 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 1.78 11/12/14 11/13/14 Margin Sell - Securities Sold COWEN GROUP INC 36- 1.65 5,938.99 16,500.21 COWN Jan 17152.5 C TO CLOSE Regulatory Fee 1.01 11/12/14 11/13/14 Margin Sell - Securities Sold COWEN GROUP INC 115- 1.65 18,902.57 35,402.78 COWN Jan 17152.5 C TO CLOSE Commission 69.25 Regulatory Fee 3.18 11/12/14 11/13/14 Margin Sell - Securities Sold MGIC INVT CORP WIS 145- 1.16 16730.39 52,133.17 MTG Jan 17 15 8.0 C TO CLOSE Commission 85.75 Regulatory Fee 3.86 11/13/14 11/13/14 Margin Journal- Other PURCHASE FDIC INSURED 0.00 (52.133.17) 0.00 DEPOSIT ACCOUNT page 4 of 15 CONFIDENTIAL SDNY_GM_00011771 EFTA_00122422

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 11/12/14 11/17/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 150.000- 0.014 2.093.95 2.093.95 COM Commission 6.00 Regulatory Fee 0.05 11/12/14 11/17/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 4.283- 2.00 8.559.81 10.653/6 COM Commission 6.00 Regulatory Fee 0.19 11/12/14 11/17/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0144 137.79 10.791.55 COM Commission 6.00 Regulatory Fee 0.01 11/12/14 11/17/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 60.000- 0.014 839.98 11.631.53 COM Regulatory Fee 0.02 11/12/14 11/17/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 10.470- 0.15 1,564.46 13.195.99 COM Commission 6.00 Regulatory Fee 0.04 11/17/14 11/17/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (13.195.99) 0.00 DEPOSIT ACCOUNT 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC 26- 4.30 11.068.07 11.068.07 UEPS Jan 17 15 8.0 C TO CLOSE Commission 111.05 Regulatory Fee 0.88 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC 8- 4.29 3.431.72 14.499/9 UEPS Jan 17 15 8.0 C TO CLOSE Regulatory Fee 0.28 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC 13- 4.26 5.537.55 20.03734 UEPS Jan 17 15 8.0 C TO CLOSE Regulatory Fee 0.45 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC 13- 4.22 5.485.55 25.522.89 UEPS Jan 17 15 8.0 C TO CLOSE Regulatory Fee 0.45 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC 131- 4.20 55.015.63 80.538.52 UEPS Jan 17 15 8.0 C TO CLOSE Regulatory Fee 4.37 page Sof 15 CONFIDENTIAL SDNY_GM_00011772 EFTA_00122423

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC - 131- 3.20 41,837.87 122,376.39 UEPS Jan 17 15 9.0 C TO CLOSE Commission 78.05 Regulatory Fee 4.08 11/17/14 11/18/14 Margin Sell - Securities Sold RADIOSHACK CORPORATION 500- 0.17 8.206.81 130,583.20 RSH Jan 15 16 1.0 C TO CLOSE Commission 281.00 Regulatory Fee 12.19 11/17/14 11/18/14 Margin Sell - Securities Sold FLAMEL TECH 130- 3.40 44.118.40 174,701.60 FLML Dec 20 14 10.0 C TO CLOSE Commission 77.50 Regulatory Fee 4.10 11/17/14 11/18/14 Margin Sell - Securities Sold RADNET INC. 258- 3.40 87.563.96 262,265.56 RDNT Dec 20 14 5.0 C TO CLOSE Commission 147.90 Regulatory Fee 8.14 11/17/14 11/18/14 Margin Sell - Securities Sold RADNET INC. 32- 3.60 11,495.37 273,760.93 RDNT Dec 20 14 5.0 C TO CLOSE Commission 23.60 Regulatory Fee 1.03 11/17/14 11/18/14 Margin Sell - Securities Sold RADNET INC. 160- 3.50 55.900.92 329,661.85 RDNT Dec 20 14 5.0 C TO CLOSE Commission 94.00 Regulatory Fee 5.08 11/18/14 11/18/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (329.661.85) 0.00 DEPOSIT ACCOUNT 11/18/14 11/19/14 Margin Sell - Securities Sold BEAZER HOMES USA INC 390- 0.90 34,869.36 34.869.36 BZH Jan 17 15 20.0 C TO CLOSE Commission 220.50 Regulatory Fee 10.14 11/18/14 11/19/14 Margin Sell - Securities Sold AEROPOSTALE INC 290- 0.15 4.177.44 39,046.80 ARO Jan 17 15 3.5 C TO CLOSE Commission 165.50 Regulatory Fee 7.06 11/19/14 11/19/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (39,046.80) 0.00 DEPOSIT ACCOUNT page 6 0115 CONFIDENTIAL SDNY_GM_00011773 EFTA_00122424

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 11/17/14 11/20/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 9.000- 2.00 17593.60 17.993.60 COM Commission 6.00 Regulatory Fee 0.40 11/17/14 11/20/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 13.608- 2.00 27.209.39 45.20259 COM Commission 6.00 Regulatory Fee 0.61 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 200- 4.16 825.98 46.028.97 COM Commission 6.00 Regulatory Fee 0.02 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 600- 4.1501 2.490.00 48.51857 COM Regulatory Fee 0.06 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.100- 4.15 4.564.89 53.083.86 COM Regulatory Fee 0.11 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 500- 4.1401 2.070.00 55.153.86 COM Regulatory Fee 0.05 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 4.100- 4.14 16573.62 72.127.48 COM Regulatory Fee 0.38 11/17/14 11/20/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 60.000- 0.0155 923.97 73.051.45 COM Commission 6.00 Regulatory Fee 0.03 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.000- 4.10 4.093.90 77.145.35 COM Commission 6.00 Regulatory Fee 0.10 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 3.900- 4.0901 15551.03 93.096.38 COM Regulatory Fee 0.36 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 200- 4.22 837.98 93334.36 COM Commission 6.00 Regulatory Fee 0.02 page 7 of 15 CONFIDENTIAL SDNY_GM_00011774

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 2.000- 4.18 8.353.81 102.288.17 COM Commission 6.00 Regulatory Fee 0.19 11/20/14 11/20/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (102.288.17) 0.00 DEPOSIT ACCOUNT 11/18/14 11/21/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.015 143.99 143.99 COM Commission 6.00 Regulatory Fee 0.01 11/20/14 11/21/14 Margin Sell - Securities Sold NORDIC AMERICAN TANKERS LTD - 200- 1.15 22.878.69 23.022.68 NAT Jan 17 15 7.87 C TO CLOSE Commission 116.00 Regulatory Fee 5.31 11/20/ 4 11/21/14 Margin Sell - Securities Sold NORDIC AMERICAN TANKERS LTD - 275- 1.15 31,460.45 54.483.13 NAT Jan 17 15 7.87 C TO CLOSE Commission 157.25 Regulatory Fee 7.30 11/20/14 11/21/14 Margin Sell - Securities Sold AEROPOSTALE INC 320- 0.15 4,610.21 59.09334 ARO Jan 17 15 3.5 C TO CLOSE Commission 182.00 Regulatory Fee 7.79 11/20/14 11/21/14 Margin Sell - Securities Sold NORDIC AMERICAN TANKERS LTD - 250- 1.15 28.599.86 87.693.20 NAT Jan 17 15 7.87 C TO CLOSE Commission 143.50 Regulatory Fee 6.64 11/21/14 11/21/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (87.693.20) 0.00 DEPOSIT ACCOUNT 11/19/14 11/24/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0154 147.59 147.59 COM Commission 6.00 Regulatory Fee 0.01 11/19/14 11/24/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0151 150.99 298.58 COM Regulatory Fee 0.01 11/19/14 11/24/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 21.000- 0.1051 2,201.05 2.499.63 COM Commission 6.00 Regulatory Fee 0.05 page 8 of 15 CONFIDENTIAL SDNY_GM_00011775 EFTA_00122426

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 11/24/14 11/24/14 Margin Delivered Other CORINTHIAN COLLEGES INC 2.167- 0.00 2.499.63 COCO Nov 22 14 1.0 C EXPIRATION 11/24/14 11/24/14 Margin Delivered - Other TEEKAY TANKERS LTD 205- 0.00 2.499.63 TNK Nov 22 14 5.0 C EXPIRATION 11/24/14 11/24/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.499.63) 0.00 DEPOSIT ACCOUNT 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 4.152 409.19 409.19 COM Commission 6.00 Regulatory Fee 0.01 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 700- 4.151 2905.63 3.314.82 COM Regulatory Fee 0.07 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 4.790- 4.15 19978.06 23.19228 COM Regulatory Fee 0.44 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 6.700- 4.15 27798.38 50.991.26 COM Commission 6.00 Regulatory Fee 0.62 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 6.000- 1.00 5993.86 56.985.12 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.14 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 1.000- 1.12 1.113.97 58.09999 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.03 11/20/ 4 11/25/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 66.000- 0.0131 858.58 58,95727 COM Commission 6.00 Regulatory Fee 0.02 11/20/ 4 11/25/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 233,000- 0.013 3928.93 61,986.60 COM Regulatory Fee 0.07 page 9 0115 CONFIDENTIAL SDNY_GM_00011776

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 550- 4.16 2.281.94 64.26854 COM Commission 6.00 Regulatory Fee 0.06 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.063- 4.15 4.411.35 68.679.89 COM Regulatory Fee 0.10 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 1.900- 1.05 1988.95 70.66894 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.05 11/20/14 11/25/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 11.000- 0.1041 1.139.07 71,807.91 COM Commission 6.00 Regulatory Fee 0.03 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 1.000- 1.00 993.97 72.801.88 WARRANT EXP 11/18.2018 Commission 6.00 Regulatory Fee 0.03 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 4.231 417.09 71218.97 COM Commission 6.00 Regulatory Fee 0.01 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 400- 4.23 1.691.96 74.91093 COM Regulatory Fee 0.04 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 5.882- 1.10 6.464.05 81.374.98 WARRANT EXP 11/18.2018 Commission 6.00 Regulatory Fee 0.15 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 3.000- 1.05 3.143.93 84.51891 WARRANT EXP 11/18.2018 Commission 6.00 Regulatory Fee 0.07 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 15,860- 1.00 15.853.64 100.372.55 WARRANT EXP 11/18/2018 Commission 6.00 Regulatory Fee 0.36 page 10 6115 CONFIDENTIAL SDNY_GM_00011777

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 11/25/14 11/25/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (100,372.55) 0.00 DEPOSIT ACCOUNT 11/21/14 11/26/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 1.200- 1.001 1.195.17 1.195.17 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.03 11/21/14 11/26/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 5.500- 1.00 5.499.87 6.695.04 WARRANT EXP 11/18/2018 Regulatory Fee 0.13 11/21/14 11/26/14 Margin Sell - Securities Sold RAINMAKER SYSTEMS INC RMKR 10.000- 0.0155 149.19 6,844.23 COM Commission 6.00 Regulatory Fee 0.01 11/21/14 11/26/14 Margin Sell - Securities Sold RAINMAKER SYSTEMS INC RMKR 19.200- 0.0151 289.91 7.134.14 COM Regulatory Fee 0.01 11/21/14 11/26/14 Margin Sell - Securities Sold RAINMAKER SYSTEMS INC RMKR 30.000- 0.015 449.99 7.584.13 COM Regulatory Fee 0.01 11/21/14 11/26/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 30.250- 0.10 3.018.93 10.603.06 COM Commission 6.00 Regulatory Fee 0.07 11/21/14 11/26/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 400- 1.00 393.99 10.997.05 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.01 11/21/14 11/26/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 400- 4.3101 1.718.00 12.715.05 COM Commission 6.00 Regulatory Fee 0.04 11/26/14 11/26/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (12.715.05) 0.00 DEPOSIT ACCOUNT 11/24/14 11/28/14 Margin Sell - Securities Sold RAINMAKER SYSTEMS INC RMKR 362.800- 0.012 4.347.50 4,347.50 COM Commission 6.00 Regulatory Fee 0.10 page 11 of 15 CONFIDENTIAL SDNY_GM_00011778 EFTA_00122429

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 11/24/14 11/28/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 19.558- 0.94 18378.11 22.725.61 WARRANT EXP 11/18/2018 Commission 6.00 Regulatory Fee 0.41 11/24/14 11/28/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 76.900- 0.16 12.297.72 35.02333 COM Commission 6.00 Regulatory Fee 0.28 11/24/14 11/28/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0137 130.49 35.15332 COM Commission 6.00 Regulatory Fee 0.01 11/24/14 11/28/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0133 132.99 35.28631 COM Regulatory Fee 0.01 11/24/14 11/28/14 Margin Sell - Securities Sold RAINMAKER SYSTEMS INC RMKR 50.000- 0.013 643.98 35330/9 COM Commission 6.00 Regulatory Fee 0.02 11/24/14 11/28/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 4.2101 415.00 36.345.79 COM Commission 6.00 Regulatory Fee 0.01 11/24/14 11/28/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 17.100- 0.90 15383.65 51.729.44 WARRANT EXP 11/18/2018 Commission 6.00 Regulatory Fee 0.35 11/24/14 11/28/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 8.100- 0.82 6.635.85 58365.29 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.15 11/24/14 11/28/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.013 124.19 58.48948 COM Commission 6.00 Regulatory Fee 0.01 11/24/14 11/28/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 44.000- 0.0126 554.38 59.043.86 COM Regulatory Fee 0.02 page 12 6115 CONFIDENTIAL SDNY_GM_00011779 EFTA_00122430

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance 11/24/14 11/28/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 2.500- 0.81 2,018.95 61,062.81 WARRANT EXP 11/18/2018 Commission 6.00 Regulatory Fee 0.05 11/24/14 11/28/14 Margin Sell - Securities Sold TRANSGENOMIC INC TRIO 7,553- 2.2501 16,988.63 78,051.44 COM Commission 6.00 Regulatory Fee 0.38 11/28/14 11/28/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (78,051.44) 0.00 DEPOSIT ACCOUNT Closing Balance tot Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. $ 0.00 Insured De • osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 11/01/14 $ 1,799,049.93 5 0.0100 $ 2.46 $ 2.46 $ - 11/06/14 1,811,694.76 1 0.0100 0.50 2.96 11/07/14 1,842,424.93 6 0.0100 3.03 5.99 11/13/14 1,894,558.10 4 0.0100 2.08 8.07 11/17/14 1,907,754.09 1 0.0100 0.52 8.59 11/18/14 2,237,415.94 1 0.0100 0.61 9.20 11/19114 2,276,462.74 1 0.0100 0.63 9.83 11/20/14 2,378,750.91 1 0.0100 0.65 10.48 11/21/14 2,466,444.11 3 0.0100 2.03 12.51 11/24/14 2,468,943.74 1 0.0100 0.67 13.18 11/25/14 2,569,316.29 1 0.0100 0.71 13.89 11/26/14 2,582,031.34 2 0.0100 1.41 15.30 11/28/14 2,660,082.78 3 0.0100 2.19 17.49 17.49 Total Interest Income $17.49 Trades Pending Settlement Account Symbol/ Investment Description Type CUSIP SELL TITAN ENERGY WORLDWIDE INC Margin TEWI COM page 13 of 15 Quantity 10,000- Trade Price Date $ 0.016 11/26/14 CONFIDENTIAL Settle Date 12/02/14 SDNY_GM_00011780 Amount $ 153.99 EFTA_00122431

Statement for Account # 867-730320 11/01/14 - 11/30/14 Trades Pendin . Settlement Investment Description SELL TITAN ENERGY WORLDWIDE INC Margin TEWI COM SELL TITAN ENERGY WORLDWIDE INC Margin TEWI COM Account Symbol/ Type CUSIP Quantity 10,000- 446.000- Trade Settle Price Date Date 0.0151 11/26/14 12/02/14 0.015 11/26/14 12/02/14 Amount 144.89 6,689.85 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $1.799,049.93 11/06/14 11/06/14 Received FDIC INSURED DEPOSIT ACCOUNT $ 12,644.83 1.811.694.76 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/07/14 11/07/14 Received FDIC INSURED DEPOSIT ACCOUNT 30.730.17 1,842,424.93 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/13/14 11/13/14 Received FDIC INSURED DEPOSIT ACCOUNT 52.133.17 1,894,558.10 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/17/14 11/17/14 Received FDIC INSURED DEPOSIT ACCOUNT 13.195.99 1,907,754.09 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/18/14 11/18/14 Received FDIC INSURED DEPOSIT ACCOUNT 329,661.85 2,237,415.94 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/19/14 11/19/14 Received FDIC INSURED DEPOSIT ACCOUNT 39,046.80 2,276,462.74 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/20/14 11/20/14 Received FDIC INSURED DEPOSIT ACCOUNT 102,28817 2,378,750.91 page 14 of 15 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT CONFIDENTIAL SDNY_GM_00011781 EFTA_00122432

Statement for Account # 867-730320 11/01/14 - 11/30/14 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 11/21/14 11/21/14 Received FDIC INSURED DEPOSIT ACCOUNT 87,693.20 2,466,444.11 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/24/14 11/24/14 Received FDIC INSURED DEPOSIT ACCOUNT 2,49943 2.468.943.74 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/25/14 11/25/14 Received FDIC INSURED DEPOSIT ACCOUNT 100,372.55 2.569.316.29 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/26/14 11/26/14 Received FDIC INSURED DEPOSIT ACCOUNT 12,715.05 2,582,031.34 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/28/14 11/28/14 Received FDIC INSURED DEPOSIT ACCOUNT 78.051.44 2,660,082.78 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/28/14 11/28/14 Received Interest: Insured 15.45 2,660,098.23 Deposit Account 11/28/14 11/28/14 Received Interest: Insured 2.03 2,660,100.26 Deposit Account Closing Balance $2,660,100.26 TD Bank NA $247,500.00 TD Bank USA NA $2,412,600.26 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. NA. or TD Bank USA. N.A.. or both. The IDA balances are not covered by the Sec:wales Investor Protection Corporation (SIPC) protection apptucable to your brokerage account. page 15 of 15 CONFIDENTIAL SDNY_GM_00011782 EFTA_00122433

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011783 EFTA_00122434

Terms and Conditions STATEMENT GUIDE Arowado provides morally Portfolio Moors lor accoums van annoy and quarterly rooms tv mac:ye accounts win assets.' Portfolio Summary: Treed me current value 01 your D0111010 as 01 the regal dale and compares n to pie prior ~Ma The allsel lineation irdC81.34 your pOrd010 diveninCalion by investment type M.Mple Moulton under 5% me be groused into ~category el "Ctrs" in the pee chart. Margin Earn, - Told Amount Emiblimed Ming larvginable Value • Taal Shan Value) Activity Summary: The opening and dosing cash balances are reconcrec here ler yew quick rerreerice Ai account acunty is summonsed ler be currant paled and yea to dot*. Income a Expense Summary inemEtAs only): This seam detain too income ant emenser Woe horn Mo Manny Summary and Cbsairies the lax liernment. Retirement Account Summary (IRAs only): Review the IRS regnatod bansaceons for Mo rurett WC, pro yeas, IRS Fenn 5498 Mir Marble value is based On the current value as of Docomser 31 or moo previous year arden to furnished to~ Internal Revenue Same. PedonnanceSummitry:Monitoi your annual portfolio penormance ard the unedited gains and l0:0*: 'or your enure rummont strategy. Account Positions: New your mostrnonts a mho current market vatm ard corrparo the cogrol coal to see imvadqed gains and losses n your wool.) Original cost is cosigned using be trurn. rint-out (FIFO) method. Mich assumes the rust shares >du set are those you purchased ern. The estimated irmostmont income2 and average cost per share are chspayed for your /defence the oiledpurchase date e shown tor en Motion or you hoeing period). MeOunt Activity: Al accent solidly ia dean/ clothed. bled in ate Orcier. end reflected n the doting cash balance. Trade* Pending Sottleneed: Confirm you ...Wed trades WM a settlement date alter month Ø. Rose transactions ell bo reflected n me Account Acvnty section nod mom. Online, Cash Services TramactlOn Dwell: Cash management tlannidiae Mal Cleared Caring ass statanom reporting ponod. ndudng check. debit card and ATM actmb. are listed in dato amer. Online Cash Services Summary: Croft ard debt transaction totals lor tho arrom mammon retbring Paled eve sumnusiad. InelMebal benadvent are not listed. uo to rounding adustments. ~ ~mein decals may not coast the summon totals. teninald Annul Income and Esernsted Annual Yield values å e band upon the number of shares owned or arrom value balance, az of toe stalemom dale and me rrom roomi &Aden! rate a Sag, sild ~Ode« GENERAL INFORMATION 10 Msenlrade does not panda legal or lax adece. Please consul, your legal advalor or lax eaeounbent when ~Maly. AS 8 818neard infasdry prelaCe. panne COrnenlehtins may be recorded br Salty comic, and transact on viiitralMiMMOSte. For TO Ammo -ado ~amoral clews. your advisor him ms smarato from and not attend was TO ainciaracla. Inc. a TO Arratrado Cleared. Inc.. and oath Ism is not responstle la the PrOekxls end senices 01 the Ogler. Mammyor Reports:II you rind any errors or omissions in your accouM statement you Mould Immediately call us et the amber listed on page one 01 your statement. You Mould also contact our Clearing rem, TD Arne/loans Clewing, Inc. el 8004694900. Sleaze rancor the statemorn carcally. ir you timed* with any transactor.. or il Mao aro any aids a crwsvom. please Wiry a Client SeM,Breolesentaliraa ye, lOcal bench aloe. as woe as 10 Amairado Clean- 9. Inc. in wmrg enho ton (10) days el yew romp of this statement Any oral statements Mal you hare made to vi abode' be cornmeal in veiled The statement Wit °aroma be considered concahe. Please natty vs promptly 01 any changes in yam conned information. DareatIOM rearbled on your moon real be conchae,* doomed accurate unless you mob TO Amanda irrecidatob. Account Protection: Deposes hold by TOBank. N.A. and TD Dank USA. N,A.. aro toured by tie FDIC (401 Covered by SIPC) up 10 2250.030. Limbs are per aCtOunt oimertn0 per inialt4On. TO learn more about FDIC coverage 0010 wire ICAC.00v. SeCulleS. inclocIng mutual 'uncle, held in WV Brokerage Account are 401 depotils Or oblgalions ol. or guaranteed by. any bank. Ø not FOltinsesed, and involve investment mks, includng missile loss ol princpal. TO Amentrade is a member ol the Securities Investor Praocton Corporation (51PC'). which protects secunlies customers or ils members up to 5500.000 (inter:ling 5250.004) lot daims for cash). Explanatory brochure is available on request at A001110nelly. TO Antenna* provides ash cleat $149.5 trillion worth 01 grOleCOOn for securities and 32 °Ilion Ol IXONCIOn for cash 'Neagh Supplemenial coverage provided by London Insurers. I> be von Ola brokerage insotrefity. a Client may Marne Motvis due kan the trustee In baribuldcY and mon SIPC. Sidolemental coverage u pad out aim tho trustee and WC payouts and Lake such coverage each clone is limited to a ostibnoci urban of 3152 miliOn horn a trustee. SIPC end London insurers The TO Antedliade ardplernental coverage has an aggregate bra ol $500 motion over all custanors. The poky provides Coverage lolbainp brtervage insolvency and does net poled against Ins in marten valle ce eve socunbas An investment n a money mathat lund is not insured Or gararneed by be Federal Depose Insurance Corporabon 'CPC, a any other gworarat agency. Although Me Ands Beek 10 preserve the val. Ol your rertImeni al S100 per share. 4 b potable 10 lose more, by inseam; n a money market kind. Dividends are declared dab and poethursosted montily. The prospectus cordons Iles ard once imconart Mammon_ Reed the trospeclue Meek% Wore ~fling. 1.0n-001Xeil investments herd by your boker dealer arc NOT FDIC INSURED/NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank 009091 meant Or Born Of yew money mattel nidua land can to lquicialta on your order, and lho proceeds returrod lo yam manes account or remilleg 10 yOu Tv RIpering: The and.) Mtn å MI a lar dam« You MI Wake FOrm 1899 for oval us repalrg re carpal:* mh IRS ccairowonls lncludes unart recrta dodenn. Ø gait UPS Xarneli. and sties proosedil Some Malta an) subject b reclassralOn whin MI to roltdcel cn atnegart in rooms Cost Rat : CostDam. tax lot and oØ ceporteig and Otadosaldr me edema and ardad by CO4 IM:CaEORSTED ID rreflracle a na rooenetes q Fie releAgy or sØ cl fo rtamaxn TD Arnentaao ad Cs atria= wan ylonmters1 do not ~Mello foamy« me •rtmolon and dala partied COI NCORFORATED'i9 a Site ~pinyand a me alleged witi ID ameba* ~gin and Options Account Agreements: Prompt/ adrito ID Amentrade n warp or arty chango in your investment clomuros or annul shown as they pertain to your ~Min OrØoraaCCOunl egreeMenis A summery or Ømesonsand cheep, incurred was The execution ol aeons bansaceons is amiable. Omni Merkel Prices: Oie mature yams el sauna hate Mal Waned. il aatibb. Ø (ratan sag«. ad Other indeperident tomes Mika we Weed On Me dosed pc* Me ~crh amen mo PS and slag rms, a other rnotcce. P romria valreis ~lade bon a qt0lakn tern> 0~ independent sane. tie smutty is initted 10 bang reteckel tie Ma Prod OP) lbeiclusams cri your paticlo repel as preened as wool Mandan ad me de net guarantee to soma dag scones pct Madam backed postanre Mod vang me temaving borne ad Me Rawl make! pore Prebo rØ sebens nay nal nilom« mks prococch, The scoot.» nØ la Contras id Deposes (CDs) a manor* loud and the actual M&e may be clIterat eon me ovalartate MOTSlob d PVICMI may molt ton the sob el a CD pta le ~trey Bann adb Rod Mono Sauna Wade ~cony Man hub women and donor sad en a load ~go. Rama. Ivry saM n me OTC Wes !he °Dunk., nwlya and sUrart tawdry nuyrce met la >a barn >our padon plot tom -ay. The sib et bond gror to ~et nivy reol n a lens el prilopd. Non Standard Amen (MAI wo may mamma n arta pampaen program securbas ~dips. brniodlablItyccmpamx. er red estate roamed bum.arrrtaty pools. angle ,uty. grim* debt a hedge inch NS& se boaen baud imealmeas ad do na hide en nalond accurtes maven.« to Nasdaq Stock ).Ledd, Toques ~on la tome rrostrans se ~al am ~eel Ian trebar meMOOS. Ø, bN nei IM/ol m Independent apprardis to progons ra =ob. anew Ma party tender tilers hat ha* boon prowled by to ~goner. ~raw. ander spacer a ash pcgan en by a thrtlinty nr wind Independent rettslen by ID ~a. Values may nor died pie orlon& ~lase pica. Ø market value a be malmri upon kudos:neon ø/nØ value canna be (rancho! tr ough l'eSe methods. Me elusion may be !SOW as NOrsPited MP) Fa ~MS Octal comma notmon b NmStamtant Aces. plena aroma Clog Saes These rivasinass are numant on/Soft SIPC. Amon Rao Sauna (ARSD Prong: he mesa lob= la ORS scams hao boon °tuned. H artletle. Korn coOtalen eerrte. of oiler rages:MI ~ea Theacaray ol the pØ is nal garanioal Ha motel ~a snot maldab. TD ~Made SI grue eo OAS mum. tared nth censolet boll to klualy ad undo,,mg ode quay. The ARS ~tee re ~only tremaning a Mk 011esalty and. ma mot ~eta, be re e"SvlrCelbal eoditreaarbeSan to and undo, oscremalrel cottons. REGULATORY DISCLOSURES MI Crania:eons aro abject to 0) The consmubon. Na, regulations customs and usages • Ra exchange Or market and its dearrighouse. H any. on Mich such bandeos are caccurca: no Masai Lies. 'dialog the Sambas Act el 1933 and the Sauenes Ex 1 osen . o and mva cliereqte orfAtend F an osso brochure Mat incbelps intormabon denoting FINRA's Putlic Osamu], Program. please Contact FINRAM 8352839939 Or wwwlinmag. The interest rato ~An tor TO Ameretade Cash a leken from the oppcape me/onraw ser lor the Markel Value balance n Me TO AmeroedeCesh. as 01~ aelerteM casino Ode Simple merest is mama dab based on the interest raw ea applcablo to oath days balance. Financed Statement NotircatIon: TM sidemen ol Mancol condom lor TO Ormond* es ~table Woe a year and may be obtened al no Cost. via the internee al hm. .rnwyrratanontradecom,bnancialstammentlard. Option Assignment: Mi eon comb upon posnons and some index option positions are available br assignment Emma assignment Mani for equity or Men options are randomly Mooned among all ohms' shod posbons by an automated proceckse. Free Credit Balances (Rule 16Øt & 3): Under me clam protection mt, we may use free Credit balances n your MCOunt in the Ordinary Came el our amen which are payable 10 yOu on demand. Margin Macomb (Regulation T1: H you have a margin account. the report u a combnafon el SM. margin entovet end a Nadal ~bran:Lim amen« Tracing on ~Kin poses adellional risks and a not testable lor all investors. A carpet° 1st et the nsks *seceded via margin treeing is amiable in be maren rek disclosure clociment You may obtain a copy d this document by contacting us el Renumber Isla! On page reol pur statement Payment ler Order Row (SEC Rules 606 and 607): In some crcumstancts. TO Amornrado recants compensabon ler droceng certan anatheisounta and mod equity order Ito, to selected MOWS. brokers a dealers (Martel Centers) Cempensation is in Poe loin d a per share cash payment_ n ad.:Mon. TO Amatrado also may wave carperizaten related to So foreign enemy enlarge COmpOnert C4 alarnbliOns n toregn securities (men Markel Callers oxameng such gabs_ We post ararterty moons disclosing the venues ler order raced oxecurson s enmadarnxtrado_com. A mitten copy is avalatle IØ request. 11 is our palsy. absent Pont orders to Me contrary. to select brokers, &tags, and market makers based On the Why to proud, best meabon and the history 01 seerne price improvementcal mana orders. Pnce improvement,s avanabloirder canon market condoms. and we regular>, manta execimen to lost tor ash mac...anent d amiable. Tied, COMIrmollerna (Rule 100-10):MI cornrmalions are earemined on me Iratstrton doe Tax»: Transadkns in foreign sedurila (Martin° foreign ~Wirt AC" ISM Ka in Ea U,S,) may include taxes and fees~ by to foreign mamas of governments. oath may be Nibbled in Me edam el the stonily Or charged man ncleeendert une ilen ~fly Porky Nollgaillon: A cony d the TD /Mabel» privacy DOICY is aVaMMStr al sviMamentadotorn CaMbir Seadilin: The 'location or penal redemptions or cells is doe yang a pro rant any system. A mammon el the proombros for callable saunter. Is nabobon to reerale a hang comps aro multibto uponea:pos.1. In Case 01 errors a coestens tboul your EIMIOniC Fund Trendier. please CO lad 8 al 'MO 66.9.390), ot n vanrg to P.O. Box 2209. Omaha. NE 66103. or by email al ClieMetmkeKaldanlediage.COM The ~meal <OM/lined n your *Cann statement shall be bndng upon you il you do not ein ecl wain sixty (60)days lor any !candor or lunds pima to Rcalabon E, such as ATM and pan arale bunion, debit transaebons. sired deposits. and edheliernik We Must hoar from you ro later Man 60 days aner we Led >du Me FEST summon on whch the error or problem appeared, (I) Tell us tar non. and account amber (2) Doscrbothe error or Me transler you am unsure about. and oxpbn as dearly as you can why you below n is an error or wily you need mote inlormabon. (3) Teti us he Ocitar .1M0.ri 01me sabangeg error. Wo Mrll mrosigact your complain and tall <area any error promptly. el we lake more than ID business days lo de this, sewn creel, your twoMM br smart you think is n arms/SIM' you wll have no use al the money dump tho tine I taws us to carpet* our inuestgaton. AMM1500744 SDNY_GM_00011784 EFTA 1x1122435

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 12/01/14 - 12/31/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Estimated Investment Value Value Change Change Income Cash $ - S $ $ - Insrd Dep Acct (IDA) 2,828,570.06 2,660,100.26 168,469.80 6.3% Money Market Short Balance Stocks 196,026.00 452,830.90 (256,804.90) (56.7)% Short Stocks Fixed Income Options 8,596.90 7,540.15 1,056.75 14.0% Short Options Mutual Funds Other Total $3,033,192.96 $3,120,471.31 ($87.278.35) (2.8)% $ 0.00 Margin Equity 100.0% Cash Activi Summa Income & Ex . ense Summa Current YTD Reportable Non Reportable Opening Balance $ 0.00 $ - Income Securities Purchased (8,601,778.47) Dividends S - $ - Securities Sold 168,446.15 7,430,003.59 Interest Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 201.63 Interest Expense (516.21) Fees Other (168,446.15) (2,828,510.54) Other Closing Balance $ 0.00 $0.00 Net $0.00 $0.00 Announcements: NEW LOOK. NEW FEATURES. SAME SMART INFO. A FRESH, NEW TICKER TAPE IS HERE. NOW YOU CAN ACCESS VALUABLE INSIGHTS EVERY MARKET DAY AT THETICKERTAPE.COM. Estimated Yield Portfolio Allocation page 1o110 YTD $200.00 1.63 (516.21) CONFIDENTIAL ($314.58) 0.01% 0.0°O Options 0.3% Stocks 6.5% IDA 93.2% Performance Summary Cost Basis As Of -12/31114 " $668,560.46 Unrealized Gains Unrealized Losses (463,937.56) Funds Deposited/(Disbursed)' 4,000,600.00 Income/(Expense)"° (314.58) Securities Received/(Delivered)" 0.00 'or cost-basis Information. refer to vrawtclamerftradozom SDNY_GM_00011785 EFTA_00122436

Statement for Account # 867-730320 12/01/14 - 12/31/14 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal $ - 0.00 $ 4,000,000.00 4,000,000.00 TOTAL 0.00 4,000,000.00 Income Summary Detail' Description Current Year to Date Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest $ 0.00 0.00 0.00 23.65 $ 1.63 (516.21) 200.00 59.52 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Symbol! Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0279 $ 0.03 08 05 14 $ 0.22 $ 0.22 $ (0.19) $ - INC COM PLASMATECH PTBI 7.270 3.45 25.081.50 05/12/14 142,412.44 19.59 (117,330.94) BIOPHARMACEUTICALS COM TRANSGENOMIC INC TBIO 85.047 2.01 170,944.47 05/12/14 338,373.82 3.98 (167,429.35) COM Total Stocks $196,026.00 $490,786.48 $(284,760.48) $0.00 0.0% Options - Margin ADVANCED MICRO 920 $ 0.0002 $18.40 0512,14 $ 80.879.08 $ 0.88 $ (80,860.68) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 875 0.0001 8.75 06,2014 36.151.25 0.41 (36,142.50) DEVICES INC AMD Jan 17 15 4.5 C page 2 of 10 CONFIDENTIAL SDNY_GM_00011188 EFTA_00122437

Statement for Account # 867-730320 12/01/14 - 12/31/14 Account Positions Investment Description Symbol/ CUSIP Quantity Current Price 0.0001 0.1426 0.0001 Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options • Margin CORINTHIAN COLLEGES INC COCO Feb 20 15 1.0 C COWEN GROUP INC COWN Jan 17 15 5.0 C DRY SHIPS INCORPORATED DRYS Jan 17 15 3.0 C 575 600 800 5.75 8,556.00 8.00 06/24/14 06/27/14 05/12/14 3.211.05 15.873.40 51.659.20 0.06 0.26 0.65 (3205.30) (7.317.40) (51.651.20) Total Options $8,596.90 $187,773.98 $(179,177.08) $0.00 0.0% Total Margin Account $204,622.90 $668,560.46 $(463,937.56) $0.00 0.0% Account Activit Trade Settle Acct Transaction! Symbol Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 11/26/14 12/02/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10,000- $ 0.016 $ 153.99 153.99 COM Commission 6.00 Regulatory Fee 0.01 11/26/14 12/02/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10,000- 0.0151 144.89 298.88 COM Commission 6.00 Regulatory Fee 0.01 11/26/14 12/02/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 446.000- 0.015 6.689.85 6.988/3 COM Regulatory Fee 0.15 12/02/14 12/02/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6,988.73) 0.00 DEPOSIT ACCOUNT page 3 o110 CONFIDENTIAL SDNY_GM_00011787 EPTA_00ll 22438

Statement for Account # 867-730320 12/01/14 - 12/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 12/01/14 12/04/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 9.500- 0.1001 944.92 944.92 COM Commission 6.00 Regulatory Fee 0.03 12/01/14 12/04/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 17.300- 0.10 1729.96 2.674.88 COM Regulatory Fee 0.04 12/01/14 12/04/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0111 104.89 2.779.77 COM Commission 6.00 Regulatory Fee 0.01 12/01/14 12/04/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 71.500- 0.011 786.48 3.566.25 COM Regulatory Fee 0.02 12/04/14 12/04/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.566.25) 0.00 DEPOSIT ACCOUNT 12/02/14 12/05/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 6.300- 0.08 497.98 497.98 COM Commission 6.00 Regulatory Fee 0.02 12/02/14 12/05/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 80- 0.0801 0.40 498.38 COM Commission 6.00 Regulatory Fee 0.01 12/02/14 12/05/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 700.000- 0.01 6.993.84 7.492.22 COM Commission 6.00 Regulatory Fee 0.16 12/05/14 12/05/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.492.22) 0.00 DEPOSIT ACCOUNT 12/03/14 12/08/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 3.500- 3.8501 13.469.05 13.469.05 COM Commission 6.00 Regulatory Fee 0.30 12/03/14 12/08/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1,498- 3.85 5761.17 19.230.22 COM Commission 6.00 Regulatory Fee 0.13 page 4 o110 CONFIDENTIAL SDNY_GM_00011788 EFTA_00122439

Statement for Account # 867-730320 12/01/14 - 12/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 12/03/14 12/08/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 700- 3.85 2.688.94 21,919.16 COM Commission 6.00 Regulatory Fee 0.06 12/03/4 12/08/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 262.400- 0.0018 466.30 22,385.46 COM Commission 6.00 Regulatory Fee 0.02 12/08/4 12/08/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (22.385.46) 0.00 DEPOSIT ACCOUNT 12/04/14 12/09/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 1.000.000- 0.0014 1.393.96 1.393.96 COM Commission 6.00 Regulatory Fee 0.04 12/04/14 12/09/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0013 7.19 1,401.15 COM Commission 6.00 Regulatory Fee 0.01 12/04/14 12/09/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 990.000- 0.0013 1.286.97 2,688.12 COM Regulatory Fee 0.03 12/04/14 12/09/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 310.900- 0.0014 429.25 3,117.37 COM Commission 6.00 Regulatory Fee 0.01 12/04/14 12/09/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.400- 3.831 5.357.28 8,474.65 COM Commission 6.00 Regulatory Fee 0.12 12/04/14 12/09/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.670- 3.83 6.395.95 14,870.60 COM Regulatory Fee 0.15 12/04/14 12/09/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 5.700- 3.80 21.653.52 36,524.12 COM Commission 6.00 Regulatory Fee 0.48 page 5 o110 CONFIDENTIAL SDNY_GM_00011789

Statement for Account # 867-730320 12/01/14 - 12/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 12/04/14 12/09/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.200- 3.801 4355.09 41.079.21 COM Commission 6.00 Regulatory Fee 0.11 12/04/14 12/09/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 3.80 379.99 41,459.20 COM Regulatory Fee 0.01 12/09/14 12/09/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (41.459.20) 0.00 DEPOSIT ACCOUNT 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 5.000- 3.85 19.243.57 19,243.57 COM Commission 6.00 Regulatory Fee 0.43 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 3.8201 376.00 19,619.57 COM Commission 6.00 Regulatory Fee 0.01 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 7.022- 3.80 26.683.01 46,302.58 COM Regulatory Fee 0.59 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 3.87 380.99 46,683.57 COM Commission 6.00 Regulatory Fee 0.01 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 3.86 385.99 47,069.56 COM Regulatory Fee 0.01 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 200- 3.821 758.18 47,827.74 COM Commission 6.00 Regulatory Fee 0.02 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 3.82 381.99 48,209.73 COM Regulatory Fee 0.01 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1,700- 3.801 6.455.55 54,665.28 COM Commission 6.00 Regulatory Fee 0.15 page Dot 10 CONFIDENTIAL SDNY_GM_00011790

Statement for Account # 867-730320 12/01/14 - 12/31/14 Account Activit Trade Settle Acct Transaction Symbol Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIB I 1.965- 3.80 7466.83 62.132.11 COM Regulatory Fee 0.17 12/10/14 12/10/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (62.132.11) 0.00 DEPOSIT ACCOUNT 12/08/14 12/11/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.700- 3.8601 6.556.02 6.556.02 COM Commission 6.00 Regulatory Fee 0.15 12/08/14 12/11/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 77- 3.86 297.21 6.853.23 COM Regulatory Fee 0.01 12/11/14 12/11/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.853.23) 0.00 DEPOSIT ACCOUNT 12/09/14 12/12/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1,000- 3.8501 3.844.01 3.844.01 COM Commission 6.00 Regulatory Fee 0.09 12/09/14 12/12/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 3.565- 3.85 13724.94 17.568.95 COM Regulatory Fee 0.31 12/12/14 12/12/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (17.568.95) 0.00 DEPOSIT ACCOUNT Closing Balance 'For Cash Activity totals. refer to the Cash Monty Summary on page one of your statement. $ 0.00 Insured Deposit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 12/01/14 $ 2.660.100.26 1 0.0100 $ 0.73 $ 0.73 $ 12/02/14 2.667,088.99 2 0.0100 1.46 2.19 12/04/14 2.670,655.24 1 0.0100 0.73 2.92 12/05/14 2,678,147.46 3 0.0100 2.20 5.12 12/08/14 2.700,532.92 1 0.0100 0.74 5.86 12/09/14 2,741,992.12 1 0.0100 0.75 6.61 12/10/14 2.804,124.23 1 0.0100 0.77 7.38 12/11/14 2.810,977.46 1 0.0100 0.77 8.15 page 7 of 10 CONFIDENTIAL SDNY_GM_00011791 EFTA_00122442

Statement for Account # 867-730320 12/01/14 - 12/31/14 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 12/12/14 2,828,546.41 20 0.0100 15.50 23.65 2165 Total Interest Income 823.85 Insured Desosit Account Activit Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $2,660,100.26 12/02/14 12/02/14 Received FDIC INSURED DEPOSIT ACCOUNT $ 6,988.73 2,667,088.99 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/04/14 12/04/14 Received FDIC INSURED DEPOSIT ACCOUNT 3,566.25 2,670,655.24 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/05/14 12/05/14 Received FDIC INSURED DEPOSIT ACCOUNT 7,492.22 2,678,147.46 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/08/14 12/08/14 Received FDIC INSURED DEPOSIT ACCOUNT 22,385.46 2,700,532.92 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/09/14 12/09/14 Received FDIC INSURED DEPOSIT ACCOUNT 41,459.20 2,741,992.12 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/10/14 12/10/14 Received FDIC INSURED DEPOSIT ACCOUNT 62,132.11 2.804.124.23 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/11/14 12/11/14 Received FDIC INSURED DEPOSIT ACCOUNT 6,853.23 2,810,977.46 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/12/14 12/12/14 Received FDIC INSURED DEPOSIT ACCOUNT 17,568.95 2,828,546.41 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/31/14 12/31/14 Received Interest: Insured 21.55 2,828,567.96 Deposit Account page86110 CONFIDENTIAL SDNY_GM_00011792

Statement for Account # 867-730320 12/01/14 - 12/31/14 Insured De* osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 12/31/14 12/31/14 Received Interest: Insured Deposit Account 2.10 2,828,570.06 Closing Balance TD Bank NA TD Bank USA NA $247,500.00 $2,581,070.06 $2,828,570.06 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage acccun are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TD Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection appscable to your brokerage account. Important Information The most recent statement of financial condition for TD Ameritrade Clearing. Inc. may be obtained at no cost. via the Internet at https://w‘vw.tdameritrade.cornifinancial-statementfffinancial-statement on or before 12/29/2014. or by contacting TD Ameritrade Clearing. Inc. at 1.800-237.8692. As of 9/30/2014. TD Ameritrade Clearing. Inc. had net capital and a net capital requirement of $1.6 billion and $280.4 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. Annual Margin Disclosure Securities purchased on margin are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan. As a result, the firm can take action. such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its "house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. Anti-Money Laundering Requirements The USA PATRIOT Act is designed to detect. deter, and punish terrorists andfor terrorist groups in the United States and abroad. The Act requires U.S. financial institutions and brokerage firms to implement comprehensive anti-money laundering programs. What is money laundering? Money laundering is the process of disguising illegally obtained funds so that they appear to come from legitimate sources or activities. Money laundering occurs in connection with a wide variety of crimes, including (but not limited to) illegal arms sales. drug trafficking, fraud, terrorism. embezzlement. and political corruption. How big is the problem and why is it important? According to the U.S. Department of State, one recent estimate puts the amount of worldwide money laundering activity at roughly $1 trillion per year. The use of the U.S. financial system by criminals to facilitate terrorism or other crimes could taint our financial markets. What is TD Ameritrade required to do? As required by the USA PATRIOT Act. our anti-money laundering program designates a special Compliance Officer to ensure compliance with applicable laws, maintains policies and procedures to detect and report suspicious transactions. performs employee training. and conducts independent audits. Federal law also requires all financial institutions to obtain. verify, and record information that identifies each person who opens an account. As part of this requirement. we may ask you to provide various identification documents or other information. Until you provide the information or documents required. we may not be able to open an account or process transactions for you. page 9 of 10 CONFIDENTIAL SDNY_GM_00011793 EFTA_00I 22444

Statement for Account # 867-730320 12/01/14 - 12/31/14 Important Information We thank you for your patience and look forward to your support in our efforts to deny terrorist groups access to America's financial system. page 10 6110 CONFIDENTIAL SDNY_GM_00011794 EFTA_00I 22445

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011795 EFTA_00I 22446

Terms and Conditions STATEMENT GUIDE IC Are ufacto taande: monity Ponk» Ropom lor accoums win actrerty and quanorly ropom w naam accounts win assen! PONO. Summara Tracki Irae Current dna d your 00«010 es Of the nip» dele end empora' ry to me prior moniak The enel tillaabOn SaC8103 yOut p00010 dirooleCalion by imamem type MANN abcalcres tonda 5% Ml bo pralno] mto me calogory ol "Oblot in ho po chart. Magm Edeny - Total Account ErtudelT0181 LON lobrikulble Wikte • Total Short Wikte) Actmty Summary: The opening and doung cash balante ato recancied here lor your qua relecence At account odmie es summanzal lor me °uroni pen» and roer to dato. Meom* a Expertee Surwriary (nenaAs only): lhos sodem dola tno marne and omonso Wan nom de kenty Summay end daniem the tai hemant Robrement Account Sumatory (IRAs ordy): Rauwe die MS repdxod transz:Frons lor ino <urmt ara pro yen IRS Fam 5498 Mit makel vake is Dosad on IN »non vihue es of December 31 ol ihe pranous yoar ardwn be turnshod to Na Iniema Amonu° Same, PedonnonceStmmary:Mon», you anomii portfolio peilamine and me urrealized gaine end your luwte rrecannord stroimy. Account Postbons: New you ~amonu al ino current masa vat»and tappro to erna eosi to see uwiciu» pains and bosses n your palki* °deinst cmi is meen» yang IN enten. rent-our (FIFOI meitod. Mich anomie me Pni Omes tdu set me Ihose you purChatied arst lbo esionaled ernostmoni encome2 and average cast per share are dmeayed lor your mieren» drie odes' puchate Ode e armen br en teltenen ol you hokkig ai»). MCOunt Agnaty:AI smout ecibily is deert delnal, Iel» in Wie Order, era relleaml rn me amino cash bafanee. %dos Panding Settlenslot Continu you heated sedes tum e monomani dele ener mamb W. Oase tramacions to relloctod d Ine Account Manty amon rest went.. Gnilne Cash Services Tramaction Cash management halatia Mei CSM« , aring ths simonom repamng ponad. rkludng che& dobo cad and ATM anwb. are liztod en date erdb. Oto Cash Services Smarnam: Crodt and debr iransacbon totals lor the omom statement '00~ eed»ere summaimet Indedard tran8(ktans are rottige''. 'Duo to tanding acfustments. lbo gameni ~als may nol opaal me statement tab. Clilknaled Asrus Neonie end Eserrefed Annuel Veld %aktes e e bolid upon IM) nut». Or share: owo» er amore 'oko balaso> as ol the slalomom dalo ord me most recent andend rede Or Cash OM potna» GENERAL INFORMATION TO ~oma» doos rot Frondo legat or lax mince. Neme consult your lepel minor or lax aCCOurianl Men ne01488ry. A8 8 SIMUM inOdby praCM(e. piane eOrYnkilaharn May be records br Sally 00ninal and IninsadiOn irenfensIN pulpen" For TO Amontrade braboonal perce. yes edytor nat es separate dom and not attbaled wM TO Anworado. Inc. a TO Arratrado Ciemne Inc.. and ciach hm es nat tosponsMe I« Ule pedels end senices Ol Me ofher. Accwacy Reporls: H you lina any errors or emueslons m yam accouM stabament you WOUW immedialety celt us et th* menhir baad on page One Ol your statement. You Soule; laso contact our Clearing tym, TD Amanu». Clearing, Inc. M 8004894900. Mewa ternew dia statement caretily. you Osami» mili any transom», or el ihao am any aids or »Meom. Masse roby e Client Services representelke a you kaf Match race. es wol as 10 imamam Cnam?, inc. in wrona stom ton (10) days ol you racom ot the statement My ord statements Ihet you hare made to us shot» be COMmled in mitra Thb statement will «henem be considered conclehe Fletse noley e mowny ol any charges in your cOnlaci informalion. TrareaCOOM redr/Cled on your rcpon wil bo concbsio~ed acana unloss you rody TO knavado mmmix*. Account Proleabn: °epos» »Id byTOBank. NA and TD Bark USA. NA. aro Nemrod by "he FDC eol COYOrad by SIPC) up Ie $250.000. Limin ere per Wami »nad» per MONO». TO Nam maa eboul FOK CNOM. go SO mew IdC90e. SeCullieS. inCludng multa, tonde, held in yam' Ordo: MOS ACCOurt are ral dtepealS Or 001050n8 Ot Or ‚manto» by. ary bank. are not FOICinswed. and meeha envestmoni dsks, ercludng passae las ei pikapa. TD oliemade es a momber ol the Sean»: loyesict Moda» Gorgona» (SIPC'). Mich amens meun»: astomers ol ds manbars up lo 5500.000 (nchiding 5250.000 lor daim fot cash). Explanatory brochure is ayailaNe on requeel wwasipc.org. TO Arnertirafte MOM% Mien Cleni 5149.5 milion wora ol proleedon lor secreties and 52 miko 01 MCMCIOn br chh dwo» Supamenizil coyerepe pthided by London 'Nura. h ihe html Ol a ~etage ineolrency. a den may Wekt Wants durr MM Me Mus») In boninOtcY and ban SIPC. Smokownial omenu° es pad oul Mor the trustee and SIPC payouls and ~or such manage ciach cleni es anod to a combra return of 5152 milion horn e trefne. SIPC and London inwon The TO knerilrade simplanenial coverago has an morowo Ima ol 5500 muon amr ab custemors. flus colty taande: Owa» ‚Mening Weinige in8Olany and doei n01 poleci toina bm in manat vat* ot mo seato‚ invemment ki a money ~MM lunit is nol lama' Of Caferabed by he Pedaal Dopost insuramo Corporabon (FOICI et any olha eranarnrrat money. ANN.» do kinds Beek 10 efetienre tne WiNe d yOur inithilment al 51 00 pa dure. d e pOstible 10 lOse mOney by lornion n a money manat fund. DMOSeds ae »Meed daty end padeosnoostod marasy. The prospectus ccmans INs and obar »sonant Mammon Reed the prospeeted areleinr bero* NOn-0090141 imeamenti had lor your trokar.dealer aro NOT FDIC NSURED f NOT BANI( GWRN9TEED1 OMY LOSE YALUE, The Wian» in your bank depOsil accaint Of OWC d yOur money makel "OM kod can to Wadden on your order. and Wo poceeds nemrod lo yam securern atom» or remti» bytu TY RMOdng: The palWO mal a »laku Moment You wp remee FOrin ICOMor armil tu repacing n carpla- co mb MS ommrownis indudes mate wam. ardent. cap» gent »te ~d and sam proceedil Some parwa ere %bleet 10 redassikelOn whidr to rettetel cn attemunt rox raam Cost Basis: Camions. ta im and perearreme 'cocon(' and GmakocPa am centa a otedickel by GOI INDCaPORkTED 11) Meta» S na impOrebb b Sie ~y w suidaty cl ho recfman. TD Pana° and fs Intrtreien paars FPrtritern do nor ~lee me atanicy el me keimWoo and dala grabul CCII NCOFpORiTED'a e telptoile carymy and era alkad MM 11)tmerbade MargIn and dotlono Account Agreements: Prompter »moli) Amon:rade n ming ot any change in your myomen etembros or »amid setowo as thoy mian to your magin Or OfraS McOunt agreements. A sunnity ol ~miniom end daag» inCurred wda mo executron ol opeons itansaceons is wabi*. Cuma* MSW Mom: Ihe mani mum cl siara ha mal otaned. A ~o krn ~akr wam tra CM« kaegendent aas )Mace wo Weed N IN doeg Pk» me nosi beween me bel ad skra mom er ether molt t odarta rota i softie bona aasden ant* Obli independent sear0). her ~ S la 10 beng related NutProad CNP). diudarts en your mdc»maan ar pretledas mnogi en add no dera guarantee Mo osowaci ony scones mees Meeego btcd postons ao rolup vang te mowne Upala ad me morel masa pke Polak> th:N »krent may nol romeom saku procmcb, The soo:nday wesel Ia Gatikaars et Gepost (CDU d gcnraly boud and the mie mor be libel trom me ~aso pke Agat« loss d MnOtel may maa tam tee salo al ad) promowni Bent arder Ral Wow Scala: Ira eifercnw th» mury "mes and do na tra cn a »id exchange. Parta tory ban me OTC Wet Ne tanim ~and waden' duur rr.< anita IW m edl)W" poeten NO te rrmurty.lhosabot bm:benam rodany marroted n a lzs d primpal. Non Standard Ameb (NSA, am hocaly tinnen:ns in act partcpan program meutes ,jaatrerstios. Orni»halb ~pana. cv red «monasnol iruset cermadty po». amio atuty. Oo* dabt o ha» „sal. WSM ere MMO‚ 1105 imnalmets ad do na luie en a numa osunie: achana° a to Nrd» Rock Marka Thextues toen ta twe mesonam are »hoed wees der ml han onom medialk nadreg, bul nol kakel N independent oporami:, te pronem rel astat. ander bad pary wda ortom But hao boon proweed by to monogame'. annuratr. ander maya el aam pwn o la a dwa paty ~dof mamul ~dan mfleattn by 11) knfitrado. *dme mer nol Nhl me sranat otaria pice, czul market aio « be mazai mcn limeascn an omme» tubo wand be estatithed IIVOugh des methode. Me otofon niw be rebected es ebrehted CNP) For addlitad deal roaddrag mimem la NmStandana krom. Mime amia Cert Sowa. These nosirmets aro na ~md umbr the 9PC, Podoi Rat Steurt= [ARS) Prang: The matm~ la MS seans= ba» ban &anod. ▪ inebtle. trom weta» anken 0e oNi Vedepeaert Much The manty Ol te Woog s nol ~anima da matm makio c na maldab. TI) krain» W I paso to AAS pal». ode? nb analer" boli to dudy ad undcrOng mek quaky. Iho ARS market is curroMy eidahMing lick ol bab and. esa reear. Mae CM be ro asoase mei such eerordes an » soki unix cumo mhz cetel. REGULATORY DISCLOSURES M hansa:bons aro subject to lq me consbiubon. Na. rogulatens cumom and usages Or the exchange m market and ile dearvigrouse. t any. on Mich such trantaChtns executed: mi lodem' lam. endeang me Steunen Act or 1923 and ho S«urtos oun . N o and iho inearrfirre l lA RE8nd Ex F For an meester brochuo mal enebelos intormabon dosalana FINRAs Put» Disclasuro Program. creatie Contact FINRAto 030-289.9299 ot merlinraa9. lbo intenest rato ~sn tor TO Amentrade Cash a laken hom ho appleatle miotom rato eer lor the Marker talm baarse n te TO Amen:radeCash. as Ol he fliatilmeM °Meng date Simpt. Narost es mcnxd dajn br.» on tbc menist rato ta makotro tocoatdata tatarce. Finandal Statement NotheatIon: lbo ‚momot ol NanoW condton lor TO 'nomado a ~labie hece a yeal and mey t* obron» al nO C091, via IM) internet til htsafeXweruchnontrado.comManciabimomonthunt Opbon Amigami* All short »my ogon panons and mime index oman ambona aro niebie lol megomem bercie assionnatm races le Nuty m Mer OaiOns are rendolly alocaled amang all clients' sio» plami by an 3.flamolod orccedte. Free Credit Balonom (tiule 154.2 b 3): Widet Ine cleni erotoman fulcs. wo may uso dog etedit belenoes n yOur account n IW Oidnary eona ol out business whkh tin) ptriaMe lo yOu en deiwd. Margr ~cards Olopulotion you have a mamo account. eis report t a combnown ol YOur maren mee" OM a epedelmenorardum smout Tradng On marian poses eddlional mks and a not suratio lor all meesters. A ciapem Iel ot tbc roks assoculed web morgo sedno is evatabre in me maten rek dialosure downent. YOu may oblain e topy Of Iris document by ooniaming us m me number telel on page one ol pur statement. Payment lor Order Flow (SEC Ruk» 606 and 607): In somo orcummancos. TO Artornracto recents oompalsabon Ia drozer° certan owattro.counta and lood auty order Iba to select» memels. ~as er dealers (Manet Geniete). Ce penseelion is in Ine lome of a per share cash paymere. M adctlion. TO Amatrade aso may mewo commensalen relaxed to mto lonten moreny exchange COmpOnert ol trareaCtiens in Mem seasiliestrom Market Galen oxecueng uch badas Wo post smarten! repom diabarg the wees lot «dor rotang execueon at orawndarnavadecom Awonenoomsis ayaratle ran raast. is our pary. absent cleni orders to the conbrary. to select beats. dooiers. and market metrem tand on IM) (billy Ie morde Wsi (oceaan ord the heleny Ol ~ra »se emprovement on market ordors. Pnco emprovernom is araitablowdor maan market tindans. and ma tembry monter emocutan to tom lot such imprommoni d avalatio. Trede Confirmatie». (Role 100-10): All controlebit,» tin) Varemilled On me iransticen dele Term: %niesden‚ in Weign SeOurilleS (indian° breiOn COm)any ADR. ma trede in th. U.S.) rosa include taxes and loos chamed by the eren matkom er gmernmonis. Mich may be redeCiedin Ile pice ol lee spowity on charged BS an Odependern Ine ilem Pitrocy Palny liolinallOn: A copy ol ihe TO Amertrade Wbity DOMY is WOOD* el wow.Pamagrad000m Cash. hrourides: Tlx atomem ol oorbel r»ommons« nlb is clone urno e portla Istoty syllem. A comnption ol ino proco: ros ref bable u:contra is anno» on to tebain er ban ooit*: aro maakte ogon toast In Case Ol enfant 0e westom LbOul your EinsrOnie Fund %Milera pleese COnitti us 1eta 869-3902 es n wang to P,O. Box 2209, Omaha. NE 68103. or by omal at eliangerebeiGhtdanadrede.e0m 11» ~neten cOnialned n mw Meemi statement Shell be Wang opon y» II you do nat obpiel wthn ruty Maidays lor any aanslof ot lulden mapce to Regulabon E. such as ATM and pont amie »raat dobo naameten. direct deitosils. and Mihnesoils We must heer trom you ro later Man 60 Wo tar we sent y» me FOIST statement on Men tno error or groblom owca‚ (I) Tell us tow neme and account ~ber (2) Doende the *nor m Io rentier you are unsuro obomk and explan as dean/ as you cen why you bolom d 1: an orna or wity you nood moro rotormaten. (3) Ted IS Ihe dalie arroani of he suarnelederior. Wo wil invomparo your amplom and wil camel arfy error promptly. el wo rake mom man ID »arms Nys lo de Iks. we wil maa you °MOM br !Meent yOu mink is n error. you wil have to uso ol the rreneydunng ino tnie t takes us manpee aur ineostaaten. MiTis 1»07n1 SDNY_GM_00011796

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Arne:grade Clearing. Inc.. Member SIPC Statement Reporting Period: 01/01/15 - 01/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Estimated Investment Value Value Change Change Income Cash $ $ - $ $ - Insrd Dep Acct (IDA) 2,828,594.08 2.828.570.06 24.02 Money Market Short Balance Stocks 340,903.60 196.026.00 144.877.60 73.9% Short Stocks Axed Income Options 5.75 8,596$0 (8,591.15) (99.9)% Short Options Mutual Funds Other Total $3.169,503.43 $3,033,192.96 5136.310.47 4.5% $ 0.00 Margin Equity 100.0% Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 Closing Balance $ 0.00 page 1 of 3 YTD $0.00 Announcements: REFER A FRIEND & GET REWARDED. CHOOSE $50 CASH, 5 FREE TRADES, OR A $50 GIFT CARD WHEN THEY OPEN AND FUND AN ACCOUNT. VISIT TDAMERITRADE.COMIREFER. RESTRICTIONS APPLY. Estimated Yield Portfolio Allocation Income & Ex ense Summa Income Dividends Interest Other Expense Interest Fees Other Net Reportable S Non Reportable S - $0.00 $0.00 CONFIDENTIAL YTD $0.00 0.01% Stocks 0.0°O 89.2% Performance Summary Cost Basis As Of - 01/31/15 " $483,997.53 Unrealized Gains Unrealized Losses (143,088.18) Funds Deposited/(Disbursed)Y° Income/(Expense)"O Securities Received/(Delivered)"° 0.00 **For cost-basis Inlormatlon, refer to www.tclamenirade.com SDNY_GM_00011797 EFTA_00122448

Statement for Account # 867-730320 01/01/15 - 01/31/15 Income Summary Detail' Description Current Year to Date IDA Interest $ 24.02 $ 24.02 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These correcmns can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0152 $ 0.02 08/05/14 $ 0.22 $ 0.22 $ (0.20) $ - INC COM PLASMATECH PTBI 7270 3.14 22327.80 05/12/14 142412.44 19.59 (119.584.64) BIOPHARMACEUTICALS COM TRANSGENOMIC INC TBIO 85,047 3.74 318,075.78 05/12/14 338.37332 3.98 (20.298.04) COM Total Stocks $340,903.60 $480,786.48 $(139,882.88) $0.00 0.0% Options - Margin CORINTHIAN COLLEGES 575 $ 0.0001 $ 5.75 06/24/14 $ 3211.05 $ 0.06 $ (3.205.30) $ - INC COCO Feb 20 15 1.0 C Total Options $5.75 $3,211.05 $(3,205.30) $0.00 0.0% Total Margin Account $340,909.35 $4133,997.53 $(143,088.18) $0.00 0.0% page 2 o13 CONFIDENTIAL SDNY_GM_00011798 EFTA_00122449

Statement for Account # 867-730320 01/01/15 - 01/31/15 Account Activit Trade Settle Acct Transaction Symbol, Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 01/20/15 01/20/15 Margin Delivered - Other DRY SHIPS INCORPORATED 800- $ 0.00 $ • 0.00 DRYS Jan 17 15 3.0C EXPIRATION 01/20/15 01/20/15 Margin Delivered -Other ADVANCED MICRO DEVICES INC 920- 0.00 0.00 AMD Jan 17 15 3.5 C EXPIRATION 01/20/15 01/20/15 Margin Delivered -Other ADVANCED MICRO DEVICES INC 875- 0.00 0.00 MAD Jan 17 15 4.5 C EXPIRATION 01/20/15 01/20/15 Margin Delivered -Other COWEN GROUP INC 600- 0.00 0.00 COWN Jan 17 15 5.0 C EXPIRATION Closing Balance $ 0.00 'For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. Insured De • osit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MTD Accrued PAID 01/01/15 $ 2,828,570.06 0.0100 $ 24.03 $ 24.03 $ 24.03 Total Interest Income $24.03 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 01/30/15 01/30/15 01/30/15 01/30/15 Received Received Interest: Insured Deposit Account Interest: Insured Deposit Account $ 21.92 2.10 $2,828,570.06 2,828,591.98 2,828,594.08 Closing Balance TD Bank NA TD Bank USA NA $247,500.00 $2,581,094.08 $2,828,594.08 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection aepacable to your brokerage account. page 3 013 CONFIDENTIAL SDNY_GM_00011799

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011BOO EFTA 00122451

Terms and Conditions STATEMENT GUIDE IL /cc ,i.Ø prandes morshy Ponk® Rococo; lor accoums yam actrerty and quanerly topons 'a maa.,* accounts wel asselst Portfolio Summary: DOW Ile Ourrent «Me d >Mto 000010 es Of the repOrt dele and ~yes ij to pre prior nionlh.8 The Met ellaagen MOM, yeti( betitel° divergnalion by inyearnert type MMO* abcatcres under 5% ES be grouccd enk, trio calegory ol-Omer' in en po chart. Man., Emily - Tott Account EguibriTotal LOng Nagloeit Mbo • Total Short gakte) Actinty Summary: Tim opening and doling cash Manco: am reconcled here lor year clinch re!egeico N acc-zuni acunty es sunnyanzed lor me curieus pand and year to dato_ inca® 4. Exponeer Summary inenarts only): Ibis sedan dolrob the inoome ard *mensa totall trem We AttisAy Sommen and demirin the lex IrealMent. Reen:ment Account ~uni (IRA, orry): Acnes Irr IAS roanotod transaceons for Mc turart ard aa >mam IRS FOMY 5498 Fair manrat val® is baad on te weed robe aa of December 31 d en poreus yoar ard en bo turn:had to en Mem) Revenue Same. ~onnet.® Summary:Monitor your annal polk® perlormanee and Pm inca:Men gans end loss`: br your alluro nemen®! stratogy. Account Poelbone: New you mosemoms l en current marka vabo and corrparo the omina) ost to me imealoed peins and loeres n your porgol0 Original coat ia esogned usng Ibe eratm. rint-out (FIFOI melnocl. neten aanmat me anal Mams >du Sel eie lb050 you pjrchesed ira lbo colimaled nestmord enoame2 and Emoe cast per share are dingayed lor your meren® Ilte °kiest mochten dele e Mam br an ademen or yoga huizing sed®). ACCOunt Aelidly: Al Wood< eclMly ia deert/ deinen. teled in date Order, ard regenen n the cbang Cash balar0). Tm®, Panding Settlement: Confirm yed etend® tradee web a statement dele dier manito Ø. Daas* vardaclionsws bo rellected n me Account Actnny sabon nokt moa Onlin• pit Services TramatiOn Detail: Gaan manpeuren transen/ons Mal Omreed øsing ms statanom refornng ponod. ndudng check. debil card and ATM adem. are ',stad in dato eed«. OS. Cash Services Surnmary:Crolt ard de® transmeon totals lor lbo turtom statement retiOnag EOalbe summair®. Indhittal bankierene be not 'Cue te monding actostments. en stermem ~als may nei *qua] S e ideman toltb. rEtiltnaled Anne/ Intime end Esimated Annual Yield wikten , a e baad upon Ibe nuMber of slums erend or avrom mbo balanse as ot the stalemom dale and lbo rost mant duidend mie Or Cash Pekt ~1004 GENERAL INFORMATION ID Omen:rade does not provile legal or las ~oe. Ploos* consult your lagt advaor or lax *Meurt/nl Men neCealary. A8 ti anodero inCleby praCt00. "ne COrarenekna May be re0Ortied br uthy InnIrd and kansattion venralm Dorens®. For TD Amentrade tessononal clans. your adasor Mm es separate trom and not ontwind wat TD Amornrada. Inc. er TD Arratrado Clearna, Inc., ard *ach h'm is nat responstlo la Me PreteMs end ',Mees 01 lbo ahoir. Acceracy of Repons: h you bind any errors or omissie:ins In voeg accouM statement you enceld immadlaudy colt us et the rimboe listen Oe page ome or your trelinene You thould aso contact our Clearing rem, TD Mneritrede Clearing, Inc. el 800-669-9/00. Please renenmc statenterm earCAlly. 11 you dragee* mal any transacton, or d Mae am any en» a onessiont. Masse rotly a Grient Services represeMethe a yOu bal Winch «ce. as wel as 10 Omarmde Clean- g. Ine, in wrang norm ton (10) days el ycar recept or cha statement Am dei nalements Ihet you hare nede to us shOdd be COMmten in vesting The statement aai «hem® be conaidered condrahm. Fletse nolfy n prompity 01 any charges in vet, cOnleci inhaalden. Tranneelions reeeeled on your repon wil be concbsemlydatmed aco.trato wee= you nooly TD Arnatradoirrerraddety. Account Prolectbn: Deposits held by TO Bank. NA ard TD Bank USA. N,A., aro nsured by Ts FDIC (nel Over® by SIPC) up 10 2250.030. Umels WO per aCtOuni ~erft» Per MONS® TO leem mare (tag FDIC COyerage 00 10 *New ICIC/a0v. SeCulled. indoet® "dop runde, held in 00 Breton® ACCOunt are red den0SAIS Or obigations el. or guwanteed by, any bank. Ø not FOIC.instred. and envohe envestmont ddrs. includng posstre loss ol pbripal, TD Amenkade is a momber ol Ø &nuntii: incest« Maatton Corporalion (SEC,. which praeds secunbes astomers el els menbers up lo 5500.000 (indocling S250.000 lor darm bi cash). Explanatory brochure es aeagable m request d wmtalm.a9. Addlbonagy. TO Amarant, prOndin eed) Clen1 $149.5 mlbon worth 01 Dolend® tor SeCudlieti end 32 milde ot Weden lor can Inrcuph SupOlemental °omgaan CgOelded by London Marina h Me even Ot a bekoopt insoirency. a dient my realivetern~ts due KOM the Mede rit bariedgcY and ma SEC. Seademental covorago is pad out ni th° trustee and SIPC Dayans ard uncor such canna° each clan es timend to a ccalbrrod return ot 3152 malen trom e trustee. SIPC end tonden insmers The TO Antedlrade lopplentental coverage bas an aggromue Ma el 550) molton amor ab aistamers. TMs polcy branden taverne tollening bcOkaage insehincy ord does nel pond (Molmt lese in mand val» ot mo socuribas invomment by a money mtetel lund is net ineured Or pereneed by Me Fedd Deense Insuranar Corporabon (FOICI er any orrer ~imam agent), Mbough !ho fund: Beek 10 petsen the valla d yeti irmealment el 51 00 p« Share. 4 b posebb 10 Mee morty by invoegen in a money makel kind. DMaleds are nadeed day end pactromestod moridy. TM pn:cpcdus contans Oss ard pØ impanart domwaas Reed the eminente Carehiltr berore invygng. Non depotril invedments held te your boker dealer are NOT FDIC NSURED f NOT BANK GUN:LONTEN)? MAY LOSE VALDE. TAB balanse nya bank 00091 accCuril Or Share d your ~net Merkel rndiMil sund can te liquidatcd on your order, and Ma pmocieds murmel lo yam erectieos moment or ambt® bynu Tas ROXWIng: The penbit) epal e nel a lar OOMM(V4 Wo wil MOM Ferm 1039 lor arnal su rcpareg n oxrpla- ce mb ES whirownts Cridudos Want ren. drolinds. cap® {.**. lanle Ø. and wies broceerbl. SOM 0,80.1.03 we anten lo reclassikelOn ishkri Mto relsztoa cri aterechunt la nmons. Coat Base: Contant, tam, let and pakrtrome rcooring rd GonMo®:* am detrOd and cadded by COI hajtrEOREED 11) Maan® is na itiporebb Ia te teltdAy nare/ cl Pb ~mem Ti) ~ma® ad ts Inarraion ambo: pPizetorsi do net ~eet® tommy d me inkmelon ard data proxbed Cal MCCEPCEEED e ildprnile corpany and e d allked cum 1Demertmcle al gin and Ongans Account Agreements: Pandt/ arEsol0 Amontrade n ~Ina ot anY cnanyo in your investment dmxbros or *namat stuaban as thoy man to your ~ai a Man amOunt agreements A summay el cOmmissions and charge, neon® cum mo °mouten ol opeens Dansanced is ~tabla. Ons Makel Prime: Irae maket wauw ot scones nake bos Wanen. d ~bb kom godtan seriøse ad Oer ~penden( wees Vake am Woed On Ile doleg oe* me mecn beman mo bd ad arkng paces. ««ber ment. I no raket rakte is matte bom a opdeden Enk» a Oh« independent »fl. be Emily is tioNed b beng ~Prooi CAP). The slu your ~don:pan are prairded as mond inkmmon ad vu dd qua/2Mo Me aurery dry amuses aces. Itoxpeo bocturd postons aro Mooi ~g the meting banco ad ne onaf meen OM Panne Kamt vek eions mey nel mama/ svs prococcb, The weiday maikel la G:Rhea:as ca Coposts (CDs) n acrocaty 40t4 and ere adat wake mor be Otteml kern thepschese Voc Asaptecrt lossel Sivn4el may rooit toe to solo el a CD dor ta inarty. Bads maa Fred ~ba Secundo inde Oferomy am miory sauna and dd trade ces a kwel *wennen Rina km aan me OM Wet Me munt® ~Mand efident bouder rttlYnd net b lou »teil aur ~maa to rnmety.lho sak el brat pncr le rfuturty r,i men n a Icas ermapd. Non Aanaard Assen OMA) am tracaly ammencrts n dros pancpann program securtes patixfstms. ImudItibtryccmpanco. cv red irtato rees:more troon cownzety pools. anwb eguty. edele deel ledere inch. NS.46 se hpOrM Houd eneelmeve ad de net inide en a nson.1 secuur>: @change er MettrAaq Stock ~a The duns Man la mime rosebets are demi& mkos En.® kern ,orlosi ~NOK an~. bui na linawl le independent opwaai& de pronves rot zat. ander ervd pangander drom tut had boon proMed by en maragorrert. wwinuraw.andLer spa-der d °ach per" ab/ a bidpaty nader ntliout in<koendeM ~talen by ID galde mei nol Mg« the annal psNase pace, Ø moed duo « be ro leb men aasaagt. t ay ooms® yam card be ettabbhed OVOugh temmelhods. me Mud® mar be redenen es NOr•Pited CNV; Fa ~had dna nagarang wam® la ~Stardaml kram. Mcme amict Clan Seneca These rnesmorts se na mand under a0Ø Aden Ado Smurf= (ARSD Ping: m@ makel~ la AAS socureoshmo ban~med. dinebde. komgaat® Enken or oter ~penden( eaxcM The Way el Me prang is nol 5...aantast na massa ~ob na araláab. TD Morin® MI poco tto SAS pcston.talrg nb *anderamn bot Pb Nuely aG undotog amk Quay. le ME merkel d corrordy ~Mag stack el Sally and. na ~A Mae an be no omver® dial wen emeurbes am to sold ader ons ~uk ccriatcre. REGULATORY DISCLOSURES All :nasa:bons aro 'traject to p) me consmubon. NOS. rondo:ons amore and utages Of Me exchange or merkel. and in deangtrouse. il any. on weter inch tranaMbens ere etmaal: rat Ideral lam. enctuann me Secunters Act el 1933 and tho S«urtes Ex leS and p crunMEINft e ofond e t Ma r P an eico brochure mal nados intonnabon desolang FINRA9 Pit® Cbsclasuro Program. clean Contact FINRAM 0304894999 Of wimv.tirinIMO. "Uw inwoei rato Loen lor TO Amor/fade Cash is laken hom lbo appicade entecost rato ter lor the Merkel Mdue baton® n dm TI) AmereadeCarth. M Ot® olate em ebsing date Simple irterest r. xcnx.t1 dan/ basod on the interest rato ter amicale toodd. dofs Ulanen Finandal Statement Nonlicallon: The mammae ol Eancrol cond~ lor TO Omondado ~tabla tvice a year and may be obrened al no cast via me intomen el Marice‘writittamontradecomunanciablammonintrn. OptIon Marmert!: Al alten armry odeon pasnone and some indom ophan postbons aro name ier ~ramen' Emmen anignmenl naten /Or evey sa «Wen opeens are fendOmly alocaled aflang all cbantS shon postraa by an attl0Mated procent/e. Free Credit Barman (Rul 15c34 A 3): Under me dom promotion (Mos, we may uso tree bedil belande ir yOur *Meun n the editen case ol out boem® which are perable to tau on dankt. Marge Accounts (llegulattonT):11you have a magen acoauni. ma report es a combnawn ol YOUr "train aam« ard a spela memorardom mom« Tradng on maan poses eddlionel niks and rs not :nul® lor all investors. A complet° let ot the risks as:omblad wilt, morgen bedoe is °Made in Fee margri rek disdosure document YOu ent/ taan a copy d ms document by oonmeting us el el le rnlmbe. tsled on page ~ot put slete ent. Payment lor Order Flow (SEC tube 606 end 607): In som* crcummandes. TO ATOtftrad0 recents compalsabon lor demore teren anxtersounta ard ~d °club orde< Ibw to aNeeled mafkees. Ordes er dealers (Maden Ceders') Compensation is in m* tom d a per thee cash payment. M adatten. TO Amatrado als° may raamcarbonaat® relaxed to Me lorden curency mehari® dompont Or trareatiOns in Meen secumies trem Made' Centen occdeng ach grados. Wo post qadomy repans discloune Mo snuos lor order rottng oxecuson a: wimv.idarrutradacom A yondencopy is aralade Loco rozpest. II es our polocy. Øn1 lan erom to Mc contrary. to select brokas, dalers. ard maven maken bes® On Ine °bib to porde betel «mugen ani the Mach, Or ~ns ertoe ernproyement en marde ordas. Pnco noem:mamis avanablouder pron nareel condbans. and eo regulary monter execumn: to tost lor svir emprommont t ayalatio. Trede COMIrmilleint (Rule100-10):MI conlonalions are Stemmige* On Ree InanUraien date Toon: Trantdolons in kraan seOurides (indidnO laaien 00^9M0Y ADM Inst Ede in En U.8) mar include tams ard loos~ by tin hegn ma!~ er governments. vAlch may be malenin Ine coke ol Ine Meurt Of ~MS Man asclesendern sne item Pfhem POlity 1401ilkallon: A capy el the TO Ameitracb ahraty Delte is aseabse al wavr.Pamcgindacom Castte Seadlies: The alocation ol pogo redemmonsa ølte is dane vang a aansla Itetmy melem. A coscnotion ol mo meedoe, for SIS» &WIM»: is avalább *n to roeide or hard cond are munitie won ifemard. M Case 01 mas Or grotoa sba11 your EIK*Onn Fund Trandera, MEN CO lad 8 81 1.~ 669.3960, ot n tVr409 to P,O. Box 2209. Omaler. NE 68103. or by email dianeerviankblekEentradeCem Te W6Ormaten cOntabed n >mui *scant statement shag be koning ups yes il you do not °Neet wthn may Mei days lor any !fanater or lurds Woed to Acgdabon E, toch as ATM and pont drab traden, ne® van:odeons. direct daxisets. and wilhOtiongti We Must heer kom you ro later Man 60 Wo ener we sent yOu The FEST statoment on Mina the error or problem ai:boa/cd. (I) Tell us yOur rente and account ~ter (2) Ootcrto the ener or tho :rondo/ you aro unsuro Øk ard inplan as neon, as you can wby you bolave d is an error or why you MMO (We inlormation. (3) Teil us Me dollar mam or the suspeded ener. Wo wil mastpar* your °omplant and wil carnet any error prompity. II wo take more man ID business gys led Ms, se wil eredl yeti aCcáid br Me amaril yOu Mink is in eraanME you wil have ob uso ol the money donna en trottoir= us tocon:om our mele gaten, AMTD 150 07n4 SDNY_GM_00011801 EFTA_00122452

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TD Amer'Made Clearing. Inc.. Member SIPC Statement Reporting Period: 02/01/15 - 02/28/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Investment Value Value Change Change Cash $ • S • $ - Insrd Dep Acct (IDA) 2,966,515.29 2,828,594.08 137.92 t21 4.9% Money Market Short Balance Stocks 80,857.81 340,903.60 (260.045.79) (76.3)% Short Stocks Fixed Income Options 5.75 (5.75) (100.0)% Short Options Mutual Funds Other Total $3.047,373.10 $3,169.503.43 ($122,130.33) (3.9)% Margin Equity 100.0% Cash Activi Summa Income & Ex .ense Summa Current YTD Opening Balance $ 0.00 $ - Securities Purchased Securities Sold 137.898.83 137,898.83 Funds Deposited Funds Disbursed Income Expense Other (137,898.83) (137,898.83) Closing Balance $0.00 $0.00 paget of 5 Income Dividends Interest Other Expense Interest Fees Other Net Reportable Estimated Income Estimated Yield Portfolio Allocation Non Reportable S $ - $0.00 $0.00 CONFIDENTIAL $ 0.00 YTD $0.00 0.01% 0.0°O 97.3% Performance Summa Cost Basis As Of - 02/28/15 " $179,778.31 Unrealized Gains Unrealized Losses (98,920.50) Funds Deposited/(Disbursed)' Income/(Expense)"° Securities Received/(Delivered)"a 0.00 'Tor cost-basis Information. refer to vrawtclamerltracte.com SDNY_GM_00011802 EFTA_00122453

Statement for Account # 867-730320 02/01/15 - 02/28/15 Income Summary Detail' Description Current Year to Date IDA Interest $ 22.38 $ 46.40 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dmaends). The year to date totals will accuratehr reflect your cumulative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.013 $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - INC COM TRANSGENOMIC INC TBIO 46,470 1.74 80,857.80 05/14/14 179,778.09 3.87 (98,920.29) COM Total Stocks $80,857.81 $179,778.31 $(98,920.50) $0.00 0.0% Total Margin Account $80,857.81 $179,778.31 $(98,920.50) $0.00 0.0% Account Activity Trade Settle Acct Transaction/ Date Date Type Cash Activity Opening Balance 02/06/15 02/11/15 Margin Sell - Securities Sold 02/06/15 02/11/15 Margin Sell - Securities Sold Description Symbol/ CUSIP page 2 of 5 PLASMATECH BIOPHARMACEUTICALS COM Commission 6.00 Regulatory Fee 0.01 PLASMATECH BIOPHARMACEUTICALS COM Regulatory Fee 0.03 PTBI PTBI CONFIDENTIAL Quantity Price Amount Balance $ 0.00 100- $ 3.21 $ 314.99 314.99 400- 3.20 1,279.97 1,594.96 SDNY_GM_00011803 EFTA_00I 2245,1

Statement for Account # 867-730320 02/01/15 - 02/28/15 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 02/06/15 02/11/15 Margin Sell - Securities Sold PLASMATECH PTBI 300- 3.19 956.97 2.55193 BIOPHARMACEUTICALS COM Regulatory Fee 0.03 02/06/15 02/11/15 Margin Sell - Securities Sold PLASMATECH PTBI 6.470- 3.17 20.509.44 23.06137 BIOPHARMACEUTICALS COM Regulatory Fee 0.46 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 15.000- 3.05 45,742.98 68,804.35 COM Commission 6.00 Regulatory Fee 1.02 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 7.000- 3.07 21,483.52 90,287.87 COM Commission 6.00 Regulatory Fee 0.48 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 100- 2.87 280.99 90,568.86 COM Commission 6.00 Regulatory Fee 0.01 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 9.900- 2.85 28.214.37 118,783.23 COM Regulatory Fee 0.63 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 100- 2.94 287.99 119,071.22 COM Commission 6.00 Regulatory Fee 0.01 02/06/5 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 100- 2.93 292.99 119,364.21 COM Regulatory Fee 0.01 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 200- 2.95 583.98 119,948.19 COM Commission 6.00 Regulatory Fee 0.02 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 500• 2.94 1.469.96 121.418.15 COM Regulatory Fee 0.04 page 3 of 5 CONFIDENTIAL SDNY_GM_00011804 EFTA_00122455

Statement for Account # 867-730320 02/01/15 - 02/28/15 Account Activit Trade Settle Acct Date Date Type Transaction! Cash Activity' Description Symbol, CUSP Quantity Price Amount Balance 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TWO 200- 2.9301 586.00 122,004.15 COM Regulatory Fee 0.02 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC I WO 2,000- 2.93 5,859.87 127,864.02 COM Regulatory Fee 0.13 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC I WO 300- 2.92 875.98 128,740.00 COM Regulatory Fee 0.02 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC I WO 400- 2.91 1,163.97 129,903.97 COM Regulatory Fee 0.03 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC I WO 800- 2.9001 2,320.02 132,223.99 COM Regulatory Fee 0.06 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 200• 2.90 579.98 132,803.97 COM Regulatory Fee 0.02 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 100- 2.91 284.99 133,088.96 COM Commission 6.00 Regulatory Fee 0.01 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 100- 2.90 289.99 133,378.95 COM Regulatory Fee 0.01 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 1,577- 2.87 4.519.88 137,898.83 COM Commission 6.00 Regulatory Fee 0.11 02/11/15 02/11/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (137,898.83) 0.00 DEPOSIT ACCOUNT 02/23/15 02/23/15 Margin Delivered Other CORINTHIAN COLLEGES INC 575- 0.00 0.00 COCO Feb 20 15 1.0 C EXPIRATION Closing Balance 'For Cash Activtly totals, refer to the Cash Acunty Summary on page one of your statement. 0.00 page 4 o15 CONFIDENTIAL SDNY_GM_00011805

Statement for Account # 867-730320 02/01/15 - 02/28/15 Insured De • osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 02/01/15 02/11/15 $ 2,828,594.08 2 966 492.91 10 0.0100 $ 7.75 18 0.0100 14.63 $ 7.75 22.38 $ - 22.38 Total Interest Income $22.38 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance 02/11/15 02/27/15 02/27/15 02/11/15 02/27/15 02/27/15 Received Received Received FDIC INSURED DEPOSIT ACCOUNT IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT Interest: Insured Deposit Account Interest: Insured Deposit Account $ 137,898.83 20.48 1.90 $2,828,594.08 2,966,492.91 2,966,513.39 2,966,515.29 Closing Balance TD Bank NA TD Bank USA NA $247,500.00 $2,719,015.29 $2,966,515.29 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection appticable to your brokerage account. page 5 of 5 CONFIDENTIAL SDNY_GM_00011806 EFTA_00122457

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011807 EFTA_G0I 22458

Terms and Conditions STATEMENT GUIDE IL Ar stroeb aardes mortel,. Foreklio Amons lor aocoums wth acverty and quanedy toeans ta omase accounts tutti asels.' Portfolio Symfonie,: DOM Ilro Correct «Poe d >Por p00010 es Of the repro dele end ~paren n to me prior monlha The Ebt elPoaliOn Meelt, yOur 00010 divendealion by invesimert type MAM* dboateres under 5% enk be grouped mto thocampory ol toear in tho po chan. Mar Essay - Total Account Ertuib<Froiel Long Maginable Vekte • Total Short Velde) Actrvity Sumarry: Ine opening and doling cash blanca dro reconoted hete lor year aak relerosce At account ti nnry es sunntanzed lor Me (urgen pand and year to dato_ boom* a Exponeer Summary (nendEAs only): Ibis seroen adat ene mama ard amensa Ixait trom the Sant Summa>, and ePonales the las IrealMent Rebnsment Account Surnmary ORM only): Redes Om IRS reculatod transaceons for lbo curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 ot tho panui yoar ard tur be furrishod tome hierna Revenu° Sance. PadonnanceSummary:Monitor >oor omwal portfolio Postament, eid Ihe ineen/cd gaine and lossa. *or your luturo roe:trom strategy, Account PositIons: View your rnostrnonts l mo current marka yam ard corrporo the oognel cad to vee irweeked geine and Poses n your pordol0 Originel coel is esagned uling 'he baba. nratoul (FIFO) method. weien assumee me lire' share, >Po set ere Moes you purchased tra Dm aanbid ertrostmard encome2 and ~rage cast per share are dondayed lor your mier/ace Wee «Pol pathos° date e ilomn br en rdeehon 01 you holdeig Ped0C1. AcCOunt Aethily: Al Sidart ecIMly ia deert/ delbed. Iele« in OM Order. end relleded n me doens; cash WlenCe. TMOnt %Sine Pottlensinl: Confirm you emOred tredes enn e senemen dete alle! monne Ø. Denso transactions tid bo rellected n me Account Acvmy tomon neb moms. Onno. Geelt Services TranncliOn Cash mannenren Inwla8CMSW Mal Cleared Ckaing ms statanom reporting pond. mdudng check. doen card and MIA acurny. are ',stad en dato dar Onbne Cash Services Sunmwy: Credt ard dabt transactien mats lor mo arrom statement rePOnag gradOCIrre summerized. InditiCkel neonataal, eie rotlias. 'Je to !tanding oaustments. mo stroman detals may nei apal me statement totals. telnleled Aan' Income end Eserroted Annuel bied vlakten are bets troon Ibe number ei slums coma) or avrom valuta balanca as ot ne statement dale ard mo non team draden:1 rele or cash Pekt pende() GENERAL INFORMATION 10 Omen:rade does not aarde legal or las ~ce. Plees* consul, your lepe aPosor or las titCOurall venen neCesslery. As e standerd inCleby paden. plan COneenblens may be nabetaal br Sally 00nInat and transaegOn vedrcelm OurpOste. For TO Amentrade rasebro al acre. ytre °Mes« hm es scparate from and not attbaled wit. TO Antentrade. Inc. te TO Armeren° °meng, Inc.. ard aan h'm es rot responsble la the 0 1 00xle end senices Ol Me erher. Acceracy of Reporls:11 you fInd any errors or omissie:ins In your accouM statement you *houd immediatety con ve et tho omber had 00 page ome 01 your statement You *houd oho contact our Clearing Frm TD Amentrade Clearing, ro. el 800469-95100. Please rcenew ms sialemoM c.iredity. Ir you dragee* wilt any tanndel or d Mae am any orde er (mene",. please roert, e Dient Services represeMelhe a you 1):81 Winch OPoe. es wel as 10 Amairode Cleaneg. Ine. in wrong anno ton (10) days of war record ot th, statement Arry oil statements Ihet you hem made to ui ~JO be CONPoted in writtsp The statement Wil «Ponem be considered conclehe. Fletse natelt a prompity 01 any charter in yocr cOnteci inormation. Tranende% Meehad On your rcpan wil be concbsepaydecomed aeontourdoss you noely TO Amenfadoirrenadatey. Account Proleabn: erepoints held by TO Rank. NA ard TD Drek USA. N.A. aro resured by me FDIC (ral COvered by SIPC) Up 10 $250.000. Emils are per arabist ormert1 10 per iinett401. TO leem more etOut FDIC COverage go to twee IdCgOv. Seadharr. indoet® ~krat bnp., held in 00 Ontlieten* ACCOunt are MI depOniti Or obligatione d. or "'wantend by. any bank. aro not FOltenscrect and envoho envestmord d:as. ircludng posstle loss ol princpal. TD Amen:rade is a momber ol Me &curettes Inval« Praatten Corporalion (51PC'). which prima: secunnes a-stomers of els manbars up lo 5500.000 (inlading 5250.000 lor dodo fez cash). Explanatory brochure is available on requal wAd.abc.ere. TO Anedrap. URM«, eed, dell $149.5 melkion words ol prolection for ileCuritieS and 52 ~ikon 01 IXONCIOn br cash ihreugh Supaementel coverden a0vided by London beurelt lt Me «Pol 01a aderend ineolrency. a Clan may realbeeMOunts due trom the Posten In nardouldnY and mon SIPC. Pocolonental omorago is pad out dier nve trustee and SIPC payouts ard Lader such coyotes@ each den es limiled to a temend return ot 5152 mniOn Ironie Poelet. SIPC and London in/koers The TO Anteribade Supplanenlel navenant bas an aggrogale hm el 550) muon amt as cum:mors. ins polcy taande: Cerevage lotkraing Weswege ineohincy enddoes nOl proleet Poenale» in merkel neb, dem securnos inveteMent h a money martel Fond ia nol ineured Or gardreeed by Me Federtd erepost Insuranar Corporation (F010 a any oma government agent,. Mimi.", 010 eUrldS bek 10 posene the valle d yOur imealment al 51 0) p« gure. 4 b pOsebb 10 lOtte moro'/ by inmeng n a money merkel kind. (badende eie Mand dely end pactrantestod merdy. Tno pntopedos contans des ard odia important dormalon Reed the aanmars abrecify Won ~Ong. NOndePollil invettmente held b/ your boker dealer We NOT FDIC ItISURED t NOT BANK GUAfteNTEED r MAT LOSE VALDE. The balen°, i, your bank depend eCCO.ed Of tihtueS d 'Muf MONS, makel ordul fund can to losbond on your order. and Me cmorieds raturnad lo war sccurees account or remn's byta Tas ~eng: The andt ban if Maler Poornent You e0 ranke FOrm 1039b «Poel tm Daan e. oxrplame wilt ES racemis indudes tab roden bode t. Poen Seie. lauw ~1 end eros procenten Sone mimeria ere subject 10 redessnailOn nbds wil toren:dol at mixocrxrt tor reccds OM CoetEens. tas Mt and Dateren= ceporing and Gun:kaper are Wend a- el ~AN by CO1 hCCaPORSTED TI) analade is not reperetne ta te retbrity or bitay el tm necrmmcn. ID Amon)ao ad ts Po nen proidom ilenwders1 do not MA.Venleethe a:Way d the inkmelon and data prokided Cal teCORPOMIED'a a aPotrale coneny end e ra etilted wth 11)amennede Porgin and Options Account Agreements: Promo,/ aPosol0 Amenirado n meng ot arry deango re your invemment clarcuyos or inarcial stuaren as they man to your ~Min Or 001~ 8000unt agreernenis A sumnbay Or amminions and charge, ineuned wei sn oxcroutban ol opeens nasa:eens is ~Mae. Oren Makel Poon: The molmt 'duet d somma ham bom Wand d eraan korn q".:10‘ sent» ad Oer roependen( acne Wim we Woed On Ob dovig aree me ran beween me brd ad arltrq paces or ahoi re ces. t no marker tamn /Motie smia qadaiacn eend> tr Oh« indePoodent Mae. he sec" e Woed lo beng relected Nul Pace Ce) Die dlu»dts cri your pct raat are Wan» , os 90104, Intrrdlon ad to dom guramoo bb accuracy ct ave soorten pree:. Molair badrad postons aro mbo] rang Po ~enne banco ad be om« merkel pico Pelde Kast kaldion my nei manco, sake aam*. lbo teo:nday naad Ia Cotrodos d Oogst: (Ca) n generaly ituud and the adat tute me, be dtiews aan Me ~me Vee MatlIcertitss Cl PPoPol mar rooit Pon Me :ab ol a CD par la rralsty Sext adb Ral Worm Securtes Wade dforomy mal oom sauna and tum rar <natelde accronse. Renet Ins/ waarin» OTC loer the °punten markt( and dirOtet louctryrntyrxt era ta tor »wil sour poelen picr to rrauty. To vlo et tent 'mor to rrubsty ma/ rooJi n a las d renapol. Non Standard Assem OISAI aso typcaly ~remt ra droeg pastematon program sauma gootrentms. Irtmodnielltycempana. er red MEM rriesron innen certrada pais. prude buty abele deel a eedpre Ø. N546 ere botdy houd mealmtas ad do not Inde el a nanel mana behanger a ta Krom Stoa Wad Do 'duce dean ta mto mede :nis ere ~Ad takes deted han orbe ~bolk Pokend bul nol Inbed Is ndependenl appret:ah de proeyams rn =eb, and« tred party tonder aders tul ham boen prtmeed by Me ~mora" ~maand* bader d ØIØ eb/ a thrdpaty vendu Milou! indgendeM ~esa by TI) noodde. Vatne mei nat raket pkt Øne raglan, pico. smal mairi 'duo er be roalaxl man Inbidoacn an asemend ida cadet be esLablehed *rough rose methode. Me Winden mto be reflected es NOnanced CNV) Fel eddlend Octet tombng tobben la Pon-Sudan:1 koe. Ome arm Clx Senatet These nossimerts re net wand urda ro SIPC Aden lido Steunbeer/art Pang: Die motet~ Ia MS somma hom boen caaned. meld». trom chOtakneenbat er Wei Poepende« ~en The way cd ne pag is nos ~amant Ha maag taboe rot matte. TD emeritaat sel pree OmIESpeolim.takrg ille ~dorden bot tm Rhea aG underbmg mek quaty. Wie SAS merkel is eurrenly tononbab e bak el Sally end. be wenk Mae an be ro esstrtrce mel toch scones an to aa ader con, molmt codices. REGULATORY DISCLOSURES AI Ponsaceons aro abject to p) me consmubon. Na, Condooms custard and laagt, or the exchange Of makel. and ie deemonouse. n en/. on grien toch lieneedan ere oxecuted ui) fosfaat lag:. indaging me Secuurs Act ot 1933 and tho S«urtes Es 4 ouncriDO m in f o nd Of r h : For an investor brochuo Mal encbcles informabon desaliang FINAM Pusht Thsclesuro Program. plees° contact FINRA at 030-289.9?99 or wymtiva01. Om inwiest Ø Luen tor TO Amertrade Cash is laken lom Om applcatlis minst rato eer lor th, Makel VON, balace ~TO Amen:rede Carlh. as 01me delement °Man) dele Simple modest es acnxd dar, base, on the interest rato sa opdraai> to oach days Liane°. Inname:d Statement Noldbation: The mammae ol atonaal condten lor TO OmonIrado ~lede Wee a year and mey be obtentcl al nO ceel. vie Me intomen el Mar.stwortectonentradeoonslinanctabiatemonthrn. °neon AssIgnment: MI short onerty ogion canons and same index oom ponbons are ~Mae lor essignment brede assignintm races to' Nut. , or index options ere rendont' alocated aflang alldorde shon pontons try an atomlad praatte. Free Credit ~annex "Ie 154-2 0 3): Under mo om promotion nets. wo may usa free Credit baaneb h yOur account n IN Ordner>, none ol cm boenen whkh en> melde to yOu on dorheid. Margin Aecourds (RopulallonT): H you have a margin account. ms report d a combnaton cd ytre neon OCCOUril arde Weekt] ~etend" acobnt Tradng on mengn poses eddlional nok, and d nol rurale lor all investors. A complet* lat c4 the risks anomalie, tunn mannin bedoe is maag° in me marge rek diabeten clavnent YOu mey obtain e copy or Ms document by conleeling tie el ma vanher Select on page ene ol roer statement Payment ler Order Flow (SEC Redes 606 and 607): In somo crcumstances. TO Arno/tirade recenros oompassabon ler ctioceng canon any.theoeunta ard bard apay oØelaa to selected mestas. Øs or dealers (51toket fontenel Cempentabon is in Ille lam or a per share cash payment. b adelen:n. TO Amatradealso may raam carponsaten rented to mo foreign curency Metten» Component el trenaletiOns &Oenen necuribesIren Merkel Cellen oxemang itCh raa Wo post guttery mans discleung Oio tenues lor order roLtng *zoen!~ at wrAvidarrirtrado_com. A ventten copy is avoratle apen roXpett. h es our penny. absent' Pari orders to lno antrary. to select brokets. dooiers. ard ~kei ~keft Pond On Me (Willy to aarde bed erecsmon and the halery 01 seeling eia ,Øvematen markt* orders. Poco improyetTentm aV311.1010 unief "han mantel condlsons. and wo regulary monter execulas to lest lat sten mormonen d as...Matte. Trede COMIrmathenti (Ruin 11/0-10): MI contrmalions eie PereminedOn ihe Inanabbn dele. Tem: Transactie", in beien sPourilen (nCluSnE bre4gn conelanY ADM Iltel Ira In *be U.S.) me/ rebel° exa ani lees chargod by tre, keer madam en governmenls. Wedt may be rasled in Ute print Ol Me money Of cherged an Poepende« Ine Pon Prancy Pormy Notilkillon: A copy of Me TO Amertrecb privacy DOleY ie anPoble el waw.Pamegiradoeorn Cao** Securbern The Oman el podia raemdtnsb calls is dane vang a proeft ketny mslem. A aoanption el mo proadres br Dankte secunins is avalabloon me ~Ma or haal «mies aro ~tabla twonicep.osi. In Case Ol enorti er epestona abeel your ElearatiC Fund %Adem ',sekse co wei e ei

16606693900. ar n wrang to P.O. Box 2209, Omaha. NE 68103. or by emoe at dieMeentiCE@KMMeritolde.COm The PoOnnaten cOnleined n sou( *aard statement shag be bndng upen youil you do not ettci wthn sub LEE days lor any transfer d lurds si pa se Rapiabon E. bal as MM and pont obrale tram," doen transactions. wat depeotts. and dihdarnals We Must heer trom var ro teler Man 60 dan after we sent yOu Ine FEST statoment en whchthe error or peetoom appeared. (I) Tell us lag rente and account ~Poer (2) Dolen» the error or Po trondor you are unsuro .l out. ard oxplan as dab, as you can wny you belgro ri is an error or why you nood note solormabon. (3) Ted us Me dab, amodni of Ce suepected error. Wo wi, temmers* your °omplant and MI narent any error prompdy. H we lakei more man ID business days lo do thie. se wil redt your eccOuM br Ine *motet yin mink is n error. 40Pot you wil have dr uso ol the rroneydunng tho tm* a takes us toean:Cao ourinvestoaten. AUTO NO 07,14 SDNY_GM_00011808 EFTA_00122459

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Arne:grade Clearing. Inc.. Member SIPC Statement Reporting Period: 03/01/15 - 03/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802.1348 Portfolio Summa Current Prior Period Estimated Investment Value Value Change Change Income Cash $ $ $ - Insrd Dep Acct (IDA) 2,966,540.49 2,966,515.29 25.20 Money Market Short Balance Stocks 66,916.81 80,857.81 (13,941.00) (17.2)% Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $3.033.457.30 S3.047.373.10 ($13.915.80) (0.5)% $ 0.00 Margin Equity 100.0% Cash Activi Summa Income & Ex .ense Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD $ 137,898.83 (137,898.83) Closing Balance $0.00 page 1 o13 $0.00 Income Dividends Interest Other Expense Interest Fees Other Net Reportable S Non Reportable S - $0.00 $0.00 CONFIDENTIAL Announcements: THETICKERTAPE.00M IS YOUR GO-TO RESOURCE FOR 80TH INVESTING AND TRADING. GET FRESH NEW MARKET INSIGHTS AND COMMENTARY FROM TD AMERITRADE EVERY MARKET DAY. Estimated Yield Portfolio Allocation YTD $0.00 0.01% Stocks 2.2% 0.0°O 97.8% Performance Summary Cost Basis As Of - 03/31/15 " $179,778.31 Unrealized Gains Unrealized Losses (112,861.50) Funds Deposited/(Disbursed)YM Income/(Expense)"° Securities Received/(Delivered)"° 0.00 **For cost-basis Information. refer to www.tdamerittede.com SDNYC3MC0011809 EFT.A_00122-160

Statement for Account # 867-730320 03 01 15 - 03/31/15 Income Summary Detail' Description Current Year to Date IDA Interest $ 25.20 $ 71.60 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will &wrap*/ reflect your cumuiative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0121 $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - INC COM TRANSGENOMIC INC TBIO 46,470 1.44 66,916.80 05/14/14 179.778.09 3.87 (112,861.29) COM Total Stocks $86,916.81 $179,778.31 $(112,861.50) $0.00 0.0% Total Margin Account $86,916.81 $179,778.31 $(112,861.50) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date Balance 03/01/15 $ 2,966,515.29 Total Interest Income page 2 of 3 Number of Days 31 Interest Rate 0.0100 Interest Accrued $ 25.20 MTD Accrued $ 25.20 MID PAID $ 25.20 CONFIDENTIAL SDNY_GM_00011810 $25.20 EFTA_00122461

Statement for Account # 867-730320 03 01 15 - 03 31 15 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 03/31/15 03/31/15 03/31/15 03/31/15 Received Received Interest: Insured Deposit Account Interest: Insured Deposit Account $ 23.10 2.10 $2,966,51529 2,966,538.39 2,966,540.49 Closing Balance TD Bank NA TD Bank USA NA $247,500.00 $2,719,040.49 $2,966,540.49 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. NA. or TD Bank USA. N.A.. or both. The IDA balances are not covered by the Seamies Investor Protection Corporation (SIPC) protection apptucable to your brokerage account. Important Information Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to request disclosable background information on any licensed broker or broker-dealer. To call the hotline, dial 1.800.289.9999. FINRA also maintains an Internet web site where investors may obtain useful information concerning FINRA policies. procedures and services. The web site can be accessed at www.finra.org. Additionally, FINRA has a brochure which describes the investor education and protection program. You may request this brochure either through the FINRA web site or by calling the toll-free public disclosure hotline. Certain purchases of Class A Mutual Funds may be eligible for a breakpoint discount on the sales charge. To learn more about breakpoint discounts, go to http://www.finra.orgiindustry/issuestbreakpoints page 3 of 3 CONFIDENTIAL SDNY_GM_00011811 EFTA_00122462

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011812 EFTA_00 122463

Terms and Conditions STATEMENT GUIDE It: nr.)iyacb prowdes morele. Porden° Report; lor aocoums with acverty and quanedy ropa' ta teade* accounts red anels.i Portfolio Sommen: Dada 'he Current «da d yam 000010 es Of !he Opat dele end corpora n to me prior month.a The aal elaabOn Mokt yOur p00010 diveneneation by invesimert type Waakt aboahros tonde< 5% eng be grougol mto thocalegory ol todor' on me po clean. Mar Edyty - Total AccouM EadbelT0011 Long Meryinede Vakte • Total Short Wikte) Actroty Summary: Tne opening and daling cash blanca are toonled hom lor am [weck relereice Al account actmty es summa's«, lor me afrem pcnod and voor m dato_ Income a Expense Suranary innetre only): Tna saam daalt the enoame ard nigrense babi trom ne Attiaty Summary and datoiles the box »Maant Ribosoom Account Suennory (IRA, city): Raars Ob IPS racend:d transaceons for Inc derde ard pro nam IRS FOM1 5498 leir mark« rak» ie baad On Me omgoot vake aa or Docancer 31 o1Ø pranous year ani wil be turn:rood tome Mama Revenu° Scene°. PodonnanceSummary:Monitor yam anno& podlono perlemene ard Ine vryealized gaine end I0:00: br your lubro ruestrnont Account Poslarns: View your mastloods at mo current mark« vabo ard corrparo the canna toet to see ,veeeed Deins and tosses n you! pallo10 Original oost ia esagned unna Ine entan. lintel (FIFO) meibod. netelt Mam% Ob run share, Ø sel ere thee. you purchased tra lbo esinaled errostmoni inoame2 and avocado oost per share are disdayed lor your /elegance Ithe °kiest purchase Mile e ehOwn 10r en ackehon or yoga hokkig Daad/. AOCOuret Aai": Al aCcoura ectMly ia deerty detned. Iele« in Ode Order, end rellected n Me Øling Cash Wake %Eo Panding Settlandil: Confirm yOW exeCded tredes enn e sen/amant dele ener mono Ø. kimte transacions bo rellected n ne Account Acvay nabon rest momo. Onlin• Ceel, Services TranuallOn Daalt) Cali monogamer. traneattOM Mal deed dring ms slatanoM repoMng pond. ndudng check. debil card and MIA actraly. are 'blad en dato «Ob. Onbne Cash Services Summet': Credit ard dato !ransden mats lor mo arrom slatomen radde» arldaltre 'ontwind. IndhiCked aankalk. be rollisbd. 'Duo to monding adustments. mo stdoment deals may not con] Me statement totals. rEtilitialed Annes/ Income end Estrroted Anno& Meld wikten ere baad upon IN) nuMber ei slums eenre or a/10M vak» balen as ot the solerten dale and lbo most roomt draderd mie b Cash Pekt panda/ GENERAL INFORMATION 10 Omen:rade doen not boude legal or las ~ce. Plens* consul, your teat ~sof or las 4PCOurall waren nestery. As e stenend inCleby patat. MMO COneentaans Mi» be readtd kor Sally aardand transettiOn veepolen OurpOsea For TO Amentrade Imaboonal dons. ytre adios« hem es scparato from and not atlibled wal TO Anianrada. Inc. a TD Arnxtrado Ocang, Inc.. ard *ach h'm is nat responsile la tbc prOCkele end sondes Ol Me orner. Acceracy of Repools: H you flrod any errors or «Malend In yam accouM stekament you *houd immodieudy colt us et 11* ~bet gered 00 page ome 01 your statement. You *houd als. contact our Clearing rem, TD Ameritrade Clearing, Inc. el 800469-9900. Please Conny mc sladrom c.vc-bely. Ir you dregde nith any transadon, or d Mae are any «ras et omnaait please rally e Dient Services reproseMethe a yrer kal alrich ote. ee wel as 10 Amairado Clean- e. Ine. in anno nithn ton (10) days ol yam record ot Mos statement Ar ad statements IHeI you hom made to us Mal* be COnernied in wring Th& statement OIO Otherwee be considered conelyshe. Fletse nyry us prompily 01 any change, in var ank« inlormation. Trace Tons Mede* On your repon wil bo Conebsepay ~cd accurateUre:4s you nobly TO Ans:naad* erbradatey. Account Prolettbn: Deporms hald by TO Dank. NA ard TD Dank USA. N.A. are insmeet by FDIC Cesered by SIPC) up le $250.000. Linde are per aCtOunl ormertil- P per «Sta» TO leem more eØ1 FDIC COverage go) tO *New idegov. SeadhaS. induring "dop funds, held in 00 @aldaar ACCOunt are n01 depOSIN Or obletalions of. or gumantaed by. any bank. aro not FOlt onswed. and onvoho onvestmord asks, ircludng posstle loss cd princpal. TD Nierdode is a momber olme Sauna's Invalt Praatten Corporalion (SEC,. whch eraan: soenna: astomers of ds menden up lo 5500.000 (inckarling 5250.000 lor daim fes cash). Explanatory brochure is available on requesl h Me enen Ot a ~ertoe ineolancy. a dam may reativetrmants due KOM the trustee en banduacY and men SIPC. Srmokniental oavorago a pad out dier mo trustee and SIPC payouts ard Ør such corona each deel is lemned to a camend return ot 5152 malen kom e trustee. SIPC and London insurers The TO Anyerikade suppinnentel coverago bas an aggregaat Urn ol 5500 muon lynx an cupamen. ins polcy prowdes Carenage logening bandage insohincy enddoes nel proleet (deinst ba in meniet anye ot me securbas innesimen kt a money ~ebt lund is nel ineured er Werenneed by Me Federel Depot& Insuranoe Corporabon (F1210 a any aha tremmen agency Maan Me krot Beek 10 profane the valse d yOur imalment al 51 00 p« gure. 4 b pOsabb 10 lese moro'/ by invoelen n e money meniet kord. DMdeeds eie deciare dak' end pactraniestod moresy. The pampa:d contans lies ard odia important normmat Reed the prospectus dbrekny beat ~e ing. ben-0009M invedmend held b/ your broker dealer We NOT FDIC reSURED t NOT BANK GUARONTEEDi MAY LOSE VALDE. The beknot ti your bank dearsil ecobad Or Bidet d yOur niOneY nareel raad fund can be Igunlated on do order. and lto bomde rekirrad lo ytre securees account or /omina byta Ma ~eng: The ~Ob epen b nO1 e lar «want Va wil recent Forma:091yr anaal tm tcponng n oxrplado mh ES narseanis Mdudes taaleb resed. badet. capral geib. laga wiSaldf. end des proceecbl Sene porem% ere %bleet 10 redeasratIOn eht to rdtaal cti maccrxer barrcTcns Cast Sad; Cao Saus. tar, tol and becrwonas ronding and Ganskorpor m alend axl ardycke by CO1 taXetOREE0 TD analrode is na repOrebe 16 he retEnty or andaty d to ramden ID tonntaco ad ts namaten pinda" FPnaterai do nol ~Meega scunity of he inlemelon and dele poded Cal NCCEPCEATED b a eqatrale coneny end ro ra Waad wel IDamenale Maren and Options Account Agreements: Prompt)/ adaso11) Amen:rade n wang ot any dunge in your royement ctnxixos or kaamt stuakan as thoy man to your ~gin Or 00bOnS aCCOunt agreernenis A eummey el Oanntabon, and charge, Maarte win lno oxcroulko ol opeord &anoden, os ~abt*. Odel Mrdol Pdoas: Tele maket iade d scones ham ban ctanea d motto korn q".:1O‘ ~OS ryd Oer reeperidtrit sans Made eie bard on me daag moa he mem beman mo bel ad adeng pica «aner namsria. t no rocker duo n dotatie lem a qadtan eend 6 Oh« indeidedent 80b0). Webb e maal lo bang relecled hbo Pram CO) The dugxets your portdo rapt are Prordal 1 4$11°Cd inIX171"n dd sto dom guaramoo mo accurazy dry spade:prees. Iknaago broed postonsansauel ~g be remsong banco dd Ine osen maket pure Poolde, Man dato% my nei naces aks prococcb. lbo seo:nday front la Canada d erepost: (Cd) es genecaly nou' and Me adel web mfl/ be dartel nol mepxhese Vee MannenIda d grodel may rood ton Me :ab Sad) Pr« b rrairty Ebbe rad Red Won, Steurt*: Ira ciforomy Ihn coary sauna and dem trad <nalaat, «dunge. Rang. hy eden me OTC loer Mecountry: mak« and e/rot«1oucity fnv rxt eretb loa »ma na paan picr eo rrauty. i kol bora: pm to rrubsty m2/ cooJi n a las d renapa. Non aanaard Aas ORRI aso bocaly ~nats n oma panpeen program samba: paraystos. Imeciatablityccmpana. cr red mto» roomon imam. corrnadry pais. prude eguty. pad, dril a belge Ø. Wak ere betale llgud imtelmeas ad do na lab cri e nama sauna cadet, ana Nadat Stoa lAarka lire dua shomi ta doe rnesimats ee ~ad wilds Wend ban wriob ~NOK nadreg, bid nol Mae P independent opwond& de procrombrdzwe. ander tid party tonder ellen tul bar boon proded by Vn maragorrcer. ~rake ander gaar d exil pagm er tb a thrdp.rty ~der ~out indabodeM ~eden by TI) ~e. Wade may na rakel the Mand omhase pico. wed maai duo «be mala:d rmen pasgrom. C an ø,nØ duo card be estatelchod Øgle Orene metode. me blusten mto be renend es NOnEted ("NV) Fel e0dliend deal ~nog nabaten Ia litan.Staidana koe. paap amict Gat Sondes Diere rressends do n«omrol urda ryn SIPC Aden Rato Socurbes (MS) Meng: Die motet~ Ia PAS somma: hdo badmaan. H pelde. bom qadekneenka, or Wei ~peda* ~cm The way alIne pleng is nei ~nood Ha maag warenns mate. TO Amalrade tel preolhe PAS ØO0.Laag 4110 anatomen bot to karde), ad undcrang apt guaty. Die MaS marker n ermede normdi eldri kebab end. Me mak mee an be ro essirence giet toch eecurtes an to sela uren ons maten cadans. REGULATORY DISCLOSURES For an investeer brocbute Mal incbclas informabon desueng FINAKs Prma Doel:aura Program. Oase contact Filtraat WO-289.929g or indliva01 2. The lamst rato ~An ta TO Amortrade Cash a laken hom me oppcape irdecost rato ser lor Oe Merkel WO, baarste n te TO Amertrade Gab. as OIO» illetement casino date Simple dorpst es daad data bascd on the interestrato ta oplaadde to oatto days baboe°. eikanaal Statement Notifdatlon: The statement ol Mariaal condman lor TO 0monIrado ~Iade Idee a yam and may be obtentel al nO oost. via me intomen el Mbo»\weretiarnentradeownlinanciatialomoniatml. °plan nakomen,: All short party ogen partens and same index open pontons are ~Iade lor assignmed. ExerCee essignmmt races ra eguty or index options ere rendOmly aloCaled aflang alldoms' stal posnons by an a:Aanbied orde se. Free Credit ~aces (Rob 1544 6 3): Under me Sent promotion rulos. wo may Lise free aedit Waad n yrer OCCOunt n ne Ordhary course ol our banen wikt, en) payaMe to sou on dellord. Marga Aocourds illegulallonlktlyou have a margin acoaunl. me (*pon o a combnaten ol yrer margin «Zant ede special ~aard" eacovit Tradng On maan poses redeons! risks and c not sutaldo lor all inuestors. A complet* lal b the rak: amooated venb morgen beting is mala» in ne maren rak didoeure Øyreol. YOu rnay °Min e copy or ms document by meeding us el he~ab« Isled on page one 01 your statement Payment Ier Order Flow (SEC Ruin 606 and 607): In somo crcumstanas. TO Arnentrado recente, °omga:don la ctioceng cenan artetroarunta ard ined ogen), order ebt lo selecled me*ets. Øs or dealers (Makel Centraal Ctripentabon is in me kern or e per share cash payment. h adction. TO Amatradealso may demo carponsaten relaxed to mo lorden cn,rency Mollen» Component d tandatiOns &Oreer toewees hom Made' Centen, esecueng ach tras Wo post roJarbmy repons diselanng lbo vonues lor order rowng exec000n at wom.idarnatradecom A ventten copy is ovaal:Ic ecirm rapost is our pday. absent pant orders to !ho ankary. to :end baars. dooiers. ard Makel 410.1k0413 beseft On IN) Sally to porde bes' maden ani the halery Ot seebr9 plee improuement be marde ordes. Poco emproyarent,s 443110010 unief Dorian ~dol condbons. and wo regulary monter execulat. to ion lor steil immeromeni d aualable. Trede CoMirmaltint (RW 10010): All con1rmalione ere Parameter( On ne Ir erehl date Trentections in beton saudles (indaag laden ~WE ADM MM bade in EO U.S.) may indicie biace ard loos diagod bymo kram manes of goven mens. dab may be redecied in ikte wiet ol me security Of «sneed Man ~ponk« Ine dan Prhacy Poky NollIkillon: A copy of Me TO Amen:redt dada/ 00IcY ie WEM» el www.bamairadoeorn Cantor Seembles: lhe slocaton ol pedal rW,mpons« tab is done rang e aroma Iteby bsiem. A aoraption el me proadaos br Slibt° sceunbas is avalabbon Vre ~silo or hard opbel aro mblible uponrabbi. In Case ol ergon er welkom ,baut your ElterrOniC runt( Tanden. piEse CO lad Bel 1.200 669.390). or n wang to P.O. Box 2209. °mal». NE 68103. or by *maa al dieMeervkakbkkoMedede.COm Th/ damden cOntained n your earmil statement shag be totdat upon waf d you do nol ottecl wtnn :ab tabidays lor any aansta ot lurds saroct to lecgaabon E. ach as ATM and pon-«-sale traralas. debil van:atoom. wrat nceosois. and Manende. We must heer trom you ro Idee Man 60 darm ener we sent var The FEST statoment on whclithe error or problem appearcd. (I) Tell us Ym rome and accountante( (2) boleet» the error or We leanbar you are unsuro eretal. ard inplan as doder as you can way you behaart is an error or why yen nood more onlormabon. (3) Tea us Ine ddlir amant of Me sugetted error. Wo wil uw/tags* your omplant dal wil correct any error promptly. H we lake more Man ID biaress Ons to do the. se wil redt yOur eccOuM br ire amant yOu tank is n error. a gd you wil have ik uso ol the money dunng tho trio t takos us to corrpao ourinvesteaten. AUTO NO 0Am Additioneily. TI) Aniedirede raider) eed) deed $149.5 dillen wat 01 DrolectIon for MI wansaceons aro abject to p) roe consmubon. Nes. rondo:ons adonis bed usages SeCualett and 52 Mien 01 IXONCIOn br cash Ihrcugh SupOlemenal coveragefrOvided by d me exchange Or merkel. and iie deetagnouse. H ww. on Mach *ah kanteel-Cas ere London inlaat dada: tel ledttal labs. n/ rusyl indaag roe Sperma's 1 Ee ounct ioe0 m Ad in ot 1933 SDNY_GM_00011813 and ØSnu nes anta f o ndy?f= EFTA_00122464

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TO Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 04/01/15 - 04/30/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Estimated Investment Value Value Change Change Income Cash $ $ - $ $ Insrd Dep Acct (IDA) 2,966,564.87 2.966.540.49 24.38 Money Market Short Balance Stocks 68,310.91 66.916.81 1,394.10 2.1% Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $3.034,875.78 $3,033.457.30 51.418.48 $ 0.00 Margin Equity 100.0% Cash Activi Summa Income & Ex .ense Summa Current YTD Opening Balance $ 0.00 $ - Securities Purchased Securities Sold 137,898.83 Funds Deposited Funds Disbursed Income Expense Other (137,898.83) Closing Balance $ 0.00 $0.00 page 1o13 Income Dividends Interest Other Expense Interest Fees Other Net Reportable Non Reportable S $ - $0.00 $0.00 CONFIDENTIAL Announcements: OUR ONGOING EFFORT TO SERVE YOU BETTER HAS PAID OFF: WE'RE NO.1 IN 5 CATEGORIES IN THE BARRONS 2015 ONLINE BROKER SURVEY. TO LEARN MORE, GO TO TDAMERITRADE.COM/ACCOLADES. Estimated Yield Portfolio Allocation YTD $0.00 0.01% Stodcs 2.3% 0.0°O 97.7% Performance Summa Cost Basis As Of - 04/30/15 " $179,778.31 Unrealized Gains Unrealized Losses (111,467.40) Funds Deposited/(Disbursed)YM Income/(Expense)"° Securities Received/(Delivered)"° 0.00 **For cost-basis Informallon. refer to www.tdameritrade.com SDNY_GM_00011814 EFTA_00122465

Statement for Account # 867-730320 04/01/15 - 04/30/15 Income Summary Detail' Description Current Year to Date IDA Interest $ 24.38 $ 95.98 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can Include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuLative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Puce Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0125 $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - INC COM TRANSGENOMIC INC TBIO 46,470 1.47 68,310.90 05/14/14 179,778.09 3.87 (111,467.19) COM Total Stocks $68,310.91 $179,778.31 $(111,467.40) $0.00 0.0% Total Margin Account $68,310.91 $179,778.31 $(111,467.40) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date 04/01/15 Balance $ 2,966,540.49 Total Interest Income Number of Days 30 Interest Rate 0 0100 Interest Accrued $ 24.39 MTD Accrued $ 24.39 MID PAID $ 24.39 $24.39 Trades Pendin . Settlement Investment Description SELL TRANSGENOMIC INC COM Account Type LIamr0 page 2 of 3 Symbol CUSIP I BIO Quantity 5.000. Price $ 1.48 Trade Date 04/30/15 05/05/15 Settle Data Amount $ 7,393.86 CONFIDENTIAL SDNY_GM_00011815 EFTA_00122466

Statement for Account # 867-730320 04 01 15 - 04 30 15 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $2,966,540.49 04/30/15 04/30/15 Received Interest: Insured $ 22.35 2,966.562.84 Deposit Account 04/30/15 04/30/15 Received Interest: Insured 2.03 2,966.564.87 Deposit Account Closing Balance $2,966,564.87 ID Bank NA $247,500.00 TD Bank USA NA $2,719,064.87 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. NA. or TD Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011816

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011817 EFTA_00122468

Terms and Conditions STATEMENT GUIDE IL: Ar.rir ado provides morally Porddeo Reports lor accoums huh acvary and quadedy repass 'a mud .re accounts non assets.. Patton. Summary: Dada he Current value d your 000010 es 01 the reps dale and compares Mto itie prior monlh.s The aasai enaliOn Medea your parkin divendealion by investment type Whale abmwers under 5% mil be grouped into Macategory eI rooier en the pm chart. Margin Emily - Tote/ AccouM ErluilsCITOMI Lang littrainaMe Value • Total Short Value) Activity Summary: Inc opening and dosing cash balances are reconciee hue lor yaw quick re!egeice accum actmty es summansed lor me current period and yea to data_ income a Expense Summary inervIRAs only): This sec an dolalt tom Income and omens° tOtaH from te Activity Summary and darnirem the lax irealMent Renamed Account Summary (IRAs only): Roma tie IRS rog.Iad transaceons for Mc anent and ma yews IRS Form $498 lair mark* value is based On the current value as of December 31 ot Me previous low and ent be furnished to to Internal Revenue Serowe. Porkenance Summary:Monism your annual portfolio performance end the vreimilized gains and lassos for your Mum rrmstrnord seaway. Account Positians: New your rnostmoms al rho current market vabo and corrparo the mend cost 10 me urvealued gains and losses in your porlice0 Original coal is assigned using me rum. meiooi (FIFO) method. Olen assumes the vrat shares seu set are moa you pschased int. The estimated ertrostmoni encome2 and average cost per store are dentlayed tor your reierence tiree Mint purchase date is shown tor an relcalion 01 your bolting Pernell. Account Activity: AI traOLO IICIMly ia dean/ defined. Feted in date brain, and related n the doting cash balance. Trades Pending Settlement Conlin yOur MOWS tradee with 8 Milleartri dale alter month aid. Thom vansacions Ml be reflected nine Account Amory sexton root money Online Cash Services TransactiOn Detail: Cash management transactions stal cleared caring ars siatenced reporting pond. ndudng check. dead card and ATM actmiy. are tested en dale «der. Online Cash Services Summary:Cm:It ard debt transaction totals lor the aroom statement rePaing indod we summarized. IndhiSkal traneaCtente we maimed roue to rounding adustments. me stammem decals may not cant the statement totals. rEninaled Anna/ Income and Estmated Annual Yield values are based upon IMe number d shams owned or carom value balance as Mtn* stalemom dale and the triest retail &Mend /ale a an Pen pttMde4 GENERAL INFORMATION 10 limentrade does not proud* legal or lax actual Please consul, your legal ~sot or lax toCCOuNani when neatelary. A8 8 Warded infantry crake. phase COnanatitns may be readied br dually etsml and Vanua:11On vetram Durpnee. For TO Ammo -add hormonal alerts. yea advisor turn is separate from and not attlialed wet TO Amentrada. Inc. a TO Armored* Clearing, Inc.. and each frm Is not responsble la the Panda end anises UI the orher. Accuracy of Reports:6 you find any errorsor omissions In your account statement you should Immediately cell us at the marmot listed 0.1 page one 01 your statement. You Mould also contact our Clearing 6m, TD Amedirne Clewing, Inc. el M4694900. Please roam too slabraam careitily. It you Osage.» nub any transactor., or el here wo any weds or omissions. Maas, nobly a Client Senicomeprosentelhe Or yen tat Wench Otte. as wel as 10 Amairado Chlorin. Inc. in wmrg ...inn ton (10) days ol yen mom ei this statement Any oral statements Thal you ham made to us should be COMM'S in mitre The statement stil «heave* be considered concishe Please nary vs promptly ol any changes in your contact intamelion. Tier...Chord resealed on your capon wil be condarnaly domed acarratounloss you nobly TO Annerado unmeant/v. Account Prolectbn: Deposits hold by MBank. N.A. and TD Dark USA. N.A. aro enured by tie FDIC (MI Covered by SIPC) up 10 5250.100. Limits ere per eiMOunl ormertillte Per iniblutlOn. TO learn more about FDIC entrap. go tO +new 101040v. Satiate& indudng mutual funds. held in ytUr ein)kerage Account are r101 Sand Or oblgalions a. or guaranteed by. any bank. are not FOlt enswed. and involve investment mks. endudrg posstle loss ol prinspal. TD Miereade es a member ol the Seward: Investor Promoten Corporation (51PC'). which protects secunbes °stomas of its members up le 5500.000 (inceding 5250.000 la claims tor cash). Explanatory brochure is available on reguest at wnesimaxg. Addlhonerly. TO Amara« , penned each Clan $149.5 /anion worth ol prolectlon tor securities and $2 rollen 01 MONCIen Mr can through SupOlemenial coverage provided by London insurers

1. he Mini ea brokerage inetelancy. a den may reativearnants due kern the Mean In ~WY and man SIPC. Se:Sonia porcine is pad eul rem me trustee and SIPC payouts and Linda such coverage each clam es limited to a amOned return al 5152 mtliOn horn a goatee. SIPC and London insurers The TO ~mikado Supplemental coverage has an aggregate km al $500 muon over all cLostanrs. This poky provides coverage lokraing brOkmage insohincy end does nO1 poled against Ion le Markel value et me securMas investment it a money make lurd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FOCI a any other ea. ..ammo« agency. Although the Inds Beek 10 preserve the value awns mesiment al SI 0) pl. Share. it b pant» 10 lOse molly by invasion in a money market tad. DMdeeds we <leaved daly and pactremested monthly. The en:combs contans Iles aril odor imp:slant dormalon Read the impales Clinthilh before Meeting. NOn-donotlil investments herd by your broker dealer arc NOT FDIC 1.1SURED !NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank deraind ecoaam Or Shard d ye/a money merkel MAO fund can to lopedated on your order. and he proceeds returned to year scour/es account or ambled 10 ye Tax IMpaing: The Made owl if Main Mooned You we were Form 1039 Is. anal tax ropong n ox plaice vrth IRS wersonits Includes ta able nova drAlcrels. weal env. lame ~1 and site proceed» Some pa/mats ere subject 10 redtedimilOn ankh di to renned cri nroxpent mg repots Cost Basis: CostRam tas lot and potworenas ceponng ara Coneecin ate antral ard conned by COI IMM 1PORMED ID insishade is net imparatels la tie retettity a sultrily al tra reamdicn. To Amara add Inkfmaton pendas Don:marsh do not ~Mee me money« be Memnon and data mailed. Cal NCCSIPCMATED b a Waal° many and end alleged urm 11)Ymertrode Margin and Options Account Agreements: Promptly arMso 10 Amentrade n wiling et any Mango in your investment Mecums a *corneal stuarim as they wain to your margin or 00141S ecoaam agreements. A summery oi COMmasions and cheer, incurred vote no execution ol °peons wansamons is ...alai*. One Maid Prkes: The mate velum el sauna hue beta aten. d ~COL kom g.atfrn Saga. ad Other inkpOndent *Ones VaLve we Weed On te doing pna me mom beta« me bd Yk stun pows. adna natte:. t no rend oho is salable Sri a chelatlen tent> 6 OW inclemaident Ewa. I've smutty is tubed lo Wing ~of SI NuiPmcd eNP). T e niuman ar your panorama are pm en as gain •WOTRIen a" , we dam guarantee Me accuracy dry scones saes. Manna backed paean annun rang the remrang Wane end me corral medal eke Pothole Kcal uskotten8 may not matroet sake proceeds. The seconay main la Caftan of Deposes (CDs) a gworaly loud and the sake LSIX m9/ be 011~ from the ~else Moe Mennenloss ce 0n~ may tent too go sat daft) poor 10 many. Bends nib Red Forma Scenes trade ciferenvy inn comfy stond and din Bade an a qua exchange. Rana they vac n me OTC Per Mecounter ~Sand WrenNutty may Mt ate la In »ad >CO Maim par rributy.1hosabot bon mor to moony ~pond a a km d penned. Non Standard Assets (NSAi are typcaly oddments in dead pacts:on program «Kudos garrentms. knead batty cempana. er red exam roamers Ideal. comedy pals. muse muty. Ora* debt er hedge incis NS46 we heath Moue ~1~3 wal do not lode en a mind sown: echango a tio Nadal Stock Maid. The dues dean tammernosimass are ~WM wiles dated han news methods, natten. but not kited to independent appraisals. the prearns net asset, ander Mid party sender dim tut hoe bean proven by Oa mmagorrica. ~racy andaroacer ct oath own a by a Meaty lands« ashout Independent ..encaWn by ID ~a. Wives MO/ non dint the annal penba pica actual market taut a be Kolas] Licon loadaan an adman value card be estatrIshod NOugh ~MOW& me niutnen may be reflected es NOMMted ("NV) Fa addend dent nagaiong minors la Nanandarel kam. Owe cams Can Scones These meemaas arenaconed under the SPC audio, Rao Socurbm CARS) Prong: The maker cams la PAS smarmhao been~nod. made.Ilan cprOtakn eenemei er olie ~Dann ~an The way ol the Pang a nol ~anion Ha man Lebo em malab. TD Amolradedi moo Me PAS paan.slag 4110 condor" bon to loudly aa undrremg omit quaty. The MIS market is currenly wedwig aast elSalty end. Ca not there an be no ~rinse Owl such manes an be son wider one ~Mt cots. REGULATORY DISCLOSURES MI wan:a:eons aro pawn to p) me consitlubon. RICO regulations. customs and usages of the exchange Or mina. and its deetilgrouSe. M any. on dab such transactions are executed w) lineal lass. endLdng me Secunues Act ot 1933 and me S«urtes Es I a 01150 in oireneeed an ihe d F an ea° brochure mal nabobs intonnabon dasolang FINRA's lottio Deckisuro Program. please Contact FINRA at G304894999 Of winv.linnlag. lbo inmost rato sheen tor TO Ameretade Cash a taken from to appicain interest rate ear tor the Markel Value Warne in me TO Amererade Garth. as 01 the slate tem °Mang date Simple freemen es acnxd daily Duce en the interestrate ea applicatio to each days balance. Financial Statement Noillicallon: the mammon ol anancial condman lor TO 'nomad* a ~labia twee a year and may be ~anted al no cost. via me internee al Mow.Mwernotrnontrad000mhnanciatsiammentitra Option Assignment: All snort cquty croon panons and some index option poutions are sealable tor assignment Exacte assignment races Pa NOY or index options are randomly alocaled among all chards' shod posnons by an 4.domaind orixedse. Free Credit Balances lade 15c3.2 5 3): Under she mart protection rut. wo may mee tree aedh balances SI Our account in me Ordinary course ol our banns which we paraMe to you on demand. Margin Accounts (Regulation 7>: M you have a margin account. Oma report e a combnawn of YOur Margin sawn anti a special memorandum ascot« Tredng on margin poses adollional mks and es not sumac lor all investors. A carpet° 1st ot the risks assomatod web margin tracing is °violable in tree neaten rek disclosure document YOu may obtain a copy d this downion by contacting us al thenumber 'sled or. page one of your statement. Payment Ier Order Flow (SEC Rides 606 and 607): In some orcummanms. TO Amordrado recants compaisabon la Moan° cerlan anx.tha.counta and asled many order lbw to selected mends. Maras or dealers (nadir» Centers') COmpensalion is in me loan d a per sham cash payment_ 1. adotton. TD Amatrade also may memo correpensawn related to the foreign cviency exchange COmpOnent 01 tareaSlions h ledegre Seterilles from /dada Centeno ozonong such nobs. Wo post caparbmy reports disclosing the venues for ader roving execuraon at mewidarnavadocom. A mitten espy is amiable man request. It es our policy. absent po« orders to the contrary, to select brokers, dealers. and market makers tend On Ole Willy to provde best Manion and the helm 01 seeing pdoe improvement on market orders. Pao 'mown:mare is available ardor corLan market condlions. and ma regulary mentor executons m lost brawn emmoroment d mobile Trade COMirmilitento (Rule 100-10): All corkmalions are Paremilled On rte inanstaiOn dale Teen: Transactions in foreign SCAMS'S (indudng IMMOn amtanY ADM thee lade 10 ‘110 U.S.) may towbar taxes ard loos charged by tin foreign matted er governments. each may be redacted in Me price ollte> security or charged aan Odeperderd Ina ilem Penny Poky NollIketion: A 03Py ol the TO Amen:ran privacy POICY is available al whw.klamanado can Cater Securthern The elocabon of penal reeemplone or calls le done Long a moan core system. A aosonpion ol the procabros for callable sccunies es moraleon to .abate a hang comet are available won fel. In Case 01 errors a veesen abel your ElearOniC Fund Treaders. please enact us al 1.260 669.3900. or in swing to P.O. Box 2209. Omaha. NE 68103. or by email at dieMeervites@kkoMeginde.COm The ~newton °Contained in your *Mown statement shall be lancing upon you it you do not deal wthn may MP) days lor any !candor ot lords smajea to Regulabon E. such as ATM and polo arale :tarsiers dear transactions. dared deposits. and withdrawals. We must hear from you ro laser than 60 din arter we sent you Tree MST armament on which the error or problem appeared, (I) Tell us yew rome and account nutter (2) Dosed» the error or the reondar you arc unsure about. and explan as deafly as you can why you bettered es an error or why you need mac inlormabon. (3) Ted us the dortv *rani or the stoPected error. Wo we mamma* your complam and wil correct any error promptly. el wo lake more man ID buskins days 10 do Ns. sewn Creel, your ecodam br me amount yam think is in error. MIMI you wIl have Po use of the money dump tho teemt takes in to corns:km our Inuestgawn. MiTg NO 07d4 SDNY_GM_00011818 EFTA_00122469

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD AmeMrade Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/15 - 05/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash $ - $ - Insrd Dep Acct (IDA) 954.83 2.966.564.87 (2,965,610.04) (100.0)% Money Market Short Balance Stocks 60.411.12 68.310.91 (7,899.79) (11.6)% Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $61,365.95 $3,034,875.78 ($2,973,509.83) (98.0)% Margin Equity 100.0% Cash Activit Summary Income & Ex • ense Summary Current YID Opening Balance $ 0.00 $ - Securities Purchased • Securities Sold 34,385.34 172,284.17 Funds Deposited Funds Disbursed (3,000,000.00) (3,000,000.00) Income Expense Other 2,965,614.66 2,827,715.83 Closing Balance $0.00 $0.00 page 1015 Income Dividends Interest Other Expense Interest Fees Other Net Reportable $0.00 Non Reportable - Estimated Income Announcements: THETICKERTAPE.COM IS YOUR GO-TO RESOURCE FOR 80TH INVESTING AND TRADING. GET FRESH NEW MARKET INSIGHTS AND COMMENTARY FROM TD AMERITRADE EVERY MARKET DAY. Estimated Yield $ 0.00 YTD $0.00 CONFIDENTIAL $0.00 0.01% 80% Portfolio Allocation IDA 1.6% Stocks 98.4% Performance Summary Cost Basis As Of - 05/31/15 " Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)n° Income/(Expense)n° Securities Received/(Delivered)"D 'Tor cost-basis Information, refer to vavnvidamerttrade.com $86,839.74 (26,428.62) (3.000,000.00) 0.00 SDNY_GM_00011819

Statement for Account # 867-730320 05/01/15 - 05/31/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current Year To Date $ (3,000,000.00) (3,000,000.00) $ (3,000,000.00) (3,000,000.00) TOTAL (3,000,000.00) (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 4.62 Year to Date $ 100.60 'This section displays anent and year to date taxation values for thS account. The current totals may not equate to the total payments listed on this statement as =vector's to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a precious tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0159 $ 0.02 08 05/14 $ 0.22 $ 0.22 $ (0.20) $ - INC COM TRANSGENOMIC INC TBIO 22,970 2.63 60,411.10 05/22/14 86,839.52 3.78 (26,428.42) COM Total Stocks $60,411.12 $86,839.74 $(26,428.62) $0.00 0.0% Total Margin Account $60,411.12 $86,839.74 $(26.428.62) $0.00 0.0% Online Cash Services Transaction Detail Category DEBITS Electronic Transfer Transaction Date Description Amount 05/06/2015 WIRE FUNDS WIRE SENT 05/06/2015 16:0459 page 2 015 CONFIDENTIAL $ (1,000,000.00) SDNY_GM_00011820 EFTA_00122471

Statement for Account # 867-730320 05/01/15 - 05/31/15 Online Cash Services Transaction Detail Category DEBITS Subtotal Transaction Date Description 05/07/2015 WIRE FUNDS WIRE SENT 05. 107/2015 11:09:10 TOTAL Amount $ (2.000.000.00) (3.000.000.00) (3,000,000.00) Account Activit Trade Settle Acct Transaction/ Symbol; Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 04/30/15 05/05/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 5,000- $ 1.48 $ 7293.86 7.39326 COM Commission/Fee 6.00 Regulatory Fee 0.14 05/05/15 05/05/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.393.86) 0.00 DEPOSIT ACCOUNT 05101/15 05/06/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 6,000- 1.46 8.753.83 8.753.83 COM Commission/Fee 6.00 Regulatory Fee 0.17 05f01/15 05/06/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 6,000- 1.46 8753.83 17,507.66 COM Commission/Fee 6.00 Regulatory Fee 0.17 05f01/15 05/06/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 6.500- 1.46 9.483.82 26.991.48 COM Commission/Fee 6.00 Regulatory Fee 0.18 05106/5 05/06/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (26.991.47) 0.01 DEPOSIT ACCOUNT 05106/5 05/06/15 Margin - Funds Disbursed WIRE FUNDS 0.00 (1.000,000.00) (999,999.99) WIRE SENT 05:0612015 16:04:59 05107/15 05/07/15 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1.000,000.00 0.01 DEPOSIT ACCOUNT 05107/15 05/07/15 Margin - Funds Disbursed WIRE FUNDS 0.00 (2.000,000.00) (1.999.999.99) WIRE SENT 05107/2015 11:09:10 page 3 of 5 CONFIDENTIAL SDNY_GM_00011821

Statement for Account # 867-730320 05/01/15 - 05/31/15 Account Activit Trade Date 05/08/15 05/12/15 Settle Date 05/08/15 05/12/15 Acct Type Margin Margin Transaction' Cash Activity' Journal - Other Journal - Other Symbol Description CUSIP Quantity Price 0.00 0.00 REDEMPTION FDIC INSURED DEPOSIT ACCOUNT PURCHASE FDIC INSURED DEPOSIT ACCOUNT Closing Balance 'For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. Amount 2,000,000.00 (0.01) Balance 0.01 0.00 $ 0.00 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MID Accrued MTh PAID 05/01/15 $ 2,966,564.87 4 0.0100 $ 3.25 $ 3.25 $ - 05/05/15 2,973,958.73 1 0.0100 0.82 4.07 05/06/15 2,000,950.21 1 0.0100 0.54 4.61 4.61 05/07/15 950.21 1 0.0100 05/08/15 950.20 4 0.0100 0.01 0.01 05/12/15 950.21 20 0.0100 0.01 0.01 Total Interest Income $4.62 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $2,966,564.87 05/05/15 05/05/15 Received FDIC INSURED DEPOSIT ACCOUNT $ 7,393.86 2,973,958.73 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/06/15 05/06/15 Received FDIC INSURED DEPOSIT ACCOUNT 26,991.47 3,000,950.20 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/07/15 05/07/15 Delivered FDIC INSURED DEPOSIT ACCOUNT (1.000,000.00) 2,000,950.20 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05108/15 05/08/15 Delivered FDIC INSURED DEPOSIT ACCOUNT (1.753.450.20) 247.500.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 4 o15 CONFIDENTIAL SDNY_GM_00011822 EFTA_00122473

Statement for Account # 867-730320 05/01/15 - 05/31/15 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 05/08/15 05/08/15 Delivered FDIC INSURED DEPOSIT ACCOUNT (246,549.80) 950.20 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/12/15 05/12/15 Received FDIC INSURED DEPOSIT ACCOUNT 0.01 950.21 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/29/15 05/29/15 Received Interest: Insured 4.21 954.42 Deposit Account 05/29/15 05/29/15 Received Interest: Insured 0.41 954.83 Deposit Account Closing Balance TD Bank NA TD Bank USA NA $9 $ 54 0..0 83 0 $954.83 FDIC Insured Deposit Account (IDA) balances redacted in your trokerage account are FDIC-Insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://mwe.tdameritrade.com/financialstatement.html on or before June 14. 2015, or by contacting TD Ameritrade Clearing. Inc. at 1.800.237.8692. As of March 31, 2015, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $ 1.6 billion and $291 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. page 5 of 5 CONFIDENTIAL SDNY_GM_00011823 EFTA_00122474

ID Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 To help ensure that you are fully up-to-date about your account, we are providing a copy of the TD Ameritrade Privacy Policy at the end of the enclosed account statement. It explains how we use and protect your account information. We'll continue to provide you with a copy of the most recent version annually, and you can find it online at tdameritrade.com/privacy. Please keep this document for your records. You don't have to do anything else. Questions? Please log in to your account and go to Client Services > Message Center to write us, or give us a call. CONFIDENTIAL SDNY_GM_00011824 EFTA_00122475

Terms and Conditions STATEMENT GUIDE IL nr.)yrudet oorader morele. Forbkiro Mbo" lor accoums wth acverty and quanedy rooms w voc: /o accounts wth assels) %dodo Summair,/ DOMS Int Current Mbo Or mug 000010 es 01 Me n>pOd date end ~paters n to ne Oor moefti) Die Ebt 81WeliOn Mc", yOur 00010 divenfration by invesiment type Enne abmons under 5% ad be grauti mto tho <memory ol -Oehoe in mo po «hart. Margo Emily - Toto/ AccouM EduinelT0181 LOM, dereklable Mikte • Total Short Vakes) Actwity Summary: Tik Openleg and Meng cash balancoe aro /omnaai hem lor yor rome reletonc* Al aceouni actmte es sunmanzal lor no °urgent parod and voor m dato_ boom° 4. Experts)" Suvornary (non.IRM dolly): Ibis :oma down tno gnoom° ard *mensa dan hom me ~dl, Summery and demi!" the IE liennent Rebrement Account Summa" ORM only): Rouwe db IRS romend transaceons for Mo <wen ard vit« nam IRS Form 5498 Fair naad veld ie band On Me afrent robe aa of December 31 ot mo pranous your ani ed bo furnshod toto Wand Revenu° Score. Podormance Sunimary:Monisor yam armvol portfolio pedanten°, end ne wreekten gans end tosses for your luturo roe:imam metegy. Account Postdons: Ncw your rnestmoms at mo curront mandmbo and corrparo th* mand coel to eee teteelued geina and loeses n your pon1010 Original tost is asegned vang Me antm. b81Ø1(FIFO) nyeihod. idich aseurnee me Mal slons Wo set ere Onno you pochend int Tho eslimalod mostmant encome2 and averago Co,' per share are "doyen lor your mier/ace (me Miest pochase Mee e doen lor an edcelion ol your Modig Peitail. Account AothAly: Al *da" IICIMly fr deert' defined. bied in WE Order. and rollebed n Me doling cash tdeeke. Tredes Panding SIttlemlet Gooien) yOur ereled onn OM e selemei dele ener mam Ø. dent transactions Ml bo rellected n to Account Acerny 'won nat rnomh. OnlIm Cash Services TionnktiOn 004•11: Cash mandement ininsectins 11x1 cbared 'Ming bes siammord rcpomng pond. ndudng check. abba card and Mlflactmb. aro ',stad in dato ader. Onne Cash Services Surnmary: Grolt ard dabt Kaam:bon totals lor mo arrrom statement raudtog pede toe summariad. Indhited benetiannii are ~hoed. tue to ronding odustmonts. mo slaamen, dans may octavo, 0o statement totals. fEtilineled Annal Income end Esended Annuel VMO velde 6 e band upon Ide nunber a skaros cnrinal or ~rom vaam baton» as ot ene slalom, " dale ard lbo most reent drndard mie or cash neb pttMde4 GENERAL INFORMATION 10 Omen:rade dom not pond topoi or la adece. Ploos* consult your legal adecor or lax 1SCOuNant enen neMbery. A8 8 Slandard intamby preCtOe. "Ine COMOOdens rom be reedden lor qually 0001101 and liansatiOn iredriOSIM Dolpees. For TO Amontrado nobnonal dore. your °dna hm is !Øle from and not attlialod wel TO Amernracb. Inc. a TO Armada Omme) Inc ani onn fim es na responsblo kr the PrOtexls end senkes of be ober. Mcmacy of Reporls: H you lint any errors or omIsslons In your account «Mama« you *Mud immediaiely call u$ el Me omber had m page 000 a your Ealeenent. You hourd olim contact our Clearing rnyt, TD Amentrode Clearing, bc. rel 8004694900. %oase 'ontwend sionm Øly. II you Osagroo kolk any kansarme/ or el Mae am any «Eds or °oneens. please nar>, e Dient Services representelhe a your kat Winch Gise. BB wol as 10 Amairade Graag. Ine. in worg ambo ton (10) days ol you recom ot enn stain/Yent Any cad statements you creme node to te shot» be COMrnied in vang The statement stli Wieme/ be considered °onanie. , Fletse notty vs pond), ol any changes in yar cOnleci intermation. Dareadions Mede* on your rcpon wil bo concbsemly ~led aconourfloss you rooly TD Mwtrado inmeten:0. Account Proleabn: Cocons tob by TO Dank. NA ard TD Dar* USA. N.A. aro nsurod by Tb FDIC (MI Caban by SIPC) up 10 2250.CDP. LImils We per 8•MOunl omreed» ar iindlution. TO leem more atOut FDIC Gerende 00 tO wow 1dCgOv. SecttlleS. MOM® "mot Mom) held in your Brokerage ACOOunt are nol "ME Or Mig/dons a or monotoon by. any bank. are not FOICensexed. and envoko envesunord mats. ircludrg possble loss ol princpal. TD Amentade is a momber ol the Sauna: Inval« Protocion Corporalen (SIPC'). wNch praats steunt*: a-stomers of ds maters up lo 5500.030 (inlading $250.000 lor claims for cash). Explanatory brochure is avalade on request al ywrasipc.org. Addlnonaily. TI) Antenne» renden 9xli Clerd $149.5 MOOI , WOrth a PrOleCtion br SeCudlie8 and 52 nikon 01 prOCCIOn br cash Ihrcugh Sup0bmental °overgiet prOvided by London beuren h Me enn Ot a brekende insobency. a dein may feteive(inants due IrOM IN Made in taribuPtcY and mon SIPC. Smolowental covorago a pad out Mor tho trustee and SIPC Day*" ani uk" suen aanraad bah dom es omhad to a ambrod return ot 5152 milen kom e pusle. SIPC and Londen immers The WI Anyedbade Supplemental omroep Ms an omkom Imf ol 5500 mnon anx ap cushowers. Dus easy mand: Ofiverme loldning bange ineohtncy enddoes nel proleet Spinst b» in Mand MI» ot roe socurnos invomment n a money mantel land is nel inkeren Or garaneeed by Me Federtd Depots Inseraat Corporabon tFOC, a any oma pgreardrat mency. Adhointe !ho lont Beek 10 posene the vabfr Oe yOur nreslment el SI 0) p« Shfre. rt ie pasen» 10 lette moret' by invesled n a money manel Ø. DMdeeds are deciated dab end pactranyested morory. Tho ontnam" cadans Ibis ard ober important rtormalon Reed the pospectue abrekilb Wee Mening. NOn-depOSil invenmend held by your boka-dealer aro NOT FDIC NSURED !NOT BANK GUARONTEEDi MAT LOSE VALDE. The betane n your bank 00091 eccarril Or &WE d yOur ~nee Manel lattiad fund can to Inwaaien on mep erna and Ma poema rolurrod lo yow warms account or rembled bya TO ~eng: The petit rcDolB nd e lar dOmment You ne moeke ram 1039 tor ~cd tax taco" n oxrplake web ES nwalmails Includes Msasb nebba. dridends. captal mee. twee ~1 and eden proceedil Soms perentt ere eublect10redassilculOn elds dl to roledal ol arapant LL wens. Com Saais: Costaasis. tar, lor and pakman» rcoonng ard Cwiatoba am «lood ana «edicten by COI heXaMORMEDIDrecitale is na mpOrebb lo me rekt% « :dab cl tra dammen TO Mona ad ts Intrmaten poadas FPn:ndors1 do nor ~bene exuffity d ne inkmdon ad dna proded COINCCEPCEATED b OS" OgrOgny and e nc4 41114<ed wth 11)rmenrale Maffer and Options Account Agreements: Prompt/j annso 10 Amentrado n ming ot any dong. rre your investment claxines or neuraal stuw" as enen pm" to your matin OrØau aCCOunt agreements A summery 01 onertimions and cherge4 beuren win mo oxcroutban ol raisons transamons is amlabb. Onwo Makel Pleti Me ~tal ~ai cl roontc ham bos stamt at ara blot Ø qx<do‘ ~OS ad aha ktkibrident earoes bak" we breed o te dong reoet me men beurse me ba ad Mud rom anna treedt. I romred duo is "tata hom a q.daikn eend> (r Oh« independent earCe. ne beeft is data lo beng ~d E Sto Pnxd esp]- nwr d rins os your madonna' aro polled as 90104, mon ad uro dam guaranloo Me =wao/dam saurus aces domago bad" postcas orrora uo] vang the tomaat)), balie" end me oir«. merkel robe Ponk« , remt seketen8 WW nO1 kawa da proceeds. lbo smaldi/ niets la after" d Cepods (CDs) n gowaly nood and the afbid ‘obe Mto beddend from me ~Mise pf" Migreert ass ce tvedel may mat hm mo sab ol a CO pear to made Band adb Fr" Wam Scant" Ede citercnvy man )"gay scan" and do rot tra en a kon exchange. Mina my taan mo OTC loet« Me °Dunt«, ~Wand «Ardentamdy net net eraf le Wu bedt pur Mokn par roarty.11x,sab or bØ pa le ~abma/rooft n a less d alinea. Non Standatd Assem Oltal aro trocaly ~mens n dieet partcpaton program "das )aatiorstms. kniod tablity combines. cv red ostalormanors oudst. cownzoty pools. prune muty. skole ded a ledge Lede NSA6 ere riptab boud eneelm«0 ni do na heb cn e nacnd saam" aØ a ho kram Stod End. mo aua torn a Cao møneras «e egnend mbes derfed han neep endhalk Mulig. bul nol Innen N indtoendeM opwaai:, mc procyoWsratzurs. oma tod partyeender das tut han bom proded by to ~aardt. ~ram. andergaar d toch porah a by a n" poty vendu ,hout "openden ~Men by ID koene" bebos mar rel rotet ne agnel ~aso plm. simt mann duo c< be roand kan kodden C an ~ad duo card bo esLablohod through thSen011ocle. me dimden mar be renected as NOmPited CNV) F01aanbel tcpardng waaien la Maant" nam. para coma Gas Snees Mem rreastrants arenamaal unek. mo SPC 1Welen RaoSecurdsCARSnProng: Do maker idlos la SAS scairoas had boen cdaned. amede, trom manenEnk/nor °ter iderddent Ene*. The way cd Me pking is nol ~kat Ha mated mbo rct toean. TO emotionelen am to ARS pcsaan.takro ab ccrcdoraScn bot to kaudly ad undebro acdt quaty. Roe ARS radar n curronly ~nap eipolØyaa. (isa "ut nero an be no wan, dol Bath tr000tes an to geburen odenmand ccryncen. REGULATORY DISCLOSURES MI Hansabora aro 'Moa to p) ok con:i:moa Na. regubtons. afdors and usages Of Me exchange Of makel. and tb dearngrouse. d am. on snob *ah tranablan ore examen: ei, leden ass, endexIng Secundo Act ot 1933 and tho S«urtos Ex 4 oe° Ni in iti o nd et= P an os» brochure bal ingaan informabon dosolang FINRA's Petiec Datawo Pogrom. pentie Contact FINRA at 030-289.9a99 Of ~limbi. lbo intactst rato noen tor TO Amortrado Cash is laken trom mo omdool" inkrast rato oor lor the Marker MiNti baar" n the TO AmertradeCarlh. as OIO» nalement °beng date Simple doen es acnxd daily baod on the interestrato sa amicaler toodd. dofs balanco. Finandal Statement Nonficallon: lbo mammoet ol bnancal madam lor TO Omomrado ~lede twee a yen and may be obtend al nO con. via be internen el MaY:werdctonontrado.comdinanciatstakmenintra. °radon Molmden!: All short oquiy open penons and same index open pontons are avalable lor (mummen, Esc«, essimment races to «ab or index °Pions are rendowly alocalod aflang all«lams' short poseomt by an anamolod ommiss. Free Credit Belonen (IIMe 154.2 å 3): Under lno ment protecton Aflos. wo may uso free aedd baba" n tum aak« n me adinary town ol out Wenen whkh ere pende lo sau on dorre". Maner Mamma (llegulallon Tb H you have a matgin accouni. eis repon is a combnaten ot YOur Marian ~oud orde 100d81~oren:tom accent Tradng on man» poses edellional niks and a not tutti" lor all investors. A camee lol ot the roks assocolod uni rtargrn Uiting is evetable in me margn rek disdosure document. YOu may obbin e copy d ets document by °ontlading us el Me riemt« tele en page ne ol put statement Payment for Order Row (SEC Robs 606 end 607): In somo crcumnances. TO Amornrado toeans Dompen:muon la droom teion anx.tro.counta ard Istid mui), orda lbw to selected mattes. brokas or dealers Pantet Centers'). Camenselion is in me km a a per ouwe cash paymont te adelen. TO Armoedeaso may kome componsann relaxed to mo forelgn curency erehaag, " COmpOnert 01 tareadins in 1Cdtbm horille!riem Merkel Gniere ommang sick Iran. Wo post coarbyry topaas arrborg Me vamps lor ader roang oxecuson at yinnybornxtrado_com Anodenoomis avalatlo een "pest. h es our pilry. absent dent orators to lno military. to select broei". doods. ard marker makers tee" On Me (Willy to porde best enetinen ard the hatry 0! eerleng pin improvement co marka ordas. Poco impeannom is avanablo iaat rortan makel condens. and ex, toedoe>, monter executoos to tost lor ach emparoment r annleis. Trede COMIrmetlento (RW 100-10): Mi conlonalions ere aanmaten0n pkt Inerstabn die Toon: Trensden in tiegn seasides (ndidng kne40n dopboy ADM ber 11400 in U.S.) raf melde Lues ard loos~ bymo "ergo modem or governments. dab may be reeecied in me prise ol Me securlty Or ~bed es an :dependent ene item Pilwacy Por", Notlikstion: A con of Me TO Amearacb pMaCy DOICY ie anbble el wavo.klamcgoadocorn Catter Seturbse The olocain d pand enemmonaa calls n done rong a pro)" keer/ solem. A aoscrown el mo procabros for Maalde "uni" is avalabbon to moesde of hard sop*: aro ~tabla ugonfocpor.i. In Case ol enroe Or ~stem allul pur %MONO Fund Dennen peen Maal us el 1.200 669.390). or re vaag to P.O. Box 2209. Oman.. NE 68103. or by emoe al dieMBerviMakeklanentrade.COm TM ~meten cOnlained n yam eaorml statement Shell be todng uren you el you do not Oblat wthn way leb days lor any !condor ot lutos depot to Remlabon E. such as ATM and pont °Mae tronk"r . debd transactions. Orred eetons. and withdtands We must heer trom you ro bier 'han 60 darm en« we seM var me FEST stommerd on whch Me error or toblom aspearm, (I) Telt us pur ren. end account nieter (2) Dolen» th* error or Int pantor you are unsure arna. ard «plan as doder as you can wny you beleren is an error or why you nood map inlormairon. (3) Ted us Ine dolle amant of Me sugetted trio, Wo am innings* your °omplant and wil correct any error promptly. el we lake moro man ID Mams& chys l0 do Ibis. se wil eredl yOur eccOuM br tb amant yOu bink is n error. nar you wil have the uso ol tbc rneneydunng tho tmo t takes us to oorrand ourinvosbaten. SMID NO 07,14 SDNY_GM_00011825 EFTA_00122476

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/15 - 06/30/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Investment Value Value Chang! Change Cash $0.01 $ - $0.01 Insrd Dep Acct (IDA) 51.584.31 954.83 50,629.48 5302.5% Money Market Short Balance Stocks 0.01 60.411.12 (60,411.11) (100.0)% Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $51,584.33 $61,365.95 ($9,781.62) (15.9)% Margin Equity 100.0% Cash Activity Summary Income & Ex. ense Summar Current YTD Non Reportable Reportable Opening Balance $0.00 $ Income Securities Purchased Securities Sold 50,629.25 Dividends 222,913.42 Interest $ - Funds Deposited Funds Disbursed Income Expense Other (50,62924) Other (3,000,000.00) Expense Interest Fees 2,777,086.59 Other Closing Balance $0.01 $0.01 Net $0.00 $0.00 page 1of 4 Estimated Income $ - Announcements: ITS CRUNCH TIME. TICKET SALES END ON 7131 FOR THE INVESTOR EDUCATION CONFERENCE PRESENTED BY OUR EDUCATION AFFILIATE INVESTOOLS. GET YOURS BEFORE ITS TOO LATE. FOR MORE INFORMATION VISIT INVESTOOLSCONFERENCES.COMrTICKET Estimated Yield 0.01% $ 0.00 YTD CONFIDENTIAL $0.00 0.0% Portfolio Allocation IDA 100.0% Performance Summary Cost Basis As Of - 06/30/15" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)n ° Securities Received/(Delivered)"° 'Tor cost-basis Information, refer to www.tdamerltrade.com $0.22 (0.21) (3.000.000.00) 0.00 SDNY_GM_00011826

Statement for Account # 867-730320 06/01/15 - 06/30/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current 0.00 Year To Date $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.24 Year to Date $ 100.84 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a premos tax year (spillover dividends). The year to date totals will accurately reflect your cumulative arncuu for the year. Account Positions Investment Description Symbol! CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin LIFIUA INTERNATIONAL INC COM LIWA 1 $ 0.0099 $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - Total Stocks $0.01 $0.22 $(0.21) $0.00 0.0% Total Margin Account $0.01 $0.22 $(0.21) $0.00 0.0% page 2 o14 CONFIDENTIAL SDNY_GM_00011827 EFTA_00 122478

Statement for Account # 867-730320 06/01/15 - 06/30/15 Account Activit Trade Settle Acct Date Date Type Transaction Cash Activity' Description Symbol, CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 06,04;15 06,'09,'15 Margin Sell - Secunties Sod TRANSGENOMIC INC TBIO 2,720- $ 2.36 $ 6,413.08 6.413.08 COM Commissiorifee 6.00 Regulatory Fee 0.12 06/09/15 06/09/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6,413.07) 0.01 DEPOSIT ACCOUNT 06/10/15 06/10/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (0.01) 0.00 DEPOSIT ACCOUNT 06/10/15 06/15/15 Margin Sell - Secunties Sold TRANSGENOMIC INC TBIO 7.280- 2.12 15,427.31 15,427.31 COM Cornmission(Fee 6.00 Regulatory Fee 0.29 06/10/15 06/15/15 Margin Sell - Secunties Sold TRANSGENOMIC INC TBIO 200- 2.23 439.99 15.867.30 COM Cornmission(Fee 6.00 Regulatory Fee 0.01 06/10/15 06115/15 Margin Sell - Secunties Sold TRANSGENOMIC INC TBIO 12,770- 2.22 28,348.87 44.216.17 COM Regulatory Fee 0.53 06/15/15 06/15/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (44,216.16) 0.01 DEPOSIT ACCOUNT Closing Balance $0.01 For Cash Aelivily totals, refer to the Cash Activity Summary on page one of your statement. Insured Deposit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 06/01/15 $ 954.83 8 0.0100 $ $ - $ - 06/09/15 7,367.90 1 0.0100 06/10/15 7,367.91 5 0.0100 0.01 0.01 06/15/15 51 584 07 16 0.0100 0.23 0.24 0 24 Total Interest Income $0.24 page 3 o14 CONFIDENTIAL SDNY_GM_00011828 EFTA_00122479

Statement for Account # 867-730320 06/01/15 - 06130/15 Insured De r osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $954.83 06/09/15 06/09/15 Received FDIC INSURED DEPOSIT ACCOUNT S 6,413.07 7,367.90 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/1015 06/10/15 Received FDIC INSURED DEPOSIT ACCOUNT 0.01 7,367.91 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/15/15 06/15/15 Received FDIC INSURED DEPOSIT ACCOUNT 44,216.16 51,584.07 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/30/15 06/30/15 Received Interest: Insured 0.24 51,584.31 Deposit Account Closing Balance $51,584.31 TD Bank NA $51,584.31 DIC In“.reci Ceposli Account (IDA) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TD Bank USA. N.A.. or both. The IDA balances are not Covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://wntdameritrade.comffinancialstatement.html on or before June 14, 2015, or by contacting TD Ameritrade Clearing, Inc. at 1.800.237.8692. As of March 31, 2015, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $ 1.6 billion and $291 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to request disclosable background information on any licensed broker or broker-dealer. To call the hotline, dial 1.800.289.9999. FINRA also maintains an Internet web site where investors may obtain useful information concerning FINRA policies. procedures and services. The web site can be accessed at www.finra.org. Additionally, FINRA has a brochure which describes the investor education and protection program. You may request this brochure either through the FINRA web site or by calling the toll-free public disclosure hotline. page 4 of 4 CONFIDENTIAL SDNY_GM_00011829 EFTA_00122480

FACTS Why? What? How? WHAT DOES TD AMERITRADE FACTS DO WITH YOUR PERSONAL INFORMATION? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. The types of personal information we collect and share depend on the product or service you have with us. This information can include: • Social Security number and financial account numbers • Account balances and transaction information • Income and employment information All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons TD Ameritrade chooses to share; and whether you can limit this sharing. DcH: TD HrtHHHcle IHH? Han :CPU HTH HhH IHr:rigH For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No For our marketing purposes— to otter our products and services to you Yes No For joint marketing with other financial companies No We do not share For our affiliates' everyday business purposes— information about your transactions and experiences Yes No For our affiliates' everyday business purposes— information about your creditworthiness No We do not share For our affiliates to market to you Yes Yes For nonaffillates to market to you No We do not share To limit our sharing Questions? • Call 800.326-7141—a client services representative will assist you or • Visit us online: tdameritrade.com/privacy Please note: If your account is managed by an independent investment advisor, your account preferences are already set to limit our sharing. If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing. Call 800.326.7141 or email privacy@tdameritrade.com Page 1 el 2 Alv1TD 800 F 05,12 CONFIDENTIAL SDNY_GM_00011830 EFTA_00122481

Page 2 Who we are Who is providing this notice? TD Ameritrade, Inc. and the TD Ameritrade family of divisions and companies, including TD Ameritrade Institutional, thinkorswim, and Amerivest Management, LLC. What we do How does TD Ameritrade protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. For more information, please visit tdameritrade.com/security How does TD Ameritrade collect my personal information? We collect your personal information, for example, when you • Open an account or make deposits or withdrawals from your account • Direct us to buy securities or direct us to sell your securities • Tell us about your investment or retirement portfolio We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can't I limit all sharing? Federal law gives you the right to limit only • Sharing for affiliates' everyday business purposes—information about your creditworthiness • Affiliates from using your information to market to you • Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law. What happens when I limit sharing for an account I hold jointly with someone else? Your choices will apply to everyone on your account. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Our affiliates include companies with a TD Ameritrade name, financial companies such as RED Option Advisors, Inc. and the TD Bank Financial Group family, including TD Bank and The Toronto-Dominion Bank, as well as non-financial companies such as Investools, Inc. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • TO Ameritrade does not share with nonaffiliates so they can market to you. Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you. • TD Ameritrade doesn't jointly market. Other important information For Nevada Residents. We are providing you this notice pursuant to stale law. You may be placed on our internal Do Not Call List bycalling 800-328-7141. Nevada law requires that we also provide you with the following =Mad information: Bureau of Consumer Protection. Dike of the Nevada Attorney General. 555 E. wash:von SI.. Suite 3900. Las Vegas. NV 89101. Phone rimmbet: 702.488.3132: emai: BCFINFORMg.slate.rmus. For Valmont Residents. In accordance with Vermont law. we mil not share information we ailed about Vermont residents whh companies who are not murales. except as permitted by taw. such as with your consent or to service your accounts. We will net share information about your credintmtNness with our affiliates without your authorization or consent. but we may share inlmialion about our transactions or experiences with you with our affiliates willocut your consent. For California ResIdeMs. In accordance mth Gahlotnia law. we wit not share iniormation we tolled about you with nonalliliates. except as allowed by law. For example, we may share ihlonnifficg with your consent or to service your accounts. Among our affiliates. we will limn inlognalion sharing to the extent required by Gallittnia law. Page 2 of 2 CONFIDENTIAL AMID 800 F 05/12 SONYGM_00011831 EFTA_00122482

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011832 EFTA_00122483

Terms and Conditions STATEMENT GUIDE It: nr.)iyacb prowdes morele. Porden° Report; lor aocoums with acverty and quanedy ropa' ta teade* accounts red anels.i Portfolio Sommen: Dada 'he Current «da d yam 000010 es Of !he Opat dele end corpora n to me prior month.a The aal elaabOn Mokt yOur p00010 diveneneation by invesimert type Waakt aboahros tonde< 5% eng be grougol mto thocalegory ol todor' on me po clean. Mar Edyty - Total AccouM EadbelT0011 Long Meryinede Vakte • Total Short Wikte) Actroty Summary: Tne opening and daling cash blanca are toonled hom lor am [weck relereice Al account actmty es summa's«, lor me afrem pcnod and voor m dato_ Income a Expense Suranary innetre only): Tna saam daalt the enoame ard nigrense babi trom ne Attiaty Summary and datoiles the box »Maant Ribosoom Account Suennory (IRA, city): Raars Ob IPS racend:d transaceons for Inc derde ard pro nam IRS FOM1 5498 leir mark« rak» ie baad On Me omgoot vake aa or Docancer 31 o1Ø pranous year ani wil be turn:rood tome Mama Revenu° Scene°. PodonnanceSummary:Monitor yam anno& podlono perlemene ard Ine vryealized gaine end I0:00: br your lubro ruestrnont Account Poslarns: View your mastloods at mo current mark« vabo ard corrparo the canna toet to see ,veeeed Deins and tosses n you! pallo10 Original oost ia esagned unna Ine entan. lintel (FIFO) meibod. netelt Mam% Ob run share, Ø sel ere thee. you purchased tra lbo esinaled errostmoni inoame2 and avocado oost per share are disdayed lor your /elegance Ithe °kiest purchase Mile e ehOwn 10r en ackehon or yoga hokkig Daad/. AOCOuret Aai": Al aCcoura ectMly ia deerty detned. Iele« in Ode Order, end rellected n Me Øling Cash Wake %Eo Panding Settlandil: Confirm yOW exeCded tredes enn e sen/amant dele ener monen Ø. kimte transacions bo rellected n ne Account Acvay nabon rest momo. Onlin• Ceel, Services TranuallOn Daalt) Cali monogamer. traneattOM Mal deed dring ms slatanoM repoMng pond. ndudng check. debil card and MIA actraly. are 'blad en dato «Ob. Onbne Cash Services Summet': Credit ard dato !ransden mats lor mo arrom slatomen radde» arldaltre 'ontwind. IndhiCked aankalk. be rollisbd. 'Duo to monding adustments. mo stdoment deals may not con] me statement totals. rEtilitialed Annes/ Income end Estrroted Anno& Meld wikten ere baad upon IN) nuMber ei slums eenre or a/10M vak» balen as ot the salmen dale and lbo most roomt draderd mie b Cash Pekt panda/ GENERAL INFORMATION 10 Omen:rade doen not boude legal or las ~ce. Plens* consul, your teat ~sof or las 4PCOurall waren nestery. As e stenend inCleby patat. MMO COneentaans Mi» be readtd kor Sally aardand transettiOn veepolen OurpOsea For TO Amentrade Imaboonal dons. ytre adios« hem es scparato from and not atlibled wal TO Anianrada. Inc. a TD Arnxtrado Ocang, Inc.. ard *ach h'm is nat responsile la tbc prOCkele end sondes Ol Me orner. Acceracy of Repools: H you flrod any errors or «Malend In yam accouM stekament you *houd immodieudy colt us et 11* ~bet gered 00 page ome 01 your statement. You *houd als. contact our Clearing rem, TD Ameritrade Clearing, Inc. el 800469-9900. Please Conny mc sladrom c.vc-bely. Ir you dregde nith any transadon, or d Mae are any «ras et omnaait please rally e Dient Services reproseMethe a yrer kal alrich ote. ee wel as 10 Amairado Clean- e. Ine. in anno nithn ton (10) days ol yam record ot Mos statement Ar ad statements IHeI you hom made to us Mal* be COnernied in wring Th& statement OIO Otherwee be considered conelyshe. Fletse nyry us prompily 01 any change, in var ank« inlormation. Trace Tons Mede* On your repon wil bo Conebsepay ~cd accurateUre:4s you nobly TO Ans:naad* erbradatey. Account Prolettbn: Deporms hald by TO Dank. NA ard TD Dank USA. N.A. are insmeet by FDIC Cesered by SIPC) up le $250.000. Linde are per aCtOunl ormertil- P per «Sta» TO leem more eØ1 FDIC Cinerage go) tO *New idegov. SeadhaS. induring "dop funds, held in 00 @aldaar ACCOunt are n01 depOSIN Or obletalions of. or gumantaed by. any bank. aro not FOlt onswed. and onvoho onvestmord asks, ircludng posstle loss cd princpal. TD Nierdode is a momber olme Sauna's Invalt Praatten Corporalion (SEC,. whch eraan: soenna: astomers of ds menden up lo 5500.000 (inckarling 5250.000 lor daim fes cash). Explanatory brochure os available on requesl h Me enen Ot a ~ertoe ineolancy. a dam may reativetrmants due KOM the trustee en banduacY and men SIPC. Srmokniental oavorago a pad out dier mo trustee and SIPC payouts ard Ør such corona each deel is lemned to a camend return ot 5152 malen kom e trustee. SIPC and London insurers The TO Anyerikade suppinnentel coverago bas an aggregaat Urn ol 5500 muon lynx an cupamen. ins polcy prowdes Carenage logening bandage insohincy enddoes nel proleet (deinst ba in meniet anye ot me securbas innesimen kt a money ~ebt lund is nel ineured er Werenneed by Me Federel Depot& Insuranoe Corporabon (F1210 a any aha tremmen agency Maan Me krot Beek 10 profane the valse d yOur imalment al 51 00 p« gure. 4 b pOsabb 10 lese moro'/ by invoelen n e money meniet kord. DMdeeds eie deciare dak' end pactraniestod moresy. The pampa:d contans lies ard odia important normmat Reed the prospectus dbrekny beat ~e ing. ben-0009M invedmend held b/ your broker dealer We NOT FDIC reSURED t NOT BANK GUARONTEEDi MAY LOSE VALDE. The beknot ti your bank dearsil ecobad Or Bidet d yOur niOneY nareel raad fund can be Igunlated on do order. and lto bomde rekirrad lo ytre securees account or /omina byta Ma ~eng: The ~Ob epen b nO1 e lar «want Va wil recent Forma:091yr anaal tm tcponng n oxrplado mh ES narseanis Mdudes taaleb resed. badet. capral geib. laga wiSaldf. end des proceecbl Sene porem% ere %bleet 10 redeasratIOn nht to rdtaal cti maccrxer barrcTcns Cast Sad; Cao Saus. tar, tol and becrwonas ronding and Ganskorpor m alend axl ardycke by CO1 taXetOREE0 TD analrode is na repOrebe 16 he retEnty or andaty d to ramden ID tonntaco ad ts namaten pinda" FPnaterai do nol ~Meega scunity of he inlemelon and dele poded Cal NCCEPCEATED b a eqatrale coneny end ro ra Waad wel IDamenale Maren and Options Account Agreements: Prompt)/ adaso11) Amen:rade n wang ot any dunge in your royement ctnxixos or kaamt stuakan as thoy man to your ~gin Or 00bOnS aCCOunt agreernenis A eummey el Oanntabon, and charge, Maarte win lno oxcroulko ol opeord &anoden, os ~abt*. Odel Mrdol Pdoas: Tele maket iade d scones ham ban ctanea d motto korn q".:1O‘ ~OS ryd Oer reeperidtrit sans Made eie bard on me daag moa he mem beman mo bel ad adeng pica «aner namsria. t no rocker duo n dotatie lem a qadtan eend 6 Oh« indeidedent 80b0). Webb e maal lo bang relecled hbo Pram CO) The dugxets your portdo rapt are Prordal 1 4$11°Cd inIX171"n dd sto dom guaramoo mo accurazy dry spade:prees. Iknaago broed postonsansauel ~g be remsong banco dd Ine osen maket pure Poolde, Man dato% my nei naces aks prococcb. lbo seo:nday front la Canada d erepost: (Cd) es genecaly nou' and Me adel web mfl/ be dartel nol mepxhese Vee MannenIda d grodel may rood ton Me :ab Sad) Pr« b rrairty Ebbe rad Red Won, Steurt*: Ira ciforomy Ihn coary sauna and dem trad <nalaat, «dunge. Rang. hy eden me OTC loer Mecountry: mak« and e/rot«1oucity fnv rxt eretb loa »ma na paan picr eo rrauty. i kol bora: pm to rrubsty m2/ cooJi n a las d renapa. Non aanaard Aas ORRI aso bocaly ~nats n oma panpeen program samba: paraystos. Imeciatablityccmpana. cr red mto» roomon imam. corrnadry pais. prude eguty. pad, dril a belge Ø. Wak ere betale llgud imtelmeas ad do na lab cri e nama sauna cadet, ana Nadat Stoa lAarka lire dua shomi ta doe rnesimats ee ~ad wilds Wend ban wriob ~NOK nadreg, bid nol Mae P independent opwond& de procrombrdzwe. ander tid party tonder ellen tul bar boon proded by Vn maragorrcer. ~rake ander gaar d exil pagm er tb a thrdp.rty ~der ~out indabodeM ~eden by TI) ~e. Wade may na rakel the Mand omhase pico. wed maai duo «be mala:d rmen pasgrom. C an ø,nØ duo card be estatelchod Øgle Orene metode. me blusten mto be renend es NOnEted ("NV) Fel e0dliend deal ~nog nabaten Ia litan.Staidana koe. paap amict Gat Sondes Diere rressends do n«omrol urda ryn SIPC Aden Rato Socurbes (MS) Meng: Die motet~ Ia PAS somma: hdo badmaan. H pelde. bom qadekneenka, or Wei ~peda* ~cm The way alIne pleng is nei ~nood Ha maag warenns mate. TO Amalrade tel preolhe PAS ØO0.Laag 4110 anatomen bot to karde), ad undcrang apt guaty. Die MaS marker n ermede normdi e kck ol kebab end. Me mak mee an be ro essirence giet toch eecurtes an to sela uren ons maten cadans. REGULATORY DISCLOSURES For an investeer brocbute Mal incbclas informabon desueng FINAKs Prma Doel:aura Program. Oase contact Filtraat WO-289.929g or indliva01 2. The lamst rato ~An ta TO Amortrade Cash a laken hom me oppcape irdecost rato ser lor Oe Merkel WO, baarste n te TO Amertrade Gab. as OIO» illetement casino date Simple dorpst es daad data bascd on the interestrato ta oplaadde to oatto days baboe°. eikanaal Statement Notifdatlon: The statement ol Mariaal condman lor TO 0monIrado ~Iade Idee a yam and may be obtentel al nO oost. via me intomen el Mbo»\weretiarnentradeownlinanciatialomoniatml. °plan nakomen,: All short party ogen partens and same index open pontons are ~Iade lor assignmed. ExerCee essignmmt races ra eguty or index options ere rendOmly aloCaled aflang alldoms' stal posnons by an a:Aanbied orde se. Free Credit ~aces (Rob 1544 6 3): Under me Sent promotion rulos. wo may Lise free aedit Waad n yrer OCCOunt n ne Ordhary course ol our banen wikt, en) payaMe to sou on dellord. Marga Aocourds illegulallonlktlyou have a margin acoaunl. me (*pon o a combnaten ol yrer margin «Zant ede special ~aard" eacovit Tradng On maan poses redeons! risks and c not sutaldo lor all inuestors. A complet* lal b the rak: amooated venb morgen beting is mala» in ne maren rak didoeure Øyreol. YOu rnay °Min e copy or ms document by meeding us el he~ab« Isled on page one 01 your statement Payment Ier Order Flow (SEC Ruin 606 and 607): In somo crcumstanas. TO Arnentrado recente, °omga:don la ctioceng cenan artetroarunta ard ined ogen), order ebt lo selecled me*ets. Øs or dealers (Makel Centraal Ctripentabon is in me kern or e per share cash payment. h adction. TO Amatradealso may demo carponsaten relaxed to mo lorden cn,rency Mollen» Component d tandatiOns &Oreer toewees hom Made' Centen, esecueng ach tras Wo post roJarbmy repons diselanng lbo vonues lor order rowng exec000n at wom.idarnatradecom A ventten copy is ovaal:Ic ecirm rapost is our pday. absent pant orders to !ho ankary. to :end baars. dooiers. ard Makel 410.1k0413 beseft On IN) Sally to porde bes' maden ani the halery Ot seebr9 plee improuement be marde ordes. Poco emproyarent,s 443110010 unief Dorian ~dol condbons. and wo regulary monter execulat. to ion lor steil immeromeni d aualable. Trede CoMirmaltint (RW 10010): All con1rmalione ere Parameter( On ne Ir erehl date Trentections in beton saudles (indaag laden ~WE ADM MM bade in EO U.S.) may indicie biace ard loos diagod bymo kram manes of goven mens. dab may be redecied in ikte wiet ol Me security Of «sneed Man ~ponk« Ine dan Prhacy Poky NollIkillon: A copy of Me TO Amen:redt dada/ 00IcY ie WEM» el www.bamairadoeorn Cantor Seembles: lhe slocaton ol pedal rW,mpons« tab is done rang e aroma Iteby bsiem. A aoraption el me proadaos br Slibt° sceunbas is avalabbon Vre ~silo or hard opbel aro mblible uponrabbi. In Case ol ergon er welkom ,baut your ElterrOniC runt( Tanden. piEse CO lad Bel 1.200 669.390). or n wang to P.O. Box 2209. °mal». NE 68103. or by *maa al dieMeervkakbkkoMedede.COm Th/ damden cOntained n your earmil statement shag be totdat upon waf d you do nol ottecl wtnn :ab tabidays lor any aansta ot lurds saroct to lecgaabon E. ach as ATM and pon-«-sale traralas. debil van:atoom. wrat nceosois. and Manende. We must heer trom you ro Idee Man 60 darm ener we sent var The FEST statoment on whclithe error or problem appearcd. (I) Tell us Ym rome and accountante( (2) boleet» the error or We leanbar you are unsuro eretal. ard inplan as doder as you can way you behaart is an error or why yen nood more onlormabon. (3) Tea us Ine ddlir amant of Me sugetted error. Wo wil uw/tags* your omplant dal wil correct any error promptly. H we lake more man ID biaress Ons to do the. se wil redt yOur eccOuM br ire amant yOu tank is n error. a gd you wil have ik uso ol the money dunng tho trio t takos us to corrpao ourinvesteaten. AUTO NO 0Am Additioneily. TI) Aniedirede raider) eed) deed $149.5 dillen wat 01 DrolectIon for MI wansaceons aro abject to p) roe consmubon. Nes. rondo:ons adonis bed usages SeCualett and 52 Mien 01 IXONCIOn br cash Ihrcugh SupOlemenal coveragefrOvided by d me exchange Or merkel. and iie deetagnouse. H ww. on Mach *ah kanteel-Cas ere London inlaat dada: tel ledttal labs. n/ rusyl indaag roe Sperma's 1 Ee ounct ioe0 m Ad in ot 1933 SDNY_GM_00011833 and ØSnu nes anta f o ndy?f= EFTA_00122484

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TD Amerigade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/15 - 07/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Announcements: FILLED WITH FRESH THINKING AND CREATIVE APPROACHES, THE TICKER TAPED IS YOUR GO-TO RESOURCE FOR INVESTING & TRADING. STAY UP TO DATE WITH MARKET INSIGHTS & COMMENTARY FROM TO AMERITRADE EVERY MARKET DAY. VISIT1NWW.THETICKERTAPE.COM Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value Prior Value Period Change Change Estimated Income Estimated Yield $ $0.01 ($0.01) $ - 51.584.76 51,584.31 0.45 0.01% 0.01 (0.01) (100.0)% $51,584.76 $51.584.33 $0.43 $ 0.00 0.0% Cash Activi Summa Opening Balance Securities Purchased Current $0.01 YTD $ Income Dividends Reportable $ - Non Reportable $ - Securities Sold 222.913.42 Interest Funds Deposited Other Funds Disbursed (3.000,000.00) Expense Income Interest Expense Fees Other (0.01) 2,777,086.58 Other Closing Balance $0-00 $0.00 Net $0.00 $0.00 Income & Ex .ense Summa page 1 o13 YTD CONFIDENTIAL $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 07;31;15" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)"° Securities Received/(Delivered)"' 'Tor cost-beats Information, refer to www.tdamerltrede.com $0.22 (0.22) (3,000,000.00) 0.00 SDNY_GM_00011834

Statement for Account # 867-730320 07/01/15 - 07/31/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current $ - 0.00 Year To Date $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.44 Year to Date $ 101.28 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a prevcus tax year (spillover dividends). The year to date totals will accurately reflect your cumulative arncuu for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Symbol/ CUSIP Total Stocks Total Margin Account Quantity 1 $ 0.0035 Current Price Market Purchase Value Date page 2 o13 $ NP 08f05f14 $0.00 $0.00 CONFIDENTIAL Cost Basis Average Cost Unrealized Galn(Loss) Estimated Income Yield $ 0.22 $ 0.22 S (0.22) $ - $0.22 $(0.22) $0.00 0.0% $0.22 $(0.22) $0.00 0.0% SDNY_GM_00011835

Statement for Account # 867-730320 07/01/15 - 07/31/15 Account Activit Trade Date Settle Acct Date Type Transaction Cash Activity' Opening Balance 07/30/15 07/30/15 Margin Journal - Other Description PURCHASE FDIC INSURED DEPOSIT ACCOUNT Closing Balance 'For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. Symbol, CUSIP Quantity Price Amount Balance $0.01 $ 0.00 $ (0.01) 0.00 $ 0.00 Insured De . osit Account Interest Credited Begin Date 07/01/15 07/30/15 Balance $ 51,584.31 51,584.32 Number of Days 29 2 Interest Rate 0.0100 0.0100 Total Interest Income Merest Accrued $ 0.41 0.03 MTD Accrued $ 0.41 0.44 MTD PAID $ - 0.44 $0.44 Insured Deposit Account Activit Date Check Cleared Number Date Written Transaction Description Tracking Code Expense Code Opening Balance 07/30/15 07/30/15 Received FDIC INSURED DEPOSIT ACCOUNT IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/31/15 07/31/15 Received Interest: Insured Deposit Account Closing Balance $51,584.76 TD Bank NA $51,584.76 FDIC Insured Deposo Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA batances are not covered by the Securities Investor Protection Corporation (SIPC) protection apptcable to your brokerage account. Amount $ 0.01 0.44 Balance $51,584.31 51.584.32 51.584.76 page 3 of 3 CONFIDENTIAL SDNY_GM_00011838 EFTA_00122487

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011837 EFTA_00I 22488

Terms and Conditions STATEMENT GUIDE It. Ar.rir ado provides morally PodsPo Reports lor accoums huh acvary and quadedy repot 'a mestree accounts rah assns.. Panted. Summary: ROW ihe Current value d your 000010 es 01 the renal dale and compares Mto be prior rrionlh.s The WIWI elleXeliOn raced., your p00010 divendealion by investment type Maple abmwees under 5% v$ be grouped into mecategory eI in the pm chart. Margin Edgy - Tote/ AccouM ErlugnIT0181LOng MapinaMe Value • Total Short Value) Activity Summary: Inc opening and dosing cash balances are reconcied hue lor yaw quid re!egeice Al account actmty es summa sad lor be current period and yea to data_ income a Expense Summary inervIRAs only): This sec an dolalt tom income and omens° tOtaH from te Activity Summery and de/gnu the lax irealMent Regiment Account Summary (IRAs only): Roma Ire IRS regulatod transaceons for Mo wren( and ma years IRS Form $498 lair manvet value is based On te current value as of December 31 ot coo pronous law arrows be furnished to do Internal Revenue Serowe. nedomilenceSunimary:Monisor your annual portfolio performance ard the arealized gains and lassos for your Mum rrmstrnord sealegy. Account Positians: New your rnostmoms al rho current market vabo and corrparo the mina con 10 me Lerealued gains and losses in your pallo10 Original coal is assigned using me rum. renteut (FIFO) method. Olen assumes me Oral shares you set we those you pschased int. The estimated ernostmoni income2 and average cost per store are insedayed tor your reierence Moe octet purchase date is shown tor an .'doelion 01 your bolting Peeing. Account AciMly: AI eaOLO IICIMly 4 deny defined. Feted in date add, and related n the doting cash glance. Trades Pending Settlement Conrann yOur euntotel trade, wilh 8 Stillederi dale alter month owl. Thom vansacions Ml be reflected n Ma Account Angry sexton root month. Online Cash Services TransgtiOn Detail: Cash management irenssolons stal cleared caring ars siatenced reporting pand. ndudng check. dead card and ATM actmiy. are listed en dale add. Online Cash Services Summary:Cm:It ard debt transaction totals lor me atom statement repo erg nano* we summarized. Indhirked thineaCtente we nagged. roue to rounding adustments. me stament dads may not con] the statement totals. retain/dad Anna/ Income and Esemated Annual Yield values are based upon Ole number d shwas owned or carom value balance as Mtn* stalamant dale and Me most moan! &Mend /ale a an Pahl pttMde4 GENERAL INFORMATION 10 limentrade does not proud* legal or lax adeco. Please consul, your legal adoeor or lax traOuNanl when neattPlary. A8 8 Slanged infantry page. phone COMOSSIM. May be recorded be dually 00n1r01 and !tansy:11On vedgCSIM Ourpted. For TO Ammo -add hormonal clews. yaw advisor turn es separate from and not altrialed win TO knedirada. Inc. a TO Armored* Closing, Inc.. and each frm es not responsble la the reads end 'anises UI he oner. Accuracy of Reports:6 you find any errorsor omissions In your account statement you should Immediately call us at the romper listed 0.1 page one 01 your statement You should also contact our Clearing Fort TD kneeling, Clewing, Inc. el M4694900. Please roam too siatanam caroMily. It you diapad nub any transactor., or el here are any weds or omissions. Maas, nobly a Client Senicomepresentedhe a yon tar Wench Cate. as wel as 10 Amairado Chlorin. Inc. en wmrg ...inn ton (10) days ol yaw mom ei this statement. Any oral statements Thal you ham made to us should be COMM'S in mitre The statement will asomes be considered concishe Please nary ce promptly ol any changes in your contact installation. Trareadions resealed on your meat wil be concbsrualy deemed acarratounloss you ripely TO knyeradoernmodotob. Account Prolectbn: Deposits hold by MBank. N.A. and TD Bars USA. N.A. aro inured by Te FDIC (MI Covered by SIPC) up 10 6250.100. Limits ere per SCCOunl ormerthar Per iniblugOn. TO learn more about FDIC egged°e go tO +new 101040v. Satiate& indudng mutual funds. held in yetia ein)kerage Account are €101 Spews Or oblgalions ol. or guaranteed by. any barek. are not FOlt enswed. and involve investment nsks. indudng posstle loss ol prince:al. TD Amenrade es a member ol the Saudi*: Investor Promoten Corporation (51PC'). which protects mount= automats of its members up le 5500.000 (inchading 5250.000 la claims for cash). Explanatory brochure is available on requeel at wyntsimaxg. Addltionaily. TO Aniedlrade prOhdea each Clan $149.5 mullen worth ol moleskin tor SeCurillete and $2 mllon 01 proesten br can through SupOlemenial coverage provided by London insurers

1. he Mien 01a brokerage ineolrency. a dent may regivaternants due kern the Inetn) In banountoY and man SIPC. Swol000nial porcine is pad oui rem me trustee and SIPC payouts and anew such coverage each clam es limited to a conned return al 5152 mtliOn horn a goatee. SIPC and London insurers The TO ~Okada applemental coverage has an aggregate km al $500 muon over all cLesamers. This poky provides coverage lokraing bnakaage insohincy end does nO1 poled against Mu le Markel value ot me securMas investment it a money mane) lurd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FOCI a any other gonarnmea agency. Although the rands Beek 10 preserve the vat. Owns regiment al SI 0) pew Share. it b pOubb 10 lOse molly by invested in a money market tad. DMdeeds we <leaved daly and pactromosted monthly. The an:epochs contans Iles aril once imp:slant ricandlon Read the prospectus Clinakelh before frosting. NOn-depotlil investments herd by your broker dealer arc NOT FDIC ISSURED !NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance' your bank depend acciturel Or Shard d ye/a money martel namal fund can to lopeclated on your order. and the proceeds returned to year securees account or ambled 10 you Tax Ranging: The fraltdO owl if Mein Mooned You nil rage Form 1039 Is. aresel tax rowan in ox plaice vrth IRS ressownis Includes breibrio Maya drAlcrels. weal gas. Used ~1 and saes proceed» Some armerts ere subject 10 redtediditiOn whin di be relledal cis eishirt lat reports Cost Basis: Costtam tag lot and potmemo ceponng ara Conealca ate antral ard crawled by COI thiMhPORMED ID rawrOwle is net impOrebb la tee retettity or sultrily al tra reamdicn. To Amara add Inkfmaton pardas Igo:marsh do not ~Mee me sanity « he inkmelon ard data mailed COI NCCFMCWATED b a Waal° dampony and end anted urm 11)rmertrode Margin and Options Account Agreements: Prompt>, ages° ID Amentrado n wiling et any Mango in your investment re pents a enamel stuarim as they wain to your martin or 00141S ecomom agreensenis A summery oi COMmasions and dune, incurred urn mo execution ol spoon wansocoons is ...alai*. One Maid Pikes: The mats velum el sauna hue ben vaan. d ~lek. kom g.atfrn Saga. ad Other inkpOndent admes lakes we Weed On te doing phle. Me mom beta« age bd aid arlwe pows. a abet rretext. t no raker oho es svelte io n a cadatlen emit* 6 OW incleggident Ewa). I've swab is Waal lo Wing ~of el Nal.Peed CRP). nowiumass o. your mad»maxi are Warden as gain MMITRIen ad we dam guarantee Me accuracy dry scones axa lemma backed postern are welted wing IFe remrang barla and be moral medial rake Pothole Mad wilaten8 may not macron sake proceeds. The someday mated la Catlyass of Deposes (CDs) a gamely loud and the adult sSIX me/ be 011~ from me ~as, rate Aei?*a't loss ce MinCtrtl may mob too go sale daft) pree to roams Bends ~be Red ammo Swung. trade dte'itly inn awry scansos and do rct wag en a qua excange. Rainy they Y n me OTC Per thecounter ~Sand turreentleuder manrad aal la tau »eh >Sur paston pia rriguty.1ho alb d tcrearna to moody ~pond 41 a las d pe naal. Non Standard Assets (NSAi ale typcaly manros n died partcpaton program smogs garrentms. knead batty cempana. er red edam roomers irusetcarrrodey pools. muse duty. Ora* debt er hedge knob. We we tiptab Moue ~1~3 wed do not lode en a nscn.1 sauns echasu a no Nadu Stock Maid. The dues Words ta madnaman are etdeehd mkes doted ion whew methods bating. OW not tinned Is. independent appraisals. the pawns net asset, ands Mad ponysonar Woes Its hoe boar awned by na mmagornm. ~rota andaroacer ct oath own a by a Meaty lands« wthout Independent ..encaWn by ID ~a. Wives may non relleet the algnal ~else pig. actual market taut a be manras locon lqueascre C an mended value canna be estatrIshod NOugh ~MOW& the niutnen may be reflected es NtinPited ("NV) Fa addlitned Octal rogaiong wagon la abn.Shasdartl kam. Owe cams Cam Schwa These rrosimmis are not aged under me SPC Auden Rao Scourge CARS] Prong: The maker cams la PAS sonar= hao been amned. Imettle. Mom carded:re whims er Wier ~Dade«~cm The way al me Meng a nol garantod. Ha mans lobo em torte. TD Amalradedi pm Me PAS patio.stud 4110 arederdas bon to loudly ad undid/rig oak quaty. the MIS market is currenly ONiendra) alom elSalty end. 8S8 mot Mae an be no auverce mal such emotes an be sold wider one ~Mt cots. REGULATORY DISCLOSURES MI wansoceons aro stbicci to to) me consisubon. RICO regulations. customs and usages or the exchange Or merket and its deetilgrouSe. M any. on Mich such transactions ere executed w) lama! laws. indLdng me Secunues Act of 1933 and me S«urtes EA a 01 50 en oire nean ihe d F an ono brochure bal ingslas intonnabon dasolang FINRA's PLINec Desclosuro Program. please Contact FINRA at 800289'9999 Of winv.linnlag. lbo interest rato shown tor TO Ameretade Cash a taken from to armload° interest rate ter tor the Markel Value hafance in We TO Amen:redo/Garth. as 01 the Welement closing date Simple erected es acnxd dally Dace en the interestrate ter applecatio to *ad.days balance. Financial Statement Nonlicallon: the Nauman ol anancial condun lor TO 'nomad* a ~table hoc° a year and may be ~anted al no cost. via be internee al Moat.!‘wriciotrnontrad000mbnanciatsiammenthirra Option Assignment: All snort oquty croon panons and some index option noniron: are sealable tor assignment Exacte assignment races r0' gouty or mien options are randomly alocaled among all chards' shod potaard by an 4.domaind orde se. Free Credit Balances (tide 16012 5 3): Under she went protection rut. wo may mee tree aedilbabnCes in Our account in me Ordinary course ol our banns which we paraMe to you on demand. Margin Accounts (RegulatlenT): M you have a margin account. this report a a combnawn YOur Margin eased anti a special memorandum account Tredng on marlin poses °Winona! mks and es not sutallo lor all investors. A carpleto 1st ot the risks assomatod web margin vexing is evatable in be neaten rek disclosure document YOu may obtain a copy d document by contacting us eI thenumber 'sled on page one of your statement. Payment Ier Order Flow (SEC Rules 606 and 607): In some creumnanms. TO Amordrado recents componsabon la Moan° toean over-the-counter and fl ied equhr order lbw to selected mends. broads or dealers (lased Centers') Ctremenselion is in Ire loan d a per shahs cash payment_ 1. adotton. TD Amatrade also may wove correpensawn related to the foreign currency exchange COmpOnent 01 tareaSlions h 10regre SeCurilles rom /deed Centers ozonong such mgrs. Wo post caparbmy reports disclosing the venues for ader roving execution at vonvidarnavadocom A mitten espy is avalatle man rawest h Is our policy. asoni deli odors to the contrary, to select brokers, (balers. and market makers tend On Ole Willy to prude best eutecutlon and the helm 01 seeing pdoe improvement on market orders. Paco 'mown:mare is avanablo War corLan market condlions. and ma regulary monter executan to lost tor mob emmoroment d mobile Trade COMirmitiOnt (Rule 100-10): All contrmalions are ParemilledOn me inansidiOn dale . Tun: Trantraolons in toean eleOuritleS (taltdng *Min dminanY ADM OW lade 10 ‘110 U.S.) may webdo taxes ard loos charged by tin foreign manrad er governments. each may be redacted in Me price 01110> acuity or charged as an ideperderd Ina Man Pits" Poky NollIketion: A cony of the TO Amertracb Piny POICY is Makbla al whw.klamenemde can Cage Somalis.: The olocabon of and reeemplone a calls in done tong a prods Salmy system. A aoscnpion el the madam for callable sccunies es morale on to 'zebrine a hang coma are available won fel. In Case 01 errors a (western, typal your EledrOniC Fund Treaders. pease coiled us al 7!00669.3900. or in swing to P.O. Box 2209. Omaha. NE 68103. or by email at dieMeervites@SUMMIade-COm The ~nodal Ordained in your octant statement shall be lancing upon you it you do not duct wthn may WM days lor any !candor ot lures saw= to Regulabon E. such as ATM and polo drab :targets deb.: transactions. direct deposits. and withdrimals lee must hear from you ro laser Man 60 dare and we sent you Ire MST mammas on which the error or problem appeared, (I) Tell us whr rome and account nutter (2) Dosed» the error or the reandar you arc unsure about. and explan as deafly as you can why you bettered es an error or why you need mac inlormabon. (3) Tea us the dolts **owl or the stoPected error. Wo ad innings* your complam and wil correct any error promptly. el wo lake more man ID biniress days 10 do Ns. sewn Creel, your tIOCOure br me amount yw think is in error. MIMI you wIl have to use al the money dump me tone t takes in to corns:two our Invade:mtge. MiTD15007d4 SDNY_GM_00011838 EFTA_00122489

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 08/01/15 - 08/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-1348 Announcements: EDUCATION THAT'S ON YOUR CLOCK. FROM QUICK-HIT VIDEOS TO FULL-ON COURSES, THE EDUCATION CENTER MAKES IT EASY TO FIT LEARNING INTO YOUR DAY. CHECK IT OUT NOW AT TDAMERITRADE.COMIEDCENTER Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value $ 51.585.20 $51,585.20 Prior Value $ 51,584.76 $51,584.76 Cash Activi Summa Current YTD Reportable Non Reportable YTD Opening Balance $ 0.00 $ - Income Cost Basis As Of 08/31/15 " $0.22 Securities Purchased Dividends S S - Unrealized Gains Securities Sold 222.913.42 Interest Unrealized Losses (0.22) Funds Deposited Other Funds Deposited/(Disbursed)' (3,000,000.00) Funds Disbursed (3,000,000.00) Expense Income/(Expense)n° Income Interest Securities Received/(Delivered)rw 0.00 Expense Fees 'Tor cost-beats Information, refer to www.tdamerltrede.eom Other 2,777,086.58 Other Closing Balance $ 0.00 $0.00 Net $0.00 $0.00 $0.00 Period Change $ 044 $0.44 Change Estimated Income Estimated Yield Portfolio Allocation $ 0.00 Income & Ex • ense Summa 0.01% 0.0°1 O IDA 100.0% rnritrtnirrirt papal of 3 CONFIDENTIAL SDNY_GM_00011839 EFTA_00122490

Statement for Account # 867-730320 08/01/15 - 08/31/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current Year To Date 0.00 $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.44 Year to Date $ 101.72 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a precious tax year (spillover dividends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 Current Price Market Purchase Value Date Cost Basis $ 0.003 $ NP 08 05 14 $ 0.22 $0.00 $0.00 $0.22 $0.22 Average Cost Unrealized Gain(Loss) Estimated Income Yield $ 0.22 $ (0.22) $ - $(0.22) $0.00 0.0% $(0.22) $0.00 0.0% Insured De. osit Account Interest Credited Begin Date 08/01/15 Total Interest Income Balance $ 51,584.76 page 2 013 Number of Days 31 Interest Rate 0.0100 Interest Accrued $ 0.44 CONFIDENTIAL MID Accrued $ 0.44 SONY_GM_00011840 tiro PAID $ 0.44 $0.44 EFTA_00122491

Statement for Account # 867-730320 08 01 15 - 08 31 15 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 08/31/15 08/31/15 Received Interest: Insured Deposit Account $ 0.44 $51,584.76 51,585.20 Closing Balance TD Bank NA $51,585.20 $51,585.20 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage &occult are FDIC-Insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Secumies Investor Protection Corporation (SIPC) protection appscable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011841 EFTA_00122492

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011842 EFTA_00 122493

Terms and Conditions STATEMENT GUIDE IL 4cc wad° prandes moet,. Portfolio Moot lor aocoums talt acverty and quanedy repels Lar diact:e accounts tab assels.' Portfolio Sommen ,: Tache Ihe Correct Mbo d your p00010 es 01 die 10904 dele end ~part n to me prior rnonlh.8 The SOM etatsion «teelt yOur p00010 divendeation by investert type MMO* ottetalen under 5% ma be grourt (Me tho <memory ol tinor' in tho pa chan. Maan Eet>, - Toto/ Account ErtuiViToug Long hterginable Vat • Total Short Vet) Attreity Summary: Ine opening and doling cash blanca am reconded hom lor year pack relotoico Ai account agnry es st:maast lor IN Noem paiod and voor to dato_ Income a Expansie Summary inendlitAs only): TMs sortien daalt ene ritme ard ~ent tiOtati (rom me Mint Summary and teelt the las litalMent Rebnament Account Suennury ORM only): Acts ho IRS recolatod transaceons for iho <vree% ard ptt mud lRS Form 5498 len merka vak» ie band On IN afrent robe aa of Domineer 31 o1Ø pranous yoar and tel be furnishod to~ Interral Revenut Seine. PodonnanceSummary:Monitor >oio omwal pol!~ pedormanee wie Me vn' ealized gaine and lossos br your tiuro ruestrom slotapr. Account Poelt:ons: New your rnostrnonts at tho current marka yabo ard corrparo the ongul cool to sec trueekted peins and tosses n your Ø1o10 Omgrinet cal is aliegned uling Ibe nesitt (FIFOI melhod. ~eh muts die rui doms Ko set ere rose you prehase Ira. lbo nimaten erreostmant encome2 and ~rag° oost per share are dopayed lor your rotvent WO etst pathos° ebt e shot tor en odes:ion cd yoga hokIng ad«). Aceetunt ACMV: Al Sta« eclMly ia deert/ delred. bied in date Order. end relleded n Me tang cash ten6). Tddet ~ding Satlente Conlirm your etertinte tredes st e sen/omen dele aller monen Ø. Thaso transactionsml bo rellected n me Account Acvay ~ion new moms. Ontks Gek Services TranncliOn Dotale Caf,, mannoren IrenSOOSOM Mol team ting ess statanom reporting pond. ndudng ohaat dot card and MIA acurgy. are ',stad en dato «da Oito Cash Services Summary: Credit ard dot transaction totals lor mo arrom statement rePOnagg)0004re summerized. Indhital traneeettlii eie rotst. tue te monding actustments. tho stmoment ~als may not aØØ statement totals. Emneled Anno/ Income end Eserreted Aneul Tred valuta tre baud ebt Ibe nuMber d slums at« or avrom vake balanco as ol tnt rateovn dale ard Me most ~am drndend die or cash Pekt pende(' GENERAL INFORMATION 1D Omen:rade does not politle legal or las ~ce. Please consult your leemt adseor or las OCCOurall :ten neablery. As e dart« intaby plaat. pette COMenialiens NV be tettert br utery 00nedarld leansadiOn vedgalt Dunpose. For TD Amentrade baseboonal dart. your advisor hem es scparato from and not aelialed wtli TD Amentrada. Inc. er TO Arnxtrado Clovng, Inc., ard ton h'm es not responsble la the Orakels end sonices Ol Me ante Moneyof Report: H you bind any errors or «Malone In your accouM statement you *houd immodieudy relt us el the flaneer list« m page med your statement You enould olim contact out ~ring rem, TD Amethist Clearing, ro. el 800469-95100. Please rcenew mc sialetTont earcAlly. Ir you Stam nuh any transamen, or d Mae am any «Mis er emissie«. please rally a giant Services represeMethe a yOur kal bent elte. Ss wol as 10 Amadade Cleano. Ine. in wrong nithn ton (10) days of war reent ot th, statement Any mei statemenis Ihet you hem ~Oe to us tal* be COnernted in veitog The statement ti «hemse benmines conctrve. Fletse meelt a moment, el any Charge in year cOnleci inormation. Tratettions Meel« On your rcpon wil be concbseoD~ed acoodounloss you noely TO Amen:fado irrenadatoy. Account Prolectbn: Depots hald by TO Rank. NA ard TD Dank USA. N.A, aro intrad by 7,0 FDIC (ral COvedd by SIPC) tip 10 $250.000. Linea are per aCtOunl ontlaat per iindlu001. TO leem more etOut FDIC Gevaat 90 b onew ICIC/adv. State. induring ~baat funds, held in 00 Omtrapt. ACCOunt are MI deptilli Or obloalions of. or gewantaed by. any bank. ab not FDItenstred. and envot brormon) das. irrludng posstle loss cel princoal. TD Amerrade is a momber ol Ine Setters Inval« Praatten Corporalion (51PC). which praech acute: atomen of els moerbei, up lo 5500.000 (nceding 5250.000 lor dorre lof cash). Explanatory biochure is available on request kwAsit Addebnaly. TO ArnedtraCte pro edet eed: deed $149.5 ~ton wort' Ol ~Baba for IteCudtkiti and 52 MIIOn 01 IXONCIOn br aan Ihecogh Supaemental aarsnone IXOtted by London Meubels h Ihe ent« Ot a bekap° ineotrency. a dem may rethearnants due Item the Must> in ~Pad and Man SIPC. Stormental ~omga is pad out aker lno trust and SIPC payouts ard Ør such coverage each dent es ~led to a ccrtenod return ot 5152 milt trom a Walen. SIPC and London inurers The TO Anteritrade Stplanentel covert* lus an aggregate Iml ol 550) muon ara ab cum:nors. ins potcy taande: COverage lotkraing bakaage insohincy end tos nOl paal &geinen ba in merkel vake ot me scrounos invesiment h a money malta tune is nø1 ineured Or Werarneed by Me Federtd Depte Ilturane Corporabon (FOICI a any oma gawarnrrat agency- Mhough iha fund! bek 10 pets« the vat d yOur teslment al 51 0) p« share. d b paait» 10 lOse mort by investro n a money merkel kind. 1)Mderds ere decbred daly end pacttemestod morty. Rio pmapeces contans des ard odia important normalon Reed the prospectus abrebilty betere ~ding. 140n-dept il invetten% held by your bokor deler are NOT FDIC NSURED !NOT BANK GUARANTEEDi MAY LOSE VALDE. The balata n your bank dearael eCCCuril Or ehareS d yOur money makel mat fund can to Isda&ed on yoLr order. and IN raat rolurnad lo pm ~omes moot, or remeled byta TO ~na: Pre ~OIO ~al if Maar ~onwil Yeti we weke Ferm 1009 for arst tait racen n oxrplame mh ES ocrattis indudes bare root. cludent. rØ gare. Ira Ø. end odes proceecb Sone Nemer% we subject 10 redessraffin ten MIN Stol a: Atectrt er tam COM Bob: CaoEts. tm lot and catrininm ceporing and Gemiauw( are daal ad cotrial by COC eCCPOORMED 1D amerldile is net reperebb 16 te rektiity or baltay d to rammen ID Nmotaco ad ts hemmen preides lto:torn do nor ~Mee the eXunIty d the inkmelon and data prokbed CCH NCCEPCEMED b Banaat coneny and eng ented with IDamerbat &begin and Options Account Agreements: Premply adaso 10 Amenirode n ~na ot any tango re your investment cbtuyos or learcial stuit as they pent to your myrlen Or arbenS aCCOunl agreements A sumnery OI ammitsions and dunt Meun« win Ine oxcroulko ol °Fopt trant:eens is ~late. Ome« Merkel Prees: The molmt waan cl scones ham bom ce an«. d motto kom q".:10‘ eenfee ad Oer exependtrit sans Wit se baud On Ob dan) pon Me mem beman me baad arkng pica er odia meert. I no mort ~eis made tm a q.daiacn sent 6 Oh« indetodent ~a. he streeft is stad to ~g mlecled At Pot C1A) Doe iniutns your pendo rat are ~wad aa gruen M.awelen lt d to era guaranloo lbo accurazy dry spanen brem brolaago backed postons tro telNl ~g We remming banco ad lbo ~el merkel pre Pidelb Kool tutu At hel reaccer salto procent. Die sterday mast la Cogrmes el toosts (CON n generaly dood end the stud als me, be dtled« aan mep.rdese ofte Asatert las Of orrravl may ravl tom Me tab cd a CD ora 13 mark Brt andly Fred Warm Sauna. Indo elferomy ier coary turner and end pa cri a qua acrona. %Mot mor traant OTC loer me counko mek« and tkerotrit lquay ma na ~ b gru »ab >our poolt picr le Ir tidy. lho to ot ana Ø le rrubsty m2/ cooJi n a las carnapa. Non Standard ~as (NSA) aso bocaly manou in ervd pasicmaCon program tombes !)ortrontrps. Imecid!slab ~mina. er tod atm ~ron trust. commadry pot. prut «uty. plate ~I a bedt» krt. 14546 ere bobt llatid imealmeas ad do na edb ca n e risima sauna ochange a ho tom Stoa Mslt. oio il lua ddia: ta tee mønets ad Simt ~dis Muntti ham Orkke ~hals ~Ina Nl nol Inted b, independent oppanis te praat net tee. ander tred partytonder celen ta ham boon proded by Vnnavlemal ack•nstrata. ander gaar d ene progan. er by a thrdpaty ~da ~out inctendem narenten by TD $««~e. Vete mei Ni rat ma alom, pitte pico. nol ~km tut er be roalnd ton Nadoen t an ~naad iet* card bo establohod trOugh rose neet& the wenden meg be reflected es NOr•Pnied ('HP) eg addli~ deal reptng vabaion la Non.andard kam. plet amict tont Sawa These meertras wo net ~wol under Ob SPC Anm Socurbb (Mitri Prang: Do motet~ Ia AAS ~maa time been~med. H meltes. bom tasten sent. or ter ~pet« ~Ce: Tse way olPo preng is nos ~anti Ha mat« ~os na adat. TD Amolrade vijl prim Vb ORS pcaon.takrg rib ansdertn bot eo buddy ad underto act quaty. Die ARS maxi is currenly nontirla e lak keklty end. esa ~A Irae OM be ro ~race~ toch sepots an to sela urda oase~Nl codices. REGULATORY DISCLOSURES MI kant:bons aro ~ti to p) me constdueon. Na. rogultans amor@ and usages Or Ne exchange Or ~kei. and ns dearvortouse. H ww. Un ^heb *ut kantte:ns ere oxecuted rirl iodeai laws. indaag me Secunts An ot 1933 and ØS«urtes 4 ouncriDO m in itt o nd etter t: For an meester brochuo bal maanes intonnabon desaliang FINRAs Pat Doctum Program. Oase contact FINRA st 030-289.9a99 or wymlindag. Dm interest rato ~An tor TO Amertrade Cash a laken Oom tho macabre minst rato eer lor the Merkel Vet baart n IN TI) eMergede Cali. as 01~ illele~M °ben) date Simple interest es acnxd daily bast on the interest rato sa omgroen to ten dofs totaal). Finanotal Statement Noldbation: The mammae ol ~neut condtton lor TO Omen:rade rs ~Iade trvce a >eer and may be obtened al nO oost vie Ihe intomen al Mipictrantamentradeaomenancitimemonthan. °neon Astremene All short eter poon poortent and rome index cpm pontons aro evaleble lor assignmem. Eetnee assignment races br toer or index oplions are rendOmly alocaled aflang snol pontons br an anarnalcd pratte. Free Credit Baboe« (Ra* 15634 II 3): Onder me tienti promotion tos. wo may use tree arde belenCes it yOur account n IN Ordhary omme ol cm boenen which en> parel» to yOu on derrerd. &bruin Aeceunie iRegulabn TI: H you have a margin act," tres report d a combnatt el let marlen eeroase enda Weekt] ~wordt" e:COunt Tradng On ~kin poses °Odeonsl Mits anda not ~aio lor all investors. A oempa° la d the rokt assomaled wel margin gedoe is °vaat in ne margn rek disclosure clavnint YOu may enleina copy Or Ms document by rionlaeling us el he ~ober ;Red on page ene ol roer statement Payment ler Order Flow (SEC Rut 606 and 607): In somo creumstants. TO Arno/tirade recent pampa:toean ler draag canon anylbooDunta ard irded ega oØ Ibe lo seteelamaneta. brokas or dealers (Makel Centers*: Ctrnoentwhon is in øa barn dep« share cash payment. h adem. TO Amatradoalso may raat carponsatt roleed to the breien curency tuten» Component C4 trenrvelts h teen escortstrom Market Genlen motto ach bats Wo post geitery repons discant lbo «roes lor order roLtng °zeeton at wowidarrentradocom *walen spy is avoratio an roomst. is trur play. absent aard orders biho oortary. to select baas. Waters. ard ~kei makst bered On IN> 80ily ko porde bed <naton ani the halery 01 ~no eia ernprovemcent en mart orders. Pnco improyemontis aV311.1010 unief oenen makel condbons. and wo toedoet, monter executts to lest lor :th 'mormonen d ~labo. Trede COMIrmelkone (fluN100-10): MI conIrmalions are ParemilledOn me traditOn dele. Tas: Trantiactions in beton ~Wilt (nelatiO tekin ~WAY ADM Iblit Ede lo Op U.S.) narr mede taxa ani loos ta rm« by Vb hegn manetser governments. vAch may be reteeled in Ine oie Ol lip seeurity Of ~peda an :debat« Ine gen Preacy Porby Notilkillon: A COOy of the TI) Ametacb privacy PONY ie aveable el wawMamairadocorn Carter ~rite The enteon el perbal roeemplensa ot is dane rang e pront ketey syslem, A ~Topten el the proattes br ~iele struint is avalabloon to roeide er bant copiel aro ~tabla uponirop.KKI. In Case Ol enen Or ~stom &Out pur ElearONC Fund Tantra please CO teel ti el 1-K0669.39M or n ~eo to P.O. Box 2209. Omaset. NE 68103. or by orrap at dierneervkikakekaMeandeCOm The Øltotem cOnished n >to *aa« statement shag be bndng upon yin il >aide not Cio ecl wthn :day la)) days lor any Irantier d luids ~pet to Acgulabon E. toch aa ATM and pont otyab :ratteas dot transactions. dett amosits. and dlhdremils We must heer trom you ro Ieler Man 60 Clan ener we se« gru Ine FEST stommere on whist, the error or problem appearcd. (I) Tel us you rente end account ~ter (2) boarbo the error or the teanser you are unsuro aalut. ard oxplan as dab, as you can wny you betere d 's an error or why you nood mere inlormation. (3) Ted us Me dab, anrodni of dag supte error. Wo nti, tantes* your °omplant and wil wrat any error promptly. ti we lake more man ID business cts lo do Ns. we WO CreCal yOW ecoram br OM &MOL« yOu mink is n error. snei you wil have ~ uso ol the rrrneydunng tho tinet taket a toean:Cao ourinvestgatt. AUTO 150 07,14 SDNY_GM_00011843 EFTA _00122494

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TD Arne:brad. Clean®. Inc.. Member SIPC Statement Reporting Period: 09/01/15 - 09/30/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Announcements: Filled with fresh thinking and creative approaches. The Ticker Tape® is your go-to resource for investing & trading. Stay up to date with market insights & commentary from TD Anodised° every market day. Visit toninv.theticketlape.com Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Current Value $ 51.585.62 Total $51,585.62 Prior Value S . 51,585.20 $51,585.20 Cash Activi Summa Current YTD Opening Balance $ 0.00 $ - Securities Purchased Securities Sold 222.913.42 Funds Deposited Funds Disbursed (3,000,000.00) Income Expense Other 2,777,086.58 Closing Balance $0.00 $0.00 page 1 of 3 Period Change $ 0.42 50.42 Change Estimated Income Estimated Yield Portfolio Allocation $ $ 0.00 Income & Ex . ense Summa Reportable Non Reportable Income Dividends S - S - Interest Other Expense Interest Fees Other Net $0.00 $0.00 YTD CONFIDENTIAL $0.00 0.01% 0.0°1 O IDA 100.0% Performance Summa Cost Basis As Of - 09/30/15 " $022 Unrealized Gains Unrealized Losses (0.22) Funds Deposited/(Disbursed)' (3,000,000.00) Income/(Expense)rm Securities Received/(Delivered)rm 0.00 'Tor eost-beats Information, refer to ww.tdamerltrede.eom SDNY_GM_00011844

Statement for Account # 867-730320 09;01/15 - 09/30/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current 0.00 Year To Date $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.42 Year to Date $ 102.14 'This section displays current and year to date taxation values for Mrs account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuLstive arrant for the year. Account Positions Investment Description Stocks - Margin LIFIUA INTERNATIONAL LIWA INC COM Symbol/ CUSIP Total Stocks Total Margin Account Quantity 1 Current Price Market Purchase Value Date Cost Basis $ 0.002 $NP 08/05/14 $ 0.22 $0.00 $0.22 50.00 $0.22 Average Cost Unrealized Gain(Loss) Estimated Income Yield $ 022 S (0.22) $ - $(0.22) $0.00 0.0% $(0.22) $0.00 0.0% Insured De. osit Account Interest Credited Begin Date 09/01/15 Total Interest Income Balance $ 51,585.20 page 2 o13 Number of Days 30 Interest Rate 0.0100 Interest Accrued $ 0.42 CONFIDENTIAL MTD Accrued $ 0.42 SDNY_GM_00011845 tiro PAID $ 0.42 $0.42 EFTA_00I 22496

Statement for Account # 867-730320 09 01 15 - 09 30 15 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 09/30/15 09/30/15 Received interest: insured Deposit Account $ 0.42 $51,585.20 51,585.62 Closing Balance TD Bank NA $51,585.62 $51,585.62 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-Insured up to applicable limits and held by TD Bank. N.A. or TD Bai t USA. N.A.. or both. The IDA balances are not covered by the Secumies Investor Protection Corporation (SIPC) protection appscable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011846 EFTA_00122497

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011847 EFTA_00 122498

Terms and Conditions STATEMENT GUIDE Arowado provides morally Portfolio Moors lor accoums van annoy and quarterly rooms tv mac:ye accounts win assets.' Portfolio Summary: Treed me current value 01 your D0111010 as 01 the regal dale and compares n to pie prior ~Ma The allsel lineation irdC81.34 your pOrd010 diveninCalion by investment type M.Mple Moulton under 5% me be groused into ~category el "Ctrs" in the pee chart. Margin Earn, - Told Amount Emiblimed Ming larvginable Value • Taal Shan Value) Activity Summary: The opening and dosing cash balances are reconcrec here ler yew quick rerreerice Ai account acunty is summonsed ler be currant paled and yea to dot*. Income a Expense Summary inemEtAs only): This seam detain too income ant emenser Woe horn Mo Manny Summary and Cbsairies the lax liernment. Retirement Account Summary (IRAs only): Review the IRS regnatod bansaceons for Mo rurett WC, pro yeas, IRS Fenn 5498 Mir Marble value is based On the current value as of Docomser 31 or moo previous year arden to furnished to~ Internal Revenue Same. PedonnanceSummitry:Monitoi your annual portfolio penormance ard the unedited gains and l0:0*: 'or your enure rummont strategy. Account Positions: New your mostrnonts a mho current market vatm ard corrparo the cogrol coal to see imvadqed gains and losses n your wool.) Original cost is cosigned using be trurn. rint-out (FIFO) method. Mich assumes the rust shares >du set are those you purchased ern. The estimated irmostmont income2 and average cost per share are chspayed for your /defence the oiledpurchase date e shown tor en Motion or you hoeing period). MeOunt Activity: Al accent solidly ia dean/ clothed. bled in ate Orcier. end reflected n the doting cash balance. Trade* Pending Sottleneed: Confirm you ...Wed trades WM a settlement date alter month Ø. Rose transactions ell bo reflected n me Account Acvnty section nod mom. Online, Cash Services TramactlOn Dwell: Cash management tlannidiae Mal Cleared Caring ass statanom reporting ponod. ndudng check. debit card and ATM actmb. are listed in dato amer. Online Cash Services Summary: Croft ard debt transaction totals lor tho arrom mammon retbring Paled eve sumnusiad. InelMebal benadvent are not listed. uo to rounding adustments. ~ ~mein decals may not coast the summon totals. teninald Annul Income and Esernsted Annual Yield values å e band upon the number of shares owned or arrom value balance, az of toe stalemom dale and me rrom roomi &Aden! rate a Sag, sild ~Ode« GENERAL INFORMATION 10 Msenlrade does not panda legal or lax adece. Please consul, your legal advalor or lax eaeounbent when ~Maly. AS 8 818neard infasdry prelaCe. panne COrnenlehtins may be recorded br Salty comic, and transact on viiitralMiMMOSte. For TO Ammo -ado ~amoral clews. your advisor him ms smarato from and not attend was TO ainciaracla. Inc. a TO Arratrado Cleared. Inc.. and oath Ism is not responstle la the PrOekxls end senices 01 the Ogler. Mammyor Reports:II you rind any errors or omissions in your accouM statement you Mould Immediately call us et the amber listed on page one 01 your statement. You Mould also contact our Clearing rem, TD Arne/loans Clewing, Inc. el 8004694900. Sleaze rancor the statemorn carcally. ir you timed* with any transactor.. or il Mao aro any aids a crwsvom. please Wiry a Client SeM,Breolesentaliraa ye, lOcal bench aloe. as woe as 10 Amairado Clean- 9. Inc. in wmrg enho ton (10) days el yew romp of this statement Any oral statements Mal you hare made to vi abode' be cornmeal in veiled The statement Wit °aroma be considered concahe. Please natty vs promptly 01 any changes in yam conned information. DareatIOM rearbled on your moon real be conchae,* doomed accurate unless you mob TO Amanda irrecidatob. Account Protection: Deposes hold by TOBank. N.A. and TD Dank USA. N,A.. aro toured by tie FDIC (401 Covered by SIPC) up 10 2250.030. Limbs are per aCtOunt oimertn0 per inialt4On. TO learn more about FDIC coverage 0010 wire ICAC.00v. SeCulleS. inclocIng mutual 'uncle, held in WV Brokerage Account are 401 depotils Or oblgalions ol. or guaranteed by. any bank. Ø not FOltinsesed, and involve investment mks, includng missile loss ol princpal. TO Amentrade is a member ol the Securities Investor Praocton Corporation (51PC'). which protects secunlies customers or ils members up to 5500.000 (inter:ling 5250.004) lot daims for cash). Explanatory brochure is available on request at A001110nelly. TO Antenna* provides ash cleat $149.5 trillion worth 01 grOleCOOn for securities and 32 °Ilion Ol IXONCIOn for cash 'Neagh Supplemenial coverage provided by London Insurers. I> be von Ola brokerage insotrefity. a Client may Marne Motvis due kan the trustee In baribuldcY and mon SIPC. Sidolemental coverage ei pad out aim tho trustee and WC payouts and Laer such coverage each clone is limited to a ostibnoci urban of 3152 miliOn horn a trustee. SIPC end London insurers The TO Antedliade ardplernental coverage has an aggregate bra ol $500 motion over all custanors. The poky provides Coverage lolbainp brtervage insolvency and does net poled against Ins in marten valle ce eve socunbas An investment n a money mathat lund is not insured Or gararneed by be Federal Depose Insurance Corporabon 'CPC, a any other gworarat agency. Although Me Ands Beek 10 preserve the val. Ol your rertImeni al S100 per share. 4 b potable 10 lose more, by inseam; n a money market kind. Dividends are declared dab and poethursosted montily. The prospectus cordons Iles ard once imconart Mammon_ Reed the trospeclue Meek% Wore ~fling. 1.0n-001Xeil investments herd by your broker dealer arc NOT FDIC INSURED/NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank 009091 meant Or Born Of yew money mattel nidua land can to lquicialta on your order, and lho proceeds returrod lo yam manes account or remilleg 10 yOu Tax RIpering: The and.) Mtn e MI a lar darn« You MI Wake FOrm 1899 for oval us repalrg re carpal:* win IRS ccairowonls lncludes sabb recrta dodenn. Ø gait UPS Xarneli. and sties proosedil Sant Malta an) subject b reclassralOn whin veil to roltdcel cn atnegart in 'opals Cost Rat : CostDam. tax lot and locraname ceporteig and Otadosaldr me edema and ard ad by COI IM:CaEORSTED ID rreflracle a na rooenetes la tie reintro or sØ cl tro lydmalm TD Arnentaao ad as atria= wan ylonmters1 do nei ~Mello samdyd he murmeson and dale partied COI IKORFCSINIED a Sale ~pinyand a me alleged ram ID ameba* ~gin and Options Account Agreements: Prompt/ aeries ID Amentrade n warp et arty Boange in your investment clomuros et annul shown as they pertain to your ~Min Or 0014flaCCOunl egreeMenis A summery or ornmesions and cheep, incurred was me execution el aeons bansaceons is amiable. Omni Merkel Prices: The mature yams el sauna hate Mal Waned. il aatibb. Ø (ratan sag«. ad Other indeperident tomes Mika we Weed On Me dosed pc* Me ~crh amen mo PS and slag rms, a other rnotcce. P romria valreis ~lade bon a qt0lakn tern> 0~ independent sane. tie smutty is initted 10 bang reteckel tie Ma Prod OP) lbeiclusams cri your paticlo repel as preened as wool Mandan ad me de net guarantee to soma dag scones pct Madam backed postanre Mod vang me temaving borne ad Me Rawl make! pore Pontorn rØ sebens nay nal nilom« mks prococch, The scoot.» nØ la Contras id Deposes (CDs) a manor* loud and the actual M&e may be clIterat eon me ovalartate MOTSlob d PVICMI may molt ton the sob el a CD pta le ~trey Bann ada Rod Mono Sauna Wade ~cony Man hub women and donor sad en a load ~go. Rama. Ivry saM n me OTC Wes !he °Dunk., nwlya and sUrart tawdry nuyrce met la >a barn >our padon plot tom -ay. The sib et bond gror to ~et nivy reol n a lens el prilopd. Non Standard Amen (MAI wo may mamma n arta pampaen program securbas ~dips. brniodlablItyccmpamx. er red estate roamed bum.arrrtaty pools. angle ,uty. grim* debt a hedge inch NS& se boaen baud imealmeas ad do na hide en nalond accurtes maven.« to Nasdaq Stock ).Ledd, Toques ~on la tome rrostrans se ~al am ~eel Ian ,orkke meMOOS. Ø, bN nei IM/ol m Independent apprardis to progons ra =ob. anew Ma party tondor tilers hat ha* boon prowled by to ~goner. ~raw. ander spacer a ash pcgan en by a thrtlinty nr wind Independent rettslen by ID ~a. Values may nor died pie orlon& ~lase pica. Ø market value a be malm:1 upon kudos:neon øt"Ø value canna be (rancho! tr ough l'eSe methods. Me elusion may be !SOW as NOrsPited MP) Fa ~MS Octal comma notmon b NmStamtant Aces. plena aroma Cite Saes These rivasinass are numant on/Soft SIPC. Amon Rao Sauna (ARSD Prong: he mesa lob= la ORS scams hero boon °tuned. H artletle. Korn coOtalen eerrte. of oiler rages:MI ~ea Theacaray ol the pØ is nal garanioal Ha motel ~a snot maldab. TD ~Made SI grue eo OAS mum. tared nth censolet boll to klualy ad undo,,mg ode quay. The ARS ~tee re ~only tremaning a Mk 011esalty and. ma mot ~eta, be re e"SvlrCelbal eoditreaarbeSan to and undo, oscremalrel cottons. REGULATORY DISCLOSURES MI Crania:eons aro abject to 0) The consmubon. Na, regulations customs and usages • Ra exchange Or market and its dearrighouse. H any. on Mich such bandeos are caccurca: no Masai Lies. 'dialog the Sambas Act el 1933 and the Sauenes Ex 1 osen . o and mva cliereqte orfAtend F an osso brochure Mat incbelps intormabon denoting FINRA's Putlic Osamu], Program. please Contact FINRAM 8352839939 Or wwwlinmag. The interest rato ~An tor TO Ameretade Cash a leken from the oppcape me/onraw ser lor the Markel Value balance n Me TO AmeroedeCesh. as 01~ aelerteM casino Ode Simple merest is mama dab based on the interest raw ea applcablo to oath days balance. Financed Statement NotircatIon: TM sidemen ol Mancol condom lor TO Ormond* es ~table Woe a year and may be obtened al no Cost. via the internee al hm. .rnwyrratanontradecom,bnancialstammentlard. Option Assignment: Mi eon comb upon posnons and some index option positions are available br assignment Emma assignment Mani for equity or Men options are randomly Mooned among all ohms' shod posbons by an automated proceckse. Free Credit Balances (Rule 16Øt & 3): Under me clam protection mt, we may use free Credit balances n your MCOunt in the Ordinary Came el our amen which are payable 10 yOu on demand. Margin Macomb (Regulation T1: H you have a margin account. the report ei a combnafon el SM. margin entovet end a Nadal ~bran:Lim amen« Tracing on ~Kin poses adellional risks and a not testable lor all investors. A carpet° 1st et the nsks *seceded via margin treeing is amiable in be maren rek disclosure clociment You may obtain a copy d this document by contacting us el Renumber Isla! On page reol pur statement Payment ler Order Row (SEC Rules 606 and 607): In some crcumstancts. TO Amornrado recants compensabon ler droceng certan anatheisounta and mod equity order Ito, to selected MOWS. brokers a dealers (Martel Centers) Cempensation is in Poe loin d a per share cash payment_ n ad.:Mon. TO Amatrado also may wave carperizaten related to So foreign enemy enlarge COmpOnert C4 alarnbliOns n toregn securities (men Markel Callers oxameng such gabs_ We post ararterty moons disclosing the venues ler order raced oxecurson s enmadarnxtrado_com. A mitten copy is avalatle teacti request. 11 is our palsy. absent Pont orders to Me contrary. to select brokers, &tags, and market makers based On the Why to proud, best meabon and the history 01 seerne price improvementcal mana orders. Pnce improvement,s avanabloirder canon market condoms. and we regular>, manta execimen to lost tor ash mac...anent d amiable. Tied, COMIrmollerna (Rule 100-10):MI cornrmalions are earemined on me Iratstrton doe Tax»: Transadkns in foreign sedurila (Martin° foreign ~Wirt AC" ISM Ka in Ea U,S,) may include taxes and fees~ by to foreign mamas of governments. oath may be Nibbled in Me edam el the stonily Or charged man ncleeendert une ilen ~fly Porky Nollgaillon: A cony d the TD /Mabel» privacy DOICY is aVaMMStr al sviMamentadotorn CaMbir Seadilin: The 'location or penal redemptions or cells is doe yang a pro rant any system. A mammon el the proombros for callable saunter. Is nabobon to reerale a hang comps aro multibto uponea:pos.1. In Case 01 errors a coestens tboul your EIMIOniC Fund Trendier. please CO lad 8 al 'MO 66.9.390), ot n vanrg to P.O. Box 2209. Omaha. NE 66103. or by email al ClieMetmkeKaldanlediage.COM The ~meal <OM/lined n your *Cann statement shall be bndng upon you il you do not ab ecl wain sixty (60)days lor any !candor or lunds pima to Rcalabon E, such as ATM and pan arale bunion, debit transaebons. sired deposits. and edheliernik We Must hoar from you ro later Man 60 days aner we Led >du Me FEST summon on whch the error or problem appeared, (I) Tell us tar non. and account amber (2) Doscrbothe error or Me transler you am unsure about. and oxpbn as dearly as you oan why you below n is an error or wily you need mote inlormabon. (3) Teti us he Ocitar .1M0.ri 01 the sabangeg error. Wo Mrll mrosigact your complain and tall <area any error promptly. el we lake more than ID business days lo de this, sewn creel, your twoMM br smart you think is n arms/SIM' you wll have no use al the money dump tho tine I taws us to carpet* our inuestgaton. AMM1500744 SDNY_GM_00011848 EFTA _00122499

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Amerinade Cleating. Inc.. Member SIPC Statement Reporting Period: 10/01/15 - 10/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Change Change Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other $0.01 51,586.06 $ - 51,585.62 $0.01 0.44 50.45 Total Margin Equity $51,586.07 100.0% $51,585.62 Cash Activity Summary Income & Ex • ense Summar Current YTD Non Reportable Reportable $ - $ - Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other $0.00 0.01 $ Income Dividends 222,913.42 Interest Other (3,000,000.00) Expense Interest Fees 2,777,086.59 Other Closing Balance $0.01 $0.01 Net $0.00 $0.00 page 1of 3 Estimated Income Announcements: Filled with fresh thinking and creative approaches. The Ticker Tape® Is your go-to resource for investing & trading. Stay up to date with market insights & commentary from TD Ameritrade every market day. Visit ‘soww.thoticketlape.com Estimated Yield Portfolio Allocation $ 0.00 YTD CONFIDENTIAL $0.00 0.01% 0.0% IDA 100.0% Performance Summary Cost Basis As Of - 10/31/15 " Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)n ° Securities Received/(Delivered)"' ••For cost-basis Information, refer to waw.tdamerftrade.com $0.22 (0.22) (3.000:000.00) 0.00 SDNY_GM_00011849

Statement for Account # 867-730320 10/01/15 - 10/31/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current Year To Date - 0.00 $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.45 Year to Date $ 102.59 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as =vector's to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a precious tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin LIHUA INTERNATIONAL INC COM LIWA 1 $ 0.0033 $NP 08/05/14 $ 0.22 $ 022 $ (0.22) $ - Total Stocks $0.00 $0.22 $(0.22) $0.00 0.0% Total Margin Account $0.00 $0.22 $(0.22) $0.00 0.0% page 2 of 3 CONFIDENTIAL SONY_GM_00011850 EFTA_00122501

Statement for Account # 867-730320 10/01/15 - 10/31/15 Account Activity Trade Date Settle Date Opening Balance 10/30/15 10/30/15 Acct Type Margin Transaction/ Cash Activity* Divrint Other Description Symbol/ CUSIP FDIC INSURED DEPOSIT MMDA11 ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 11/30/2015 Insured Deposit Accoun 0.01 Closing Balance 'For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. Quantity Price Amount Balance $ 0.00 $ 0.01 $ 0.00 0.01 $0.01 Insured Deposit Account Interest Credited Begin Date 10/01/15 Total Interest Income Balance $ 51,585.62 Number of Days 31 Interest Rate 0.0100 Interest Accrued 0.44 MID Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured De .osit Account Activit Date Check Cleared Number Opening Balance 10/30/15 Date Written Transaction Description 10/30/15 Received Interest: Insured Deposit Account Tracking Code Expense Code Amount $ 0.44 Balance $51,585.62 51,586.06 Closing Balance TD Bank NA 551,586.06 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA baiances are not covered by the Securities Investor Protection Corporation (SIPC) protection appbcabie to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011851 $51,586.06 EFTA_00122502

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011852 EFTA_00122503

Terms and Conditions STATEMENT GUIDE If: Aro wado provides mormy Paddle Reports for accoums with actrerty and quarterly /pons ce nact.,o accounts doh assets.. Pond Summary: Troche the Current value d your 000010 as Of the *pal dale and compares e to pie par month.: The easel akal(On advt." your 00010 diverenetilion by invesimert type Arople dlocatcns under 5% al be grouped into thecategory of 'Other in the pie chart. Margin Early - Total Acceurn &miry iThial Lena lAtvginale Value • Taal Short Value) nanny Summary: The opening and dosing cash balances are moon:led here tor year quick rem once. Al account admiy is summated for Me currant pared and year to date- Income a Expense Summary inon4Fas only): Tins semen dark trio income and et ens° Web nom the ActhQy Summary andClassifiesMe lax litalMent. Robroment Account Summary (IRAs only): Review the IRS regulated transaccons for the curer( and pro maga IRS Fenn SI98 lair mama shut is based On the anent value as of Downed 31 of the previous year arts el to furnthed iota Internal Revenue Scence. Pearmance Summery:Monism your annual polka pedormance era Ina arealized gains and looms 'or your Mute remnant strategy. Account Positions: Now your mostmems at the current market wade and compare the canal cost to see aumilued gains and losses n your paddle Original cost is assigned using the erste). Tost-oul (FIFO) method. welch assumes the Ohl shares yOu sot ale Ines, you purchased first. The estimated wrrostment income2 and average cosi per share aro <Mama for your romance the odes purchase date is shown ter an ndcatlen of your hang derga. ACCOunt Adi*y: Al eteoriry actMly is dear,/ defiled. 'sled in Ole Orda. ad reneged n the ailing Cash balance. Trades Pending Settlement: Conlin yaw eted.ted trades with a settlement dale tiller month end. mesa transactionsel be reacted n me Account Actregy Lemon nom north. Online Cask Services Trenalctien Detail: Cane, management thineadrona Mal Cleared Wring ass statement reporting pared. ndudng check. debit card and ATM actuity. are listed in due Cede. Online Cash Services Summary: Credo ant deal transaction totals for rho atom statement fettering 00406 be summarized. IndMekral IronetiettriS ere rot listed. roue to rounding adustments. the stamen, deals may not ega the statementtotals. tEtninaled Anrwl Income and Earnated Annual aeld oath a 0 based upon the number of shams owned or astern value balance as of the stalemom dale and me most recent Medea rate a Oath yield pttM004 GENERAL INFORMATION 10 Mientrade does not provide legal or lax Mao. Please consult your legal advisor or lax *Maureen when neaThary. ASS Blended in0.4by draftee. Ida. Careentabens May be records ter Salty Paned and transaCtiOn volifirattn Papas ,. For TO Amended° Summon" oleos. your adroit( turn es separate from and not affirmed wan TO Anwerireed. Inc. a TO Aruba:kr Owing. Inc.. and oath Irm is net dispensed la the POOX1s end senices 01 Me other. Acciancy of Reports:II you find any errors or omissions In your account statement you paid immediately call us at the nimbi,' listed on page one of your stalernent. You Mould also contact our Gloating ran, TO Amedlrade Clearing, Inc. el 8004604000. Please renewend statement caready. If you drape. with any transaction or rl Mere are any ends or omissions. Meuse nobly a Client Services repieSeratillry a yell local blind, v oce. as reel as 10 Ames:rade Ortareg. Inc. in wmrg worm ten (10) days of yea recta ot the statement Any ofei statements met you hare made to us shale be COnforMed in voting The statement will anonym beconsidered concloire Please nary us promptly (deny charges in yea anted irformthon. TronlathoM red0C106 On your report wit be conclanory downed acoxato unless you noel,/ TO Amearadoimadutery. Account Protection: Deposits held by TO Sank. N.A. and TD Bank USA. N.A. are insured by the FDIC Covered by SIPC) up 10 5250.000. LIMIS ale per tretOunl OsnOrta per iniblutlat TO learn more eboul FDIC Coverage go to we've idcga. Searlded. indudng mutual fund, held in your ErOldwage Account are a1 deposits Or 001gallene Of. Of guaranteed by. any bank, aro net dOltinsised. and involve investment nag. includng posstle loss of princpal. TD Amerada is a member ol the Securities Inroad Pro:omen Corporation (SIPC'). which prefects seams customers of ns northers up to 5500.000 (Madding 5250.000 ler daime for cash). Explanatory brochure is available on request at wards*wa. AcIdthendly. TO Anieritrade provides Beth Cleat 5149.5 elan worth 01 drolectlon for securities and $2 mlben Of prOdelKon for 089h tlYtugh SupOleMental average provided by London insurers. M the even 01a brokerage insolanCy. a Client may receive ~Is due Iran the trustee in bribelltry and than SIPC. Siaktnemal coverage is pad out Met the trustee and SIPC payouts and miler such coverage each dm is limited to a centred return a 5152 miliOn from a trustee. SIPC and London insurers The TO Anceilfade lopptenental coverage has an aggregate Inn 01 $500 mtlon oar at artlaners. TM potty provides Coverage loldning Wasage insolroncy and does nOl poled Mina lass in mania vela, et roe securities. An investnen1 iv a money market turd is not Mewed Of guaranteed by the Federal Depose Iresuranar Cameroon (FDIC' a any °Ma gevernrnert agency. Althoggh Me kinds Beek 10 preserve the vat...dyad weveament WS 00 pe shared is pOstibb 10 lOse money by investa n a money marker turd. DW4005 are declared defy and pachernwested monthly. The prospectus amens this and other important riorrtmon Read the prospects Cbeldly before arresting. NOn-depasil investments herd by you' Croke, dean are NOT FDIC INISURED f NOT BANK GUARANTEED( MAY LOSE VALUE. The balance n your bank deposit soctunt Or shares d you money Minkel WOW And can to lquidated on your order, and the proceeds rodurrod lo yam accuses amount or remitted 10 yeti Tax RMOVIrg: The (MVO /Date net tar OfeeMent Yai Make Ran 1099 for Laud tax nmona in ethane will IRS ocaroTonts Includes dant neva dodenth. carcal gain. lace strykki. and sees procerobl. &MOO/pita aro awed le feclassfalOn ankh MI to relledel m siAmmient a moons. Cost Sash: CogCast. tan lot and pokanarim (caring as Danthalta are alai ad (band by COI IIIDOWOROTED TD tmericae is nd deporebb la tie rektfiry suit ay el to Samoa,. To Pmentalo and is Mammon providers Flanatotol do not puma Me mcenity el Me inkrmilon and date proW:k•/ COI tiCCRKRATEDb a Wend° Grainy and end alleged wen TO Margin and Options Account Agreements: Prefrpet adate 10 Arnenuade n tang ci Wry change in your investment Maxi/yes or anaroal shaman as they peulain to your ms'gin Or 001ths aecOurn agreements. A summary Of cOmmesions and charge, incurred loth to execution ol aeons tense:aced is aralable. Currant Maks Prices: the maggot Alan a scones have both Maned. al daub*. tom gam antes ed Other alepextent tons Vallee we based On Mo dosig th ee eve mom banal me bd did adtng pat, a ether rnetals, a no rocked %caucus/alto son a grata' woke fr aka indecendent stack I've wooly is aided 10 Nine retooled Nth.Prced OP). The selusxns et yourFadden:pot are provided as peed minion ant no dent guarantee to a:cum./dam scones pm. Malmo bzked pardons be salad yang me nmanng balance lad Ina oa'M nasal pike Pandit dpol se/Arens may net repreart mks prococch. The Noonday make. to Oxfam d Oasts (CDs) a gthrely loud and the °clue vele may be (Mal horn Vie page pa Asiereary loss ci MOW may 50211 tom to sae al a CO par b resits BMW antra Fred tam Scanner. 11200 clibranvy May coat soma and deer wade on a kpsd exchange. Rana may Yam n me OTC Peer 0 °Dunk., markt( and surrealkat* miy nd sag b lour deed sour Pekndria to redone. The sad or bunt pa to natty may rood n a loss d mad. Non Standard Ames (IISAI are (meaty marmot in dna partopmen program saurian patnersas kneed Mary cempaned. on real MEMO rrasrnori indm.cownedty pak dna eauty. abate debt or raga knob. We ere WWI, lfad irneelmers as do not Ida on a area saunas moron?* a tie Krona Stock Malt. Thowlues done kr trade /amts are Sated 'sea dirtied lion ryas methods iicksdrog, but net killed Ix independent eau- mats. to tamaam's not =eh. ander ri d pony tender oars tot hat boon prthad by as p maragorroy athwidrato. and spread each down a by a thrdpaty tcract mahout ascendent wrIcatim by ID Matra*. Values may nal Maths canal palate pke, actual rata ameba reakal oxn lopeason tan ostenahad value catd be estatracid trough test methods. ate 'dual/ may be reflected as NOnlryeed (NP) For addita deal /mama eadmen kr Nth.Stamtaid Ames. pcm° arta Gent Scent There nasals and othevel unclothe SIPC. Aram Rao Spurt= CARS-) Prong: The makes iota kr PAS warms ha banManed. ba) e. hem cathdon makes or eta harder. Mums The moray alPePea is net curanle01 to meta vado and welded TO Poottrado WI pree Ore MS pcomn.tiarg ate cens4orman both to qua): and undetyng cm* gusty. The SAS rota is curronly togabnCing a lick of salty and. tea wok Mee an tie no myna Mal sash worriesan he sobunder one mato. caxlicro. REGULATORY DISCLOSURES AI transageons aro alma to Ii) me constitution. Nes, regulatiens customs and usages d the exchange of frorken. and its dearroneuse. it any. en Mich such Lrointatlens are ecrocuted: federal lass. inducing me &dunned AN of 1933 and the Sauces "n ip ° ENFIR M Ex in ko and w • as F an ono brochure mat mantas information denoting FINRAs Piano Descbsure Program. please °anted FINRA at 800289.9999 or wnwtinnsag. The interest rate them+ for TO Arnertrado Cash a liken from the applcatie molestrate ter for the Markel Van balance n a TO Amertrade Cara. as Of la illalemed closing dale Simolo interest is xcerxd daily based on the interesttato ter amicable to oach day's balance. Financial Statement Nallicallon: The mammon ol Manna condea for TO Amentrade avaltide trace a year and may be Waned al no cost via Me internal al Max,Awyrtictementranoconnnanciatiammentlurd. Option Assignment: At shun misty opoon posnons and some index option neutrons are avaltide Poi aaugnmeM Eterme assignment Meant ler equty of tide, options are eandomly alocamd among all dorms' shod posoons by an automated pram:two. Free Credit Baboon (Rule ISOI.2 II 3): Under me Mont proumnon mt. we may use tree Croat balances it your account in me Ordinary Cane ol our bigness which are puede Se yOu on demand. Margin Ammons (Regulation 7): t you have a margin account. so report es a combater, of YOur margin sothunt and a 50081mtmorargian account Tradng on marlin poses eddlional risks and es not swathe tor all investors. A comae lei d the risks associated with trorgin tradng is tastable in me moron Mk disclosure doomen. You may obtain a copy d ass document by pomading us at the number teed on page one 01yOur Skiternent Payment for Order Flow (SEC Rules 606 and 607): In some crcumances. TO Amon:redo rocerred compensation tor drocang citron orowthocounta and tsled equity order (km to selected markets. brass or dealers (Made Centenil. Othgensalion is in the dm d a per sham cash payment. M andiron. TO Amatrade also may wave compensaton related tO the foreign oarenry exchange COmpOrent Of tronladdres in Magri Securitiesfrom Markel Centers mooing mai heeds. We post remarry reports disclosing the venues for order rogong mecum at wrAvidarneroradocom Amnia" copy is avalaUe span rawest. is our policy. abeenl deft orders to 1110 contrary. to select braids, cakes, and market makers used On Me ally te porde best thecuaon and the Mary Of Weida price improvementen mated orders. Pnce improvernem is evened* maw amen market condoms, and wo regular/1 mentor Garman to test for sox, imptcnemom ti ayalatte. Trade COMirmellena (Rule 106-10): Al contrmaliens are Paremilled On me InamatiOn age Taxes: Trantuclons in foreign seeking. (MOWN Wean company ADM OW Irate in the U,S.) may include taxes and fees charged by tie ratan marked or governments, dhoti may be **acted in the 0400 01 1110 security or caged es an aapenettni the item Parody Peaky Nellhallon: A copy of Me TD Amen:rads Privacy 00IeY is aTeabd al VAWnklanlefiradOSOT Cable Smudges: The aloe:eon ol partial retlemplons a oath ii done rang a prolate kOkry system. A descration el the proaddes for Stable saunas is avalable on to rebus a held copies ere available wonder-ea M Case 01 enOnS Or cantons tail your EledrOniC Fund Dander.. please co 1001 s al 1.1g0 669.3900, or in swing to P.O. Box 2209. Omaha. NE 68103, or by email at diedeenrkes&105Mentrade.COm The Mdrinaton °entrained in your sawn shamed shall be Wane upon you rf you do net WWI etbn sixty leOldays for any transfer ci lugs stage to Andabon E, ouch as ATM and pont of-sale :recedes, debit transactions, area dm:am, and wither/malt WO Must hear from you no later than 60 days arta we seN Kai me PEST statement on whets the error or problem appeared, (I) Tel es yea rend and account merger (2) Dosage the error or die transfer you aro unsure abOtdk and explan as dearly as you can why you bolero n is an error or ally you need mete inlormabon. (3) Tell us Pie dollar amount of the wattlederror. Wo wilt invested° your complain and wi ll <arca any error promptly. II we rake more Man ID business rays to 00 Iris. we wit creel your aectut for the amount yOu think is in 'nor. sO that youwit have the used the money dunng the tme t takes us tocompete our investgata. Add MO 07a4 SDNY_GM_00011853

1D Ameritrade 800-669-3900 TD AMERITRADE DIVISION OF TD AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TO Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 11/01/15 - 11/30/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Current Value Prior Value Period 0,0 Change Change Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other $ 51.586.48 0.01 $0.01 51,586.06 ($0.01) 0.42 0.01 Total Margin Equity $51,586.49 100.0% $51,586.07 50.42 Cash Activity Summa Income & Ex . ense Summa Current YTD Non Reportable Reportable $ - Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other $0.01 (0.01) $ Income Dividends 222,913.42 Interest Other (3,000,000.00) Expense Interest Fees 2,777,086.58 Other Closing Balance $ 0.00 $0.00 Net $0.00 $0.00 page 1of 3 Estimated Income $ - $ 0.00 Announcements: Fined with fresh thinking and creative approaches. The Ticker Tape® is your go-to resource for investing & trading. Stay up to date with market insights & commentary from TD &marinade every market day. Visit werw.thetickedape.com Estimated Yield 0.01% YTD CONFIDENTIAL $0.00 0.0% Portfolio Allocation IDA 100.0% Performance Summary Cost Basis As Of - 11/30/15" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)T° Securities Receivedi(Delivered)Tm "For cost-basis Information, refer to vavnvidamerttrade.com $0.22 (0.21) (3.000.000.00) 0.00 SDNY_GM_00011854

Statement for Account # 867-730320 11/01/15 - 11/30/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current 0.00 Year To Date $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.41 Year to Date $ 103.00 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a provides tax year (spillover dividends). The year to date totals will accurately reflect your cumulative arecult for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin LIHUA INTERNATIONAL INC COM LIWA 1 $ 0.014 $ 0.01 08f05f14 $ 0.22 $ 0.22 $ (0.21) $ - Total Stocks $0.01 $0.01 $0.22 $(0.21) $0.00 0.0% Total Margin Account $0.22 $(0.21) $0.00 0.0% page 2 o13 CONFIDENTIAL S0NY_GM_00011855 EFTA_00 22506

Statement for Account # 867-730320 11/01/15 - 11/30/15 Account Activit Trade Date Settle Acct Date Type Transaction Cash Activity* Description Opening Balance 11/02/15 11/02/15 Margin Journal - Other PURCHASE FDIC INSURED DEPOSIT ACCOUNT Closing Balance •For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. Symbol! CUSIP Quantity Price Amount Balance $0.01 $ 0.00 $ (0.01) 0.00 $ 0.00 Insured De . osit Account Interest Credited Begin Date 11/01/15 11/02/15 Balance $ 51,586.06 51,586.07 Number of Days 1 29 Interest Rate 0.0100 0.0100 Total Interest Income Merest Accrued $ 0.01 0.41 MTD Accrued $ 0.01 0.41 MTD PAID $ 0.01 0.41 $0.42 Insured Deposit Account Activit Date Check Cleared Number Opening Balance 11/02/15 Date Written Transaction Description 11/02/15 Received Tracking Code Expense Code FDIC INSURED DEPOSIT ACCOUNT IDA10 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/30/15 Interest: Insured Deposit Account 11/30/15 Received Amount $ 0.01 Balance $51,586.06 51.586.07 0.41 51.586.48 Closing Balance $51,586.48 TD Bank NA $61,586.48 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection apptcable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011856 EFTA_00I 22507

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011857 EFTA_00122508

Terms and Conditions STATEMENT GUIDE IL .- . 'iade proades morally Podolia Reports lor accoums huh acverty and quarterly reports 'a mac: ye accounts sub assets.. Portfolio Summary: Dada Ihe Current value d your 000010 es 01 the repOd dale and tapare ry to tlie prior nyonlh.r The Min NICCaliOn ideale your genial° diviaMtalion by investment type Whale abutters under 5% mg be grouped into Mo category ol -Other" in Me pie chart. Margin Emily - Total Account ErtutheiT0181 Ling Mtvginable Value • Total Short Value) Activity Summary: The opening and dosing cash balances are reooncled nee lor you' quick 'oregano* Al account actmty es summansed lor me current ponod and year to date. income 4. Expense Summary (non4RAs only): Dus section dams the income and *manse Wait from Me Actisay Summary and Clanitles the lax treatment Retirement Account Summary (IRAs only): Revlon to IRS regrind transasons for rho curer% gird ma year. IRS Form 5498 lair market value is based en Pe current value es or Decomser 31 ado ominous year and we to furnished to the Internal Revenue Service. PedonnanceSummary:Monilor your annual patio» pedamance and Poe unrealized gains and losses gor your Arturo fn.:imam strategy. Account Positions: New your rnestmoms al trio current market vat»and carps° the ongnal coal to see Incased gains and losses ri your Daigle Original coal is assigned using Me artu-n. antout (FIFO) method. welch resume the anal shares sOu set are those you purchased first. Do esimaied arrostmani encome2 and average cost per Our° are chadayed for your /defence (the EMUMochas° dote e shown for en edeation 01 your Indite pelod. MeOunt ANN*: Al titC0t0 IlelMly is d060/ defined. Winn date Coda. and rellected 0' the datingC*8h base. Trade. Pending SIManiant COnlirm why einted trade. rah a ettlleMent dale alter month W. meso transactions Ml be reflected n Me Account nanny section root month. Online' Cash Swain Inmate/A Peach: Cash management transparent% Mal cleared wing eras statement reporting period. ndudng check. doh: card and ATM actritly. are listed in dato

Order.

Online Cash Services Summary: Crock ale data transstion totals lor Mo cunom Matomen reign, » 00006 be summarized. Indhtebal tranigagnit ere notlisted. tue to rounding adustments. Pro stsoment decals may nol equal the statement totals. tainted Anna/ Income and Esernated Annual Yield values are based upon Me number Cl shams carnal or carom value balanco as ot the stalemom data and the most recent dradend isle a oath Peg provided GENERAL INFORMATION 10 limentrade does not provide legal or lax aside. Please consul, your legal advisor or lax teCCOuntanl when neOlianry. A8 it illandlird inekeby anent COneenlentni may be raged& ter Cruelty ignInfl and IninsattiOn veritltalen OurpOstek For TO Amino -ado hishoonal Pens. you' advisor him es separate from and not Stinted rah TO Annernracio. Inc. a TO Arrest/ado Cluing, Inc.. ad oath fern es not responsbl° la Inc PrOtagati end senices ol Me ogher. Mornayof Reports:II you find any errors or omissions In your account statranent you Mould immediately call us et lhe ntenbar listed on page one 01 your statement. You Mould also contact our Clearing rent, TD Amentrade Clearing, Inc. el 8004694900. Rose cane:wens siatemom cannily. you Osage:* inith any transamon, or el them are any arc's or omissions. please nobly a Client Services representelhe Oe yore focal branch Once. es wel as 10 Amairado Clear g. Inc. in wmrg wihn ton (10) days of yea recast ot this statement. Any arid statements Mal you hinge node to us should be Cordoned in mien The statement will «henna be considered concbalve Please nary vii promptly ei any charges in yore confect irk/00100(f DareactiOns teleled on your report wil be conchs/poly deemed aconounloss you ripely TO Angervadoirrenxisea. Account Protection: Deposits told by TO Bank. NA and TD Dank USA. NA. aro inured by the FDIC COI Covered by SIPC) up 10 $250.000. Linen ere per toCCOuill ornerthP per irroaMon. TO learn more stool FDIC Coverage 00 FO wear 1010405. SectelleS. indudng mutual fund& held in your Binnenspe ACCOunt are ml dep01.115 Or oblgations of. or guaranteed by. any bank. are net Coition -red. and invoke investment nsks. indudng postal* loss ol princpal TD Amenvade is a member ol the Securities Investor Praatton Corporation (SIPC). which aromas securities customers of ds members up to $500.000 (inchzding $250.000 Its claims for cash). Explanatory brochure is available on request at ame.sPe.0 1. Adanonaily. TO Amerillade peened% each Nerd 5149.5 minim worth of prolectlon for SeCudlleS end 52 Milian 01 MONCIOn br Cash 'Weigh supplemental coverage provided by London Insurers. In the event 01a brokerage into/waxy. a dent may reteive8Mants due kin the Mane In baacuPtcY and Mon SIPC. SSommental Damage is pad out after Me trustee and &PC payouts and actor such coverage each clan es limited to a sear«, rerun ot 5152 mff On from a trustee. SIPC and London insurers The TO Anyeritrade Supplanental coverage has an aggregate km ol 5500 mnon ova all cinemas. This potty wades Coverage lollaning brokerage insolvency end does nol Fond against but in meal vat* ot me securnin. An investment it a money mantel turd is not insured Or guaranteed by the Federal Depose Insurance Corporation (FUG, a any *Ma armarren agency. Mho.* Ow funds seek 10 present tne value d mho nnhilment al 51 00 per share it b pOubb 10 lOse mane, by investing in a money market fund. DMileeds are <band oats and padternmstod monthly. Do acspecors *mans Ms and other important recarnon Read the proapeCtur terekitly berore frosting. NM-depolil investments held by your baker.dealer are NOT FDIC INISURED !NOT DANK GUARANTEED/ MAY LOSE VALUE. The balance in yOur bank depOsil account Or shares Cl your money Markel main find can to Updated on your order. and thee proceeds returned to yew seance account or ambled ra yon Tax ~ring: The pinidra opal if Malin document You wag wok* Form 1099ór amal tax reporing n oxrplays dab IRS reaseixnis includes vaateb renent Orden:Is. taptal gab. lane veteed. and edel procaechl Sane parmerts are subpa to reclassilculOn whdi «I to taboo] on anoczne Is,awls Cost Bun: Coatis's. tad lot and arterrenai mooring and Ganskomor are mood ad ardned by COI NDCPOORkTE0 11)Mornale is not rapOrebb le tie rektay sutt d tie rtamdicn TO Arno*slo ad ts InCrmsen pasdes ilarznders - i do nol ~Mee the monad Me Memnon and data Frokbed Cal t6000I%AI D'a 88apamle ~piny and end dilated idgM TD Antimoe Margin and Options Account Agreements: Promptly acAnso10 Amenlrade n wiling et any "Inge in your investment etexuros or karma, shown as they warn to your margin or 001onS accOunt agreements. A summary 01 onmissions and charger incurred war tm execution ol °peons bananas is amiable. Omni Metal Prices: The mks Also el scones ham been Waned. it "rattle; kom qnikn eerfee ad Other idependert tons Values am based On re dosing pion Me main balmom me bd ad sang pas a ether rnerceb. t no ~a ante is anti° bon a csidadm tierig> 6 OW indepindent earCa. tie securty Wad to being retailed al Nan Plein CRP) Die valuable en your a:adorace are Prodded as goad mkemBen ad we dorm guarantee to scuracy ct any vuns creek Iktrogo baded postons aro nut.] rang Ue renanng balance and Me anal maket ate Pooldo neat Winona may nO1 rtaccer sales procoech. ma seo:nday mama la Conran et Oeposts (CDs) es ancroty Maud and the 'laud mks may be fl ew' front Me ~ate rote Malian loss re Pin(tel may melt too the sale dad) pia le rainy Saxe andly Rat Warp Sccurlos trade Many Man °goy sans and donor n-a an a kin exclunge. Rimer. they pan me OTC 104 the counted: noted and siren lqutay may ra mat le rag bull your PienenPria te rem". lto sob d ten Fria te meaty may radii n alas prnapal. Non Standoed Assess (Nadi aso trpealy rmstmern in area patcpation program socurbos ~stow.. lirnto0 Malty =panes. er red estate mammon !runt comedy pods. Anale eguty. oriole debt a hedge trots NS.46 ere WSW/ iqud inweimera ad de not nab en a name sauns ethane° a Inc, Nasdaq Stock Melt. lib Mud Ewan ter aura maanaas are ~Mad atlas dated han erica methods hair:Erg, but not Maid It. independent appear...alt. the progns na sae. ander Mod partysender diem that hero boon prowled by to maragomant. ~raw. ander sogoer d each pcgagn a by a thrdurn vender ragout independent often by TD knedrede. Values mar not rolled the island pacbase pica. actual market 'en a be maind ;son lcinascrital osinind value canna be eustrishal !trough lose methods. Me Minden may be reflected es NOnaited (NP) For addliend Odd rogarong urban fa NonStandard Scars. please anus Can Sences Thaw rmisimsts arena coned under do SPC Arden Rao &curbs CARS") Prong: The mats wauw la PAS don osAra been otmned. danibtle. horn cprOtakn union or odor indepadat sane The way onto eking is not gawked Ha need who antimatte. TO Amertradeall corm to OAS pcolion.takrg rile coroderman boar tie Muddy and undoing code gusty. The OAS runs is curronly ~nine a 1st ellonty and. esa nabak Mao an be no ~ranee Owl techPeones an to sal ad« one mat cocking. REGULATORY DISCLOSURES MI emu:eons aro subject to 0) me consitlubon. Mos. regulators. customs and usages a the exchange or market. and its deamotiouse. il any. on welch such tranteditns are cacao* bit federal laws. enduing me Securities Act 01 1933 and Mo Sauces Ex er • na n~ oun la and the, MOEN". Art F an one brochure Mat nabobs informabon desalting FINAA's Putlic Disclosure Program. Neese Contact FINRA at 030-289.9»9 Or www.livaail. lbo interest rato sedan tor TO Amertrade Cash is laken from the appleatle inbred rate ter for the Markel Value balance n R.0 TO Amertrade Garth. as 01 the illamment closing date Simple rawest es sauce, daily based on the interestrate ea applcatto to oach days balance. Financial Statement Notlfcation: The daemon ol bnancul condom lor TO limentrado ~table lace a year and may be ~anal al no casa. via Ole internee al Moid‘writtetriontradeconylinanciatiatemonthurr. Option Assignment: MI short *quay option pasnon and some index option poutions at. mailable lor assignmeM Egegare Mignment nieces ear 'any or rides options are randomly atocaled among alldooms' short postais bran automated procetkre. Free Credit Balances (Rule 154-2 8 3): Under me dent protection (Mot we may me free bedil balances di your account n Me Odium, Course ol our bunco which are payable b yOu on derrord. Margin ~curds (Regulation T): H you have a margin account. this report o a combnaten eI >Ma margin anunt and a Weds memorandum scant Tradng on marge poses addigonal rids and es not sumac lor all investors. A carpet° IN ot the risks assocumd with margin tracing is °eatable in the merger rek disclosure document. YOu may obtain a copy Or Iris document by contacting us al Renumber 'sled on page one colour statement Payment for Order Flow (SEC Rides 606 and 607): In some creumnances. TO Arnanrado recants compaisabon lot amore cenan ernathecounta and toed °gun" order flow to selected mantes, brokers or dealers (Market Centers') COmpensalion is in the lonn d a per share cash payment by adetton. TO Amatrado also may reecho compensate., related to the foreign agency exchange COmpOnent 01 tareaCtions h Weal SeOurilies hem Markel Centers ozemang such bados Wo post quarterly repots disclosing the venues for order reli ng *daemon at invividarrextradecom Manama:Inis avalatl° rpm request. 11 is our policy. absent Pert orders to rho contrary. to select brokers. dealers. ani market makers based On Ole BWity te mantle best mammon and the Imlay 01 seeing Ode improvement en market orders. Price improvement,s avanablourder certan market condlions. and we regular>, mantor executors to tost lot ash improgroment ri amiable. Trade COMIrmetitint (Rule 100-10):All conirmalions are ParemilledOn ine InanstaiOn dale Taxin: Transaclens in foreign 8eOurilieS (indrane foreign 00^1 0anY AC" OW /rade in 'he U.S.) mri include taxes ani loos charged by tie tango market er governments. stub may be redacted in ine price ol the security or charged as an andeperdent Ina item Penny POlky Nollikallon: A apy d the TO Amertraeb abbey ONCY is available al wwgzslamereadecom Gab Securlikne The stocabon of podia rodvmdonsa cab is cline tang a preens beery system. A doronotion ol are proactses for SW» acumen is satire»on to emus a hard copin aro avarlitee won rocrard. In Case ol anon' Oe casesten8 Mal yOur ElearOniC Fund Tandem pbase CO 'aft 8 al 1.960 669.3900. or in twang to P.O. Box 2209. Omaha. NE 68103. or by email at dieMPerviegn@klaMinade.COm The ~mitten contained in your anvil statement shag be hndng upon you el you do not data wthn any NE days lor any !candor ot lurds papa to Regulabon E. such as ATM and palm ot.rale union, debit transactions. deem deposits. and inithelareals IV° must hoar from you no later than 60 days ener we ent yOu Me EEST Raiment on which the error or problem aripearcd. (I) Tell us Ma mine and account renter (2) Doserto the error or the tranMor you are unsuro about. ani oxplan as dearly as you can why you berme d is an error or why you nood mcve inlormalion. (3) Teti us the Oder gamma of the wendederror. Wo n6 invades* your omplant and wil correct any error promptly. el wo lake more Man 10 business days 10 do Ibis. se wit creel, mho (moan br the amount yOu think is in error. sO you wit have td uso of the money dunng Pro tmottakos us to correlate our investgaton. »KM 15007,14 SDNY_GM_00011858 EFTA 00122509

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA, NE 68103-2209 TD AmedMade Clearing. Inc.. Member SIPC Statement Reporting Period: 12/01/15 - 12/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value $ 51.586.92 0.01 $51,586.93 Prior Value $ - 51.586.48 0.01 S51,586.49 Cash Activit Summar Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD Period Change $ 0.44 50.44 Change Estimated Income $ 0.00 Estimated Yield Income & • ense Summar $ - Income Dividends 222.913.42 Interest Other (3,000,000.00) Expense Interest Fees 2,777,086.58 Other Closing Balance $ 0.00 page 1 o14 $0.00 Net Reportable Non Reportable - $0.00 $0.00 YTD CONFIDENTIAL $0.00 0.01% 0.0% Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of -12/31/15 " $0.22 Unrealized Gains Unrealized Losses (0.21) Funds Deposited/(Disbursed)' (3,000,000.00) Income/(Expense)"° Securities Received/(Delivered)"° 0.00 'Tor eost-beate Information, refer to veraw.tdameritrede.eom SDNY_GM_00011859

Statement for Account # 867-730320 12/01/15 - 12/31/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current Year To Date $ 0.00 $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.44 Year to Date $ 103.44 'This section displays curers and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These °Devotions can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). Die year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Symbol/ CUSIP Total Stocks Total Margin Account Quantity 1 $ 0.0069 Current Price Market Purchase Value Date Cost Basis Viol 08 05 14 $ 0.22 $0.01 $0.22 50.01 $0.22 Average Cost Unrealized Gain(Loss) Estimated Income Yield $ 0.22 $ (0.21) $ - $(0.21) $0.00 0.0% $(0.21) $0.00 0.0% Insured Deposit Account interest Credited Begin Date 12/01/15 Balance $ 51,586.48 Number of Days 31 Total Interest Income page 2 of 4 Interest Rate 0.0100 Interest Accrued $ 0.44 CONFIDENTIAL MTD Accrued $ 0.44 SDNY_GM_00011860 MTD PAID $ 0.44 $0.44 EF1'A_00122511

Statement for Account # 867-730320 12/01/16 - 12/31/15 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 12/31/15 12/31/15 Received interest: Insured Deposit Account $ 0.44 $51,586.48 51,586.92 Closing Balance TD Bank NA $51,588.92 $51,586.92 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-Insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection app&cable to your brokerage account. Important information ANNUAL MARGIN DISCLOSURE Securities purchased on margin are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan. As a result, the firm can take action, such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its "house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at httpilimwd.tdameritrade.comffinancialstatementhtml on or before December 29, 2015, or by contacting TD Ameritrade Clearing, Inc. at 1.800-237.8692. As of September 30, 2015, TD Ameritrade Clearing. Inc. had net capital and a net capital requirement of $1.58 billion and $310 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver, CO office of the Commission. ANTI-MONEY LAUNDERING REQUIREMENTS The USA PATRIOT Act is designed to detect, deter, and punish terrorists and/or terrorist groups in the United States and abroad. The Act requires U.S. financial institutions and brokerage firms to implement comprehensive anti-money laundering programs. What is money laundering? Money laundering is the process of disguising illegally obtained funds so that they appear to come from legitimate sources or activities. Money laundering occurs in connection with a wide variety of crimes, including (but not limited to) illegal arms sales, drug trafficking, fraud, terrorism, embezzlement, and political corruption. How big is the problem and why is it important? According to the U.S. Department of State. one recent estimate puts the amount of worldwide money laundering activity at roughly $1 trillion per year. The use of the U.S. financial system by criminals to facilitate terrorism or other crimes could taint our financial markets. page 3 of 4 CONFIDENTIAL SDNY_GM_00011861 EFTA_00122512

Statement for Account # 867-730320 12/01/15 - 12/31/15 Important Information What is TD Arnentrade required to do? As required by the USA PATRIOT Act, our anti•money laundering program designates a special Compliance Officer to ensure compliance with applicable laws, maintains policies and procedures to detect and report suspicious transactions. performs employee training. and conducts independent audits. Federal law also requires all financial institutions to obtain. verity. and record information that identifies each person who opens an account. As part of this requirement. we may ask you to provide various identification documents or other information. Until you provide the information or documents required, we may not be able to open an account or process transactions for you. We thank you for your patience and look forward to your support in our efforts to deny terrorist groups access to America's financial system. page 4 of 4 CONFIDENTIAL SDNY_GM_00011862

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNYGM_00011863 EFTA_00I 22514

Terms and Conditions STATEMENT GUIDE IL ice...ado provides mantra Peddle Amara lor accoums erm acwity and quarterly moons lur med.,* 3CCOUNS Mil assets! Portfolio Summary: Track8 Ine current value d your POM14:40 as 01 the ~at 081.) and compares it to the plur manlh.8 The steel 81~1.0n irdO81.34 your partial. divarifeation by invesimem type M.Mple subtatar. undo 5% me be grouped into ~calegory of -Odor in the pie chart. Margin Eddy - Total Account ErmialTwal Long latrainable Value • TOMI She Value) Activity Summary: The opening and dosing cash balances alt reooncled hue ler yea quick reteraica Ai account amity is stampeded lor be currant pared and yea to data_ Income a Expense Summary MonaliAs only): This section doom tno income and masons. totalt from ne ~UV Summary and &main the lax irealment Retirement Account Summon. (IRAs only): Review Ma IRS resonated transactions for the one ard pro yews IRS Fenn 5498 lair made value is based on the anent value a* of Docomecr 31 al mom panpus year ant me to kinasted to~ Internal Revenue Sandi. PedonnariceSummary:Monitoi yaw annual pallono pedormance erg the area:lied gains end br your teturo ruminant strawy/. Account Positions: dew your mostrnonts x dd current market vat.* and corrparo the mend coal to see vvealaecl gains and losses n your ~lot. Original cost is assigned using me arum. rint-out (FIFO) method. ~oh assumes are Mal Shares >du sel are those you purchased estimated imostmont income2 and average cast per share ate deglayee for your relerence lithe attest purchase date 6 Mown tor an Motion 01 your hoeing PeriOM. Account Activity: Al actor" actirily it dean/ 0,0~. haled in cede Omer. and reflected n the dotingcash balance. Trade* Pending Settlement Confirm you crewed trades with a selllemert dale tiller month Ø. Ildso tramactions me bo reamed n me Account Acvnk sabon next month. Online Coale Services Transaction Detail: Cash ma Ornament Dahaacdom Mal Cleared &ring ass staanont mooning ~toe rcludng chats. dobn cam and ATM amok. WO trued in date ada. Onane Cash Services Summary: Credit ard delul transaction totals lor dd arrom statement rePOnng Mined tee summarized. IMMOMI transactions we nottiseed D ue to rounding actustments. mho staoment deals may not *spat are =foment totals. t$1041100 Anrval Income and Estimated Annual Yield values Ber broad upon the number 01 shares owned or arrant value balance, az of toe stalemom dale ard the most (*ow <linden! rate a adm iield p~deCi GENERAL INFORMATION ID Msentrade does not provide legal or lax advare. Please consult yaw legal advear or lax ta0unlenl vinen rieOlEery. A8 8 Blenderd inøalry MaaCe. Øe COrmeMatins May 00 records br dually commit and TransattiOn veilatin purpose. For IDAmmo-ado ~moral dens. your advisor hirn is separate from and not attliated sub TD Mornracb. Inc. a TO Arwerado Clearing Inc.. and oath Om is roof rosponsblo Ia the prOCIAls end SeniCeS aline orher. Accwecyol Reports:II you find any errors or omissions In your account statement you Should Immediately cell us at the nanber listed on page one Of your stelanient. You Mould also contact our Clearing rem, TD Amentrade Clewing, Inc. el 800-689-31100. Please fcaseivenc ma:mom cattily. Ir you Osage", sub transacton. or il Mae ale any area a aviSUOM. please nobly a Client Services rewesentalke vow 'Oral Wadi Cape. as woll as 10 ~arcade Clean- g. Inc. in wmrg enmo ton (10) days ol you rurap ot this statement. Any wet setemene that you hare made to vi 1~0 be cornmied in mane The statement Mil Othenvae beconsidered canebrake. Please ~ay vs promptly 01 any changes in vow canted information. Dan/Mallard reaecled on your report mil be conchal.* dimmed accurate unless you rook TO Aniaeradomercichouree Account Protection: Deposes Meld by TOBank. NA and TD Dark USA. NA. aro ~wad by Me FDIC (401 Covered by SIPC) up le $250.000. Limns are per ~WM minerthe) per ~MAW. TO learn mote about FDIC COMM°. g0 to ism lellegOv. SeCalleS. indudne mutual runts, held in your Brokerage ACCOunt are 401 deposits or oblgations al. or guaranteed by. any bank. are not FOIC.insend. and invoke invostinent nets. indudng possiolo loss ol princpal. TO Amentrado is a member ol the Securities Invests Protocnon Corporation (SIPC'). which prance's second,: customers or ils members up lo 5500.030 (incadine 5250.000 la dam= for cash). Explanatory brochure is available on request at waid.3~. 0 1. Additionally. TO Armenia* prOddea ead) Clan 5149.5 ninon worth 01 Difilation for SeCuritieS and 52 renlen 01 MOOMIOn for Cash Ihreugh BupOlemenlal coverage provbed by Landon inewel8 the Mtn Ola brokerage insarency. a dent may Waive Wants due kom the trustee in ~PRY and the SIPC. SiaSental coverage a pad out anla no trustee and MPG payouts and unlw such coverage each cleft is limited to a cceibnad return ot 5152 milli:on torn a trustee. SIPC end London insurers The TO Aniedtrade evoptemenial coverage has an aggregate lirm al 5500 ~ion over all custawors. This potty provides Overage loth:mina brOkaege inso~cy ant does nO1 ~MCI against Ion n maket vat. cr are seermas. An investment n a money mend tuna is not insured Or tuenweeal by the Federal Depose Insurance Corporabon 'FDIC, a any other gwontrica money Mhough the kinds Beek 10 ~serve the vat. a new renhilment al 51 00 per Mare. 4 it daub» 10 lOse money by invested in a money market kind. Waled) we seceded daly and pactterniostod monthly. Ttio prcapeas <onions Ilis ard ode important ricarason Read the prospect.. Winultr Wore ~ding. NOn-depteil invetdmente held by your boker dealer arc NOT FDIC NSURED !NOT DANK GUARIVITEEDi MAY LOSE VALUE. The balance i, your bak deposit aooteinl Or Sheila d yaw money Markel Maud kind can to Icpciabsd on your order, and lire proceeds returrod to yew ~wpm account or remilling byta Tax RIpOing: The Made awl a Made 0~~4 YOu we Wake Fam 1039 for armel tax tepalrg n comply-co mm IRS ccrannis includes dab ~~. Ordads. capial gad. UPS wthelf. and sties proceedil Some ø81M(VOI are subject 10 reclassrmelOn smiti wit to Stood en steam, Icc mans Cost Dash: Cost Sasis, tar tot and ocrearnaroo cepanng and anomie« are Mind ad onttlecl by COI IMDCFEORMED ID krerliacle la nit reptrebb la tie reteblity ~arty d Ira elamaxn TD Arnenta ad is Marna= ~Men rPenters, do not ~lee me sama 01 dro arkmule and data pros d. COI IKORPCEMEDS a sale arpiny and era dilated mer 11)Xmertmcle Margin and Options Account Agreements: Prompt/ aniso 10 Amentrade n wring of arry change in your investment cloccuros or martial striation as they wain to your margin or OPI4IS °CO:punt agreements. A summary of ~minions and chem., incurred war me execution al aeons transactions is ~fable. Cunene Mats Prices: Te Makel ~IS el survis ram been Waned d mobblc Ø qadaacn serails ad oter intepaident sane Vela We been On me dOsix? Ø Vie Ø barcen me NJ aid stud press. a aner motoct.tnarrarka uee ~a Øa cpdakri «NO> 6 0~ independent ~OD tie saurty is ailed 10 bang ~al ari ~ Prcoi CIA) The olumerts en your macho moan tre proofed as genonlinktmaton ad uro do ret guarantee me seamy et ry scones per healemo baked pasta's an tial ~g tFe ~axing ~rice ad de anent make, ate Patio meal seddrOM8 irra' nen rtaccet sales prococch, The socoday meat tx Con/cads ct Deposes als) a ginaaly loud and the sivd ~a may be Otterat from me p~ale ate ~SION. a ~Cad may ~A ton the cab al a CD pir ea rainy Brice adbr Rod ~am Saunas bade deaconry the Buy pØ and chino ~a en a load adwge. Rama they trade n me OTC gee the count«, ~dad Ram«lquoity nay net wet la ice bear >ow canoe ma natty. The sib WO:~ma to Meter nll/f0e.ilnalCeSclpenClbe. Non Standard Amen CMA1 am typealy ~abeam ra ere pattegaman ~gram SCCUrtOS ~am:. leniodlablItyccmpancc. cy rod Male ~ram mash comedy pools. prime aqua, pitle debt a lodge inch NSAa se bottler Mode kneamena ad do not nab e a noon.. =curio: ~Iona, a toNcadaq Stock Malt, the Mum ~an tertmaernosimass are ~hied erm ela skri eal torn orkke ~nab. nckdro, but na killed t Independent apex- mats da prog~. nem asset. and« nid party ~der Mors tot ham bØ provded by Vet maragorrart. a~ raw. anda spaocc d oach awn a' by a [Minty vender snout independent nettallen ID ~a. Values may no Mk« the Mond ~lase pica. Ø ~Ma Moe a be malzol Mae" Madman i an caintamd value canna be etellathee OV0I19110~rivilb003. me olutilal mar be repeated as NOnarted (lIP) Foe adcRiend decal naprong ~man la N:o.Stamtarel Aare, Pløse aroma Chas Schwa These rnastracts arena woad uØ me SIPC, Amen Rao Sacuraa (Sari Prong: The makolvabra la OAS saurms ham been otlaned. H ~dates Kam aratriaieenkee0.0~1idepodent 80~. The ~ay 01the pking is na 9allankta Harman, ~a a noMalta. TD Arrataao SI ~ode ORS ~son. titog nth ~Wet boll to quay ad undoSeng °Mt quay, The ARS ~MI a ~only ~hod% a itia 011~Ity and. an result mere Ca be ro assverce dal such WeUrleS Ca be WM unix one mat.cote. REGULATORY DISCLOSURES MI itansaceons aro raneci to p) ma consmubon. Net regulator's customs and usages Of me exchange or ~MI. and ila deatronouse. il any. on ~oh such tranatantra are oxecutal no ~eat lass. induIng &Nana's Act al 1933 and the Securees Ex 4 0. 1150 ad en orfonil and ort F an ono brochure that maxim mtormabon Oosolang FINRAD PWIc Cmcbsuro Program. please Contact FINRA at 830-289.9KM or www.linmag. The interest rato scan ter TO Amertrade Cash e taken from the applcage interest rate ear lor the Mader Value balance n the TO eMene8O0Cailh. as 01~ Bialemed closing date Simple rrecresi Is accrued dall/ based on the in:emuram ea applcablo to oach days balance. Financed Statement Notircation: The sidemen of Mandal ~dean lor TO Montracke ~table lace a year end may be deterred at no Coal. via the internee al Ma. ,Nwrattlysentrade.combinandalstatementlara. Option Assignmene: Mi don awry or on panes and some index wan popbens are amiable tor assignment Eamon assignment netani br ~Ty w index options are randomly alocated among all chants' short posnons by an automated procedie. Free Credit Balances (Rule 15c0.2 a 3): Under ma dent protection ndos. we may use troa Credit balance n your 4CCOunt n me Ordinary Came al our ~non which are parable To yOu on demand. Margin Accounts (Regulation 1): H you have a margin account. ara report e a combnaton et you margin ~cent ard a ~del memorandum accovit Tracing on ~ran poses OW:Ilion& risks and a not sutatlo tar all investors. A compact 1st of the nsks associated wall margin tracing is amiable in the maven rek disclosure clooment You may obtain a copy Of Iles document by contacting us al the number %Talon page one 01 your statement Payment lor Order Flow (SEC Rules 606 and 607): In some crcumstances. TO Arnartrado recruits compaasabon tor die are email ma Ma counter and toed ahoy order 1~ ea selected markets. Øs or dealers (Markel Centers') Ctrepensalion is in the torn d a per share cash payment. h adctuan. TO Amaerado also may wove compensate:in relaxed to the foreign ir ony ~hared COmpOnerit Otter. ..dials h Ideal SeCurilies frem Markel Censors oxanang such Wad We post ~nary reports di:donne the venues ler order maid woximon x ynnv.idarruitrado_com. A %satin cants avalalde tow ramost a is our pdicy. abSenl dem orders to the contrary. to sabot brokors. (bats, and marital makers bead On the Why to ~vole best ..ecybon and the history 01 meshing nice IrnpfeVealent cal markot orders. Paco improvement,: avanabloweder torten market condoms. and wo regular>, monitor executed. to lost lot such Improcoment a avalable. Tied, COMirmElOna (fluM100-10):MI con1rmalions we teremineCIOn the landtegn dale Tax»: Transactions in biegn sedurilieS (inChdne faction comnara AC" MN bade ntro U.S,) may include [aims and lees~ by to foreign Made», o governments. each may be redacted in the price al ire tawny Or changed as an :dependent sne item ~my Porky NollIkellon: A copy of the TD ~abed Ithear MACY is ~Peet el waviMamonyado.corn Cab.* SetallISS: The stocabon ol pond rodemponaa cab it donet rang a pro.~ bØ sesom. A ~crown el to proombros for callable sauntla Is nalabb on to ~Vie a hate copies are avaliell upontamest. In Case 01 anon, a ~Mons soul you E1K*OniC Fund Tranafere, pi/MS0 CO lad S at 1.2t066.9.390), ot n *rang to P.O. Box 2209. Omaha. NE 68103. or by email at dieMtervi:~105M0616.0e.COm The insamkelOn contained n your («ant statement shall be landng upon you it you da not otutel we've sock aidays lor any !candor of lords ~pot to lece.labon E, such as ATM and potetbob trarolas, done transactions. dual departs. and willairealt. We must hear from you ro later Man 60 day, ,her we sent you the FEST «moment on whin the error or problem appeared. (I) Tell us pv rend and account ranter (2) Omarm the ener of the tensor you are unsure abOUI. and oxplan as dearly as you can why you berme n Is an error or why you need mac inlormabon. (3) Ten us the Odle arrein of the ~Palederror. Wo sol invosig.to your complain and oft carat any error promptly. el we lake more than ID business cins lo do this. sewn wall your act unt br Me amount you INnk is in error. 10 that you wit have the uso ot the money dunng tho uno s takes us to carpet* ourinvestgaton. MR01500744 SDNY_GM_00011864 EFTA_001225 15

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 01/01/16 - 01/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Announcements: Direct deposit IS a convenient and easy way to add cash to your TD Ameritrade account. Make your money readily available for personal trading and investing. Visit tdameritrade.conVcashsenrices and sign up for direct deposit today. Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ 51.587.36 Margin Equity 0.01 $51,587.37 100.0% Prior Value $ - 51.586.92 0.01 551.586.93 Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD Closing Balance $ 0.00 page 1of 2 Period Change $ 0.44 50.44 Change Estimated Income Estimated Yield Portfolio Allocation $ 0.00 Income & Ex . ense Summa Reportable Income Dividends Interest Other Expense Interest Fees Other Non Reportable $ • YTD spiv Net $0.00 $0.00 CONFIDENTIAL $0.00 0.01% 0.0% IDA 100.0% Performance Summary Cost Basis As Of - 01/31/16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)r° Securities Received/(Deliverec)"° 0.00 'Tor cost-basis Information, refer to www.tdamerltrede.eom SDNY_GM_00011865 $0.22 (0.21)

Statement for Account # 867-730320 01/01/16 - 01/31/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 0.44 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover thAdencis). The year to date totals will accuratehr reflect your cumuSative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0113 Current Price Market Purchase Value Date Cost Average Basis Cost Gain(Loss) Unrealized Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - 50.01 50.01 $0.22 $(021) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date 01/01/16 Total Interest Income Balance $ 51,586.92 Number of Days 31 Interest Rate 010"; Interest Accrued $ 0.44 MTD Accrued $ 0.44 MID PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 01/29/16 01/29/16 Received Interest: Insured Deposit Account Closing Balance TD Bank NA $51,587.36 FDIC Insured Deposit Acccuit (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable knits and held by TO BaNc. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.44 $51,586.92 51,587.36 page 2 of 2 CONFIDENTIAL SDNY_GM_00011866 $51,587.36 EFTA_00I225 I 7

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011867

Terms and Conditions STATEMENT GUIDE nr.shrado prandes monthly Portfolio Report; lor accoums aim aciney and quarterly reports lc mac:ye accounts aim assets.. %Sal. Summery: Redd lid Current vela a your P00010 es or the 11904 dale and compares h to me peke nelneta The Meet illMetiOn irdcathe your pariah) divailfealion by investment type M.Mple dbcalcas undo 5%wi6 be grow:al No mo category et stew' d mo pc chart. Margin Emily - Total ACCOunl EquilATOtel Long Wejlnable Value • Taal Short Value) ActnIty Summary: The opening and dosing cash balances ago moon:led hae lor yea quick re,e.*ice At eceeuni achnty a surtinhanzal roe no cunoni paled and year to data Income 4. Expense Summary IncrvIRAs only): This sitcom delarv tub income and omens° totalt hem Me Activity Sumarry end dalstilles me lax treatment Robrement AccooM Summary (IRAs only): Ranee tro IRS regnatod transacoons for iho <wen ord Vet MPS. IRS Fenn 5498 lair marka value is based On the anent value as of December 31 ol mo previous yoar and and to furnished to tlaa Internal Revenue Same. Palomar.«Sunimary:Monnoi your annual portfolio perlormance arc, the vnealind gains and lassos for your luturo anastmom sootogy. Account Positions: Now your mostmoms a mo current Market vaho and corrparo the mend coal tO me weeks«, gains and lases n your palloh0 Original coal is ettigned using me nislae rimi-oul (FIFO) method. Mich assumes me Foal Shares you std We those yOu purchesd era the estimated irmostmont income2 and average cost per dure ate no:rayed for your rota/ace leie Mastpurchase dote is shown lor an relcelion 01 your holdig DOOM. Account Mildly: Al ettOwn alrnly i9 dearly defined. lated in WO Order. and «Slated in the doting cash balance. Trados ~ding SatInnint Conlirm yOur Maas traders with a thelliernere dale eller month Ø. Thoso transactions ‘,11 bo reflected n eie Account Stymy section now rnomh. Online Cash Services TramlictiOn Dall: Cash management irtinsections Mel cleared caging this mammas reporting pond. ndudng check. debit card and ATM actmb. are listed in dab) «del. Online Cash Services Summary: Crate ad deter transaction totals br mo carom Mailmen( rePOrtng anted we summarized. InOrnebal benthedernei are native:I rOuo to rounding adustments. tho abdomen, decals may not copal the stemma'stotals. re/babied Annul Income end Estimated Annual Wald values ere based upon Ihe number a slums owned or carom value balance az ol the stalemorn dale and the most recom cluidend 'eie a an yield rittrndal GENERAL INFORMATION 10 Mientrade does not provide legal or lax Mote Please cordial your legal ~sot or lax teCCOurnant when necessary. A8 a Standen, inekeby create. (Pane COrminehtins may be MOMS Stir Salty 0001101 and hansattion veilatin Purposes. For TO Amman, nomad, clews. your advisor hem Is sq>arato from and not attend MI TO Amernra6a. Inc. a TO Artutrado cleating, Inc.. and oath Ism is not responste la the PrOttxts end antes Ol the Ogler. Accwacy or Reports:II you find any errors or omissions in yew account statement you *Mold immediately call us et the [umber listed on page one Of your statement. You Mould also contact our Clearing rein, TD Ameritrads Clewing, Inc. el 800469-3900. Please renewtee stab:roam carcrnily. It you Osage,' with any transactors or il Mae ale any aids or omissions. obese redly a Client Services representelhe a yOur tat branch Cate. as wol as 10 Amarrado Cleareg. Inc. in wmrg satin ton (10) days of yaw rococo of this statiment. Any ore/ statements mal you hare mode to vs should be COMrnied in mitre; The statement will «henna beconsidered conanive Raise nary es promptly Ol any changes in your comae information. hareaCtions redated on your report wit be conehmhay dimmed atonale unless you nab TO Anwroadommodatob. Account Protection: Deposits told by TO Bank. N.A. ard TDB.* USA. N.A. aro toured by tie FDIC (401 covered by SIPC) up 10 5250.030. Limits are per attan ohmedthn per inialt4On. TO learn more about FDIC COMM. go tO +new SeastleS. indudng mutual lode, held in marl BrelMage ACCOunt are 401 SWIM Or oblgalions el. or guaranteed by. any bank. are not FOIChnsend. and involve investment mks. includrg posstle loss of printout. TO Amenvade is a member el the Securities Investor Praocton Corporation (51PCI. which aromas moonlit: =tamers of ds merrbers up lo 5500.000 $250.000 lot claims for cash). Explanatory brochure is available on nrqual at mew.diPa.ead. Adeltlionelly. TO Amanda presides each (lent 5149.5 ninon worth ol protection for SeCurilleS and 52 MIIOn 01 prOteelOn far cash °tomb SupOlemental coverage provided by London 'neuron th the event Ota brokerage Mammy. a dent may Melva etneents due tran the Wale in barroulticY and non SIPC. Sy:Sonia, coverage a pad out arter the trustee and SIPC payouts and Lida such coverage each aim is Wiled to a artilmod return of 5152 miliOn torn a trustee. SIPC and London insurers TM TO Anherilvaide applemental coverage has an aggregate ad cl 5500 ~Ion owl as austmors. This potty amides coverage loldsing Wastage insohency Bed does nOl proleCI (dam n)» in Medal value or me saunas' • investment th a money manta lund is not insured Or 9.leraMted by the Federal Depose Insurance Corporabon 'FDIC, a any once govormica agency. Although tro funds SNOW preserve the vats a your anhelmant al 51 03 per Mare. 4 is enable 10 lOse money by invested n a money martial Ø. Drnaleds we <leaped Daly end pactranunted monthly. Rio prospectus Damns Ms ard once important donators Reed the omens Prefab before imbuing. 140n-depteil investments herd by your brokor dealer are NOT FDIC thISURED t NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance' your bank depOsa ecotarril Or Ohba Cr your money matel mama' fund can to liquidamd on your order. and lite proceeds returned lo yew securees account or remillel bya Tax ~Mg: The antha tagal is na' eta acumen' You we men Form 1699 for armel tax reponrg n oxrplaate will IRS meranntais includes dadati mod drydends. capial gen. lame maned and sties proceeds' Some permerts ere subject lo reclenrailOn shin «I to minded ah e4:Wi d44 mans. Cod Basis: CostRans. to, lot and pedamance manna ad Gnistapa we allied ad conclxied by COI IMXPPORMED TD anortrode is not rtmOnebb la tie rekttity swarm el tie rtammcn TO Manic ad Is Intrmaton prays rPeaters, do not ~Mena loamy ddb Memnon and detapodled COI tiCCEPCEATED it 8 separate ~piny and ens, a114Ad win ID amebae), Margin and Options Account Agreements: Promptly adaso ID Montana n tuning of any change in your incoming cloccums a *drool seaman as they pertain to your (Mein Or 0014» MOWS 'greenhorns A Summery of commissionsad donee incurred win the execution til °peons wansacoons is ayalanks. Orin Malta Prton: the man hams cl mama ham b Waned. al arabbkh kom caddicn saga. ad other indeperident Ewan Vala We Weed On Me dosed iron me man bemoan the bd ad slug cows a other motixt. t enodd whoa satte am a chidden HMO OW indepliklent MM. the securty wiajazi lo bang rertedel Nan Prod efe) the el your a:adoMbar as Punta as ran MbaTinn ad me dora guarymoo mo scuracy et any scones Feces. Italgago bacfaxl posteasanwiluol gang We ranting butte Mg me wren mewl DM Paria rØ hakmanti my nOl moan mks proceeds. The sec day ~el la Colima:es ct Deposa (CDs) b gantaly loud and the eclat vabe (nag be alleen from the ~Ilse cite Asgillare loss et pine el may mail tom the sale ol a CD pØ to roomy. Bends adb Fred tam Saunas trade clammy mar awry scones and de na Wade an a mud ordwge. Ram. troy ease n me OTC Wes the COunitg ~and WM:~IdUararmiy nOt pla la nou »Wl >Sur Zeknakr to nu". Tro sib ot ba-ot pncr to ~sty may moll h a loss a primal Non Standard Assam (Waal ate hocaly marmot n droct partcpaton program :muftis paaerstips. knead Malty ccmpana. et red edamrearm,. bum cadmay pmts. promo muty. prUlle debt a Iddge Vets NS86 ere beta IMO ~Inca and do not irate en a al ma sauna echarigo a to Rama Shod< Molt The 'dues anen ha time mamma are ~Ad «Les caned lam news ~hods. nadro. bw na Pad ST indigent:lent appraisals. are progat. nor =at. anda Wed party tender alas tut hero boon provdod by to managorrcer. ~ram. antler spa-ar of ØIØ et by a thatum meal without independent malarial by ID Amoeba When may not (Oka me ;Mind ~ase mice. Ø marka nue a be .oabsd Limn lowdacri t an cevnosd value cam« bo establahod !Weigh Bese merhode. the bauen may be reflected as Nant'ited NV) Foe adapt deal mamma halation la Non.andard Ames. please coma Clan Sams. These rnermtres arena mad =Wild SPC Podia Rao Socurbm CARS-) Prong: me meet Nabs la OAS mums hno boon oaaned. nebtle. Korn Malden trekelOr We Magadan ~en Theecoray ol the prang is not garanical Ha maker mile cm eardsb. TO Arricrtrade MI an:ono0AS Øen. saug hb ccnadet boll tie quay ad undid/rig cm* quay. the »IS wurla is ~only Menaming aypdØy ant teti nut them an be ro (Myna mel such troCurleil cn to sold urea one ~se cottons. REGULATORY DISCLOSURES MI transactions aro abject to p) me consillubon. roes. regulations. customs and usages d the exchange or norkel. and as dearsignouse. it any. on Mich such trananlan ere amulet sti Ideal lass. indscIng the Saunters Act of 1933 and Ma Saunas #d iv in orf o nel Of% F an osto brochure Mat maxim irnonnabon desabng FINRAS PLtric Coscbsuro Program. please Contact FINRA at 830-289.9g99 Or www.finfaad. the interest rØ Men la TD Amortrade Cash a taken hom me appicatle intecostrato ser ter the Markel Value balance n the TO AMerbede Cash. as 01 the illtiblimern closing date Simple interest Is xcrusd dally based on the interest rate ea applicable toost days balance. Financial Statement Noillicallon: the mammon of Imancul condeen lor TO limontrado available twee a year and may te obtened al no cost. vie me internee el hm. ..Nwywittananivadacam.hnanciatiammani.html. Option Assignment Ali short aqua option posnons and some index canon positions are available Ice assignment Emarne assignment emcee for fluty or index options are ((Moray alocated among all clans' short posnons by an anamelod on:cease. Free Credit Balances (Rule 15c04 a 3): Under me mot protection nslos. we may use free Credit balances in Our account in me Ordinary course Ol our Wens which we payalde to you on demand. Margin Amounts (Regulation T): H you have a margin account. this report is a combnaton et your margin wawa ard e spada memorandum scoot« Tracing on merlin poses Monona, risks and a not sutatto lor all investors. A compact 1st of the risks associated with margin tracing is amiable in the man» rek disclosure document. YOu may obtain a copy Of Ms document by contacting us el Omnumber Isla, on page One Ol pur statement. Payment ler Order Flow (SEC Rules 606 and 60D: In some crcumstanen. TO Amordrado receives compassabon la Octane certain ar tibacounta and Isled alloy order flaw to selected mesas. brokers or dealers Mantel Corners') Canponselion is in the tom d a per share cash payment h adetton. TD Amon:adoalso may mew compensation related to the foreign currency Manner COmpOnerit Of tareadions in kneel SeCtrilies frpmMarkel Centers *among such nobs Wo post ward./ reports disclosing the venues ter order roving common at vnimadarrixeradecom Anatolcopyis avalatlis up:a rimiest. II is our policy. absent Pont °Mrs to the contrary. to soled boasts. (Inters, and market MMus tend On Ihe ebily to provide heel Mecutlon and the history col seeNrg price improvementoh markot omos. Pico mean:momis avanablouder mean market conceals. and weregular/1maula axacutan to test ler such improvement d avatar*. Trade COMirmallenti (Rule 1Ø10):M conIonalions am atiremilled On me Irtinslia0n dale non: Trantaolons in Meign 80OuritleS (indtand foreign renpanta ADM mat lise h ,I)0 U.S.) ray include taxes ard foes carped by to hegn maraca or governments. each may be redacted in ma price of IN) tawny or charged es an Independent sne item Plenty Perm NollIketion: A 0311y of IN> TO Amerind, Piney DOICY is Mnible el vnemblamarradocorn GSM* Saturnian The elocabon of portal !demoted or carts n Oone hang e croon Reny system. A dommtion el the procedas for SUM saunters is avoid:Mon to robes a hard copes are acanthi ØI 1. In Case Ol anon, a ("Jostens urbal pur EIMONC Fund Dander. please Canted us el 1.20) 669.3900. or in amp to P.O. Box 2209. Omaha. NE 68103. or by email at ClieM9eMkeKMXILIMegattle.COM The nOrmaton cOnlaned in your (Mani statement shell be aiming upon you il you do not °twat wthn may terndays lor any !candor ot lunds steams to Rcgdabon E. such as ATM and point ame :rarely& dead transachons. dirocl docauts. and sithensals We must hear from you ro later 'han 60 days ear we sein tat the FEST stasomen, on whinthe error or problem appeared, (I) Tell us har rend end account runt», (2) Doscrbo the error or the tanter you am unsure about. and explain as dearly as you can why you belay° ti is an error or why you need ewe inlormabon. (3) Ted us the Odlar anro.ini or the mended ono, Wo sal amosigato your complain and wit correct any error promptly. el we lake more Man ID business days 10 do this. sewll trail yaw swam br the amount you think is» era.MIMI you wll have tho use al the money dunng tho tmottakos us to corrglob our invostgaton. AMM 1500744 SDNY_GM_00011868

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ 51.587.77 Margin Equity 0.01 $51,587.78 100.0% Statement Reporting Period: 02/01/16 - 02/29/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Prior Value Period 00 Change Change Estimated Income Estimated Yield $ 51,58726 0.01 $ 0.41 50.41 $ - 0.01% 0.0% S51.587.37 $ 0.00 Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD Closing Balance $ 0.00 page 1of 2 Income & Ex . ense Summa Reportable Income Dividends Interest Other Expense Interest Fees Other Non Reportable S - YID spiv Net $0.00 $0.00 CONFIDENTIAL $0.00 Portfolio Allocation IDA 100.0% Performance Summary Cost Basis As Of - 02/2W16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)T ° Securities Received/(Delivered)"° 0.00 'Tor cost-basis Information. refer to www.tdamerltrade.eom SONY_GM_00011869 $0.22 (0.21) EFTA_00122520

Statement for Account # 867-730320 02 01 16 - 02 29 16 Income Summary Detail' Description IDA Interest $ 0.41 $ 0.85 Current Year to Date 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover divdends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0109 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalniLoss) Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date Balance 02/01/16 $ 51,587.36 Total Interest Income Number of Days 29 Interest Rate 0100 Interest Accrued $ 0.41 RETD Accrued $ 0.41 MTh PAID $ 0.41 $0.41 Insured Deposit Account Activity Date Check Cleared Number Opening Balance 02/29/16 Date Written Transaction Description 02/29/16 Received Interest: Insured Deposit Account Tracking Code Expense Code Amount Balance $ 0.41 $51,587.36 51,587.77 Closing Balance TD Bank NA $51,587.77 FDIC Insured Deposit Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable knits and held by TO Bank. N.A.. or TD Bank USA. NA. or both. The IDA balances are coveted by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 of 2 CONFIDENTIAL SDNY_GM_00011870 $51,587.77 EF1'A_110122521

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011871 EFTA_00 197599

Terms and Conditions STATEMENT GUIDE nr.t.yado modes monthly Portfolio Steppes lot accoums with act/wry and quanerly /coons ce 194C1.10 accounts with assets.. Portfolio Summary: Teacart On Current value d your 000010 as Of the rep04 dale and compares/Ito the prior month.: The anal MCCaliOn Weal" yOur pOrd010 divenantilion by investment type Whole Slocatens under 5% ail be grouped into the category of comer in the pie chart. Margin Emily - Total Accourn Eguit0Tmal Long ?Attainable Value • Total Short Value) Activity Summary: The opening and dosing casts balances we reconcled hue ter yew quid fONfOlC* Al account acunty is summated for the currant period and yea to date_ Income a Expense Summary inon4FIAs only): This section dame the income and evens. 40[03 from a. Ali ily Sunman and Clabalin MO lax Irealnient Retirement Account Summary (IRAs only): Review Ire IRS resulatod transactions for the (wart and mi. yew, IRS Fenn 5198 fail Marl* value is based On Ire anent value as of Docomeer 31 of the previous year and wit to furrishod toto Internal Revenue Scow/. Performance Summary:Monitor your annual portfolio performance and lie vcrealized gains and losses or your Mute neestrnom strategy. Account Poalbona: New you mostmems al the current market vat.* and corrparo the ongnd cost to see weelikled gains and losses n your WINO Original cost is assigned using the Hester. OfSI-Oul (FIFO) method. Mich assumes the Oral shares yOu set ale those you pi-tanned Hest. The estimated orrostment income2 and average cost per shore are doplayed for your /enemas Rho attest purchase War is shown tor an ideation of you Inking Ped0d). McCord Oath*: Al stem" actMly is dear,/ defiled. toted in date OM*, and minded n the Cbtirg Cash balance. Trades Pending SOttlainant: Contlrm yOur <nettled Wades WM a settlement dale Mier month end. Rose transactionsel be collected n me Account Actmiy sexton nod norm Orlin* Cash Senritais TrensiictiOn Detail: Cash management InnattiOnS that cleared during lets statement mooning mood. ndudng check. debit card and ATM actuity. are hued in date Cede.. thane Cash Services Summary: Credo arid deed transaction totals or the axiom statement retnang 00006 be summarized. IndMtkel Venetia*e are notlisted. roue to rounding aegustments. me %moment deals may not coal the statement totals. Mt:baled Antral Income and Esarriated Annual Yield values a e based upon the number of shwas craned or astern value balancer as of the stateroom dale and to most recta dradond rale or Cash sled pkMdr/4 GENERAL INFORMATION 70 Mientrade does not provide legal or lax wince. Pleas* consul you legal adveor or lax aCCOurall when raKtPlory. AS s illanded inOssby matte. IMMO COneenWern May Oe rethrtirel Mr Sally control and transadiOn veernalth Dement. For 70 Amino -ado nsobsionol clews. your adveor him is separate from and not satiated huh TO Amentrade. Inc. a TO Arra:loran Owing. Inc., and oath Irm is not responsble la the prOttels and antes ol the whet Accuracyof Reports:II you find any errors or omissions In your account statement you Mould immediately call us at the numeric listed on page one of your statement You Mould also contact our Clewing Fern, TO Anieflinade Clewing, Inc. al 8®469-3900. Please mem too =thorn careally. If you Smarm with any transaction. or nl Mom ate any <WM a omissions. Anse nobly a Client Services repieSeratithe a you local Wind, edge. as wol as 10 Amaidado Cleatro, Inc. In wrong ethn ten (10) days of yea moot of this staltment Any wed statements Mal you hem made to us shad be CONinned in voilng The statement will triennia be considered conctsive Please Wry es promptly 01 any charges in you COntaa information. TranallthoM redecled n your rthort wit be conclamtly doomed accuratounloss you cooly TO Amettrado tweet*. Account Protection: Deposits hold by TO Sank. NA and TDB.* USA. N,A. are insured by he FDIC Val Covered by SIPC) up 10 5250.000. LimilS ale per actounl Ornfirth0 per inialutlen. TO learn mole about FDIC Coverage p0 t0 awe IdCgOv. Sautes. indudng Mutual fend, held in your Erelleage Account are 401 deposits Or 0010all3n$ Of. Of guaranteed by. any bank. are not FOlt insured. and invoke investment inks. includng posstle loss ol princpal. TD Mercado is a member ol the Securities Investor Protection Corporation (SIPC'). which protects scorches customers of its mothers up lo 5600.000 (incholing 5260.000 lot donna for cash). Exploratory brochure is available on request at wemoiPn.eirg. Ackationtly. TO Antennae* prOnefaS (nth Cleat $149.5 trillion worth Of prolectlon for securities and $2 melon 01 preteglein fOr cash trough SupOleMental overage provided by London Maurine h the *Wen 01a brokerage insularity. a dent may receive amcwts due from the truslee in boltrePtcY and men SIPC. Simoktwomal coverage es pad out after the trustee and SIPC payouts and color such coverage each clone is limited to a combrod return of 5152 miliOn Iron a trustee. SIPC and London insurers The TO froneritrade Preekmental coverage has an aggregate Imo GI 4600 motion oar at customers. This potty precedes Coverage Ion:ming brokerage insolvency and does nOlprolegl again loss in market vatte of me mourners investnen1 ti a money model lurid is not Mewed Or guaranteed by the Federal Depose Iresuranar Cameroon (FDIC' a any other or:nommen agency. Although the funds Beek 10 preserve the valle et your snanlment al S 00 per share. it is pOstibb 10 lOse money by investng n a money market fund. DMilerds are declared daly and poctresnonted monthly. The prospcchd cartons this and Woe important riormsion Read the prospectus Oirekily Wore Meting. NOndepesil investments held by your a akar dealer arc NOT FDIC INISURED f NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance it your bank deposit aCCO.MI Or Shares d Who money Markel AVIA4P arid can to liqudated on your order, and Its proceeds retuned to yam manes amount or remitted 10 year Tax RepOrirg: The WWI) moon a Malin detente You w5 receke Fenn 1099 for trod tax ntairg n complake wan IRS isessoTalls Includes goatee reefed. dridends. captal Oahe. Wee Xefelted. and Ode, 0 ,0000041. Some Wan* are subject lo reclassnCelen .tier Mite mental on otstment tar moons Cost Sash: Oztaasts. tan lot and patron restoring and DonskorPo are MOUS and coxing' by COI IMDCMPORATED TD Avertene is net mooing* lo to And*/ or suitay el to rtammon To fr mentalo and Os hternalon providers Clentnin, do not ouninteete Emmy Of Me inkiwelon anti date paled. COINCCOPYIATEDIS a e(p/0310 Orpany and end tilted wlb ID implode Margin and Options Account Agreements: Prorrpift anMso ID Amentrade n ening of wry change tn your investment Maxitros or anarcial striation as they wain to your margin Co OplOns accOunt agreements A summary of commissions and charge, incurred won me execution ol aeons nansacand is ayalable. Currant Melat Moos: The melon seam d scones ham bon Waned, it avaittskr. tram delaka antes and Other idepoxtert sane Yak" we based On me do." free. me moth batmen me bid an also FOCOS. a ether make. I no racket %clues /alto bow a cp4alocn Hot* c OW independent *WO). I've Meaty iS UAW I0 being oiled& Non.Prcei CRP). lliescludons on your catidomport am prowled as goon Marmon an wo obrci guarantee to scum/dam scones pmts. Ilogago backed pardons are dead yang me hmanng Wine and tie wren meta coke Pandit fecal %Morons may net mown mks prococch. The se nary maim la Cathay: or Deposes (CDs) is gowaly loud and the °dud vas may be (Mewl from me pesthole fete AsOnTart loss cf phxel may roati too the sale aI a CD prof b roasts Bodo tab Rod tom, Seam as trade Weronvy etas awry amnia and dons wade on a dud oxthongo. Perna. may ram n me OTC Wes Mecounter, markt( and ton at Nutty may nd WO to Au MOM KM 00eaa pea to musty. The sate ottcnt ono ea mahatmas molt n a loss d panel. Non Standard Awes (PISAI aro typcaly trramments n arms partcpson program sturbw potrosten. Imood taffy complus. en red water ruminant torn cownnty pmts. male <duty. made debt or hedge kricb. We ere WW1, 1135 imealmths and do net lode on a Mead stunts octane* a to Nasdaq Stock Malt. Thowlues down kr more niooIt are Simi& ming denied horn *rime methods hdocfro, but not kited Iry independent approvals the pro:calls cm =ctn. ono' turd party tender diets out an bean provided by tag moragorroy othwydroix. ado spoyor d each mown on by a thrdpaty vonci Mind independent weIcatim by ID kneehole. Values may not MINX lee clonal unhase thee. wool matt vlue a be roabed cpcn kudason C an a:faunal warm cm. be woothed trough test methods, de olutifal May be reflected as NOnOited (UFO Fa addlOW decal tcpwartg wanton kr NmStardand Owes. plowe aortal Clan Sondem niece matrons wont orand undo to SIPC. Auden Rao Saudi= CARS') Prong: The motetv:4mIt OAS scounos too bon Waned. H matte. Korn grOtakn maces or Wei iniepeoleve susce. The tarty al the eking iS not surmised Ha market oat bra adabb, TD knotrade MI prise to OAS palming:no rib condom= boll tie loudly and meeting cm* gusty, The MS racket is wronly enNininCirgi a leak Oficrilty and. tea soul, mere an be re ammoMal loth eeturtieS am to son unix once males co lines. REGULATORY DISCLOSURES AI Wansostions aro abject to ti) me constitution. riles. regulations. customs and usages d the exchange or market, and as deamonouse. it any, on Mich such bantudens are executed: pit federal lass. inducing me Socunnes Am of 1933 and the S«urins er • aa "n ip ° ENFIR M Ex in /as and F an eeio brochure That indicts information demoting SINRAs Pitic Disclosure Program. please Conlacl FINRA at 030-289.9999 or wnwlinns00. The interest rate Yam to TO Ameafade Cash a taken from the opptcab(e impostrate ter for the Markel Value Waive n me TO Amertrade Garth. as 01 the illalemeM closing date Simple interest is acruad daily baled on the interest fato ter applicable to each days balance. Financial Statement Notification: The statement ol hnancul condeen for TO limontrade avalable wince a year and may be obtarkel al no cost vie the internal al May:Awyrttclomentradocombnancithiatementlittn. Option Assignment At short cowry spoon peenons and some .odor option potions are MUNNle tor asstymeM Exercise assignment traces for <Ivey of riles options are randomly alocaled among adorns' shoo posoons by an automated proceekve. Free Credit Balances (Rule IS:34 II 3): Under me Mont protection mt. we may use tree Credit balances in your *COMM in PO Ordinary Coursed our bosons which are payable to yOu on demand. Margin Amounts (Regulation 7):11 you have a margin account, this reports a combnoten of YOur Margin sothent and a Vaal memorandum account Tradng on marlin poses adthional risks and es not subtle ter all investors. A combo lot of the asks associated woo margin begot; is amiable in the margn Mk disclosure otemhent. You may obtain a copy Of Iris document by omitting us al Me rumba fated on page One 01 your statement. Payment for Order Row (SEC Rules 606 and 607): In some crcumslances. TO Arnow- ado recorrod componaton la droceng canon ovcrthecounta and tsted whiny order acre to selected markets, brooms or dealers (Slade Centers1. Citileensalion is in the tom Of a per shorts cash payment. In adotoon. TO Amatrade also may roomer compensator, related to the foreign curenry exchange component Of tranatrabris in WOO securities horn Markel Cantle ozocutng such rubs. We post caartcar repots disclosing the vorrues for order rococo ezecurson at winvidarnertradocony Amino" copy is avalatle Limn request. is our ploy. absent nerd orders to the contrary. to select brokers. deal rs. and market makers tossed On Me abilly to movde best Pecutlon and lie history Of seders; pun improvementon modal orders. Pnce improverrom is avanoblo thaw canon market condoms. and wo regular/1manta executens to test tor sorb impmoment tl avalable. Tilde COMirmistiOna (Rule 100-10):All cordrmalkins ale Paremilled On tie InansittiOn Tom: Trantuclons in kronen semolina (indulng foreign torPanY ADM tlal 116* in me U.S,) moy include taxes and fees charged by tie foreign maker or governments. Mich may be Reacted in the Moe ol Me security or charged es an inspect/Mt One item Pitney Poky Nolleadon: A copy of the TD Amoebae* Privacy DOIcY is Meth* at wave.blamecaadecorn COO* Seamans: The slot:non el portal reoemtonsa cant it done tong a prowls keen system. A descnoton ol the pro:oases tor Stable saunters is avalablo an to rebate a hale copies we available up:new-mi. In Case 01 enOnS a csentions *Out your EIK*OniC Fund Dander. ettrase CO lett s al 7600669.3900, or in ening to P.O. Box 2209. Omaha. NE 68103. or by email at dietkovklistbldbMilneade.COm The inkinhaton cOnlaksed in your acCosn sidemen shall Our lanSing upon you it you do nth 01:10c1 wthn sub, lelldays for any transfer of lurch stbect to Andabon E, such as ATM and pod-stelae trardIces, debit transactions, direct dopapts. and with...nib WO Must hew from you no later Man 60 days after we sent 'Mr the FAST statement on which the error or problem appeared, (I) Tell us yOur ems and account renter (2) Doscrtothe error or tho transfer you aro unsure about, and replan as deafly as you can why you beam it is an error or thy you need mac inhumation. (3) Tell us Pie dollar amount of the eanokted error. Wo will invostgort your complaim and MI correct any error promptly. If we lake more than ID business days to 00 Iris. we wit creel your acctunt for tie amount yOu think is n error. nmat youwit have to use of the moneydonna the in* c takes us to compote ourinvestigators. AVM ISO 07na SDNY_GM_00011872 EFTA_00122523

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC POEM 2209 OMAHA. NE 68103-2209 TD Amen:rade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ 51.588.21 0.01 $51,588.22 Statement Reporting Period: 03/01/16 - 03/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Prior Value Period Change Change Estimated Income Estimated Yield - $ $ - 51.587.77 0.44 0.01% 0.01 $51,587.78 50.44 $0.00 0.0% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD Income & Ex• ense Summar Reportable Non Reportable Income Dividends - S - Interest Other Expense Interest Fees Other Net Closing Balance $ 0.00 page 1 of 3 $0.00 $0.00 $0.00 CONFIDENTIAL Portfolio Allocation IDA 100.0% Performance Summary $ YTD Cost Basis As Of - 03/31/16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)YM Income/(Expense)"° Securities Received/(Delivered)r° $0.22 (0.21) 0.00 $0.00 "For cost-basis Information, refer to www.tdamerltrade.com SDNY_GM_00011873 EFTA_00122524

Statement for Account # 867-730320 03/01/16 - 03/31/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 1.29 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can Include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0076 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized Gain(Loss) Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured De . osit Account Interest Credited Begin Date 03/01/16 Balance $ 51,587.77 Total Interest Income Number of Days 31 Interest Rate 00100 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Cleared Number Opening Balance Date Written Transaction Description 03/31/16 03/31/16 Received Interest: Insured Deposit Account Tracking Code Expense Code Amount Balance $ 0.44 $51,587.77 51,588.21 Closing Balance TD Bank NA $51,588.21 FDIC Insured Deposit Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to appecable emits and held by TD Sank. N.A.. or TO Sank USA. NA.. or both. The IDA balances are not covered by the Secunues Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 o13 CONFIDENTIAL SDNY_GM_00011874 $51,588.21 EFTA_00122525

Statement for Account # 867-730320 03/01/16 - 03/31/16 Important Information FINRA INFORMATION Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to request disclosable background information on any licensed broker or broker-dealer. To call the hotline. dial 1-800-289-9999. FINRA also maintains an Internet web site where investors may obtain useful information concerning FINRA policies, procedures and services. The web site can be accessed at www.finra.org. Additionally. FINRA has a brochure which describes the investor education and protection program. You may request this brochure either through the FINRA web site or by calling the toll-tree public disclosure hotline. BREAKPOINTS Certain purchases of Class A Mutual Funds may be eligible for a breakpoint discount on the sales charge. To leam more about breakpoint discounts, go to httpliwww.finra.org/industry/issuestbreakpoints page 3 of 3 CONFIDENTIAL SDNY_GM_00011875 EFTA_00I 22526

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011876

Terms and Conditions STATEMENT GUIDE It. /co mad° provides merely Poi&too Reports lor accoums win acvaty and quanetly repass Cc mac: fro accounts win assets.. Portfolio Summery: Track* Ihe current value Of >nu! 000010 as Of the n>pOd dale end corparert M to me por month? The Mad allOtalion Meeta your patI010 dh*s4ioalion by investment type M.Mple Monahan undo 5% we be grouped into thecategory ei "Ctrs" in the pa chart. Margin Emily - Total Account Eftwayfroad Long larvainable Value • Total Short Value) Activity Summary: The opening and dosing cash balances are reconcred sae lor you grace toprente Al account actmly is summonsed lor me current period and year to date. Income a Expense Summary (nondliAs only): Pus section doom tm income at Owens° maait from de Anthill, Summary end &unities the tax treatment Permanent Account Summary (IRAs only): Renee Oro IRS resulted transasons for the tatert ad pia years. IRS FPO) S498 lair market value is based on the current value as of Decanter 31 ate prowous yaw and rml be furnished to rho Interna Revenue Sconce, Pedonnance Summary:Moons your annual portfolio pedamance end Poe unrealized gains end losses br your Arturo reesbnord strategy. Account Positions: Now you rnostmoms m Ine current massa vat»and carman> the nominal cost to see rmteelfzed gains and losses ei your Dalian Original cal is assigned using he anion arstout (FIFO) method, Mich adorns) the arst shares >Ou set ace goose you purchased era. lbo estimated ravostmard encome2 and average cost per skire are displayed br your /defence the odest purchase date barmen /Or an nclartion 01 you hating veiled;. AOCOunt Activity: Al account eclirily is Hering defiled. lotted in Wee Order. end reneged n the doting cash balance. Trade* ~ding Untended: Confirm you ...died traders with e settlement date abet month ond. Title transactionstort be reflected ri me Account Amity =coon nest mom Online Cash Services TransactiOn OHM: Cash management uansection Mel cleared casing ass statanom reporting ponod. ndudng check. dean card and ATM actmb. are listed in dato Oda Online Cash Services Summary: Croft and debt transaction totals lor to carom SLIIIIMPIt tendon pinedea summarized. Indhiciod Vaned**. ere Masted. roue to rounding adustments. the stamen' decals may not equal the statement totals. tainted Anrwal Income end Ennead Annual Yield values are based upon Ihe numb" d shares owned or carom value balance, as of the stalemom data arm me most rocoM &adorn role a cash need provided GENERAL INFORMATION 10 Omen:raft does riot made legal or lax ante. Please consul, your legal advaor or lax 1SCOunlant whOn necessary. A8 0 910Mó0 inClisby paned panne nOteeMalrms may be records by dually OOMMI and Uansedion vedkalrm OurpOste. For TO Ammo -ado nsehoonal Pere. your advaor him is separate from and not aittialed we TO Arontrade. Inc. a TO Armxtrado Oolong, Inc.. and oath Om is nal rosponsble la the Wends end tonnes of he Men. Markey of Reports:II you find any errors or omissions In your account statement you "could immediately cell us et the nzenber listed m page One of your statement. You Mould also contact our Clearing Tern, TD Ameritrade Clearing, Inc. al 800469-9900. Please torten the sialoment carctily. If you cesagroo sub any transactor), or el them are any eras a ortssiovs, please notify a Client Services inieseMalke a you tar Ninon Ott as wel as 10 Amairado Cban-g. Inc. in wmrg ^Mtn ton (10) days of yeas mope ot this statement Any cud shitements Mel you hire made to us shard be Confirmed in voting The statement will Wont» be continued concbaho. Please noley vs promptly 01 any changes in your tented if‘000131;00. Toareacabed Miele* on your rcpon wil be conned/way claimed accurato unless you nobly TO Anwerado immodesty. Account Protection: Deposits Feld by TO Bank. N.A. and TD Dank USA. N,A.. aro inured by Me FDIC COI Covered by SIPC) Up 10 $250.000. LImils ate per ramrod ormereilti per insblunon. To learn more about FDIC coverage go to +am 101C40v. Smalles. indudng mutual Node, held in your &Often") Account are 401 depOIJIS Or °Olga:ions of. or guaranteed by. any bank. are not FOICinsered. and invoke investment mks. indudrg possdie loss el princpal. TD Amentade is a member ol the &corm*: Invest« Probcten Corporation (SIPC). which protects secunbes °stomas of ds members up to 5500.000 (ncasling $250.000 lor claims tor cash). Explanatory brochure is available on requeel al woomsiperig. Additionatly. TO Mnerillade provided each Paf $149.5 ninon worm of prolectlon tor securities and 92 Mon 01 pg009C1Kin tor cash Ihrcogh SupOlemenial coverage intoned by London Mourns ti he even 01a broken°e ineolancy, a diem may oneiveamcants due from the none in bankruntcY and than SIPC, Seponbenial covomin is pad oul stier me trustoe and SIPC payouts and under such coverage each clam is limited to a ambned return 04 SIS2 million loom e puste. SIPC and London insurers The TO Aneedlrade Stippleteental coverage has an aggregate Intl of $500 muon over all customers. This potty provides Overage Inning bic dmige innhancy and does nOI MAKI Spine Ina in moan vete or me secure= An investment el a money ~OM lund it not mauled Of garareeed by he Federal Depose Insurance Corporation (FOCI a any *Ma grmarnrrica agency. Although the funds Beek 10 ammo the rahs a yOur inn/amen" al St p0 plu sham. i1 b datable 10 lose money by invasion in a money market fund. (Waled. are <leaved day end padvernrmstod monthly. The prospectus =mans Ms and other important rib:mama Reed the ',manna arretent Wore ~Ong NOn-dobanil invidilmode hen by you' bokor.dealer are NOT FDIC NSURED f NOT BANK GUARANTEED' MAY LOSE VALUE, The Sam» ko your bank deposit aCCO.MI of shares Ct your money Markel mama and can be lopidated on your order, and We proceeds redurnad lo yeas saunas anon, or remitted MyOu Tax Riporing: The undo, own is Maim «Coma« You wet waste Form 10095, anal tax twain is Darner*, erth IRS recralrmails Includes =gab Mama cludent. taptal OW. Lune valsi. and sees proceechl Sane patmerts ate Pubjed 10 redeasfitann On, tali to reheard an alzoccacet las inns Cost Oasis: Ora Basis. tax /at and Women= mooring and Gan:keeps at Wood axl ~sled b/ COI NOCFOOROTED 11) reiranda is net dipOrione lo tie eetorSey entertya M rtamdasn. to lno sado and es merman pears yFr:hters1 do not ~Mee Pie stony Of tbeinecmWonard dek abided COI NCCMPCMATED 'a a 8(pM31.9 ~piny and and +Inked win 1Damertmcle Margin and Options Account Agreements: Primp", adnsoll) Amentrade to voting ot any auntie in your investment con:tuns a normal striation as they wain to your neon^ Or OglonS ecowen agreeneenis A summary of commissions and charge incurred was me «mom of °peons transaceons is °ratable. One Mahal Pdcos: the malts. vogues 01 scones ham beta Waned. tt am bt Korn QX1tfrn saga. ad Other inkperident sons Wives we booed On the dorms arm. Me ran barmen me bd and slug ens a alter nanat. t na read valuers salable how a chidden brat> 6 Otte indenodeni sane. tee acuity is oiled b Wong ~Al art Noe Pion OP) The volunaas an your ~do risen are prowled as penned nano, at no do no guaramoo to scum:van scenes arms ~gage boded postbos are wItwel rang Uw remanng bunco and ale cunsi make, MCP Porticrio moat teksSOM8 fhb not reaccer mks prone**, The e=iday mad la Cats. et Depot (CUs) es gencraly 4oud and the ackul fan met be diterert von me panast arm ~S O% Cl anermi may molt tan the sale cd a CO pear to misty Brit web. Rat Worm Securbas bade deaconry that cosy saunas and dons vas cr. a Mad ~go. Rama. may vale n me OTC Orb erecounter: nwlut end alFdatloudymtyrp met la Mu »sep OS PcolenPb to nosey. le sale d ten pia to mauty may rood n a leas cl pritpal. Non Standard Amato (LASAI are hocaly netmes el prod pancyaan program noun= goolxfstml.leneodtablityccmpana. er red estate moron truss,. coorneaty peels. pmele <duty. aisle debt a hedge krds. NSA6 we bottlb houd tcheeitneds tr.' do not Pan en a nscn.1 sownea eigengo a to Nasdaq Stock Mods. lFe nalues sedan larvae mostrants are ~wed inn cooked ham wear/ meMOOk hcioarn bon nol ended Ia independani appraisals. to pro731C: not =ob. ander tad portende atom tot ham own added by ale mrmagomov. storm's:* ander soya er oath awn er by and dry ~do Mhos in<Stbendent ~Galen b/ 11) Ar stade. Values me/ nd Mk« Ine agnal inclose pica. swat rake idue a be seabed yaw let.rdalcn t an asman value cannot be eslattlehod trough tees methods. Pie Marten mat be reelected es NOmPoted (MP) Foe addend Octal mpaiong ~von lor ~Stardaml Ana, please carrot Oat Sons mesa mastrats arena waxed undo to SIPC. Aldo, Rao Sauna (NASD Prong: The motet~ la OAS scats= hao been taloned. atebtle. tom qu otas,, ere kees or °ter ~patent ~ea The way ol te offing a nol gambol Ha mead term sit mattes WO arrcende oil omen OAS pals. slog 4110 ~dorm, boll tie quay 3,0 undotpig crock quay. Te OAS market is currenly OPerandrig aeddigldyad. Ca ~A lure an bene estrate Col sucheecurtes an be sod unite on mad cottons. REGULATORY DISCLOSURES MI bonsaceons aro object to 10 me constitution. Na, regulator's. customs and usages d the exchange Of ~Mi. and iN deationouse. d any. on Mich such transactions ere executed to federal Oies. endui r ng me Secunbes Act ot 1903 and the S«urtes EA V=in ounii D f o nd etion a d Oro For an investor brochure bal incbcles intormabon dosotong FINRA's MAW Disclosure Pmetam. please Contact FINRA a IMO-289499g Of ‘emw.firmOrg. 'ho interest rato aeon tor TO Amerind@ Can is Oaken from the appleade interest rate ter for tne Markel Value balance ri the TO Amereede Garth. as 01 the illatemed closing date Simple merest es accrued doer based on the interest rate ea applicable to each days balance. Financed Statement Nalfroation: The stammare of bnancul cotton lor TO 'nomad* es ~table Woe a year and may be annexe am no coal. vie Me Mooned at innkwroticernenoadoconvimanciabiaiemoniberN. Option Assignment: MI short cony option pangs and some index option positions are ~table Poe assignment Exert« assignment races for fluty or rides options are randomly alocaled among all chards' shin poster by an au/amain: orcceOso. Free Credit Balances (Rule 1544 4 3): Under me dent protection rubs, wo may use tree Credit balances ei your ~OM in Pie ordinary COurSe 01 our brans whkh are payable to yOu on demand. Margin Amounts tRegulatten T>: M you have a margin account. this report is aeon :noun of Woo margin actoent rinf a special memorandum account Tradng on maren poses eddlional risks and is not swarm lor all investors. A enrolee° hel ot the risks associated with meigin tracing is evalable in Poe Marg.] rak disclosure deCument You may obtain a copy a lets document by pomading us el thenumber asled,, Page one 01 your statement. Payment lor Order Flow (SEC Rules 606 and 607): In some creumaances. TO Arnetnrado recente compattabon la dretarg tenon owyeroetounta and toed equity order lbw to selected mantas. baths a dealers (Mantel Centers) Ciarmensalion is in Poe torn of a per share cash payment_ es adeelon. TD Omar:ado also may memo componsawn related to the foreign arren/ exchange COmporent Of tren38CtiOns n latign seCurilies Iran Markel Calera moo/Ong such Was. We post coaromy reports discburg the venues lot order roterg oxecuroon at emmtarnavadocom Asnar copy is avalatle upon regret. 11 es our petty. absent pont orders to the contrary. to select Moans. doalers. and market MAWS tend on he abilke to 'rode best etecdon and the /salary 01 ~Mg Cite improvementen market orders. Pena improvement+, avanablourder carton market conditions, and we regular>, manta executrms to lost lot such improroment d amiable. Trade COnlirmetiOnt (Rue* lob -10):M' contrmalions are Paternal.* On Inn IraistaiOn dale. Tam: Transactions in radon srmurilies (incliOng foreign znalb AC" OW Kade in the U.S,) may include taxes at fees charged by tie taegn maneau or governments, oath may be Neededin the price 01 he smutty Of charged han *dependent Ine den Pram" POlky NollIkallont A teeny of he TO Amoroso:ha piney Pony is anntodo al wanklamairadopcm Cable Sommities: The elocabon of penal redemptions a calls le done yang a pronrta loamy totem. A downtown el te proormses for Site &reunites is saldobon te awes ce hare copes are available upon feepor.i. In Case 01 en0n3 ce CsieStnna aspil yaw Eettonic Fund Trent/era. pee COnIttl us al 1660.669.39CP os in twang to P.O. Box 2209, Omaha. NE 68103. or by email at dieMeenk*MaldarnettildetOm The ~warm cOnldreed in your anvil statement shall be bndng upon you it you do not Sorel wthn way NM days lor any !candor ot lulls waded to Regulation E, such as ATM and pain *Uwe Psalm, den transactions. direct departs. and feithdrimal$ We Must heer from you ro later Man 60 days ear we sein you roe FIRST statement on whch the error or problem appeared, (I) Tell us war ~Wand account finer (2) Doserto the error of the mender you arc unsure about. and oxplan as dear/4 as you can why you bolaio t1 is an error or why you nood mote inlormation. (3) Tell us Me data argot of the suspectedergot Wo for foveae's* your complain and wil carnet any error promptly. el wo lake more than ID business days 10 do INs. wewll renal your eccOuM br me amoral yOu think is in error. so~ you wil have ere use al the money dunng mo imaged= us to corrals* our ineastgawn. »MONO 0114 SDNY_GM_00011877 EFTA_00122528

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 04/01/16 - 04/30/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Announcements: Our ongoing ellen to serve you better has paid off: were No. 1 in 5 categories in the Barron's 2016 Online Broker Survey. To learn more. go to tdameritrade.conVaccolades. Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value Prior Value Period Change Change Estimated Income Estimated Yield $ $ $ $ - 51.588.63 51,588.21 0.42 0.01% 0.01 0.01 $41,588.64 S51,588.22 50.42 $ 0.00 0.0% Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 YTD Closing Balance $ 0.00 page 1 of 2 Income & Ex r ense Summa Reportable Non Reportable Income Dividends $ • Interest Other Expense Interest Fees Other $0.00 Net $0.00 $0.00 CONFIDENTIAL YTD S $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 04;30;16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)YM Income/(Expense)n° Securities Received/(Delivered)r° 0.00 ••For cost-beats Information, refer to www.tdamerltrede.eom SDNY_GM_00011878 $0.22 (0.21) EFTA_00122529

Statement for Account # 867-730320 04/01/16 - 04/30/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.42 $ 1.71 'This section displays anent and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a premiss tax year (spillover dividends). The year to date Iota's will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0061 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized QM Loss Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date 04/01/16 Balance $ 51.588.21 Total Interest Income Number of Days 33 Interest Rate 3 0100 Interest Accrued $ 0.42 MTD Accrued $ 0.42 MTh PAID $ 0.42 $0A2 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 04/29/16 04/29/16 Received Interest: Insured Deposit Account Closing Balance TD Bank NA $51,588.63 FDIC Insured Depose Account (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable emits and held by TO Bart N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.42 $51,588.21 51,588.63 page 2 of 2 CONFIDENTIAL SDNY_GM_00011879 $51,588.63 EFTA_00122530

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011880 EFTA_00122531

Terms and Conditions STATEMENT GUIDE IL: Ar.rir ado provides morally Porddeo Reports lor accoums huh acvary and quadedy repass 'a mud .re accounts non assets.. Patton. Summary: Dada he Current value d your 000010 es 01 the reps dale and compares Mto itie prior monlh.s The aasai enaliOn Medea your parkin divendealion by investment type Whale abmwers under 5% mil be grouped into Macategory eI rooier en the pm chart. Margin Emily - Tote/ AccouM ErluilsCITOMI Lang littrainaMe Value • Total Short Value) Activity Summary: Inc opening and dosing cash balances are reconciee hue lor yaw quick re!egeice accum actmty es summansed lor me current period and yea to data_ income a Expense Summary inervIRAs only): This sec an dolalt tom Income and omens° tOtaH from te Activity Summary and darnirem the lax irealMent Renamed Account Summary (IRAs only): Roma tie IRS rog.Iad transaceons for Mc anent and ma yews IRS Form 6498 lair mark* value is based On the current value as of December 31 ot Me previous low and ent be furnished to to Internal Revenue Serowe. Porkenance Summary:Monism your annual portfolio performance end the vreimilized gains and lassos for your Mum rrmstrnord seaway. Account Positians: New your rnostmoms al rho current market vabo and corrparo the mend cost 10 me urvealued gains and losses in your porlice0 Original coal is assigned using me rum. meiooi (FIFO) method. Olen assumes the vrat shares seu set are moa you pschased int. The estimated ertrostmoni encome2 and average cost per store are dentlayed tor your reierence tiree Mint purchase date is shown tor an relcalion 01 your bolting Pernell. Account Activity: AI traOLO IICIMly ia dean/ defined. Feted in date brain, and related n the doting cash balance. Trades Pending Settlement Conlin yOur MOWS tradee with 8 Milleartri dale alter month aid. Thom vansacions Ml be reflected nine Account Amory sexton root money Online Cash Services TransactiOn Detail: Cash management transactions stal cleared caring ars siatenced reporting pond. ndudng check. dead card and ATM actmiy. are tested en dale «der. Online Cash Services Summary:Cm:It ard debt transaction totals lor the aroom statement rePaing indod we summarized. IndhiSkal traneaCtente we maimed roue to rounding adustments. me stammem decals may not cant the statement totals. rEninaled Anna/ Income and Estmated Annual Yield values are based upon IMe number d shams owned or carom value balance as Mtn* stalemom dale and the triest retail &Mend /ale a an Pen pttMde4 GENERAL INFORMATION 10 limentrade does not proud* legal or lax actual Please consul, your legal ~sot or lax toCCOuNani when neatelary. A8 8 Warded infantry crake. phase COnanatitns may be readied br dually etsml and Vanua:11On vetram Durpnee. For TO Ammo -add hormonal alerts. yea advisor turn is separate from and not attlialed wet TO Amentrada. Inc. a TO Armored* Clearing, Inc.. and each frm Is not responsble la the Panda end anises UI the orher. Accuracy of Reports:6 you find any errorsor omissions In your account statement you should Immediately cell us at the marmot listed 0.1 page one 01 your statement. You Mould also contact our Clearing 6m, TD Amedirne Clewing, Inc. el M4694900. Please roam too slabraam careitily. It you Osage.» nub any transactor., or el here wo any weds or omissions. Maas, nobly a Client Senicomeprosentelhe Or yen tat Wench Otte. as wel as 10 Amairado Chlorin. Inc. in wmrg ...inn ton (10) days ol yen mom ei this statement Any oral statements Thal you ham made to us should be COMM'S in mitre The statement stil «heave* be considered concishe Please nary vs promptly ol any changes in your contact intamelion. Tier...Chord resealed on your capon wil be condarnaly domed acarratounloss you nobly TO Annerado unmeant/v. Account Prolectbn: Deposits hold by MBank. N.A. and TD Dark USA. N.A. aro enured by tie FDIC (MI Covered by SIPC) up 10 5250.100. Limits ere per eiMOunl ormertillte Per iniblutlOn. TO learn more about FDIC entrap. go tO +new 101040v. Satiate& indudng mutual funds. held in ytUr ein)kerage Account are r101 Sand Or oblgalions a. or guaranteed by. any bank. are not FOlt enswed. and involve investment mks. endudrg posstle loss ol prinspal. TD Miereade es a member ol the Seward: Investor Promoten Corporation (51PC'). which protects secunbes °stomas of its members up le 5500.000 (inceding 5250.000 la claims tor cash). Explanatory brochure is available on reguest at wnesimaxg. Addlhonerly. TO Amara« , penned each Clan $149.5 /anion worth ol prolectlon tor securities and $2 rollen 01 MONCIen Mr can through SupOlemenial coverage provided by London insurers

1. he Mini ea brokerage inetelancy. a den may reativearnants due kern the Mean In ~WY and man SIPC. Se:Sonia porcine is pad eul rem me trustee and SIPC payouts and Linda such coverage each clam es limited to a amOned return al 5152 mtliOn horn a goatee. SIPC and London insurers The TO ~mikado Supplemental coverage has an aggregate km al $500 muon over all cLostanrs. This poky provides coverage lokraing brOkmage insohincy end does nO1 poled against Ion le Markel value et me securMas investment it a money make lurd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FOCI a any other ea. ..ammo« agency. Although the Inds Beek 10 preserve the value awns mesiment al SI 0) pl. Share. it b pant» 10 lOse molly by invasion in a money market tad. DMdeeds we <leaved daly and pactremested monthly. The en:combs contans Iles aril odor imp:slant dormalon Read the impales Clinthilh before Meeting. NOn-donotlil investments herd by your broker dealer arc NOT FDIC 1.1SURED !NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank deraind ecoaam Or Shard d ye/a money merkel MAO fund can to lopedated on your order. and he proceeds returned to year scour/es account or ambled 10 ye Tax IMpaing: The Made owl if Main Mooned You we were Form 1039 Is. anal tax ropong n ox plaice vrth IRS wersonits Includes ta able nova drAlcrels. weal env. lame ~1 and site proceed» Some pa/mats ere subject 10 redtedimilOn ankh di to renned cri nroxpent mg repots Cost Basis: CostRam tas lot and potworenas ceponng ara Coneecin ate antral ard conned by COI IMM 1PORMED ID insishade is net imparatels la tie retettity a sultrily al tra reamdicn. To Amara add Inkfmaton pendas Don:marsh do not ~Mee me money« be Memnon and data mailed. Cal NCCSIPCMATED b a Waal° many and end alleged urm 11)Ymertrode Margin and Options Account Agreements: Promptly arMso 10 Amentrade n wiling et any Mango in your investment Mecums a *corneal stuarim as they wain to your margin or 00141S ecoaam agreements. A summery oi COMmasions and cheer, incurred vote no execution ol °peons wansamons is ...alai*. One Maid Prkes: The mate velum el sauna hue beta aten. d ~COL kom g.atfrn Saga. ad Other inkpOndent *Ones VaLve we Weed On te doing pna me mom beta« me bd Yk stun pows. adna natte:. t no rend oho is salable Sri a chelatlen tent> 6 OW inclemaident Ewa. I've smutty is tubed lo Wing ~of SI NuiPmcd eNP). T e niuman ar your panorama are pm en as gain •WOTRIen a" , we dam guarantee Me accuracy dry scones saes. Manna backed paean annun rang the remrang Wane end me corral medal eke Pothole Kcal uskotten8 may not matroet sake proceeds. The seconay main la Caftan of Deposes (CDs) a gworaly loud and the sake LSIX m9/ be 011~ from the ~else Moe Mennenloss ce 0n~ may tent too go sat daft) poor 10 many. Bends nib Red Forma Scenes trade ciferenvy inn comfy stond and din Bade an a qua exchange. Rana they vac n me OTC Per Mecounter ~Sand WrenNutty may Mt ate la In »ad >CO Maim par rributy.1hosabot bon mor to moony ~pond a a km d penned. Non Standard Assets (NSAi are typcaly oddments in dead pacts:on program «Kudos garrentms. knead batty cempana. er red exam roamers Ideal. comedy pals. muse muty. Ora* debt er hedge incis NS46 we heath Moue ~1~3 wal do not lode en a mind sown: echango a tio Nadal Stock Maid. The dues dean tammernosimass are ~WM wiles dated han news methods, natten. but not kited to independent appraisals. the prearns net asset, ander Mid party sender dim tut hoe bean proven by Oa mmagorrica. ~racy andaroacer ct oath own a by a Meaty lands« ashout Independent ..encaWn by ID ~a. Wives MO/ non dint the annal penba pica actual market taut a be Kolas] Licon loadaan an adman value card be estatrIshod NOugh ~MOW& me niutnen may be reflected es NOMMted ("NV) Fa addend dent nagaiong minors la Nanandarel kam. Owe cams Can Scones These meemaas arenaconed under the SPC audio, Rao Socurbm CARS) Prong: The maker cams la PAS smarmhao been~nod. made.Ilan cprOtakn eenemei er olie ~Dann ~an The way ol the Pang a nol ~anion Ha man Lebo em malab. TD Amolradedi moo Me PAS paan.slag 4110 condor" bon to loudly aa undrremg omit quaty. The MIS market is currenly wedwig aast elSalty end. Ca not there an be no ~rinse Owl such manes an be son wider one ~Mt cots. REGULATORY DISCLOSURES MI wan:a:eons aro pawn to p) me consitlubon. RICO regulations. customs and usages of the exchange Or mina. and its deetilgrouSe. M any. on dab such transactions are executed w) lineal lass. endLdng me Secunues Act ot 1933 and me S«urtes Es I a 01150 in oireneeed an ihe d F an ea° brochure mal nabobs intonnabon dasolang FINRA's lottio Deckisuro Program. please Contact FINRA at G304894999 Of winv.linnlag. lbo inmost rato sheen tor TO Ameretade Cash a taken from to appicain interest rate ear tor the Markel Value Warne in me TO Amererade Garth. as 01 the slate tem °Mang date Simple freemen es acnxd daily Duce en the interestrate ea applicatio to each days balance. Financial Statement Noillicallon: the mammon ol anancial condman lor TO 'nomad* a ~labia twee a year and may be ~anted al no cost. via me internee al Mow.Mwernotrnontrad000mhnanciatsiammentitra Option Assignment: All snort cquty croon panons and some index option poutions are sealable tor assignment Exacte assignment races Pa NOY or index options are randomly alocaled among all chards' shod posnons by an 4.domaind orixedse. Free Credit Balances lade 15c3.2 5 3): Under she mart protection rut. wo may mee tree aedh balances SI Our account in me Ordinary course ol our banns which we paraMe to you on demand. Margin Accounts (Regulation 7>: M you have a margin account. Oma report e a combnawn of YOur Margin sawn anti a special memorandum ascot« Tredng on margin poses adollional mks and es not sumac lor all investors. A carpet° 1st ot the risks assomatod web margin tracing is °violable in tree neaten rek disclosure document YOu may obtain a copy d this downion by contacting us al thenumber 'sled or. page one of your statement. Payment Ier Order Flow (SEC Rides 606 and 607): In some orcummanms. TO Amordrado recants compaisabon la Moan° cerlan anx.tha.counta and asled many order lbw to selected mends. Maras or dealers (nadir» Centers') COmpensalion is in me loan d a per sham cash payment_ 1. adotton. TD Amatrade also may memo correpensawn related to the foreign cviency exchange COmpOnent 01 tareaSlions h ledegre Seterilles from /dada Centeno ozonong such nobs. Wo post caparbmy reports disclosing the venues for ader roving execuraon at mewidarnavadocom. A mitten espy is amiable man request. It es our policy. absent po« orders to the contrary, to select brokers, dealers. and market makers tend On Ole Willy to provde best Manion and the helm 01 seeing pdoe improvement on market orders. Pao 'mown:mare is available ardor corLan market condlions. and ma regulary mentor executons m lost brawn emmoroment d mobile Trade COMirmilitento (Rule 100-10): All corkmalions are Paremilled On rte inanstaiOn dale Teen: Transactions in foreign SCAMS'S (indudng IMMOn amtanY ADM thee lade 10 ‘110 U.S.) may towbar taxes ard loos charged by tin foreign matted er governments. each may be redacted in Me price ollte> security or charged aan Odeperderd Ina ilem Penny Poky NollIketion: A 03Py ol the TO Amen:ran privacy POICY is available al whw.klamanado can Cater Securthern The elocabon of penal reeemplone or calls le done Long a moan core system. A aosonpion ol the procabros for callable sccunies es moraleon to .abate a hang comet are available won fel. In Case 01 errors a veesen abel your ElearOniC Fund Treaders. please enact us al 1.260 669.3900. or in swing to P.O. Box 2209. Omaha. NE 68103. or by email at dieMeervites@kkoMeginde.COm The ~newton °Contained in your *Mown statement shall be lancing upon you it you do not deal wthn may MP) days lor any !candor ot lords smajea to Regulabon E. such as ATM and polo arale :tarsiers dear transactions. dared deposits. and withdrawals. We must hear from you ro laser than 60 din arter we sent you Tree MST armament on which the error or problem appeared, (I) Tell us yew rome and account nutter (2) Dosed» the error or the reondar you arc unsure about. and explan as deafly as you can why you bettered es an error or why you need mac inlormabon. (3) Ted us the dortv *rani or the stoPected error. Wo we mamma* your complam and wil correct any error promptly. el wo lake more man ID buskins days 10 do Ns. sewn Creel, your ecodam br me amount yam think is in error. MIMI you wIl have Po use of the money dump tho teemt takes in to corns:km our Inuestgawn. MiTg NO 07d4 SDNY_GM_00011881 EFIA_00122532

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value $ 51.589.07 0.01 $51,589.08 Statement Reporting Period: 05/01/16 - 05/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period Change Change $ Estimated Income Estimated Yield $ - 51,588.63 0.44 0.01% 0.01 $51,588.64 50.44 $ 0.00 0.0% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 Closing Balance $0.00 page 1 of 3 YTD Income & Ex • ense Summar Reportable Non Reportable Income • Dividends $ - S - Interest Other Expense Interest Fees Other moo Net $0.00 $0.00 CONFIDENTIAL Portfolio Allocation IDA 100.0% Performance Summa YTD Cost Basis As Of - 05/31/16 — $0.22 $ Unrealized Gains Unrealized Losses (0.21) Funds Deposited/(Disbursed)YM Income/(Expense)n° Securities Received/(Delivered)rm 0.00 $0.00 "For eost-beals Information, refer to www.tdamerltrede.eom SDNY_GM_00011882 EFTA_00122533

Statement for Account # 867-730320 05/01/16 - 05/31/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 2.15 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillove, dmdends). The year to date totals will accuratehr reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0075 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalniLoss) Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date 05/01/16 Total Interest Income Balance $ 51,588.63 Number of Days 31 Interest Rate 3 0103 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 05/31/16 05/31/16 Received Interest: Insured Deposit Account Closing Balance TD Bank NA $51,589.07 FDIC Insured Deposit Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable snits and held by TO Bank. N.A.. or TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protector, Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.44 $51,588.63 51,589.07 page 2 of 3 CONFIDENTIAL SDNY_GM_00011883 $51,589.07

Statement for Account # 867-730320 05/01;16 - 0S31/16 Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://mwe.tdameritrade.comffinancialstatement.html, or by contacting TD Ameritrade Clearing, Inc. at 1.800.237.8692. As of March 31, 2016, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1,612 million and $274 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver, CO office of the Commission. page 3 of 3 CONFIDENTIAL SDNY_GM_00011884 EFTA_00I 22535

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011885

Terms and Conditions STATEMENT GUIDE nr.shrado prandes monthly Portfolio Report; lor accoums aim aciney and quarterly reports lc mac:ye accounts aim assets.. %Sal. Summery: Redd lid Current vela a your P00010 es or the 11904 dale and compares h to me peke nelneta The Meet illMetiOn irdcathe your pariah) divailfealion by investment type M.Mple dbcalcas undo 5%wi6 be grow:al No mo category et stew' d mo pc chart. Margin Emily - Total ACCOunl EquilATOtel Long Wejlnable Value • Taal Short Value) ActnIty Summary: The opening and dosing cash balances ago moon:led hae lor yea quick re,e.*ice At eceeuni achnty a surtinhanzal roe no cunoni paled and year to data Income 4. Expense Summary IncrvIRAs only): This sitcom delarv tub income and omens° totalt hem Me Activity Sumarry end dalstilles me lax treatment Robrement AccooM Summary (IRAs only): Ranee tro IRS regnatod transacoons for iho <wen ord Vet MPS. IRS Fenn 5498 lair marka value is based On the anent value as of December 31 ol mo previous yoar and and to furnished to tlaa Internal Revenue Same. Palomar.«Sunimary:Monnoi your annual portfolio perlormance arc, the vnealind gains and lassos for your luturo anastmom sootogy. Account Positions: Now your mostmoms a mo current Market vaho and corrparo the mend coal tO me weeks«, gains and lases n your palloh0 Original coal is ettigned using me nislae rimi-oul (FIFO) method. Mich assumes me Foal Shares you std We those yOu purchesd era the estimated irmostmont income2 and average cost per dure ate no:rayed for your rota/ace leie Mastpurchase dote is shown lor an relcelion 01 your holdig DOOM. Account Mildly: Al ettOwn alrnly i9 dearly defined. lated in WO Order. and «Slated in the doting cash balance. Trados ~ding SatInnint Conlirm yOur Maas traders with a thelliernere dale eller month Ø. Thoso transactions ‘,11 bo reflected n eie Account Stymy section now rnomh. Online Cash Services TramlictiOn Dall: Cash management irtinsections Mel cleared caging this mammas reporting pond. ndudng check. debit card and ATM actmb. are listed in dab) «del. Online Cash Services Summary: Crate ad deter transaction totals br mo carom Mailmen( rePOrtng anted we summarized. InOrnebal benthedernei are native:I rOuo to rounding adustments. tho abdomen, decals may not copal the stemma'stotals. re/babied Annul Income end Estimated Annual Wald values ere based upon Ihe number a slums owned or carom value balance az ol the stalemorn dale and the most recom cluidend 'eie a an yield rittrndal GENERAL INFORMATION 10 Mientrade does not provide legal or lax Mote Please cordial your legal ~sot or lax teCCOurnant when necessary. A8 a Standen, inekeby create. (Pane COrminehtins may be MOMS Stir Salty 0001101 and hansattion veilatin Purposes. For TO Amman, nomad, clews. your advisor hem Is sq>arato from and not attend MI TO Amernra6a. Inc. a TO Artutrado cleating, Inc.. and oath Ism is not responste la the PrOttxts end antes Ol the Ogler. Accwacy or Reports:II you find any errors or omissions in yew account statement you *Mold immediately call us et the [umber listed on page one Of your statement. You Mould also contact our Clearing rein, TD Ameritrads Clewing, Inc. el 800469-3900. Please renewtee stab:roam carcrnily. It you Osage,' with any transactors or il Mae ale any aids or omissions. obese redly a Client Services representelhe a yOur tat branch Cate. as wol as 10 Amarrado Cleareg. Inc. in wmrg satin ton (10) days of yaw rococo of this statiment. Any ore/ statements mal you hare mode to vs should be COMrnied in mitre; The statement will «henna beconsidered conanive Raise nary es promptly Ol any changes in your comae information. hareaCtions redated on your report wit be conehmhay dimmed atonale unless you nab TO Anwroadommodatob. Account Protection: Deposits told by TO Bank. N.A. ard TDB.* USA. N.A. aro toured by tie FDIC (401 covered by SIPC) up 10 5250.030. Limits are per attan ohmedthn per inialt4On. TO learn more about FDIC COMM. go tO +new SeastleS. indudng mutual lode, held in marl BrelMage ACCOunt are 401 SWIM Or oblgalions el. or guaranteed by. any bank. are not FOIChnsend. and involve investment mks. includrg posstle loss of printout. TO Amenvade is a member el the Securities Investor Praocton Corporation (51PCI. which aromas moonlit: =tamers of ds merrbers up lo 5500.000 $250.000 lot claims for cash). Explanatory brochure is available on nrqual at mew.diPa.ead. Adeltlionelly. TO Amanda presides each (lent 5149.5 ninon worth ol protection for SeCurilleS and 52 MIIOn 01 prOteelOn far cash °tomb SupOlemental coverage provided by London 'neuron th the event Ota brokerage Mammy. a dent may Melva etneents due tran the Wale in barroulticY and non SIPC. Sy:Sonia, coverage a pad out arter the trustee and SIPC payouts and Lida such coverage each aim is Wiled to a artilmod return of 5152 miliOn torn a trustee. SIPC and London insurers TM TO Anherilvaide applemental coverage has an aggregate ad cl 5500 ~Ion owl as austmors. This potty amides coverage loldsing Wastage insohency Bed does nOl proleCI (dam n)» in Medal value or me saunas' • investment th a money manta lund is not insured Or 9.leraMted by the Federal Depose Insurance Corporabon 'FDIC, a any once govormica agency. Although tro funds SNOW preserve the vats a your anhelmant al 51 03 per Mare. 4 is enable 10 lOse money by invested n a money martial Ø. Drnaleds we <leaped Daly end pactranunted monthly. Rio prospectus Damns Ms ard once important donators Reed the omens Prefab before imbuing. 140n-depteil investments herd by your brokor dealer are NOT FDIC thISURED t NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance' your bank depOsa ecotarril Or Ohba Cr your money matel mama' fund can to liquidamd on your order. and lite proceeds returned lo yew securees account or remillel bya Tax ~Mg: The antha tagal is na' eta acumen' You we men Form 1699 for armel tax reponrg n oxrplaate will IRS meranntais includes dadati mod drydends. capial gen. lame maned and sties proceeds' Some permerts ere subject lo reclenrailOn shin «I to minded ah e4:Wi d44 mans. Cod Basis: CostRans. to, lot and pedamance manna ad Gnistapa we allied ad conclxied by COI IMXPPORMED TD anortrode is not rtmOnebb la tie rekttity swarm el tie rtammcn TO Manic ad Is Intrmaton prays rPeaters, do not ~Mena loamy ddb Memnon and detapodled COI tiCCEPCEATED it 8 separate ~piny and ens, a114Ad win ID amebae), Margin and Options Account Agreements: Promptly adaso ID Montana n tuning of any change in your incoming cloccums a *drool seaman as they pertain to your (Mein Or 0014» MOWS 'greenhorns A Summery of commissionsad donee incurred win the execution til °peons wansacoons is ayalanks. Orin Malta Prton: the man hams cl mama ham b Waned. al arabbkh kom caddicn saga. ad other indeperident Ewan Vala We Weed On Me dosed iron me man bemoan the bd ad slug cows a other motixt. t enodd whoa satte am a chidden HMO OW indepliklent MM. the securty wiajazi lo bang rertedel Nan Prod efe) the el your a:adoMbar as Punta as ran MbaTinn ad me dora guarymoo mo scuracy et any scones Feces. Italgago bacfaxl posteasanwiluol gang We ranting butte Mg me wren mewl DM Paria rØ hakmanti my nOl moan mks proceeds. The sec day ~el la Colima:es ct Deposa (CDs) b gantaly loud and the eclat vabe (nag be alleen from the ~Ilse cite Asgillare loss et pine el may mail tom the sale ol a CD pØ to roomy. Bends adb Fred tam Saunas trade clammy mar awry scones and de na Wade an a mud ordwge. Ram. troy ease n me OTC Wes the COunitg ~and WM:~IdUararmiy nOt pla la nou »Wl >Sur Zeknakr to nu". Tro sib ot ba-ot pncr to ~sty may moll h a loss a primal Non Standard Assam (Waal ate hocaly marmot n droct partcpaton program :muftis paaerstips. knead Malty ccmpana. et red edamrearm,. bum cadmay pmts. promo muty. prUlle debt a Iddge Vets NS86 ere beta IMO ~Inca and do not irate en a al ma sauna echarigo a to Rama Shod< Molt The 'dues anen ha time mamma are ~Ad «Les caned lam news ~hods. nadro. bw na Pad ST indigent:lent appraisals. are progat. nor =at. anda Wed party tender alas tut hero boon provdod by to managorrcer. ~ram. antler spa-ar of ØIØ et by a thatum meal without independent malarial by ID Amoeba When may not (Oka me ;Mind ~ase mice. Ø marka nue a be .oabsd Limn lowdacri t an cevnosd value cam« bo establahod !Weigh Bese merhode. the bauen may be reflected as Nant'ited NV) Foe adapt deal mamma halation la Non.andard Ames. please coma Clan Sams. These rnermtres arena mad =Wild SPC Podia Rao Socurbm CARS-) Prong: me meet Nabs la OAS mums hno boon oaaned. nebtle. Korn Malden trekelOr We Magadan ~en Theecoray ol the prang is not garanical Ha maker mile cm eardsb. TO Arricrtrade MI an:ono0AS Øen. saug hb ccnadet boll tie quay ad undid/rig cm* quay. the »IS wurla is ~only Menaming aypdØy ant teti nut them an be ro (Myna mel such troCurleil cn to sold urea one ~se cottons. REGULATORY DISCLOSURES MI transactions aro abject to p) me consillubon. roes. regulations. customs and usages d the exchange or norkel. and as dearsignouse. it any. on Mich such trananlan ere amulet sti Ideal lass. indscIng the Saunters Act of 1933 and Ma Saunas #d iv in orf o nel Of% F an osto brochure Mat maxim irnonnabon desabng FINRAS PLtric Coscbsuro Program. please Contact FINRA at 830-289.9g99 Or www.finfaad. the interest rØ Men la TD Amortrade Cash a taken hom me appicatle intecostrato ser ter the Markel Value balance n the TO AMerbede Cash. as 01 the illtiblimern closing date Simple interest Is xcrusd dally based on the interest rate ea applicable toost days balance. Financial Statement Noillicallon: the mammon of Imancul condeen lor TO limontrado available twee a year and may te obtened al no cost. vie me internee el hm. ..Nwywittananivadacam.hnanciatiammani.html. Option Assignment Ali short aqua option posnons and some index canon positions are available Ice assignment Emarne assignment emcee for fluty or index options are ((Moray alocated among all clans' short posnons by an anamelod on:cease. Free Credit Balances (Rule 15c04 a 3): Under me mot protection nslos. we may use free Credit balances in Our account in me Ordinary course Ol our Wens which we payalde to you on demand. Margin Amounts (Regulation T): H you have a margin account. this report is a combnaton et your margin wawa ard e spada memorandum scoot« Tracing on merlin poses Monona, risks and a not sutatto lor all investors. A compact 1st of the risks associated with margin tracing is amiable in the man» rek disclosure document. YOu may obtain a copy Of Ms document by contacting us el Omnumber Isla, on page One Ol pur statement. Payment ler Order Flow (SEC Rules 606 and 60D: In some crcumstanen. TO Amordrado receives compassabon la Octane certain ar tibacounta and Isled alloy order flaw to selected mesas. brokers or dealers Mantel Corners') Canponselion is in the tom d a per share cash payment h adetton. TD Amon:adoalso may mew compensation related to the foreign currency Manner COmpOnerit Of tareadions in kneel SeCtrilies frpmMarkel Centers *among such nobs Wo post ward./ reports disclosing the venues ter order roving common at vnimadarrixeradecom Anatolcopyis avalatlis up:a rimiest. II is our policy. absent Pont °Mrs to the contrary. to soled boasts. (Inters, and market MMus tend On Ihe ebily to provide heel Mecutlon and the history col seeNrg price improvementoh markot omos. Pico mean:momis avanablouder mean market conceals. and weregular/1maula axacutan to test ler such improvement d avatar*. Trade COMirmallenti (Rule 1Ø10):M conIonalions am atiremilled On me Irtinslia0n dale non: Trantaolons in Meign 80OuritleS (indtand foreign renpanta ADM mat lise h ,I)0 U.S.) ray include taxes ard foes carped by to hegn maraca or governments. each may be redacted in ma price of IN) tawny or charged es an Independent sne item Plenty Perm NollIketion: A 0311y of IN> TO Amerind, Piney DOICY is Mnible el vnemblamarradocorn GSM* Saturnian The elocabon of portal !demoted or carts n Oone hang e croon Reny system. A dommtion el the procedas for SUM saunters is avoid:Mon to robes a hard copes are acanthi ØI 1. In Case Ol anon, a ("Jostens urbal pur EIMONC Fund Dander. please Canted us el 1.20) 669.3900. or in amp to P.O. Box 2209. Omaha. NE 68103. or by email at ClieM9eMkeKMXILIMegattle.COM The nOrmaton cOnlaned in your (Mani statement shell be aiming upon you il you do not °twat wthn may terndays lor any !candor ot lunds steams to Rcgdabon E. such as ATM and point ame :rarely& dead transachons. dirocl docauts. and sithensals We must hear from you ro later 'han 60 days ear we sein tat the FEST stasomen, on whinthe error or problem appeared, (I) Tell us har rend end account runt», (2) Doscrbo the error or the tanter you am unsure about. and explain as dearly as you can why you belay° ti is an error or why you need ewe inlormabon. (3) Ted us the Odlar anro.ini or the mended ono, Wo sal amosigato your complain and wit correct any error promptly. el we lake more Man ID business days 10 do this. sewll trail yaw swam br the amount you think is» era.MIMI you wll have tho use al the money dunng tho tmottakos us to corrglob our invostgaton. AMM 1500744 SDNY_GM_00011886

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/16 - 06/30/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTF1S STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value Prior Value Change Period Change Estimated Income Estimated Yield $ $ - $ $ - 51.589.49 51,589.07 042 0.01% 0.01 0.01 $51.589.50 551.589.08 50.42 $ 0.00 Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 Closing Balance $0.00 $ page 1 of 3 YTD $0.00 Income & Ex .ense Summary Income Dividends Interest Other Expense Interest Fees Other Net Reportable Non Reportable • $0.00 $0.00 CONFIDENTIAL YTD $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 06/30/16 " Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)n ° Securities Received/(Delivered)r° 0.00 "For cost-basis Information, refer to mws.tdameratrade.com SDNY_GM_00011887 $0.22 (0.21) EFTA_00122538

Statement for Account # 867-730320 06/01/16 - 06/30/16 Income Summary Detail' Description IDA Interest $ 0.42 $ 2.57 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year divulends). The year to date fouls will accuratehi reflect your cumuiative amount for the year. Current Year to Date Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0066 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalnlLoss) Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ s0.01 s0.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date 06/01/16 Balance $ 51,589.07 Total Interest Income Number of Days 130 Interest Rate 0 0100 Interest Accrued $ 0.42 RETD Accrued //ETD PAID $ 0.42 $ 0.42 $0A2 Insured Deposit Account Activity Date Check Cleared Number Opening Balance 06/30/16 Date Written Transaction Description 06/30/16 Received Interest: Insured Deposit Account Tracking Code Expense Code Amount Balance $ 0.42 $51,589.07 51,589.49 Closing Balance TD Bank NA $51,589.49 FDIC Insured Depose Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable knits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 of 3 CONFIDENTIAL SDNY_GM_000112438 $51,589.49 EF1'A_00122539

Statement for Account # 867-730320 06)01:16 - 06.30;16 Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://mwe.tdameritrade.comffinancialstatement.html, or by contacting TD Ameritrade Clearing, Inc. at 1.800.237.8692. As of March 31, 2016, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1,612 million and $274 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver. CO office of the Commission. FINRA INFORMATION Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to request disclosable background information on any licensed broker or broker-dealer. To call the hotline, dial 1.800.289.9999. FINRA also maintains an Internet web site where investors may obtain useful information concerning FINRA policies. procedures and services. The web site can be accessed at www.finra.org. Additionally, FINRA has a brochure which describes the investor education and protection program. You may request this brochure either through the FINRA web site or by calling the toll-free public disclosure hotline. page 3 of 3 CONFIDENTIAL SDNY_GM_00011889 EFTA_OOI 22540

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011890

Terms and Conditions STATEMENT GUIDE IL fco...a D'ondes montra Pontien Repens lor accoums veth actmty and quaneny repais in roda° accounts euh assels.i Portfolio Summey: Trek. lie Curent value a y00! 000010 es 01 the medl date and compares n to me ',kir moleta The OSSO nidenn «lente yOur 00010 dheilinCelion by investment type Mea* ancamns und« 9% be poupe' Mo tho <mono ol nOtho. m mo po chan. Largo Early - Total Mme EquityliTeal Long Merginable Value • Taill ShOd Velue) Actmty Summary: Trie oaenang and Sound cash balances an teconcled nere for yoga, pack nearoaco Ai accourt actrey is :annonce lor me curreni pœod and yenla dato. .come a Experte> Sundry Menai. only): Mus section Mme tre tricorne ard *mena Otite (rom the hams Sumrnary and Closait*s trie oui testament Rebrement Accotait Surnaupy (IRA' one): Renart tto IRS rodnxod Pansa:tons lor Mo Cure% ord Vit yeall. IRS Form 5498 fair mode value is bosed on 0e cuiront value es of Docenter 31 al Mo pronom )art aden to furnshed to trio Internai Revenue Sonna. PeeormanceSummary:Monhor your annuel pondue pedamonce ord Fie entai:lied gains and neeee br your bluta ruestrnom stratopy. Accourt Posibans: New yon rrestmoms at mo current mata vat»and empan: the cognai cal to ste nueolued gains and tosses n your paillote °dent cool is saigna using Me Ont-oint -oui (FIFOI m' ned. etich assumes ihe shiliet en sel eie Most 'Ou purchosed ara Tho eslimalod prrostmom income2 and average cosi per Mare ile danyed for mur ramena lin odest purchase date e amen br en edcolion of you holed Darde. AteOunt Aclidly: Al accent oclieily ia cleorit dethed, leled in ilro Ordo. art relleeed n the Cberganh buerace. Tee». Parking SettlerneM: Confirm you etectied Vedas Mins se envert *le elle monte Ø. Rose trarsetions ait bo rencard n me Aocounl Acvnty salon rom morori, OMM* Cash Services Trendalen (atoll: Cash mandement banale/On lbal «Und daine ms saumon: nomme penoo, ndudng check. dent caret and AM acore. are este In date *Ob. diane Cash Services Sommat: Crac ard dota iransetion mats lor mo amont slatomcnt relent» enod tee Sumnwized. IndinOta haindaerat eie retend. tue to tounding adusunorts. mo staoment dotais may not aØ Mo statemont tout,. teinte. Annal tomme tua Esindled Annuel 'nad velues ere bored upon the nuMbe Cl shores crime or anoni value balance as ol the stalomord dala am the mat toccni dindon! rote a Copi dal prOndel GENERAL INFORMATION ID limentrade dace not mande legal or lac adv.*. Please consul) your legal actes« or lax teCCOuntanl arien neCeal&y. AS 9 Slaneard inCkele miner. Men Cerro/Mann May be Mendel kir effiler Odird and InmsetiOn veirralen Panda. For TOAmenwade Mentant clora. your advesor rin Is soparato hom and not affine suai TD Amentran. Inc. a TO Arroetrado Cause. Inc.. and onn tom is rot ro:pense° la the PrOtects and senices ol the orner. Marey of Reports:Il you tind any errors or omissions ln your account Meternett you ehould immediaufly ull us el the nimber liai& on page one of your slaloment. You Mead also contact our Clearing rad TD Amortiront Clearing, Inc. al 890469-3.90. Fleaso rouet trie nouant careany Il you dance euh any transamon. or d Mao am arty aras or omissions. gnose rude e Oient Services repiesenelhe a you tical Winch once. es wel as 10 Amortran Goerg. Inc. m vimrg eau ton (IO) days ol ym tome ot tois salement. AN ord statements mea you heve made to us shOdd be COrdinaed in arbre The salement se idiome beCOrreideled °mambo Fade ne., a PCOmplly ol an, change, in yOt. COMBO information. %naine neekled on yods repart MI bo ooncUsipaly dcomod aconounloss you noely TD AITC•ItfidOwnmoilesty. Accounl Protection: >ponts ne by TO Bank. N.A. ard TD Bard USA. N,A.. aro neural by Me FDIC tee« , by SIPC) up IO 3250.000. Limai ale per 8CCOunl OrmerthP per inaltign. TO leva mee «eut FDIC COverage 90 tO invw 101C.COv. Sautes. inCludng Mulon tuna. held in y*. Drainage ACCOurX are el depellS Or 001gation a Or guaranteed by. any bank. Ø not FOICinstred. and invoho nuement nes. indudng passade loss ol primatial. TD Ameroade is a monter ol the Semait: Investor Protocion Corporation (51PC'). which protects manses entamer, cl ils nimbas up Io 6500.000 (niant; $260.000 lot daim toi cash). Explarolory brochure is avouable on /toute al wnesiPo.ena. Additionely. TI) Ameltrado arondes Bell Oeil $1415 trillion weth 01 DeleCtion br ifeeettet and S2 milen 01 petedOn fe Cash Ihnigh SupeeMental °Outrage 'n'Ovide(' by London 'Mutin bi the «el 014 brokonge ineOlvenCy. a dent mett receh'e &nettes due IØ the Infinie In bareletcY ard mon SIPC. Seookmenial 00Y0fie0 a part our axe Mo trust« and SIPC payons and moka such contage each Cent n limited to a csatrod mitan ot S152 mition from s Vesle°. SIPC end London insurers The Tel Aniegrade Paiement& caverai* los an enrage* Inn ol $500 sinon ara ab coati:mers. Tria polcy amides average Iota:raid brasage inteihency and dogs 001 peine amine bas in market val» in me mon= An investment al a money market lue iS not intiure0 Or gararteed by the Fedine Drome Insurance Corporation (FOICI n any allia poneentrica agoncy. A/Mough le fends sen d prenne the vale e yOer Oralement et S 00 pK eitre. ri is patible IO lOse menti by invasion n e nones menai and. Dente are beCbred dely snø padaerneastod monta. Ibo prospectus canons las ard aber important dondon Reid trie prospecte. areeth bene entend NOreheCal inirallmana leet ta boa trokordealer aro NOT FDIC NSURED. NOT BANK GUMRN1TEED1 NAT LOSE VALUE. The balanes n pu bank deposil socCunl or tend d yOur meny Market mate and can bo loppland on your ordo,. and Ibo smoreceds rourrod to yen 'courson aconit or remined byta Tes RIpOreig: nie polio ratel if note lar «cornent Vau te met FOrm 1009 foi amid tu nodarg eu careaue eh ES iscraohmis Indes tab Mme Vad* s. Ø gane. Uni siffle. and sires promet Soin Dorera eue subjeci b nxIsseceran MI to rolleacd an zdzocscrt ta rems Con Sais: Contiez, ta sot ana encetronai montre ard Cornitieci am cama rd confiais by COI tittFeORATED ID amende is not itspnebbe le de retend cr entait cf te ntormatea. TD Amena aE (s bexmaion perdes rPriateet do not gambe the axone d Me Memnon and dote noided CCN ttCCEPCRATEDe a Sete miceny and one inktial Me IDamen/on Mate ad Options Account Agreements: Promet adviso10 Amentrade n timing ot any Mange in your investment ciaccums or Snaroal shoote as Vitry main to your margin or 0014n adent agreements. A summery of damnionsand chope inCurret1 wth me ecce= ol opoons transaman is °valable. Ona Motel Prkos: lb* moka 'dues ol sconses ham ban Monod d relate am <redan enta ad Othe idependert sens Velum eie bard On Oro dong men me man besace tre bd ad aerg vox, ci aner motraps. t smiti ana n anale tom a adent, »VO) Cr dier indeendel sera. lie saure is Pb» Fo being edeled Of • Prcoi Cru lite scluents cn your macho non are Oder, os 9010,testimer rd no dard guanaco Mo accuracy se any martes nom langage board postonsroictus rang no temanag berce eta me orna mea eke nOtIktia rhael wasnions my not nenni som prococch. The second.» man lu Gallo.= d Deposts (COs) s gare* nauti and the &tua sale meg be Oltertal fion, me prChaSe pote Ailette( las d ceixtel me men tan tho solo °taud pØ to maure Dodds sen Roi rama Saunes Iran dforomy the. °gay sommes and dora ban ai a qui oxchange. Rune me bec n me OTC loe the mondai .arta and ornent leude/ me ritt aga le1W »te four Code, Prd te rratety.lhosabolloaut porto moine menait n ensaisinant Non Standard Assas OSAI à/0 typcaly ammencrits eu and panchan program scoute patentes. Irma tabac compantx. areal esta» chlarnoil Paoncorn:dry cons, man souty. piaule an «tirage encti. NSM se beteg lied n'aimera ed do na løe an e nana sommez aØ cr Moanda° Stock Mea. Ro eues stroma har mine modern are ettimaled nikei «end hen geste enNhOdk inglna. bul na Ide a indeended amants te proaaWs na =sot. and« Mid me sonder dors tut haro tical moite by Oa maragorrcer. aturreaa. and«encor ct cash peccren orOyant paty vendu ethoo inapendem anone by ID Amarra Values me/ nef tek« tite ceigne pelxise pute. Ø market ardue « be foetal recn kedascrt an cramant velue ca- not be estabthod IIYOuph tee nolhods. Me amen met be refend as latspita MF) F(// adieu, ne menue vantai le ta Strilad Ocra. sema cama Cent Sonia* Rime marnais are rot mØ tonca Po SIPC, Audn Rata Saures r/Ftr) Pmng: Tho moka vat= tur AAS saurez tom bon deancd. ilmale. tom quo am andro or der idem:ter. sousos. The away al me piong is not sauranioal ha moka seie e ne malade TD Arcan ,wll arme° AAS pron. ter.; nia codera, boli to kudy ab undcryng ara quay. The ARS merl o anionly topliandria e lek OlkskIty and. ose reset lise Cm be ro esse« mel tue SeSurliebari te sold un*.onde mati coslicro. REGULATORY DISCLOSURES Ml transmuons arc supar to 10 me constneon. NOS. regulatons. customs ad usages me enneige or muai. and ils dearionouse. il am. on etich Ban laintsalen are oxocutod oit Iodent la s. istang me Sacrants Ad al 1933 and tho Saueos Ex *un . Id ollo and ihe witNffi.„Atne, F For an mimer brochure litai nains informabon desating FINRes Ortie Chscbsuro Program. plaie Contact FINRA st b30-289.9999 Or winwlinmag. Tho intaesi rate serran Ici TO Amer/rade Cash ta talion from Mo append, Immune ber for the Marke Velue balancent. TO AmandeCath. as 0 bra Slatened chier. dote Simple theesi Is nonxd dall/ basea on the morosetan ser applciMo tooachdays balance. Flnatiobal Salement Notification: Die slalomait ol 'nanan condcon lor ID limentrade n avoloble Nice a yen and mie be obtand al nO Con. via the interne el es. Vomie tittreencrade.00nvenanciatizemont Option Assignent MI short case Dean positons and soma indox caban doutions are aveline le (Newman broiee êteennkel races br 'Putt Of Index options are rendouly alocaled amang all doms' spon pose«' by an aulomatod proceekte. Fin Criant Balances (Rule 13c34 à 3): under me dent protaton mn. vie may use free Cree balances n yOur teCCOuri e no Pane Cane ol oui huent« Yale are pertable m yOu on damant Wren Amman llagulation T): b you have a miroin accounl. the maori es a comOnalon ol your maton accourt ad 8 Spain memoredum accote Tredng on menin poses oddlional nez anda not sutablo lor all 'nageas. A compact la ot the tolu assooalod wni matgin trering is motta in me mugit tek Oiselait. clOadrenl. you nys obtein e copy Of Ms document by ooniading us el ils numbee raa on page one ol pur internent Payment for Ordet Flow (SEC Rues 606 and 607): In soma crcumstancos. TO Amon:rade rectums componsabon la dronte aman as round and tsted any one. Ib. fo seleela markets, brans a dealers (Inde Centiare Carlpenalbn is in ne loua d e per shore cash panent. ei aden. ID Amatrade ase may rame compensaen rand to mo toregn curency ...Change COMpOnerC d trareaCtions kt lette securilies nom Marke' Celles caca/bop stol, urodds Wo post estanny reparu chsclaung Mo venues foi order rotang ozocueon x mmeidarravadocont A %%Mon ocpy is avalatle rem nettest. our poney. atom clerc orden to mo Gontran. to une brokas. doues. and market naken head On the (Willy Io amide tol exeSti0On eta trie Nam Of asana fine improvermemcn markot ordres. Poco recoin...cm,. avanie. aider certain market condoms. and we regelant monter earancen to ton fat stell tenacement d amiable. Tilde COolkenlitIOnto (Rule 10010):MI contrmations are Parement( On me irenaliOn dale. Taxa: TienseoSore in ?beige /Muret Orhan dreige Crabe ACES tlyl Jade in et U,S,) l'erg «kid° taxes and torrs margea by eta fanon mation Of gemmeras. vélich may be 'Macle( in Me ptoe ol Ire security or °bagad es an axlependerg (ne item Panel Polky 1401illcillOn: A copy d lb() TO Amedinne elYtty polos is Bonabbe al VIWN.Pielefaide SOT Canar Soeuridesi The otoreeon ei pubs ralemplons a cens e clone rang e prends bØ synom. A ancrent ol me poco:Vos for Stable seule: Is salabl on te rugle or hâla copie: aro avale,» uson focpezi. in ase ol effet Or %SM«. *Out pur EletrOnn Fun Tandem please CO lad e al 1.8r:06693900, or n arrry to P,O. Box 2209. Omaha. NE 68103. or by ornai al elienuervteeteeemeeseae den The insertion ciantalned n boue Mani alitement 'ha be trend urd sau MI Yeu de nol Met solin axe days lor any transtor ot lods atopet to larigabon E, sala as ATIA and para a m. tramera dam transutions. dirai dcaosas. and enclaranti de must hou trom pv ro laler tven 60 deys one, we send )Ou Me FEST subornent on wen the errai or pronom apearof. (t) Tall a pin rene end accouru melba (2) Cascada the orror or Mo Pane« you aro tonsura about ard «plan as daud/ as you can why you bob:« n is an erra or vole you ert mue interna°. (3) Tan us the dollar amount of me sergette tee Wo soll terne* your complant ed MI correct art/ «For prompte. Il vie luka more man 10 bueness deys Io do les, se mil orne yOur aiXturil fe me amont yOu think is in troc aM M youwll have tto uso ol the rrcorrydunng Mo mottai= us to corn:Cao ourinveshetean. eleD 150 Oeta SDNY_GM_00011891 EFTA_00122542

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/16 - 07/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value Prior Value Period Change Change Estimated Income Estimated Yield $ - $ - $ - 51,589.93 51.589.49 044 0.01% 0.01 0.01 $51,589.94 $51,589.50 50.44 $ 0.00 0.0°1 O Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 YTD Closing Balance $0.00 page 1 of 2 Income & Ex • ense Summa Reportable Non Reportable Income Dividends $ • Interest Other Expense Interest Fees Other $0.00 Net $0.00 $0.00 CONFIDENTIAL YTD $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 07;31;16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)YM Income/(Expense)n ° Securities Received/(Delivered)rm 0.00 "For cost-beats Information, refer to wvorttctemerltrede.eom SDNY_GM_00011892 $0.22 (0.21) EFTA_00122543

Statement for Account # 867-730320 07/01/16 - 07/31/16 Income Summary Detail' Description IDA Interest $ 0.44 $ 3.01 Current Year to Date 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a promos tax year (spillover divdends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0066 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalniLoss) Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account interest Credited Begin Date 07/01/16 Balance $ 51.589.49 Total Interest Income Number of Days 31 Interest Rate 3 0103 Interest Accrued $ 0.44 MTD Accrued $ 0.44 Mm PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 07/29/16 07/29/16 Received Interest: Insured Deposit Account Closing Balance TD Bank NA $51,589.93 FDIC Insured Deposit Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable emits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.44 $51,589.49 51,589.93 page 2 of 2 CONFIDENTIAL SDNY_GM_00011893 $51,589.93 EFTA_OOI 22544

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011894 EFTA_00122545

Terms and Conditions STATEMENT GUIDE IL n - o.iracio protides monbly Portfolio Ronds for accoums euh acte ty and quanorly repais ce muctm accounts wen &nets! POrtfollo Stemmery: Tien) Ihe curent value d yOur 000040 as 01 Ille end dale and empares n to me Mot The SOM eYOCeHOn «ICaltit yogi pati010 divenlibelion by invemmert type MM* abonnis und« 5% me be ?nunc' mlo Mo calegory ol -*hot' m mo po chan. Llano Eborty - Total Accouru Eguibernal Long lAteginable Velue • Tetel Shan Value) Activity Summary: Tite gomme and dovne cash balances am teoonclea rett for yta citent ectcre,ce Ai account acIrMy Is immun:on lor ne outrent pcnod and year to date. Income a Lipome Sumenary (nenaAs only): Mus simien &data tre inoome ara entons. tOtaH (rom IFe Activgy Sumniary and Closerie the la: irealment notamment Accourt Sumenary (IRAs osy): Renart Ho IRS rocutmod transwoons br tho curai ord vit mue IRS Form 5498 fair market velue is besod on te °urgent velue as of Docomber 31 ot tho promus yoat and an to turnShod lo trio Internai Revenue Sana,. PedormanceSummory:Monhor your annuel portfolio parlemente end Fie uneelized peins and loseee br your futur* recstront strategy. Accounl Postbens: Meer yom rnmstmeMs al tho curent mat« voteand ccerparo trio cognai 0041 tO 550 mmeekted gens and 106805 n your paillote Original cool is astioned yang Me Ont-n. Orsteut (FIFOI molhod. Mich assumes me Pst shoote:ru sel eie Itiose Ø porchesed Omo Tho estimaled mosellan income2 and average cosi per shore ile dindayed bor your reinence Irre odestpurchose date e Mo« for en edcaien of yod, hoklitg PariOn. AteOunl Acthity: AI accon« aclidly ia clearV daine. leled in One Orden ad n the Cbting cash balance. Trans POriceng SeltlerneM: Gentinn you etecUed Vedas Ain e sellfemert dote aller monn Ø. Mono trarsactons ait te rellected n me Aocouni Antaty sebon non rrainst OMM* Cash Services TuntsellOn OMO: Cash menbemart eankkdOre Mal «Oued CAring Ils slaloment repoliio pollad. ndudng check. MM card and ATL1 actuay. are «Mod ln dato tarder. Otto Cash Services Summary: Cran ara dent (ransmon mats lor mo arrrom slalomant retbrIng Øedod tee SUmmeized. bndMdt0 IMMiactere ate relis/J.4. tue to rameau aquamens. mo stmoment demis may not cque mo dament tout teetinaled Annal boom. end EOrroted Annuel Yield values are baud upon Ille nuMbee d slaves cernai or amont value balance as 01 tut stalemord date ard me most tettall dendond mie a Cash sted arabe GENERAL INFORMATION 11) Menado dore not ponde tergal or las ente. Please cordai your tagal actes« or lar esnOuntant won neCeslary. ASS SION:On iodai« Madee. ØB Carnnednato MW be «Onde] br panry 0051101 and lonsediOn vonrenn Purpastd For TD Amenbode bushoonal clora. your advenu hem Is scparato hem and not ad'taled vat, TO Amenirade. Inc. ix TO Arrau- ab °coing. Inc., and oado frm rs ml rosponsble la the PrOOXIS end senices ol the Otite Mammyor Reports:Il you fine any errors or omissions In your accouM Maternent you ermulcl Immedialely colt us et the nimber Ilsted on page one of your slaloment You Moud Ilsti contact our Clearing rem, TD Amniote. Clearing, Inc. al 800469-3900. Please men« tris s'aimera caready. you Stara, crib any Wansactora or d Mao are any «MM or °Menons. pieuse raille e Oient Services rediesentalhe a yod kat brrr«, Meer. ati *el as 10 AmaCrado Gearro. Inc, in wmng surin ton (10) dags ol you rococo or dus obtiennent Any oral slalomants Mol you hem macle to us salt, be COnfirmed in mitre The obtiennent an «Prony°. beconsidned concleshe Flease notry ce prompily 01 any change in yOtd tunlad information. TreneediOnS restled m your report MI bo concbacealy deamed accuratourdoss you moly TO Armande empile*. Accounl Prolectbn: >pouls hold by TO Bank. NA ard TD Bars USA. NA. are neural by Me FOC (tel (Mead by SIPC) Up le $250.000. LimIls are per aCCOunl °Ming» per inblidOn. TO tam mea Meut FDIC COverage g° tO vnow1010.00v. Senones. indudng Mulon fUnde, hold in dur Broken» ACCOunt are ti l 0epinile Or 0010alion$ d. Or mimante:kt by. any bank. Ø not Foeincite!. and «am notestmont rites. indudng passage loss ol princçol. TD Amen:rade is a manne ol Oie Socunlies Invelce Moncton Corporation (51PC'). which pralins manses custom«, cl ils nimbas up lo 5500.000 Ondine% 3230.000 loi daims ter cash). Explarolory brochure is avariai:1e on repue* al wmesipc.org. AM:ma TO Amenante amides adr tiend 5149.5 tullen won 01 01010 00f for SeCuritieS and 32 «Men 01 g:taenias br Cash «Gogh StrpOleMOnlal °Outrage ptOvided by Vines Menin h Me «Mi Ola berna°. insoleenCy. a dent may reCeive amants due from the Inde» rn ImnauPtcY and Mon SIPC, Senanonial «trom(fa s pool oui Mer Mo trustee and SIPC payons ara Ør suce ramage each clam is limeed to a contrxd mitan ot 3152 «lion Iront a Suette. SIPC and London insuras The TO Antedbade Supptententel caverne bas an mgromur lira ol 1600 anion ami all austamers. Trie polcy arondes COverage loikraing binonage intiOhincy ad dOes nOlprOleel Ugine IOSS n market vatt • ab socunterd M invesinten1 n a money martel lune iS not ineuren Of wareneed by the Fedeis Depost murane Corporabon »Ci n any *Ma renomma agoncy Mme Mo tune eeek 10 peeterve the value d yOur 04081~1al S 00 pK snare. it it peebb IO Irre merøy by invasion in e money manie fund. Lindet. ne beciated dey and padternoastod morMly. Tho prospectus amans Mn ara once important rennsion Reid the prospecta) aretvili bete niteting NOn-denCeil irweelmente hero by pur trokor.dealer aro NOT FDIC NSURED, NOT BANK GUMNNTEEDi NAT LOSE VALUE. The balance in pu bank depOsil sen« or OMS Cr yOto MOney Motel «kW lund can bo loua:land on your orner. and Ire Fumas retUrrod lo yta sconce acon, or remitled byta Tas litpeing: The pelbb men if nol e le «ciment You ail renie Forai 11:09 for ornai us nomang n coopta- ce mh HIS arremmais indudes =Ob rama. drbools. caFeal centon... Mine. and sires promet Som pitrerie ore Subie" IO nXbratradOn nain • to rolbacd cri zdzoccert te rems Con Basts: CcaEau:. W lot ana concemance enceint ard Consboriscr are cdtrod end OeXteled by COI tetnPORATE0 ID arnearele is not repOnebbe le ne rektity or 0rØ cf Me Somma% ID Amonrafo ard ts rexmaten merdes rProrters1 do not paronbebe baht, CI me knomilon and date proaled CCN ECCEPCRATED b alerta» orceny and en°, alllaedwen 19 amende Yann and Options Account Agreements: Promet ai/oison) Amontrade n timing or not change n your investment ctuxuros or tramai somalien as thoy main to your margin or Mons anOunt agreements A surnom« of °emmenons and chope) Muret( vrai mo turco= ol °Faons transmcns Is amiable. Orri Mats Piller Tho motet volute cl saunes haie Oeta Monod. al rosttea bom onlionn un«. ad Othe «tendent sono Velum sle band on Ote dans MM me mcon banco mo bd ad al rg Fora or aber rnercols. I no rond ydetne.otere Ion a aidais, tien« Oh« indepindent 'MM. te leCurty Pian Fo beng renier e • Prcoi Ciel Tho oduants ar your Faddo on« are Ment as 90,064 Mbefltlen ad dem NO gummen tab aurery ct any :courtes omet licrigago bacled postons am 'dued rang the remanng terme rd the oirai men one Patte nçal vek lions Mar nO1 necton sec arma:ch. Die secœday mana la Catiras d Op:posta (COS) n eroraly Moud amine sitar mole meg be Ottent front the torchas, pote Anselmeles Cr Pintai may rosit tcm Inc sale °tau) per b rots« Bad; rate Roi «orna Sccurtes irae dforady thri apty manas and do rot rab ai a qua maimo. Reno. Moi Pan Me OTC boer Me °punk., market and errent butinma net MM ta leu ban dra Mec" an redut?. nyo sale ottcrot pna to ma uty mnrosa n a las ol penapal. Non Standard Assen OSAI are typcaly nommants to anct pormakon program saure= goencysteps. kniodtablityccmpance. er ren esta» marrent irai. corn:dey pools. Prate touty. prikare MI a Pen» IØ. NSAti ere Vibrer ibud «teinte Ta do na bate o' mima socuma aØ a Mo &mal Sarh Malt, Tho drues total kt moto nasillent: ere etenered unoto «mea ben orbe «Modo noltard. bul nol knled imlecenden apportais. Mo proaans na zsen. anche thon party bonder <dors ha ti d mol proand by Mo mmagorral. a:norme. adb smul rd oadi 0Ø3n or by a Midp.rty roder antan imkpendeM Wadden Dy ID Amenda* Values me rot rend the oigne fontom vice. amol mana veto « be mazot men fewamcn r an os tiord value ca- na be euabbned thrOugh ta, mettons. Me «tarir niry be retend es Non-Mt:ta Clin For Seidel «rai mgarang votation fe MoStardard amas. «ne cota Clin Sonna- Thom marnais am na ccoceed uØ Pb SEC Anion Rate Saturne (ARS) Praia: Die malinnixe la AAS securnalbe ban caancd. H matent lem constat senne or Wei idegapet sauce. Tit nosay cil te romp is not euranked Ha mata vat e rot malabb. TD Amcetradeoll pros Mo AAS perco.takto nia canadas= bah e» budry rd undineg ante qualty. Tho ARS rata. o anordy toperanCing aen d Øy end. Us reSult Rhee ca, be ro snaros mel sch SeCurtie tar to sedmie am« mal«cote. REGULATORY DISCLOSURES MI transmtons arc alose to p) ne corambon. Nu. rogulanins. customs and usants or the «change Of IMAM. ana ils dearibbouse. n dm. on Midi sikh laineeleno are oxccuton toi loden la s. mclidng me Secumos ot 1933 and Mo S«urarts Ex 4 oun . ci* and the in50EriNpre &Atone For an mentor brochure mal ilddos infamabon desabng FINRA% Pulls Darbsuro Program. nonne Contact FINRA st 830-289.9999 Or mow.firesag. Tho amen rate Yom ta TO Amercade Cash a laken (rom mo applcatre 'moroserab ber for the Market Velue balancent« TO Ameneade Cath. as ol pta alstamen (rosire dote Simple todesi is nenni daily bssed on Me mien etan ter apploaldo to oads data balance. Enanen Staternent NotilbatIon: Ibo micmac ol Mancul condbon lor TO M'entracte a badeble Nice a yeti ana may be obtenez' al no Met. da the internai el Mat»Votore.totamentrado.comMnancialabomonthel. Option Assignmant: All short ocruy option positons and some indox option postions se marleble loi ossignmeM Euntee enignment note« br OMM or area options are fandOœly aloceed amang all doms' shai posoons by an automaten procetkre. Free Credd Balances (Rule Ifici3.2 à 3): Under me Gent prote:con Mm. wo may use free atah bêlantes in pa teCCOM n Vs Orditary Cane ol Our Ovarien which are periatle b yOu on demord. Mare Aomori, illoguladon T): II mu have a mitan accouru. Ma reporta a combnahan ol your margin actant arde Spatial memoradum accote( Tracent) On merlan poses addienal nits anda not sutalao lor all investors. A complot° ln or ire nsks *m'oued vath margin panne is modal» in the merlan tek disclooure donnent. YOu may °bien e copy Cir WB olOCument by pontai:lino us el the retomber taled on Page Ore 01pur maternent. Payment (er Orden Flow (SEC Robs 606 and 607): In somo crcummancos. TO Arne/ruade termes compapabon la Orddis aman arcetre.counta ara :sied °qu'y orden nos fo SeleCled maltas. biercts Or Salera (inanot Canters') G:minou:ion is in the lomt Cir a pet shore cash payment. Pr onction. TO Amr:ruade ase may bravo rompons:ton rebuta to the breton curency <richarde COMpOnen or «reniions n Nier neurales from Market Caere «mono aen barns Wo post genry reports di:douro Mo venues toi order rotere ozocueon veAvidarrcrvadocom A andoncopyis avalante anon roquets. n is our peiry. absent clora Ordres to Mo cenlrary. to sot= brukas. Omets. ara market Maltent tenta On Me (Willy lo nove , Oeta omnium ond the halo« Of Miens Dace improvememcn marka ornes. Poco ennoiement., ayantestaler certain market condoms. ard ara tegulany marna execuicns to lest loi sten imporoment d avalante. Made COrtarmatIOnt (Rule 100-10): MI cordon/Pion/3 are earemilled On the bersierbn dote. Taxer Transactions in bieign seOurilie (nMeng «ego Mendel ACFN Ois Inde in Me U,S.) may inonde taxes and toos c arre by mo fanal malta« or governments. snob may be enter, in me Van ol Inc security lei charged as an «lepe dent (ne ilion Penly Policy 1401111cElon: A °goy ol Ille TO Amarre* Mhtky OMS is non** el VIWN.Pielefirid0SOT Cabre Secondes: The elocabon ol peur redomplons a tells us clone rang a prorata «My symm. A description ol tie preadores br abatte sccumin is «Moto on to amyle or hem copies aro awnitle usoneapea In Cette 01 enOre Ot Cpbt0M1 *Out pla ElentOnk Fun) Trenet. pfease CO Ion Ci al 1.04:0669.3960, ot n %rem to P,O. Box 2209, Omaha. NE 68103. or by orna: al dienlerenrkeeldarneenide.Cen Tre Yteranden cOntaned n'eue Mani sliterem end be lannn9 ',Pen Yeu rl Yeu de nol obleel won utlY tee) days lor any trandor et lurds anse te Rceiabon E such as ATM and pont ot.salo hardie«. MM transactions. mai deose. and rundesals. %Ve Mue nar rem sou ro Ide Pian 60 eas ana we sera yOu Pie FEST nomment cn MM the trot or problem asperme /Tell us ma none and «cool narrer (2) Coscrbotho orror or to transi« you ara unsuro about. ard oxplan as deely as you con why you berme a is an erre or why nood ont° inlormahon. (3) Tell us the dollar anoure' or me sunakted once. Wo wrl1 «oste* pan complant and nil cane any «For promptly. H verr talai more man IO buvions deys 10 do Iris. se mil anal yOur tIOCCuM fer the limant yOu Ihink is n emor.s011on du on bave to ule of Me ØØn8 Mo trotte= us to corroie» oui investigation. »MD 150 07.14 SDNY_GM_00011895 EFTA_00122546

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TO AmedMade Cleating. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ • 51.590.37 0.01 $51.590.38 Statement Reporting Period: 08/01/16 - 08/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE Et-3 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period ° Change Change Estimated Income Estimated Yield $ - 51.589.93 0.01 S51.589.94 $ 0.44 50.44 $ - 0.01% 0.0% $ 0.00 Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 YTD Closing Balance $0.00 page 1 of 2 $0.00 Income & Ex .ense Summa Income Dividends Interest Other Expense Interest Fees Other Net Reportable Non Reportable $ - $0.00 $0.00 CONFIDENTIAL YTD $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 08;31;16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)YM Incomet(Expense)"° Securities Received/(Delivered)"° 0.00 ••To view realized gains and losses for your account, login at voyow.tdametitrade.com and visit My Account > Gain/Loss. SDNY_GM_00011896 $0.22 (0.21)

Statement for Account # 867-730320 08/01/16 08/31 16 Income Summary Detail' Description IDA Interest $ 0.44 $ 3.45 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dmdends). The year to date totals will accuratebr reflect your cumuiative amount for the year. Current Year to Date Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0057 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized QM Loss Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account interest Credited Begin Date Balance 08/01/16 $ 51,589.93 Total Interest Income Number of Days 31 Interest Rate 3 0103 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 08/31/16 08/31/16 Received Interest: Insured Deposit Account Bank NA Closing Balance TD Bank NA $51,590.37 FDIC Insured Deposit Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable knits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.44 $51,589.93 51,590.37 page 2 of 2 CONFIDENTIAL SDNY_GM_00011897 $51,590.37 EFTA_OO122548

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011898 EFTA_00122549

Terms and Conditions STATEMENT GUIDE IL: Ar.rirade provides money Pedalo Armors for accoums rah actmty and quanedy repais ct ve accounts aim assets.. Portfolio Summary: Tee= lire Current value a your 000010 es 01 the non dale end comperes il to me prior meal? The ease dean «Icahn your paten diveryfealion by investment type abbe «Deafens under 5% all be grouped Me thecategory of -*hoe In the pc chart. Margin Ecety - Toter Mean Egunyireal Long Marginate Value • Total Shea Value) Activity Summary: The opening and dosing cash balances are moon:led harp for you, quick raarebce. AI account acurny Is summated for me current paled and year to date. income a Expense Summary Inornens edgy): This sawn dolaib trio income ad manse Walt from 0e Aden Suoveary and &ear« the lax treatment Retirement Account Summary (IRAs only): Ranee We IRS regained bean:eons for the curer{ And vit mu IRS Form 5498 lair mane( value is based on de current value es or Decanter 31 or the parlous year and ed to furnished to the IntornW Revenue Sande. PedormanceSummary:Moner your annual portfolio pedamance online unrealized gains end lor,eat. for your future ruestrnord seamy. Account Posterns: New you evrestmems at Mo current manor vane and carp= the origin cost to see banned gains and losses n your Donlon °dam.' cal is assigned using the erse. Tifst-oul (FIFOI Method. +rich assumes Me Mme ehaes yOu set see those you purchased first. The estimated irnestmord incomo2 and average cost per share are «payed for your remade the oklest purchase data is shown 'Or en Ideation of your Inking Perini. Account Mealy: AI Steen( alkfly b Cleary defied. Idled in tee One. and manacled n the dosingcash Mande. Trades Pending Settlement: Conran yea Matted trades web a itellkrnert dale ace month end. Des* transultonswIl be reflected n Me Account Actreny sexton next month. Galin Cash Services Tranaatien Detail: Cash management nannOtere Mat cleared doing tus seternom reporting peed. ndudng check. debit card and ATM actuiry. are listed In date coda. Online Cash Services Summary: Grad t arid debt iransxten torah for Me venom slalomant reefing red06 tee summand. Indrntked ',Sneered are relined. 'Due to rounding adustments. the usomeni decals may not awl to stammerstotals. rEdiritiled Ann.« trireme and Estimated Annual Yield values are based upon the number a shares owned or =rem value balance as el the stalemern dale ard the nest recent deaden! role a Cosh yield &Oven GENERAL INFORMATION 10 Ornentrade does rot provide legal or lax adece Please canal your legal adesor or lax enOurtarn when neCeatery. AS 9 Slanted indaby peace. Pena COOMMtben May be fennel for dually ante' and Inunaden iredrealin Duran« For TD Ammo -ado ntabeonal Penes. your advisor hem is separate from and na alined rah TIT Amentrace. Inc. a TO Arratrado Closing Inc.. and each frm es rid responsble tar Inc PrOtels and senices ol the other. Nancy of Reports:II you find any errors or omissions In yore account statement you Mould Immediately call us et the =nisei listed on page one a your statement. You Mould also contact our Clearing rem TD Amnon* Clearing, Inc. el 800469-311rm. Please renew ems seterem carenly. II you *sago» mill any transacts.« or d Mae are any aids or omissions. eel, notify s Oient Services repiesentelhe a yens keel Wench once. es wet as 10 Amacrado Cleareg. Inc. in wmrg twin ton (10) days of you reaps ot this shelenent Any ored statements Mal you nee nee to us should be COrdned in wring The semen' will «ernes beconsidered conclestry Please nary vs promptly ol any changes in yob anted information. %reactions ndeled on your report «I be connate* doomed accurateunless you rely TO Annuadeirreeduary. Account Protection: Deposits bald by TD Bank. N.A. arid TD Bark USA. N.A. are mound by Me FDIC eel tared by SIPC) up 10 5250.000. Limits are per amount ornderth0 per Unbidden. TO learn nee Seel FDIC coverage go to ewe Negev. Sautes. need® mutual bet held in nor Brokerage Account are eel depose Or 001gallonit 01. Or guaranteed by. any bank. are not FOIC.inared. and maria investment nets. indudng possin loss ol princpal. TD Amendade is a member ol the Secunlies Invesla Ronchon Corporation (51PC). which protects scenes =tomtits of ils members up lo 5500.030 (incbdig $250.000 Ion alai= tor cash). Explanatory brochure is available on request al wwesie.org. Addlignatly. TO Amends armies each Clad 31415 trillion eon 01 DrOleCtlon for SeCurttleS and 32 mitten 01 prinelOn for Cash tleitugh SupOlenernal coverage ended by London Inures h the teen 01 a brokerage insobriety. a clan may receive tenants due from the trustee In baleulkeY and don SIPC. Srmosahomal COYOra90 e pad out de the trust« and SIPC payouts and wear such coverage each dent is limited to a centred return ot 3152 e'en Wm e trustee. SIPC and tendon insurers The TO beedliade suppenenbil coverage has an aggregate Inn al MO muon over at customers. This potty protides coverage lollirying bondage insohincy anddoes nOl motel against Ins in mania babe id me maned M investment h a money market land is net bared Of %tartrate(' by the Federal Depose Insurance Corporation iFDiCI a any odia gavomrrica agency Ana* Me funds Seek le preserve the babe d yew freedman al 6100 per share. 1 it entry le lOse money by invasion in a money market Ord. Dindards are *cared defy and padiesneested merely. The prepaid weans Ms ard once impenart earnann Read the prospectus Careelb before Westing. NOrydrean inyettmente held by your trokor.doalor are NOT FDIC nISURED f NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance in yOur bank dermal scene Or Shan a yOur money Made' nary' bed can to lquedated on your order. and the proceeds returned to yen secured anon, or remind et= Tax Nearing: The paten marten& e la «admet You eil recede Fee 11:09for erred tax beep n careens «h HIS reastrels includes nab acme cfredinds. captal gain lace «Mel and San proceed» Sane agnate are subject to reclessearen she «I to ended on heeded taxi:cos Cost Bas: Coot Bans. tar lot and calcarnat reboring ad Gann:ter are snood ad CeeCtel«I by COI ta:XXEONTED ID Monde a not «peens la Tee intake a sun:dyads, =men ro Affrelltae and ts barreaton pied« I-Praters - i do not mane, the escbuty el ere iniernalon and dataanted. COI teCCEPCRATEDe airmen» orpeny and era Elated ad 1Demenroge Mega and Options Account Agreements: Prong/ aceisoll) Amentrade n wnlnp ot any change n your investment meures or firareal stuarcin as they palan to your margin Or coloris return agreements. A summery of cOmmiesions and charge, incurred we the execution of opOons hansaMens is minable. Clavent Mats Peas: le make:dad d scones hate ban Waned. if 'rabbet poet acidat wine ad «ha idependert sans Wine we bard On Ob dale pat be .envi beaten me bd ad adore pion a ocher rrelet. t no rand 'd ue e =late lam a wader, men C. Of« indeendeed Mr*. te marry lAbjeCI to bang elected at he Po= rnabli Ihe aduaixes ar your =no ran are ennend as general ebanalan at xo eland guarantee te aurae/ day scones area 11019.190 baclud postons se asked tang We rename Mince aid Pie Wart Meet Dite Addis nee el anions nary na lœtte.01 sake prococcb. ma nand» ma= Ix Cal/vacs a Deposts (CDs) is organ Null and the aced bee may be Oats Iran Me anhary ce:e Albelbiet IOU CI plorte may melt ten the sale of a CD pax ea many Bach ante Red Were Securres bade Ofercelly thrà agcy scones and data trade malign =urge. Reno. they [ranee OTC bee de °Dunn market and teen lquery mayen a« la you blet your anal pia b nuhrty. The se el tee per b =very may 'oeil n alas el aslant Non Standard Assets (MAI am reedy imizencrts al Mat p.vicpasa program scourges eatnestms limed fealty cempana. a fed au» nesters trusts,. comedy pods. prude eery. pried, debt a ledge kedi. tisse se byte ibud ire/same= ad do na lode an e nand sauna =tango agio ticadaq and Meta. rev - dues Men la min rritsimals are «heed Lens need Ian Yeah enteedk cadre. bd not nee la =none« apemen . te pen= rot awe. anacr dry party tarda afters hat hero ben preen by to =agorae& «inseam. aller gene dash ponaT era/ a tid poly yen:legatee independent tomate by ID Arneetrede Vane ms/ viol tenet Pro nand grease PICS. amid market .due a be eon= Len twins:meal calmain value care be estatttled trough lbw nvAhode. the «valet mes be related as NonPdeed (NP) For Wane deal =and Lateen la hen.nretard nears. pea° cote Clan Schees mesa ni stems arena ti ered undo Me RFC /WW1 Rao Socurtra Mari Prong: The ma= trate la OAS sauna:Ghee been moaned. it angle. horn agent Senn a Wei repecieft edam The =ray Oft Dien is not %wankel Ha make, yea e net melee. TD Arriertradedal emoteOAS paten. tang lob coroderen bee te boldly ad underling cede quay. The SAS naja e currenly ennead clad a Natty and. tea result Mae an be no name the, burnBeryl:et an be sob urea one mad ccrecre. REGULATORY DISCLOSURES MI transabons are abed te Id me corer:noon. «es. regulations. customs and usages a pre exchange or market and its dearennouse. it any. on +rich such lainatelens are executed: (Ii) federal lees. inducing me Secumes Act or 1933 and Mo Saunes O0 T Ex er • ra n oun . in Cli & A and t one he F an este brochure mal inceles infonnabon desolang FINRA's nee Dacbsuro Program. please Contact FINRAst 830-289.9?99 or wew.firmsory. The interest ran Moen tor TO Amertrade Cash e taken from the appeal:1e interest rate ear for the «adiel Value balance n HY TO AmeneadOCaeh. as 01 the Slahlthery closing date Simple interest Is ached dally bald on the interesttaro sen applcatio to oach clats balance. Financial Statement Netification: The statement ol 'nano& condten for TO Menado evadable lace a year and may be Waned al rio cost. via the interned til Mutdeverearyinentrade.conaboancesubsmonthml. Option Assignment: All short carry onion panons and some index open damns are abatable for assigeneM broire êtsignmtel notice for eauty or index options are randomly atoned among all darns shon pousons bt an automated procedae. Free Credit Balances ISe3.2 à 3): Under me dent proration rules. we may use tree anti bailees n your account in PS Ordinary Cane of our kern« which are pa/able to yOu on demand. Wee Amman (Regulation 1): H you have a margin account. the report is a conanahan et your margin account and a Speed meet orwelum accotas Tracing On resign poses addrional mks and a nor seeable for all investors. A *amatory lai of the risks assomatod with margin tracing is anktre in me martin risk disclosure do -anent You may obtain a copy a Ms dOCuMent by contacting us el the numb« teed on page one 01 your seternem Payment for Order Row NEC Rules 606 and 607): In some crcumsences. TO Amerman recants compensabon la dreary' cenan areatlecounter and toed nary order lbw to selected madras breeds or dealers (Market Centered Ctrepensalion is in Ina learn a a per share cash payment n adduce. TO Amatrade also may name cemponsann rotated to tie foreign cure= exchange COmponert of earnaliOns &anal securitiesfrom ilarkel Centel ezemeng such traces We post wane, reports chscieurg the venues for order reene ozocuson at armidarratradocont Mennen copy is avaratle upon rawest us our Key. absent nerd orders se Mo contrary. so soloct brokers. dealers. and market makers tend On the abilly to provde bell eneCtden and the helm Of sabre price improvement cn market ornas. Pnce improvementel availableunder certain marker condlens. and fier regular), mentor executes to lost for such imam:anent d avant= Tiede CoMirmetiont (Rule 100-10):All conlrmalions ale evemilled On Pe linen dale. Taxes: Transactions in beige saunas (inducing bran Caripany nee that use if, the U.S.) mrt include taxes and fears charged by to faegn mark= or governmenis.erah may be beetled in Me pree 011ie security or charged es an «dependent Ina item Pinny Milky Nolinellon: A copy a the TO Amerind, inlay DOICY is donne al VAWIllaeleflead0 SOT Cable Securtliesi The olombon of primal reeemplons a bale is clone tang e preen eery =rem. A doscnimen ol the proordsos for Stele saunas is Salableon to eroesdo of hang copes are matte taon focpell. in Case ol enory Or Canter. *Out yam EleCtrOne Fund Tender. Mean CO raft a 1.260 Sagged. or n ern= to P.O. Box 2209 Omaha. NE 68103. or by email al dientterVi:fledaMefeadfaCOM The ieseivœitOn contained rogue tenon statement shall be bruin upon you it you do not agvcl arthn sixty tro)days for any trandor of lords step* to Antiphon E. such as ATM and porn ane banters, debit transactions. drat del:cads. and eflhdarinals We mum hear from you ro later Man 60 Was net we sent yOu me PEST statement on whenthe error or problem appeared, (I) Tell us sar ti me and account career (2) Insane the error a the tenser you ate unsure about. and «plan as deafly as you can why you below n is an era or why you need ace inlormahon. (3) Ted us the done anent of He suspected error. We et tansies* your complant and ail cared any error promptly. el we lake mom Man ID business drys to de ihis. sewll erode yew recant forfort, amass yOu think is in error. 50 that you «I have de use of the money dung the imitates in to corneae our invesrmatean. AUTO 150 07na SDNY_GM_00011899

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 8OX 2209 OMAHA. NE 68103-2209 TO Ameritrade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ 51.590.79 0.01 $51.590.80 Statement Reporting Period: 09/01/16 - 09/30/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 84 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period Change Change Estimated Income Estimated Yield $ • 51,59037 0.01 551.590.38 $ 0.42 50.42 $ - $ 0.00 0.01% 0.0% Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current YTD Income & Ex • ense Summa Reportable Non Reportable $ 0.00 Income Dividends $ - $ • Interest Other Expense Interest Fees Other Closing Balance $0.00 page 1 of 2 $0.00 Net $0.00 $0.00 CONFIDENTIAL YTD $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 09;30;16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)YM Income/(Expense)n° Securities Received/(Delivered)"' "To view realized gains and losses for your account, login et wwwidemeritrade.com and visit My Account Clain/Loss. 90.22 (0.21) 0.00 SDNY_GM_00011900

Statement for Account # 867-730320 09/01/16 - 09/30/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.42 $ 3.87 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These °affections can include changes made to previous payments and removal of payments reportable in a precious tax year (spillover divdends). The year to date totals will accuratehr reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0089 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalydLoss) Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account interest Credited Begin Date 09/01/16 Total Interest Income Balance $ 51,590.37 Number of Days 33 Interest Rate 3 0100 Interest Accrued $ 0.42 RETD Accrued $ 0.42 /HD PAID $ 0.42 $0A2 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 09/30/16 09/30/16 Received Interest: Insured Deposit Account Bank NA Closing Balance TD Bank NA $51,590.79 FDIC Insured Depose Acccun (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable omits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not coveted by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.42 $51,590.37 51,590.79 page 2 of 2 CONFIDENTIAL SDNY_GM_00011901 $51,590.79 EFTA_00122552

ID Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011902 EFTA_00122553

Terms and Conditions STATEMENT GUIDE nr.zerado pretdes morally Portfolio Reports lor accoums Mm acvaty and quarterly reports 'a mud accounts soh assets.. Portfolio Summary: Track) the Current Nitre a your 000010 as 01 the »pat dale and compares ry a> me prior month? The MIMI 010:alen MONS your partake divagealion by investment type M.Mple dbcatens undo 5% sue be grouse.] into the category eI nemer in Me pie chart. Margin Emory - Toted Account EgutlyrtTotal Lena Maginable Value • Total Short Value) Activity Summary: The opening and dosing cash balances are reconcree here lor year quick remreet). Al account acinity es summansed lor the current period and yea to date_ income a Expense Summary inemIRAs only): This secton dolrob the income and manse tOtaH from the AttisMy Summary and Clanitla the lax irealMent. Rebnement Account Summary (IRAs only): Review Ma IRS rog natod transaceons for iho curare ard sea years IRS EOM) 6198 lair mankrt value is based On the current value as of December 31 01 the previous )oar an] wt be furnished to go Internal Revenue Sauce. Pedannance Summary:Monitor your annual podia» perlamance end the unrealized gains and • br your Mum arestrnore strategy. Account Postbons: New your rnestrnonts a to current market vabo and corrparo the emend cal to see i.neetioed gains and lases ri your WINO Original cost is (manned using 1110 1rst m. rintem (FIFO) method. watch assume. the Psi shwas >Ou set ere 150Se yOu purchased ant. lbo estimated Kaltman' enoame2 and average cost per share are dadayed for your /elegance tae odest purchase dale or shown for an ncication 01 you Inking Perna. Account Aethily: Al Wed" acihily is deafer delned. leled in Ode order. ard collected OI the Cbang Cash balance. Tadao ~ding Settlenaint Confirm yaw euedAed trades Mth a settlement date alter month end. Rose transactionsart be reflected n me Account honey sexton nest rnomit Orden* Cash Services TranNictiOn Well: Gash maagerven transactions that cleared eating ass statement reporting pond. ndudng cheek. doe card and ATM actmb. are hood in dale ader. Online Cash Services Summary: Croft are debt transaction totals lor the adore statement rePOrtag 00006 be summarized. Indhieked laneaCteriet ate not listed 'Due to rounding adustments. the stsoment deals may not equal the statement totals. tenatialed Anna/ Income and Eserrated Annual Yield values a • based upon the number of shares craned or 0110111 value balance as al the statement dale ard the most recent °linden! rate a Cash OW provided GENERAL INFORMATION ID Mientrade does not provide legal or lax Mete Please consu, you legal advaor or lax MCOuntant when necessary. A8 a !landed inekeby WOMB. adne COneeMentne may be records br Salty antra led TransettiOn veritlaten Purdah". For TO Ammo -ado basoboonal clews. you , advisor ben es separate from and not abated was TO Ansernrada. Inc. a TO Arraerado Oaring, Inc.. and oath Irm is not responsble la the 1,00X18 end antes 01 the Prier. Accuacy of Reports: it you find any errors or omissions In your account summate you should immediately call us al the number listed on page One of your stelownent You should also contact our Gloating Fern, TD Amethrade Glowing, Inc. el 800469-91100. Please renew tile sideman, cattily. It you ctsagreo sob any transacton or el Mae ate any errors or omissions please nobly a Ghent Services reprosenttehe a yes loal back NCB. as wel as 10 Amairade Cleanse. Inc. in wmrg norm ton (10) days of yea recept of this statement. Any oral statements that you here made to us shard be COMMod in whin The statement sill ahemto be considered concbake. Please nary uti promptly 01 any changes in yes canted information. Transactions Maeda* On vas report wil be concbsemly doomed acwato unless you web TO Amen:fade ernmodatay. Account Prolettbn: Deposes bald by MBank. NA ard TD Bank USA. N.A. aro insured by the FDIC knot Covered by SIPC) up 10 5250.000. Limits are per actount ormertill) per iniatairal. TO learn mare about FDIC enrage go to were IdCgOv. SeCullials. indigene mutual funds, held in your ardierage ACCOunt are not deposits Or obligations of. or guaranteed by. any bank. aro not FOltinared. and invoke envestmont rides, includng casaba loss el princpal. TD Noordode is a member ol the Saunas Investor Praotten Corporation (SIPC'). which pretons secunlies °stomas of its members up lo 5500.000 (incazdine $250.000 ha dada fez cash). Explanatory brochure is available on request Si wewsipeorg. Addltionaily. TO AnierilfaCie provides eta dent 5149.5 milion worth 01 protection for securities and 52 Milian 01 prettien for ash trough SupOlemental coverage provided by Leman torture»

1. the event ea brokerage insolancy. a dent may Wain,(Wants due tram the Moe» in bankruntcY and Ilan SIPC, Seallemental covomgo es pad out oiler the trustee and SIPC payouts and unclar such coverage each dent is limited to a antrod return at 5152 mitiOn horn a algae. SIPC and London insurers The TO entedlrade supplemental coverage has an aggregate km of 550) muon ova all customers. This potty provides Coverage loliCraing brauvage insohendy are does nO1 poled against lass in mama valle et me seminars. An investment h a money mad* turd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FDIC' or any oma enfant« agency. Although the kinds Beek 10 mum° the val.« yOur invesbment al 5 00 pe Mere. it b Nubble lose more, by invasion in a money marker bi d. Ohneeds are declared dab and pactramested monthly. The prospectus °mans this rd other important rtormaton Read the prospectus Clakil)r Wore antding. Nendepail investments herd by your broker dealer WC NOT FDIC INISURED f NOT BANK GUARANTEED? MAY LOSE VALUE. The balance ii your bank deposit secant Or shares of yaw money makel Maud fund can be liquidated on your order, and the proceeds returned lo yen, securities account or ambled 10 you Tax Repereng: The WWI) mart 6 MOM 'lava« Year rail Make Ram 1039 for areal tax repaerg n errata- a web IRS nomrownis Includes twat mod. badons. taptel gene twee ~1 and saes procembl. Some OlernWell are !naga to radessibelOn shah WI be related en sderdepent me oceans. Goa Basis: CatRasa. tag lot and pakmens mooring an GanaesW u cased ad ard./Clod by COI PeXPPORPIED. TD easonse is na womb* la tie »Way a sult el In .hans= To AMCM-320 arid es beerrnaron pandas FPnehders, do net ~Meth, mama 01 the inicrnolon an data deeded. WI NC.CF1PCMATED is a istpreile Germany tug once alleged with 10 emedmcle Margin and Options Account Agreements:Prompter adviser 11) Amentrade n wane et any change in your investment ebecbms or Marcia, shown as they warn to your ~On o. Oplitns accOunt agreements. A summary 01 cOmmissions and chugs» incurred win me matte 01 moons banana» is amiable. Omni Mats Prices: The maket )dues ol seances have ban cleaned it ~Ob. Item (sateen eedos are Other iv:Wendt« sans Warm WO bawd On me dong at* the man Waco the bd aid shrg paces a ether reeds, P na mate yawls /Matte tom a chidden mote Ones indepIndent Vane. Ile Saab it. tailed 10 bang weeded tie • Pst eNP). uludons an your wade race are proeded as gonad intommon sd vu ara guarantee to aura, dry somas aces Moyne backed postons too oleo] rang me remanng bilace are the anal metal cite Portia» Neal »batons may net repreart aka procoot, The seo:nday natal la Cathodes ce Comosts (CDs) is antra» nou' and the acted idle mot be dtteml from the ~Use fete Asqrrart loss d diapel may roan ton to zakt ol a CD prof to resits Bends anb Ftcd Vona Scanla trade dittenvy mar may scarem and ant eido en a Mud oxchango. Reba they raden Me OTC 104) Me °punka: nwled and Widen' Nude/ miy nol tad ter W s art sour PadenPa to maybe. lho sale or bat pna to many may «art a a Ices cl paned. Non Standard Areas 0GAI are typos» warrants in drat pawpaw program 'court:as gatexistess. knead tablity cempana. er teal estate meaner. Ina car:moiety web, pogo duty. Ora» debt or hedge itch. NSA6 ere hpedb houd ~1~3 ad do na lode en a nama saunas catmint.« Me Marna Stoa Wad The 'dues Moen Ier madmanaas are eelimtled etAata dehed han ,ortod methedk baring but net »bed le independent appracals the Pag'a'ns nee amt, anew tred pastybonder diers tut hee boe waded by te mama) ei, acherarater, and«rp:r°d each awn a by a thrdpaty vat« stout independent weicattn by TO ~a. Values mar not Meet the crignal ~ate pica, reut maan 'due a be roam] 'an Soudasen an onnutad value card be ~tad trough teSe methods. the ultrafen ma be reflected as NOr•Poted Chin Fa addlizad deral ~en ~aeon Ice NenStardanel lads. plowe coma Cant Sans. Mere ~dram are na come] under th e SPC.. Auden Rao Scurries (MOD Prong: The motet was la OAS scones~ beentaan. H malalde. Korn chiatden~km or Wier neoadat ~es The ecaray al me eking i5 net aflame]. Ha makei ~ea na matte. TD stralende all prom ate OAS parten.niag rib ~Metter bet to Muddy ad undert eme crock gusty. The ARS market is currordy agandrigelICkdbally end. Ca me them an be no manna mal such worries an to sela order one mate codeas, REGULATORY DISCLOSURES MI :Tana:eons aro seboct to me consteubon. Nes. regulatens customs and usages d the exchange or market, and its deangtrouSe. H any. on erich such tranSaChais are amoral: pi) ledeal lam. enduing me Securities Act 01 1933 and E trio Sautes e • sa nl~ D O con . o and the kf te aAtto and Ex F an ono brochure that nabobs informabon desating FINRA's Pisli Chsclasuro Program. please Contact FINRA at 800289'9999 Of waselirmag. lbo interest rato shoal. for TO Ameasade Cash o laken from the applcabe morose rate eer tor the Markel Value balance n me TO amertrede Cad,. as 01me illabloment °bang date Simple erected is accrued dally based on the interest ea ea applicable to oada days balance. Financial Statement Notification: The mamma« ol Mancol sandmen lor TO limentrade ~bible torte a year and may be obtened al no cost. via the inland al Mariz ,\weretclamentradocorstinancuistatamentatml. Option Assignment: AP short amity moon panons and some index wean captions are nub» tor assgnment Exacee annulment naces 1 .0r Oa" or index options are fendOnay alocaled among allclads shoos posoons by an automated protease. Free Great Balances (Rule 15c34 4 3): Under me dent protection has, we may use tree bedil balances n your Meant in Ine Ordinary Corse ol our boonwo wah are payable to yOu on demand. Margin Aecounts (Regulation T): H you have a margin af [PAIL Oa report a a combnaten ol YOur Margin eetoase an a weds matorardom et cogent Tredng on margn poses adellional risks and a not mutt° lor all investors. A carpet* let ot the raki associated vat retain treeing is ay/dab» in Me margin fah disclosure 000.0•401. YOu may obtain a copy a INS document by contacting us el the rumba Wed on page One 01 your statement. Payment for Order Flow (SEC Rules 606 and 60T): In some attendance:es. TO Amanrado racemes compensation lor drooling certain atathecounta and Lad many order lbw fo Selected markers. brokers oe dealers (Made Genientel. Canpansalion is in Me loan Or a pee share cash payment. Is adetion. TD Amatrade also may toecap componsaten related to the foreign currency enchant, camper.« 01 tareadions in Weer securitiesfrom Markel Gallant oxaaang such trades. Wo post »sater/ reports disclosing the venues tor order rozeng ozocueon at waseldame•Cradocom A mitten copy is avalable wen rapers. 11 Is our ploy. absent den orders to the contrary, to select brokas, dears. and market makers bead On the °bitty to prove, best executlen ard the halm 01 ~no pine empromment on market orders. Paco impternemam is avant»~Of Doran market endion. and we regular>, manta execuvens to lest brash imacroment ti mulatto Trod, CoMIrmilleont (Ruler 100-10): MI COMMlliOnt4 ale areMilled On the inanstaMn dale. Teem: Transactions in Ryden securities °khan° brenn 00^11M0Y ADM Mkt trade in Me U.S,) may include taxes and foes charged by to tannin matte or governments. Walt may be Needed in Intake 01 the security Of Charged PS an Odependeni (no dam Pitney Peaky Nalliallon: A cony of the TO Amoebae» privacy DOMY is dyeable al weerklamaindecorn Gabble Stamba: The aerie of penis retlemplons a cab is done tong e creeds Wen syllem. A doscoption ol the procsdres br rabble steunla is zalmbol to rebido a hare cope. are available tango:pall. in Case 01 das Oe epestona about your ElettOniC Fund Tandem please CO lad 8 al 1.903 669.3900, or in twang to P.O. Box 2209. Omaha, NE 68103. or by email al dierefotavialrokaldaMentolde COm The ~fleece cOntaned in your *awn statement shall be brndng upon you if you de not otleci whin sub 10)1days lor any !candor ot luide stetpa to Regdabon E, such as ATM and point ot sale :rarely., deb: transachons, direct deposes. and wilhOirealto We must har from you no late. than 60 arm age, we sera yeti Me MST statement on which the error or problem appealed. (I) Tell us YOU' rente and account ranger (2) Dosed>, the error or aa :rand« you are unsure about. and explain as dearer as you can why you bolero it is an error or why you need owe inlormabon. (3) Tell us the dollar amount of the striPededenor Wo n‘li nestpee your complant and wit camel arty error promptly. II we lake more than ID Nara's days to dO This. we wit credi your attend br the amour yOu think is in error. we~ you wit have aa use al the fl eecydonne mo tmo t takes us tocorn:Ma our investigated AUTO Ia0T.14 SDNY_GM_00011903

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TO Amer'trade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value $ 51.591.23 $51.591.23 Statement Reporting Period: 10/01/16 - 10/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-1348 Portfolio Summar Prior Value Period Change Change Estimated Income Estimated Yield $ - $ - $ - 51.590.79 0.44 0.01% 0.01 (0.01) (100.0)% S51.590.80 S0.43 $ 0.00 0.0°1 O Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD Income & Ex r ense Summa Reportable Non Reportable Income Dividends $ • Interest Other Expense Interest Fees Other Net Closing Balance $ 0.00 page 1 of 2 $0.00 $0.00 $0.00 CONFIDENTIAL YTD $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 10131;16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)` Income/(Expense)"° Securities Received/(Delivered)rm 0.00 "To view realized gains and losses for your account, login at www.tdametitrade.com and visit My Account > Gain/Loss. SDNY_GM_00011904 $0.22 (0.22)

Statement for Account # 867-730320 10/01/16 - 10/31/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 4.31 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a promos tax year (spillover divulercks). The year to date totals will accuratehr reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalniLoss) Estimated Income Yield $ 0.004 $ NA 08/05/14 $ 0.22 $ 0.22 $ (0.22) $ 50.00 50.00 $0.22 $(0.22) $0.00 0.0% $0.22 $(0.22) $0.00 0.0% Insured De . osit Account Interest Credited Begin Date 10/01/16 Total Interest Income Balance $ 51,590.79 Number of Days 31 Interest Rate 3 0103 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 10/31/16 10/31/16 Received Interest: Insured Deposit Account Bank NA Closing Balance TD Bank NA $51,591.23 FDIC Insured Depose Acccun (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable knits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not coveted by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.44 $51,590.79 51,591.23 page 2 of 2 CONFIDENTIAL SDNY_GM_00011905 $51,591.23

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011906 EFTA_00I 22557

Terms and Conditions ID Antiflab provas ronda, sutomenis tor °mount on owsry ana dandy sinnes la nedre.»mols ed adels Portlak Struntay:Tmes mo dant valse ol your purpra nol the mad dele end cornoses to the prior madol nasa «non ram= your ponton, chonlicalon by innimord typo. «ide anda und Sti Ml be gned no fe «gay d 'OINC n Po pe cbn. kb« Nar • Tala Pant Radarn LomMargnatb yab> • TotalSon Van "dar Brory: ne , apalg ad can, ravn bävan aro nacka bro ror caa neon Al ticcouni adr« is surnmerced lor the napenod and yent.iedsle non I boen» %meny (ncalRAt on): Tes seden «ds 'noa:orne and «ense lott fromro Aceaty Siam«ard dassnes tho tax Imam« Redieriani Account Summary(IRM «ly): Rona IM IRS rodnad randen« fa re turvi rod pro' anm. ERS Forn 5490 lax fl ikd kelue ie band on 'hy orent vete as el December 91 el de veven )(ear and ed be fernanal to nie ms. datonot Summa Ør smal ~OM parkenorco k'd tt armbod palt and totos Nr your taluro imosfral svaiogy. Accent Position.: Vem your «Kanna the.and magelBlue and come« te pileel cal ton umetilzedgens end lades n your pond Oroncool e edlod udnple Invin. Ineolit (FIFOJ matbod. elikh anorna Mo Ira shame you senare mom you pårcharod sist. Tid edmaiod inmentrancand ard antals 0011IV Pare are dscloyed fr your namne Ola okkol«chose dato is reden for an irdowon 01 yo.ar botdag period). Ihs arme«reparera a strama ol war« «as wo acccuni acoacy or yca «arm on Attan ~May: Al omcm acimly Is adb n dala orda, .bd reneciad di te dogg cash amme. Trades niding Sellemane Galan omord ests wire a ~med da) anor man on Tros* transecoons al be rellecied nile Accant Aga«~On sen mon. Online CM Seniors Tronengon NON: Data menegemedlrentractee Ma damed Ørns anod. rota, check. debt ord and Ara Ø. n Isband« eda. Online Dold Semi« Suessair Gracil end debit erseection .dals fra me dm« anod we summaode In:Saba: Irareadom arerann TD Armod/de den nto proble legal or lax «me. Rene ankr your legal stot or lax aucoMani wronnation Acta« ot Rapats: Reale Nara ilus nuna« ceralully. N du dunsa wlei any rensauna. or d tarm ans any enas or onlosions. gara tontal old /004693900 villan ton (10) das ol your matt of dua elationard. Any ond staarrnera MO you have ~e lo us skuld to addend in war" Tio sanormand oboend bo Ørelod «duske Account Protecnn: Otydd hed by 11:3 Rare. N.A. an, TO Bara USA HA. are noned by Nie FDIC Inol coveold by SIPCi up lo 3250.0[0 Umbra per aromen comenrop por dediegOn TO kvm trcro tcul FDIC «omge go lo andel pm. Sociala. eclaelng mulual lunds. hod in your enanda Acoourt aro mi doppas or db:gnom ot or guaranlood by. ony bank. wo rot FOIC• mani and enram nvestrnera dens. indrar, pose« las ol rercpal TO Anande e a meder el WC. «ch onech «udd anans of ds flambera tp b $500£00 Onobding 1250.000 for don la mal. Esplanatory bochure t murare onrinosi al warraccorg. Ardicedy. 10 Morra pilats san dat 31495 non act rt «Kds for sonad sal St Ø ol Irdeam kr ad' hotth Marearead tomma «ad by «den kana n do ned of bande regna. a ont nej rdere rarts da hm' he hon a bulnad ed ten SIPC. Stapcnerso darna 5 paa ou aScr ro frua* old SPC pta and udl san coetago eoch otal a in« b a oanad n« d 5152 nit romanen SIPC ard Lon« revens De TO «Made inkmen oanad n an nrene Sedd SKO med On al ~ers This not port «egg fobi«. ~tape ravlad/ fl to: roi pond «Ml tas n ~bl vabectliosocuricd. M invetantel en a mono/ merkel lund is nol «ud or goeranteed by Fe FDIC a fl other gdorrirnoni agency. Pabough [Man moneymadrel lunds may sed lo prosam hor alun al your invedmea el SI per ;het d ie poettle to lod money by magin, n such a lunt Mal lund asch«e Ø be sond b elgble/ end ona retteten. as «4 as dians and experife; Codan rnonoy ~alun may imposo lontyloos ond radera«go« n aulan orcumstarcies. «Vands an> «bud day and poineraestal mun ly Tro pospecos dans no and odlar innern, rdamabon Real de ~Os saltvy bobo ~g landscOsit .snapem ni by eau erder.dowor aro NOT FDIC INSURED NOT BANK GUARANTEED IMAY LOSE VALUE. 'Rea varan adialmenls. Me stamnul delats may red dual te stacendi Wide. Talkning drul nona and Earnaled anual Vrid valum aro badd ugnro rumba( of shame padda ~vol oral bane n od the slalom« date gal tre togl recent dua/ridria a end yadOrended. Do tand n your bars denn Gana or ta ms of your mono/ marka mula bd can bo loullsfcd on you' adr and ro pnoods roa« to your ~ett aecoant of i anad lo you. Tu RopodIng: 1ho oallo10 tota is ra a urs darrreale You al eocen» Form 1099 Mr numal W ~vag n oroande red AS redaremeols enades lank ~ed. «der« captal gere. lotts ann« ad stilas prao«) Same promak we paxa lo retlassAtIon ohech dl bo fellaial ca:db:40a°, in ropats. COS' Sean CodEasb, tax bl and pann«e repereng and Otinel~ me "red end ontaied CCH NCORPORATED. TI) Ansande e ra resande for Pm reldaly son« ol Mo nronraban ID Amaretado ana 45 ntornuan «van 63 roi pearamoo the ecaraty d fe «ens ad On nk« OCH MORPORATED damma ~ma se na alba« TO«ren Moran and Options Accent Agroornems: damp:yacne TO «ommop in ante 01 any ara in roa roetran Carolres or Norpat eeg« ae IPry pann lo your fl ign °Oboe accoonl agreemena COnmonzaFte repreoents bue cornnuspon and any optona areal. Garcia. and mannen, lon Ond Id« Rad: Tho rna« blm ol smuts no mon ngn n nobba bom neon annat en! ner 40~ert onde Van se ton on te «ra proe. Pe men anan ro to sid astyg oroa ct odla «toa erorna tott 6 «an bom a namn da‘afr 11, dOm darardal snutne ra soul/ d an:i b ton; «ma m Hof Mobb> da). Ile dn oe on ni pottlo nod tre pond af arma Honan ed wo do warertee be mcmay of by femtes dam Notkg', matbed oldtao are ned «g fr «arg bedra ad ro mol ~N pas Farao nadt anno my ra rognort sims «con. sen ammem rna« b Genans e! Denh .:CDs) a r'e't aga and te adel tofe may te enen from te pann va Anar« cof ol anad me/ rena from the pm ol a CO Ola n matt Ban axla Rad emma Sparem tr. =t t/ ran opar unna od do n rat on a lyd oc«go. Ron boy n& n ro OTC loar flo auto rna od an« Ida ner ro: era la n to sta >tax p,5o por b mire/ sele db al bon Ina b rruEriann rosa n a as cr «Opal Alterave Ineelminte ('AI). del «d Non Sno: reta entSte) ere bmit ~borda anet remapeln parram «an loarnoralco. Med laber tona« on mal «lo ~roa rasa, «nto« on. pi« roel. ploga dia ans* tes. Al ao Pat« Öga ~ren «con esse cn a man donas astrolp De Mas sto« la tve atomans we eau*" ren «ved len «n nto« idμ°. tel ral lad to. vann anmanat ens. ~oroat nyast. VO pogcna ra assols. Ø MA Ø leder &Ord lus rum toa Dalad by Mo ~on« ~ror. ar00( stam «oh ~ro a tya...en/y torn ~Il arveel nygrodd by TO knarra. Ya" may ra rand te cnaul pschaso Ola. acta ~d vota on bo ratad Lan izeglatort f an rama« no tankla ofittlred emun ..sa mena ra uldbon my be racka as Not At rleA. I For »Mon Otal rertdrp 'stolan b klemave Maleket. dem artat Gert Sanns Iltre donera s rol ~red nkr de SPD. N rann« bre are applabla 10 pachaird. Dadda cal irae:Ung. and todmpeens. Detbdons on Oral Punga Pann rött ROTe Ole mind «dana nar« cer dere tenn vala e abo non Prag sel ~on enens« lm bien pedded by te Sparda. apel a dta Gana Orly numera fer rean ol to OPP or REST ard to ciaznagon of tamtora m dammtrasa ol <apatin «b on n sort e «act b anar accounag by sud' parad) adel be repan lo you on e Form 1009 or K.1, n apanage. Audiell Ras «ulds rant) Peking: The meld valen b ARS sewnike hare been Oblarod.11avalablo. from CiatallOn anan a oder ndopernasouron. las «neg ot da prenws not waranteed a ~et roluersred svadan. Te> ~devil oken ARS den. Will rb consdebbn bah te mdl ed ~g rad ca«. De PAS rey etla Idedtr ord as a mall.rom can bo na au-force Mal sari ~Mos can be sold urem~rall modal o!' dn tramadbro an> uttal b 9l to condbion Sos.regarkra.oasons anlusagos al h>«dra or man art b dennyoute. i ary, naih uff betados fre ereasdi febol edri b tia. and te luen vdmalde parante latuder. enl« he %tes red mede d FINRA redro Fan/ Rasens Sydost For an neven body. ha eldas nomad cbdrbeg Frakt Mio Odlade Oroar, cloosoaniadRIRA2800 289 9939.*rormop The fl eres at en« ta TO «ene« Ced is te« Ironi the solenn«rest 'ab tel tor the Mani Vas balance in n> TO Matalt Casn. os Cl the namna dona datt eraleirlorostisscradnaly basocionte norna aga tor aprcaltobraheoys talarna CONFIDENTIAL Financial Smenned Netilicalon: Tne ~i ed Norpar molnen ler TI) Anstreale Clara dc e ambl:le /nor a yta and may be obanad al ro reol. no Me dorn« at Mb:: raseldamer trad comlnanciabialorronthiml. Opllco Assbanmeni: Al «an eq« cpeon annons ard somo ido. orten postas an> matare le aeurned &eon° anormal rot« bor emaly a eda orden are rardonity oladdad amen> an dona stad panons by an atornatod Drott:tio. Fra Ciedlt galon« Mule 15034 3): Vrida ino olag «lodda «e. may uso Iree ont balances your «con n me ordnory care. of at bunten«oh we Peyable »you«denn Mar« Atom» (Regulalon Tf: Il you borea magin apatin:. ris ropat Is a combnionol da mage am« and a edda memorandumdoa« Tradng aa maori polen ~flod ndts and en nol sotable for all «ollons A con« kl ol ro reks asb.0erdwAØ3adbn crattO n te nar mk datan Caulal. You rnay otun a ny cr fG cauTar ly affaCIng to allo durka Isladooprie o'e el yta slarvat ~enl Set Oldl Flen Dian« (Ruin Itel and illak The ren men cemeenn for da« nor etl OTC sauna. ad Opar@ fatt tba b matad masa dn« ag. bola Narrs. «ton« ard actrato vatg nara Ordbo dame ca-indatas nancedi kr melon Dora:ena cenayis nto Icrmd a be are or« oread cashnr« ID Anat« do rruy rouno ocnonsaloadand bto Idaymnorcy«tung ~bron of rnsa: tom n bada sennas fran manat codarsonfirg such TO ~trad rota See Ra 506 wslerly repats ed dta ader. roteg «beds el andbmenna c« AM« mor e crodebe WOnreadt In«b« on rargel. ID Pertnat rel croedo ro datt; d n> ana b Mich you adr& se mad b exeoAca Inf to norrlo p« b se nona We« Ib ben —e drockol n« e ~redd orders. «I te tro«e hansa«• cry.lretrendaboinsunotem TO Anata reasy rama da «Non «er parad b/ ho natel delta b eon ed roa> eda to n san; ball acioculco lor os dals. For ombedd doa Odas, d 6 ou pacy to rob ~fln« ca« tesed danske Cl fata han we Vy dan« n re Sanna nb 0l FINM Ror 5110. id*, brer tedcale. b.a n recent tislid b. «n cl caocuan cao inne« aroddlol dlonstos n peo dunercarran. forood cl oxen«. ro mantAter 01 Iro orda sb> garant« sorao tut ard upp« tre rad* d dn rend sarbrm onde rna an em -ban tweed« oda ad anor ra Ilm vd raMo ronnoracn 11 rotg orda nov b surf mana omak Prop remnomort is aualage udor <adle rna« <adlas ard for conali adr fAxo ard yyo rogarly ironi eon« b ben achneon« Image Trade Con modoro (Ruka tOblOg Allotrammons aro oansad==Ihoansacton datoen you portrob in nia Clodend Rawastrani Plan ICP1PI 001015 rogardng IPo tonammor ol «dens et be «ana Paa matsly granen TD Amenbede nil aol aer agent in hann yoe DRIPpschasos end« Tro»: Tonad« in laman dos« ancludne !faraon talpony ADRs thai Ina* In U SI may node len and len obygd by fe neon markens or drar...anis, alich ma/ be «ledad n the onts ome asung or anan as an ennerdera Ine dem Preracy Policy Nonoation: A copy 01111010 Anna Pair/ OddIn dagga, dd oaw.tdarneurede.corn Dalade Seasage: The ~d peniandenbons a oste tone torga il prat lon« syriern A deseplon ol the procedres fa «len senan if avalatled henna or hord toplos wo kala» uppe request In no derors or guanons aboul your Elodrond Fad Trana s. paso molod us al

14001193900. a In «Ing lo P.O. dm ra» «aha. NE «103. or by onda al dreaservonateamenirade.corn The narirdian~tamd e your amma otefornail del be .yang odon you e you ca not obscl oron sed/ 001 days Id ony inrar ol lunds subaci lo Rog galon E suck as Ala arid pant otsalo trans«. data bongton. Otal dopads. and sartonale. We mun hes fl,. you ro taler Fan 60 doa, ana se de you die FIRST Tapnul on remen Fena or praten Øvel. (1) Tel us ya normand accoum navbar. 12) Oteabe the ena or 'beninsk« you are undre ab« end «Ian tes clearly as you an abY you bet« il e n ene or very you need inre notomen. 13) Tel a 1bo dalar aMOuni of se suspekt= ona Wo Mlindstioato your ~art and rel: barrop any en« brombly. Il wo lake mom Manin botads dant to de Aer. we dl badt ya Intag ror 'hy smort you lank e in error. to not you ed have Mo uso of the murtg/ dunolat ana il Ian us lo amok». nocrshoielon. SDNY_GM_00011907 TDA 15011/10 EFTA_00122558

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TO Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 11/01/16 - 11/30/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Period Change 0t2 Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value $ 51,591.65 0.01 Margin Equity $51,591.66 100.0% Prior Value $ - 51,591.23 $51.591.23 Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 YTD Closing Balance $ 0.00 page 1of 2 001 50.43 Change Estimated Income Estimated Yield Portfolio Allocation $ 0.00 Income & Ex . ense Summa Reportable Income Dividends Interest Other Expense Interest Fees Other Non Reportable YID $0.00 Net $0.00 $0.00 CONFIDENTIAL $0.00 0.01% 0.0% IDA 100.0% Performance Summa Cost Basis As Of -11130116" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)' Securities Received/(Delivered)"° 0.00 "To view realized gains and losses for your account, login at www.idametitrade.com and visit My Account > Galn/Loss. SDNY_GM_00011908 $022 (0.21) EFTA_00122559

Statement for Account # 867-730320 11/01/16 - 11/30/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.42 $ 4.73 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumutative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0138 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized QalnlLoss) Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 60.01 60.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date Balance 11/01/16 $ 51,591.23 Total Interest Income Number of Days 33 Interest Rate 3 0100 Interest Accrued $ 0.42 RETD Accrued $ 0.42 MTh PAID $ 0.42 $0.42 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 11/30/16 11/30/16 Received Interest: Insured Deposit Account Bank NA Closing Balance TD Bank NA $51,591.65 FDIC Insured Depose Acccuu (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable knits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not coveted by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.42 $51,591.23 51,591.65 page 2 of 2 CONFIDENTIAL SDNY_GM_00011909 $51,591.65 EFTA_00122560

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011910

Terms and Conditions STATEMENT GUIDE IL ice...ado provides mantra Peddle Amara lor accoums erm activity and quarterly moons lur med.,* 3CCOUNS Mil assets! Portfolio Summary: Track8 le current value d your POM14:40 as 01 the ~at 081.) and compares it to the plur manlh.8 The steel 81~1.0n irdO81.34 your partial. divarifeation by invesimem type M.Mple subtatar. undo 5% me be grouped into ~calegory of -Odor in the pie chart. Margin Eddy - Total Account ErmialTwal Long latrainable Value • TOMI She Value) Activity Summary: The opening and dosing cash balances alt reooncled hue ler yea quick reteraica Ai account amity is stampeded lor be currant pared and yea to data_ Income a Expense Summary MonaliAs only): This section doom tno income and masons. totalt from the ~UV Summary and aims ain the lax irealment Retirement Account Summon. (IRAs only): Review Ma IRS resonated transactions for the one ard pro yews IRS Fenn 5498 lair made value is based on the anent value a* of Docomecr 31 al mom panpus year ant me to kinasted to~ Internal Revenue Sandi. PedonnariceSummary:Monitoi your annual pallono pedormance erg the arealled gains end br your teturo ruminant strawy/. Account Positions: dew your mostrnonts x dd current market vat.* and corrparo the mend coal to see vvealaecl gains and losses n your ~lot. Original cost is assigned using me arum. rint-out (FIFO) method. ~oh assumes the Mal Shares >du sel are those you purchased estimated imostmont income2 and average cast per share ate deglayee for your relerence lithe attest purchase date 6 Mown tor an Motion 01 your hoeing Perind). Account Activity: Al actor" actirily it dean/ 0,0~. haled in cede Omer. and reflected n the dotingcash balance. Trade* Pending Settlement Confirm you crewed trades with a selllemert dale tiller month Ø. Ildso tramactions me bo reamed n me Account Acvnk sabon next month. Online Coale Services Transaction Detail: Cash ma Ornament Dahaacdom Mal Cleared &ring ass staanont mooning ~toe rcludng chats. dobn cam and ATM amok. WO trued in date ada. Orane Cash Services Summary: Credit ard delul transaction totals lor dd arrom statement rePOnng Mined tee summarized. IMMOMI transactions we nottiseed D ue to rounding actustments. mho staoment deals may not *spat are =foment totals. t$1041100 Anrval Income and Estimated Annual Yield values Ber based upon the number 01 shares owned or arrant value balance, az of toe stalemom dale ard the most (*ow <linden! rate a adm iield p~deCi GENERAL INFORMATION ID Msentrade does not provide legal or lax advare. Please consult yaw legal advear or lax ta0unlenl vinen rieOlEery. A8 8 Blenderd inøalry MaaCe. Plane COrmeMatins May 00 records br dually ednine and TransattiOn veilatin purpose. For IDAmmo-ado ~moral dens. your advisor hirn is separate from and not attliated sub TD Mornracb. Inc. a TO Arwerado Clearing Inc.. and oath Om is roof rosponsblo Ia the prOCIAls end SeniCeS aline orher. Accwecyol Reports:II you find any errors or omissions In your account statement you Should Immediately cell us at the nimei listed on page one Of your stammani. You Mould also contact our Clearing rem, TD Amentrade Clewing, Inc. el 800-689-31100. Please fcaseivenc ma:mom cattily. Ir you Osage", sub transacton. or il Mae ale any area a aviSUOM. please nobly a Client Services rewesentalke vow 'Oral Wadi Cape. as woll as 10 ~arcade Clean- g. Inc. in wmrg enmo ton (10) days ol you rurap cl this statement. Any wet stEements that you hare made to vi 1~0 be cornmied in mane The statement Mil Othenvae beconsidered condashe. Please ~ay vs promptly 01 any changes in you canted information. Dan/Mallard reaecled on your report mil be conchal.* dimmed accurate unless you rook TO Aniaeradomercichouree Account Protection: Deposes Meld by TOBank. NA and TD Dark USA. NA. aro ~wad by Me FDIC (401 Covered by SIPC) up le $250.000. Limns are per ~WM minerthe) per ~MAW. TO learn mote about FDIC COMM°. go to —1fl040v. SeCalleS. indudne mutual runts, held in your Brokerage ACCOunt are 401 deposits Or oblgations al. or guaranteed by. any bank. are not FOIC.insend. and invoke invostinent nets. indudng possiolo loss ol princpal. TO Amentrado is a member ol the Securities Invests Protocnon Corporation (SIPC'). which prance's second,: customers or ils members up lo 5500.030 (incadine 5250.000 la dam= for cash). Explanatory brochure is available on request at waid.3~. 0 1. Additionally. TO Armenia* preredes ead) Clan 5149.5 ninon worth 01 Difilation for SeCuritieS and 52 muOn 01 MOOMIOn for Cash Ihreugh BupOlemenlal coverage provided by Landon inewel8 the Mtn Ola brokerage insarency. a dent may Waive Wants due kom the trustee in ~PRY and the SIPC. SiaSental coverage a pad out anla no trustee and MPG payouts and unlw such coverage each cleft is limited to a cceibnad return cl 5152 milli:on torn a trustee. SIPC end London insurers The TO Aniedtrade evoptemenial coverage has an aggregate lirm al 5500 ~ion over all custawors. This potty provides Overage loth:mina brOkaege inso~cy ant does nO1 ~MCI against kiss in maket vat. cr are seermas. An investment n a money mend tuna is not insured Or tuenweeal by the Federal Depose Insurance Corporabon 'FDIC, a any ~a gwontrica money Mhough the kinds Beek 10 ~serve the vat. a new renhilment al 51 00 per Mare. 4 it daub» 10 lOse money by invested in a money market kind. Waled) we <Scared daly and pactterniestod monthly. Ttio prcapeas <onions Ilis ard pØ important Øen Read the prospect.. Winultr Wore ~ding. NOn-depteil invetdmente held by your boker dealer arc NOT FDIC NSURED !NOT DANK GUARIVITEEDi MAY LOSE VALUE. The balance i, your bak deposit aooteinl Or Sheila d yaw money Markel Maud kind can to Icpciabsd on your order, and lire proceeds returrod to yew ~wpm account or remilling 10 you Tax RIpOing: The Made awl a Made 0~~4 YOu we Wake Fam 1039 for armel tax tepalrg n comply-co mm IRS ccrannis includes dab ~~. Ordads. capial gad. UPS wthelf. and sties emceed),. Sone tr e elab are subject 10 reclassrmelOn wit to Stood en steam, Icc mans Cost Dash: Cost Sasis, tar tot and ocrearnaroo cepanng and anomie« are Mind ad onttlecl by COI IMDCFEORMED ID krerliacle la nit reptrebb la tie reteblity ~arty d Ira elamaxn TD Arnenta ad is Marna= ~Men rPenters, do not ~lee Me sama 01 dro arkmule and data pros d. COI NCO C1%AIW as sale arpiny and era dilated mer 11)Xmertmcle Margin and Options Account Agreements: Prompt/ aniso 10 Amentrade n wring of arry change in your investment cloccuros or martial striation as they wain to your margin or OPI4IS °CO:punt agreements. A summary of ~minions and chem., incurred war me execution al aeons transactions is ~fable. Cunene Mats Prices: Te ni aust use el sones ram been Waned d mobblc Ø qadaacn serails ad oter intepaident sane Vela We been On me dOsix? Ø Vie Ø badero me NJ aid stud press. a ana motoct.tnarrarka oleo a ~a how a ~Wm «NO> 6 0~ independent ~OD tie saurty is ailed 10 bang ~al ari einPrcoi CIA) The olumerts en your macho moan tre proofed as genonlinktmaton ad me ohm guarantee me seamy et ry scones per healemo baked pasta's an tial ~g tFe ~axing ~rice ad de anent make, ate Patio meal seddrOM8 irra' nen rtaccet sales prococch, The socoday meat tx Con/cads ct Deposes als) a ginaaly loud and the sivd ~a may be Otterat from me p~ale ate ~SION. a ~Cad may ~A ton the cab al a CD pir ea rainy Brice adbr Rod ~am Saunas bade deaconry Mae Buy pØ and chino ~a en a load adwge. Rama they trade n le OTC gee the count«, ~dad Ram«lquoity nyral wet la ice lerts. >ow canoe ma natty. The sib WO:~ma to Meter nll/f0e.ilnalCeSclpenClbe. Non Sla dad Amen CMA1 am typealy innarwris ra ere pattegaman ~gram sururoa ~ams leniodlablItyccmpancc. cr rod Male ~ram mash comedy pools. prime aqua, midle debt a lodge inch NSAa se bottler Mode kneamena ad do not trade en a noon.. =curio: ~Iona, a toNcadaq Stock Malt, the Mum ~an tertmaernosimass are ~hied erm ela loved torn orkke ~nas nckdro, but na kured la Independent apex- mats alp prog~. nem asset. and« tid party ~der Mors tot ham bØ provded by Vet maragorrart. a~ raw. anda spaocc d oach awn a' by a [Minty vender snout independent nettallen ID ~a. Values may no Mk« the Mond ~lase pica. Ø ~Ma Moe a be malmri Mae" Madman i an caintamd value canna be etellathee OV0I19110~rivilb003. me olutilal mar be repeated as NOnarted (dIP) Foe adcRiend decal naprong ~man la N:o.Stamtarel Aare, ~me aroma Chas Schwa These rnastracts arena woad uØ Ito SIPC, Amen Rao Sacuraa (Sari Prong: The makolva~ la OAS saurms ham been otlaned. d ~dates Kam aratriaieenkee0.0~1ideperdent 80~. The ~ay 01the pking is nol 9allankta Harman, ~a notMated. TD Arrataao SI ~ode ORS ~son. talad na ~Wet boll to quay ad undoSeng °Mt quay. The ARS ~MI a ~only ~hod% a itia 011~Ity and. an result ~a ante no assverce dal such WeUrleS ari be WM unix one mat.~Is. REGULATORY DISCLOSURES MI itansaceons aro raneci to p) ma consmubon. Net regulator's customs and usages Of the exchange or ~MI. and ila deatronouse. il any. on ~oh such tranatantra are oxecutal no ~eat lass. induIng &Nana's Act al 1933 and the Sturtes Ex 4 ° en ad en orfonil and ort F an ono brochure that maxim mtormabon Oosolang FINRAD PWIc Cmcbsuro Program. please Contact FINRA at 830-289.9KM or www.linmag. The interest rato scan ter TO Amertrade Cash e taken from the applcage interest rate ear lor the Mader Value balance n the TO eMene8O0Cailh. as 01~ Bialemed closing date Simple rrecresi Is accrued dall/ based on the in:emuram ea applcablo to oach days balance. Financed Statement Notircation: The sidemen of Mandal ~dean lor TO Montracke ~table lace a year end may be deterred at no Coal. via the internee al Ma. ,Nwratareentrade.combinandalstatementlara. Option Assignmene: Mi don awry option panes and some index option popbens are amiable tor assignment Eamon assignment netani br ~Ty w index options are randomly alocated among all chants' short posnons by an automated procedie. Free Credit Balances (Rule 15c0.2 a 3): Under ma dent protection ndos. we may use troa Credit balance n your 4CCOunt n me Ordinary Came al our ~non which are parable To yOu on demand. Margin Accounts (Regulation 1): H you have a margin account. ara report e a combnaton et you margin ~cent ard a ~del memorandum accovit Tracing on ~ran poses OW:Ilion& risks and a not sutatlo tar all investors. A compact 1st of the nsks associated wall margin tracing is amiable in the maven rek disclosure clooment You may obtain a copy Of Iles document by contacting us al the number %Talon page one 01 your statement Payment lor Order Flow (SEC Rules 606 and 607): In some crcumstances. TO Arnartrado recruits compaasabon tor die are email ma Ma counter and toed emery order 1~ ea selected markets. brokers or dealers (Markel Centers') Ctrepensalion is in the torn d a per share cash payment. h adctuan. TO Amaerado also may wove compensate:in relaxed to the foreign ir ony ~hared COmpOnerit Otter. ..dials h Ideal SeCurilies frem Markel Censors oxanang such Wad We post ~nary reports di:donne the venues ler order maid woximon x ynnv.idarruitrado_com. A %satin cants avalalde tow ramost a is our policy. abSenl dem cedars to the contrary. to :Ma brokors. (bats, and marital makers bead On the Why to ~vole best ..ecybon and the history 01 meshing nice IrnpfeVealent cal markot orders. Paco improvement,: armadato- der torten market condoms. and wo regular>, monitor executed. to lost lot such Improcoment a avalable. Tied, COMirmElOna (fluM100-10):MI con1rmalions we teremineCIOn the landtegn dale Tax»: Transactions in biegn sedurilieS (inChdne foreign comnara AC" MN bade n me U.S,) may include taxes and lees~ by to foreign Made», o governments. each may be redacted in the price al ire tawny Or changed as an :dependent sne item ~my Porky NollIkellon: A copy of the TD ~abed Ithear MACY is ~Peet at waviMamonyado.corn Cab.* SetallISS: The stocabon ol pond rettemploner cab le done rang a press lettny sesom. A ~crown el to proombros for Sitte sauntla Is nalabb on to ~Vie a hate copies are avaliell ØI 1. In Case 01 anon, a ~Mons soul you E1K*OniC Fund Tranafere, pi/MS0 CO lad S at 1.2t066.9.390), ot n *rang to P.O. Box 2209. Omaha. NE 68103. or by email at dieMtervi:~105M0616.0e.COm The insamkelOn contained n your («ant statement shall be landng upon you it you de not otutel we've sock aidays for any !candor of lords ~pot to lece.labon E, such as ATM and pointbole trarolas, done transactions. dual departs. and willairealt. We must hear from you ro later Man 60 ,day, ,her we sent you the FEST «moment on whin the error or problem appeared. (I) Tell us ydr rome and account ranter (2) Doscrlso the ener el the tensor you are unsure abOUI. and oxplan as dearly as you can why you berme n Is an error or why you need mac inlormabon. (3) Ten us the Odle efenJel of the ~Palederror. Wo sail invosig.to your complain and oft carat any error promptly. el we lake more than ID business cins to do this. sewn wall your account for he amount you INnk is in error. so that you wit have the uso ot the money dunng tho Imo s takes us to carpet* ourinvestgaton. MR01500744 SDNY_GM_00011911 EFTA_00122562

1D Ameritrade 800-669.3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TO Ameritrade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ 51.592.09 0.01 Margin Equity $51,592.10 100.0% Statement Reporting Period: 12/01/16 - 12/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period Change Change Estimated Income Estimated Yield $ • $ $ - 51,591.65 044 0.01% 0.01 551.591.66 50.44 $ 0.00 0.0% Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 YTD Closing Balance $ 0.00 page 1of 3 $0.00 Income & Ex . ense Summa Income Dividends Interest Other Expense Interest Fees Other Net Reportable Non Reportable $ • YTD $0.00 $0.00 CONFIDENTIAL $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of -12131116" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)n° Securities Received/(Delivered)"° 0.00 •rro view realized gains and losses for your account, login at www.idametitrade.com and visit My Account > Gain/Loss. SDNY_GM_00011912 $0.22 (0.21) EFTA_00122563

Statement for Account # 867-730320 12/01/16 - 12/31/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 5.17 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0071 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized Gain(Loss) Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date Balance 12/01/16 $ 51,591.65 Total Interest Income Number of Days 31 Interest Rate 3 0100 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Cleared Number Opening Balance Date Written Transaction Description 12(30/16 12/30/16 Received Interest: Insured Deposit Account Bank NA Tracking Code Expense Code Amount Balance $ 0.44 $51,591.65 51,592.09 Closing Balance TD Bank NA $51,592.09 FDIC Insured Deposit Accent (IDA) balances reflected In your brokerage account are FDIC-insured up to appbcable knits and held by TD Bank. N.A.. or TD Sank USA. NA.. or both. The IDA balances are not covered by the Secunues Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 o13 CONFIDENTIAL SDNY_GM_00011913 $51,592.09 EFTA_OO122564

Statement for Account # 867-730320 12/01/16 - 12/31/16 Important Information ANNUAL MARGIN DISCLOSURE Securities purchased on margin are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan. As a result. the firm can take action, such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its "house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing. Inc. may be obtained at no cost, via the Internet at http://wmv.tdameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing. Inc. at 1-800-669-3900. As of September 30, 2016, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.7 billion and $0.3 billion, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver, CO office of the Commission. UPDATE TO CLIENT AGREEMENT An update was recently made to the Client Agreement that governs your account. The following provision regarding beneficiary designations was added, and may require you to take action regarding your current beneficiary designations: h. Beneficiary Designation. Changes in the relationship between the account owner and designated beneficiary (e.g., marriage, divorce or adoption) will not add or revoke beneficiary designations. For example, if an account owner designated their spouse as beneficiary and they were subsequently divorced, the former spouse will remain beneficiary on the Account unless the account owner submits a new beneficiary designation to you. Your continued use of your account constitutes your consent to this update. A current version of the Client Agreement can be obtained on the website or by calling the phone number listed on page 1 of this statement. page 3 of 3 CONFIDENTIAL SDNY_GM_00011914

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011915 EFTA_00122566

Terms and Conditions STATEMENT GUIDE IL !co wade provides morally Portfolio Moors lor accoums van annoy and quarterly rooms tv mac:ye accounts vath assets.' Portfolio Summary: Treed me current value 01 your D0111010 as 01 the regal dale and compares n to pie prior ~Ma The allsel lineation irdC81.34 your pOrd010 diveninCalion by investment type M.Mple Moulton under 5% me be groused into ~category el "Ctrs" in the pee chart. Margin Earn, - Told Amount EmihriTmed Ming larvginable Value • Taal Shan Value) Activity Summary: The opening and dosing cash balances are reconcrec here ler yew quick rerreerice Ai account acunty is summonsed ler be currant paled and yea to dot*. Income a Expense Summary inomEtAs only): This seam detain too income ant omens. Woe horn Mo Manny Summary and Cbsairies the lax liernment. Retirement Account Summary (IRAs only): Review the IRS regnatod bansaceons for Mo rurett WC, pro yeas, IRS Fenn 5498 Mir Marble value is based On the current value as of Docomser 31 or moo previous year arden to furnished to~ Internal Revenue Same. PedonnanceSummitry:Monitoi your annual portfolio penormance ard the unedited gains and l0:0*: 'or your enure rummont strategy. Account Positions: New your mostrnonts a mho current market vatm ard corrparo the engnat coal to see imvealqd gains and losses n your wool.) Original cost is cosigned using be Mu-in.Rd-ow (FIFO) method. Mich assumes the rust shares >du set are those you purchased ern. The estimated irmostmont income2 and average cost per share are chspayed for your /defence the oiledpurchase date e shown tor en Motion or you hoeing period). Account Activity: Al accent solidly ia dean/ clothed. bled in Ode Orcier. end reflected n the doting cash balance. Trade* Pending Sottleneed: Confirm you ...Wed trades WM a settlement date alter month Ø. Rose transactions ell bo reflected n me Account Acvnty section nod mom. Online, Cash Services TramactlOn Dwell: Cash management tlannidiae Mal Cleared Caring ass statanom reporting ponod. ndudng check. debit card and ATM actmb. are listed in dato amer. Online Cash Services Summary: Croft ard debt transaction totals lor tho arrom mammon retbring Paled eve sumnusiad. InelMebal benadvent are not listed. uo to rounding adustments. ~ ~mein decals may not coast the summon totals. teninald Annul Income and Esernsted Annual Yield values å e band upon the number of shams owned or arrom value balance, az of toe stalemom dale and me rrom roomi &Aden! rate a Sag, sild ~Ode« GENERAL INFORMATION 10 Msenlrade does not panda legal or lax adece. Please consul, your legal advalor or lax eaeounbent when ~Maly. AS 8 818neard infasdry prelaCe. panne COrnenlehtins may be recorded br Salty comic, and transact on viiitralMiMMOSte. For TO Ammo -ado ~amoral clews. your advisor him ms smarato from and not attend was TO ainciaracla. Inc. a TO Arratrado Clead. Inc.. and oath Ism is not responstle la the PrOekxls end senices 01 the Ogler. Mammyor Reports:II you rind any errors or omissions in your account statement you Mould Immediately call us et the amber listed on page one 01 your statement. You Mould also contact our Clearing rem, TD Arne/loans Clewing, Inc. el 8004694900. Sleaze rancor the statemorn carcally. ir you timed* with any transactor.. or il Mao aro any aids a crwsvom. please Wiry a Client SeM,9reolesentaliraa ye, lOcal bench aloe. as woe as 10 Amairado Clean- 9. Inc. in wmrg enho ton (10) days el yew romp of this statement Any oral statements Mal you hare made to vi abode' be cornmeal in veiled The statement Wit °aroma be considered concahe. Please natty vs promptly 01 any changes in yam conned information. DareatIOM redetted on your moon real be conchae,* doomed accurate unless you mob TO Amanda irrecidatob. Account Protection: Deposes hold by TOBank. N.A. and TD Dank USA. N,A.. aro toured by tie FDIC (401 Covered by SIPC) up 10 2250.030. Limbs are per aCCOunt oimertn0 per inialt4On. TO learn more about FDIC coverage 0010 wire ICAC.00v. SeCulleS. inclocIng mutual 'uncle, held in WV Brokerage Account are 401 depotile Or oblgalions ol. or guaranteed by. any bank. Ø not FOltinsesed, and involve investment mks, includng missile loss ol preopal. TO Anetrade is a member ol the Securities Investor Praocton Corporation (51PC'). which aromas secunlies customers or ile members up lo 5500.000 (inset:ling 5250.004) lot daims for cash). Explanatory brochure is available on request at A001110nelly. TO Antenna* panlass ash cleat $149.5 trillion worth 01 grohat fOr securities and 32 °Ilion Ol ormetren for cash 'Neagh Supplemenial coverage provided by London Insurers. I> be von Ola brokerage insotrefity. a Client may Marne Motvis due kan the trustee In baribuldcY and mon SIPC. Sidolemental comer ei pad out aim tho trustee and WC payouts and Lake such coverage each clone is limited to a ostibnoci urban of 3152 miliOn horn a Mat SIPC end London insurers The TO Antedliade ardplernental coverage has an aggregate bret ol $500 motion over all custanors. The poky provides Coverage lolbainp brtervage insolvency and does ner poled against Ins in marten valle ce eve socunbas An investment n a money mathat lund is not insured Or gararneed by be Federal Depose Insurance Corporabon 'CPC, a any other georam agency. Although Me Ands Beek 10 preserve the val. Ol your rertImeni al S100 per share. 4 b potable 10 lose more, by inseam; n a money market kind. Dividends are declared dab and poethursosted morally. The prospectus cordons Iles ard once imconart Mammon_ Reed the trospeclue Meek% Wore ~fling. 1.0n-001Xeil investments herd by your boker dealer arc NOT FDIC INSURED/NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank 009091 meant Or Born Of yew money mattel nidua land can to lquicialta on your order, and lho proceeds returrod le yam manes account or remilleg 10 yOu Tv RIpering: The and.) Men å MI a lar dam« You MI Wake FOrm 1899 for oval us repalrg re carpal:* mh IRS ccairowonls lncludes unart recrta dodenn. Ø gait UPS Xarneli. and sties proosedil Some Malta an) subject b reclassralOn whin MI to roltdcel cn drams in rooms Cost Rat : CostDam. tar lot and oØ ceporteig and Otadoscldr me edema and ardad by CO4 IM:CaEORSTED ID rreflracle a na rooenetes q Fie reklAbe or sØ cl fo rtamaxn TD Arnentaao ad Cs atria= wan ylonmters1 do not ~Mello foamy« me •rtmolon and dala partied COI NCORFORATED'i9 a Site ~pinyand a me alleged witi ID ameba* ~gin and Options Account Agreements: Prompt/ adrito ID Amentrade n warp or arty chango in your investment clomuros or annul shown as they pertain to your ~Min IrØoraaCCOunl egreeMenis A summery or Øme9onsand cheep, incurred was The execution ol aeons bansaceons is amiable. Omni Merkel Prices: Oie mature yams el sauna hate Mal Waned. il aatibb. Ø (ratan sag«. ad Other indeperident tomes Mika we Weed On Me dosed pc* me rricen amen mo PS and slag rmt a other notice. P romria value is ~lade bon a ardagon tern> 0~ independent sane. tie smutty is ailed 10 bang reteckel tie Ma Prod OP) lbeiclusams cri your paticlo repel as preened as wool Mandan ad me de net guarantee to soma dag wane pct Madam backed postanre Mod vang me temaving borne ad Me Rawl make! pore Prebo rØ sebens nay nal nilom« mks precis:ch, The scoot.» nØ la Contras id Deposes (CDs) a manor* loud and the actual M&e may be clIterat eon me ovalartate MOTSlob d PVICMI may molt ton the sob el a CD pta le ~trey Bann adb Rod Mono Sauna Wade ~cony Man hub women and donor sad en a load ~go. Rama. Ivry saM n me OTC Wes !he °Dunk., niefta« and dram tawdry nuyrce met la >a barn >our carton plot tom -ay. The sib et bond gror to ~et nivy roots n a lens el prilopd. Non Standard Assets (MAI wo may marmot no arta pampaen program securbas ~dips. brniodlablItyccmpamx. er red estate returned bum.arrrtaty pools. angle ,uty. grim* debt a hedge inch NS& se boaen baud imealmeas ad do na hide en nalond sverta maven.« to Nasdaq Stock ).Ledd, Toques ~on la tome rrosirrays se ~al am ~eel Ian trebar meMOOS. Ø, bN nei IM/ol m Independent apprardis to progons ra =ob. anew Ma party tender tilers hat ha* boon prowled by fa maragorrort. ~raw. ander spacer a oath pcgan en by a thrtlinty nr wind Independent rettslen by ID ~a. Values may nor died pie orlon& ~lase pica. Ø market value a be malmri upon kmdascn an ø/nØ value canna be estalalchod tr ough l'eSe methods. Me elusion may be !SOW as NOrsPited MP) Fa ~MS Octal comma notmon b NmStamtant Owe. plena aroma Cite Saes These rivasinass are numant on/Soft SIPC. Amon Rao Sauna (ARSD Prong: he mesa lob= la ORS scams hao boon °tuned. H artletle. Korn coOtalen eerrtes of oiler rages:MI ~ea Theacaray ol the pØ is nal garanioal Ha motel ~a snot maldab. TD ~Made SI grue eo OAS mum. tared nth censolet boll to klualy ad undo,,mg ode quay. The ARS ~tee re ~only tremarning a Mk 011esalty and. ma mot ~eta, be re e"SvlrCelbal eoditreaarbeSan to and undo, oscremalrel cottons. REGULATORY DISCLOSURES MI Crania:eons aro abject to 0) The consmubon. Na, regulations customs and usages • Ra exchange Or market and its dearrighouse. H any. on Mich such bandeos are caccurca: no Masai Lies. 'dialog the Sambas Act el 1933 and the Sauenes Ex 1 osen . o and mva cliereqte orfAtend F an osso brochure Mat incbelps intormabon desabng FINRA's Putlic Osamu], Program. please Contact FINRAM 8352839939 Or wwwlinmag. The inmost rato ~An tor TO Ameretade Cash a leken from the oppcape me/onraw ser lor the Markel Value balance n Me TO AmeroedeCesh. as 01~ aelerteM casino Ode Simple merest is mama dab based on the imerou raw ea applcablo to oath days balance. Financed Statement NotircatIon: TM sidemen ol Mancol condom lor TO Ormond* es ~table Woe a year and may be obtened al no Cost. via the internee al hno.rnwyrmetanontradecom,bnancialstammentlard. Option Assignment: Mi eon comb upon posnons and some index option positions are amiable br assignment Emma assignment Mani for equity or Men options are randomly Mooned among all ohms' shod posbons by an automated precedes. Free Credit Balances (Rule 16Øt & 3): Under me clam protection nice, we may use free Credit balances n your MCOunt in the Ordinary Came el our amen which are payable 10 yOu on demand. Margin Macomb (Regulation T1: H you have a margin account. the report ei a combnafon el SM. margin entovet end a Nadal ~bran:Lim amen« Tracing on ~Kin poses adellional risks and a not testable lor all investors. A carpet° 1st et the nsks *seceded vinh margin treeing is amiable in be maren rek disclosure clociment You may obtain a copy d this document by contacting us el Renumber Isla! On page reol pur statement Payment ler Order Row (SEC Rules 606 and 607): In some crcumstancts. TO Amornrado recants compensabon ler droceng certan analhocounta and mod equity order Ito, to selected MOWS. brokers a dealers (Martel Centers) Cempensation is in Poe loin d a per share cash payment_ n ad.:Mon. TO Amatrado also may wave emporia:~ related to So foreign enemy enlarge COmpOnert C4 alarnbliOns n roregn securities (men Markel Callers oxameng such gas_ We post ararterty moons disclosing the venues ler order raced oxecusen s enmadarravado_com. A mitten copy is avalatle IØ request. 11 is our palsy. absent dont orders to Me contrary. to select broturs. &ta gs. and market makers based On the Why to proud, best meabon and the history 01 seen ne price improvementcal mana orders. Pnce improvement,s avanabloirder canon market condoms. and we rogntart' manta execimen to lost tor ash mpromment d amiable. Tied, COMIrmollerna (Rule 100-10):MI cornrmalions are earemined on me Iratstrton doe Tax»: Transadkns in foreign sedurila (Martin° foreign ~Wirt AC" ISM Ka in an U,S,) may include taxes and fees~ by to foreign mamas of governments. oath may be Nibbled in Me edam el the stonily Or charged man ncleeendert une ilen ~fly Porky Nollgaillon: A cony d,he TD Amabel» OWE/ DOICY is aVaMMStr et sviMamentadotorn CaMbir Seadilin: The 'location or pond redemptions or cells is doe yang a pro rant any system. A mammon el the proombros for callable secumos is nabobon to memo a hang comps aro multibto uponea:pos.1. In Case 01 errors a coestens tboul your EIMIOniC Fund Trendier. please CO lad 8 al 'MO 66.9.390), ot n vanrg to P.O. Box 2209. Omaha. NE 66103. or by email al ClieMetmkeKaldanlediage.COM The ~meal <OM/lined n your *Cann statement shall be bndng upon you il you de not obect wain sixty (60)days lor any !candor or lunds pima to Rcalabon E, such as ATM and pan arale bunion, debit transaebons. sired deposits. and edheliernik We Must hoar from you ro later Man 60 days aner we Led >du Me FEST summon en whch the error or problem appeared, (I) Tell us tar non. and account amber (2) Doscrbothe error or Me transler you are unsure about. and oxpbn as dearly as you sn why you below n is an error or wily you need mote inlormabon. (3) Teti us he Ocitar .1M0.ri 01me sabangeg error. We MN mrosigact your complain and tall <area any error promptly. el we lake more than ID business days lo de this, sewn creel, your twoMM fOr smart you think is n arms/SIM' you wll have no use al the money dump tho tine I takes us to carpet* our inuostgaton. AMM1500744 SONY_GM_00011916

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TO Ameritrade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Margin Equity Current Value $ 51,592.53 0.01 $51.592.54 100.0% Statement Reporting Period: 01/01/17 - 01/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period Change Change Estimated Income Estimated Yield $ $ - 51,592.09 044 0.01% 0.01 S51.592.10 50.44 $ 0.00 0.0% Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 Closing Balance $0.00 page 1of 2 YTD $0.00 Income & Ex . ense Summa Income Dividends Interest Other Expense Interest Fees Other Net Reportable Non Reportable YID $0.00 $0.00 CONFIDENTIAL $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 01/31/17" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)"° Securities Received/(Delivered)"° 0.00 'rro view realized gains and losses for your account, login at wwwidameritrade.com and visit My Account > Galn/Loss. SDNY_GM_00011917 $0.22 (0.21) EFTA_00122568

Statement for Account # 867-730320 01 01 17 - 01/31/17 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 0.44 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover divdends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0068 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized Qaln(Loss) Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account interest Credited Begin Date Balance 01/01/17 $ 51,592.09 Total Interest Income Number of Days 31 Interest Rate 00100 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Cleared Number Opening Balance 01/31/17 01/31/17 Received Interest: Insured Deposit Account Bank NA Date Written Transaction Description Tracking Code Expense Code Amount Balance $ 0.44 $51,592.09 51,592.53 Closing Balance TD Bank NA $51,592.53 FDIC Insured Depose Acccuu (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable omits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not coveted by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 of 2 CONFIDENTIAL SDNY_GM_00011918 $51,592.53 EFTA_OO122569

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011919

Terms and Conditions STATEMENT GUIDE IL: .".'wade provides morally Pedalo Report for accoures veth actmry and <Nanny repels tv .mettre accounts sub assns.. Portfolio Summary: Tied the Current value a your p00010 es 01 the report dale end amperes a to me prior months The WWI 8110Caten n:Icelft your pert1010 divenetalion by investment type Atrbple allocalons under 5% ma be (scum.] into thecategory of demain the pie chart. Margin Early - Total Account EouhrnTaill LOng lobaginable Value • Teal Shan Velue) Activity Summary: Trie opening and dosing cash balances are moon:led bee for sets quit re!eceice accouni amity is stamens«, for Me current paled and year to date. income a Expense Summary (nomIRAs only): Tin sect= details the income and omens* totait from te Penny Summary and dessilles the lax IrealMent Retirement Account Summary (IRAs only): Amos ma IRS reeAatod transactions for the wren( ara air yams. IRS Form 5198 fair market value is based On Me currant value as of December 31 are previous year and al to Turn:hod lore Manna Revenue Senate. PerlormencoSummary:Idonhor your annual portfolio pedormance era the vrrealized gains end lassos tor your future marmot swatter. Account Positons: New yea rnestments at the current market vela* and corrparo the ongnal COSI IO see ineakled gains and IOSSet n your pOrtIOIO Original Cell is tHetiOned using Me enrol. reloul (FIFOI method. +rich assurnes Me Mal Shares pu set are Prose you purchased trst. The estimated investment income2 and average cost per share ale chadayed for your reference Ille odest purf hide bate e shown tor en admen of you licking Pedal/. Account ACM*: AI accon ectrnly is dame retied. leled in date Order. end 'oilseed n the datingCash balane. Trade. Pending Settlement: Connrm you ernaled trades noire settlement dale alter month and. They vacations wit be (enacted n me Account Actnny salon root nowt Online Cash Services TrimeactiOn Dwell: Cash management transactions Mal Cleared Wring Ms summed reponing compd, ndudng check. debit card and ATM aunty. are listed in dale «der. On Cash Services Summary: Credo are debt iransamon totals for Me renom statement repoong tledod tee summaited. Indiaried hanse rer. ere net bated. 'Duo to rounding aqustmerns. Mo adamant decals may not spudthe statementtotals. vEdirialed Anna/ Income and Esernated Annual Yield values a e based upOn the number d shares caned or carom value balance as of trie stalemord dale ad Me most morn cinderd rate or ash yield prodded GENERAL INFORMATION 10 Mientrade does not provide legal or lax also. Please consult your legal erne or lax trCCOuritani when re.01488ry. AS a Blended infletry peace. Trent COrreenlebell may be recorded for salt, VOW and lienatiOn viterresten purpose/. For TD Ammo -ad@ Ideational clews. you edema ham is separate from and na abated win TD Annentracio. Inc. a TD Arc -arid* Closing. Inc.. and each frm is not rcesponsble la the Adele and 'emcee ol Me oilier. Acancy of Reports:II you find any errors or omissions e your account stab:merit you should immediately all us at the number listed on page one of your statement. You Mould also contact our Clearing Firm TD Amedirade Clearing, Inc. al 8004694900. Please renew the datemord are it you disagree sub any game:son, or d Mae are any errors a ansems. obese rely a Oient Seerices representelhe a yoe tat birch Ogee. as wet as TO amcersado Cleated. Inc. In ware mein ton (10) days of ea react of this statement Any ors statements that you hare made to be Shard be CONinned in vane The Statement will °Menus, to candeed concleshe Reale nary ce Mender Ol any changes in you contact information. TranteChars regaled on yea ropan wit be œnclareer deemed aeon.> unless you moly TD AMenfatoweredatoty. Account Protection: Deposes bald by MBank. N.A. and TDB.* USA. N.A. are named by One FOC eel fevered by SIPC) up 10 £250.000. LIMIS are per aCCOunl oreleret per andluriat TO learn more Stout FDIC Coverage go t0 wire IdicgOv. Saute:S. inflating morns; funds. held in your Brokerage Accus are dl depoolts Or obloalions Or, or guaranteed by. any bank. are not FDIC.mared. and invoice investment tits. wick:dn.; posstle loss of pineal. TD Amenrade is a member of the Sauna,: Invest« Motecon Corporation eSIPC'). which precepts secunlies customers of its members up to 6500.030 (inchaling $250.000 for daims tor cash). Explanatory brochure is available on request al weresipc.org. Additiondly. TO Amentrade ph: oies nth Clete $149.5 trillion worth 01 "OleCtIon tor securities and 32 muted 01 prinCeen tir fah lhaugh Suet/WM.9MA Coverage provided by London Insurers the Men 014 abbe.» insolvency. a deco may receive amants due Man the melee In bandonalc), and than SIPC. Stops:menial 00e0fare is pad out ner the trustee and SIPC payouts and wan such coverage each clew is limited to a catesnoct return of 3152 e'en horn e Melee. SIPC and London insurers The TO Ameritrade SuPplenental coverage has an aggregate emu of $500 muon as all customers. Trio polcy provides Coverage lakraing brOveage intiOhWicy end does na model against has in market vela me socumen M investment it a money market turd is not insured or suarerneed by the Federal Depose Insurance Corporabon (FDIC' a any other gayomrnam agency. Anough rho funds SWAN preserve the velue Cd you inntstmenl et St 0) per share. it it paubb 10 lOse mores by incesing in a money market fund. DMOrleXe are *clued daly end pactreinvosted monthly. Do prospectus amens Ires and of err important Worm.roon Reed the "especial Cliretiel/r Woe inventing tiOn-depteil inyeStmente held by your broker dealer are NOT FDIC NSURED, NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance h your bank deposit accituM or thine Cl yOse money market IntnAl fund can be lquedated on your order. and the proceeds returned to yens oscines account or remitted 10 you Tax RepOrgrog: The Wade men 'e WI e le «camera You ell wake Form 1009 for amid tu moan n ectrpla- ce mh tS icostrxnis Includes uab acme strdint. camel vans. Wei ante. end sides proceed» Some armed. are eutoeCI to nxlassradOn whkh v41 be receded m enoent mixecris Cost Basis: Cat Da n. tar tat and coicnroros ceporing and Ganskapor are oared axl cmckern by COI titCRPORATED TO Anertrada is net repOrebb lo to heftily a annoy d tie reamer. ID Arena ad is Memnon ponders itimterel do not patentee Pe malty OF Pe inSernalon and data eimided Cal tiCCSIPCRATED b e eiparale ampeny end era anent wth Mimed/We Margin and Options Account Agreements: Primer advise ID Amentrade n nap of arty change n your investment claccums or drama, striation as they main to your margin Or loam °Gaunt agreements. A summary of commissions and Charge incurred rah me executer. ol aeons transamcns is amiable. Current Mats Prices: The make 'dace el sconce ham ban Waned it avast Iran cpetracri sent*e ad tee iv:Wendt« tones Vain an Weed en de dong eat the mom beta« me bd ad ahng picak a ocher meads. I no mead seams mottle loom a Chntakei east) 6 «Kr independent sane. Ine newly is tated 10 being elected at eta an d etabli diumens en your endorse« are Moue es famed fibrilla »crane guarani tin scum:ye eny scones Ina lartgage tocked penes so 'd ried rang Pe rowing bilince ad the furred mewl price POMP repot da dente ma/ not Metes sake promo:b. The seanday make ta Contra= of Depose. Cet)cgo- oraty loud and the alut1 vale may be Oltenia from the FX.KhaSe price AgleIbet MSS d Pmcitel may molt tom the sae of a CD promoters Bach a -Obr Red homo Scones trade dteromy thri cowry nee= arid de ns trade mated° attars*. Rana. ern "serum OTC We the cook., make and teen Nutty !my na sae le eu toss ere Pasicri prier to watery. lho sale ollocat par to mosey re/ roan n alas a penepal. Non Standard Assets 0/SA) am reedy imameas n dew poupon program socurtca ,patrentips. arnica Utley companon. er red edam roamer. 'instil. comedy pools. mate duty. Odra debt o hedge ands NS& ere hotel, ligua nμpirnats ad do na Patera mecca sauna @change a lo Nasdaq Rook Make. Re 'dues sheen toe mere rresseants are dimpled mites doted hen deco methods. noteCeo. but not MOW 10 independent appraisals. to mcgale. not =set. and« and pasty bonder titers tut hate boon prodded by bb mmagemort. atTreralx. anda space a each porn ray a thrdpay vender:Whew «tandem cartage by TO Amen:rage Valuee may W MAC Me thane grease pice. actual market WI» a be malted spar teddaecn t an oserromd value care be estattIchod OVOugh Pew methods. Ma Maslen met be reeled as NOn-Mted MP, For addend deal togamng œteon ta NceStandard Wads. game cota Cant Sawa Dose masons« area maned uncle/ re SIPC, ham Rate Socurtca riftr) Prong: The male win la OAS so:ureatoe Wen °tuned. A eniele.ftem qAtaten seams or Wei ' , eloped'« sauces. The (cony et the prang is not anneal as made cetera rebate. TD Aerate° WI ace ta OAS pram. taking ale ccrr-doraan boll re bluely as undWung creek quaky. Me XftS market is currenly *Penmen atatdgidyam. ass result Mee cm be no award, dot Sudi trearlieS to soli ureic. one males comae. REGULATORY DISCLOSURES MI game:eons ara 'duct to in me consembon. Nos. regulatons. customs and usages Of Me exchange or make. and ils dearionouse. it any. en Mich such Pendants are executed: federal Ian, in:fusing me Semmes Act of 1933 and in Me S«urtes Ex on aa MO N oun . oli &A rne o and the For an investor larocheo that incases intormabon desobng FINRA% PLtic Disclosure Program. please contact FINRA at 6002889999 Or wpm final. The interest rate shown tor ro Amortrade Cash a taken from the appicatte merestrate ear for the Markel Velue balance n ne TO Amertrade C.O. as 010e Statement closing date Simple newest rs acnxd dent based on the interest/ate son applicable> to oach days balance. Financial Statement Acclimation: The mammas of Mama condeen or TO Ornentrado Sealable trite a yeas and may be oldened al no cost via the interned al ModWereatmentradoconvinancédstatemonthml. Option Assignment: All short awry option peinons and some index opt= positions are avelabla tir atrugnrneM Earate Steelman ra ces tir eOury or index options are randomly atoceed among allatoms' Ikon posaons by an automated procreate. Free Credit Balances (Rule 15(3.2 à 3): Under me Cent protection rues, we may use tree dedh balanCW n yOur accourt n Me Ordinary Course et our bustle» Whet are payable to yOu on demand. Mare Accounts (Regulation T): II you have a margin atom. this report a a cone:mean of your margin noel and a Special mm oron:rum ocean Tracing on margin poses tiddrional nibs and is not Matie for all investors. A complete lc a the risks assembled man margin tracing is avatar° in Pre morel reik disclosure davrent. YOu may obtain a copy of vas document by contacting us et Me number gated m page one of your moment Payment for Order Row (SEC Rules 606 end 607): In some crcummances. TO Arno/Made recerros compensabon la dewing sedan anetro.counte and Isted equity one. lee to selected manias, brokers or dealers (Slade Canters) Compensation is in The Ion d a per share cash payment_ n adothen. TO Amatradeaso may weavecompensate:in related to re foreign currency ether e& component OlearettChOns it leer securitiesfrom Markel Centers acceding such Pubs We post wane*/ reports discloare the verrues for order round *yeomen enemaidarnertradecont Mennen copy Is avalable wen rasped. fl is our policy. absent dent orders to the contrary. to %elect brokers. anion, and martel makers tend On the Willy to provide best erect:non and the helm 01 seabird ado, improvementcm market orders. Pnce improvement+, avant:aLeda certain martel sondlens. and we regular), mentor execute:ea to test la such impearomem d amiable. Tiede Codirmationt (Rule 100-10):All control/Pions are >admitted On the beefflon clue. Texts: Transactions in foreign seOurflies (indent) Minion consiny ADM that bade in the U.S.) may include taxes and foes charted by re Memnon marked a governments...Rich may be redacted in Me price of lba security or charged as an etlettehOtel ice item Ferny POlity Nolincellon: A copy of the TO Amerind/ Paddy Doter is aye** al wow.Mamcflyadocom Cater Secininets: The oloœkon of peal ralemplons a cab is done long a prorate berry system. A description of ee procolares for Stable secretes is matabloon to noes a hard copes ere available upon toyed. ki Case 01 errors Cr canasta* *Out your ElearOniC Fund Transfers. please CO raft e al 7000669.3900, or n twang to P.O. box 2209. Omaha. NE 68103. or by email al dienleerYkeendaMereade COm The inseivelOo contained in your sawn statement Shall be arnele9 Nan you If Made not ded ochn sixty leiclays or any transfer or lurdS sawed to Rearabon E. such as ATM and point ot t in hamlets dear transactions. drew deccads. and efthdieselS We mold beer from you ro later hen 60 days otter we sent you Pre FEST statement on which the error or problem appeared (I) Ten us you nine and account ranter (2) Desert* the error or the transfer you are unsure about. and replan as deafly as you oan why you behove a is an error or why you need ma* inlormanon. (3) Tea us Me done turodni or the wended error. Vie am invitee* year corneal-a and tail correct any error promptly. tl we lake mom Man ID lowness ens le do INS. se MI creel yew tIOCCuM fOr Me &Meet you INnk is in error. sO Mat you wit have Me use of the money dunng the matte= us to corn:rote mutilator:own. SUM NO 07a4 SDNY_GM_00011920 EFTA_00122571

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 02/01/17 - 02/28/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Chang! Change Cash $2,606.87 $ - $2,606.87 Insrd Dep Acct (IDA) 48.986.05 51.592.53 (2,606.48) (5.1)% Money Market Short Balance Stocks 0.01 0.01 Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $51,592.93 $51,592.54 50.39 Margin Equity 30.0% Cash Activity Summary Income & Expense Summar Current YTD Non Reportable Reportable Opening Balance $0.00 Income Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other 2,606.87 Dividends Interest Other Expense • Interest Fees 2,606.87 Other $ - $ - Closing Balance $2,606.87 $2,606.87 Net $0.00 $0.00 pap 1of 3 Estimated Income $ Estimated Yield Portfolio Allocation $ 0.00 YTD CONFIDENTIAL $0.00 0.01% Cash 5.1% 0.0% rrrnmsirrrn Cost Basis As Of - 02/28/17 " $022 Unrealized Gains Unrealized Losses (0.21) Funds Deposited/(Disbursed)vm Income/(Expense)Ym Securities Received/(Delivered)' 0.00 *go view realized gains and losses for your account, login at www.tdameritrade.com and Oen My Account ClalniLoss. SIDNY_GM_00011921 EFTA_00122572

Statement for Account # 867-730320 02 01:17 - 02/28/17 Income Summary Detail' Description IDA Interest $ 0.39 $ 0.83 Current Year to Date 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a promos tax year (spillover divdends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0061 Current Price Market Purchase Value Date Cost Basis $ 0.01 08/05/14 $ 0.22 50.01 50.01 $0.22 $0.22 Average Cost Unrealized Gain(Loss) Estimated Income Yield $ 0.22 $ (0.21) $ $(0.21) $0.00 0.0% $(0.21) $0.00 0.0% Account Activity Trade Settle Acct Transaction! Date Date Type Cash Activity' Opening Balance 02/27/17 0227/17 Margin Journal - Other 0228/17 02/28/17 Margin Journal - Other Closing Balance 'For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. Description REDEMPTION FDIC INSURED DEPOSIT ACCOUNT PURCHASE FDIC INSURED DEPOSIT ACCOUNT Begin Date Balance Symbol/ CUSIP Quantity Insured De. osit Account Interest Credited Number ot Days Interest Rate Interest Accrued 02/01/17 $ 51,592.53 26 0.0100 $ 0.37 02/27/17 48,914.00 1 0.0100 0.01 02/28/17 48,985.66 1 0.0100 0.01 Total Interest Income page 2 of 3 CONFIDENTIAL Price Amount Balance $ 0.00 $ 0.00 $ 2,678.53 2,678.53 0.00 (71.66) 2,606.87 $2,606.87 MTD MID Accrued PAID $ 0.37 $ 0.38 0.39 0.39 $0.39 SDNY_GM_00011922 EFTA_00122573

Statement for Account # 867-730320 02 01 17 - 02 28 17 Trades Pendin . Settlement Investment Description Account Type Symbol, CUSIP Quantity Price Trade Date Settle Date Amount BUY APPLE INC Margin AAPL 15 $ 135.6397 02124/17 03/01/17 $ (2,040.60) COM BUY BANK OF AMERICA CORP Margin BAC 82 24.2747 02/24/17 03/01/17 (1,996.53) COM BUY ELECTRONIC ARTS Margin EA 12 85.8747 02/24/17 03/01/17 (1,036.50) COM BUY NVIDIA CORP Margin NVDA 21 98.81 02/24/17 03/01/17 (2,081.01) COM BUY SPDR TR Margin SPY 8 235.9699 02/24/17 03/01/17 (1,893.76) S&P 500 ETF TR Insured De . osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $51,592.53 02/27/17 02/27/17 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (2,678.53) 48,914.00 CORE NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/28/17 02/28/17 Received FDIC INSURED DEPOSIT ACCOUNT 71.66 48,985.66 CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/28/17 02/28/17 Received Interest: Insured 0.39 48,986.05 Deposit Account Bank NA Closing Balance $48,986.05 TD Bank NA $48,986.05 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage accost are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TD Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011923

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011924 EFTA_00 I 22575

Terms and Conditions STATEMENT GUIDE IL Aro.iracle pronaos monely Portfolio Reports for accoums tem antan and quanoey repais h Me mont 0 a Ventage insolveney. e dent may reCeive amants due kor the nionde For en Investor bnnhore mal mains intonnabon alscnbn9 FINIRA% FLem Encloue nad oc accounts tem .osens.' m bankrunicY and mon SIPC, 54:1110Monial Goya/air es poil out dur tho trusta and PrOgraM. pleette Contact FINRA et 800.289.9999 or www.liresee. Portfolio Mammy: rade h? curent tan a )Oui 000040 es 0 the repent date end SIPC payons and Lober such coinçage oach nord Is limnod toa ambre, mien ot COMOare6 il IO Ibo plur MOnllte MW bal el allion «fades your ternie dhesfeation by S152 rniliOn koto e trustee. SIPC end London insuras nie eD Anergie% suppWnentel Tho intenst rabo sinon lot TO Arnim/rade Cash s tanin (tom tho qupcatla immune ber lor innestenen type average bas an mgragam Inn ol 5500 maton ara all austamors. Tho polcy arondes the Market Velue Datante n he TO Amertrede Caen. as 0 Mn stefonten cbsing date Simple aven», ION:raine brOkettge intiOlency ardees nerl calai &gaine lese g menin value irtorest n ettren bosco on the InlenaStral0 ter annota° toodd. dots 'M'OMO. Atm* abornons und« 5% ma bo groupai mlo Mo calegory ol -*hot n tho po chan. Llano cela ammon- Eouty - Tote natte Entiternel Long Parraina:Pt Velue • 70a1 Shan Velue) Financera Salement Notilbation: Die slalomait ol Manaar maton lor TO Montre* a M inventant n e money market lue b net intund Or oiwanteed by Me Fabien avalons ana a yen and may be entend el nt COSI. vie the internai al Acbnty Summery: The emparai, am croule cash ',nonces art r000norot hate rot yow. guet Opposa Insurance Corporabon (FOICI n any *Ibtt garcenrricgt agoni. A/though Mo trnmemsettamentratoonslinancinstammenthtml. re!efeice Al accounl actinly is surinante] lor ma auront pœod and yen N date. lunds belt IO peson° the value d yOut Ernhilment el S 00 ph sevre. il il stable IO mot.," a Emme:, gummayg tootwpta, orge: mut sccrce carme trio ,notmo ans maxima lotte mort/ by invetenp in e money menin and. Drndreds eie bectated daly end Option Assigne:mg: All short alun opon panons and soma indox once panions are padreornested moraly. Tho prospectus cornons Ibis and nixe imparlart rtorm.Mort traitable lor essigenent Ezra. (Mienne], Mani eMity Or index options are landOny tOtiM (rom Acre tty Sonnant and Clatailles the tex liement %ad the prospecta aretutir belon imagine. NOntigail in/Marnante reCt b/ >mur aloceed anone all doms' som postions by an automate, proceckee. Rebrement Account Summary (IRAS onty): Rama thollercieexod transaorsons for tho me, ard mure m rs Fere 54981a, murer value baserim to anen, value os troloodealoraro NOT FDIC NSURED, NOT BANN GUARMITEEDi MAT LOSE VALUE, Doggtrioer 31 ol en promus ton and un to turnshod IrelornW Ravonuo &Nec°. Prim CredO Balances (Rule 1SØ2 à 3): under me dent protegeen n.rlos, tom may use troc The balance your tank depersh 90Øm or *haros d yow monsy martel morMil End Cade bannes paOCCOunl n Pro Ordinant Cantal oui >tanne which are perphe 10 yOu PodormangSummory:Moneor your annuel ponten pedernente end lie umeeliZed geins end can to liquedated on your ordo,, and the promet round ro yole acore« ment or on daman. I0:00: 'or your Niuro rumatmoni strateay. /salin«, Accourt Account Posta:ms: New yon mosens tho turrom voteand compara the aigrin cal to sose iereelved geins and rosses n your pallo10 Originel con is esbigna using Me Mare Armand' illepulatlan1):Ilyou have a marger accouru. Te report n con:maton of gegiew rmaor mener& veer, marnes me crer mens eg gre holm eg gurghege Tu Reporgro: The penne) man b net e lar «Mat Va mi renie FOrm 11:09 foi orteil yte margin anoure ana a apedel intewireelum actant Tonna On menin poses engane! ter. Trio menuet, reginggi meeme2 end average mer per eue ere demie, mr gour tu nmoarg ro tropen Mn HIS recranmxnis indudes male rame &bonds. Ø nies anda not Lutais° lor all investors. A tempe° In ot ira niks assoculod ont, maton Genk Wei Ø. end nies Ornent) Sans Mentes ere subjeCt 10 reclassradOn nie trering is eyalage in Pie Menin tek (nubien clavant Yen may Oblein copy Ove , elerence (Me OtleStpurChaSe date e shown kir en neleenn of you noklin van to totem, o«. atomes« lactworis document by contamine us el the numbee taled m one cd your maternent. AteOunt Actinty: AI accote( eclidly ia cleerW delved, tend in dB' Orde. nt relisant n. une ClaireCite balance. Con tuas: Ccanous. tai. Sot and galonna= repaira and Ga dumpa aileron' ad payment for Order Row (SEC Robs 606 and 607): ln soma anumstances. TO Amon:rade Trent Painting SettlerneM: CiOnlirm yow t'abat rades e senemert tee eller rnOnth cemmies try COI go :g:to t on:no ID tagette& is no„ ggogree te ho femme te ond. nord trareenons eit te tabard n me Accourir Acttnty salon rem niomn. cerna compatabon loi Oromo° tenon ownee.counta and bond mut), one nos fo ro iln rormen ID Amena and ta Imermlon amides Fielehnes, do nenselected maires. Onnes a dealers (Manet Centrera. Candenserion is in the lom, nase On1M0 Cash Services Trintaelhan il nett: Clan management hannO0Ore mel &vin pampa por "Dodu" ci interndon and due ponta. CCN etCCFPCMATED b 01003 1 0 Shans cash bymo«. adent TO Anortradoalso may menueempans:na (ortolan to Ø tes slaloment repoliin tenag, ndudng chat. MM card and ATkl actuuy. are Hua ri dato «ON. revany end end entend sri 19 *monade tango eurency 'tendron COMpOnent d trenittetiOns h Inegn actinies nom Market Callen, ozemeng sen Pt Va post mrancey tramas oh:douro ,ho venues for «dor rotera OS» Cash Services Sommant: Omet mn dalel imneminm louis Io, Mo merrom slalome« libre and Options Account Agreements: Promet adora 10 Amentrade n %mina ot otocuson erowidaincitrado_com A weber oopyis avalatle taxa roquets. relent» Widal me Sumn‘tized. IndinOte etineaaele eie retend. any change n your investment caecums or anormal stuairan as they main to your margin Or Optas ei:CCoM agreernenIS. A stimnvey of cOmmiesions and chenet inCurred our poney. absent do« to Mo oontrary. :roba amans. edens. an d market tua lo ramena adummems. ma steoment Octets may not copal the salement tans. wen me Immune ol °Faons gansa:corn is amiable. nykas tente en the ebilly b ben enetonn end the Pinay Of sabrer One Enmola Amui/ lionne end Entruted Annuel 'Reid velues are band neon the rumba Cl mprovememcn markot ordces.Pnce improvemenns avance,Leclet corton market condoms. elvos anna a te rom vake mina as al tre "Marre"' dala an ma "an' eneord Curant Mulon Prkos: maint roua ol sconses han ban ettana. avtaUmm ard ma reculan te monter extromen to lost br impeeromem d notable. orle a men perte ermite sentie ad Othe idepernent sana 'blute aie baril Cn te dont net me man tomme me bd an meg non. or Mot monts, t na muret salue n salade berna Trad. Cod{nenni (Rule 100-10):All contrmelions are >ordinandOn the bersterbn dele. GENERAL INFORMATION randa »VO) Cr Oh« indeendent sola. Ire securty is Mani Fo bang minier ai atelercei Or , ile veumets on your ocado mixa arc ProMml as Ponce renon ed Taxes: Transactions in bein saurins (indseng lteeiOn Cavent ADM Mal Kan el Me 11) ementrade dace not mute goal or lax advco. Pinto cordai your tagal adesor or lax sto dore maman», to aurery ct tiry marias non Motgamp tudel postons ro mlua U,S.) mrt inaude taxes and Nos charma by tin tacon mairoa Of governments. vach may mouron whon niscompuy. As a sundard incany matas phone corratemen may te) ang ile tenonne tempe ad me omet mate robe RMbb repe wkiatons moy nei be redKIKI in me aia ol the s'eue,/ or dwged Man :encordent (ne item Morat lor Sain aune and transettiOn vedraten durpOste. rottal sea proteet, The sema» mata Ica CatIbmcs et Deposts (CM) t gatraly Roud and Me sciai vols met be 0l,mN free Me menas' Ince As0nrcet lem Cl potten PRS,Poecy Neihann: A 000Y of Mn TO Amanda Feinte 001CY is ovelea ei For TO Animons tisohnonal dora. yte advar inn is sr:parte tram and not aillent ore may to ast tom Po sale aI a CO na cr dalry. Bons aber Frei tome Saunes nt www,nomowyotroxpo TO A11,001Ø. Inc. a TO Arrattado Clamp Mc., and cadi fem is nat responsble la the Olarenn/ thm any sommes and dore rab cn a bad ce/tango. %Mo. Met **Mentie Pratas end sonices ol Me Oter. OTC p.& tre œunini mokrc end pigeailoue/ 'ne not ant le eu b ben Ma fado' Prie Cafte* The elocabon e pond retrempionsa calb in clone rang a promis bØ to rattety. Tho et> ottcnt pncr le mabsty mayen e a las olFerlant notent A doyenne ou me procreses for ahana meunier is holabb en orolisilo or bans Acancy or Rapons:II you and any errors or omissions ln your oscount Maternent you copiai aro montra ugoneocmosi. OhOUld immediale/y con us at the nimber listed on page one 01 your salement. You Na Mandata AM« 0SSA) am macaly marnants ri enta pancpaton plogram socurboa Piaule ilse contact out Clearing ren, TD Amniote. Clearing, Inc. al 800469-3900. ,paecerso. rembeablry comptine. or red esta» rrilarnal trusts,. ctrnvaly pans. Mato ln aise ol effet Or (pestons about pel ElearOnic Fun Trannera. please CO led 9a touty. meae den e belge sØ. NSao se trottai ibud ithealmtve et do ne løde en e 7600669.3900, or n vanna to P,O. Box 2209. Omaha. NE 68103. or by aman al Ploaso mines me moment catekity. Il you Osante won any omansa on, or il more ara art/ raC0•10:00(0: 000 , 000re0Nreaba Sape ikead. Tho eues show, ter Ihree 'Marnent: clientervitesitlidarneritrade.Cen. The intormaton angine in nue accota agilement shert nids or avinions. tasse rafle e Oient Services repieseMalko a your tee bure) cake. as tre OterWed %%na de« , hen orbe manas keltero. Out nen taled e indmondeM bo Ineng open eu d you de not *t'a wthn uxy tan days lot any trans/or of lurds salen mel as 10 Amatrado Goito. Irc, n wmno surin ton (10) days ol en mime ot dus binais to pmeaws tel mut, anda Mol party bonder Won te en mal piareco by to Rageabon E. sen as ATM and pontet-IO trombes dent transactions. duce dopants. shettment My ors statements Met you net male to us shOdd be enflent/0d in voning The the engorrcet evreme. amict send cati protean n'Oyant sali te st malice end eilhelreal/S. WO Men hem nom you ro lare One 60 deys art. , ore sent yOu Me FEST shettmeni rid «bene« beconaideed conclesive. ineçondem wricann by 11) Annette. Van ne/ reg rente the oigne/ peenem Ma. :tannent cn *heurt trot or pronom amenai muai mana eue ct be :calao] u:ce, squontn r ei oalreaccl *Mue cava po aborna (1) Ton uS )0t. antan &secoue nonne, Please natt 4/8 ecOmeh OU arry change in yin cana information. %menions rOdOCISO a throUgh ta' rrellvei. Me Buelen met be relent es Nmerta Mer ra adorons deral (2) Ocontbe the orror or Ire transi« you ara unsuro about and «plan as eh, as you can yte repart MI bo concbecœly cloomod accotai* unloss you moly TO Amande immottatey. togardng va Na fm NmStardard Face. note cane Clet Senne- Doce charnels why pu encra 1, 16 an trot or My you nom moro intonation. am ne aØ untlethoMPC, (3) Tai us the dollar amont of Ire suaPeted ergot. Accourd Proleebn: >poses bd by RD Bank. NA ard TD Bank USA. NA. are nsuraf by Vro ed, mange. de s..opint and vert oxne art/ m'or promptly. el VIO labo rrom ihan IO „ te FOC tom coyote ,' py pipC) up paptpt Lame are go, motel os"onat o per Auen:n Rate Meurt= FARS) Pnang: liklinen la ORS socurb:anse boom Monod. louerais ans ro do nenni orteil yOur SOCCoM SM the &mot« yOu think is errocsOMSI gnome« To tom mare about Frac offl tage g to rokoo,„ soottmog. «sono d antletle. leom creator bene. or Wei inepeclet baves. lhe toncy cite draminnol 'nuMI have ne ol the gnome olunng Mo Iman**, us to corroie, our invesugatean. moite ',tom. Me lin 5 oØ1 arraaaraaa arr ra are ara (»Mat or (MI Or ara, ar . guranbal Il a mata arabe na atone. TO Aranda stil pronIMAMS patun.rakto nb guaranteed by. any bank. are not FOltinsited. and nøla nvestment n'As. includng cendeMem be bulle/ undegng cadet quaY. 11,0 ARS nwirlsano nlY p„,k4, lose g‘toogoor. m oto,* i„ rompt.. al tho s ocuog„ logotio , % tenon toptreMeng a lek (enbod. Ma met Mao Oin bene esseateMel Ste SeCurlieb boson ordo. once mata cootcra. Corporation (SIPC'). union prends marnes custom«, ds nimbas up lo 5500.000 (incbding $250.000 loi dans ter cash). Explantory brochure n available on nouai al REGULATORY DISCLOSURES %ressemer". Addiflongily. TI) Amedbade drains mach clora 5149.5 M'Inn won 01 WONCOM fer AllWaneaCe0n5 oresWpc, to [Omo oemblobon. Na. roguinnons. tosøms one usages geournee an $2 muon or 'motion le cash unegh supermen& °outlaw) frogloog by d Oie archange or mulet. and ils dearionouse. H dm. on n'ion sud, Inunaants eie London taurin *acculai vil lattai la o. Incluant/ me Socumes Am cd 1933 and Mo Saunas te tt al a n/prcriSrl *un otium and the MO in At end enTD 15007,14 SDNY_GM_00011925 EFTA_00122576

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 03/01/17 - 03/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTF1S STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Estimated Estimated Investment Value Value Chang! Change Income Yield Portfolio Allocation Cash $6.15 $2,606.87 ($2,600.72) $ - Insrd Dep Acct (IDA) 51.675.68 48,986.05 2,689.63 5.5% 0.01% Money Market Short Balance Stocks 0.01 (0.01) (100.0)% Short Stocks Axed Income Options Short Options Mutual Funds Other IDA Total $51,681.83 $51,592.93 $88.90 0.2% $ 0.00 0.0% 100.0% Margin Equity 100.0% Cash Activit Summary Income & Ex • ense Summary Performance Summary Non Current YID Reportable Reportable YID Opening Balance $2,606.87 $ - Income Cost Basis As Of - 03/31/17" $ Securities Purchased (9,048.40) (9,048.40) Dividends $6.15 $ - $6.15 Unrealized Gains Securities Sold 9,130.79 9,130.79 Interest Unrealized Losses Funds Deposited - Other • Funds Deposited/(Disbursed)''1D Funds Disbursed Expense Income/(Expense)"° 6.15 Income 6.15 6.15 Interest Securities Received/(Delivered)"° 0.00 Expense Other (2,689.26) - Fees (82.39) Other **To view realized gains and losses for your account, login at vnvw.tdametlirade.com and visit My Account > Gain/Loss. Closing Balance 66.15 $$.15 Net $6.15 $0.00 $6.15 page 1of 4 CONFIDENTIAL SDNY_GM_00011928 EFTA_00122577

Statement for Account # 867-730320 03/01/17 - 03/31/17 Income Summary Detail' Description Qualified Dividends IDA Interest Current Year to Date $ 6.15 0.37 $ 6.15 1.20 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a prevcus tax year (spillover [hands). The year to date totals will accurately reflect your cumulative arrant for the year. Account Activity Trade Settle Acct Transaction/ Symbol! Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $2,606.87 02/24/17 03/01/17 Margin Buy - Securities Purchased APPLE INC AAPL 15 $ 135.6397 $ (2,040.60) 566.27 COM Commission/Fee 6.00 02/24/17 03101/17 Margin Buy - Securities Purchased BANK OF AMERICA CORP BAC 82 24.2747 (1.996.53) (1.430.26) COM Commission/Fee 6.00 02/24/17 03101/17 Margin Buy - Securities Purchased ELECTRONIC ARTS EA 12 85.8747 (1,036.50) (2.466.76) COM Commission/Fee 6.00 02/24/17 03101/17 Margin Buy - Securities Purchased NVIDIA CORP NVDA 21 98.81 (2,081.01) (4.547.77) COM Commission/Fee 6.00 02/24/17 03101/17 Margin Buy - Securities Purchased SPDR TR SPY 8 235.9699 (1,893.76) (6.441.53) S&P 500 ETF TR Commission/Fee 6.00 03/01/17 03101/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 6.441.53 0.00 DEPOSIT ACCOUNT 03/22/17 03/27/17 Margin Sell - Securities Sold APPLE INC AAPL 15- 140.9553 2.108.28 2,108.28 COM Commission/Fee 6.00 Regulatory Fee 0.05 03/22/17 03/27/17 Margin Sell - Securities Sold BANK OF AMERICA CORP BAC 82- 22.8153 1.864.81 3.973.09 COM Commission/Fee 6.00 Regulatory Fee 0.04 03/22/17 03127/17 Margin Sell - Securities Sold ELECTRONIC ARTS EA 12- 88.4603 1.055.50 5.028.59 COM Commission/Fee 6.00 Regulatory Fee 0.02 page 2 of 4 CONFIDENTIAL SDNY_GM_00011927 EFTA_00I 22578

Statement for Account # 867-730320 03/01/17 - 03/31/17 Account Activit Trade Settle Acct Transaction' Date Date Type Cash Activity' Description Symbol, CUSIP Quantity Price Amount Balance 03/22/17 03/27/17 Margin Sell - Securities Sold LIHUA INTERNATIONAL INC LIVIA 1- 0.0061 5.028.59 COM Commission/Fee 0.01 03/22/17 03/27/17 Margin Sell - Securities Sold NVIDIA CORP NVDA 21- 106.8803 2.238.44 7,267.03 COM Commissionfee 6.00 Regulatory Fee 0.05 03/22/17 03/27/17 Margin Sell - Securities Sold SPDR TR SPY 8- 233.7253 1.863.76 9.130.79 S&P 500 ETF TR Commissionfee 6.00 Regulatory Fee 0.04 03/27/17 03/27/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (9.130.79) 0.00 DEPOSIT ACCOUNT 03/31/17 03/31/17 Margin Div/Int - Income BANK OF AMERICA CORP BAC 0.00 6.15 6.15 COM Payable: 03131/2017 QUALIFIED DIVIDENDS 6.15 Closing Balance $6.15 'For Cash Mainly totals. refer to the Cash ActMty Suinmary on page one of your statement Insured De. osit Account Interest Credited Begin Number Interest Interest MID MTh Date Balance of Days Rate Accrued Accrued PAID 03/01/17 $ 42,544.52 26 0.01O Si 0.30 $ 0.30 $ - 03/27/17 51,675.31 0 01O 0.07 0.37 0.37 Total Interest Income $0.37 page 3 o14 CONFIDENTIAL SDNY_GM_00011928 EFTA_00122579

Statement for Account # 867-730320 03 01 17 - 03 31 17 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $48,986.05 03/01/17 03/01/17 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (6,441.53) 42.544.52 CORE NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/27/17 03/27/17 Received FDIC INSURED DEPOSIT ACCOUNT 9,13019 51.675.31 CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/31/17 03/31/17 Received Interest: Insured 0.37 51,675.68 Deposit Account Bank NA Closing Balance $51,675.68 TD Bank NA $51,675.68 FDIC hewed Deposit Account (IDA) balances retracted in your trokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the SecuMies Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information BREAKPOINTS Certain purchases of Class A Mutual Funds may be eligible for breakpoints on, and waivers of, the sales charge. To learn more about breakpoint discounts go to http:/Avww.finra.orgAndustry/issues/breakpoints. For more information on waiver eligibility, please refer to the fund prospectus. FINRA INFORMATION Required Annual FINRA Information: Investors may request disclosable background information on any U.S. licensed broker or broker-dealer via FINRA's BrokerCheck, a free online tool. Visit brokercheck.finra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289.9999, the BrokerCheck Hotline Number. page 0 010 CONFIDENTIAL SDNY_GM_00011929 EFTA_00122580

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011930 EFTA_00 I 22581

Terms and Conditions STATEMENT GUIDE IL nr.rirado mandes monny Poncho Repens for accoums euh actmty and quanorly repais in nue vo accents euh assels.i POrtfollo Summey: Made Ihe Curent velue a rota 000010 es 01 the 'Mat date and compares il io me ',kir moleta T. bal etCeen Mca08 na teril010 dironefealion by invesirnert type Strbat dlocaans ondin 5%wi6 be groupai Mo the <megory of -CM.r in mo po chan. Llano Easety - Total Accoure EcultelTeal Long Pagina. Velue • Tee' ShOrl Velue) Activity Summary: Tho paonne and damne cash balances aeo reconere hart for yoga ourdi ,otreite Ai accouru actrety is surinant/rd lor me curent nad and yenla date. Income a Experte, Swnmery (nonaAs °My): Mus section deltros tre ireame ond nyenere totan (rom te Adan Summary and dessines the las nomment Retenant Account gemmant ORM *My): Renan mo IRS romeod warreadions lor Ihe Cure% Nd Vit yeall. IRS Form 5498 loir market velue is based on te conte value es of Docomter 31 Ol the promus sea ana mi to anisait, to te Internai Revenue Senne, Padormanct Summery:Monhor your annuel ponten animant, ore the wreelized geins Ond noies er your leucome:mont tome Accoure Posterons: New yow evrestencens al mo aren' mata vat»and compara tro aima cal to tee reeeelged geins and tosses n your paillote Original cool is esbigna unit Me Orge. ersi-oul (FIFOI moto& Mach assumes me tusl shama Mru sel eie triose Ø ptochosed ai. Tho estima>, errestmom income2 and average cos' per Mare ile dindayed te your emmena, taie otiest peau, dote e 'Main for en «ludion of yod, bottin seiled). MeOunt Acl1*y: Al actant ealialy ia Hemn dell ed.leled in date Order. ore milleeed n nie CbenoCaSh balance. Trent arien. SeldernoM: Centum your tiectied Mèdes nit a sarnemert date elle mont Ø. Tente trareactions ait bo rellected n me Accoure Acvnty semon roui marin OMM. Cash Services TesnactiOn Deal: Cash mangeant ItennOtroce MM Clara &ring les siatmon: montre aima. ndudng check. debn card and Antan/ab. are lista, In date Cree Crane Cash Services Summary: Croit ard dota transat:ion mats lor mo arrrom morne« relent» indod tee summnized. Indbielle liêneelere ace retend. tua to roman adustmerts. Mannoni/ni dotais may not ara eie salementtout teintent Annal tome and Eserneted Annuel Tield velues are based upon the flotter a semas crancd or cuira value balance as ol tre malerdert date ard Ihe mou ratant &attend Nie a Cesti tel pØ04 GENERAL INFORMATION ID Oniergrade dire not ponde tagal or lax once. Pion* constat your legal advar or lax accourait mien neCearney. AS 8 illtinded inCleby pouce. pinne COMateiten may be Mena] br Ceselty ange and ImmottiOn verradon Durante For TO Ameutent Intheonal clore. your advenir hem is seine° tram and not affirme ive TD Anioniracke. Inc. a TO Arratrado Clavng. Inc.. and onn tom is rot responsble la Me PrOttes end senices Ol Me aber. Accuncy of Repons:Il you fend any *mors or omissions In your manie Maternent you Moula immediaufly ull us el tho nimbai tisted on page one of your Malement. You Moula else contact out Clearing Inn, TD Amentale Clearing, Inc. al 81)0468-3,00. %case mena toc sianmern case -Un you ottoman et any transe:bon or el Mao aie any «tas or omissions. Messe nain e Oient Services repiebrnalhe a yOur tee bath otite. es *el as ID Amcfnato Cleareg. Inc. In wmrd sien ton (IO) deys ol ytre rompt ot tois ahanent. Agi ors Potomanie Mol you lune made to us sedd be COnnened in mitre The supertrend soi «ame. be ouatinait(' concleve Floue notry vs prompt/ ol arry changes in yow °Orgeat information. %relents relented on yourroponwilboconctsreydcomodacanoumosayoumoly TD Armada immense.. Accounl Proleebn: >pouls nid by TO Bank. N.& and TD Bara USA. N,A. are neural by Me FDIC (tel averti by SIPC) Up 10 2250£00. Lien ae per axant Orelerthai per inielt4On. TO learn mea «eut FDIC COverage 90 tO nuvwfalegOv. Sautes. indudng Mutuel 'Und. held in Mur &Matage ACCOunt are el depall8 Or 001galion8 01. Or qua:antan by. any bank. are not FOIC.inswed. and enrobe ramonent nets. indudng posstlo loss ol princpal. TD Amereada is a mentor ol the Sauras Invence Premier' Corporation (SIPC'). wNch paons maire» entamer, of ils marais up lo $500.000 (incbeng $260.000 lot dao toi Cash). Explareory brochure Is avouable on reqUed al wsw..inc.°00. Adaltionely. TI) Amende rades eaal ClEird $149.5 mIlion verdi 01 iletileCtlei tr SeCurgle8 and S2 malen Ol enteden le Caen Ihreugh SupOlernental °Outrage peOvided by Lonen Menin the Men Ola Ventea insolona. a dent may Mate tentets due from the MrolI0 in branla and mon SIPC, Sroseamental Dore/ego a pad oul eue the trust« and SIPC payons and Ør sue curetage euh clerc is MONO to a comemn mien ot S152 melon nom e trustee. SIPC and London insurers Tn0 Tel Aniedlrade Suppitnental cannage tus an mgromm lem ol 1600 milan ara all <unanimes. Ta poney pendes average loltraing tannage intehincy erdMes 001mea nantit bu in moral vatae le me socuribn M traitement n a money medkal lurd n not intenta Or guararteed by the Fedine Oepose Insu/once Corporation MOICI n any cita g:nomma agency Anne Mo funds stek b pesa° tre vabe a yOur ireakilmen el SI 00 pet snare. ri il penne b lOse mOney by imans n e money meniel fund. Otages ne *and daly and padierrnestod monny. Dm prospectus cernons ers ard axe manant eformeon Reid trie prospectus iteretle bette nain Noti depOsil ininellmante head ter yogi troker.neater aro NOT FDIC NSURED / NOT BANK GUARM1TEEDi MAY LOSE VALUE. The balane, in ira bank deposil accCurn or shah Cl yOue niOney market mtal end can bo Imbaba on your order. and Mo reeeeects renomma ro ytre aurore amati or mmitled byta Tex RepOrgrog: The KAON mal if na e le Marne« Vau se met FOrm 1009 foi orna tu amen n careerce midi ES rocreolxnts indudes tete rame admis. Ø gain. lem wØ. end sires promette Sone permets ere subjeal 10 nxlassitebri end, to rotbacd cri macqat texans Cou Sas: Catins. te sot ans satana= n'occire ard Cunaxa* am Mead re ancknal by COI KOMORATEO TD enannee is not repOrebie le me retenir ce aØ cf te ntemdxn. TD Amonts.) ad fi sexmaton renies rPostafets1 do no' gambe me mena Of Me Memnon ard data nana CCN tiCCEPCRATED if Barn» onceny end once ell40.tlwm 1Demertrode Maille and Options Account Agreements: Promet adeso 10 Amarinant n maling of any Mange n your investment ciancures or *normal stemm as they palan to pur Mye, or 00bOts ttecOunl egreemenis A summeey of Gemmi/siens and charge. Mauna on me execeian ol ramons transamens es amiable. CUTOM Male Prkos: Tho make veux cl sconses ham ban Manet d rata hem entai ente st ana eepeean sacs Velum te Wood On mo dam pa me men luebrom me bd an ara. PØ «ana notas, t no mura 'duos malade le n a menai »VO) Cr OMO indeandent ara. tie saute is tetted being itneled Nin Prcoi Cru veunats your pende eacri ne Patte es 90rond nanan ro ne dore garera mo nana dry mates nets Inotaago hanap] portens tro temei tenu Oro tenonne bilame al me osai men ake Peano Men manas nuy na ececoal sas prame. Die scandai mata la Cancan cl Doposts (Cris) e an* Poule and Me «MI %%Semer be dama fion, me m'One Dace Attentat lois a ceixte may moi, tan the sale eau) magnum. Bernt ana Frei barre Sccurles bade stemm" the, °gay saunes ana ana van ai a tord «dorge. Rua. may Veen mo OTC loe rRØnMI meut and tenant butte ne ne (na ," lto bai Pa Mar Prn te remary. le sale ol are mono men/ me roua e a las ol penapal. Non Standard Assen MAI am tecaly imamats ro stad pinces= program saute entantes Irma tant), cempana. cr red en» nomma 'rusai. cormary pas. Prale aouty, made del o Image Vida NSife se botdy ibud it ante al do not nie an e nern.1sauna =hanap «fp tadaq Stock Unie The eues total kt are maman are etc:mite mas «Mol lien orrai matoet Ø. but na tenta m exhandern appracals. te mcooms na =sot. aida ltd party tender Mors te haro mon probal by to maragorrcer. annurae. and«mea d oati pian or &tant pxyvena aMout «tandem vattaua by ID Arnetrade Values me/ mi tenta the oigne annate ace. amel mea 'duo « be mona ecn Y:miasmes, «anal vie caca op estootnen evough tes.menas. Me gluer met be reeend es lainad CNF1 FIS addlicad menine menton le Nm.Standard Mas. start coce Clet Sonnas. n'ose nanan am ne sema uØ moue Perim lao Sauta O/Ftr) Penny Die moka vatca til AAS Notez lise ban ctrance neetle. lionimenai eeneme, or oter edepeciet earces. The asana al On piong is not %urane:61f a mata ma ndnatta. TD Aralia wil prœ Mo OAS lardon. tan; nia ccroderan bot te buoty ad undefeng rra quay. The ARS rodaloonordy 44:Orgedh, lek 01krizIty end. ose met Men be ro essence Mal men seonie an tosedliraient Male Caned. REGULATORY DISCLOSURES MI transmuons aro Wace to Ci) me cordabon. Na. rogulateins. customs and usages • me menine. or maka. ils deerionouse. eng. on Mach sen Irtintealens ide «auto: ou ?Meal la s. enbang me Sommes Act ol 1933 and Mo Saunas Ex oun . wit ne N oll and Mo ff. F For an Inhume brochure mal ilddos informabon de:atone FINRAS Peic Descbsuro Prooram. pane Contact FINRA st G30-289.99» Or wavelimang. Tho iman rato Man toc TD Amer/fane Cash ro toton nom the opptapa m'estrate ber lot MO Marke Velue balancent. TI) Amennede Cath. as 0 Ln illatemern abers dote Simple irteesi is acon. dot, bescd on the morose rab ta applcatio tacadideys balance. Maine Maternent Nellmatton: Die nomma ol hnancul canton lor ID Ortentrado available Nice a yen and may be Mente at nO Con. via the internai el Metawaintroantradeonanancuisiabomonthml. Option Assigneront MI Mort a:puy option positons and soma indox option pontions aro minable nr esegemem Euxoet, essionmeei races ter elgry or rem options ne randoney aloceed anone ail dente short postions by an automaten promettre. Free Crerollt Balances (Rule 13c34 à 3): Under me clam protection ma. vie may use free Peel bagas n pur reCCOuri n Me Ordhem Came ol our kens, which Weber/MO IO pu on amant Mare Amman Illagulation Ti: h you have a enta account the report s acombnatai el your margin accourt vol 8 Sera menorenum accote( Trsdng on maren poses edellional nias and is not Lumet for all investors. A compta lm ot the MO: MS00010d Nd, matgin moto is aveline in Pie (muon tek dunaure donnent. Yin may Main e copy Of Ms document by enleding us el Oie number tend on page one mur maternent Paymont for Order Flow (SEC Rides 606 and 607): In soma cecurnmancos. TO Amornrado recerros compensabon lei Oromo° aman as tounta and end °qu'y one no fo seleela mines. atlas a dealers Ointe Canters') Ctrivensation is in the lem a a per shore cash payment. h onction. ID Amande 0150 may rame compensation relaxe to the letton curency cocherai COMpOnert d treettlions n laegn menties (rom Market Cernes oxecueng sin nets Wo post reartedy reports ancienne no venues foi order roting ozecurion eminvadarravadocont A nette° cepy is avare:Io reon rCCoWit. n is our poney. absent clore «ôtes to Mo Gomery. to bobo nones. doues. and matem tOtOdd bend On the (Willy Io novae MM «Nation ana tre inlay Of «mena ettos improyememcn markot ordres. Poco innovaient ,s avanie,Lake certain market condoms. and no recelai" monter execuans to met las sen tramornem d avalai». Tee., Confirmaient. (Reelet-10):All conirmations are Parement( On me Irtersiebn de». Tes: Me issen. in beige Mural Meung ange Combat ADM tal Irae in et U,S,) may IrCkghl tien and Nos <harpon by mp tuer mana Of goyernments. Oie may be 'Macle(' in te pace 01111e secualy or cherged es an nitan de nt (ne don Panel POlky Notification: A COOy d the TO Ametreake eh'Ity ooler is Onk** el WoVOIlaMIXI7adOSOfn Canin Sorabes: The stocarion el perte ralemplons a calls us dØ rang a promis blet mat. A dosammon ol the amans ror Sera sauna. Is seolabb on to anisés or Mn copies aro additif' Ø10q.021. In case 01 ormes Ot (pestais *Out yod, Ekeren. Fun Tiennes pfease CO la 8 el 1660669.3900, or n vente to P,O. Box 2209. Omaha. NE 68103. or by mati al dronteervi:neclimegerede.COns rra ;Moncton (»nues in mur Mani 'Intiment anen be bruine urgen rya el Tate nei alfa main deys lor any 'randgir ot lutis maxi to Regdabon E, ah as ATM and pont am. (racolas, demo transactions. dirai descans. and agha/Man We must hm, nom you ro rater men 60 Cers en« me sent )Ou Pie FEST steomen on obier the error or problem appearee. (t) Tall us )tee renie and accouru rater (2) Caserte the orror of mo Kaons you aro unsuro about ard «plan es citai, as you can why you belon, n is an enot or why mal moto sente». (3) Te° us the doge anoure of me sunateedenor. Wo Mtli tibiauxo pour complant and mil arec' art/ m'or promptly. el tee lake mom man 10 loueras deys Io do Ms, ne mil cran yOue OCCOSII br In amant yOu Ihink is in arroi. s011eet youell have po uso ol the enanoyanng the in* c takos a to corrida n'envasante:in. OMM 1500y114 SDNY_GM_00011931 EFTA_00122582

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 04/01/17 - 04/30/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Announcements: Our ongoing effort to serve you better has paid off: were No. 1 in 3 categories in the Barron's 2017 Online Broker Survey. To learn more. go to tdameritrade.conVaccolades. Portfolio Summar Period Change $2.11 6.57 Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $8.26 51,682.25 Margin Equity $51,690.51 100.0% Prior Value $6.15 51,675.68 S51.681.83 Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Current $6.15 8.26 (6.15) $8.26 YTD 58.68 Change Estimated Income Estimated Yield Portfolio Allocation $ $ 0.00 Income & Ex . ense Summa $ - Income (9,048.40) Dividends 9,130.79 Interest Other Expense 14.41 Interest Fees (88.54) Other page 1of 3 Reportable Non Reportable 58.26 $ - YTD $14.41 $8.26 Net $8.26 $0.00 CONFIDENTIAL $14A1 0.01% 0.0% IDA 100.0% Performance Summary Cost Basis As Of - 04/30/17" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)"° Securities Received/(Delivered)"° **To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Clain/Loss. 14.41 0.00 SDNY_GM_00011932 EFTA_00122583

Statement for Account # 867-730320 04 01 17 - 04:30 17 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 8.26 0.00 0.42 $ 8.26 6.15 1.62 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). Die year to date totals will accurately reflect your cumuiative amount for the year. Account Activit Trade Date Settle Acct Date Type Transaction/ Cash Activity Description Symbol/ CUSIP Quantity Price Amount Opening Balance 04/03/17 04/03/17 Margin Journal - Other 04/28/17 04/28/17 Margin Div/Int - Income PURCHASE FDIC INSURED DEPOSIT ACCOUNT SPDR TR S&P 500 ETF TR Payable: 04/28./2017 Ordinary Dividends 8.26 Closing Balance For Cash Activity totals. rater to the Cash Activity Summary on page one of your statement. SPY $ 0.00 0.00 $ (6.15) 8.26 Balance 56.15 0.00 8.26 $8.26 Insured De. osit Account Interest Credited Begin Date 04/01/17 04/03/17 Total Interest Income Balance $ 51,675.68 51,681.83 page 2 of 3 Number of Days 2 28 Interest Rate 0.0100 0.0100 Interest Accrued $0.03 0.39 CONFIDENTIAL MTD Accrued $ 0.03 0.42 MTD PAID $ 0.42 SDNY_GM_00011933 $0.42 EFTA_00I 22584

Statement for Account # 867-730320 04 01 17 - 04:30 17 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 04/03/17 04,28i17 04/03/17 04/28/17 Received Received FDIC INSURED DEPOSIT ACCOUNT CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT Interest: Insured Deposit Account Bank NA $ 6.15 0.42 $51,675.68 51,681.83 51,682.25 Closing Balance TD Bank NA $51,682.25 $51,682.25 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection appscable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011934 EFTA_00I 22585

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011935 EFTA_00122586

Terms and Conditions STATEMENT GUIDE nra.iraclo arondes mondly Porlfdlo Rasons for accoums vim acon* and quaneny repais If Me tyve Ola Volcane insolany. e dia may Mauve Mann due gal« MAO» For an Inn:am baht.« Mal Inados tramail« descella FINIRA% Adflo Datten in nad vo accounts voth assois.' m beauPloY and Mol SIPC, Sr000karonial coyorago s pend out air the trust« and Ponta. plastie Contact FINRAA 930-289.9999 or wisnlintaall. Portfolio Suntary: racla the curent value d far 000040 as 01 the *pat dale and SIPC payas and Ør such contage caca clan annal to a cambra roba ot Canar« il to me prior MOn111.8 Die Miel aliCeadOn aces, your ponta ',bonification by S152 min« Irons e truste.. SIPC and London intimes The TO MbiIIra5e suppfaental TIN Caen rabo Sian kr TO entelle» Cash is laken lom the &Scala &aura ber for invesimert type cocuage bas an &grogne *na ol 1600 raton ois all <uni:mers. This polcy arondes trie bestial Value asana TO Acore/odeCath.« 0 Ve illatemenl closirg date Simple «verne Iole/ring battage intelvtincy orddose 001 prOlOCI Ugine bas in market vabe (Horemis zona dei bu& on MO lançai (MO 5Or aPPIcatto to dayS balane. Atm* abusas und« 5% log be groupel mlo Mo calegory ol 'amor in dupe Chill.1.1afain cé me secumem- Eggy - Total arDOOtrra EguityliTeal Long Marginale Velue • Total Shan Value) Mima Maternent NalloatIon: Die nommas ol Manant tonton lor TO Ortientrat M invenCent n a money market lure iS no' intured Or giaranteed by the Fada( neilable mite a yen and may be obtaia al ho Cod. via Me internai el Acinsty gommant; Trie osening ,sia donne cash bal ances an , renon:lm 1s0 lot yo,., gobe Oppose Insurance Corporation iFOICI n any *Ma gonfanon arioncy. More tes hasMnestittmentradecomilmancuistatementhtml. ,e,e.en ce Ai accourt actroty is surmonta, lof ma tuant pcnod ana yen N date. lunds tieek IO presave the vabe d yOur affala& el S CO ph Pure. 4 il pesta tO men," a sapons. Sonery mots, mue: mus selion doiaj tes uncime and *wons . lotie moret by invetany in e mon« mati ti nd. Mana eie «tema datt' and Option Assignant: All short ocesty open positons and some indox opta postons are padresmostod more*. Tho prospectus amans des are odw imponart otarnalOrt andable loe assignions. Etatee assignant aces br<bout/ or idel options ete18,1000gy tOte) hoc te Pax* Sumrnary and dateries the las trament Read prospect« albrelully berme NOrl-draeil inallmente berd tu four atomled anone ancras' thon posoons by an aulomaled procoace. Rebrement Account Suas* (IRA, *My): Races da IPS roaxod dansa:sons lor tite torest ara nue, ms 5498 market velue is basa on me turson' nase as or trotiondealeraro NOT FDIC NSURED NOT SANN GUMNNTEEDi MAT LOSE VALUE, Docoincer 31 ot mo promus yoar and al to lurnsliod lo the Inlornal Revenue Sauce, Free Grant Balances (Rule 15c3.2 à 3): under me dent protaton Nos. we may sea free The balance n your pesos' ecocium or shorts ex,: monte martel maset And *Oh baffle yOur accoure e m9Ordinant Case ol oui hueras which are palette lo yOu PedermanceSumary:Moneor your annuel ponten parlemente mn the vrnielized gains and can to lquedated on your ordo,. and Mo proceeds raina to yole soda« zoo«, or on aura. tosve`« br your haro «minora stratero amide*byel Accounl Positons:New yon nestmone a mo cuvent mana vat»and cassa the cognai cuit to sers untialued geins and rosses n your pon1010 Original cool is tuent& uting Me Margin Amour« illepulatian T): Il you have a main accota. Ms report o acambnaion of ental. 1n'Ø1 (mn°, magma. aman assumes am imans eu sel eie niaise you maanasea Tas Reporag: Die ponta *en b nol e «entent Tou foll rOCOOO Fem 1009/or erra your margin totone enfance& mearealum accote( Tang On merlan peses adoltional troc mie arremalea antiamaril mcamea ana average cool per mure are aireraveo sy your tu Øre n complu- ce Mn WS norsonals Indudes mati rand. darne. caFeal nitra anda not sua« lor all cotisera. A complet° lm ot ifra rots assoculad Mnn main den. Wei Ø. end «es proosecb/. Socs Peineras are subjet 10 reclesratiOn «th Veda? is avale» in me Caen rek discnicre 00Cument. YOu niar Obten top 0 1 Mis renonce pre odest dahu, date e tiriosn te en eddeon of you bain ø0o0). ente richeacd eaccsat lumens «aimant by «meeting us al Merluche( Mea on page nisol pie Salement ACCOunt Acl1*y: Al Motel OCOrily ia clearty dente. Isred in des Order. end relleded n the g:bangUtah balane,. hol Bass Costa lai sot and pana= reporta an Godsapa am dira ad payant for Order Flow (SEC Rutes 606 and 607): In sons acumances. TO Amon:rade Tralla Penang Settlentent: Conti« your meut& traders Mana «Camera dele aller eXiMh cexticiye by COI empixeoctsTED TD Angstroe is ne„ ssperser ir rie resserre te men-ore trarsztens ait te relater, n me Accouro AcVnly section rots mea. cerna compernabon lor Oromo° aman oweeessountee and suce egse ora ta fo aØcl le ramai ID ',Mena del (s aman postas do nes «Nad matas. Vends co «nec (Manie Cantate Ctraansation is in trie toms doper OMM* Cash Services Tranala Pale Cath management eeneeenee mal agered tain pammee "wu, d po informoion and Oeta ormtlefl. CCN taCCFPCMATED if Malle sac cash øymott. adora. TO Amentadoeso me race« compensation rotte to the Ils amen: ante* coud. ndudng check. dota card and ATL1 Adrar. are aua In dato Crder. oevany end ira alla* fa Mimas« «mien curency 'goberge COMpOnia d earetttliOns allant «cales nom Market Conta ozomeng sicli incas V« post wartaty topons ducloong Ibo trocs foi «der rang Orale Cash Services Credo ara dote «nage lais lor Ø dudOrd solomas Aar and Options Account Agreements: Promet adono10 Amentrade n seing a onnueon yoonoldarncotradocont A tentacosy* @vat,* Lien fCCFJOU. refenagrantod se summatired. tonnai IstineaCtern are «diva. any ange n your investment azures or anareal stuairan as May pciain to your rnargin Or «wons OrXtuM agreements. A sumnwy of camesions and caget inCurred our pay. absent Cent °rotes to Mo oonirary. octiod babas. doats. and moka tua lo radina adunmens. mo dament «tais may tel egla me salement touts. wen' me amui= ol °Faons dansa:eau ale«. makere teie on Me ally e test "(Guidon ala the taon Of «erg Dace tamela Annal Mono and Edams t neld values are baud upon fluait« d en marina ordres. Ante improvementis ovate:mn:a «non market condoms. ables 'Amie ar osons va* balane° as al trie stalaffenl ard le 'rte recoud deadne'd Cuit« Natal Prats: Ro Maket ol scoutes ban ban otaaned. rate. Item ard ana regulany monter execans to lest for ah micro...ornent avala*. mile or Cash *ail and& candi aine tal Cabs inependent sans Vase eie baud on 0* dong orte. me mies, barrom rie bl mag os arknenni, I na rad edams ale« botta Trot« Cognations (Rule 100-10): All calfatons are estaminet( On me Irecie6On dele GENERAL INFORMATION gaza, »VO) Cr ofser indeçanal son. lie «curry is niant Fo Oing salut erf beeProxl fag,. heaume m your rondo rad are Prao, as genar renon dol Tes: Transtaons in beige tacha Caen° latin antan ADM la lati a me ID Mienlrade dots rot nova legal or lu adiece. Please cordai your tagal adesar or lax to ara gualanloo nit axurazy ct any =atm aces largage bla posasneveu& LLS,) may fraude taxes and tees carra by rie tacon mana Of governments. v li may mouron' venen neconsey. As s suant incisa prame phone corrasitem may be rang the nonenng tans ad gle ara man rote Paons Nia seluerens mer nO1 be ralected in me mi« ol the save* or cherged «an «terminai (ne Osa r000Ø kir quai* and and liansettiOn vonhat Puas« necren salas procose. Die second.» rond a Cafta ci Deposts Mos) n gamay Palud and a e mita ion.* mer be d'Iowa Front me graben' pote As/grade las d Pondmi Pian" liailleallOre A cosy 01 the TO Animes« nienCY ø010Y is met, » el For ID Amenhode national dents. yoga, advesor hem is scparato hm and na afflua wth may mat tan Me sale ala Mar ei raits Bads adb Frei acore Srs:urane wmussamcceracionem ID Am«nØ. Inc. cr TO Arratrado Cang. Inc.. and oadi lem is rot responsble la the entwist' thaf egury sana and dora rada cn a krod mange. Rua. Pei sana ilraa ls end serUces ol Me Our. arc srer the mai mette end maya« lovialyrraynd aida fie boaltar PaonPa Cane* Seeurldesi The dope« d per« ralemplons a ab os dom range prends SMIC le rtseety, lho uto ottcne pncr le carry mnrai n a las ol prenapal. Menga. A dounan ol mp prooraos er astre saunas as aulabo du rotule or hava Acaracy of Ftepons: b you und any orrors or omissions In your account Maman you copiai ara morte° ugon fooposi. OhOUld ImmedIale/y tag us al the nase' Pst& on page one 01 your stelement. Tou Non Mandata ta« 0MA) are bocal"( tourna« n drap panneton program sauna asyla ils° cOntel our Clearing an, TD Amerltrade Clearing, Inc. si 800469-3900. paceres. terni& tala cemponz. or rad «ab rratrann trusts,. ocra:dry pas. poile In case ol ergots or gantera about per Ekeren* Fu« Tranare, Kinase CO lad ti el touty. pria« dei e redan Ø. NSAis se bottier lias infesta« ta do noe lutte r e 1.860.66B3960, or n swing to P,O. Box 2209. Omaha. NE 68103. or by mat al Please isnotat datant careally. u you Osante any bonsactert or il Mao ale arry aen :Carne. aØ a e*Nredel terket Tho values Shann Ict lao marnons dienuestricesi0ndarnereade.corn. The intormaton conta& n your «cota Salement (Mn «as or asana. (Cesse rob* e Oient Services repieseMalke a ytre tai baya cake. esses:mime m'An «met, hom .scat menai kekeen. bul na lad let amenda be bang upon you d you do nei citant wthn six* tg)) days lor any sonar ot lune super al as 10 Amatrado Cleann. Inc. in fang surin ton (10) days of ytre recepa ot Mis apparies to mosan: na ace. anda tred partir tuba Won Mal ha ban pratcd by to Rogaton E. such as ATM and ponta:ab racolas dota transactions. direct dames. statenent My ors s'aman* Mal yen met ne** to us diode be Confirma in raire The Mo magma. assuralcr. adb Darce d mm pfaym coter attapaity tara stout and ahdreati. Me Mun ha lem you ro lifter rien 60 days eller vre stol yOu me File' lament *l'Othon«. tie conaidered «nolisa. ineendent fortune by ID Arnereale. Veum rna rel tact the none talla ake. damant en whch the croc or pronom acpearcd. Ø natal wdue ab marna tan faudecri r a Oallne0:1•Mue cand be cana (I) Toll us fur renie and account ara/ Mitose notry vs prompte, Cri arry changea in na nad information. %attelions re2OCIOCI On ' ,MUQI , ta' rrelbsda. Me intuition cet be Na t& es Coince& (NV) Fo, additne data (2) Cama« the rør or Ire transfos you am unsuro about and °van as dean, as you con wer report wil be conaereerdeomod accota unloss you nely TO Aranda unmematety. togarang Lote« fa Ne.Stardard hcte. sac aras Clan Semez. Rem ratais any pu POICIO n IS an ocra or why you need mate m'orme«. rond œ.cred uniertho MAC (3) Tel us the delar amount or Ire suatted "cor. Accounl Protection: >poses by TDElank.N.A. and TD Bank USA. NA. are nsurof by Vro investgate your complant arid oxial arry n'or promptly. eh, tans rrom ihan ID „, FOC (mg cees by bi bp b250 . 0)0 . aie per aggoom " nette, per Adm FI« Saura CARS-) Pnong: Die maniait« fa liAS maure:chas tan Monod. bueress ans to do this.stell Orteil yOur OCCOuM kir Me amant su Ibink is errer. sopa en emmy To team (noie ab out spic Atour o to met focoo,„ Secs indm i ng Omelette. lem garas aime oter (effana anses. lhe asoncy dire pian end youfell have tho use ol Me mena &tag tho Mottant; us canna« our invengaton. montai fange. hold rin y Brormoo , coo, ho cheze, or ormoroons or. suraneal Ils mea Lao end Jua. TD Smala@ &I prao (MARS pceton.arg rio quanti:cd by. any tank. are not Filetaient and anc vivement n'As. includng canarda bel, enden/eg atalt genY. il" ARS re meeloannedY p„,k4, kos inincese Amers,* i„ mont. el th e scnunii„ ingemc, % canon espenang a la dlosizIty end. «amok lies Oin be ro asumeMal seaties an tesauna outre mata cancre. Corporation (51PC'). which panels mana automnes of ils marnas up lo 5500.000 Dr:aine $250.000 loi daims kt cash). Explanary brochure is avariai:4e on taque* al REGULATORY DISCLOSURES semences". Addllanaly. TI) Anse.« pend« «Ch dent 5149.5 nution wOrth 01 prOleCtiOn br MI daneadlOn 5 oio sa/rot le a ma ocinolution. Nes. ', qu'anone. CuildeO *Id usages saoudites and $2 muon or f ro t ocion for cash th r mi gh stootememat ( »mage 'ye tis by or the encriange or mulet and ail deafoglrouSe. O an. on &ah sud, Ifantadens ale London Mauna oxecutal bette la o. acting me Scannes Ad ot 1933 and Mo Sauenos *un . ollo and Me MO in t'Atonal »MD I5007a4 SDNY_GM_00011938 EFTA_00122587

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 8OX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/17 - 05/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Period Change ($8.26) 8.70 Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Current Value $ 51,690.95 Total $51,690.95 Prior Value $8.26 51,682.25 $51,690.51 Cash Activi Summa Current Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other (8.26) Closing Balance $ 0.00 S8.26 YTD $ - (9,048.40) 9,130.79 14.41 page 1 of 3 (96.80) $0.00 50.44 Change Estimated Income Estimated Yield Portfolio Allocation $ 0.00 Income & Ex .ense Summa Reportable Income Dividends Interest Other Expense Interest Fees Other Net S Non Reportable $ • $0.00 $0.00 CONFIDENTIAL YTD $14.41 $14.41 0.01% 0.0% IDA 100.0% Prrtrrtnirttr Cost Basis As Ot - 05;31;17'• Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)"° 14.41 Securities Received/(Delivered)"° 0.00 'lo view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account >OaIn/Loss. SDNY_GM_00011937 EFTA_00122588

Statement for Account # 867-730320 05/01/17 - 05/31/17 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.00 0.44 $ 8.26 6.15 2.06 'This section displays current and year to date taxation values for MS account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a premiss tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Activi Trade Date Settle Acct Date Type Transaction/ Cash Activity Description Opening Balance 05/01/17 05/01/17 Margin Journal - Other PURCHASE FDIC INSURED DEPOSIT ACCOUNT Closing Balance 'For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement Symbol/ CUSIP Quantity Price Amount Balance $8.26 $ 0.00 $ (8.26) 0.00 $ 0.00 Insured De . osit Account interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued S 0.44 MTD Accrued tiro PAID 05/01/17 $ 51,690.51 31 0.0100 $ 0.44 $ 0.44 Total Interest Income $0.44 Insured De .osit Account Activit Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 05/01/17 05/31/17 05/01/17 05t31/17 Received Received FDIC INSURED DEPOSIT ACCOUNT CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT Interest: Insured Deposit Account Bank NA $ 8.26 0.44 $51,682.25 51,690.51 51,690.95 Closing Balance TD Bank NA $51,690.95 $51,690.95 FDIC Insured Depose Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable knits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 of 3 CONFIDENTIAL SDNY_GM_00011938 EFTA_00122589

Statement for Account # 867-730320 05/01/17 - 05/31/17 Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://mwe.tdameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2017, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.5 billion and $291 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver, CO office of the Commission. page 3 of 3 CONFIDENTIAL SDNY_GM_00011939 EFTA_00122590

TO Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 Industry Trade Settlement Date Change On September 5. 2017, the financial industry will shorten the settlement cycle process for trades of most securities (including equities, exchange-traded funds (ETFs), fixed-income products, unit investments trusts [UlTs), and other products comprising these types of securities) from three business days after the trade date ("T+3") to two business days after the trade date ("T+2"). This will reduce a number of risks for the financial markets and for individual investors, including credit risk, market risk, and liquidity risk. What does this mean for you? After the industry completes this change, you will receive payment faster after you sell a security, you will have the ability to trade a day earlier with funds from the sale of a security, and you'll be required to provide funds to your broker more quickly after you buy a security. If you have any questions about how this change will affect you specifically, please let us know. You can log in to your account and go to Client Services > Message Center to write us, or call Client Services 24/7 at 800-669-3900. CONFIDENTIAL SDNY_GM_00011940

Terms and Conditions STATEMENT GUIDE It. Or.rir ado provides mormy Portfolio Reports for accounts with actrerty and quaneny reports 'a matfet accounts with assets.. Portfolio Summary: Tracks Ile Current utse d your 000010 es 01 the roped dale and compares il lo tie prior rnonlh.r TIe WHO Mftren Mean your patift divagation by investment type M.rople dbeatens under 5% ma be grouped into the category of -Odor in the pie dean. Margin Coyly • Total ACCOunl LOnp Mapinable Value • Total Short Value) Actinly Summary: Too opening and dosing cash balances are reooncled here tor yew quid rotoronco, Al account actirny es summated for mo current period and year to dato. Income a Expanse Summary (nen4Fas only): Ibis senan dotard the income era expense totalt from Me Aftity Summary and &hair« the lax lieelMenl. Retirement Account Summary (IRAs only): Ranee tho IRS re«AXod bensamons for tho anent ad pa ytan k IRS EOM 5498 lair mad* value is based On Ire current value as of Decanter 31 ea tho pranous year and ad bo tarmhed to to Worm' Revenue Samoa. PedonnanceSummary:Monilor your annual portfolio abdomen°, and the Wreaked gains end • brr your elute weestrnom strategy. Account Positions: New your Treatments al tho current market vat.* and corrparo the °nand cost to see imealued gains and losses n your ponlo10 Original cost as ö aatigned using Me entrn. rintout (FIFO) method. when imam% the mal Shares )twit vit are MOH you prebend Ord Tho estimated ornostmoni incomo2 and average cost per share are doplayed tor your raiment tie odest purchase Mee shown tor an odds:ion of your Mabee DOOM. Account Adhely: Al account aclMly is dean/ darned. Iola, in date Oder. and relleded n the &ring Cash balance. Titian Pantlag Settlement Confirm your emeated trades with a sellleMeN Ode eller month end. Daaso transactionsad bo reflected n me Account Actnny section next mom. Online Pak Sambas Tranalctron Debit Cash manKterner* alonnalOnS that Cleared dring ass statanom reporting period. ndudng check. debit card and ATM actray. are listed on dato COO. Online Cash Services Summary:Cm:le and debt transamon tows for tho enrom sutemax repning 00006 be summarized. IndMOMIlteineadOral be ragged. tue lo rounding adustments. tho stammens darns may not equal are gammons totals. sEenktule4 Antal income and Esernited Annual Tied values a • based upon the number of shams armed or asrom value balance az of the statement dale ad the most morn dinned rate a 05th Pod provided GENERAL INFORMATION 10 Menade does not provide legal or lax abseil Please consul, your legal advisor or lax SteCountall when neCenny. A8 a slemtid ineketry pram*. (tent COMOnlabent may be recorded KO Salty conned and IransattiOn veigkelen Durpose. For TD Ammo -add nrobsional Mere. your advisor turn es separate from and not diluted wit, TO Amentracb. Inc, a TD Arruerado Owing, Inc.. and oath Ism es rot responsbe la the PrOebds and sonices ol the Otier. Mammyor Reports:II you find any errors or omissions In your account statement you ihOuld immedialely call us el the number listed on page one of your statement. You *hand also contact our Clearing ti m, TD Amoilliade Clearing, Inc. al I100469-3900. Memo renew end statanam cannily. It you Osage>, with any transactor or el than are any aids a omissions. please notify a Client Senicemersesentenhe a ye" tad branch Once. es eel as 10 Amairado Gear g. Inc. In wiring wihn ton (10) days of yeas moose d this statement. Any Oral IbiternenIS that you here nude to we should be Cordoned in wrong The statement will «henna be considered conanlve Please natty vs promptly 01 any changes in you contact information. MareadiOn redecled on your upon MI be conclusively dimmed accurate> unless you nasty TO Aftreradoirnmatatay. Account Proledbn: Deposits fold by TOBank. N.A. and TD Dank USA. N.A. aro inured by the FDIC (al Covered by SIPC) up lo 5250.000. Unfits are per actounl ownerthe) per iinaludon. TO learn more about FDIC coverage g0 t0 mow leliCtiOv. SeCulleS. indlidng mutual lunch>, held in your Brokerage Accouro are nOl deposits Or obigations 01. or guaranteed by. any bank. am not FOICinstred. and invoke investment nsfes. includng missile loss of princpal. TO Amenvade is a member of Me Securities Investor Protecton Corporation (SIPC'). which protects :counties customers of its members up lo $500.000 (kidding 3250.000 for claims for cash). Explanatory brochure is available on request al wo.w.sipcmg. Additionally. TO Anientrade Provides Nth dent $149.5 milton worth 01 ProleCtlon for securities and 32 Milian 01 prOOCIOn for cash though SupOlemental coverage provided by London Insurers the Man 01a brokerage insolanCy, a dent may Waive emowes due trOM the Ineta) in ~Pict and than SIPC, Sidolftental swamp> rs pad out adr tho trustee and SIPC payouts and uncles such coverage each dars es limited to a ambrod return a 5152 rniliOn horn a trustee. SIPC and London insurers The TO Aniedlrade aupplemenlal coverage has an aggregate Irrel 01 $503 ninon ma all aromers. The potty pratides Coverage loltroing brokerage insohincy ord does nO1 poled against Ian in market value or me seaman An investment ki a money Mite lund is nee insured Or 9.1 1 3ranteed by Ma Federal Depose Insurance Corporation MING' a any *Ma centime« agency Although the kinds seek 10 pewee the vat. CO yaw nwhilmtml al SI ® per Owe. il ii ;Cube 10 lose money by invasion in e money market fund. Dade ds we declared daly and pactramested monthly. TM preepecon milans Iles and odor imponant .lorthem Read the ompectue airekilly Wore asni ding. NOn-0000Sil in/admen% add by your broker dealer arc NOT FDIC NSURED f NOT SANK GUARANTEED? MAY LOSE VALUE. The balance ii your bank deposit WO:urn or Owes of who money Markel "kW fund can bo lquidated on your order. and he proceeds reword lo yew oxen« account or ~MOO byOu Tax IIMOVIng: The pCOMO mat b not a ha OCOftent Yee nil retake FOrm 1099 fa noel tax reponrg er inrytm eft IRS namirovonls Includes taro nova daderds, capral oft. lane ~1 and saes proceedil. Some u/rnan are tubred lo radasslICSIOn whiM to reheard en atrocsan tox moons Cost Basis: Costaans. Max lot and potarronce mincing and 6 ~ am tasted and anclxied by COI IMDCPPORMEDIDrernande e not neporetibe le tie retehriet ontelydro Ttandxn ID Amentado as ts Inixmaion amides ilenfters, Oa not gurafte the nullity cite ft melon and datawaded NCCIiORAT®åa sale ompiny and end inked with TO Orneamele Margin and Options Account Agreements: Prompt>, aranso ID Amontrado n ~Mg or any daga in your investment rotbros or Maeda, seaman as they wain to your margin or Otilens aoctunt agreements. A summery 01 oftmesions and Charge incurred waive execuban ol moons transancm is notable. Omni Shekel Prices: The m.aket vdues ol sconces ham boa, Waned. tl drab. tram «h am ~OS ad doa idependft MAWS Vabea act based On te daft von the morn bettrace me bd aid alsid prat «ether needs. I no market sake is mottle boil a paean ware 6 OS indepaident sane. tie acuity is tubed lo bang ~al SI Nan Pnxd (NP) The valuators co your earldom:al as Modal as fftede mhamtbat ad so Mond guarantee He scuraer d any scones aces. Mauna backed poetens oro 'agntest yang ere melanin bane ad the adore meet Mix Nadi, reagal walualan my nel dogcart nap proaxch. The seanday mead Ix Contras d Deposes (CDs) a generaly Maid and the adult mks may be elneren ran me asthma oroa Ang~lOSS d PaleMel may mart tom the sale daft , pror b crossly Balch aratir Aft Farm Socurtes trade dforomy thrn oqury socunft and donor no* our a load exclurgo. Rimer. they eft n me OTC lea the counter: rostat and tuffsitalgutityrrityrxt aka le too »bell Wur ladenpa to manly. lho sake of but pea to mossymaroon n a Ims d anapal. Non Standard Assets pISAI am twocaly marmots er drat pan:pawn program accurbas !patenteds anted leaky ccmpanca. er red estate moron trusts,. comcdry pools. prime «sub, Mole debt a hedge kncb. Naas se hornet/ Maid irrnalmeas sed do not lode Cn a nand mounts @change a to ter.dad Snack Maker, lb, 'duos tarn for tame snowman are aging& ulka doted tern atom ~hods kickftp, but not lifted IN independent appear...is the progaWs NI =en. and« vid party bonder diors tut harp boon mated by to mammas/. arnerarater. anda spay« d oath prom a by a thrdpary nr sellout at:pendent teircallen by ID kretade. Veum may not (elk« Pie equal prohase pica. actual frock« 'due a be modal raxn Werner. t an ostmahad value canna be ~teed trough test methods the whiter may be rented astern-Mead (14M) Foe addlirnd Octal rogaiong ~on la NutStandand Aram. please artier Ciao Seneca These rnasirrats as not coated under tho Auden Ado Scurf= GARS) Prong: no motet~ la ORS soeuroas rime beennitan. malatb. Korn antaten~km or Wei idepftent teach. The moray elIre Mauis not ~neat Ha motel mho e not mardb. TD Martrade SI an:ago0AS pcolon.takna deb ~dram bon to quad as undoarrig aft malty. The »IS market is ~only operandrb a10 di/15M and. Ca rank ham an be ro abstract that such *aortas an to sob wider one malacoxitam. REGULATORY DISCLOSURES MI Imam:eons aro abject to Were consomme Na. regulations. customs and usages a ge exchange Or market. and its deatibbouse. it any. on ^rich such trantiaeltnS are mauled: oil faded laws. inducing mo Seaman Act ot 1933 and the Serumas Ex ounii 0 m in oia o nd t a rn sd er ho d F an ono brochure Mat mamba intonnabon desolang FINRAS PLINK Dace:nuns Program. please Contact FINRA at 1930-289.9999 Or wenvlinmail. TM Interest rate Mann tor TO Ameretade Cash a laken from the applcaele interest rato ser for the Markel Verve balance in te TO Amen:rodeCrab. as 01 the slate em closing date Simple erected es accrued day based on the interest rate ea amicable to oach days balance. Financial Statement Notification: The sidemen 01 hnancul condemn for ID Omen:raft a sealable trace a year and may be deterred al nO Cost via the internal al htimrnwestftmentradecombnanciahrammentlarn. Option Assignment AP non Gouty neon pannis and some Index option positions are arabbio for asygnmeM ESC« assignment «Ceti brr eduty or ode: options are randomly alocated among dictums' short posnons br an automated procedse. Free Credit Balances (Rule 1603.2 & 3): Under me dent protection aft. wo may use free dada balances in your Meant n IN Ordinary Cane al our Outman which we parable to yOu on award. Margin Accounts (Regulation T): H you have a margin account. this report e a combnahan of your margin aftent and a special maisorardum actovnt Tredng on roman poses addlional risks and e not sutablo for all investors. A caraleto lot el the neks animated with margin treeing is avertible in the margn rah disclosure clOWnent. You may obtain e copy a Ins document by contacting us at thenumber Feted on page One of your statement Payment tor Order Flow (SEC Rides 606 and GOT>: In somo crcumstances. TO Amanrado realms compensabon tor drooling cenan ansft.counta and wed equty order lbw to selected markers. brokers a dealers (Made Geners'). Gancensalion is in the lom' a ape, share cash payment. M adellion. ID Am:madeaka may rocomecomponsalco related to the foreign cnarency exchange compere« 01 trornations in Kneen securitiesfrom Market Geniers oxecueng sch waclas. Wo pod murteny repans discbung Mc venues for order roteng oftuson at entwidarnseradecont A eaten copy is avalatle wen regiest. It Is our Why. absent dars orders to tho contrary, to select brokas, dealers. and market maker/ abed On the sally to goo* best etecubon and the history 01 seederg once ernprovemerecn markot ordas. Pnce improvements, available Leda ceromn Markel conditions. and wo regular)/ manta execulat to lost tor su ch imprommoni tl amlatto. Trade COMIrmillOnt (Rift 100-10): All contrmalions ale atiremilledOn the Ireenteftn dale. Toxin: Transactions in Melon seamier (indcdng foreign (»MOM, ACE, Hel Trade h te U,S,) ma/ Include taxes and lees~ by ex, Mean marmot a governments. which may be redacted in the price Col IN> stonily Or charged han neleperdern ene item Primacy Porky Nollikstion: A Cony of the TO Amen:reds privacy 001cY is aniPadkr al www.Mamairadocorn Cable Seadlies: The storation ol portal rertemotons or oft is done tong e prowls eatery system. A damn/Ken el to proombros mr callable sccunins is avalabb on to embus a hard copies are available upon ramose in Mae 01 enema a ~steno !bail yea ElentroniC Fund Trarniers. rnease CO laCI s al 1.2t0 669 3900. or in aning to P.O. Box 2209, Omaha. NE 66103. or by email al dieftervialtstendtiMirneade COm The nbritenon contained in your sawn statement shay be lancing upon you it you do not Oblat when way i0)) days for any !cantor or lunds ripa to Regimbon E, such as ATM and point ets.ab translas, debit transactions. direct damns. and wilhdranil$ We must hew from you ro later Man 60 Owe after we sent you Ma FEST summon, on which the error or problem appeared. (I) Tell us psi ran* and account ranter. (2) Doscrbo the error or Me banstor you ace unsuro about. and oxplan as dear?, as you can why you bolero n is an error or why you need mere intormaion. (3) Tell us the dolbr amount 01 age suspected error. Wo ^111 invodgde your complain and wit correct any error promptly, el we laka mom than ID buvress days lo 00 Iris. sown trad, you tiornuM for the emcee you inink is in error. so MR you wit have the ute of the moneydonna tho trno d tacos us tocorn:1cm our investgaton. SIAM MO 07,14 S0NY_GM_00011941 EFTA_00122592

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/17 - 06/30/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE B-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value $ - 51.691.37 Total $51,691.37 Prior Value $ - 51.690.95 S51,690.95 Cash Activit Summar Current YTD Reportable Non Reportable YTD Opening Balance $ 0.00 $ - Income Cost Basis As Of - 06/30/17 " $ - Securities Purchased (9,048.40) Dividends - $ - $14.41 Unrealized Gains Securities Sold 9,130.79 Interest Unrealized Losses Funds Deposited Other Funds Deposited/(Disbursed) Y1° Funds Disbursed Expense Income/(Expense)"° 14.41 Income 14.41 Interest Securities Received/(Delivered)"° 0.00 Expense Other (96.80) Fees Other **To view realized gains and losses for your account, login at vony.tdameritrade.com and visit My Account >Clain/Loss. Closing Balance $0.00 $0.00 Net $0.00 $0.00 $14.41 Period Change $ 0.42 50.42 Change Estimated Income $ 0.00 Estimated Yield Income & Ex. ense Summary 0.01% 0.0% Portfolio Allocation IDA 100.0% page 1 of 2 CONFIDENTIAL SDNY_GM00011942 EFTA_00122593

Statement for Account # 867-730320 06 01 17 - 06 30 17 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.00 0.42 $ 8.26 6.15 2.48 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Insured De. osit Account interest Credited Begin Date 06/01/17 Balance Number of Days Total Interest Income $ 51,690.95 30 Interest Rate 0.0100 Interest Accrued $ 0.42 MTD Accrued $ 0.42 tiro PAID $ 0.42 $0.42 Insured De r osit Account Activi Date Check Date Cleared Number Written Transaction Description Opening Balance 06/30/17 06/30/17 Received Interest: Insured Deposit Account Bank NA Tracking Code Expense Code Amount Balance $ 0.42 $51,690.95 51,691.37 Closing Balance TD Bank NA $51,691.37 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable knits and held by TO Bank. N.A.. or TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to you- brokerage account. $51,691.37 Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at htlplAwnv.tdameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2017, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.5 billion and $291 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver. CO office of the Commission. FINRA INFORMATION Required Annual FINRA Information: Investors may request disclosable background information on any U.S. licensed broker or broker-dealer via FINRA's BrokerCheck, a free online tool. Visit brokercheck.finra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289-9999, the BrokerCheck Hotline Number. page 2 o12 CONFIDENTIAL SDNY_GM_00011943 EFTA_00122594

TO Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 Industry Trade Settlement Date Change On September 5. 2017, the financial industry will shorten the settlement cycle process for trades of most securities (including equities, exchange-traded funds (ETFs), fixed-income products, unit investments trusts [UlTs), and other products comprising these types of securities) from three business days after the trade date ("T+3") to two business days after the trade date ("T+2"). This will reduce a number of risks for the financial markets and for individual investors, including credit risk, market risk, and liquidity risk. What does this mean for you? After the industry completes this change, you will receive payment faster after you sell a security, you will have the ability to trade a day earlier with funds from the sale of a security, and you'll be required to provide funds to your broker more quickly after you buy a security. If you have any questions about how this change will affect you specifically, please let us know. You can log in to your account and go to Client Services > Message Center to write us, or call Client Services 24/7 at 800-669-3900. CONFIDENTIAL SDNY_GM_00011944 EFTA_00122595

Terms and Conditions STATEMENT GUIDE It. Or.rir ado provides mormy Portfolio Reports for accounts with actrerty and quaneny reports 'a matfet accounts with assets.. Portfolio Summary: Tracks Ile Current utse d your 000010 es 01 the roped dale and compares il lo tie prior rnonlh.r TIe WHO Mftren Mean your patift divagation by investment type M.rople dbeatens under 5% ma be grouped into the category of -Odor in the pie dean. Margin Coyly • Total ACCOunl LOnp Mapinable Value • Total Short Value) Actinly Summary: Too opening and dosing cash balances are reooncled here tor yew quid rotoronco, Al account actirny es summated for mo current period and year to dato. Income a Expanse Summary (nen4Fas only): Ibis senan dotard the income era expense totalt from Me Aftity Summary and &hair« the lax lieelMenl. Retirement Account Summary (IRAs only): Ranee tho IRS re«AXod bensamons for tho anent ad pa ytan k IRS EOM 5498 lair mad* value is based On Ire current value as of Decanter 31 ea tho pranous year and ad bo tarmhed to to Worm' Revenue Samoa. PedonnanceSummary:Monilor your annual portfolio abdomen°, and the Wreaked gains end • brr your elute weestrnom strategy. Account Positions: New your Treatments al tho current market vat.* and corrparo the °nand cost to see imealued gains and losses n your ponlo10 Original cost as ö aatigned using Me entrn. rintout (FIFO) method. when imam% the mal Shares )twit vit are MOH you prebend Ord Tho estimated ornostmoni incomo2 and average cost per share are doplayed tor your raiment tie odest purchase Mee shown tor an odds:ion of your Mabee DOOM. Account Adhely: Al account aclMly is dean/ darned. Iola, in date Oder. and relleded n the &ring Cash balance. Titian Pantlag Settlement Confirm your emeated trades with a sellleMeN Ode eller month end. Daaso transactionsad bo reflected n me Account Actnny section next mom. Online Pak Sambas Tranalctron Debit Cash manKterner* alonnalOnS that Cleared dring ass statanom reporting period. ndudng check. debit card and ATM actray. are listed on dato COO. Online Cash Services Summary:Cm:le and debt transamon tows for tho enrom sutemax repning 00006 be summarized. IndMOMIlteineadOral be ragged. tue lo rounding adustments. tho stammens darns may not equal are gammons totals. sEenktule4 Antal income and Esernited Annual Tied values a • based upon the number of shams armed or asrom value balance az of the statement dale ad the most morn dinned rate a 05th Pod provided GENERAL INFORMATION 10 Menade does not provide legal or lax abseil Please consul, your legal advisor or lax SteCountall when neCenny. A8 a slemtid ineketry pram*. (tent COMOnlabent may be recorded KO Salty conned and IransattiOn veigkelen Durpose. For TD Ammo -add nrobsional Mere. your advisor turn es separate from and not diluted wit, TO Amentracb. Inc, a TD Arruerado Owing, Inc.. and oath Ism es rot responsbe la the PrOebds and sonices ol the Otier. Mammyor Reports:II you find any errors or omissions In your account statement you ihOuld immedialely call us el the number listed on page one of your statement. You *hand also contact our Clearing ti m, TD Amoilliade Clearing, Inc. al I100469-3900. Memo renew end statanam cannily. It you Osage>, with any transactor or el than are any aids a omissions. please notify a Client Senicemersesentenhe a ye" tad branch Once. es eel as 10 Amairado Clear g. Inc. In wiring wihn ton (10) days of yeas moose d this statement. Any Oral IbiternenIS that you here nude to we should be Cordoned in wrong The statement will «henna be considered conanlve Please natty vs promptly 01 any changes in you contact information. MareadiOn redecled on your upon MI be conclusively dimmed accurate> unless you nasty TO Aftreradoirnmatatay. Account Proledbn: Deposits fold by TOBank. N.A. and TD Dank USA. N.A. aro inured by the FDIC (al Covered by SIPC) up lo 5250.000. Unfits are per actounl ownerthe) per iinaludon. TO learn more about FDIC coverage g0 t0 mow leliCtiOv. SeCulleS. indlidng mutual lunch>, held in your Brokerage Accouro are nOl deposits Or obigations 01. or guaranteed by. any bank. am not FOICinstred. and invoke investment nsfes. includng missile loss of princpal. TO Amenvade is a member of Me Securities Investor Protecton Corporation (SIPC'). which protects :counties customers of its members up lo $500.000 (kidding 3250.000 for claims for cash). Explanatory brochure is available on request al wo.w.sipcmg. Additionally. TO Anientrade Provides Nth dent $149.5 milton worth 01 ProleCtlon for securities and 32 Milian 01 prOOCIOn for cash though SupOlemental coverage provided by London Insurers the Man 01a brokerage insolanCy, a dent may Waive emowes due trOM the Ineta) in ~Pict and than SIPC, Sidolftental swamp> rs pad out adr tho trustee and SIPC payouts and uncles such coverage each dars es limited to a ambrod return a 5152 rniliOn horn a trustee. SIPC and London insurers The TO Aniedlrade aupplemenlal coverage has an aggregate Irrel 01 $503 ninon ma all aromers. The potty pratides Coverage loltroing brokerage insohincy ord does nO1 poled against Ian in market value or me seaman An investment ki a money Mite lund is nee insured Or 9.1 1 3ranteed by Ma Federal Depose Insurance Corporation MING' a any *Ma centime« agency Although the kinds seek 10 pewee the vat. CO yaw nwhilmtml al SI ® per Owe. il ii ;Cube 10 lose money by invasion in e money market fund. Dade ds we declared daly and pactramested monthly. TM preepecon milans Iles and odor imponant .lorthem Read the ompectue airekilly Wore asni ding. NOn-0000Sil in/admen% add by your broker dealer arc NOT FDIC NSURED f NOT SANK GUARANTEED? MAY LOSE VALUE. The balance ii your bank deposit WO:urn or Owes of who money Markel "kW fund can bo lquidated on your order. and he proceeds reword lo yew oxen« account or ~MOO byOu Tax IIMOVIng: The pCOMO mat b not a ha OCOftent Yee nil retake FOrm 1099 fa noel tax reponrg er inrytm eft IRS namirovonls Includes taro nova daderds, capral oft. lane ~1 and saes proceedil. Some u/rnan are tubred lo radasslICSIOn whiM to reheard en atrocsan tox moons Cost Basis: Costaans. Max lot and potarronce mincing and 6 ~ am tasted and anclxied by COI IMDCPPORMEDIDrernande e not neporetibe le tie retehriet ontelydro Ttandxn ID Amentado as ts Inixmaion amides ilenfters, Oa not gurafte the nullity cite ft melon and datawaded NCCIiORAT®åa sale ompiny and end inked with TO Orneamele Margin and Options Account Agreements: Prompt>, aranso ID Amontrado n ~Mg or any daga in your investment rotbros or Maeda, seaman as they wain to your margin or Otilens aoctunt agreements. A summery 01 oftmesions and Charge incurred waive execuban ol moons transancm is notable. Omni Shekel Prices: The m.aket vdues ol sconces ham boa, Waned. tl drab. tram «h am ~OS ad doa idependft MAWS Vabea act based On te daft von the morn bettrace me bd aid alsid prat «ether needs. I no market sake is mottle boil a paean ware 6 OS indepaident sane. tie acuity is tubed lo bang ~al SI Nan Pnxd (NP) The valuators co your earldom:al as Modal as fftede mhamtbat ad so Mond guarantee He scuraer d any scones aces. Mauna backed poetens oro 'agntest yang ere melanin bane ad the adore meet Mix Nadi, reagal walualan my nel dogcart nap proaxch. The seanday mead Ix Contras d Deposes (CDs) a generaly Maid and the adult mks may be elneren ran me asthma oroa Ang~lOSS d PaleMel may mart tom the sale daft , pror b crossly Balch aratir Aft Farm Socurtes trade dforomy thrn oqury socunft and donor no* our a load exclurgo. Rimer. they eft n me OTC lea the counter: rostat and tuffsitalgutityrrityrxt aka le too »bell Wur ladenpa to manly. lho sake of but pea to mossymaroon n a Ims d anapal. Non Standard Assets pISAI am twocaly marmots er drat pan:pawn program accurbas !patenteds anted leaky ccmpanca. er red estate moron trusts,. comcdry pools. prime «sub, Mole debt a hedge kncb. Naas se hornet/ Maid irrnalmeas sed do not lode Cn a nand mounts @change a to ter.dad Snack Maker, lb, 'duos tarn for tame snowman are aging& ulka doted tern atom ~hods kickftp, but not lifted IN independent appear...is the progaWs NI =en. and« vid party bonder diors tut harp boon mated by to mammas/. arnerarater. anda spay« d oath prom a by a thrdpary nr sellout at:pendent teircallen by ID kretade. Veum may not (elk« Pie equal prohase pica. actual frock« 'due a be modal raxn Werner. t an ostmahad value canna be ~teed trough test methods the whiter may be rented astern-Mead (14M) Foe addlirnd Octal rogaiong ~on la NutStandand Aram. please artier Ciao Seneca These rnasirrats as not coated under tho Auden Ado Scurf= GARS) Prong: no motet~ la ORS soeuroas rime beennitan. malatb. Korn antaten~km or Wei idepftent teach. The moray elIre Mauis not ~neat Ha motel mho e not mardb. TD Martrade SI an:ago0AS pcolon.takna deb ~dram bon to quad as undoarrig aft malty. The »IS market is ~only operandrb a10 di/15M and. Ca rank ham an be ro abstract that such *aortas an to sob wider one malacoxitam. REGULATORY DISCLOSURES MI Imam:eons aro abject to Were consomme Na. regulations. customs and usages a ge exchange Or market. and its deatibbouse. it any. on ^rich such trantiaeltnS are mauled: oil faded laws. inducing mo Seaman Act ot 1933 and the Serumas Ex ounii 0 m in oia o nd t a rn sd er ho d F an ono brochure Mat mamba intonnabon desolang FINRAS PLINK Dace:nuns Program. please Contact FINRA at 1930-289.9999 Or wenvlinmail. TM Interest rate Mann tor TO Ameretade Cash a laken from the applcaele interest rato ser for the Markel Verve balance in te TO Amen:rodeCrab. as 01 the slate em closing date Simple erected es accrued day based on the interest rate ea amicable to oach days balance. Financial Statement Notification: The sidemen 01 hnancul condemn for ID Omen:raft a sealable trace a year and may be deterred al nO Cost via the internal al htimrnwestftmentradecombnanciahrammentlarn. Option Assignment AP non Gouty neon pannis and some Index option positions are arabbio for asygnmeM ESC« assignment «Ceti brr eduty or ode: options are randomly alocated among dictums' short posnons br an automated procedse. Free Credit Balances (Rule 1603.2 & 3): Under me dent protection aft. wo may use free dada balances in your Meant n IN Ordinary Cane al our Outman which we parable to yOu on award. Margin Accounts (Regulation T): H you have a margin account. this report e a combnahan of YOur margin aftent and a special maisorardum actovnt Tredng on roman poses addlional risks and e not sutablo for all investors. A caraleto lot el the neks animated with margin treeing is avertible in the margn rah disclosure clOWnent. You may obtain e copy a Ins document by contacting us at thenumber Feted on page One of your statement Payment tor Order Flow (SEC Rides 606 and GOT>: In somo crcumstances. TO Amanrado realms compensabon tor drooling cenan ansft.counta and wed equty order lbw to selected markers. brokers a dealers (Made Geners'). Gancensalion is in the lom' a ape, share cash payment. M adellion. ID Am:madeaka may rocomecomponsalco related to the foreign cnarency exchange compere« 01 trornations in Kneen securitiesfrom Market Geniers oxecueng sch waclas. Wo pod murteny repans discbung Mc venues for order roteng oftuson at entwidarnseradecont A eaten copy is avalatle wen regiest. It Is our Why. absent dars orders to tho contrary, to select brokas, dealers. and market maker/ abed On the sally to goo* best etecubon and the history 01 seederg once ernprovemerecn markot ordas. Pnce improvements, available Leda ceromn Markel conditions. and wo regular)/ manta execulat to lost tor su ch imprommoni tl amlatto. Trade COMIrmillOnt (Rift 100-10): All contrmalions ale atiremilledOn the Ireenteftn dale. Toxin: Transactions in Melon seamier (indcdng foreign (»MOM, ACE, Hel Trade h te U,S,) ma/ Include taxes and lees~ by ex, Mean marmot a governments. which may be redacted in the price Col IN> stonily Or charged han neleperdern ene item Primacy Porky Nollikstion: A Cony of the TO Amen:reds privacy 001cY is aniPadkr al www.Mamairadocorn Cable Seadlies: The storation ol portal rertemotons or oft is done tong e prowls eatery system. A damn/Ken el to proombros mr callable sccunins is avalabb on to embus a hard copies are available upon ramose in Mae 01 enema a ~steno !bail yea ElentroniC Fund Trarniers. rnease CO laCI s al 1.2t0 669 3900. or in aning to P.O. Box 2209, Omaha. NE 66103. or by email al dieftervialtstendtiMirneade COm The nbritenon contained in your sawn statement shay be lancing upon you it you do not Oblat when way i0)) days for any !cantor or lunds ripa to Regimbon E, such as ATM and point ets.ab translas, debit transactions. direct damns. and wilhdranil$ We must hew from you ro later Man 60 Owe after we sent you Ma FEST summon, on which the error or problem appeared. (I) Tell us psi ran* and account ranter. (2) Doscrbo the error or Me banstor you ace unsuro about. and oxplan as dear?, as you can why you bolero n is an error or why you need mere intormaion. (3) Tell us the dolbr amount 01 age suspected error. Wo ^111 invodgde your complain and wit correct any error promptly, el we laka mom than ID buvress days lo 00 Iris. sown trad, you tiornuM for the emcee you inink is in error. so MR you wit have the ute of the moneydonna tho trno d tacos us tocorn:1cm our investgaton. SIAM MO 07,14 S0NY_GM_00011945 EFTAJ10122596

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/17 - 07/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Current Value $ • 51,691.81 Total $51,691.81 Prior Value S • 51,691.37 S51.691.37 Cash Activi Summa Current no Reportable Non Reportable YTD Opening Balance $0.00 $ - Income Cost Basis As Of - 07/31/17 " $ - Securities Purchased (9,048.40) Dividends S $ - $14.41 Unrealized Gains Securities Sold 9,130.79 Interest Unrealized Losses Funds Deposited Other Funds Deposited/(Disbursed)`'1D Funds Disbursed Expense Income/(Expense)"O 14.41 Income Expense 14.41 Interest Fees Securities Received/(Delivered)rw 0.00 nTo view realized gains and losses for your account, login at Other (96.80) Other www.tdameritrade.com and visit My Account Claln/Loss. Closing Balance $0.00 $0.00 Net $0.00 $0.00 $14.41 Period Change $ 044 50.44 Change Estimated Income Estimated Yield Portfolio Allocation $ 0.00 Income & Ex .ense Summary 0.01% 0.0°1 O IDA 100.0% Frirrirtnirrirt page 1o12 CONFIDENTIAL SON Y_GM_00011946

Statement for Account # 867-730320 07/01/17 - 07/31/17 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.00 0.44 $ 8.26 6.15 2.92 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumuiative amount for the year. Insured De. osit Account Interest Credited Begin Date 07/01/17 Balance Number of Days Total Interest Income $ 51,691.37 31 Interest Rate 0.0100 Interest Accrued $ 0.44 MID Accrued $ 0.44 tiro PAID $ 0.44 $044 Insured De . osit Account Activi Date Check Date Cleared Number Written Transaction Description Opening Balance 07/31/17 07/31/17 Received Interest: Insured Deposit Account Bank NA Tracking Code Expense Code Amount Balance $ 0.44 $51,691.37 51,691.81 Closing Balance TD Bank NA $51,691.81 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable knits and held by TO Bank. N.A.. or TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to yots brokerage account. page 2 of 2 CONFIDENTIAL SDNY_GM_00011947 $51,691.81 EFTA_00122598

ID Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 Industry Trade Settlement Date Change On September 5. 2017, the financial industry will shorten the settlement cycle process for trades of most securities (including equities, exchange-traded funds (ETFs), fixed-income products. unit investments trusts [UlTs), and other products comprising these types of securities) from three business days after the trade date ("T+3") to two business days after the trade date ("T+2"). This will reduce a number of risks for the financial markets and for individual investors, including credit risk, market risk, and liquidity risk. What does this mean for you? After the industry completes this change, you will receive payment faster after you sell a security, you will have the ability to trade a day earlier with funds from the sale of a security, and you'll be required to provide funds to your broker more quickly after you buy a security. If you have any questions about how this change will affect you specifically, please let us know. You can log in to your account and go to Client Services > Message Center to write us, or call Client Services 24/7 at 800-669-3900. CONFIDENTIAL SDNY_GM_00011948 EFTA_00 I 22599

Terms and Conditions STATEMENT GUIDE nr.zerado pretdes morally Portfolio Reports lor accoums Mm acvaty and quarterly reports 'a mud accounts soh assets.. Portfolio Summary: Track) the Current Nitre a your 000010 as 01 the »pat dale and compares ry a> me prior month? The MIMI 010:alen MONS your partake divagealion by investment type M.Mple dbcatens undo 5% sue be grouse.] into the category eI nemer in Me pie chart. Margin Emory - Toted Account EgutlyrtTotal Lena Maginable Value • Total Short Value) Activity Summary: The opening and dosing cash balances are reconcree here lor year quick remreet). Al account acinity es summansed lor the current period and yea to date_ income a Expense Summary inemIRAs only): This secton dolrob the income and manse tOtaH from the AttisMy Summary and Clanitla the lax irealMent. Rebnement Account Summary (IRAs only): Review Ma IRS rog natod transaceons for iho curare ard sea years IRS EOM) 6198 lair mankrt value is based On the current value as of December 31 01 the previous )oar an] wt be furnished to go Internal Revenue Sauce. Pedannance Summary:Monitor your annual podia» perlamance end the unrealized gains and • br your Mum arestrnore strategy. Account Postbons: New your rnestrnonts a to current market vabo and corrparo the emend cal to see i.neetioed gains and lases ri your WINO Original cost is (manned using 1110 1rst m. rintem (FIFO) method. watch assume. the Psi shwas >Ou set ere 150Se yOu purchased ant. lbo estimated Kaltman' enoame2 and average cost per share are dadayed for your /elegance tae odest purchase dale or shown for an ncication 01 you Inking Perna. Account Aethily: Al Wed" acihily is deafer delned. leled in Ode order. ard collected OI the Cbang Cash balance. Tadao ~ding Settlenaint Confirm yaw euedAed trades Mth a settlement date alter month end. Rose transactionsart be reflected n me Account honey sexton nest rnomit Orden* Cash Services TranNictiOn Well: Gash maagerven transactions that cleared eating ass statement reporting pond. ndudng cheek. doe card and ATM actmb. are hood in dale ader. Online Cash Services Summary: Croft are debt transaction totals lor the adore statement rePOrtag 00006 be summarized. Indhieked laneaCteriet ate not listed 'Due to rounding adustments. the stsoment deals may not equal the statement totals. tenatialed Anna/ Income and Eserrated Annual Yield values a • based upon the number of shares craned or 0110111 value balance as al the statement dale ard the most recent °linden! rate a Cash OW provided GENERAL INFORMATION ID Mientrade does not provide legal or lax Mete Please consu, you legal advaor or lax MCOuntant when necessary. A8 a !landed inekeby WOMB. adne COneeMentne may be records br Salty antra led TransettiOn veritlaten Purdah". For TO Ammo -ado basoboonal clews. you , advisor ben es separate from and not abated was TO Ansernrada. Inc. a TO Arraerado Oaring, Inc.. and oath Irm is not responsble la the 1,00X18 end antes 01 the Prier. Accuacy of Reports: it you find any errors or omissions In your account summate you should immediately call us al the number listed on page One of your stelownent You should also contact our Gloating Fern, TD Amethrade Glowing, Inc. el 800469-91100. Please renew tile sideman, cattily. It you ctsagreo sob any transacton or el Mae ate any errors or omissions please nobly a Ghent Services reprosenttehe a yes loal back NCB. as wel as 10 Amairade Cleanse. Inc. in wmrg norm ton (10) days of yea recept of this statement. Any oral statements that you here made to us shard be COMMod in whin The statement sill ahemto be considered concbake. Please nary uti promptly 01 any changes in yes canted information. Transactions Maeda* On vas report wil be concbsemly doomed acwato unless you web TO Amen:fade ernmodatay. Account Prolettbn: Deposes bald by MBank. NA ard TD Bank USA. N.A. aro insured by the FDIC knot Covered by SIPC) up 10 5250.000. Limits are per actount ormertill) per iniatairal. TO learn mare about FDIC enrage go to were IdCgOv. SeCullials. indigene mutual funds, held in your ardierage ACCOunt are not deposits Or obligations of. or guaranteed by. any bank. aro not FOltinared. and invoke envestmont rides, includng casaba loss el princpal. TD Noordode is a member ol the Saunas Investor Praotten Corporation (SIPC'). which pretons secunlies °stomas of its members up lo 5500.000 (incazdine $250.000 ha dada fez cash). Explanatory brochure is available on request Si wewsipeorg. Addltionaily. TO AnierilfaCie provides eta dent 5149.5 milion worth 01 protection for securities and 52 Milian 01 prettien for ash trough SupOlemental coverage provided by Leman torture»

1. the event ea brokerage insolancy. a dent may Wain,(Wants due tram the Moe» in bankruntcY and Ilan SIPC, Seallemental covomgo es pad out oiler the trustee and SIPC payouts and unclar such coverage each dent is limited to a antrod return at 5152 mitiOn horn a algae. SIPC and London insurers The TO entedlrade supplemental coverage has an aggregate km of 550) muon ova all customers. This potty provides Coverage loliCraing brauvage insohendy are does nO1 poled against lass in mama valle et me seminars. An investment h a money mad* turd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FDIC' or any oma enfant« agency. Although the kinds Beek 10 mum° the val.« yOur invesbment al 5 00 pe Mere. it b Nubble lose more, by invasion in a money marker bi d. Ohneeds are declared dab and pactramested monthly. The prospectus °mans this rd other important rtormaton Read the prospectus Clakil)r Wore antding. Nendepail investments herd by your broker dealer WC NOT FDIC INISURED f NOT BANK GUARANTEED? MAY LOSE VALUE. The balance ii your bank deposit secant Or shares of yaw money makel Maud fund can be liquidated on your order, and the proceeds returned lo yen, securities account or ambled 10 you Tax Repereng: The WWI) mart 6 MOM 'lava« Year rail Make Ram 1039 for areal tax repaerg n errata- a web IRS nomrownis Includes twat mod. badons. taptel gene twee ~1 and saes procembl. Some OlernWell are !naga to radessibelOn shah WI be related en sderdepent me oceans. Goa Basis: CatRasa. tag lot and pakmens mooring an GanaesW u cased ad ard./Clod by COI PeXPPORPIED. TD easonse is na womb* la tie »Way a sult el In .hans= To AMCM-320 arid es beerrnaron pandas FPnehders, do net ~Meth, mama 01 the inicrnolon an data deeded. WI NC.CF1PCMATED is a istpreile Germany tug once alleged with 10 emedmcle Margin and Options Account Agreements:Prompter adviser 11) Amentrade n wane et any change in your investment ebecbms or Marcia, shown as they warn to your ~On o. Oplitns accOunt agreements. A summary 01 cOmmissions and chugs» incurred win me matte 01 moons banana» is amiable. Omni Mats Prices: The maket )dues ol seances have ban cleaned it ~Ob. Item (sateen eedos are Other iv:Wendt« sans Warm WO bawd On me dong at* the man Waco the bd aid shrg paces a ether reeds, P na mate yawls /Matte tom a chidden mote Ones indepIndent Vane. Ile Saab it. tailed 10 bang weeded tie • Pst eNP). uludons an your wade race are proeded as gonad intommon sd vu ara guarantee to aura, dry somas aces Moyne backed postons too oleo] rang me remanng bilace are the anal metal cite Portia» Neal »batons may net repreart aka procoot, The seo:nday natal la Cathodes ce Comosts (CDs) is antra» nou' and the acted idle mot be dtteml from the ~Use fete Asqrrart loss d diapel may roan ton to zakt ol a CD prof to resits Bends anb Ftcd Vona Scanla trade dittenvy mar may scarem and ant eido en a Mud oxchango. Reba they raden Me OTC 104) Me °punka: nwled and Widen' Nude/ miy nol tad ter W s art sour PadenPa to maybe. lho sale or bat pna to many may «art a a Ices cl paned. Non Standard Areas OGAI are typos» warrants in drat pawpaw program 'court:as gatexistess. knead tablity cempana. er teal estate meaner. Ina car:moiety web, pogo duty. Ora» debt or hedge itch. NSA6 ere hpedb houd ~1~3 ad do na lode en a nama saunas catmint.« Me Maine Stoa Wad The 'dues Moen Ier madmanaas are eelimtled etAata dehed han ,ortod methedk baring but net »bed le independent appracals the Pag'a'ns nee amt, anew tred pastybonder diers tut hee boe waded by te mama) ei, acherarater, and«rp:r°d each awn a by a thrdpaty vat« stout independent weicattn by TO ~a. Values mar not Meet the crignal ~ate pica, reut maan 'due a be roam] 'an Soudasen an onnutad value card be ~tad trough teSe methods. the ultrafen ma be reflected as NOr•Poted Chin Fa addlizad deral ~en ~aeon Ice NenStardanel lads. plowe coma Cant Sans. Mere ~dram are na come] under th e SPC.. Auden Rao Scurries (MOD Prong: The motet was la OAS scones~ beentaan. H malalde. Korn chiatden~km or Wier neoadat ~es The ecaray al me eking i5 net aflame]. Ha makei ~ea na matte. TD stralende all prom ate OAS parten.niag rib ~Metter bet to Muddy ad undert eme crock gusty. The ARS market is currordy agandrigelICkdbally end. Ca me them an be no manna mal such worries an to sela order one mate codeas, REGULATORY DISCLOSURES MI :Tana:eons aro seboct to me consteubon. Nes. regulatens customs and usages d the exchange or market, and its deangtrouSe. H any. on erich such tranSaChais are amoral: pi) ledeal lam. enduing me Securities Act 01 1933 and E trio Sautes e • sa nl~ D O con . o and the kf te aAtto and Ex F an ono brochure that nabobs informabon desating FINRA's Pisli Chsclasuro Program. please Contact FINRA at 800289'9999 Of waselirmag. lbo interest rato shoal. for TO Ameasade Cash o laken from the applcabe morose rate eer tor the Markel Value balance n me TO amertrede Cad,. as 01me illabloment °bang date Simple erected is accrued dally based on the interest ea ea applicable to oada days balance. Financial Statement Notification: The mamma« ol Mancol sandmen lor TO limentrade ~bible torte a year and may be obtened al no cost. via the inland al Mariz ,\weretclamentradocorstinancuistatamentatml. Option Assignment: AP short amity moon panons and some index wean captions are nub» tor assgnment Exacee annulment naces 1 .0r Oa" or index options are fendOnay alocaled among allclads shoos posoons by an automated protease. Free Great Balances (Rule 15c34 4 3): Under me dent protection has, we may use tree bedil balances n your Meant in Ine Ordinary Corse ol our boonwo wah are payable to yOu on demand. Margin Aecounts (Regulation T): H you have a margin af [PAIL Oa report a a combnaten ol YOur Margin eetoase an a weds matorardom et cogent Tredng on margn poses adellional risks and a not mutt° lor all investors. A carpet* let ot the raki associated vat retain treeing is ay/dab» in Me margin fah disclosure 000.0•401. YOu may obtain a copy a INS document by contacting us el the rumba Wed on page One 01 your statement. Payment for Order Flow (SEC Rules 606 and 60T): In some attendance:es. TO Amanrado racemes compensation lor drooling certain atathecounta and Lad many order lbw fo Selected markers. brokers oe dealers (Made Genientel. Canpansalion is in Me loan Or a pee share cash payment. Is adetion. TD Amatrade also may toecap componsaten related to the foreign currency enchant, camper.« 01 tareadions in Weer securitiesfrom Markel Gallant oxaaang such trades. Wo post »sater/ reports disclosing the venues tor order rozeng ozocueon at waseldame•Cradocom A mitten copy is avalable wen rapers. 11 Is our ploy. absent den orders to the contrary, to select brokas, dears. and market makers bead On the °bitty to prove, best executlen ard the halm 01 ~no pine empromment on market orders. Paco impternemam is avant»~Of Doran market endion. and we regular>, manta execuvens to lest brash imacroment ti mulatto Trod, CoMIrmilleont (Ruler 100-10): MI COMMlliOnt4 ale areMilled On the inanstaMn dale. Teem: Transactions in Ryden securities °khan° brenn 00^11M0Y ADM Mkt trade in Me U.S,) may include taxes and foes charged by to tannin matte or governments. Walt may be Needed in Intake 01 the security Of Charged PS an Odependeni (no dam Pitney Peaky Nalliallon: A cony of the TO Amoebae» privacy DOMY is dyeable al weerklamaindecorn Gabble Stamba: The aerie of penis retlemplons a cab is done tong e creeds Wen syllem. A doscoption ol the procsdres br rabble steunla is zalmbol to rebido a hare cope. are available tango:pall. in Case 01 das Oe epestona about your ElettOniC Fund Tandem please CO lad 8 al 1.903 669.3900, or in twang to P.O. Box 2209. Omaha, NE 68103. or by email al dierefotavialrokaldaMentolde COm The ~fleece cOntaned in your *awn statement shall be brndng upon you if you de not otleci whin sub 10)1days lor any !candor ot luide stetpa to Regdabon E, such as ATM and point ot sale :rarely., deb: transachons, direct deposes. and wilhOirealto We must har from you no late. than 60 arm age, we sera yeti Me MST statement on which the error or problem appealed. (I) Tell us YOU' rente and account ranger (2) Dosed>, the error or aa :rand« you are unsure about. and explain as dearer as you can why you bolero it is an error or why you need owe inlormabon. (3) Tell us the dollar amount of the striPededenor Wo n‘li nestpee your complant and wit camel arty error promptly. II we lake more than ID Nara's days to dO This. we wit credi your attend br the amour yOu think is in error. we~ you wit have aa use al the fl eecydonne mo tmo t takes us tocorn:Ma our investigated AUTO Ia0T.14 SONY_GM_00011949

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Am.:fired° Clearing. Inc.. Member SIPC Statement Reporting Period: 08/01/17 - 08/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value $ - 51.693.13 Total $51,693.13 Prior Value $ - 51,691.81 S51,691.81 Cash Activit Summar Current YTD Period Change $ 1.32 S1.32 Change Estimated Income $ S 0.00 Estimated Yield Income & Ex • ense Summar Reportable Non Reportable Opening Balance $0.00 $ - Income Securities Purchased (9,048.40) Dividends $ - $ Securities Sold 9,130.79 Interest Funds Deposited Other Funds Disbursed Expense Income 14.41 Interest Expense Fees Other (96.80) Other Closing Balance $0.00 $0.00 Net $0.00 $0.00 page 1 o12 CONFIDENTIAL YTD $14.41 $14.41 0.03% 0.0% Portfolio Allocation IDA 100.0% Cost Basis As Of - 08/31/17 •' Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)"O Securities Received/(Delivered)"° "To view realized gains and losses for your account, login at www.tdamerllrade.com and visit My Account> Claln/Loss. 14.41 0.00 SDNY_GM_00011950 EFTA_00122601

Statement for Account # 867-730320 08/01/17 - 08/31/17 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.00 1.32 $ 8.26 6.15 4.24 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumtiative amount for the year. Insured De. osit Account Interest Credited Begin Date 08/01/17 Balance Number of Days Total Interest Income $ 51,691.81 31 Interest Rate 0300 Interest Accrued $ 1.32 PAID Accrued $ 1.32 tiro PAID $ 1.32 $1.32 Insured De • osit Account Activi Date Check Date Cleared Number Written Transaction Description Opening Balance 08/31/17 08/31/17 Received Interest: Insured Deposit Account Bank NA Tracking Code Expense Code Amount Balance $ 1.32 $51,691.81 51,693.13 Closing Balance TD Bank NA $51,693.13 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable knits and held by TO Bank. N.A.. or TO Bank USA. NA. or both. The IDA balances are not coveted by the Securities Investor Protection Corporation (SIPC) protection applicable to yots brokerage account. page 2 of 2 CONFIDENTIAL SDNY_GM_00011951 $51,693.13 EFTA_00122602

ID Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 Industry Trade Settlement Date Change On September 5. 2017, the financial industry will shorten the settlement cycle process for trades of most securities (including equities, exchange-traded funds (ETFs), fixed-income products. unit investments trusts [UlTs), and other products comprising these types of securities) from three business days after the trade date ("T+3") to two business days after the trade date ("T+2"). This will reduce a number of risks for the financial markets and for individual investors, including credit risk, market risk, and liquidity risk. What does this mean for you? After the industry completes this change, you will receive payment faster after you sell a security, you will have the ability to trade a day earlier with funds from the sale of a security, and you'll be required to provide funds to your broker more quickly after you buy a security. If you have any questions about how this change will affect you specifically, please let us know. You can log in to your account and go to Client Services > Message Center to write us, or call Client Services 24/7 at 800-669-3900. CONFIDENTIAL SDNY_GM_00011952 EFTA_00 I 22603

Terms and Conditions STATEMENT GUIDE nr.zerado pretdes morally Portfolio Reports lor accoums Mm acvaty and quarterly reports 'a mud accounts soh assets.. Portfolio Summary: Track) the Current Nitre a your 000010 as 01 the »pat dale and compares ry a> me prior month? The MIMI 010:alen MONS your partake divagealion by investment type M.Mple dbcatens undo 5% sue be grouse.] into the category eI nemer in Me pie chart. Margin Emory - Toted Account EgutlyrtTotal Lena Maginable Value • Total Short Value) Activity Summary: The opening and dosing cash balances are reconcree here lor year quick remreet). Al account acinity es summansed lor the current period and yea to date_ income a Expense Summary inemIRAs only): This secton dolrob the income and manse tOtaH from the AttisMy Summary and Clanitla the lax irealMent. Rebnement Account Summary (IRAs only): Review Ma IRS rog natod transaceons for iho curare ard sea years IRS EOM) 6198 lair mankrt value is based On the current value as of December 31 01 the previous )oar an] wt be furnished to go Internal Revenue Sauce. Pedannance Summary:Monitor your annual podia» perlamance end the unrealized gains and • br your Mum arestrnore strategy. Account Postbons: New your rnestrnonts a to current market vabo and corrparo the emend cal to see i.neetioed gains and lases ri your WINO Original cost is (manned using 1110 1rst m. rintem (FIFO) method. watch assume. the Psi shwas >Ou set ere 150Se yOu purchased ant. lbo estimated Kaltman' enoame2 and average cost per share are dadayed for your /elegance tae odest purchase dale or shown for an ncication 01 you Inking Perna. Account Aethily: Al Wed" acihily is deafer delned. leled in Ode order. ard collected OI the Cbang Cash balance. Tadao ~ding Settlenaint Confirm yaw euedAed trades Mth a settlement date alter month end. Rose transactionsart be reflected n me Account honey sexton nest rnomit Orden* Cash Services TranNictiOn Well: Gash maagerven transactions that cleared eating ass statement reporting pond. ndudng cheek. doe card and ATM actmb. are hood in dale ader. Online Cash Services Summary: Croft are debt transaction totals lor the adore statement rePOrtag 00006 be summarized. Indhieked laneaCteriet ate not listed 'Due to rounding adustments. the stsoment deals may not equal the statement totals. tenatialed Anna/ Income and Eserrated Annual Yield values a • based upon the number of shares craned or 0110111 value balance as al the statement dale ard the most recent °linden! rate a Cash OW provided GENERAL INFORMATION ID Mientrade does not provide legal or lax Mete Please consu, you legal advaor or lax MCOuntant when necessary. A8 a !landed inekeby WOMB. adne COneeMentne may be records br Salty antra led TransettiOn veritlaten Purdah". For TO Ammo -ado basoboonal clews. you , advisor ben es separate from and not abated was TO Ansernrada. Inc. a TO Arraerado Oaring, Inc.. and oath Irm is not responsble la the 1,00X18 end antes 01 the Prier. Accuacy of Reports: it you find any errors or omissions In your account summate you should immediately call us al the number listed on page One of your stelownent You should also contact our Gloating Fern, TD Amethrade Glowing, Inc. el 800469-91100. Please renew tile sideman, cattily. It you ctsagreo sob any transacton or el Mae ate any errors or omissions please nobly a Ghent Services reprosenttehe a yes loal back NCB. as wel as 10 Amairade Cleanse. Inc. in wmrg norm ton (10) days of yea recept of this statement. Any oral statements that you here made to us shard be COMMod in whin The statement sill ahemto be considered concbake. Please nary uti promptly 01 any changes in yes canted information. Transactions Maeda* On vas report wil be concbsemly doomed acwato unless you web TO Amen:fade ernmodatay. Account Prolettbn: Deposes bald by MBank. NA ard TD Bank USA. N.A. aro insured by the FDIC knot Covered by SIPC) up 10 5250.000. Limits are per actount ormertill) per iniatairal. TO learn mare about FDIC enrage go to were IdCgOv. SeCullials. indigene mutual funds, held in your ardierage ACCOunt are not deposits Or obligations of. or guaranteed by. any bank. aro not FOltinared. and invoke envestmont rides, includng casaba loss el princpal. TD Noordode is a member ol the Saunas Investor Praotten Corporation (SIPC'). which pretons secunlies °stomas of its members up lo 5500.000 (incazdine $250.000 ha dada fez cash). Explanatory brochure is available on request Si wewsipeorg. Addltionaily. TO AnierilfaCie provides eta dent 5149.5 milion worth 01 protection for securities and 52 Milian 01 prettien for ash trough SupOlemental coverage provided by Leman torture»

1. the event ea brokerage insolancy. a dent may Wain,(Wants due tram the Moe» in bankruntcY and Ilan SIPC, Seallemental covomgo es pad out oiler the trustee and SIPC payouts and unclar such coverage each dent is limited to a antrod return at 5152 mitiOn horn a algae. SIPC and London insurers The TO entedlrade supplemental coverage has an aggregate km of 550) muon ova all customers. This potty provides Coverage loliCraing brauvage insohendy are does nO1 poled against lass in mama valle et me seminars. An investment h a money mad* turd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FDIC' or any oma enfant« agency. Although the kinds Beek 10 mum° the val.« yOur invesbment al 5 00 pe Mere. it b Nubble lose more, by invasion in a money marker bi d. Ohneeds are declared dab and pactramested monthly. The prospectus °mans this rd other important rtormaton Read the prospectus Clakil)r Wore antding. Nendepail investments herd by your broker dealer WC NOT FDIC INISURED f NOT BANK GUARANTEED? MAY LOSE VALUE. The balance ii your bank deposit secant Or shares of yaw money makel Maud fund can be liquidated on your order, and the proceeds returned lo yen, securities account or ambled 10 you Tax Repereng: The WWI) mart 6 MOM 'lava« Year rail Make Ram 1039 for areal tax repaerg n errata- a web IRS nomrownis Includes twat mod. badons. taptel gene twee ~1 and saes procembl. Some OlernWell are !naga to radessibelOn shah WI be related en sderdepent me oceans. Goa Basis: CatRasa. tag lot and pakmens mooring an GanaesW u cased ad ard./Clod by COI PeXPPORPIED. TD easonse is na womb* la tie »Way a sult el In .hans= To AMCM-320 arid es beerrnaron pandas FPnehders, do net ~Meth, mama 01 the inicrnolon an data deeded. WI NC.CF1PCMATED is a istpreile Germany tug once alleged with 10 emedmcle Margin and Options Account Agreements:Prompter adviser 11) Amentrade n wane et any change in your investment ebecbms or Marcia, shown as they warn to your ~On o. Oplitns accOunt agreements. A summary 01 cOmmissions and chugs» incurred win me matte 01 moons banana» is amiable. Omni Mats Prices: The maket )dues ol seances have ban cleaned it ~Ob. Item (sateen eedos are Other iv:Wendt« sans Warm WO bawd On me dong at* the man Waco the bd aid shrg paces a ether reeds, P na mate yawls /Matte tom a chidden mote Ones indepIndent Vane. Ile Saab it. tailed 10 bang weeded tie • Pst eNP). uludons an your wade race are proeded as gonad intommon sd vu ara guarantee to aura, dry somas aces Moyne backed postons too oleo] rang me remanng bilace are the anal metal cite Portia» Neal »batons may net repreart aka procoot, The seo:nday natal la Cathodes ce Comosts (CDs) is antra» nou' and the acted idle mot be dtteml from the ~Use fete Asqrrart loss d diapel may roan ton to zakt ol a CD prof to resits Bends anb Ftcd Vona Scanla trade dittenvy mar may scarem and ant eido en a Mud oxchango. Reba they raden Me OTC 104) Me °punka: nwled and Widen' Nude/ miy nol tad ter W s art sour PadenPa to maybe. lho sale or bat pna to many may «art a a Ices cl paned. Non Standard Areas OGAI are typos» warrants in drat pawpaw program 'court:as gatexistess. knead tablity cempana. er teal estate meaner. Ina car:moiety web, pogo duty. Ora» debt or hedge itch. NSA6 ere hpedb houd ~1~3 ad do na lode en a nama saunas catmint.« Me Maine Stoa Wad The 'dues Moen Ier madmanaas are eelimtled etAata dehed han ,ortod methedk baring but net »bed le independent appracals the Pag'a'ns nee amt, anew tred pastybonder diers tut hee boe waded by te mama) ei, acherarater, and«rp:r°d each awn a by a thrdpaty vat« stout independent weicattn by TO ~a. Values mar not Meet the crignal ~ate pica, reut maan 'due a be roam] 'an Soudasen an onnutad value card be ~tad trough teSe methods. the ultrafen ma be reflected as NOr•Poted Chin Fa addlizad deral ~en ~aeon Ice NenStardanel lads. plowe coma Cant Sans. Mere ~dram are na come] under th e SPC.. Auden Rao Scurries (MOD Prong: The motet was la OAS scones~ beentaan. H malalde. Korn chiatden~km or Wier neoadat ~es The ecaray al me eking i5 net aflame]. Ha makei ~ea na matte. TD stralende all prom ate OAS parten.niag rib ~Metter bet to Muddy ad undert eme crock gusty. The ARS market is currordy agandrigelICkdbally end. Ca me them an be no manna mal such worries an to sela order one mate codeas, REGULATORY DISCLOSURES MI :Tana:eons aro seboct to me consteubon. Nes. regulatens customs and usages d the exchange or market, and its deangtrouSe. H any. on erich such tranSaChais are amoral: pi) ledeal lam. enduing me Securities Act 01 1933 and E trio Sautes e • sa nl~ D O con . o and the kf te aAtto and Ex F an ono brochure that nabobs informabon desating FINRA's Pisli Chsclasuro Program. please Contact FINRA at 800289'9999 Of waselirmag. lbo interest rato shoal. for TO Ameasade Cash o laken from the applcabe morose rate eer tor the Markel Value balance n me TO amertrede Cad,. as 01me illabloment °bang date Simple erected is accrued dally based on the interest ea ea applicable to oada days balance. Financial Statement Notification: The mamma« ol Mancol sandmen lor TO limentrade ~bible torte a year and may be obtened al no cost. via the inland al Mariz ,\weretclamentradocorstinancuistatamentatml. Option Assignment: AP short amity moon panons and some index wean captions are nub» tor assgnment Exacee annulment naces 1 .0r Oa" or index options are fendOnay alocaled among allclads shoos posoons by an automated protease. Free Great Balances (Rule 15c34 4 3): Under me dent protection has, we may use tree bedil balances n your Meant in Ine Ordinary Corse ol our boonwo wah are payable to yOu on demand. Margin Aecounts (Regulation T): H you have a margin af [PAIL Oa report a a combnaten ol YOur Margin eetoase an a weds matorardom et cogent Tredng on margn poses adellional risks and a not mutt° lor all investors. A carpet* let ot the raki associated vat retain treeing is ay/dab» in Me margin fah disclosure 000.0•401. YOu may obtain a copy a INS document by contacting us el the rumba Wed on page One 01 your statement. Payment for Order Flow (SEC Rules 606 and 60T): In some attendance:es. TO Amanrado racemes compensation lor drooling certain atathecounta and Lad many order lbw fo Selected markers. brokers oe dealers (Made Genientel. Canpansalion is in Me loan Or a pee share cash payment. Is adetion. TD Amatrade also may toecap componsaten related to the foreign currency enchant, camper.« 01 tareadions in Weer securitiesfrom Markel Gallant oxaaang such trades. Wo post »sater/ reports disclosing the venues tor order rozeng ozocueon at waseldame•Cradocom A mitten copy is avalable wen rapers. 11 Is our ploy. absent den orders to the contrary, to select brokas, dears. and market makers bead On the °bitty to prove, best executlen ard the halm 01 ~no pine empromment on market orders. Paco impternemam is avant»~Of Doran market endion. and we regular>, manta execuvens to lest brash imacroment ti mulatto Trod, CoMIrmilleont (Ruler 100-10): MI COMMlliOnt4 ale areMilled On the inanstaMn dale. Teem: Transactions in Ryden securities °khan° brenn 00^11M0Y ADM Mkt trade in Me U.S,) may include taxes and foes charged by to tannin matte or governments. Walt may be Needed in Intake 01 the security Of Charged PS an Odependeni (no dam Pitney Peaky Nalliallon: A cony of the TO Amoebae» privacy DOMY is dyeable al weerklamaindecorn Gabble Stamba: The aerie of penis retlemplons a cab is done tong e creeds Wen syllem. A doscoption ol the procsdres br rabble steunla is zalmbol to rebido a hare cope. are available tango:pall. in Case 01 das Oe epestona about your ElettOniC Fund Tandem please CO lad 8 al 1.903 669.3900, or in twang to P.O. Box 2209. Omaha, NE 68103. or by email al dierefotavialrokaldaMentolde COm The ~fleece cOntaned in your *awn statement shall be brndng upon you if you de not otleci whin sub 10)1days lor any !candor ot luide stetpa to Regdabon E, such as ATM and point ot sale :rarely., deb: transachons, direct deposes. and wilhOirealto We must har from you no late. than 60 arm age, we sera yeti Me MST statement on which the error or problem appealed. (I) Tell us YOU' rente and account ranger (2) Dosed>, the error or aa :rand« you are unsure about. and explain as dearer as you can why you bolero it is an error or why you need owe inlormabon. (3) Tell us the dollar amount of the striPededenor Wo n‘li nestpee your complant and wit camel arty error promptly. II we lake more than ID Nara's days to dO This. we wit credi your attend br the amour yOu think is in error. we~ you wit have aa use al the fl eecydonne mo tmo t takes us tocorn:Ma our investigated AUTO Ia0T.14 SONY_GM_00011953 EFTA _00122604

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TO Amer'bade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $4.85 1,687,211.45 839,550.00 Margin Equity $2,526,766.30 63.0% Statement Reporting Period: 09/01/17 - 09/30/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period Change 0,0 Change Estimated Income Estimated Yield $ - $4.85 $ - 51,693.13 1,635,518.32 3163.9% 0.09% 839,550.00 9,900.00 1.2% $51,693.13 $2,475,073.17 4788.0% $9.900.00 0.4% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Income & Ex . ense Summa Current trro Income Reportable Non Reportable YTD $0.00 $ - (814,571.50) (823.619.90) Dividends $ $ $14.41 9.13a 79 Interest 0.69 0.69 2,450,000.00 2,450,000.00 Other Expense 0.69 15.10 Interest Fees (1,635,424.34) (1,635,521.14) Other $4.85 $4.85 Net $0.69 $0.00 $15.10 Nigel of 5 CONFIDENTIAL Portfolio Allocation Stocks 33.2% ill. IDA 66.8% Performance Summary Cost Basis As Of - 09/30/17" $814,571.50 Unrealized Gains 24,978.50 Unrealized Losses Funds Deposited/(Disbursed)n° 2,450,000.00 Income/(Expense)"° 15.10 Securities Received/(Delivered)"° 0.00 **To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Gab/Loss. SDNY_GM_00011954 EFTA_00122605

Statement for Account # 867-730320 09101/17 - 09/30/17 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ 2,450,000.00 2,450,000.00 $ 2,450,000.00 2,450,000.00 2,450,000.00 2,450,000.00 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.69 0.00 93.98 Year to Date $ 8.26 0.69 6.15 98.22 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a prevbsus tax year (spillover dividends). The year to date feuds will accurately reflect your cumuiative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin BRUNSWICK CORP BC 15,000 $ 55.97 $839,550.00 09/18/17 $ 814,571.50 $ 54.30 $ 24,978.50 $ 9,900.00 1.2% COM Total Stocks $839,550.00 $814,571.50 $24,978.50 $9,900.00 1 .2% Total Margin Account $839,550.00 $814,571.50 $24,978.50 $9,900.00 1.2% Online Cash Services Transaction Detail Category Transaction Date Description Amount CREDITS Electronic Transfer 09/13/2017 WIRE RECEIVED:SOUTHERN FINANCIAL LLC C $ 2,450,000.00 Subtotal 2,450,000.00 TOTAL 2,450,000.00 page 2 of 5 CONFIDENTIAL SDNY_GM_00011955

Statement for Account # 867-730320 09/01/17 - 09/30/17 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity' Description Symbol/ CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 09/13/17 09/13/17 Margin - Funds Deposited WIRE RECEIVED:SOUTHERN $ 0.00 $ 2.450.000.00 2.450.000.00 FINANCIAL LLC C 09/ 4/17 09/14/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.450,000.00) 0.00 DEPOSIT ACCOUNT 09/ 9/17 09/19/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 81.183.50 81.183.50 DEPOSIT ACCOUNT 09/ 8/17 09/20/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 5.000 53.7275 (268.643.50) (187,460.00) COM Commission/Fee 6.00 09/20/17 09/20/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 187.460.00 0.00 DEPOSIT ACCOUNT 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 5.290 54.62 (288.945.80) (288,945.80) COM Commission/Fee 6.00 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 300 54.61 (16.383.00) (305,328.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 700 54.60 (38.220.00) (343,548.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 500 54.59 (27.295.00) (370,843.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 300 54.58 (16.374.00) (387,217.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 400 54.57 (21.828.00) (409,045.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 300 54.55 (16.365.00) (425,410.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 700 54.54 (38.178.00) (463,588.80) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 410 54.53 (22.357.30) (485,946.10) COM 09/21/17 09/25/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 1.100 54.529 (59.981.90) (545,928.00) COM 09/25/17 09/25/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 545.928.00 0.00 DEPOSIT ACCOUNT page 3 of 5 CONFIDENTIAL SDNY_GM_00011956 EFTA_00122607

Statement for Account # 867-730320 09/01/17 - 09/30/17 Account Activit Trade Settle Acct Transaction,' Date Date Type Cash Activity' 09/29/17 09/29/17 Margin Div/Int - Other 09/29/17 09/29/17 Margin Divilnt - Income Description FDIC INSURED DEPOSIT k4MDA1 ACCOUNT CORE NOT COVERED BY SIPC Interest: Insured Deposit Account Bank USA Payable: 10/31/2017 Insured Deposit Accoun 3.55 INTEREST CREDIT Payable: 09/29/2017 Symbol CUSIP Quantity Price Amount Balance Closing Balance For Cash Activity totals. refer to the Cash ActMty Summary on page one of your statement 0.00 4.16 4.16 0.00 0.69 4.85 $4.85 TD Ameritrade Cash Interest Credit/Ex . - nse Begin Date 09/13/17 09/19/17 Margin Balance $ - Credit Balance $ 2,450,000.00 81,183.50 Total Interest Income/(Expense) Number of Days 1 1 Interest Rate 0.01 0.01 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued 09/01/17 S 51.693.13 13 0.0300 0.55 09/14/17 2.501.693.13 5 0.0900 30.84 09/19/17 2,420.509.63 0.0900 5.96 09/20/17 2,233,049.63 5 0.0900 27.52 09/25/17 1,687,121.63 6 0.0900 24.96 Total Interest Income Interest Debited $- $ 0.00 MTD Accrued $ 0.55 31.39 37.35 64.87 89.83 Interest Credited $ 0.67 0.02 $0.69 MTD PAID $ - 89.83 $89.83 Trades Pending Settlement Investment Description BUY CAVCO INDUSTRIES INC COM Account SymboU Type CUSIP Margin CVCO page 4 of 5 Quantity 3,300 Trade Price Date $ 149.00 09/29/17 Settle Date 10/03/17 Amount $ (491,706.00) CONFIDENTIAL SDNY_GM_00011967 EFTA_00122608

Statement for Account # 867-730320 09;01/17 - 09/30/17 Insured De r osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $51,693.13 09/14/17 09/14/17 Received FDIC INSURED DEPOSIT ACCOUNT $ 195,806.87 247500.00 CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/14/17 09/14/17 Received FDIC INSURED DEPOSIT ACCOUNT 2,254,193.13 2.501.693.13 CORE NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/19/17 09/19/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (81,183.50) 2,420,509.63 CORE NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 09/20/17 09/20/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (187.460.00) 2.233.049.63 CORE NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 09/25/17 09/25/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (545.928.00) 1.687.121.63 CORE NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 09/29/17 09/29/17 Received Interest: Insured 78.90 1,687,200.53 Deposit Account Bank USA 09/29/17 09/29/17 Received Interest: Insured 10.92 1,687,211.45 Deposit Account Bank NA Closing Balance $1.687,211.45 TD Bank NA $247,500.00 TD Bank USA NA $1,439,711.45 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by one or more banks (Program Banks,. Two of the Program Banks are TO Bank. N.A. and TD Bank USA. NA. both affiliates of TD Arnenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your takerage account. page 5 of 5 CONFIDENTIAL SDNY_GM_00011958 EFTA_00122609

10 Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00011959

Terms and Conditions STATEMENT GUIDE IL Ar stroeb aardes mortel,. Foreklio Amons lor aocoums wth acverty and quanedy toeans ta omase accounts tutti asels.' Portfolio Symfonie,: DOM Ilro Correct «Poe d >Por p00010 es Of the repro dele end ~paren n to me prior monlha The Ebt elPoaliOn Meelt, yOur 00010 divendealion by invesimert type MAM* dboateres under 5% enk be grouped mto thocampory ol toear in tho po chan. Mar Essay - Total Account Ertuib<Froiel Long Maginable Vekte • Total Short Velde) Actrvity Sumarry: Ine opening and doling cash blanca dro reconoted hete lor year aak relerosce At account ti nnry es sunntanzed lor Me (urgen pand and year to dato_ boom* a Exponeer Summary (nendEAs only): Ibis seroen adat ene mama ard amensa Ixait trom the Sant Summa>, and ePonales the las IrealMent Rebnsment Account Surnmary ORM only): Redes Om IRS reculatod transaceons for lbo curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 ot tho panui yoar ard tur be furrishod tome hierna Revenu° Sance. PadonnanceSummary:Monitor >oor omwal portfolio Postament, eid Ihe ineen/cd gaine and lossa. *or your luturo roe:trom strategy, Account PositIons: View your rnostrnonts l mo current marka yam ard corrporo the oognel cad to vee irweeked geine and Poses n your pordol0 Originel coel is esagned uling 'he baba. nratoul (FIFO) method. weien assumee me lire' share, >Po set ere Moes you purchased tra Dm aanbid ertrostmard encome2 and ~rage cast per share are dondayed lor your mier/ace Wee «Pol pathos° date e ilomn br en rdeehon 01 you holdeig Ped0C1. AcCOunt Aethily: Al Sidart ecIMly ia deert/ delbed. Iele« in OM Order. end relleded n me doens; cash WlenCe. TMOnt %Sine Pottlensinl: Confirm you emOred tredes enn e senemen dete alle! monne Ø. Denso transactions tid bo rellected n me Account Acvmy tomon neb moms. Onno. Geelt Services TranncliOn Cash mannenren Inwla8CMSW Mal Cleared Ckaing ms statanom reporting pond. mdudng check. doen card and MIA acurny. are ',stad en dato dar Onbne Cash Services Sunmwy: Credt ard dabt transactien mats lor mo arrom statement rePOnag pedod e summerized. InditiCkel neonataal, eie rot limed. 'Je to !tanding oaustments. mo stroman detals may nei apal me statement totals. telnleled Aan' Income end Eserroted Annuel bied vlakten are bets troon Ibe number ei slums coma) or avrom valuta balanca as ot ne statement dale ard mo non team draden:1 rele or cash Pekt pende() GENERAL INFORMATION 10 Omen:rade does not aarde legal or las ~ce. Plees* consul, your lepe aPosor or las titCOurall venen neCesslery. As e standerd inCleby paden. plan COneenblens may be nabetaal br Sally 00nInat and transaegOn vedrcelm OurpOste. For TO Amentrade rasebro al acre. ytre °Mes« hm es scparate from and not attbaled wit. TO Antentrade. Inc. te TO Armeren° °meng, Inc.. ard aan h'm es rot responsble la the 0 1 00xle end senices Ol Me erher. Acceracy of Reporls:11 you fInd any errors or omissie:ins In your accouM statement you *houd immediatety con ve et tho omber had 00 page ome 01 your statement You *houd oho contact our Clearing Frm TD Amentrade Clearing, ro. el 800469-95100. Please rcenew ms sialemoM c.iredity. Ir you dragee* wilt any tanndel or d Mae am any orde er (mene",. please roert, e Dient Services represeMelhe a you 1):81 Winch OPoe. es wel as 10 Amairode Cleaneg. Ine. in wrong anno ton (10) days of war record ot th, statement Arry oil statements Ihet you hem made to ui ~JO be CONPoted in writtsp The statement Wil «Ponem be considered conclehe. Fletse natelt a prompity 01 any charter in yocr cOnteci inormation. Tranende% Meehad On your rcpan wil be concbsepaydecomed aeontourdoss you noely TO Amenfadoirrenadatey. Account Proleabn: erepoints held by TO Rank. NA ard TD Drek USA. N.A. aro resured by me FDIC (ral COvered by SIPC) Up 10 $250.000. Emils are per arabist ormert1 10 per iinett401. TO leem more etOut FDIC COverage go to twee IdCgOv. Seadharr. indoet® ~krat bnp., held in 00 Ontlieten* ACCOunt are MI depOniti Or obligatione d. or "'wantend by. any bank. aro not FOltenscrect and envoho envestmord d:as. ircludng posstle loss ol princpal. TD Amen:rade is a momber ol Me &curettes Inval« Praatten Corporalion (51PC'). which prima: secunnes a-stomers of els manbars up lo 5500.000 (inlading 5250.000 lor dodo fez cash). Explanatory brochure is available on requal wAd.abc.ere. lt Me «Pol 01a aderend ineolrency. a Clan may realbeeMOunts due trom the Posten In nardouldnY and mon SIPC. Pocolonental omorago is pad out dier nve trustee and SIPC payouts ard Lader such coyotes@ each den es limiled to a temend return ot 5152 mniOn Ironie Poelet. SIPC and London in/koers The TO Anteribade Supplanenlel navenant bas an aggrogale hm el 550) muon amt as cum:mors. ins polcy taande: Cerevage lotkraing Weswege ineohincy enddoes nOl proleet Poenale» in merkel neb, dem securnos inveteMent h a money martel Fond ia nol ineured Or gardreeed by Me Federtd erepost Insuranar Corporation (F010 a any oma government agent,. Mimi.", 010 eUrldS bek 10 posene the valle d yOur imealment al 51 0) p« gure. 4 b pOsebb 10 lOtte moro'/ by inmeng n a money merkel kind. (badende eie Mand dely end pactrantestod merdy. Tno pntopedos contans des ard odia important dormalon Reed the aanmars abrecify Won ~Ong. NOndePollil invettmente held b/ your boker dealer We NOT FDIC ItISURED t NOT BANK GUAfteNTEED r MAT LOSE VALDE. The balen°, i, your bank depend eCCO.ed Of tihtueS d 'Muf MONS, makel ordul fund can to losbond on your order. and Me cmorieds raturnad lo war sccurees account or renseled byta Tas ~eng: The andt ban if Maler Poornent You e0 ranke FOrm 1039b «Poel tm Daan e. oxrplame wilt ES racemis indudes tab roden bode t. Poen Seie. lauw ~1 end eros procenten Sone mimeria ere subject 10 redessnailOn nbds wil toren:dol at mixocrxrt tor reccds OM CoetEens. tas Mt and Dateren= ceporing and Gun:kaper are Wend a- el ~AN by CO1 hCCaPORSTED TI) analade is not reperetne ta te retbrity or bitay el tm necrmmcn. ID Amon)ao ad ts Po nen proidom ilenwders1 do not MA.Venleethe a:Way d the inkmelon and data prokided Cal teCORPOMIED'a a aPotrale coneny end e ra etilted wth 11)amennede Porgin and Options Account Agreements: Promo,/ aPosol0 Amenirado n meng ot arry deango re your invemment clarcuyos or inarcial stuaren as they man to your ~Min Or 001~ 8000unt agreernenis A sumnbay Or amminions and charge, ineuned wei sn oxcroutban ol opeens nasa:eens is ~Mae. Oren Makel Poon: The molmt 'duet d somma ham bom Wand d eraan korn q".:10‘ sent» ad Oer roependen( acne Wim we Woed On Ob dovig aree me ran beween me brd ad arltrq paces or ahoi re ces. t no marker tamn /Motie smia qadaiacn eend> tr Oh« indePoodent Mae. he sec" e Woed lo beng relected Nul Pace Ce) Die dlu»dts cri your pct raat are Wan» , os 90104, Intrrdlon ad to dom guramoo bb accuracy ct ave soorten pree:. Molair badrad postons aro mbo] rang Po ~enne banco ad be om« merkel pico Pelde Kast kaldion my nei manco, sake aam*, lbo teo:nday naad Ia Cotrodos d Oogst: (Ca) n generaly ituud and the adat tute me, be dtiews aan Me ~me Vee MatlIcertitss Cl PPoPol mar rooit Pon Me :ab ol a CD par la rralsty Sext adb Ral Worm Securtes Wade dforomy mal oom sauna and tum rar <natelde accronse. Renet Ins/ waarin» OTC loer the °punten markt( and dirOtet louctryrntyrxt era ta tor »wil sour poelen picr to rrauty. To vlo et tent 'mor to rrubsty ma/ rooJi n a las d renapol. Non Standard Assem OISAI aso typcaly ~remt ra droeg pastematon program sauma gootrentms. Irtmodnielltycempana. er red MEM rriesron innen certrada pais. prude buty abele deel a eedpre Ø. N546 ere botdy houd mealmtas ad do not Inde ee' a nanel mana behanger a ta Krom Stoa Wad Do 'duce dean ta mto mede :nis ere ~Ad takes deted han orbe ~bolk Pokend bul nol Inbed Is ndependenl appret:ah de proeyams rn =eb, and« tred party tonder aders tul ham boen prtmeed by Me ~mora" ~maand* bader d ØIØ eb/ a thrdpaty vendu Milou! indgendeM ~esa by TI) noodde. Vatne mei nat raket pkt Øne raglan, pico. smal mairi 'duo er be roalaxl man Inbidoacn an asemend ida cadet be esLablehed *rough rose methode. Me Winden mto be reflected es NOnanced CNV) Fel eddlend Octet tombng tobben la Pon-Sudan:1 koe. Ome arm Clx Senatet These nossimerts re net wand urda ro SIPC Aden lido Steunbeer/art Pang: Die motet~ Ia MS somma hom boen caaned. meld». trom chOtakneenbat er Wei Poepende« ~en The way cd ne pag is nos ~amant Ha maag taboe rot matte. TD emeritaat sel pret OmIESpeolim.takrg ille ~dorden bot tm Rhea sa underbmg mek quaty. Wie SAS merkel is eurrenly tononbab e bak el Sally end. be went Mae an be ro esstrtrce mel toch scones an to aa ader con, molmt codices. REGULATORY DISCLOSURES For an investor brochuo Mal encbcles informabon desaliang FINAM Pusht Thsclesuro Program. plees° contact FINRA at 030-289.9?99 or wymtiva01. Om inwiest Ø Luen tor TO Amertrade Cash is laken lom Om applcatlis minst rato eer lor th, Makel VON, balace ~TO Amen:rede Carlh. as 01me delement °Man) dele Simple modest es acnxd dar, base, on the interest rato sa opdraai> to oach days Liane°. Inname:d Statement Noldbation: The mammae ol atonaal condten lor TO OmonIrado ~lede Wee a year and mey be obtentcl al nO ceel. vie Me intomen el Mar.stwortectonentradeoonslinanctabiatemonthrn. °neon AssIgnment: MI short onerty ogion canons and same index oom ponbons are ~Mae lor essignment brede assignintm races to' Nut. , or index options ere rendont' alocated aflang alldorde shon pontons try an atomlad praatte. Free Credit ~annex "Ie 154-2 0 3): Under mo om promotion nets. wo may usa free Credit baaneb h yOur account n IN Ordner>, none ol cm boenen whkh en> melde to yOu on dorheid. Margin Aecourds (RopulallonT): H you have a margin account. ms report d a combnaton cd ytre neon OCCOUril arde Weekt] ~etend" acobnt Tradng on mengn poses eddlional nok, and d nol rurale lor all investors. A complet* lat c4 the risks anomalie, tunn mannin bedoe is maag° in me marge rek diabeten clavnent YOu mey obtain e copy or Ms document by conleeling tie el ma vanher Select on page ene ol roer statement Payment ler Order Flow (SEC Redes 606 and 607): In somo crcumstances. TO Arno/tirade recenros oompassabon ler ctioceng canon any.theoeunta ard bard essay oØelaa to selected mestas. brok«, or dealers (morkel fontenel Cempentabon is in Ille lam or a per share cash payment. b adelen:n. TO Amatradealso may raam carponsaten rented to mo foreign curency Metten» COmponent el trenaletiOns &Oenen necuribesIren Merkel Cellen ore ang itCh raa Wo post guttery mans discleung Oio tenues lor order roLtng *zoen!~ at wrAvidarrirtrado_com. A ventten copy is avoratle apen roXpett. h es our penny. absent' Pari orders to lno antrary. to select brokets. dooiers. ard ~kei ~keft Pond On Me (Willy to aarde bed erecsmon and the halery 01 seeling eia ,Øvematen markt* orders. Poco improyetTentm aV311.1010 unief "han mantel condlsons. and wo regulary monter execulas to lest lat sten mormonen d as...Matte. Trede COMIrmathenti (Ruin 11/0-10): MI contrmalions eie PereminedOn ihe Inanabbn dele. Tem: Transactie", in beien sPourilen (nCluSnE bre4gn conelanY ADM Iltel Ira In *be U.S.) me/ rebel° exa ani lees chargod by tre, keer madam en governmenls. Wedt may be rasled in Ute print Ol Me money Of cherged an Poepende« Ine Pon Prancy Pormy Notilkillon: A copy of Me TO Amertrecb privacy DOleY ie anPoble el waw.Pamegiradoeorn Cao** Securbern The Oman el podia raemdtnsb calls is dane vang a proeft ketny mslem. A aoanption el mo proadres br Dankte secunins is avalabloon me ~Ma or haal «mies aro ~tabla twonicep.osi. In Case Ol enorti er epestona abeel your ElearatiC Fund %Adem ',sekse co wei e ei

16606693900. ar n wrang to P.O. Box 2209, Omaha. NE 68103. or by emoe at dieMeentiCE@KMMeritolde.COm The PoOnnaten cOnleined n sou( *aard statement shag be bndng upen youil you do not ettci wthn sub LEE days lor any transfer d lurds si pa se Rapiabon E. bal as MM and pont obrale tram," doen transactions. wat depeotts. and dihdarnals We Must heer trom var ro teler Man 60 dan after we sent yOu Ine FEST statoment en whchthe error or peetoom appeared. (I) Tell us lag rente and account renter (2) Dolen» the error or Po trondor you are unsuro .l out. ard oxplan as dab, as you can wny you belgro ri is an error or why you nood note solormabon. (3) Ted us the dab, amodni of ne suepected error. Wo wi, temmers* your °omplant and MI narent any error prompdy. H we lakei more man ID business days lo do thie. se wil redt your eccOuM br Ine *motet yin mink is n error. 40Pot you wil have dr uso ol the rroneydunng tho tm* a takes us toean:Cao ourinvestoaten. AUTO NO 07,14 TO Anedrap. URM«, eed, dal $149.5 melkion words ol prolection for AI Ponsaceons aro abject to p) me consmubon. Na, Condooms custard and laagt, ileCuritieS and 52 ~ikon 01 IXONCIOn br cash ihreugh Supaementel coverden a0vided by or the exchange Of makel. and ie deemonouse. n en/. on grien toch lieneedan ere London beurelt oxecuted ui) fosfaat lag:. indaging me Secunoes Act ot 1933 and tho S«urtes Es 4 in Of SDNY_GM_00011960 ounct ite0 m f o nd r h : EFTA_00I226 11

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 10/01/17 - 10/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks 4,707,740.00 Short Stocks Fixed Income Options 42,450.80 Short Options (74,480.00) Mutual Funds Other Total $5.320,694.32 Current Value $ 644,983.52 Margin Equity 90.0% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Prior Value Period Change Change Estimated Income Estimated Yield $4.85 ($4.85) $ - 1,687,211.45 (1,042,227.93) (61.8)% 0.08% 839,550.00 3,868,190.00 460.7% 63,200.00 1.3% 42,450.80 (74,480.00) 62.526.766.30 $2393.928.02 110.6% S63.200.00 1.2% Portfolio Allocation Stocks 86.0% Income & Ex .ense Summa Performance Summa Current rro Reportable Non Reportable YTD $4.85 $ - Income Cost Basis As Of - 10/31/17" $4,951,184.97 (2,081,142.92) (2,904,762.82) Dividends $ $14.41 Unrealized Gains 920,746.21 1,036,802.83 1,045,933.62 Interest 0.69 Unrealized Losses (1,196,220.38) 2,000.00 2,452,000.00 Other Funds Deposited/(Disbursed)''1D 2,452,000.00 Expense Income/(Expense)n 15.10 15.10 Interest Securities Received/(Delivered)n) 2,925,891.00 1,042,335.24 (593.185.90) Fees Other —To view realized gains and losses for your account, logIn at wwwidameritrade.com and visit My Account > Gab/Loss $0.00 $0.00 Net $0.00 $0.00 $15.10 page 1of CONFIDENTIAL SDNY_GM_00011961 EFTA_00122612

Statement for Account # 867-730320 10 01 17 - 10/31/17 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current $ - 0.00 Year To Date $ 2,450,000.00 2,450,000.00 0.00 2,450,000.00 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 0.00 107.31 Year to Date $ 8.26 0.69 6.15 205.53 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover mass). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Symbol! Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ASCENA RETAIL GROUP ASNA 50,500 $ 1.94 $97.970.00 01/16/01 $ 1.074.468.09 $ 21.28 $ (976.498.09) $ - INC COM BRUNSWICK CORP BC 20,000 50.65 1.013,000.00 09/18/17 1.064.577.50 53.23 (51.577.50) 15.200.00 1.5% COM CAVCO INDUSTRIES INC CVCO 3300 156.90 517.770.00 09/29/17 491,706.00 149.00 26.064.00 COM FOUNDATION MEDICINE FMI 35,000 45.00 1.575,000.00 01/13/14 857,114.53 24.49 717.885.47 INC COM GENERAL ELECTRIC CO GE 50,000 20.16 1.008,000.00 10/20/17 1,127.899.05 22.56 (119.899.05) 48.000.00 4.8% COM SANGAMO SGMO 40,000 12.40 496.000.00 05/28/13 337,771.20 8.44 158.228.80 THERAPEUTICS INC COM Total Stocks $4,707,740.00 $4,853,538.37 $(245,786.37) $63,200.00 1.3% page 2 o19 CONFIDENTIAL SDNY_GM_00011962 EFTA_00I 226[3

Statement for Account # 867-730320 10 01 17 - 10 31 17 Account Positions Investment Description Symbol/ CUSIP Quantity Current Price $ 1.5161 $ 0.6497 2.0103 Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options - Margin JD COM INC JD Jan 19 18 40.0 C 280 $ 42,450.80 10/16/17 $ 75,121.60 $ 2.68 $ (32,670.80) $ - Total Options $42,450.80 $75,121.60 $(32,670.80) $0.00 0.0% Short Options - Margin JD COM INC JD Jan 19 18 44.0C JD COM INC JD Jan 19 18 37.0 P 280- 280- $ (18.191.60) (56.288.40) $(74,480.00) 10/16/17 10/16/17 $ (36.759.54) (40.713.46) $ 1.31 1.45 $ 18.567.94 (15,574.94) $ - Total Short Options $(77,473.00) $2,993.00 $0.00 0.0% Total Margin Account $4,675,710.80 $4,951,184.97 $(275,474.17) $83,200.00 1.4% Trade Settle Acct Transaction Date Date Type Cash Activity' Opening Balance 10/02/17 10/02/17 Margin Received - 10/02/17 10/02/17 Margin Received - 10/02/17 10/02/17 Margin Received - 10/02/17 10/02/17 Margin Journal - Other page 3 019 Account Activit Description Symbol( CUSIP Quantity Price Amount Balance $4.85 ASCENA RETAIL GROUP INC ASNA 70,500 $ 0.00 $ - 4.85 COM TOA FROM PERSHING DIV OF DONALDSON SD 10/02/2017 0443 FOUNDATION MEDICINE INC FMI 49,830 0.00 4.85 COM TOA FROM PERSHING DIV OF DONALDSON SD 10/02120170443 SANGAMO THERAPEUTICS INC SGMO 50,000 0.00 4.85 COM TOA FROM PERSHING DIV OF DONALDSON SD 10/02120170443 PURCHASE FDIC INSURED 0.00 (4.85) 0.00 DEPOSIT ACCOUNT CONFIDENTIAL SDNY_GM_00011963 EFTA_00122614

Statement for Account # 867-730320 10/01/17 - 10/31/17 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 09/29/17 10/03/17 Margin Buy - Securities Purchased CAVCO INDUSTRIES INC CVCO 3.300 149.00 (491.706.00) (491.706.00) COM Commissionfee 6.00 10/03/17 10/03/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 491.706.00 0.00 DEPOSIT ACCOUNT 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 1.027 23.90 (24.551.30) (24,551.30) COM CL A Commissionfee 6.00 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 1.634 23.89 (39.036.26) (63.587.56) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 20 23.87 (477.40) (64,064.96) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 1.100 23.84 (26.224.00) (90.288.96) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 100 23.82 (2.382.00) (92.670.96) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 900 23.80 (21.420.00) (114,090.96) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 200 23.77 (4.754.00) (118.844.96) COM CL A 10/06/17 10/11/17 Margin Buy - Securities Purchased SWITCH INC SWCH 19 23.76 (451.44) (119.296.40) COM CL A 10/09/17 10/11/17 Margin Sell - Securities Sold SWITCH INC SWCH 3.623- 19.75 71,546.60 (47.749.80) COM CL A Commission/Fee 6.00 Regulatory Fee 1.65 10/09/17 10/11/17 Margin Sell - Securities Sold SWITCH INC SWCH 300- 19.72 5,915.86 (41,833.94) COM CL A Regulatory Fee 0.14 10/09/17 10/11/17 Margin Sell - Securities Sold SWITCH INC SWCH 919- 19.71 18.113.07 (23.720.87) COM CL A Regulatory Fee 0.42 10/09/17 10/11/17 Margin Sell - Securities Sold SWITCH INC SWCH 158- 19.70 3.112.53 (20.608.34) COM CL A Regulatory Fee 0.07 10/11/17 10/11/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 20.608.34 0.00 DEPOSIT ACCOUNT SDNY_GM_00011964 page 4 of 9 CONFIDENTIAL EFTA_00122615

Statement for Account # 867-730320 10/01/17 - 10/31/17 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 10/11/17 10/13/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC FMI 3.000- 44.60 133.790.91 133.790.91 COM Commission/Fee 6.00 Regulatory Fee 3.09 10/11/17 10/13/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC FMI 3.830- 45.10 172723.01 306,513.92 COM Commissionfee 6.00 Regulatory Fee 3.99 10/11/17 10/13/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC FMI 5.000- 45.30 226.488.77 533,002.69 COM Commission/Fee 6.00 Regulatory Fee 5.23 10/11/17 10/13/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC FMI 710- 45.35 32.191.76 565,194.45 COM Commission/Fee 6.00 Regulatory Fee 0.74 10/13/17 10/13/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (565.194.45) 0.00 DEPOSIT ACCOUNT 10/16/17 10/17/17 Margin Sell - Securities Sold JD COM INC 30- 1.39 4.152.80 4.152.80 JD Jan 19 18 44.0 C TO OPEN Commissionfee 16.50 Regulatory Fee 0.70 10/16/17 10/17/17 Margin Buy - Securities Purchased JD COM INC 20 2.82 (5.662.90) (1,510.10) JD Jan 19 18 40.0 C TO OPEN Commissionfee 22.50 Regulatory Fee 0.40 10/16/17 10/17/17 Margin Buy - Securities Purchased JD COM INC 10 2.81 (2.810.20) (4,320.30) JD Jan 19 18 40.0 C TO OPEN Regulatory Fee 0.20 10/16/17 10/17/17 Margin Sell - Securities Sold JD COM INC 280- 1.46 40713.46 36.393.16 JD Jan 19 18 37.0 P TO OPEN Commissionfee 160.00 Regulatory Fee 6.54 10/16/17 10/17/17 Margin Buy - Securities Purchased JD COM INC 250 2.66 (66.648.50) (30,255.34) JD Jan 19 18 40.0 C TO OPEN Commissionfee 143.50 Regulatory Fee 5.00 page 5 o19 CONFIDENTIAL SDNY_GM_00011965

Statement for Account # 867-730320 10/01/17 - 10/31/17 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/16/17 10/17/17 Margin Sell - Securities Sold JD COM INC 250- 1.31 32.606.74 2.351.40 JD Jan 19 18 44.0 C TO OPEN CommissiontFee 137.50 Regulatory Fee 5.76 10/17/17 10/17/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.351.40) 0.00 DEPOSIT ACCOUNT 10/17/17 10/18/17 Margin Buy - Securities Purchased CURRENCYSHARES EURO TRUST 191 0.89 (17.113.87) (17,113.87) FXE Jan 19 18112.0 P TO OPEN Commissionfee 111.05 Regulatory Fee 3.82 10/18/17 10/18/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 17.113.87 0.00 DEPOSIT ACCOUNT 10/9/ 7 10/19/17 Margin Journal - Funds Deposited $2000 Otter 0.00 2O00.00 2.000.00 10/20/ 7 10/20/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.000.00) 0.00 DEPOSIT ACCOUNT 10/20/ 7 10/24/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 20.000- 2.00 39.993.08 39.993.08 COM Commission/Fee 6.00 Regulatory Fee 0.92 10/20/17 10/24/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 14.707 23.079 (339.428.85) (299,435.77) COM Commission/Fee 6.00 10/20/17 10/24/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 7.093 23.07 (163.635.51) (463,071.28) COM 10/20/17 10/24/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 2.100 23.0699 (48.446.79) (511,518.07) COM 10/20/17 10/24/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 1.100 23.069 (25.375.90) (536.893.97) COM 10/24/17 10/24/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 536.893.97 0.00 DEPOSIT ACCOUNT 10/23/17 10/25/17 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 200- 13.925 2.778.94 2.778.94 COM Commissionfee 6.00 Regulatory Fee 0.06 10/23/17 10/25/17 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 200- 13.905 2780.94 5.559.88 COM Regulatory Fee 0.06 page 6 o19 CONFIDENTIAL SDNY_GM_00011966 EFTA_00122617

Statement for Account # 867-730320 10 01 17 - 10 31 17 Account Activit Trade Settle Acct Transaction Symbol ' Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 10/23/17 10/25/17 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 9,600- 13.90 133,436.92 138,996.80 COM Regulatory Fee 3.08 10/25/17 10/25/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (138.996.80) 0.00 DEPOSIT ACCOUNT 10/24/17 10/26/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 10.000 22.10 (221.006.00) (221,006.00) COM CommissionfFee 6.00 10/24/17 10/26/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC FMI 2.290- 40.90 93,652.84 (127,353.16) COM Commission/Fee 6.00 Regulatory Fee 2.16 10/24/17 10/26/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 15,000 22.00 (330,006.00) (457,359.16) COM Commission(Fee 6.00 10/26/17 10/26/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 457,359.16 0.00 DEPOSIT ACCOUNT 10/27/17 10/31/17 Margin Buy - Securities Purchased BRUNSWICK CORP BC 5,000 50.00 (250,006.00) (250,006.00) COM CommissioNFee 6.00 10/30/17 10/31/17 Margin Sell - Securities Sold CURRENCYSHARES EURO TRUST - 191- 1.20 22,804.60 (227,201.40) FXE Jan 19 18 112.0 P TO CLOSE CommissionfFee 111.05 Regulatory Fee 4.35 10/31/17 10/31/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 227,201.40 0.00 DEPOSIT ACCOUNT Closing Balance $ 0.00 'For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. Insured De • osit Account Interest Credited Begin Number Interest Interest MID MTD Date Balance of Days Rate Accrued Accrued PAID 10/01/17 $ 1,687,211.45 1 0.0900 $ 4.16 $ 4.16 $ 4.16 10/02/17 1,687,216.30 1 0.1000 4.62 4.62 10/03/17 1,195,510.30 8 0.1000 26.19 30.81 10/11/17 1,174,901.96 2 0.1000 6.43 37.24 10/13/17 1,740,096.41 4 0.1000 19.06 56.30 10/17/17 1,742,447.81 1 0.1000 4.77 61.07 10/18/17 1,725,333.94 2 0.1000 9.45 70.52 page 7019 CONFIDENTIAL SDNY_GM_00011967 EFTA_001226I 8

Statement for Account # 867-730320 10/01/17 - 10/31/17 Insured Deposit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MTD Accrued MTD PAID 10/20/17 10/24/17 10/25/17 10/26/17 10/31/17 1,727,333.94 1,190,439.97 1,329,436.77 872,077.61 644,876.21 4 0.1000 1 0.1000 1 0.1000 5 0.0800 1 0.0800 18.91 3.26 3.64 9.56 1.41 89.43 92.69 96.33 105.89 107.30 107.30 Total Interest Income $111.46 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP GE GE GE Quantity Price Trade Date Settle Date Amount BUY GENERAL ELECTRIC CO COM BUY GENERAL ELECTRIC CO COM BUY GENERAL ELECTRIC CO COM Margin Margin Margin 9,619 6,781 8,600 $ 20.14 20.139 20.135 10/31/17 10/31/17 10/31/17 11/02/17 11/02/17 11/02/17 $ (193,732.66) (136,562.56) (173,161.00) Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $1,687,211.45 10/02/17 10/02/17 Received FDIC INSURED DEPOSIT ACCOUNT $ 4.85 1,687,216.30 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/03/17 10/03/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (491.706.00) 1,195,510.30 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/11/17 10/11/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (20.608.34) 1,174,901.96 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/13/17 10/13/17 Received FDIC INSURED DEPOSIT ACCOUNT 565.194.45 1,740,096.41 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 8 o19 CONFIDENTIAL SDNY_GM_00011968 EFTA_00122619

Statement for Account # 867-730320 10 01 17 - 10 31 17 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 10/17/17 10/17/17 Received FDIC INSURED DEPOSIT ACCOUNT 2,351.40 1,742,447.81 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/18/17 10/18/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (17,113.87) 1,725,333.94 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/20/17 10/20/17 Received FDIC INSURED DEPOSIT ACCOUNT 2,000.00 1,727,333.94 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/24/17 10/24/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (536,893.97) 1,190,439.97 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/25/17 10/25/17 Received FDIC INSURED DEPOSIT ACCOUNT 138,996.80 1,329,436.77 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/26/17 10/26/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (457,359.16) 872,077.61 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/31/17 10/31/17 Delivered FDIC INSURED DEPOSIT ACCOUNT (227,201.40) 644,876.21 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/31/17 10/31/17 Received Interest: Insured 35.71 644.911 92 Deposit Account Bank USA 10/31/17 10/31/17 Received Interest: Insured 52.08 644.964 00 Deposit Account Bank USA 10/31/17 10/31/17 Received Interest: Insured 19.52 644,983.52 Deposit Account Bank NA Closing Balance 5644,98352 TD Bank NA $247.519.52 TD Bank USA NA $397,464.00 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks'). Two of the Program Banks are TO Bank. N.A. and TO Bank USA. NA.. both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 9 of 9 CONFIDENTIAL SDNY_GM_000119139 EFTA_00122620

10 Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00011970

Terms and Conditions STATEMENT GUIDE If: Aro wado provides mormy Paddle Reports for accoums with actrerty and quarterly /pons ce mactic accounts doh assets.. Pond Summary: Troche the Current value d your 000010 as Of the *pal dale and compares e to pie par month.: The easel akal(On advt." your 00010 diverenetilion by invesimert type Arople dlocatcns under 5% al be grouped into thecategory of 'Other in the pie chart. Margin Early - Total Acceurn &miry iThial Lena lAtvginale Value • Taal Short Value) nanny Summary: The opening and dosing cash balances are moon:led here tor year quick rem once. Al account admiy is summated for Me currant pared and year to date- Income a Expense Summary inon4Fas only): Tins semen dark trio income and omens° Web nom the ActhQy Summary andClassifiesMe lax litalMent. Robroment Account Summary (IRAs only): Amens the IRS regulated transaccons for the curer( and pro maga IRS Fenn SI98 lair mama shut is based On the anent value as of Downed 31 of the previous year ad el to furnthed iota Internal Revenue Scence. Pearmance Summery:Monism your annual polka pedormance era Ina arealized gains and looms 'or your Mute remnant strategy. Account Positions: Now your mostmems al the current market wade and compare the canal cost to see aumilued gains and losses n your paddle Original cost is assigned using the erste). Tost-oul (FIFO) method. welch assumes the Ohl shares yOu sot me Ines, you purchased first. The estimated wrrostment income2 and average cosi per share aro <Mama for your romance the olleryt purchase date is shown ter an ndcatlen of your hang derga. ACCOunt Aelidly: Al eteoriry ecIMly is dear,/ defiled. 'sled in Ole Orda. ad reneged n the ailing Cash balance. Trades Pending Settlement: Conlin yaw eted.ted trades with a settlement dale tiller month end. lase transactionsel be reacted n me Account Actregy Lemon nom north. Online Cask Services Trenalctien Detail: Cane, management thineadrona Mal Cleared Wring ass statement reporting pared. ndudng check. debit card and ATM actuity. are listed in due Cede. Online Cash Services Summary: Credo ant deal transaction totals for rho atom statement fettering 00406 be summarized. IndMekral IronetiettriS ere rot listed. roue to rounding adustments. the stamen, deals may not ega the statementtotals. tEtninaled Anrwl Income and Earnated Annual aeld oath a 0 based upon the number of shams owned or astern value balance as of the stalemom dale aid Me most recent Medea rate a Oath yield pttM004 GENERAL INFORMATION 10 Amentrade does not provide legal or lax Mao. Please consult your legal advisor or lax *Maureen when neaThary. ASS Blended in0.4by draftee. Ida. Careentabens May be records dr Salty Paned and transaCtiOn volifirattn Papas ,. For TO Amended° Summon" oleos. your adroit( turn es separate from and not affirmed wan TO Anwerireed. Inc. a TO Aruba:kr Owing. Inc.. and oath Irm is net dispensed la the POOX1s end senices 01 Me other Acciancy of Reports:II you find any errors or omissions In your account statement you Maid immediately call us at the nimbi,' listed on page one of your stalernent. You Mould also contact our Gloating ran, TO Amedlrade Clearing, Inc. el 8004604000. Please renewend statement caready. If you drape. with any transaction or it Mere are any ends or omissions. Meuse nobly a Client Services repieSeratillry a yell local blind, Croce. as reel as 10 Ames:rade Ortareg. Inc. in wmrg worm ton (10) days of year recta ci the statement Any ofei statements Mat you hare made to us shale be COnforMed in voting The statement will anonym beconsidered concloire Please nary gre promptly (deny charges in yea anted irformthon. TronlathoM red0C106 On your report wit be conclanory downed acoxato unless you noel,/ TO Amearadoimadutery. Account Protection: Deposits held by TO Sank. N.A. and TD Bank USA. N.A. are insured by tie FDIC Covered by SIPC) up 10 5250.000. LIMIS ale per tretOunl OsnOrta per iniblutlat TO learn mere eboul FDIC Coverage go to we've idcga. Searlded. indudng Mutual fund, held in your ErOldwage Account are al deposits Or 001gallene Of. Of guaranteed by. any bank, aro net dOltinsised. and involve investment nag. includng posstle loss of princpal. TD Amerada is a member ol the Securities Inroad Pro:omen Corporation (SIPC'). which prefects seannes customers of ns northers up to 5500.000 (Madding 5250.000 ler dad for cash). Explanatory brochure is available on request at wards*wa. AcIdthendly. TO Anieritrade prOWINS Beth Cleat 5149.5 elan worth 01 drolectlon for securities and $2 mlben Of prOdelKon for 089h tlYtugh SupOleMental average provided by London insurers. M the even 01a brokerage insolanCy. a Client may receive ~Is due Iran the trustee in bribelltry and than SIPC. Siaktnemal coverage is pad out Met the trustee and SIPC payouts and miler such coverage each dm is limited to a centred return a 5152 miliOn from a trustee. SIPC and London insurers The TO Anceilfade lopptenental coverage has an aggregate Inn 01 $500 mtlon oar at artlaners. TM potty provides Coverage loldning Wasage insolroncy and does nOl poled Mina lass in mania vela, et roe securities. An investnen1 iv a money market turd is not Mewed Of guaranteed by the Federal Depose Iresuranar Cameroon (FDIC' a any °Ma gevernrnert agency. Althoggh Me kinds Beek 10 preserve the vat...dyad weveament WS 00 pe shared is pOstibb 10 lOse money by investa n a money marker turd. DW4005 are declared defy and pachernwested monthly. The prospectus amens this and other important riorrtmon Read the prospects Cbeldly before arresting. NOn-depasil investments herd by you' Croke, dean are NOT FDIC INISURED f NOT BANK GUARANTEED( MAY LOSE VALUE. The balance n your bank deposit soctunt Or shares d you money Minkel WOW And can to lquidated on your order, and the proceeds returned lo yam mamas amount or remitted 10 you The RMOVIrg: The (MVO /Date net tar OfeeMent Yai Make Ran 1099 for Laud tax nmona in ethane will IRS ocaroTonts Includes dant neva dodenth. carcal gain. lace strykki. and sees procerobl. &MOO/pita aro awed le feclassfalOn ankh MI to .Sloped m siAmmient a moons. Cost Sash: CogCast. tan lot and pokanarim (caring as Danthalta are alai ad (band by COI IIIDOWOROTED TD tmericae is nd deporebb la to rektfiry suit ay el to Samoa,. To Pmentalo and is Mammon posies Flanatotol do not puma Me mcenity el Me inkrmilon and date proW:k•/ COI tiCCRKRATEDb a Wend° Grainy and end alleged wen TO Margin and Options Account Agreements: Prefrpet adate 10 Arnenuade n tang ci Wry change in your investment Maxi/yes or anneal shaman as they peulain to your ms'gin Or 001ths aecOurn agreements. A summary Of cOmmesions and charge, incurred loth to execution ol aeons tense:aced is aralable. Currant Maks Prices: the maggot Alan a scones have both Maned. al daub*. tom gam antes ed Other alepextent tons Vallee we based On Mo dosig th ee eve mom banal me bd did adtng pat, a ether rnetals, a no rocked %caucus/alto son a grata' woke fr aka indecendent stack I've wooly is aided 10 Nine retooled Nth.Prced OP). The selusxns et yourFadden:pot are provided as peed minion ant no dent guarantee to a:cum./dam scones props Malmo bzked pardons be salad yang me nmanng balance lad Ina cadre nasal pike Pandit dpol se/Arens may net repreart mks prococch. The Noonday make. to Oxfam d Oasts (CDs) a gthrely loud and the °clue ease may be (Mal horn Vie page pa Asiereary loss ci MOW may 50211 tom to sae al a CO par se assay. BMW antra Fred tam Scanner. 11200 clibranvy May coat sauma and deer wade on a kpsd exchange. Rana may Yam n me OTC Peer 0 sunk., markt( and surrealkat* miy nd ate b yw deed sour Pekndria to redone. The sad or bunt pa to natty may rood n a loss d mad. Non Standard Ames (36A1 are (meaty marmot in dred partopmen program saurian patnersas kneed Mary cempaned. on real MEMO rrasrnori indm.cownedty pas. dna toasty. abate debt or raga knob. We ere WWI, lfad irneelmers and do not Ida on a nsold saunas moron?* a to Krona Stock Malt. Thowlues done kr trade /amts are Sated 'sea dirtied lion ryas methods iicksdrog, but net killed b, independent eau- mats to tamaam's not =eh. ander ri d pony tender oars tot hat boon prthad by al p maragorroy athwidrato. and spread each down a by a thrdpaty tcract mahout ascendent wrIcatim by ID Matra*. Values may nal Maths canal palate pke, actual rata ameba waked upon lopeason tan ostenahad value catd be estatracid trough test methods. ere 'dual/ may be reflected as NOnlryeed (NP) For addita deal /mama eadmen kr Nth.Stamtaid Ames. pcm° cotta Gent Scent There nasals and othevel unclothe SIPC. Aram Rao Spurt= CARS-) Prong: The makes eta kr PAS warms ha banManed. bade. hem cathdon makes or eta harder. Mums The moray alPePea is net curanle01 to meta sate and welded TO Poottrado WI pree to MS pcomn.tiarg ate cens4orman both to qua): and undetyng cm* gusty. The SAS rota is curronly togabnCing a lick of salty and. tea wok Mee an tie no myna Mal sash worriesan he sobunder one mato. caxlicro. REGULATORY DISCLOSURES AI transageons aro alma to Ii) me constitution. Nes, regulations. customs and usages d the exchange of frorken. and its dearroneuse. it any. en Mich such Lrointatlens are ecrocuted: federal lass. inducing me &dunned AN of 1933 and the S«urides w • as "n ip ° ENFIR M Ex in ko and F an ono brochure mat mantas information denoting FINRAs Piano Descbsure Program. please °anted FINRA at 800289.9999 or wnwtinnsag. The interest rate them+ for TO Arnertrado Cash a liken from the applcatie me/straw ter for the Markel Van balance n a TO Amertrade Cara. as Of la illalemed closing dale Simolo interest is xcerxd daily based on the interesttato ter amicable to oach day's balance. Financial Statement Nallicallon: The mammon ol Manna condea for TO Amentrade avaltide trace a year and may be Waned al no cost via Me internal al Max,Awyrtictementranoconnnanciatiammentlurd. Option Assignment: At shun misty opoon pavans and some index option neutrons are avaltide Poi aaugnmeM Eterme assignment Meant ler equty of tide, options are eandomly alocamd among all dorms' shod posoons by an automated pram:two. Free Credit Baboon (Rule ISOI.2 II 3): Under me Mont proumnon mt. we may use tree Croat balances it your account in me Ordinary Cane ol our bigness which are puede Se you on demand. Margin Aocourns (Regulation 7): t you have a margin account. so report es a combater, of YOur margin sothunt and a 50081mtmorargian account Tradng on marlin poses eddlional risks and es not swathe tor all investors. A comae lei d the risks associated with trorgin tradng is tastable in me moron Mk disclosure doomen. You may obtain a copy d ass document by pomading us at the number teed on page one 01yOur Skiternent Payment for Order Flow (SEC Rules 606 and 607): In some crcumances. TO Amon:redo rocerred compensation tor drocang citron orowthocounta and tsled equity order (km to selected markets. brass or dealers (Made Centenil. Othgensalion is in the dm d a per sham cash payment. M andiron. TO Amatrade also may wave compensaton related to the foreign oarenry exchange COmpOrent Of tronladdres in Magri Securitiesfrom Markel Centers mooing mai heeds. We post remarry reports disclosing the venues for order rogong mecum at wrAvidarneroradocom Amnia" copy is avalaUe span rawest. is our policy. abeenl deft orders to 1110 contrary. to select braids, cakes, and market makers used On Me ally te porde best thecuaon and the Mary Of Weida price improvementen matted orders. Pnce improvernem is evened* maw amen market condoms, and wo regular/1 mentor Garman to tom for sox, imptcnemom ti ayalatte. Trade COMirmellena (Rule 106-10): Al contrmaliens are Paremilled On me InamatiOn dale. Taxes: Trantuclons in foreign seeking. (MOWN Wean company ADM OW Irate in the U,S.) may include taxes and fees charged by to ratan marked or governments, dhoti may be **acted in the 0400 ol the security or caged es an aapenettni ere item Parody Peaky Nellhallon: A copy of Me TD Amen:rads Privacy 00IeY is aTeabd al VAWnklanlefiradOSOT Cable Smudges: The aloe:eon ol partial retlemplons a oath ii done rang a prolate kOkry system. A descration el the proaddes for Stable sccumeas is avalable on to rebus a held copies ere available wonder-ea M Case 01 enOnS Or cantons tail your EledrOniC Fund Dander.. please co 1001 s al 1.1g0 669.3900, or in swing to P.O. Box 2209. Omaha. NE 68103, or by email at diedeenrkes&105Mentrade.COm The Mdrinaton °entrained in your sawn shamed shall be Wane upon you of you do net alai etbn sixty leOldays for any transfer ci lugs stage to Andabon E, such as ATM and pore-ci-sale :recedes, debit transactions, area dm:am, and wither/malt WO Must hear from you no later than 60 days arta we sery Kai me PEST statement on whets the error or problem appeared, (I) Tel es yea rend and account merger (2) Dosage the error or do transfer you aro unsure abOtdk and explan as dearly as you can why you bolero n is an error or ally you need mete inlormabon. (3) Tell us Pie dollar amount of the wattlederror. Wo wilt invested° your complain and wi ll <arca any error promptly. II we rake more Man ID business rays to 00 Iris. we wit eredl your aectut for the amount you think is in 'nor. sO that youwit have the use of the money dunng the tme t takes us tocompete our investgata. Add MO 07a4 SONY_GM_00011971 EFTA_00122622

1D Ameritrade 809669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 11/01/17 - 11/30/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Investment Value Value Change Change Cash $ $ - $ - Insrd Dep Acct (IDA) 636,531.84 644,983.52 (8,451.68) (1.3)% Money Market Short Balance Stocks 5,080,315.00 4,707,740.00 372,575.00 7.9% Short Stocks Axed Income Options 20,328.00 42,450.80 (22,122.80) (52.1)% Short Options (42,946.40) (74,480.00) 31,533.60 42.3% Mutual Funds Other Total $5,694,228.44 $5,320,694.32 S373.534.12 7.0% Margin Equity 100.0% Cash Activity Summary Income & Ex . ense Summa Non Current YTD Reportable Reportable Opening Balance $0.00 $ - Income Securities Purchased (503,456.22) (3,408,219.04) Dividends S - Securities Sold 494,976.56 1,540,910.18 Interest Funds Deposited 2,452,000.00 Other Funds Disbursed Expense Income 15.10 Interest Expense Fees Other 8,479.66 (584,706.24) Other Closing Balance $ 0.00 $0.00 Net $0.00 $0.00 papal of 5 Estimated Income Estimated Yield Portfolio Allocation 87,200.00 S87.200.00 YTD 0.08% 1.7% 1.5% Other IDA 1-1% 11.0% Stocks 87 9°, Performance Summary $14.41 0.69 CONFIDENTIAL $15.10 Cost Basis As Of - 11/30/17" $5,179,575.79 Unrealized Gains 1,148,817.77 Unrealized Losses (1,270,696.96) Funds Deposited/(Disbursed)n° 2,452,000.00 Income/(Expense)n 15.10 Securities Received/(Delivered)Y° 2,925,891.00 •'To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Clain/Loss. SDNY_GM_00011972 EFTA_00122623

Statement for Account # 867-730320 11/01/17 - 11/30/17 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date 0.00 $ 2,450,000.00 2,450,000.00 0.00 2,450,000.00 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 0.00 27.98 Year to Date $ 8.26 0.69 6.15 233.51 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Symbol! Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ASCENA RETAIL GROUP ASNA 50.500 $ 2.34 $118,170.00 01/16/01 $ 1,074,468.09 $ 21.28 $ (956,298.09) $ • INC COM BRUNSWICK CORP BC 20.000 55.35 1,107.000.00 09/18/17 1,064,577.50 53.23 42,422.50 15,200.00 1.4% COM CAVCO INDUSTRIES INC CVCO 3.300 153.15 505,395.00 09/29/17 491,706.00 149.00 13,689.00 COM FOUNDATION MEDICINE FMI 25.000 53.20 1,330,000.00 01/13/14 582,049.13 23.28 747,950.87 INC COM GENERAL ELECTRIC CO GE 75.000 18.29 1,371,750.00 10/20/17 1,631,355.27 21.75 (259,605.27) 72,000.00 5.2% COM SANGAMO SGMO 40.000 16.20 648,000.00 05/28/13 337,771.20 8.44 310,228.80 THERAPEUTICS INC COM Total Stocks $5,080,315.00 $5,181,927.19 $(101,612.19) $87,200.00 1.7% page 2 of 5 CONFIDENTIAL SDNY_GM_00011973 EFTA_00122624

Statement for Account # 867-730320 11/01/17 - 11/30/17 Account Positions Investment Description SymboU CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options - Margin JD COM INC JD Jan 19 18 40.0 C 280 $ 0.726 $20,328.00 10/16/17 $ 75,121.60 $ 2.68 $ (54,793.60) $ - Total Options $ 0.1946 1.3392 $20,328.00 $75,121.60 M54,793.60) $0.00 0.0% Short Options - Margin JD COM INC JD Jan 19 18 44.0 C JD COM INC JD Jan 19 18 37.0 P 280- 280- $ (5,448.80) 10/16/17 (37,497.60) 10/16/17 $ (36,759.54) (40,713.46) $ 1.31 1.45 $ 31,310.74 3,215.86 $ - Total Short Options $(42,946.00) $(77,473.00) $34,526.60 $0.00 0.0% Total Margin Account $5,057,696.60 $5,179,575.79 $(121,879.19) $87,200.00 1.7% Account Activity Trade Settle Acct Transaction SymboU Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 10/31/17 11/02/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 9,619 $ 20.14 $ (193,732.66) (193,732.66) COM Commission/Fee 6.00 10/31/17 11/02/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 6,781 20.139 (136,562.56) (330,295.22) COM 10/31/17 11/02/17 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 8,600 20.135 (173,161.00) (503,456.22) COM 11/02/17 11/02/17 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 503,456.22 0.00 DEPOSIT ACCOUNT 11/02/17 11/06/17 Margin Sell - Securities Sold FOUNDATION MEDICINE INC EMI 5,000- 49.50 247,488.28 247,488.28 COM Cornmission/Fee 6.00 Regulatory Fee 5.72 11106,17 11/06/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (247,488.28) 0.00 DEPOSIT ACCOUNT page 3 of 5 CONFIDENTIAL SDNY_GM_00011974 EFTA_0012'625

Statement for Account # 867-730320 11/01/17 - 11/30/17 Account Activit Trade Settle Acct Date Date Type 11/16/17 11/20/17 Margin Transaction! Cash Activity• Sell - Securities Sold 11/20/17 11/20/17 Margin Journal -Other Description FOUNDATION MEDICINE INC COM CommissiorWee 6.00 Regulatory Fee 5.72 PURCHASE FDIC INSURED DEPOSIT ACCOUNT Symbol, CUSP EMI Closing Balance 'For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. Quantity Price Amount Balance 5,000- 49.50 247,488.28 247,488.28 0.00 (247,488.28) 0.00 $ 0.00 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued 11/01/17 $ 644,983.52 1 0.0800 $ 1.41 11/02/17 141,527.30 4 0.0500 0.78 11/06/17 389,015.58 14 0.0700 10.44 11/20/17 636,503.86 11 0.0800 15.34 Total Interest Income MTD Accrued $ 1.41 2.19 12.63 27.97 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Opening Balance 11/02/17 11/02/17 Delivered FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 11/02/17 11/02/17 Delivered FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 11/02/17 11/02/17 Delivered FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 11/06/17 11/06/17 Received FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 4 015 CONFIDENTIAL Amount $ (149,983.52) (247,500.00) (105,972.70) 105,972.70 SDNY_GM_00011975 MTD PAID $ - 27.97 $27.97 Balance $844,983.52 495,000.00 247,500.00 141,527.30 247.500.00 EFTA_00122626

Statement for Account # 867-730320 11/01/17 - 11/30/17 Insured De r osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 11/06/17 11/06/17 Received FDIC INSURED DEPOSIT ACCOUNT 141,515.58 389,015.58 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/20/17 11/20/17 Received FDIC INSURED DEPOSIT ACCOUNT 105.984.42 495.000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/20/17 11/20/17 Received FDIC INSURED DEPOSIT ACCOUNT 141.503.86 636.503.86 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/30/17 11/30/17 Received Interest: Insured 3.74 636,507.60 Deposit Account Bank USA 11/30/17 11/30/17 Received Interest: Insured 10.31 636,517.91 Deposit Account Bank USA 11/30/17 11/30/17 Received Interest: Insured 13.93 636,531.84 Deposit Account Bank NA Closing Balance S636.531.84 TD Bank USA Excess $0.00 TD Bank USA NA $389,017.91 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks,. Two of the Program Banks are TO Bank. N.A. and TD Bank USA. NA. both affiliates of TO Ammar:Ie. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 5 of 5 CONFIDENTIAL SDNY_GM_00011976 EFTA_00122627

10 Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00011977

Terms and Conditions STATEMENT GUIDE nr.t.sado provides monthly Portfolio Repot lor accoums arm acvaty and quarterly reports *a mud se accounts PAM assets.. Portfolio Summary: Track8 the Current Nola a your 000050 as Of the report dale and corparee ry to the prior ~nth? The MIMI eliCarliOn irdc(dee your parl010 divagation by investment type MAW* dbcalcen under 5% sue be grouse.] into thecategory of -Cellar in the pie chart. Margin Emily - Total Account Egad:Wog Long ~pined° Value • Total Short Value) Activity Summary: The opening and dosing cash balances we reconcled here lor year quick re!egeece At account acuity es summansed for the current period and year to data_ Income a Expense Summary (nomads only): This section dolatt tno income an] *tense tOtaH from the Aaron? Summary and damits the lax IlealMent Rebrement Account Summary (IRAs only): Renee the IRS regnatod transaceons for Mc turret and pa yaws IRS EOM) 5198 lair manta statue is based on the current value as or Decanter 31 oleo pronous year a dLvn be furnshod lathe Internal Revenue Stance. Pedonnance Summary:Monitor your annual potato perlormance wet the once:lied gains and • or your Arturo ruestrnom strategy. Account Positrons: Mew your rnestrnonts at alma current market yabe ard corrparo the ongnal cost to see smealued gains and losses n your portlo10 Original cod is assigned using the irst.m. lint-out (FIFO) method. shell assume) me Fort shares odu sel are 11,090 you purchased int. It estimated ernestmord maimed and average cost per share are dosiayed for your /elegance Rise °test purchase dete e Mown lor en ideation etyma bolting Perrodt. ACCOunt ACM*: Al atcoriro aelMly is dearer darned. leled in Ode Order. ard collected r. the dating Cash balance. Trade, ~ding %Men** Confirm yaw emated Wades et a settlement date allef month end. meso transactionsel be collected n roe Account Annoy Lemon ran norm. Conlin* Cash Services TranalictiOn Well: Cash mannernert trannolons that cleared eating ass stwanom reporting pond. ndudng check. debt card and ATM antsy. are hstod in data dab. Otte Cash Services Summary: Credo ard debt transwtion totals lor it OMOM mamma % rePOrtag 00006 be summarized. IndhiCked tatted*. ere rod listed. 'Due to rounding adustments. tho stsoment decals may not cant the =omen( totab. tfillIknaled Anna./ InCome and Esernated Annual Yield values e e based upon he number or shams cunt or oxford value balance as of the statement dale and the most man Madded rate a Cash yield penned GENERAL INFORMATION ID Omen:rat does not provide legal or lax wince Please consult your legal advar or lax toCCOuntant when need/dry. A8 8 illioneerd kitty attar. gnat COneerodiens May be recorded of Salty PAW and transattiOn vettlen DurpOser. For TO Ammo -ado bnohnonal clams. yow advisor turn is separate from and not allbaled was SD Mande. Inc. a TO Ararat:10 Owing, Inc.. and oath lrm is not reeponstlo la the prOdids end 'ernes 0' the pixy Accwacy of Reports:II you find any errors or omissions In your account statement you Proud immediately cell us at the meter listed o.1 page one Of your statement You Sold also contact our Clearing Tern, TD Amerlirade Clewing, Inc. el $00469-35100. Please rijacw trio sialetTani care ally. Ir you Otero* with any transaction or el Mao are any ergs or omission. please edify a Client Services reproserroothe a yen k:Cal brand, tree. to wel as 10 Amassed° Croan- g. Inc. in wrong imthn ten (10) days of yaw recept of this statement Any WO stalements Mal you hare made to us afraid be COMMed in wrong The statement sill °Chant be considered concbsbe. Please nary vs promptly 01 any charges in your cOnlaci information. TronildiOns raddled e your report wil be conebserob doomed accurateunto= you noels TD Amenfadoemmochatay. Account Protection: Deposes hold by MBank. NA ard TD Bank USA. N.A. aro insured by tie FDIC Ind Covered by SIPC) up 10 5250.000. Limas are per aCtOtinl oralertit per inialt40). TO learn mare about FDIC coverage go to ewe IdCgOv. Sedated. induelin mutual lump, held in your 13nMerage Actin are rrol depOSits Or obligations Of. or guaranteed by. any bank. are not FOIC.Instred. and invoke envestmont rides, ircludng possde loss of princpal. TD Amerdade is a member of the Sccunlies Investor Preto ton Corporation DSIPty. which Fracas =cute: customers of its mortars up to 5500.000 (indrtling 5250.000 la dart Pt cash). Explanatory brochure is available on request at westsneer". Addlbandly. TO Anierillade provides each Cleat 5149.5 trillion worth 01 protection for securities and 52 rollen 01 prOPCIOn for dish trough SupOlemental coverage provided by London Insurers the even 01a brokerage inatilancy. a dad may retain Wants due trom the Melee in balduldcY and Mon SIPC. Stolamental Damage is pad out MO, OW trustee and SIPC payouts an] ulna such coverage each dent is limited to a canned return at 5152 Mtn horn a eyelet. SIPC and London insurers The TO Antedlrade awsplentental coverage has an aggregate km 01 550) motion ova all cinemas. This patty provides Coverage lotaing boakaage insohincy an] does nol poled (Mend Ion in market valle ot me socurners An investment h a money market tuna b nol insured Or guaranteed by the Federal Depose Insurance Corporation (FDIC' a any other perorate agency Although the kinds Beek 10 preserve the valle a yOur nronment al 5 00 pe Share. it O tub» 10 lase moray by invasion in a money market Old. Dhaderds we declared dab and pacttenrostod monthly. The prospectus means Ins and odor important dormalort Read the prospectus Carek.0/ Wore ~ling. NOnd09001 investments herd by your broker dealer are NOT FDIC NSURED r NOT BANK GUARANTEED? MAY LOSE VALUE. The balance 'I your bank depend acoturil Or shard d yaw money Markel MOM, fund can be 'caudated on yarn order, and Ma proceeds returned le year secured account or ambled lo you Tax RterIng: The WWI) cowl e nO1 ti lag OCAJM(V4 You ail recess Farm 1009 for Waal Mx rowan ••• addax° will IRS nwpromants includes wain ran &Mont. taptal gen. tame netnekl. and silts proceechl. Some Gymets we *abject le rte asreden Meun «I be reline] on otempant k4 reports Cost Basis: Costaans. Ma lot and pokerrond tearing ara Dandrocea are dam ard CO^ClXled by COI tdjOnPORMEDIDanstrtone is net wont* la tie meerohm d sultay el to recandocn. TO AMCM-320 arid Cs Internalon wears itehters'i do nol ~Mee mo tbaoliCy d me namuien ard data podded Cal tiCardCWOVIEDir Oat/nee corpany and once *Need arm TO Margin and Options Account Agreements: Prompt, adaso 10 Amentrade re voting et Bey change in your investment cidxuros er amnia, setion as they wain to your margin o. OplOns accOunt agreements A summary 01 ognmesions and charge) incurred win the executein el moons transaction is ~fable. Omen Maid Mon: lea nakot 'dues ol seances have boa. Waned d ~Oka kom gAltini traces ird Other intendent tone Val" are breed on me doing pal Me men berm« me bd ad whin soon a direr freecels. I no rota value ante tom a dada» wan cr indeplodent sane. I've seemly is PAW to bang ~rot ef • Pr CAP). On valuable o. your goodie moon are paned as wad inkfmolon wet we cbrel guarantor> en awn/dory scones saes Maws backed postons Oro duo] rang me rtmanng tunas ird me anal mein aka Podnie Kcal sakorlions may na maw« sake prawch. The scanday mated la Cathodes ot Co:posts (CDs) es wady loud and the °dud mks am be diteml fron. the ~rose Woe Aspdowit loss ef Pinetart may man tam Ito sale col a CD pror le messy. Bons and Fred eon Smote: axle clferontly than tab wanes and dons trade en a Mud exchange. Perna. may Waden ea OTC PM Cc counted nakat and torWWINut% may not tod tar OW »Mil IOW Paden Pror to watery. lro sale ro tora pea to mamma/ rood a a Ices el preload. Non Standard Assets OGAI aso hotly manmade. Pact partcpwon program spurts !Sumatran. knead!Malty combine. or red ea» et/earners trust. comedy pooh. prude mob. abate debt or hedge krt. NS& ere Weal, Maud ~1~3 and denounce en a mad secured canner a notandaq Stoa Maya, The 'dues stun ter mad rnissurasts are mant robes dated hom wind methods. nearing bul net kited b, independent appranals to pasgans rot asset. ander thid pasty under offers tut had bom worded by to manpowet afmieter. ardor spavod oath warn or by a eedparty lade« egad Independent wercalltn by TO ~a. Values may net feted me atonal anhase Pa. actual market nue a be rote] teen lemdaecn C an osimat value creel be estabthed !Waugh thew,~hods. Me nodal mar be reflected es NotWited (-API Fa addlian decal nagamin .abaton la htoStardand Pacts, promo mead Clan Sawa Rune namars arenaman undo, ma SIPC Amen Rao Spurns DARSD Prong: The matt~ la OAS scoots hare boon clamed. deniable. horn tOtiden senates er Wei inepenert dens. The ocancy Olt prang is net euraiscol Ha motet ~eons matte. TOPectaire rol prom to OAS poem. tang ale conoderacn boll to Muddy an undotog ant gusty. The MG renal a currordy ~in, aaddbgidband. ass me nee an be no ~me that such monies an be wax one mad archon. REGULATORY DISCLOSURES MI mina:eons aro sticet to Ii) me con:Mahon. NW. Copula:vans customs and usages Of me exchange er market and its deafedbouSe. H any. en Mich such trantedad are executed: (lit ledaal lam. enduing me Securities Act 01 1933 and Ma Sautes oun nr o and tha er ▪ era crieDOE.Wikfte aAtond Ex F an es» brochure Mai masts information dosolang FINRAs Pitt Disclosure Program, please Contact FINRA at 800289'9999 Of wararHuidti. It interest rate slxnan Ier TO Ameafade Cash e taken from the applcatle encase rate ter for the Markel Value balance rn Pe TO Amertrode Carib. as 01 the illatement closing date Simple rawest ie accrue ea», based on the interest rate ea applicable to each days balance. Financial Statement Notification: The stoma« of hnancul sondes:in lor TO Omen:rat es ~table twee a year and may be °dent al no cost. via the internal al row.rowerrtclamontradeconshnancontatmentlarn. Option Assignment: At seen tidy anon posnons and some index open positions aro nude tor asegnment Carom amigniment traces br tub or rides options are random ay alocaled among allclams' she pestera by an aulemared proceekte. Free Credit Balances (Rule 1544 a 3): Under me dent protection roes. we may use free Croat Wants in your *enure n me Ordinary Course ol our banns which are panda to yOu on downed. Margin Amounts (Regulation T): H you have a margin accoani. the report es a combnaten of YOur Margin metre ard a special ~wand" mead( Tradng on margn poses adelhonal risks and es not metro lor all investors. A carped let of the risks assoaaled well margin treeing is °ratable in the margn rek disclosure document YOu may obtain a copy a this document by pomading us al ihenumbef lesled on page one 01 your stoternent Payment for Order Flow (SEC Rules 606 and 60T): In some crcumstances. TO Amount recants compensation lor droomt cortan overtra-counter ard wed tub order lbw to selected mends. broreas er dealers (Market Gententel. Catensalion is in the lom a a per share cash payment. ri adctiKen. TO Amatrade also may rocmocomponsaten related to tho foreign Regency ...change (»moaned 01 tronadions in Weal securities tom Markel Celere axed/Ong such nubs. We pose quarterly reports disclosing Me vo sees for order rearm execueon at avAvIdame•Cradocom A smarm copy is avalatle ton rawest. 11 is our policy. absent nerd orders to lire contrary. to select brokers. doalors. and market makers tend On Me °billy 10 peed, best («carbon and the Inlay 01 ~rig aloe improvement on market orders. Pnce macro:den is available Una Duran market condo:es. and sea regular>, manta execumns te lest for wall imperoment d mulatto. Trade COMIrmilliConti (Ruts 100-10): Oil coronations are ParemilledOn ine InanstaiOn dale Team: Transactions in foreign saddle. (ikhan° foreign ~WY ADM that lade In Pie U.S,) may include taxes and loos charged by et foreign marked or governments. winch may be redacted in the price 01 the security Of Charged OS an inaperderm ene item PrIvny Peaky NotIlkillon: A copy of Our TO Ametat Piney DOIcY is Meter al miwnamaindecorn Cable Settee: The slocation of penal ',em non;or nib or done tong e croons Reny syllem. A exception el trio procedres kr Dabble sccunin is walslee tre wobble or had comes are nubble teen reciami. Al Case 01 errors Or grastol taut your Meanie Fund Tenter.. please CO lael 8 al 7600669.3900, or in wrong to P,D, Box 2209. Omaha. NE 68103. or by email at dadernanakelditeneade.COm The ~melon conlahed in your *awn statement shall be bndng upon you if you do not odect wthn may ND) days lor any !candor ot lures stoat te Rcgdabon E, such as ATM and points-sal :rants, deco transactions. sired departs. and withdronrolto We Must hear from you ro later Man 60 earn after we set you Vie MST statomenl en whit the error or problem al:pored. (I) Tell us yOur none and account ranter (2)0o:camthe enor or to :rand« you aro unsure about. an] oxplan as dear?' as you can why you bolero ri is an error or why you need mere snlormabon. (3) Tell us the dollar amount of me emended ergot Wo silt invested* your sampan and wil correct any error promptly. II wo lake more man ID busies devil le dO this, in wil creel, yaw accent for the eMOteit yOu think is in error. sO that you wil have tho use of the money dunng tho ton stakes us to corrpao our inyestraman. AMID Ia0Tna S0NY_GM_00011978 EFTA_00122629

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 12/01/17 - 12/31/17 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTF1S STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash $ - $ • $ Insrd Dep Acct (IDA) 2,363,571.62 636,531.84 1,727,039.78 271.3% Money Market Short Balance Stocks 3,669,750.00 5,080,315.00 (1,410,565.00) (27.8)% Short Stocks Fixed Income Options 54.644.80 20,328.00 34,316.80 168.8% Short Options (10.788.40) (42,946.40) 32,158.00 74.9% Mutual Funds Other Total $077,178.02 65,694,228.44 S382.949.58 6.7% Margin Equity 100.0% Cash Activity Summa Income & Ex .ense Summa Non Current YTD Reportable Reportable Opening Balance $ 0.00 $ - Income Securities Purchased (3,408,219.04) Dividends $3,800.00 $ - Securities Sold 1,723,069.22 3,263,979.40 Interest Funds Deposited 2,452,000.00 Other Funds Disbursed Expense Income 3,800.00 3,815.10 Interest Expense Fees Other (1,726,869.22) (2,311,575.46) Other Closing Balance $ 0.00 $0.00 Net 53.800.00 $0.00 page 1of 7 Estimated Income Estimated Yield Portfolio Allocation 36,000.00 S36.000.00 YTD 0.25% 1.0% Stocks 60.1% 0.6% Other 1i% Performance Summa Cost Basis As Of - 12/31/17" $2,548,824.20 $3,814.41 Unrealized Gains 1,507,864.27 0.69 Unrealized Losses (343,082.07) Funds Deposited/(Disbursed)m 2,452,000.00 Income/(Expense)"° 3,815.10 Securities Received/(Delivered)Y° 2,925,891.00 'To view realized gains and losses for your account, login at wwwidameritrade.com and visit My Account > Galn/Loss. CONFIDENTIAL $3,815.10 SDNY_GM_00011979 EFTA_00122630

Statement for Account # 867-730320 12/01/17 - 12/31/17 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ - 0.00 $ 2,450,000.00 2,450,000.00 0.00 2,450,000.00 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 3,800.00 170.56 Year to Date $ 8.26 0.69 3,806.15 404.07 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a previous lax year (spillover dividends). The year to date feuds will accurately reflect your cumuiative amount for the year. Account Positions Symbol! Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin FOUNDATION MEDICINE FMI 25.000 $ 68.20 $1,705,000.00 01/13/14 $ 582,049.13 $ 23.28 $ 1,122,950.87 $ - INC COM GENERAL ELECTRIC CO GE 75.000 17.45 1,308,750.00 10/20/17 1,631,355.27 21.75 (322,605.27) 36,000.00 2.8% COM SANGAMO SGMO 40.000 16.40 656,000.00 05/28/13 337,771.20 8.44 318,228.80 THERAPEUTICS INC COM Total Stocks $3,669,750.00 $2,551,175.60 $1,118,574.40 $36,000.00 1.0% Options - Margin JD COM INC 280 $ 1.9516 $54,644.80 10/16/17 $ 75,121.60 $ 2.68 $ (20,476.80) $ JD Jan 19 18 40.0 C Total Options $54,644.80 $75,121.60 $(20,476.80) $0.00 0.0% page 2 of 7 CONFIDENTIAL SDNY_GM_00011980 EFTA_00122631

Statement for Account # 867-730320 12/01/17 - 12/31/17 Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Short Options - Margin JD COM INC JD Jan 19 18 44.0 C JD COM INC JD Jan 19 18 37.0 P 280- 280- $ 0.2877 0.0976 $ (8,055.60) 10/16/17 (2,732.80) 10/16/17 $ (36,759.54) (40,713.46) $ 1.31 1.45 $ 28,703.94 37,980.66 $ - Total Short Options $(10,788.40) $(77,473.00) $66,684.60 $0.00 0.0% Total Margin Account $3,713,606.40 $2,548,824.20 $1,164,782.20 $36,000.00 1.0% Account Activit Trade Settle Acct Transaction! Symbol; Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 12/08/17 12/12/17 Margin Sell - Securities Sold BRUNSWICK CORP BC 2,500- 55.9404 $ 139.841.77 139.841.77 COM Commission/Fee 6.00 Regulatory Fee 3.23 12/08/17 12/12/17 Margin Sell - Securities Sold BRUNSWICK CORP BC 2.500- 56.00 139,990.77 279,832.54 COM Commission/Fee 6.00 Regulatory Fee 3.23 12/08/17 12/12/17 Margin Sell - Securities Sold BRUNSWICK CORP BC 2,500- 56.10 140,240.76 420,073.30 COM Coromission/Fee 6.00 Regulatory Fee 3.24 12/08/17 12/12/17 Margin Sell - Securities Sold CAVCO INDUSTRIES INC CVCO 1,000- 147.75 147,740.59 567,813.89 COM Coromission/Fee 6.00 Regulatory Fee 3.41 12/08/17 12/12/17 Margin Sell - Securities Sold BRUNSWICK CORP BC 2,500- 56.15 140,365.76 708,179.65 COM Commission/Fee 6.00 Regulatory Fee 3.24 page 3 of 7 CONFIDENTIAL SDNY_GM_00011981 EFTA_00122632

Statement for Account # 867-730320 12/01/17 - 12/31/17 Account Activit Trade Settle Acct Transaction Date Date Type Cash Activity' 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/08/17 12/12/17 Margin Sell - Securities Sold 12/12/17 12/12/17 Margin Journal - Other 12/15/17 12/15/17 Margin Div/Int - Income page 4 of 7 Description BRUNSWICK CORP COM Cornmission/Fee 6.00 Regulatory Fee 6.23 BRUNSWICK CORP BC COM Regulatory Fee 0.26 BRUNSWICK CORP BC COM Cornmission/Fee 6.00 Regulatory Fee 1.28 BRUNSWICK CORP BC COM Regulatory Fee 2.95 BRUNSWICK CORP BC COM Regulatory Fee 0.64 BRUNSWICK CORP BC COM Regulatory Fee 1.54 CAVCO INDUSTRIES INC CVCO COM Commission/Fee 6.00 Regulatory Fee 4.40 CAVCO INDUSTRIES INC CVCO COM CornmissiorifFee 6.00 Regulatory Fee 0.06 CAVCO INDUSTRIES INC CVCO COM Commission/Fee 6.00 Regulatory Fee 3.32 PURCHASE FDIC INSURED DEPOSIT ACCOUNT BRUNSWICK CORP COM Payable: 12/15/2017 QUALIFIED DIVIDENDS 3800.00 Symbol, CUSIP SC BC CONFIDENTIAL Quantity Price Amount Balance 4,800- 56.22 269,843.77 978.023.42 200- 56.20 11.239.74 989.263.16 1,000- 55.58 55,572.72 1.044.835.88 2,300- 55.5775 127,825.30 1,172,661.18 500- 55.576 27,787.36 1,200,448.54 1.200- 55.575 66,688.46 1,267,137.00 1.300- 146.582 190,546.20 1,457,683.20 19- 147.70 2,800.24 1,460,483.44 981- 146.60 143,805.28 1,604,288.72 0.00 (1,604,288.72) 0.00 0.00 3,800.00 3,800.00 SDNY_GM_00011982 EFTA_00122633

Statement for Account # 867-730320 12/01/17 - 12/31/17 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 12/15/17 12/15/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.800.00) 0.00 DEPOSIT ACCOUNT 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 2.600- 2.345 6.090.86 6.090.86 COM Commission/Fee 6.00 Regulatory Fee 0.14 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 1.000- 2.341 2.340.95 8,431.81 COM Regulatory Fee 0.05 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 16.400- 2.34 38.375.11 46,806.92 COM Regulatory Fee 0.89 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 500- 2.365 1.176.47 47,983.39 COM Commission/Fee 6.00 Regulatory Fee 0.03 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 10.000- 2.36 23.599.45 71,582.84 COM Regulatory Fee 0.55 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 950- 2.365 2.240.70 73,823.54 COM Commissionfee 6.00 Regulatory Fee 0.05 12/20/17 12/22/17 Margin Sell - Securities Sold ASCENA RETAIL GROUP INC ASNA 19.050- 2.36 44.956.96 118.780.50 COM Regulatory Fee 1.04 12/22/17 12/22/17 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (118.780.50) 0.00 DEPOSIT ACCOUNT Closing Balance 'For Cash Achwly totals. refer to the Cash ActMty Summary on page one of your statement. $ 0.00 Insured Deposit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 12/01/17 $ 636,531.84 11 0.0800 $ 15.34 $ 15.34 12/12/17 2.240.820.56 3 0.1000 18.41 33.75 12/15117 2.244.620.56 7 0.1000 43.02 76.77 12/22/17 2.363.401.06 7 0.1000 45.29 122.06 page 5 of 7 CONFIDENTIAL SDNY_GM_00011983 EFTA_00I 22634

Statement for Account # 867-730320 12/01/17 - 12/31/17 Insured De • osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 12/29/17 2,363,401.06 3 0.2497 48.51 170.57 170.57 Total Interest Income $170.57 Insured De. osit Account Activit Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $636,531.84 12/12/17 12/12/17 Received FDIC INSURED DEPOSIT ACCOUNT $ 1.604.288.72 2,240,820.56 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/15/17 12/15/17 Received FDIC INSURED DEPOSIT ACCOUNT 3.800.00 2,244,620.56 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/22/17 12/22/17 Received FDIC INSURED DEPOSIT ACCOUNT 118,780.50 2,363,401.06 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/29/17 12/29/17 Received Interest: Insured 125.44 2,363,526.50 Deposit Account Bank USA 12/29/17 12/29/17 Received Interest: Insured 22.56 2,363,549.06 Deposit Account Bank USA 12/29/17 12/29/17 Received Interest: Insured 22.56 2,363,571.62 Deposit Account Bank NA Closing Balance $2,363,571.62 TD Bank NA $247.522.56 TD Bank USA NA $2,116,049.06 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks". Two of the Program Banks are TD Sank. N.A. and TO Bait USA. NA.. both affiliates of TD Amenuade. The IDA balances are not covered by the Secumies Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information TRADING ACTIVITY FEE To continue facilitating the execution of trades, a regulatory Trading Activity Fee (TAF) will be added to applicable sales transactions, beginning on or after March 19, 2018. This fee is one of the regulatory fees FINRA (Financial Industry Regulatory Authority) assesses to member firms. The rate varies depending on the type of transaction and the size of that transaction. This transaction-based fee has been previously consumed by TD Ameritrade. A full rate schedule can be found below as well as on the FINRA Website at FINRA.org in Section 1 of Schedule A to FINRA's By-Laws or by searching 'Trading Activity Fee PAC's' page 8 of? CONFIDENTIAL SDNY_GM_00011984 EFTA_00122635

Statement for Account # 867-730320 12'01.17 - 12 31 17 Important Information This fee will be included under the "Reg Fee" section of each trade confirmation. combined with any other applicable regulatory fees. It will be reflected in the totals for "commissions and fees" on the TD Ameritrade website within transactions and order histories. For questions you may reach us by calling the phone number listed on page 1 of this statement. Trading Activity Fee rates: $0.000119 per share for each sale of a covered equity security, with a maximum charge of $5.95 per trade; $0.002 per contract for each sale of an option; $0.00075 per bond for each sale of a covered TRACE-Eligible Security (other than an Asset-Backed Security) and/or municipal security, with a maximum charge of $0.75 per trade; $0.00000075 times the value, as reported to TRACE, of a sate of an Asset-Backed Security, with a maximum charge of $0.75 per trade. All charged fees will be rounded to the nearest penny using natural rounding logic. For example, $0.004 rounds to $0.00 and $0.016 rounds to $0.02. CALIFORNIA RESIDENTS If your total payments of interest and interest-dividends on Federally Tax-Exempt non-California municipal bonds were $10 or greater and you or your Partnership had a California address then TD Ameritrade will report this information to the California Franchise Tax Board each tax year per state statute. ANNUAL MARGIN DISCLOSURE Securities purchased on margin are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan. As a result, the firm can take action, such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its -house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://www.tdameritrade.com/financialstatementhtml or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of 9/30/2017, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.6 billion and 5339.8 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington, D.C. and the Denver, CO office of the Commission. page 7 of 7 CONFIDENTIAL SDNY_GM_00011985 EFTA_00122636

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011986

Terms and Conditions STATEMENT GUIDE IL Or ,cado provides morally Poiddie Reports Nr accoums sub annity and quarterly reports TO MAC! 'TO =COOTS rah assns.. Portfolio Summary: Treat It* Current Nita Cl your 000010 as 01 the ~at dale and mapares rl to Itie pror monlh.a The Mae 8110:alen ~08108 your p00010 divailfealion by invemmert type MAN* dlocatcoes undo 5% mg be grouped Mo ~category w -Char in the pie chart. Margin Early - Total AccouM ErluilWIT0011 Ming Merginable Value • TON I Short Value) Aelmty Summary: The opening and chasing cash balances we reconclee here lor yea quick rely*,ce Al acc-auni aangy is suimmanzal lor the currant paiod and year to dato_ Income 4. Expense Summary Inan4RAs only): This seitan dome the income and moons. totals hem me Aolidy Sunny and demon the lax nalnient Retirement AccooM Summary (IRAs only): Rama the IRS moorland transacoons for Mo Ogren! ord Vitt MM. IRS Fenn 5498 lair mak* value is based On the currant value as of December 31 o1Ø premus year arden to furnished to Ma Internal Revenue Same. Perlomanc•Sunimary:Monbor your annual portfolio perlormence ert the unedited gains and lassos for your luturo ruostmom sootogy. Account Positians:V1ew your mostmoms at tho current market vat.* and corrparo the copra coal 10 me ineakteel gains and losses n your pedloh) Original coal is assigned using he /1181-01. 0131-001(0100) method. ^etch assumes me esi shares >du set are those you purchase0 ant. Tho estimated mostment income2 and average cost per share ate assayed for your eater/ace Ilhe otlest purchase an e shown Mr en rdcalion 01 yew hooking PeiNdl. Account ActiVily: Al anOted aciMly ia dead, defined. haled in WO Order. and raOetted n the Owingcash baltra. Mad*. ~ding Sattlartifrol: Conlin yew ~Cots ati.008 ialth a itellleanent dale aller MOO Ø. Thoso transactionsen bo reflected n the Account Amity sexton neat Ø. Online Cash Stain TramectiOn Dwell: Cash mangenlert &Mann Mal cleared aging ess siatornom reporting pond. ndudng check. debit card and ATM actny. are used in dale «del. Online Cash Services Summary: Croft ard deal Iransrbon totals lor tho carom statoment relent» MOW be summariad. Indmmed litineaCterle are notlimed. tue to rounding actustments. do stroment ~Ms may not equal the stamment tomb. tainted Annual Income and Eserreted Annual Yield value* a e tend upon IN> pumaer Cl shares owned or carom value balance az 01 the stalemom dale ard the most utal dindend doe or cosh Pew ~Mad GENERAL INFORMATION 10 Montrane does not pone legal or lax adsce. Pleas* consult your legal adveor or lax tettOuNant when necessary. A8 a 818neerd intadla ~Mee. plena COMinahtins May be rammed br dually OOMMI and tansy:lion vairiaalW PurpOSee. For TO Amino -ado basonoral clews. your advisor him Is separate from and not situated win TO Amanracia. Inc. a TD Arnxtrado Ocorrig, Inc.. and oath Irre is nat rosponsble la Inc 1,00xls and sernces ol the Orher. Aconcycil Reports:II you find any errorsor omissions In your accouM statement you Mould immediately call us et the rumba' listed on page one w your statement. You Mould also contact our Clearing firm, TD Amediradre Clewing, Inc. el 800469-3900. Please corona na siatenm caready. II you Osage,' rob any bonsai:bon or d there we any aids or omissions. pease nobly a Client Services eepo»malhwa yaw tar branch Cate. as wol as 10 Amairade Clean- g. Inc. in waling whin ton (10) days of your Cocoa ot this Namment Any wet statements Mal you nine made to us should be COMM'S in rang The shitement stil «Name* be considered wank , Please may vs promptly 01 any changes in yow contact inanition. hareaCtions orldetled on your capon wit be conch/shay dimmed accurate unless you nobly TD Nrcrtradairrimodatear. Account Protection: Deposes told by TO Bank. N.A. and TD Bart USA. N.A. aro toured by he FDIC (401 COvered by SIPC) up 10 $250.030. Limas are per account oimertaP per iniblulal. TO learn more about FDIC Coverage g0 tO mow 101C40v. SeetalleS. inflating mutual hands, held in your Brokerage ACCOuN are ml deltrale Or °big/Mons co 0/ guaranteed by. any bank. are not FDIC-insured. and invoke investment flak:. 'ncludng mania loss ol printout TO Amenvade is a member ol Ø Scones invest« Note:ion Corporation (SIPC'). which protects scones customers of ds members up lo 5500.030 (inchading $250.000 lor claims for cash). Explanatory brochure is available on request at Additionally. TO Amerind. ph[M0eS each Clan $149.5 alien worth 01 PrOleCtlon for [Wyllie* and $2 melon 01 IXONCIOn Mr cash trough SupOlemental coverage provided by London 'newels h the emna Ola brokerage insoirency. a din may femme newts due frOM the ~Me In bmmulltcY and Ilan SIPC. Sidommonial °mango c pad out Yter tho trustee and Sloe payouts and Ør such coverage each clam is hauled to a osTiOnad return ot $152 miliOn horn e trustee. SIPC end London insurers The TO Amain% Swaptemenlal coverage has an arrogate Ira Ol 5500 motion ova all customers. TM potty provides Overage Naming ammage insolmmy ord does net polka (Nand Ion in Markel vota ct me secumles. Pa investment ai a money MOE lund is not mewled Or 9.18ranated by the Federal Depose Insurance Corporation 'FOCI a any other aerator.= agency. Although Ho tnt Beek 10 preserve the vat. Or maw immanent al 51 0) pa Pura 113 panel* lOse moray by incasing in a money market Ø. DMelends we <leaped Only end pacteemostod monthly. TIN procpccos nuns IN: ard otlwe impadart nommort Real the prospectus anta, Cleo' Wafting. NOnaleateil inveamente held by your boker dealer arc NOT FDIC NSURED !NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance ri your bank depOsrl acnril Or Shan d yOur money murtel matel fund can to lquidated on your order. and Ib proceeds ramrod to yew scones account or emitted byta Tax ~ring: The palblei NW° Mahn Ecument You nil rovuke Ram 1699 for and us nroarg n carplan Mn IRS recsaxais includes terabb ramm. chards. Ø on. lame ante. and saes prootedn Some ~mats we auket le rechesficelOn did) yell to rellectal an sdr.rsont 44 ~arts Cost Been: CodBasis, tan In and paean= ceponng ara Graapa we clicrod ad anclacial by COI td:CPPORMED ID Mona» is not itinnebe lo tie rektfity a sunray al to 'Yuman TO Amcento ad is taxman ~Mod FPonters1 do not ~Mee~ samry 01Pie arkmulm and date graded. COI ECCEPCEMED it 8~310 ~PLO and e rot attired with 1D arertmole Margin and Options Account Agreements: Prompt)/ adaso 10 Amentrade n wnlnp ot any chango in your investment I:arroyos or animal swain as they wain to your Moan Or Otilitnh tiCCOunt agreements. A summery of commissionsand dome, incurred wain oxanutban ol oFoons transacoons is ayalablo. Omni Mahal Prices: Wicr make. saum cl ræonec hams been Waned. al ammak[ kom q[attkn sent» and dab indeperident sons Vain we tern On Me awn act) Hq man feline tre NS ad slug pros. a other cretin. a alltarva [duels motalle how a qa016~ warn 6 OM independent ~W. tie noway is tab» lo bang rertedal at • Prom (1.) The icluns cn your pedIdo mood are ~Mod as Win 1141°." 11°13-11/ NC COCCI ~MO OG accuracy dry scones Feces ttoigsgo toduel postens are valued rang 1Fe remanng Nine ad me weal model aka Potali) Man seksflens my na caorart sake proceals. The secondary meal la Cottons of Deposes (CDs) a gastraly Aqua and the actual lu a nay bb after. Iron me mallase fate AsigiammlOss of anbel may roan ton the sab ol a CO pv le many. Bras ~be Frei loom Smarties trade clammy than may scans and Oa not Wade en a Mud *ammo°. Rana. hay owe n me OTC Kra the counter, market and eirdent louder (MY na as b IW »Nil Yew Parton6W o rrohdy.1ter solo abode pia to mower mapood a a loss cl precrad. Non Standacd Anon (6A1 are beady mixtments n drod partcpaban program [mourns iartnerstmz Mnrod lablty =panic. a' red cstam roostoort hat comacety pmts. promo eguty. pOrale debt a hedge Lads NS•6 ere hparb Mad Meelmatt ord do not Mole CI" a acne mounts eclonge a tiohccom Stoa lanct. The clues tom ta mate mosimmm tre ~Rd [Ma cloned horn meat ~balk naran. OW na Wed ST indtpendent appraisals the progods rot =at. ada Ova perry under Was hat an tool provided by to ~moored" ~ram. and«grow d each porn a by a thrdiamy vender sellout independent murcaten by Ill Amerbede Van mar on, react the opna ~fee pica. adual market aura a be roabaxl inn Madam C r ~man value canna be establehod Øat tese nianode. mo nivalen may be reflected as eltinarted ('NP) Fa Wand detal ~wen; union la Nan.Smadand Aria plead comet Clad Scnces Theta rossirmots arena cowed uØ Me 9PC. Px:n Rao Socurbm CARS-) Prong: The matel Nikos la OAS worms~ ban moaned. HawWe. trom cprOtsien tonne or ohei nelepordere sane*. The way ol the ~Mg b na *warren. Ha maikel aaliosraltaltb. TD Andrade di an:oho0AS pcolon.takrg as arneracn bah to ~My ad undocong cm* puny. The »IS ~la is crawly ~denote a kCk 01Salty ant asa mot ein an tie ro ~Force that ern trewrtint an told urda one ~We cote. REGULATORY DISCLOSURES MI Crania:bons aro tub)oct to p) me constitution. Mos. rogulatems. customs red usages bal exchange or mint and as dearagnouse. H any. on seich such tranatklan are oxecuted: dd ?Meal lass. indiang the Saunters Act ol 1933 and the S«urtes Ex 4 ounieb0 iv in orf o nel Of% F an oste brochure that incbclas alonnabon desabng FINRAs Puna Desclasuro Program. Petite Contact FINRAP 1930-289.9a99 Or maw linear No interest rØ shown tor TO Amertrade Cash a laken hom the applcatle incaseram ter ler the Markel Value balance n the TO AmeraadeCesh. as 01~ 818.10~M closing date Simple wterest is xcrued eV/ based on the interest rale ser applcablo to oath days balance. Financial Statement Notilicallon: Ito statemert ol anancial madman lor TO limontrade Mailable truce a yew and may te .maned al ro cost via the internee el hm. ...‘wratimmortradecombnancobiammenthant Option Assignment: Ali short malty opoon posnons and some index orphan positions are available lot assignment Emmet assignment races for WAY or index options are terldorrly Mamma among all clams' shod posoons by an OA/ZOOS °TOCCOA.. Free Credit Balances (llde 15c3.2 a 3): Under the dent protection nflos. we may use eon Credit balances n yOur account in the Panay came ol ow Wane» whkh ere payable lo yOu on demand. Margin Accounts (Regulation T1: H you have a margin account. the report a a combnaton of your margin wawa ard a Spada memorandum amen« Tracing on ~Kin poses addlional risks and es not suratle br all investors. A compact 1st ot the mks assocdted with margin tracing is amiable in the merge, rak disclosure acumen VW may obtain a copy Of Ns document by contacting us al the number toned on page one Ol your statement Payment Mr Order Flow (SEC Rules 606 and 607): In some crcumstances. TO Amornrado recants compensation la Ore an° artisan raya [ha counter and load equity oØ lbw to selected mantas. ~has or dealers (Markel Centers') Catnensalion is in Ihe Mira Of a per share cash paymont m addlion. TO Amatrado also may receive compensate., rotated to the foreign oriency <ochres, component OlbereaCtiOns h Weep secudlies from Markel Genera ozenng such nobs. We post waste./ recoils disclosing the vans ler order racro oxecurson x onmedarnxtrada_cont A written copy is avalatlis sun re<post II is our policy. absonl Pert ordars to rho contrary, to select boasts. doalors, and market ~Met based On IN> Why io ~ode beta Mecutlon and the history 01 ...Urn pdOe improvement 01mark« omos. Poe* [mammon avanablorder certain market condlions. and we reg lad/ mentor executat o too ler such impewomoni d avalable. Tede COnfirmatiOnti (Rids 100-10):MI cantonal:3ns we atiremineet On he IMMIMOn Taxes: Transactions in Meign shoaled (andarng Malign oerannY ADM INS Wide ia me U.S.) no/ include loses and fees charged by tie foreign madam or governments. each may be redacted in the price 01 IN> security or charged as an :dependent sne item Privacy Poky Nolifkation: A Cony el the TD Amertrao» Crary DOICY is ~Pane el vmw.Mamenindocorn Cal* SearrIllern The 'location or pond ratemplonti a calls n dame yang e pro.nn loamy system. A ~crown el the pecans for ~able sccumies is avalablo on to nesito a hang copes are ~title won(«pool. In Case 01 anon Cr questnno !afoul your ElearOniC Fund Menders. pease conlacl us el 1.1~669.3900. or in snag to P.O. Box 2209. Omaha. NE 68103. or by email al dieMeervkestbkleMegiatle.COM The MsannatOn cOntained in your *awn statement shall be lancing upon you if you do not oteecl wthn sixty 160)days Mr any transfer ot lutos Wont to Regulabon E. such as ATM and paid ot.me [tardy& debit transactions. direct OcTostis. and silhemmals We Mold hear from you ro later Man 60 dam ear we sen tar the FEST statement on while the error or problem appeared. (I) Tell us 103. rome and accountant., (2) Doscrbo the oar or Inc /ransfar you am unsure about, and explain as deafly as you can why you maimed is an error or why you need mac intormabon. (3) Ted us the dollar ~JO of Pie suaoktee ern. , Wo ^dl [monger* your complain and wit correct arty error promptly. H we lake more than ID business days lo de this. sewn oral, yOur (moan fOr Ow amount yOu think is in error, MINN youMI have the ute of the money dunng tho MOILS= us to corrflob our investgaton. aSITD 150 Obla SDNY_GM_00011987

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Arne:brad. Clearing. Inc.. Member SIPC Statement Reporting Period: 01/01/18 - 01/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 9-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Current Value ($5,544.00) 840,081.73 505,296.00 5,080,450.00 (505,296.00) 155,000.00 Total Margin Equity $6.069,987.73 91.0% Prior Value Period Change Change Estimated Income Estimated Yield $ - ($5,544.00) $ - 2,363,571.62 (1,523,489.89) (64.5)% 0.20% 505,296.00 3,669,750.00 1,410,700.00 38.4% 96,980.00 1.9% (505,296.00) 54,644.80 100,355.20 183.7% (10,788.40) 10,788.40 100.0% $6,077,178.02 ($7,190.29) (0.1)% $96,980.00 1.6% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Income & Ex • ense Summar Current YID Income Reportable Non Reportable YTD $ 0.00 $ - (2,766,848.00) (2,766,848.00) Dividends $9.000.00 S - $9.000.00 1,733,768.31 1,733,768.31 Interest Other Expense 9,000.00 9,000.00 Interest Fees 1,523,831.69 1,523,831.69 Other $499,752.00 $499,752.00 Net $9.000.00 $0.00 $9,000.00 page 1 o18 CONFIDENTIAL Portfolio Allocation Other 2.5% Short Stocks I 7.7% Stocks 77.0% Performance Summary $3,695,667.78 Cost Basis As Of - 01/31118'• Unrealized Gains 1,649,179.67 Unrealized Losses (614,69345) Funds Deposited/(Disbursed)''1D Income/(Expense)"° 9,000.00 Securities Received/(Delivered)"° 0.00 **To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Gain/Loss. SDNY_GM_00011988 EFTA_00122639

Statement for Account # 867-730320 01/01/18 - 01/31/18 Income Summary Detail' Description Qualified Dividends IDA Interest Current Year to Date $ 9,000.00 341.80 $ 9,000.00 *TNs section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumulative &mutt for the year. 341.80 Account Positions Symbol Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43,000 $ 11.40 $490,200.00 01/12/18 $ 500,956.00 $ 11.65 $ (10,756.00) $ 36,980.00 7.5% ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 69.40 1,735,000.00 01/13/14 582,049.13 23.28 1,152,950.87 INC COM GENERAL ELECTRIC CO GE 125.000 16.17 2,021,250.00 10/20/17 2,593,861.27 20.75 (572,611.27) 60,000.00 3.0% COM SANGAMO SGMO 40.000 20.85 834,000.00 05/28/13 337,771.20 8.44 496,228.80 THERAPEUTICS INC COM Total Stocks $5,080,450.00 $4,014,637.60 $1,065,812.40 $96,980.00 1.9% Short Stocks - Short SELECT SECTOR SPDR XLU 9,900- $ 51.04 $(505,296.00) 01/12/18 $ (499.545.82) $ 50.46 $ (5,750.18) $ TRUST SRI INT-UTILS ETF Total Short Stocks $(505,296.00) $(499,545.82) $(5,750.18) $0.00 0.0% Options - Margin SPDR S&P 500 1,000 $ 1.55 $155,000.00 01/30/18 $ 180,576.00 $ 1.81 $ (25,576.00) $ SPY Jun 15 18 300.0 C Total Options $155,000.00 $180,576.00 $(25,576.00) $0.00 0.0% Total Margin Account $5,235,450.00 $4,195,213.60 $1,040,236.40 $96,980.00 1.9% page 2 of 8 CONFIDENTIAL SONY_GM_00011989 EFTA_00122640

Statement for Account # 867-730320 01/01/18 - 01/31/18 Account Positions Investment Description Total Short Account Total Positions SymboU CUSIP Quantity Current Price Market Purchase Date Value Cost Average Basis Cost $(505,296.00) $4,730,154.00 $(499,545.82) $3,695,667.78 Unrealized Gain(Loss) $(5,750.18) $1,034,486.22 Estimated Income Yield $0.00 0.0% $96,980.00 2.1% Account Activit Trade Settle Acct Transaction! SymboU Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 01/19/18 01/23/18 Cash Buy - Securities Purchased ADT INC ADT 200 S 14.00 $ (2.800.00) (2.800.00) COM 01/23/18 01/23/18 Cash Journal - Other MOVE CASH BALANCE TO 0.00 2.800.00 0.00 MARGIN 01/25/18 01/25/18 Cash Delivered - Other ADT INC ADT 200- 0.00 0.00 COM TRANSFER TO 867-730320-2 01/11/18 01/16/18 Margin Buy - Securities Purchased GENERAL ELECTRIC CO GE 50.000 19.25 (962.506.00) (962.506.00) COM Commissionfee 6.00 01/16/18 01/16/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 962306.00 0.00 DEPOSIT ACCOUNT 01/12/18 01/17/18 Margin Buy - Securities Purchased ALPS ETF TRUST AMLP 43.000 11.65 (500.956.00) (500,956.00) ALERIAN MLP ETF Commissionfee 6.00 01/17/18 01/17/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 500.956.00 0.00 DEPOSIT ACCOUNT 01/17/18 01/17/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (8.18) (8.18) 01/18/18 01/18/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 8.18 0.00 DEPOSIT ACCOUNT 01/18/18 01/18/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.168.00 3.168.00 01/19/18 01/19/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.168.00) 0.00 DEPOSIT ACCOUNT 01/19/18 01/19/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1.485.00 1.485.00 01/22/18 01/22/18 Margin Delivered - Other JD COM INC 280- 0.00 1.485.00 JD Jan 19 18 40.0 C EXERCISED OPTION page 3 o18 CONFIDENTIAL SDNv_Gm_00011990 EFTA_00I 22641

Statement for Account # 867-730320 01/01/18 - 01/31/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 01/22/18 01/22/18 Margin Received -Other JD COM INC 280 0.00 1.485.00 JD Jan 19 18 44.0 C OPTION ASSIGNED 01/22/18 01/22/18 Margin Received - Other JD COM INC 280 0.00 1.485.00 JD Jan 19 18 37.0 P EXPIRATION 01/22/18 01/22/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.485.00) 0.00 DEPOSIT ACCOUNT 01/22/18 01/22/18 Margin Journal - Other MARK TO MARKET ADJ - 0.00 (693.00) (693.00) 01/22/18 01/23/18 Margin Buy - Securities Purchased JD COM INC JD 28.000 40.00 (1.120,010.00) (1.120.703.00) ADR Commission/Fee 10.00 01/22/18 01/23/18 Margin Sell - Securities Sold JD COM INC JD 28.000- 44.00 1.231.961.54 111.25854 ADR Commission/Fee 10.00 Regulatory Fee 28.46 01/23/8 01/23/18 Margin Journal - Other MOVE CASH BALANCE TO 0.00 (2.800.00) 108,458.54 MARGIN 01/23/8 01/23/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (108.458.54) 0.00 DEPOSIT ACCOUNT 01/23/8 01/23/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (4.752.00) (4,752.00) 01/24/18 01/24/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 4.752.00 0.00 DEPOSIT ACCOUNT 01/24/18 01/24/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.069.00 3.069.00 01/25/8 01/25/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.069.00) 0.00 DEPOSIT ACCOUNT 01/25/18 01/25/18 Margin Div/Int - Income GENERAL ELECTRIC CO GE 0.00 9.000.00 9.000.00 COM Payable: 01/25/2018 QUALIFIED DIVIDENDS 9000.00 01/25/18 01/25/18 Margin Received - Other ADT INC ADT 200 0.00 9.000.00 COM TRANSFER FROM 867-730320-1 01/25/18 01/25/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (7,722.00) 1,278.00 page 4 o18 CONFIDENTIAL SDNY_GM_00011991 EFTA_00122642

Statement for Account # 867-730320 01/01/18 - 01/31/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 01/24/18 01/26/18 Margin Sell - Securities Sold ADT INC ADT 200- 11.335 2.260.95 3.538.95 COM Commissionfee 6.00 Regulatory Fee 0.05 01/26/18 01/26/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.538.95) 0.00 DEPOSIT ACCOUNT 01/26/18 01/26/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 (297.00) (297.00) 01/29/18 01/29/18 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 297.00 0.00 DEPOSIT ACCOUNT 01/29/18 01/29/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 6.435.00 6.435.00 01/30/18 01/30/18 Margin Journal -Other PURCHASE FDIC INSURED 0.00 (6.435.00) 0.00 DEPOSIT ACCOUNT 01/30/18 01/30/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 (891.00) (891.00) 01/30/18 01/31/18 Margin Buy - Securities Purchased SPDR S&P 500 1.000 1.80 (180.576.00) (181,467.00) SPY Jun 15 18 300.0 C TO OPEN Commissionfee 556.00 Regulatory Fee 20.00 01/31/18 01/31/18 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 181 A67.00 0.00 DEPOSIT ACCOUNT 01/31/18 01/31/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 (5.544.00) (5,544.00) 01/12/18 01/17/18 Short Sell - Securities Sold SELECT SECTOR SPDR TRUST XLU 9.300- 50.461 469.270.46 463,726.46 SBI INT-UTILS ETF Commission/Fee 6.00 Regulatory Fee 10.84 01/12/18 01/17/18 Short Sell - Securities Sold SELECT SECTOR SPDR TRUST XLU 600- 50.4601 30.275.36 494,001.82 SBI INT-UTILS ETF Regulatory Fee 0.70 01/17/18 01/17/18 Short Journal -Other MARK TO MARKET ADJ 0.00 8.18 494.010.00 01/18/18 01/18/18 Short Journal -Other MARK TO MARKET ADJ 0.00 (3.168.00) 490.842.00 01/19/18 01/19/18 Short Journal -Other MARK TO MARKET ADJ 0.00 (1.485.00) 489,357.00 01/22/18 01/22/18 Short Journal -Other MARK TO MARKET ADJ 0.00 693.00 490,050.00 01/23/18 01/23/18 Short Journal - Other MARK TO MARKET ADJ 0.00 4.752.00 494.802.00 01/24/18 01/24/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.069.00) 49 t733.00 01/25/18 01/25/18 Short Journal - Other MARK TO MARKET ADJ 0.00 7.722.00 499,455.00 01/26/18 01/26/18 Short Journal - Other MARK TO MARKET ADJ 0.00 297.00 499,752.00 page 5 o18 CONFIDENTIAL SDNY_GM_00011992

Statement for Account # 867-730320 01 01 18 - 01 31 18 Account Activity Trade Settle Acct Date Date Type 01/29;18 01:29:18 Short 01/30/18 01/30/18 Short 01/31/18 01/31/18 Short Transaction/ Cash Activity' Journal - Other Journal - Other Journal - Other Symbol/ Description CUSIP MARK TO MARKET ADJ MARK TO MARKET ADJ MARK TO MARKET ADJ Quantity Price Amount 0.00 (6.435.09r 0.00 891.00 0.00 5.544.00 Balance 493,317.00 494,208.00 499,752.00 Closing Balance $499,752.00 'Far Cash Activity Wale, refer to the Cash Activity Summary on page one of your statemem. Insured Deposit Account Interest Credited Begin Number Interest Interest MID MTD Date Balance of Days Rate Accrued Accrued PAID 01/01/18 $ 2,363,571.62 15 0.2497 $ 242.54 $ 242.54 $ - 01/16/18 1,401,065.62 1 0.2497 9.58 252.12 01/17/18 900,101.44 2 0.1998 9.86 261.98 01/19/18 903,269.44 3 0.1998 14.83 276.81 01/22/18 904,061.44 1 0.1998 4.95 281.76 01/23/18 1,008,460.98 2 0.2497 13.80 295.56 01/25/18 1,011,529.98 1 0.2497 6.92 302.48 01/26/18 1,014,771.93 4 0.2497 27.77 330.25 01/30/18 1,020,315.93 1 0.2497 6.98 337.23 01/31/18 834,195.93 1 0.1998 4.57 341.80 341.80 Total Interest Income 6341.80 page 6 018 CONFIDENTIAL SDNY_GM_00011993

Statement for Account # 867-730320 01/01/18 - 01/31/18 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 92,363,571.62 01/16/18 01/16/18 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (962,506.00) 1.401.065.62 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 01/17/18 01/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (500,956.00) 900.109.62 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 01/18/18 01/18/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (8.18) 900.101.44 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 01/19/18 01/19/18 Received FDIC INSURED DEPOSIT ACCOUNT 3.168.00 903.269.44 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/22/18 01/22/18 Received FDIC INSURED DEPOSIT ACCOUNT 1.485.00 904.754.44 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/23/18 01/23/18 Received FDIC INSURED DEPOSIT ACCOUNT 108.458.54 1,013,212.98 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/24/18 01/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (4.752.00) 1,008,460.98 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 01/25/18 01/25/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,069.00 1.011.529.98 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/26/18 01/26/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,538.95 1.015.068.93 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/29/18 01/29/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (297.00) 1.014.771.93 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 7 o18 CONFIDENTIAL SDNY_Gra_00011994 EFTA_00122645

Statement for Account # 867-730320 01/01/18 - 01/31/18 Insured De r osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 01/30/18 01/30/18 Received FDIC INSURED DEPOSIT ACCOUNT 6,435.00 1,021,206.93 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/31/18 01/31/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (181,467.00) 839,739.93 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 01/31/18 01/31/18 Received Interest: Insured 241.56 839,981.49 Deposit Account Bank USA 01/31/18 01/31/18 Received Interest: Insured 50.12 840,031.61 Deposit Account Bank USA 01/31/18 01/31/18 Received Interest: Insured 50.12 840,08133 Deposit Account Bank NA Closing Balance $840,081.73 TD Bank NA $247,550.12 TD Bank USA NA $592,531.61 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks). Two of the Program Banks are TO Bank. N.A. and TD Bank LISA. NA. both affiliates of TD Ameritrade. The IDA balances are nol covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information TRADING ACTIVITY FEE To continue facilitating the execution of trades, a regulatory Trading Activity Fee (TAF) will be added to applicable sales transactions, beginning on or after March 19. 2018. This fee is one of the regulatory fees FINRA (Financial Industry Regulatory Authority) assesses to member firms. The rate varies depending on the type of transaction and the size of that transaction. This transaction-based fee has been previously consumed by TD Ameritrade. A full rate schedule can be found below as well as on the FINRA Website at FINRA.org in Section 1 of Schedule A to FINRA's By-Laws or by searching "Trading Activity Fee FAGs." This fee will be included under the "Reg Fee" section of each trade confirmation, combined with any other applicable regulatory fees. It will be reflected in the totals for "commissions and fees" on the TD Ameritrade website within transactions and order histories. For questions you may reach us by calling the phone number listed on page 1 of this statement. Trading Activity Fee rates: $0.000119 per share for each sale of a covered equity security, with a maximum charge of $5.95 per trade; $0.002 per contract for each sale of an option; $0.00075 per bond for each sale of a covered TRACE-Eligible Security (other than an Asset-Backed Security) and/or municipal security, with a maximum charge of $0.75 per trade; $0.00000075 times the value, as reported to TRACE, of a sale of an Asset-Backed Security, with a maximum charge of $0.75 per trade. All charged fees will be rounded to the nearest penny using natural rounding logic. For example, $0.004 rounds to $0.00 and $0.016 rounds to $0.02. page 8 of 8 CONFIDENTIAL SDNY_GM_00011995 EFTA_00122646

ID Ameritrade PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SD NY_GM_00011996 EFTA_00122647

Terms and Conditions STATEMENT GUIDE It: /c.) waeb prandes morsfly Portfolio Report; lor accoums win anwb and quanody report w naam accounts wei anelsd Portfolio Summae: Titeld the Current Maa Ot puf 00(0010 es 01 the n>pOd dele end ~paren n to itio prior ~Me Tee Wan elk celen irdCeba yOur p00010 divereaCalion by investment type MMO* dbuncres unica 5% ank be prouged mto tho <wagon, al "Ces" in Po pre dun. Maren Emily - Toto/ Account EtwernToul Long ~eindde gekte • Total Short Velde) Actinty Summary: Tilt opening and doling cash balances are reconcirn bore lor yta *web re!egeico Al acc-zuni actnity es surmanzed lor me torent ponod and voor to date. hoorn* 4. &pence Summary inendFas only): 11h: staan delarv tno ineamo ard *wenser t9ta,3 (rom the Aai ly Summary and Clanillos the les ireatment Pierement Account Summum, (IRA, osy): Renen to IAS recul tod transasons lor kno aan% and ora man IRS Form 5498 Fair merkel valne is based an the amant valut es or Dosenter 31 t1Ø pranous sta anima be turnshod to Ma Irdernal Reut:nut Sawa). PodonnanceSummary:Monifor your *aula ponk» benomene, end lto urrealized geina end tosses br your komforen:word stratopy. Account PosItians: New your rnestmoms a ito current maner vat»and con:ham the engten cad to sea wieekzed geina and bosses n your pand° Original coat is esegned using the erstrn. yn1Øl (F1F0) melhod. ntich assumee Ihe rytt slums you sel ere tihose you pjrchesed etst. Tho eslimaled erreostmoni encome2 and average Co:, per share an dadayed lor your /elegance Pre odest pushte, date e ahOwn tor en nOcerion ol nes hobog tapdi. Weeral Actinty: Al aam« eclidly is deert delbed. tetad in «e Order, ard relleded n the Cbring cash batance. Tradet Paring Santen** Coda, your emden Veders Wal e statement dele aller mono, Ø. Ildaso transacions vnl bo relloctod n me Account Acvnty sabon noot mom Online Cash Services TionsoctiOn Deint Cash management inosections Met cleered &ring ms siaranom reparting ponod. ndudng check. dein card and MIJ anta/. are ',stad en dato «Ob. ONS Cash Services Summum: Grolt ard deldi kan:won totals lor tho conom slatomen tepenn Dedal be summariad. Indhitbal treneeCtea8 ere ns huwt iDue to mandala actustments. tho ~ment deals may not «mal tem statement totals. :myteled Anno/ Income end Eserroted Anno& Vind velvet ere Oma upon Ibe nuMbb dwars «snee or ~rom valuta balanse as ot the stalemom dala and Me most roomt duidend ete 0, cash Pekt ~da GENERAL INFORMATION 10 tuntrade does not gromde legal or las ~ce. Plens* consult your Inrol aam« or las *Storten veten neCentny. A8 e tiendlird indaby Weleer. gehad COnnerielas may be records br. uelly anetel and liansattiOn vedhast DurpOsta For TO Amentrade beseboonal darts. your admor hem es scparato trom and not atthated wei TO Annanrada. Inc. a TO Arnxtrado °meng, Int.. ard oen run es nat responsie° la th* fantasie end somma ol ille ener. Accwacy of Reporls: H you flnd any errors or annsions In yam accouM slak/ment you ehould amedialely colt us et th* maten listed on page ome 01 your .leenent. You enduld als* contact our Clearing fat, TD Amanda> Clearing, loc. al 8004694900. Please rcenew trio sialoToM earCAlly. If you elsopeco ah any kansarme], or d Mae are any etas a anssiorn. Masse notify e giant Services reproseMeliee d you biel bande Øe. SS wol as 10 Amaindo Clean- g. Ine, in wmrg nunn ton (10) days ol your reent ot tod statement Any ad luitenants Inst you here nede to vi aha«, be COrAnned in vaag The statement won «henna be considered conclane. Fletse natelt us pcompily 01 any changes in you cOnlaci kntdmaMon. TrereectiOns releded on your repon wil be concbsepalydamed aconeurdoss you rooly TD Anwtradoirnmatateer. Account Prolectbn: &posen hald by TO flank. NA ard TD Dank USA. NA. aro nsured by TM FC/C (WI Overeet by SIPC) up le 5250.000. Liften ere per EiCtOunl oymeren0 mr inittlubrn. TO leem more Wat FOK COrdege 00 10 +new10040Y Stales. indudng "duel funds, held in maa BrOkerage ACCOuN are r01 depotile Or obliptilions of. or gusanteed by. any bank. Ø not FOIC,Inswed. and mavo envestment mes. includng posstle loss ol princpal. TD Ameneade is a momber ol Ø &conti*: inveslca Praatten Corporalion (51PCI. which pretacts se:welles ei-atomen of els merrbers up lo 5500.000 (inclacling S250.000 lor claims for cash). Explanatory brochure is availade n request wrnwsipc.org. Addltionaily. TO Amerika« , (SOM% With deed $149.5 minor, wonh ol prolectlon tor ileCudlieti and 52 Milon 01 iXONCIOn fa Cash Overeen SupOlemenlel omlag.> ernvided by London neurale h Me Mal 01a ~etage ineolrency. a dal may Stekt Wants duo hal the Wade in ~Pad and don SIPC, ~omal corompo o pad oul Ø tho trustee and SIPC payouls ard Ør such coyerage each clan es Weed to a carbrod return ot 5152 mitiOn kom e toont. SIPC and London inwas The TO Malve% Supplemonial coverage Inas an a:Jampot* limi ol 1600 muon amr all cum:nors. Trio polcy prandes COverage Ion:ming brOksege intany end cbes 0016401M Walmt b» in meel val» ot me seourtos Ar, intomen n a money ~del lunde not intured Or dararrned by Me Federt &post Insuranar Corpormon (FDICI ce any aha gawararam ogen*,. Afthough Int Aards Beek 10 profane [ho adabe Ct nes innalmant el 51 00 per erere. d b anwb» 10 lOse meet/ by invesIng n e money mankt fund. Drndleds ere dectated dab end padYerwastod morsdy. lbo prospectus canons Mes ard aha important rtorrraort Reed the ',maestro. Centlutir berom ~Ving NOn-depOsil in/011mo~ held tb your boker.dealer aro NOT FDIC NSURED r NOT BANK GUAfteNTEED MAT LOSE VALDE, The beknot in Mor benk 0~1 swami of shares d yOur M011ey Maan mudiad fund can bo liquidated on >uw order. and Me womeds return:d to war sceurern account or remeled 10 vno TO ~eng: The pC4dO ma is Maten ~snert You wil rearke Form 1009 lol arnal wc reparag n carpla- ce Mn IRS reasownis indudes Waakt reana. ctrelent. capral gare. lage aultneki. end sales proceedil Steno hyrnete ere whist to redenrcelOn nhkh toll to refteted o".2.tdoont at iefens Oost Seis: Caonuts. ta lot and pcnowona, ceporing and Gairdompor am Wamt a- el arduled by CO-1 teDCFPOReTEOMenearnerle is na ~Oma, la to rekt% er Nianty d Ida rtammcn ro Mena and ts biterroien paars Flowders, do not ounnieerhoecoentydrhoinkmNonand dele ombed NCCFPCFSATED b e Waande Ogypiny and e na Slaand win 11)rmertmde Mater and Options Account Agreements: Prompter arniso 10 Amon:rade n vang ot any aanga re your investment ebearros or *menu, stuairan as trim opnam to your manin Or Otrlas eccOunt agreenyonis A summay 01 oanntissions and doeg% «urn wei Ilte oxocutban ol opeons transaceons is aralable. Om« Mantel Prices: Ilde matuil vakes ol scans: nam bØ etened, dm - aanlok kom qtrtikn ~OS ad Cd* telhandent sans ~es we Weed On OM dovig wok me mem beween mo brd ad slag rom a ahoi rretweb, t na rocks pioen wikte hom a cf.rotnen eent* OM« indeOndent sbne. ere 'anwb is edea 10 beng ~dl bi Nul Prooi (11P) nov:1u~ en your punch> meed are omreed as penaal atmeten ad we dora gorones bb aurery dry scones secs- Orengado badtal postan are Wood vang de remenng balence ad ent waar meel orke Pandt inti WWW.C418 my nO1 eaccat mbo prococcb, Plo seo:nday maai a Cents. 6 &pad, (CLIs) es anady boud and the aClud %Olm mei be Oeren kol Me0~M Vee Malen MIA d potkt may malt tam led sale el a CO pre le nattry Brit ma Ral Wam Securtes inde elforomy tom web secunsw and de na rato aa a aow ~po. Rana. enry kat n me OTC tra Me °ouden ~and woon Nul:eifnvrel (n Ia We buda Ma PadenPa to rnatuty. lbo sabel lacnb pncr to mauty mar roeit n alras dompa. Non Standard Assen OGAI we twacaly møØ n droct partcpaton program secure.% loont:bps. Inuod tablet ~panen. cr red eclat moren esa. commay pcds. primo Nuty. mina dal a redt» kricia Wo ere bekaf/ have imealmatt ad do na Wie en a nscnd minna oceanen ala Nadad Stock Malt. ltiornues avart lor twee mesewrts are ~Wed 'spat defect hom aart merhodk ~Ira bul nol Inbed Ie independent maand& to prozaas not ww. ander bvd pony eender Mors tut har* boon pruvded by bb monogaam a:nrraratr. ander giCYRI:10.1:11per" a by a threlpyty ende« neon ~dam ~cola by ID knel:rade Valse mei rel («MI lto raamt, ~usa pica mand Mto « be roated yam Inedaecn an osimwd *duo canna be establehod thrOugh lese nolhods. Me wadden mar be renected es NonPsted CNV) Fa 8006~ dna/ regaionp waaien la Na Surlad koe. Neme amict Oen Snes Dow rrossinats arena oreadunclat tho SIPC Pad= RsoSocurtesCARSD Prong: Tot makel~ fd MS scoseashse been Stoned. A meute.Ion cprOtekn seniores or a ei rdepenSent earCed The smet./ ol Me pang is nol 'aanmat Ma mand manen na adat. TE> Seroltade SI pree enn SAS poolon.takrg blo ecroderdan bot to kaolly m undotog Bedt quaty. Wie »d ruls ás Øy tedele dng e itek Of iaidty end, ese ma Mae Ca be ro wannen gul toch eecortes be seld urda ons maant coxItan. REGULATORY DISCLOSURES NI berisseons aro abject to p) me casu:loon. Mes. roadatrans. clowns and usages d the exchange Of Merkel. and ib dearronouse. M Orry. On geien ma lienatelens ere omslag:d titl loden lans. inchaing me Secunins Act a 1933 and tho S«urtes En 4 ouncriDO ni in oir o nd etka n s d r h : F For an investor brochure mal murdos informabon dosabng FINRA's Plak Doclasuro hoprel. pleete Contact FINRA at WO-289.999g Of wowlutete. Tho interest rato slxwm fa TO Amertrade Cash is laken Oom Po opplooide eniecost rato eer lor the Merkel Valst balans) n Ine TO nMerOadeCaSh. as OIO» nelement °Meng date Simple netten es scnxd doei based on tbc interestrato est applicatie toon:hday* balance. Pinanond Statement Nonfoation: lbo stammen ol hnancul cad ton lor TO Omen:rade es ~tabla inece a year and may be obtened al no 0091. via Me iniernel al hannawnetetwentradoconylinanciabisomonthird. Option AssIgnment All short emity woon onmens and same index optorn pontons are ~Iade lor assignmeM. heit« essignment races ra egub or inden options are rendon ly alocaled arrang all clontS stal posnons by an aJtamoled proxectre. Free Credit ~ncw (Ruin 154.2 a 3): Under me dent protabon Mm. wo may usa tree Credit Waan n yOur ~Ode n Ine Mina, course al out kienen who en> pandde to sau on domst. Maren Aecourds Olepulatkin T): M you have a margin accouni. ma report d a combnawn el Snor margin *COX« enda ~cie] menorardum esa« Tredng on maan 'Mees ede/bonal risks and es not sutado lor all investors. A complet° lei ot the nsks assooated wen margin wring is avatar» in ne menen rek disdosure document. YOu may Oblain a copy d ins document by coniacting us el Me ()omber had on page one ot put statenent. Payment for Order Roei (SEC Ruim 606 and 607): In somo crcummances. TO Amornrado recent Dompel-woon la drom% teran ~all -or:ouwe< ani lood web orda Ilaa to selecied meees. brokers or dealers (Mand Centert)) Capensalion is in lto Iran or e per share cash palmend h addlion. TO Armoede aso may memo condensaten «dood to mo tornen cureney «athenea COmporent Of tretnialiOns klieder seasilies rom Merkel Calais Datoene ach ordes We post caparbyty regens discburg Mo wees lor order marg execueon ann.m.idarnperadtcom A entten copy is avaratle won rayon. h is our patcy. absent eten orders to lno contrary. to seist kaats. dealers. ard marker maken Weed On Me Willy to aarde ben ~Won ard [ho beton, 01 stang toe incovementen mark« orden. Peso impecramentis avant* Wpr oortan mattal conetbons. and wo regulary monter execulat. to lost lor sten imprommeni d avarado. Trede COMirmellerne (flu10100-10):All contrmalions ere asemde* On Ine lanstin dele Taan: Trensden), in beton stuenes (inCludn0 aeign 00^0anY AD" Felt (rade h den U.S,) mei incNde tams ani løs diarota bymo loeren mantod o governments. vach may be Meeleef in Me wiet Ol Ine money Of charged tan aaneen/ent Ine Ma Pres, POlicy tiontionlon: A copy of Me TO Amen:neb privacy DOICY is WOW» el swalamaindocom Canto Slowden The eterram el maal !Mem/long a snib n dame rang a omina tomvy toom. A downglit el mo portelan tor canada stuntos is avalabloon W groene or hang top*: aro muntte won focper.i. In ase ot enne, Or westerns WOW your ElatrOne Fund Tranen. pele tonett us al 1.200669,39W, or n ming to P,O. Box 2209, Omaru. NE 68103. or by omul at dieMeenkáskeldaMentrade.COm naa ~maten oorreces n your acCouni statement 8hall be bndng epen ira el you do net oblecl wthn :day NO) days lor any lindor ot lutos Wepel to Repriabon E, web as ATM and pont aran *aceton, debn transactions. dereci asostis. and windende We Must heer trom you ro later Men 60 den ener we sent you me FIRST statoment on whchthe error or preblom appoarcd. (I) Ted us phr rennend asmunt maner (2) Oasen» the error of Int tander you am unsuro ou t. ard inplan as daad/ as you avl way you bolero dis an error or why you nood mat inlormabon. (3) Ted as Po dore snort of the suevected erger. Wo wi, invosigs* your °omplant and wil <area any error promptly. M wo lakei more man ID business Wam to de tas. se wil oraal yOur canon br me amant yOu Ihink is near. 80 We you wil have tla uso ol the mam dunng tho tmottakos os to compote ourinvestgawn. ~TO 150 07,14 S0NY_GM_00011997 EFTA_00122648

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 02/01/18 - 02/28/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Period Chang! Change Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value Prior Value Total Margin Equity Estimated Income Estimated Yield $3,366.00 ($5,544.00) $8,910.00 $ - 755,640.60 840,081.73 (84,441.13) (10.1)% 485,694.00 505,296.00 (19,602.00) (3.9)% 5,224,800.00 5,080,450.00 144,350.00 2.8% 96,206.00 (485,694.00) (505,296.00) 19,602.00 3.9% 91,640.00 155,000.00 (63,360.00) (40.9)% (3,200.00) (3,200.00) $6,072,246.60 $6,069,987.73 $2,258.87 $96,206.00 92.0% Portfolio Allocation Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance 0.20% 1.8% Income & Ex•ense Summary Current YTD Reportable Non Reportable YTD $499,752.00 $ - Income (124,572.60) (2,891,420.60) Dividends $8,883.80 $ - $17,883.80 20,432.91 1,754,201.22 Interest Other Expense 8,883.80 17,883.80 Interest Fees 84,563.89 1,608,395.58 Other $489,060.00 $489,060.00 Net $8,883.80 $0.00 $17,883.80 pivot of 9 CONFIDENTIAL 1.6% Other 1.5% Short Stocks 7.4% IDA 11.5% Stocks 79.6% Performance Summary Cost Basis As Of - 02/28/18" $3,799,807.47 Unrealized Gains 2,138,014.40 Unrealized Losses (1,110,275.87) Funds Deposited/(Disbursed)`'1D Income/(Expense)n 17,883.80 Securities Received/(Delivered)" 0.00 **Via view realized gains and losses for your account, login at www.tdamerinade.com and visit My Account > Clain/Loss. SDNY_GM_00011998 EFTA_00I 22649

Statement for Account # 867-730320 02 01 18 - 02 28 18 Income Summary Detail' Description Ordinary Dividends Qualified Dividends IDA Interest Current Year to Date $ 8,883.80 0.00 122.76 $ 8,883.80 9,000.00 464.56 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions investment Description Symbol! CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 10.10 $434.300.00 01/12/18 $ 500,956.00 $ 11.65 $ (66,656.00) $ 36,206.00 8.3% ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 82.75 2.068.750.00 01/13/14 582,049.13 23.28 1,486,700.87 INC COM GENERAL ELECTRIC CO GE 125.000 14.11 1,763,750.00 10/20/17 2,593,861.27 20.75 (830,111.27) 60,000.00 3.4% COM SANGAMO SGMO 40.000 23.95 958,000.00 05/28/13 337,771.20 8.44 620,228.80 THERAPEUTICS INC COM Total Stocks $5,224,800.00 $4,014,637.60 $1,210,162.40 $96,206.00 1.8% Short Stocks - Short SELECT SECTOR SPDR XLU 9,900- $ 49.06 $ (485,694.00) 01/12/18 $ (499,545.82) $ 50.46 $ 13,851.82 $ - TRUST SBI INT-UTILS ETF Total Short Stocks $(485,694.00) $(499,545.82) $13,851.82 $0.00 0.0% Options - Margin BARCLAYS BANK 1,000 $ 0.4959 $49,590.00 02/14/18 $ 124,572.60 $ 1.25 $ (74,982.60) $ - VXX Mar 16 18 37.0 P SPDR S&P 500 1.000 0.4205 42,050.00 01/30/18 180,576.00 1.81 (138,526.00) SPY Jun 15 18 300.0 C Total Options $91,640.00 $305,148.60 $(213,508.60) $0.00 0.0% page 2 of 9 CONFIDENTIAL SDNY_GM_00011999

Statement for Account # 867-730320 02 01 18 - 02 28 18 Account Positions Investment Description SymboU CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Short Options - Margin BARCLAYS BANK VXX Mar 16 18 32.0 P Total Short Options 1,000- $ 0.032 $(3,200.00) 02/14/18 $ (20,432.91) $ 0.20 $ 17,232.91 $ - $(3,200.00) $5,313,240.00 $(20,432.91) $4,299,353.29 $(499,545.82) $17,232.91 $0.00 0.0% Total Margin Account $1,013,886.71 $96,206.00 1.8% Total Short Account $(485,694.00) $13,851.82 $0.00 0.0% Total Positions $4,827,546.00 $3.799.807.47 $1,027,738.53 $96,206.00 2.0% Account Activit Trade Date Settle Date Acct Type Transaction Cash Activity' Symbol Description CUSIP Quantity Price Amount Balance Opening Balance $499,752.00 02/01/18 02/01/18 Margin Journal - Other REDEMPTION FDIC INSURED $ 0.00 $ 5.544.00 505.296.00 DEPOSIT ACCOUNT 02/01/18 02/01/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 7.920.00 513,216.00 02/02/18 02/02/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.920.00) 505,296.00 DEPOSIT ACCOUNT 02/02/18 02/02/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.564.00 508,860.00 02/05/18 02/05/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.564.00) 505.296.00 DEPOSIT ACCOUNT 02/05/18 02/05/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 8.118.00 513,414.00 02/06/18 02/06/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (8.118.00) 505,296.00 DEPOSIT ACCOUNT 02/06/18 02/06/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 7.227.00 512.523.00 02/07/18 02/07/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.227.00) 505,296.00 DEPOSIT ACCOUNT 02/07/18 02/07/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 2.277.00 507,573.00 02/08/8 02/08/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.277.00) 505,296.00 DEPOSIT ACCOUNT 02/08/18 02/08/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 5.346.00 510,642.00 page 3 o19 CONFIDENTIAL SDNY_GM_00012000 EFTA_00122651

Statement for Account # 867-730320 02/01/18 - 02/28/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 02109/18 02/09/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (5.346.00) 505.296.00 DEPOSIT ACCOUNT 02/09/18 02/09/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (9.900.00) 495.396.00 02/12/18 02/12/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 9.900.00 505,296.00 DEPOSIT ACCOUNT 02/12/18 02/12/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (3.663.00) 501.633.00 02/13/18 02/13/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 3.663.00 505.296.00 DEPOSIT ACCOUNT 02/13/18 02/13/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.178.00) 503.118.00 02/14/18 02/14/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 2.178.00 505,296.00 DEPOSIT ACCOUNT 02/14/18 02/14/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 5.445.00 510,741.00 02/14/18 02/15/18 Margin Sell - Securities Sold BARCLAYS BANK 1.000- 0.21 20.432.91 531,173.91 VXX Mar 16 18 32.0 P TO OPEN Commissionfee 550.00 Regulatory Fee 17.09 02/14/18 02/15/18 Margin Buy - Securities Purchased BARCLAYS BANK 1.000 1.24 (124.572.60) 406,601.31 VXX Mar 16 18 37.0 P TO OPEN Commission/Fee 556.00 Regulatory Fee 16.60 02/15/18 02/15/18 Margin Div/Int - Income ALPS ETF TRUST AMLP 0.00 8.883.80 415,485.11 ALERIAN MLP ETF Payable: 02/1512018 Ordinary Dividends 8883.80 02/15/8 02/15/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 89.810.89 505,296.00 DEPOSIT ACCOUNT 02/15/8 02/15/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (10.692.00) 494,604.00 02/16/8 02/16/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 10.692.00 505,296.00 DEPOSIT ACCOUNT 02/16/18 02/16/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (4.356.00) 500,940.00 02/20/18 02/20/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 4.356.00 505,296.00 DEPOSIT ACCOUNT 02/20/8 02/20/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 6.435.00 511,731.00 02/21/18 02/21/18 Margin Journal -Other PURCHASE FDIC INSURED 0.00 (6.435.00) 505,296.00 DEPOSIT ACCOUNT 02/21/18 02/21/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 6.435.00 511,731.00 page 4 of 9 CONFIDENTIAL SDNY_GM_00012001 EFTA_00I 22652

Statement for Account # 867-730320 02/01/18 - 02/28/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* SymboU Description CUSIP Quantity Price Amount Balance 02/22/18 02/22/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.435.00) 505.296.00 DEPOSIT ACCOUNT 02/22/18 02/22/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.475.00) 502.821.00 02/23/18 02/23/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 2.475.00 505,296.00 DEPOSIT ACCOUNT 02/23/18 02/23/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (12.672.00) 492.624.00 02/26/18 02/26/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 12.672.00 505,296.00 DEPOSIT ACCOUNT 02/26/18 02/26/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1.485.00 506,781.00 02/27/18 02/27/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.485.00) 505,296.00 DEPOSIT ACCOUNT 02/27/18 02/27/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 7,920.00 513,216.00 02/28/18 02/28/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.920.00) 505,296.00 DEPOSIT ACCOUNT 02/28/18 02/28/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3266.00 508,662.00 02/01/18 02/01/18 Short Journal -Other MARK TO MARKET ADJ 0.00 (7.920.00) 500,742.00 02/02/18 02/02/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.564.00) 497.178.00 02/05/18 02/05/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (8.118.00) 489.060.00 02/06/18 02/06/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (7.227.00) 481.833.00 02/07/18 02/07/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (2.277.00) 479.556.00 02/08/18 02/08/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (5.346.00) 474.210.00 02/09/18 02/09/18 Short Journal - Other MARK TO MARKET ADJ 0.00 9.900.00 484,110.00 02/12/18 02/12/18 Short Journal - Other MARK TO MARKET ADJ 0.00 3.663.00 487,773.00 02/13/18 02/13/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2.178.00 489,951.00 02/14/18 02/14/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (5.445.00) 484,506.00 02/15/18 02/15/18 Short Journal - Other MARK TO MARKET ADJ 0.00 10.692.00 495.198.00 02/16/18 02/16/18 Short Journal - Other MARK TO MARKET ADJ 0.00 4.356.00 499.554.00 02/20/18 02/20/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (6.435.00) 493.119.00 02/21/18 02/21/18 Short Journal -Other MARK TO MARKET ADJ 0.00 (6.435.00) 486.684.00 02/22/18 02/22/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2.475.00 489.159.00 02/23/18 02/23/18 Short Journal - Other MARK TO MARKET ADJ 0.00 12.672.00 501,831.00 02/26/18 02/26/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (1.485.00) 500,346.00 page 5 o19 CONFIDENTIAL SDNY_GM_00012002

Statement for Account # 867-730320 02/01/18 - 02/28/18 Account Activity Trade Settle Acct Transaction/ Symbol! Date Date Type Cash Activity• Description CUSIP Quantity Price 0.00 0.00 Amount Balance 02/27/18 02/27/18 Short Journal - Other MARK TO MARKET ADJ 02/28/18 02/28/18 Short Journal - Other MARK TO MARKET ADJ (7,920.00) (3,366.00) 492,426.00 489,060.00 Closing Balance 'For Cash &Wily totals. refer to the Cash Activity Summary on page one of your statement. $489,060.00 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 02/01/18 $ 834,537.73 1 0.1998 4.57 $ 4.57 $ - 02/02/18 842,457.73 3 0.1998 13.84 18.41 02/05/18 846,021.73 1 0.1998 4.63 23.04 02/06/18 854,139.73 1 0.1998 4.67 27.71 02/07/18 861,366.73 1 0.1998 4.72 32.43 02/08/18 863,643.73 1 0.1998 4.73 37.16 02/09/18 859,089.73 3 0.1998 14.11 51.27 02/12/18 855,426.73 1 0.1998 4.68 55.95 02/13/18 853,248.73 2 0.1998 9.35 65.30 02/15/18 752,745.84 1 0.1998 4.12 69.42 02/16/18 748,389.84 5 0.1998 20.48 89.90 02/21/18 754,824.84 1 0.1998 4.14 94.04 02/22/18 758,784.84 1 0.1998 4.15 98.19 02/23/18 746,112.84 4 0.1998 16.34 114.53 02/27/18 747,597.84 1 0.1998 4.09 118.62 02/28/18 755,517.84 1 0.1998 4.14 122.76 122.76 Total Interest Income $122.76 page 6 of 9 CONFIDENTIAL SDNY_GM_00012003 EFTA_00122654

Statement for Account # 867-730320 02 01 18 - 02 28 18 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance 3840,081.73 02/01/18 02/01/18 Delivered FDIC INSURED DEPOSIT ACCOUNT S (5.544.00) 834,537.73 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/02/18 02/02/18 Received FDIC INSURED DEPOSIT ACCOUNT 7.920.00 842,457.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/05/18 02/05/18 Received FDIC INSURED DEPOSIT ACCOUNT 3.564.00 846,021.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/06/18 02/06/18 Received FDIC INSURED DEPOSIT ACCOUNT 8.118.00 854,139.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/07/18 02/07/18 Received FDIC INSURED DEPOSIT ACCOUNT 7.227.00 861,366.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/08/18 02/08/18 Received FDIC INSURED DEPOSIT ACCOUNT 2,277.00 863,643.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/09/18 02/09/18 Received FDIC INSURED DEPOSIT ACCOUNT 5,346.00 868.989.73 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/12/18 02/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (9,900.00) 859,089.73 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/13/18 02/13/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (3,663.00) 855,426.73 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/14/18 02/14/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (2,178.00) 853,248.73 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 7 o19 CONFIDENTIAL SDNY_GM_00012004

Statement for Account # 867-730320 02 01 18 - 02 28 18 Insured De. osit Account Activi Date Cleared Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 02/15/18 02/15/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (89,810.89) 763,437.84 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/16/18 02/16/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (10,692.00) 752.745.84 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/20/18 02/20/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (4,356.00) 748389.84 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/21/18 02/21/18 Received FDIC INSURED DEPOSIT ACCOUNT 6.435.00 754324.84 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/22/18 02/22/18 Received FDIC INSURED DEPOSIT ACCOUNT 6.435.00 761.259.84 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/23/18 02/23/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (2.475.00) 758.784.84 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/26/18 02/26/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (12.672.00) 746.112.84 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 02/27/18 02/27/18 Received FDIC INSURED DEPOSIT ACCOUNT 1.485.00 747,597.84 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/28/18 02/28/18 Received FDIC INSURED DEPOSIT ACCOUNT 7.920.00 755,517.84 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/28/18 02/28/18 Received Interest: Insured 42.81 755,560.65 Deposit Account Bank USA 02/28/18 02/28/18 Received Interest: Insured 4.07 755,564.72 Deposit Account Bank 02/28/18 02/28/18 Received Interest: Insured 37.94 755,602.66 Deposit Account Bank USA page 8 o19 CONFIDENTIAL SDNY_GM_00012005

Statement for Account # 867-730320 02 01 18 - 02 28 18 Insured De. osit Account Activi Date Check Clewed Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 02/28/18 02/28/18 Received Interest: Insured Deposit Account Bank NA 37.94 755,640.60 Closing Balance TD Bank NA TD Bank USA NA US Bank $247,537.94 $260.598.59 $247,504.07 $755,640.60 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks"). Two of the Program Banks are TD Bank. N.A. and TD Bark USA. NA.. both affiliates of TD Amentrade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applcable to your brokerage account. Important Information TRADING ACTIVITY FEE To continue facilitating the execution of trades, a regulatory Trading Activity Fee (TAF) will be added to applicable sales transactions, beginning on or after March 19, 2018. This fee is one of the regulatory fees FINRA (Financial Industry Regulatory Authority) assesses to member firms. The rate varies depending on the type of transaction and the size of that transaction. This transaction-based fee has been previously consumed by TD Ameritrade. A full rate schedule can be found below as well as on the FINRA Website at FINRA.org in Section 1 of Schedule A to FINRA's By-Laws or by searching "Trading Activity Fee FACts." This fee will be included under the "Reg Fee" section of each trade confirmation, combined with any other applicable regulatory fees. It will be reflected in the totals for "commissions and fees' on the TD Ameritrade website within transactions and order histories. For questions you may reach us by calling the phone number listed on page 1 of this statement. Trading Activity Fee rates: $0.000119 per share for each sale of a covered equity security, with a maximum charge of $5.95 per trade; $0.002 per contract for each sale of an option; $0.00075 per bond for each sale of a covered TRACE-Eligible Security (other than an Asset-Backed Security) and/or municipal security, with a maximum charge of $0.75 per trade; $0.00000075 times the value, as reported to TRACE, of a sale of an Asset-Backed Security, with a maximum charge of $0.75 per trade. All charged fees will be rounded to the nearest penny using natural rounding logic. For example, $0.004 rounds to $0.00 and $0.016 rounds to $0.02. page 9 of 9 CONFIDENTIAL SDNY_GM_00012006 EFTA_00122657

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00012007 EFTA_00 I 22658

Terms and Conditions STATEMENT GUIDE

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POrdello Summary: Tracks the Current value d your 00000 as Of the rep04 dale and compares/to the peter month.: The Ma ellatiOn ace." thaw pada divertatilion by invesimari type M.Mple alocatcns under 5% ma be grouse.] into the category of -Car' in the pie chart, bags, Essay - Toter Account EounbrOlal Lena laginable Value • Total Shat Value) ActnIty Summary: The opening and dosing casts balances are reconcled hue tar a quid reiegence Al account acurity is summated for the currant pad and yea to date Income a Expense Summary thernaits only): This semen detail trio income and <sense Yeast from te Acting Summary and Classifies the lax Irealment Rebrement Account Summary (IRAs only): Review the IRS readed transamons for Me curer( and pro years IRS Fa 5498 lair manta value is based On the anent value as el Docomtler 31 cite premous year ad ail to furnthed to to Internal Revenue Saco. PedormanceSumary:flonitor your annual pada pedormance and the unrealized gains end torsos or your Arturo recto -nom strategy. Account Positions: New your mostmems al the current market lobo and compare the and cob to see weealued gains and losses n your pon1010 Original coal is assigned using the Crater. 6,51-Oul (FIFO) method. idich assumes the Ohl shares )0u set me those you purchased first. The estimated trrostment income2 and average coal per arc are dissiayed for your mimeo°, Pe ollebt purchase as is shown bran ideation of your hang Petled). MOWN Attar Al Wool actMly is dearly defiled. toted in date Order, and reneged n the Meting Cash balance. Trades Pending Salina Conlirm yew tailed trades Soh a seamen dale she. month end. Thome transamons Ml be collected n me Account Actialy sithron now norm. Online Cash Sala Transilctien Detail: Cash management oenaNtienS that Cleared Bring Sys siatement reporting paned. ndudng check. debt card and ATM acturty. are listed in date Cede. Ott. Cash Services Summary: Credt an] notd transaction mats or the anon statement ranee 000d be summarized. IndMikert Venetia. ere not listed roue to rounding adustments. the %moment Oats may not can the statement totals. iEtninaled Annal Income and Edmiston Annual 'la values a 0 based upon the number el shwas man or astern value balance as of the stalemom dale and rho most recent anercl rale or Oath bein pkMdrki GENERAL INFORMATION 10 Amerada does not provide legal or lax awe. Pleas* consult your legal admor or lax reCeOunal when necessary. AS a illtinad inOssby pitiONO. able COnereatins May be Ward Stu Cruelty MAW and tramattiOn verialth DurpoSt. For TO Ammo -ado Mamma darts. your admit( hart es separate from and net thrall was TO Anwerirath. Inc. a TO Arstrado Owing. Inc.. and oath Irm is net retponsble la the OndArds and semces UI the other. Accwacy of Reports: II you find any errors or omissions In your account statement you Mould immediately call us at the nab.' listed on page one of your statement You Wald also contact our Clearing Tim TO Amentrade Cleating, Inc. al $01)469-91100. Please 'maw too statement caready. II you camerae with any transaction or rl Mere aro any ends or omissions. abase nobly a Client Services reproSentalber Or year teal bath thee. as wol as 10 Amen:rano Oeareg. Inc. in wiling eta ton (10) days of you recaps ot this statement Any oral stanemenis Mal you have ale to us said be et/Nina in venlig The statemonl sill °dress/ be considered concloive Please miry id promptly 01 any charges in you Genteel information. TralletioM reeeeled a your report wit be conclusively deemed acwatounioss you racy TO Amanda irractaxtly. Account Protection: Deposits held by TO Sank. N.A. and TD Bas USA. N.A. are insured by the FDIC (401 Covered by SIPC) up 10 5250.000. LISS ale per eCtOunl Ornerthe per inialutlen. TO learn mere Oat FDIC Garage pit 10 sue 'Negev. Seeulta. indudng Muluat fUndS, held in your Orange AteOunt are ntil deposits Or 001gatiOnS Of. Or guaranteed by. arty bank. aro not FOlt instred. and involve investment Sm. ineludng potable loss ol princpal. TD Amerada is a member of the Securities Invader Pro:omen Corporation (51PC'). which premeds senoras automats of ns members up to 5500.000 (inading 5250.000 lot dad for cash). Explanatory brochure is available on request at bwmaecina. Additionally. TO Amerada, prOndeS ant ant 5149.5 Shen worth 01 proleetlon tor lathier, and $2 milern Of preteden err ash Weigh SupOleMental Coverage provided by London ineurelS II the event eta brokered(' insolay. a Carl may receive Wats due frOM the trustee rn balbeetcY and Men SIPC. Stpoktwomal coverage is pad out diet the truss and SIPC payouts and tralar such coverage each dent is lard to a antra return ot 5152 miliOn from a trustee. SIPC and London insurers The TO Anowitrade loppienental coverage has an aggregate Is el 4.500 motion over at customers. The potty panes Coverage loll:ming Waage insobay and does net poled (gad Ion in market valle at ma 500.01101 M investment it a money men el fund is not insured Or suaranteed by the Federal Depose Iremanoe Corpormon (FDIC' a any other gwornrrent agency Althea to kinds Beek 10 preserve the valle a yOur rivestant NS 00 per share. it is pale* 10 lOse mord/ by Mesa n a money market fund. DMOrteds are <leaped daly and pactreinnested monthly. The prospectus amens Mrs arid ace imponart riorrnsion Read the alpectue Prettily Wore listing. Nth-depteil investments held by your broker dealer arc NOT FDIC InSURED NOT SANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank detail amtunt Or Shared yew money Mabel WOW ad can to licalated on your order. and Its proceeds returned to your manes amount or remitted 10 you Tax Reparg: The Nat weal is nor a he agnate You Sa recess Fes 1039 for awl tax nmonrg in carotene a IRS mcsennts Manes twat mom dr/den:h. capeal gait buss ale. and slice proceal. Some Nona* are subject 10 reclassakin ishith di to Sea] m air.omient mesons. Cost Seas: Cedars tax lot and peranamo revering rd Gannlab are ctlerth as coxixted by COI ildraPORSIED ID inetirede is net spat* la to rata suitay d tie ntermagn. TD Pmentale and is Mason proias FlanatotY1 do not sante, the easy Of the akimbo° ad date woad COI tiCCRKSIATED e 6Si* orpany and erot diked a Maass* Margin and Options Account Agreements: Prarrpift ad/SOW Amentrade n tang of Yry lunge in your investment capturos of financial sawn as they pain to your margin 0, Sens warn agreemenis A summary Of cOmmissions and clwgee Math W e111N execution el wens transamcen is °ratable. Cunard Mat Films: The makot tomes tom been rained, data; tom qx1t6cn undoes ad Other Maeda aces Yabes are based a the dosig free the iron bean me bd ad aritnp pram a char race. a no arks] slue is alto bona qqtalkn Bente OOPS independent sea. I've arty is tubed lo being retooled Nan.thccel eNP). The wiusxns en your radon:pat aro pronged as gala Mason ad and aro guarantee to a:cum./dam sass frees. Malmo bard pardons are wad wing me sienna Wage ad the math man eke Ponta rtexn tasEons may nor sari sake promech. The secenday noon la Gotham or Depots (CDs) is gamey loud and the sal vsbe me/ be deka from they ditne robe Asgsrart loss cf MOW may roan ton Me cab al a CO pro/ b rasa. Dabs ddb Fa ozone Scanner. trade dforenvy thaN Nay scturiun and de co wane en a ad exchange. Rata may son me OTC Pm thecoma market and surrealIguana nd ens b yw bell your Peek^PS to ressuty. The silo often:a pia to arty may rocA n a Ices al preset Non Standard Asa dal aro typed)/ camas in drat partcpsnn program aura patalms Ian Malty =mace. a and MEMO rrasrnori truzincernmsdtypaDIS.pnale eouty. pdeale debt a hedge Inds. NS& ere [gab lad knealmdria as do not age ma nsixid osunes mean?* a tie Krona Stock Mara Tin slues shwa, fa two rneseratts are ikerneed ..ta.ea dead tern anon methods. hasdro, bun not fad IN independent apace's one mama s rd =oh. ceder OW party tender offers tot ha,o ban aided by to magmart androw. add spread each ran a by a Motnag yoga Soul ascendent sand, by 11) knerrade. Was may MI Mane anal WNW pike, amol rvnYV vatic a be ma] men leaden e an osynattd value cad be eatinhed trough Bete methods. Me slam mg be faded as NOneited (Nn For anand Mal name amen kr N:n.Staretard Pews. plebe aroma Clint Sows These masts arena am] undo the SIPC. Auden Rao aura CARS-) Prong: The motet vatm kr OAS exurb:eta been awed. H alas Korn ataten seas or atm naval sauces The Nara ol Se am is not WYNN:01H a ma ma endmeals Tr) knetbadeN1price to ARS manna No centhorman both to quay and undthog cat quaky. The SAS racket is comfy tebeeentimnilick ol tCp.klty end. an result Mee Cm be no mance Mal encheecurties Car to sod with. one mai co ere. REGULATORY DISCLOSURES AI transamons aro object to to) me constmoon. hies. salons. cusses and usages d the exchange or maker. and as dearagnouse. H any, on istich such th intssans are ousted: pit federal lass. inducing me Smarm Am of 1933 and the Socrates p ° ENFIR M ite and ihtt Ex in F an ode brochure That nabs information Mooting FINRAS Parc Cosebsum Program. please Conlacl FINRA at 193b289.9999 or wafirwathl. The interest rata Pam for TO Arnertrade Cash a liken from the armload° interestrate ter for the Markel Value balance n a TO AmertradeCaSh. as Of the Stalemed closing date Simple newest is xcn...ad dally based on the interest tato beg amicable to each days balance. Financial Statement Notification: The statement of Manna condmon or TO Amentrade abbe trice a year and may be Waned al no cost via the internal el Mar. ,Awestawontrano.conshnancidsidementlurg. Option Assignment MI short cower opoon posnons and some index omen positrons aro abbe for asstymeM Exercise assignment aces for equty or ndex options are randomly alocaled among all clams' short posoons by an automated precooked. Free Credit Balances Mule Oka II 3): Under me dent protection as. we may use tree Call balances in your account i. the Ordinary Corse a our business which are payable w yOu on abed. Margin Accounts (Regulation T1: H you have a margin acoNe. the report is a conga*, of YOur Margin trawl and a add mettorandum "mom( Tradng on marlin poses addlional mks and es not matte for all investors. A carp) to 101 id the risks assoc Med nth rrargin tracing is (heatable in the margn Mk disclosure aura. You may obtain a copy a Iris acumen by sawing us at the number toted on page one 01 your slaternent Payment for Order Flow (SEC Rules 606 and 60T): In some crcumances. TO Amens- ado remises compensation la doecorip bantam ortracounter and toed equity order lbw to seabed markets. boars or dealers (Mandl Centenil. Cespensalion is in the Iona a a per share cash payment. al andiron. TO Ameradaalso may recover compensate., rotund to the foreign cunenry exchange component Cl tranattetiOns n lair securities iron Markel Cams ozemong such trades. We post quarterly sorts disclosing the venues for order rang execison at trainers indecent A enders *my is avaletle Lixn raq ose. is our mercy. abeenl deft orders to MO contrary. to select brokers, deal rs. and market makers tad On Me Oa 10 provide beta thecutlon and the any Of seam price improvementen market oars. Pnco mammais evens:louder moan marker condoms. and we repularg mentor excro.mat to test ler sish improvement it avatar°. Trade COMirmatithe (Rule 100-10): Al contrmalas are Paremined On the IrtimatiOn Nee Taxes: Trantmolons in (Nan sailieS (induSnO Wan Water ADM OW Irade le *le U,S.) may include taxes and fees charpcd by to reran marmot or governments. Bch may be beetledin the 0400 01 to security or charged lis an aerienea tne item easy Peaky NOtifitsflon: A copy of the TD Amertrads privacy poky is Mahe el VAWIAMMCfead0 torn Cable Sallies: The salaam of partial rot:mans or cans is done tong a pima talery atom. A desenpron el the promises tor cat le “CUODOS is avalahlo on to websile a ham Copies are available up:neon-ml. In case Of Ora Cr batons Sal your EINIOniC Fund Treaders. pale 00 lab s al TIM 669.3900, or in stag to P.O. Box 2209. Omaha. NE 68103. or by weal at dienteervilealdbMilneede.COm The annaton Malted in your ectotrn slatemeM shall be WON! upon you rf you de eel awl lathe wry 1601days or any transfer of lurch steeped to Regabon E, such as ATM and poet dab trarelcrs, debit transachons. deem dams. and isilaaalti WO Must hear from you no later than 60 dare after we sere yOu the FAST statement on which the error or problem appeared. (I) Tell tiS yOur rend end account merger (2) Damao the error or Me transfer you aro unsure abOte. and explan as dean/ as you can why you bans n1 is an error or why you need mac inlormalion. (3) Teti us the dollar &mum of the lakted error. Wo Ssl invested* your complain and wit career any error promptly. It we lake mom than ID business cloys lo 00 Iris. mewl cal yew saint for the amount you think is in error. sO Onit youMI have to use of the mcneydunng the so t taws us tocostae our investigates,. AUTDI5007tia S0NY_GM_00012008 EFTA_00122659

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 03/01/18 - 03/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance 500,247.00 Stocks 4,816,660.00 Short Stocks (500,247.00) Fixed Income Options 13,000.00 Short Options Mutual Funds Other Total $5.570,413.13 Current Value ($2,672.99) 743,426.12 Margin Equity 91.0% Prior Value Period Change 0,0 Change Estimated Income Estimated Yield $3,366.00 ($6,038.99) $ - 755,640.60 (12,214.48) (1.6)% 0.20% 485,694.00 14,553.00 3.0% 5,224,800.00 (408,140.00) (7.8)% 96,206.00 2.0% (485,694.00) (14,553.00) (3.0)% 91,640.00 (78,640.00) (85.8)% (3,200.00) 3,200.00 100.0% S6.072.246.60 (S501.833.47) (8.3)% 696.206.00 1.7% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Income & Ex .ense Summa Current rro Income Reportable Non Reportable rro $489,060.00 $ - (2,891,420.60) Dividends $ - $ - $17,883.80 1,754,201.22 Interest 0.01 0.01 Other Expense 0.01 17,883.81 Interest Fees 8,514.00 1,616,909.58 Other (3,827.81) (3,827.81) $497,574.01 $497,574.01 Net $0.01 ($3,827.81) $14,056.00 pegs t of 9 CONFIDENTIAL Portfolio Allocation Options 0.2% IDA Short Stocks 8.2% 12.2% Performance Summary Cost Basis As Of - 03/31/18" $3,695,667.78 Unrealized Gains 1,808,929.67 Unrealized Losses (1,175,184.45) Funds Deposited/(Disbursed)`'1D Income/(Expense)r ° 17,883.81 Securities Received/(Delivered)"° 0.00 **To view realized gains and losses for your account, login at wwwidameritrade.com and visit My Account > Gain/Loss. SDNY_GM_00012009 EFTA_00122660

Statement for Account # 867-730320 03/01/18 - 03/31 18 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.01 0.00 127.33 $ 8,883.80 0.01 9,000.00 591.89 'This section displays current and year to date taxation values for thIS account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be Included. These conections can include changes made to previous payments and removal of payments reportable in a previzus tax year (spillover dividends). The year to date totals will accuratehi reflect your cumulative amount for the year. Account Positions Symbol; Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 9.37 $402,910.00 01/12/18 $ 500,956.00 $ 11.65 $ (98,046.00) $ 36,206.00 9.0% ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 78.75 1,968,750.00 01/13/14 582,049.13 23.28 1,386,700.87 INC COM GENERAL ELECTRIC CO GE 125.000 13.48 1,685,000.00 10/20/17 2,593,861.27 20.75 (908,861.27) 60,000.00 3.6% COM SANGAMO SGMO 40.000 19.00 760,000.00 05/28/13 337,771.20 8.44 422,228.80 THERAPEUTICS INC COM Total Stocks $4,816,660.00 $4,014,637.60 S602.022.40 $96,206.00 2.0% Short Stocks - Short SELECT SECTOR SP DR XLU 9.900- $ 50.53 $ (500.247.00) 01/12/18 $ (499,545.82) $ 50.46 $ (701.18) $ - TRUST SBI INT-UTILS ETF Total Short Stocks S(500,247.00) $(499,545.82) $(701.18) $0.00 0.0% page 2 of 9 CONFIDENTIAL SDNY_GM_00012010 EFTA_00 1 2266 I

Statement for Account # 867-730320 03/01/18 - 03/31/18 Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options - Margin SPDR S&P 500 SPY Jun 15 18 300.0 C 1,000 $ 0.13 $13,000.00 01/30/18 $ 180,576.00 $ 1.81 $ (167,576.00) $ - Total Options $13,000.00 $180,576.00 $(167,576.00) $0.00 0.0% Total Margin Account $4,829,660.00 $4,195,213.60 $634,446.40 $96,206.00 2.0% Total Short Account $(500,247.00) $(499,545.82) $(701.18) $0.00 0.0% Total Positions $4,329,413.00 $3,695,667.78 $633 745 22 $96,206.00 2.2% Account Activit Trade Date Settle Date Acct Type Transaction Cash Activity' Symbol/ Description CUSIP Quantity Price Amount Balance Opening Balance $489,060.00 03/01/18 03/01/18 Margin Journal - Other PURCHASE FDIC INSURED $ 0.00 $ (3,366.00) 485,694.00 DEPOSIT ACCOUNT 03101/18 03/01/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (99.00) 485,595.00 03102/18 03/02/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 99.00 485,694.00 DEPOSIT ACCOUNT 03102/18 03/02/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1.287.00 486,981.00 03105/8 03/05/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.287.00) 485,694.00 DEPOSIT ACCOUNT 03105/8 03/05/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (9.900.00) 475,794.00 03106/8 03/06/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 9.900.00 485,694.00 DEPOSIT ACCOUNT 03/06/8 03/06/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 6.633.00 492.327.00 03107/18 03/07/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.633.00) 485,694.00 DEPOSIT ACCOUNT 03f07/18 03/07/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.663.00 489,357.00 03/08/8 03/08/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.663.00) 485,694.00 DEPOSIT ACCOUNT 03/08/18 03/08/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (3.564.00) 482,130.00 page 3 o19 CONFIDENTIAL SDNY_GM_00012011 EFTA_00122662

Statement for Account # 867-730320 03/01/18 - 03/31/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol! Description CUSIP Quantity Price Amount Balance 03/09/18 03/09/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 3.564.00 485.694.00 DEPOSIT ACCOUNT 03109/ 8 03/09/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (1.386.00) 484,308.00 03/12/18 03/12/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1386.00 485.694.00 DEPOSIT ACCOUNT 03/12/18 03/12/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.079.00) 483.615.00 03/13/18 03/13/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 2.079.00 485,694.00 DEPOSIT ACCOUNT 03/13/18 03/13/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (1.089.00) 484,605.00 03/14/ 8 03/14/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1.089.00 485.694.00 DEPOSIT ACCOUNT 03/14/ 8 03/14/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (5.049.00) 480.645.00 03/15/18 03/15/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.049.00 485,694.00 DEPOSIT ACCOUNT 03/15/18 03/15/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 297.00 485,991.00 03/16/18 03/16/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (297.00) 485.694.00 DEPOSIT ACCOUNT 03/16/18 03/16/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (495.00) 485.199.00 03/19/ 8 03/19/18 Margin Received - Other BARCLAYS BANK 1,000 0.00 485.199.00 VXX Mar 16 18 32.0 P EXPIRATION 03/19/ 8 03/19/18 Margin Delivered - Other BARCLAYS BANK 1,000- 0.00 485.199.00 VXX Mar 16 18 37.0 P EXPIRATION 03/19/ 8 03/19/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 495.00 485.694.00 DEPOSIT ACCOUNT 03/19/ 8 03/19/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.069.00 488.763.00 03/20/ 8 03/20/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.069.00) 485.694.00 DEPOSIT ACCOUNT 03/20/ 8 03/20/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (1.550.81) 484,143.19 03/21/18 03/21/18 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 1350.81 485,694.00 DEPOSIT ACCOUNT 03/21/18 03/21/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 1.683.00 487.377.00 03/22/18 03/22/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.683.00) 485.694.00 DEPOSIT ACCOUNT page 4 o19 CONFIDENTIAL SDNY_GM_00012012

Statement for Account # 867-730320 03/01/18 - 03/31/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 03/22/18 03/22/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.178.00) 481516.00 03/23/18 03/23/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 2.178.00 485.694.00 DEPOSIT ACCOUNT 03/23/18 03/23/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 6.930.00 492.624.00 03/26/18 03/26/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.930.00) 485.694.00 DEPOSIT ACCOUNT 03/26/18 03/26/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (5.049.00) 480,645.00 03/27/18 03/27/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5,049.00 485,694.00 DEPOSIT ACCOUNT 03/27/18 03/27/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (7.029.00) 478,665.00 03/28/18 03/28/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 7.029.00 485,694.00 DEPOSIT ACCOUNT 03/28/18 03/28/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 198.00 485.89230 03/29/18 03/29/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (198.00) 485.694.00 DEPOSIT ACCOUNT 03/29/18 03/29/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.673.00) 483.02130 03/29/18 03/29/18 Margin Div/Int - Income INTEREST CREDIT 0.00 0.01 483,021.01 Payable: 03/29/2018 03/01/18 03/01/18 Short Journal -Other MARK TO MARKET ADJ 0.00 99.00 483.120.01 03/02/18 03/02/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (1.287.00) 481.833.01 03/05/18 03/05/18 Short Journal - Other MARK TO MARKET ADJ 0.00 9.900.00 491.733.01 03/06/18 03/06/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (6.633.00) 485,100.01 03/07/18 03/07/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.663.00) 481,437.01 03/08/18 03/08/18 Short Journal - Other MARK TO MARKET ADJ 0.00 3.564.00 485,001.01 03/09/ 8 03/09/18 Short Journal - Other MARK TO MARKET ADJ 0.00 1386.00 486,387.01 03/12/18 03/12/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2.079.00 488,466.01 03/13/18 03/13/18 Short Journal - Other MARK TO MARKET ADJ 0.00 1.089.00 489,555.01 03/14/18 03/14/18 Short Journal - Other MARK TO MARKET ADJ 0.00 5.049.00 494,604.01 03/15/18 03/15/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (297.00) 494,307.01 03/16/18 03/16/18 Short Journal - Other MARK TO MARKET ADJ 0.00 495.00 494.802.01 03/19/18 03/19/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.069.00) 491.733.01 page 5 o19 CONFIDENTIAL SDNY_GM_00012013 EFTA_00I 22664

Statement for Account # 867-730320 03/01/18 - 03/31/18 Account Activity Trade Settle Acct Transaction! Symbol/ Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance 03/20/18 03/20/18 Short Div/Int - Other SELECT SECTOR SPDR TRUST XLU 0.00 (3,827.81) 487,905.20 SBI INT-UTILS ETF Charging Short Pos Rec 03/19/2018 Payable: 03/21/2018 Orcinary Dividends -3827.81 03/20/18 03/20/18 Short Journal - Other MARK TO MARKET ADJ 0.00 1,550.81 489,456.01 03/21/18 03/21/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (1,683.00) 487,773.01 03/22/18 03/22/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2,178.00 489,951.01 03/23/18 03/23/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (6,930.00) 483,021.01 03/26/18 03/26/18 Short Journal - Other MARK TO MARKET ADJ 0.00 5,049.00 488,070.01 03/27/18 03/27/18 Short Journal - Other MARK TO MARKET ADJ 0.00 7,029.00 495,099.01 03/28/18 03/28/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (198.00) 494,901.01 03/29/18 03/29/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2,673.00 497,574.01 Closing Balance $497,574.01 'For Cash AcSvIly totals. refer to the Cash Activity Summary on page one of your statement. TD Ameritrade Cash Interest Credit/Expense Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Days Rate Debited Credited 03/23/18 $ $ 6,930.00 3 0.01 $ - $ 0.01 Total Interest Income/(Expense) $ 0.00 $0.01 Insured De. osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 03/01/18 $ 758,907.60 4 0.1998 $ 16.62 $ 16.62 $ - 03/05/18 750,294.60 2 0.1998 8.22 24.84 03/07/18 756,927.60 1 0.1998 4.14 28.98 03/08/18 757,026.60 1 0.1998 4.14 33.12 03/09/18 755,640.60 3 0.1998 12.42 45.54 03/12/18 753,561.60 1 0.1998 4.12 49.66 03/13/18 752,472.60 1 0.1998 4.12 53.78 03/14/18 747,423.60 2 0.1998 8.19 61.97 03/16/18 747225.60 4 0.1998 16.36 78.33 03/20/18 748,743.79 2 0.1998 8.20 86.53 03/22/18 748,248.79 4 0.1998 16.39 102.92 03/26/18 750,129.79 1 0.1998 4.10 107.02 page Sol CONFIDENTIAL SDNY_GM_00012014 EFTA_00122665

Statement for Account # 867-730320 03/01/18 - 03/31/18 Insured De • osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 03/27/18 03/29/18 743,100.79 740 627.12 2 0.1998 8.14 3 0.1998 12.16 115.16 12.16 115.16 12.16 Total Interest Income $127.32 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $755,640.60 03/01/18 03/01/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 3,366.00 759,006.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/02/18 03/02/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (99.00) 758.907.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/05/18 03/05/18 Received FDIC INSURED DEPOSIT ACCOUNT 1.287.00 760.194.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/06/18 03/06/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (9,900.00) 750.294.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/07/18 03/07/18 Received FDIC INSURED DEPOSIT ACCOUNT 6.633.00 756.927.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/08/18 03/08/18 Received FDIC INSURED DEPOSIT ACCOUNT 3.663.00 760.590.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/09/18 03/09/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (3.564.00) 757.026.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/12/18 03/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1.386.00) 755.640.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 7 019 CONFIDENTIAL SDNY_GM00012015 EFTA_00122666

Statement for Account # 867-730320 03/01/18 - 03/31/18 Insured De . osit Account Activi Date Clewed Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 03/13/18 03/13/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (2,079.00) 753,561.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/14/18 03/14/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1.089.00) 752.472.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/15/18 03/15/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5.049.00) 747.423.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/16/18 03/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 297.00 747.720.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/19/18 03/19/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (495.00) 747.225.60 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/20/18 03/20/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,069.00 750.294.60 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/21/18 03/21/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1,550.81) 748.743.79 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/22/18 03/22/18 Received FDIC INSURED DEPOSIT ACCOUNT 1,683.00 750.426.79 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/23/18 03/23/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (2,178.00) 748.248.79 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/26/18 03/26/18 Received FDIC INSURED DEPOSIT ACCOUNT 6,930.00 755.178.79 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT pageerg 9 CONFIDENTIAL SDNY_GM_00012016

Statement for Account # 867-730320 03/01/18 - 03/31/18 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 03/27/18 03/27/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5,049.00) 750,129.79 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/28/18 03/28/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (7,029.00) 743,100.79 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/29/18 03/29/18 Received FDIC INSURED DEPOSIT ACCOUNT 198.00 743,298.79 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/29/18 03/29/18 Received Interest: Insured 1.33 743,300.12 Deposit Account Bank USA 03/29/18 03/29/18 Received Interest: Insured 41.98 743,342.10 Deposit Account Bank 03/29/18 03/29/18 Received Interest: Insured 42.01 743,384.11 Deposit Account Bank USA 03/29/18 03/29/18 Received Interest: Insured 42.01 743,426.12 Deposit Account Bank NA Closing Balance 3743,426.12 TD Bank NA $247,542.01 TD Bank USA NA $248,342.13 US Bank $247,541.98 FDIC Insured Depose Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks ('Program Banks). Two of the Program Banks are TD Sank. N.A. and TO Bait USA. NA. both affiliates of TD Amentrade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information FINRA INFORMATION Required Annual FINRA Information: Investors may request disciosable background information on any U.S. licensed broker or broker•dealer via FINRA's BrokerCheck, a free online tool. Visit brokercheck.finra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289.9999, the BrokerCheck Hotline Number. BREAKPOINTS Certain purchases of Class A Mutual Funds may be eligible for breakpoints on, and waivers of, the sales charge. To learn more about breakpoint discounts, go to http://www.finra.orgiindustry/issues/breakpoints. For more information on waiver eligibility, please refer to the fund prospectus. page 9 of 9 CONFIDENTIAL SDNY_GM_00012017 EFTA_00122668

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00012018 EFTA_00122669

Terms and Conditions STATEMENT GUIDE

11. Arritlado panes moray Padre Faces lot accoums with ann./ and quanorly sons cis mactic accounts with assets.. Penton* Summary: Tracks the Current value d your 00000 as Of the rep04 dale and compares/to the peter month.: The Ma ellatiOn ace." thaw pada divenatilion by invesimari type M.Mple alocatcns under 5% ma be grouse.] into the category of -Car' in the pie chart, bags, Essay - Toter Account EounbrOlal Lena laginable Value • Total Shat Value) ActnIty Summary: The opening and dosing casts balances are reconcled hue tar a quid reiegence Al account acurity is summated for the currant pad and yea to date Income a Expense Summary thernaits only): This section detail trio income and <sense Yeast from te Acting Summary and Classifies the lax Irealment Rebrement Account Summary (IRAs only): Renew the IRS readed transamons for Me curer( and pro years IRS Fa 5498 lair manta mad is based On the anent value as el Docomtler 31 cite premous year ad all to furnthed to to Internal Revenue Saco. PedormanceSumary:flonitor your annual pada pedormance and the unrealized gains end torsos or your Arturo recto -nom strategy. Account Positions: New you' mostmems al the current market lobo and compare the and cob to see weealued gains and losses n your pon1010 Original coal is assigned using the Crater. 6,51-Oul (FIFO) method. idich assumes the Phi shares )0u set me those you purchased first. The estimated trrostment income2 and average coal per arc are dissiayed for your mimeo°, Pe ollebt purchase MN is shown bran ideation of your hang Petled). MOWN Attar Al Wool actMly is dearly defiled. toted in date Order, and reneged n the Meting Cash balance. Trades Pending Salina Contlrm yew tailed trades WM a seamen dale eller month end. Thome transamons Ml be collected n me Account Actialy sithron now norm. Online Cash Sala Transilctien Detail: Cash management oenaNtienS Mai Cleared &ring Sys siatement reporting paned. ndudng check. debt card and ATM acturty. are listed in date Cede. Ott. Cash Services Summary: Credt an] notd transaction mats or the anon statement ranee 000d be summarized. IndMikert Venetia. ere not listed roue to rounding adustments. the %moment Oats may not can the statement totals. iEtninaled Annal InOome and Edmiston Annual 'nein values a 0 based upon the number el shwas mined or astern value balance as of the stalemom dale and rho most recent anercl rale or Oath bein pkMdrki GENERAL INFORMATION 10 Amerada does not provide legal or lax awe. Please consult your legal admor or lax reCeOunal when necessary. AS a illtinad inOssby pitiONO. able COnereatins May be ranted Stu Cruelty MAW and tramattiOn verialth DurpoSt. For TO Ammo -ado Mamma darts. your °duals( hart is separate from and net thrall was TO Anwerirath. Inc. a TO Arstrado Owing. Inc.. and oath Irm is net retponsble la the OndArds and minims ol Me other. Accwacy of Reports: II you find any errors or omissions In your account statement you Mould immediately call us at the nab.' listed on page one of your statement You Wald also contact our Clearing Tim TO Amentrade Cleating, Inc. al 6®469-3900. Please 'maw too statement caready. II you camerae with any transactors or rl Mere aro any ends or omissions. abase nobly a Client Services reproSentalber Or year teal bath thee. as wol as 10 Amen:rano Oeareg. Inc. in wiling eta ton (10) days of you recaps ot this statement Any oral stanemenis Mal you have ale to us said be et/Nina in venlig The statemonl sill °dress/ be considered concloive Please miry id promptly 01 any charges in you Genteel information. TralletioM reeeeled m your report wit be conclusively deemed acwatounioss you racy TO Amanda irractaxtly. Account Protection: Deposits held by TO Sank. N.A. and TD Bas USA. N.A. are insured by the FDIC (401 Covered by SIPC) up 10 5250.000. LISS ale per eCtOunl Ornerthe per inialutlen. TO learn mere Oat FDIC Garage pit 10 wow 'Negev. Seeulta. indudng Muluat fUndS, held in your Orange AteOunt are ntil deposits Or 001gatiOnS Of. Or guaranteed by. arty bank. aro not FOltinstred. and involve investment Sm. includng potable loss ol princpal. TD Amerada is a member of the Securities Invader Pro:omen Corporation (51PC'). which prctems sonnies automats of ns members up to 5500.000 (inading 5250.000 lot dad for cash). Explanatory brochure is available on request at bwmaecina. Additionally. TO Amerada, prorides each ant 5149.5 Shen worth 01 proleetlon tor lathier, and $2 milern Of preteden for ash trough SupOleMental Coverage provided by London ineurelS II the event eta brokered(' insolay. a Carl may receive Wats due frOM the trustee rn balbeetcY and Men SIPC. Stpoktwomal coverage et pad out diet the truss and SIPC payouts and tralar such coverage each dent is lard to a antra return ot 5152 miliOn from a trustee. SIPC and London insurers The TO Anowitrade loppienental coverage has an aggregate Is el 4.500 motion over at customers. The potty panes Coverage loll:ming Waage insobay and does net poled (gad as in market valle at ma 500.01101 M investment it a money men el fund is not insured Or suaranteed by the Federal Depose Iremanoe Corpormon (FDIC' a any other gwornrrent agency Althea to kinds Beek 10 preserve the valbe a yOur rivestant NS 00 per share. it is pale* 10 lose mord/ by Mesa n a money market fund. DMOrteds are <leaped daly and pactreinnested monthly. The prospectus amens Mrs arid ace imponart riorrnsion Read the alpectue Prettily Wore listing. Nth-deptisil investments held by your broker dealer arc NOT FDIC InSURED NOT SANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank detail amtunt Or Shared yew money Mabel mai ad can to licalated on your order. and Its proceeds returned to mid manes amount or remitted 10 you Tax Reparg: The Nat weal is nor a he agnate You Sa recess Fes 1039 for awl tax nmonrg in carotene a IRS mcsennts Manes twat mom dr/den:h. capeal gait buss ale. and slice proceal. Some Nona* are subject 10 reclassakin ista di to Sea] m air.omient mesons. Cost Seas: Cedars tax lot and peranamo revering rd Gannlab are ctlercel as coxixted by COI itiCrePORSIED ID inande is net spat* la toe rata suitay d Sys ntermagn. TD Pmentale and is Mason proias FlanatotY1 do not sante, the easy Of the akimbo° ad date woad COI ti CCRPOMTEDe 6Si* orpany and erot diked a 11)Xmascle Margin and Options Account Agreements: Prarrpift arta 10 Amentrade n tang of Yry lunge in your investment capturos of financial sawn as they pain to your margin 0. Sens warn agree. enis A summary Of cOmmissions and churl Math W d111N execution el wens transamcen is °ratable. Cunard Mat Films: The makot scones tom been rained, data; tom qx1t6cn undoes ad Other Maeda aces Yabes are based On the dosig free the mon bean me bd ad aritnp pram a char race. a no arks] slue is alto bona qqtalkn Bente OOPS independent sea. I've arty is tubed lo being retooled Nan.thccel eNP). The wiusxns en your radon:pat aro pronged as gala Mason ad aro cb no guarantee one a:cum./dam sass frees. Malmo bard pardons are wad ming me sienna Wage ad the math man eke Ponta rtexn tasEons may nor sari sake promech. The secenday noon la Gotham or Depots (CDs) is gamey loud and the sal vsbe me/ be deka from they ditne robe Asbnrart loss cf thatltl may roan ton Me cab al a CO pro/ b rasa. Dabs ddb Fa Fon Scanner. trade dforenvy thaN Nay scturiun and de co wane en a ad exchange. Rata may son me OTC Pm thecoma market and carpetIguana nd that b yw bell our Peek^Pia to nn say. The silo often:a pia to arty may non n a Ices al preset Non Standard Asa dal aro typed)/ camas in drat partcpsnn program aura patalms Ian Malty =mace. a and MEMO rrasrnori truzincernmsdtypaDIS.pnale eouty. pdeale debt a hedge Inds. NS& ere [gab lad knealmdria and do not age ma nsixid osunes mean?* a the Krona Stock Mania Tin slues shwa, fa two rneseratts are ikerneed ..ta.ea dead tern canon methods. hasdro, bun net fad IN independent apace's one magas rd =oh. ceder OW party tender offers tot h.yeo ban aided by to magmart androw. ander spread each ran a by a Motnag yoga Soul ascendent sand, by 11) Mamie. Was may MI Mane anal oxbow pike, amol rvnYV vatic a be seabed men leaden e an osynattd value cad be eatinhed trough tete methods. Me slam meg be faded as NOneited (Nn For anand ducal name amen kr N:n.Staretard Pews. plebe aroma Clint Sows These masts arena am] undo the SIPC. Auden Rao aura CARS-) Prong: The motet vatm kr OAS exurb:eta been awed. H alas Korn ataten seas or eta naval sauces The Nara ol me am i5 not WYNN:01H a ma ma endmeals Tr) knetbadeN1price to ARS manna No centhorman both to query and undthog cat quaky. The SAS racket is comfy tebeeentimni la:k Of tCp.klty end. an result Mee Cm be no mance Mal encheecurties tar to sod unix once market co ere. REGULATORY DISCLOSURES AI transamons aro object to to) me constmoon. hies. salons. cusses and usages d the exchange or maker. and as dearagnouse. H any, on istich such th intssans are ousted: pit federal lass. inducing me Smarm Am of 1933 and the Socrates p ° ENFIR M ite and ihtt Ex in F an ode brochure That nabs information nosaing FINRAS Parc Cosebsum Program. please Conlacl FINRA at 193b289.9999 or wafirwathl. The interest rata Pam for TO Arnertrade Cash a liken from the armload° interestrate ter for the Markel Value balance n a TO AmertradeCaSh. as Of the Stalemed closing date Simple newest is xcn...ad dally based on the interest tato beg amicable to each days balance. Financial Statement Notification: The statement of Manna condmon or TO Amentrade abbe trice a year and may be Waned al no cost via the internal el Mar. ,Awestawontrano.conshnancidsidementlurn. Option Assignment MI short cower °soon posnons and some index omen positrons aro abbe for asstymeM Exercise assignment aces for equty or ndex options are randomly alocaled among all drams' short posoons by an automated precooked. Free Credit Balances Mule Oka II 3): Under me dent protection as. we may use tree Call balances in your account i. the Ordinary Corse a our Oman which are payable w yOu on abed. Margin Accounts (Regulation T1: H you have a margin acceunl. the report et a conga*, of YOur Margin trawl and a add mettorandum eccosnt Tradng on marlin poses addlional mks and es not matte for all investors. A carp) to let id the risks assoc Med *MI margin tracing is (heatable in the margn Mk disclosure decsment You may obtain a copy a Iris document by sawing us at the number toted on page one 01 your slaternent Payment for Order Flow (SEC Rules 606 and 60T): In some crcumances. TO Amens- ado recants compensation la doecorip bantam ortracounter and toed equity order lbw to seabed markets. boars or dealers (Mandl Centenil. Cespensalion is in the Iona a a per share cash payment. an andiron. TO Ameradaalso may recover compensate., rotund to the foreign cunenry exchange Cabana Cl tranattetiOns n lair securities troth Markel Cams ozemong such trades. We post quarterly sorts disclosing the venues for order rang execison at trainers indecent A enders *my is avaletle roan raq ose. is our mercy. abeenl deft orders to MO contrary. to select brokers, deal rs. and market makers tad On Me Oa 10 provide beta thecutlon and the any Of seam price improvementen market oars. Pnco mammais evens:louder moan marker condoms. and we repularg mentor excro.mat to test ler sish improvement it avatar°. Trade COMirmatithe (Rule 100-10): Al contrmalas are Paremilled On the InansittiOn Nee Taxes: Trantmolons in (Nan sailieS (induSnO foreign (dater ADM the Irade le *le U,S.) may include taxes and fees charpcd by tie reran marmot or governments. all may be beetledin the 0400 01 to security or charged lis an aerienettnt tne item easy Peaky NOtifitsflon: A copy of the TD Amertrads privacy poky is Mahe el VAWIAMMCfead0 torn Cable Sallies: The salaam of partial rot:mans or cans is done tong a pima talery atom. A desenpron el the promises tor cat le “CUODOS is avalahlo on to websile a ham Copies are available up:neon-ml. In case Of Ora Cr batons Sal your EINIOniC Fund Treaders. pale 00 lab s al TIM 669.3900, or in arm to P.O. Box 2209. Omaha. NE 68103. or by weal at dienteervilealdbMilneede.COm The annaton cOnlatned in your ectotrn slatemeM shall be hosing upon you rf you de eel Nal lathe laxly 1601days or any transfer of lurch steeped to Regabon E, such as ATM and poet dab trarelcrs, debit transachons. deem dams. and isilaaalti WO Must hear from you no later than 60 dare after we sere yOu the FAST statement on which the error or problem aspeared. (I) Tell us yOur rend end account merger (2) Damao the error or Me transfer you aro unsure abOte. and explan as dean/ as you can why you bane it is an error or why you need mac ranee's. (3) Teti us the dollar &mum of the lakted error. Wo Ssl invested* your complain and wit career any error promptly. It we lake mom than ID business cloys lo 00 Iris. sewn cal yew saint for the amount you think is in error. sO Onit youMI have to use of the money dunng the so t taws us tocostae our investigates,. AUTDI5007tia S0NY_GM_00012019 EFTA 00122670

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 04/01/18 - 04/30/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 8-3 ST THOMAS. VI 00802-1348 Announcement: TD Ameritrade was named No. 1 for Long-Term Investing and No.1 for Novices in Barron's 2018 Online Broker Survey. To learn more. go to klameritrade.com/accolades. Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Margin Equity Cash Activity Summary Current Value $1,485.00 744,251.85 510,444.00 4,733,800.00 (510,444.00) 2,500.00 $5.482.036.85 90.0% Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Prior Value ($2,672.99) 743,426.12 500,247.00 4,816,660.00 (500,247.00) 13,000.00 S5.570.413.13 Period Change $4,157.99 825.73 10,197.00 (82,860.00) (10,197.00) 0,0 Change 0.1% 2.0% (1.7)% (2.0)% (10,500.00) (80.8)% ($98.376.29) (1.6)% Estimated Income $ Estimated Yield 0.30% 96.206.00 2.0% $96.206.00 1.8% Portfolio Allocation Short Stocks 8.5% Stocks 79.1% IDA 12.4% Income & Ex . ense Summa Performance Summary Current YTD Reportable Non Reportable YTD $497,574.01 $ - Income Cost Basis As Of - 04/30/18" $3,695,667.78 (2,891,420.60) Dividends $15,000.00 $ - $32,883.80 Unrealized Gains 1,620,929.67 1,754,201.22 Interest 0.01 Unrealized Losses (1,090,741.45) Other Funds Deposited/(Disbursed)' Expense Income/(Expense)r° 32,883.81 15,000.00 32,883.81 Interest Securities Received/(Delivered)Y° 0.00 Fees •To view realized gains and losses for your account, login at (645.01) 1,616,264.57 Other (3,827.81) www.tdameritrade.com and visit My Account > Clain/Loss. $511,929.00 $511,929.00 Net $15.000.00 $0.00 $29,056.00 pivot of s CONFIDENTIAL SDNY_GM_00012020

Statement for Account # 867-730320 04 01 18 - 04 30 18 Income Summary Detail' Description Current Ordinary Dividends $ 0.00 Interest Income Credit Balance 0.00 Qualified Dividends 15,000.00 IDA Interest 180.72 Year to Date $ 8,883.80 0.01 24,000.00 772.61 'This section displays current and year to date taxation values for thIS account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be Included. These convictions can include changes made to previous payments and removal of payments reportable In a prew:us tax year (spillover dividends). The year to date totals will accuratehi reflect your cumulative amount for the year. Account Positions Symbol; Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 10.10 $ 434,300.00 01/12/18 $ 500,956.00 $ 11.65 $ (66,656.00) $ 36,206.00 8.3% ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 76.35 1,908,750.00 01/13/14 582,049.13 23.28 1,326,700.87 INC COM GENERAL ELECTRIC CO GE 125.000 14.07 1,758,750.00 10/20/17 2,593,861.27 20.75 (835,111.27) 60,000.00 3.4% COM SANGAMO SGMO 40.000 15.80 632,000.00 05/28/13 337,771.20 8.44 294,228.80 THERAPEUTICS INC COM Total Stocks $4,733,800.00 $4,014,637.60 $719,162.40 $96,206.00 2.0% Short Stocks - Short SELECT SECTOR SPDR XLU 9.900- $ 51.56 $(510,444.00) 01/12/18 $ (499,545.82) $ 50.46 $ (10,898.18) $ - TRUST SDI INT-UTILS ETF Total Short Stocks S(510,444.00) $(499,545.82) $(10,898.18) $0.00 0.0% page 2 of 9 CONFIDENTIAL SDNY_GM_00012021 EFTA_00122672

Statement for Account # 867-730320 04 01 18 - 04 30 18 Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options - Margin SPDR S&P 500 SPY Jun 15 18 300.0 C 1,000 $ 0.025 $ 2,500.00 01/30/18 $ 180,576.00 $ 1.81 $ (178,076.00) $ - Total Options $2,500.00 $180,576.00 $(178,076.00) $0.00 0.0% Total Margin Account $4,736,300.00 $4,195,213.60 $541,066.40 $96,206.00 2.0% Total Short Account $(510,444.00) $(499,545.82) $(10,898.16) $0.00 0.0% Total Positions $4,225,856.00 $3,695,667.78 $530 188 22 $96,206.00 2.3% Account Activit Trade Date Settle Date Acct Type Transaction Cash Activity' Symbol) Description CUSIP Quantity Price Amount Balance Opening Balance $497,574.01 04/02/18 04/02/18 Margin Journal - Other REDEMPTION FDIC INSURED $ 0.00 $ 2.672.99 500.247.00 DEPOSIT ACCOUNT 04/02/18 04/02/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.861.00 504,108.00 04/03/18 04/03/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.861.00) 500,247.00 DEPOSIT ACCOUNT 04/03/18 04/03/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (1.683.00) 498,564.00 NUN/ 8 04/04/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1.683.00 500,247.00 DEPOSIT ACCOUNT MN/ 8 04/04/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (1.089.00) 499,158.00 04/05/18 04/05/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1.089.00 500,247.00 DEPOSIT ACCOUNT 04/05/18 04/05/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (3.960.00) 496,287.00 04/06/18 04/06/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 3.960.00 500,247.00 DEPOSIT ACCOUNT 04/06/18 04/06/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.960.00 504,207.00 04/09/18 04/09/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.960.00) 500,247.00 DEPOSIT ACCOUNT 04/09/18 04/09/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (990.00) 499,257.00 page 3 o19 CONFIDENTIAL SDNY_GM_00012022 EFTA_00 122673

Statement for Account # 867-730320 04/01/18 - 04/30/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 04/10/18 04/10/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 990.00 500.247.00 DEPOSIT ACCOUNT 04/ VI 8 04/10/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.861.00 504,108.00 04/11/18 04/11/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.861.00) 500,247.00 DEPOSIT ACCOUNT 04/11/18 04/11/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 693.00 500,940.00 04/12/18 04/12/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (693.00) 500,247.00 DEPOSIT ACCOUNT 04/12/18 04/12/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 6.534.00 506,781.00 04/13/18 04/13/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.534.00) 500,247.00 DEPOSIT ACCOUNT 04/13/18 04/13/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (3.861.00) 496,386.00 04/16/18 04/16/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 3.861.00 500,247.00 DEPOSIT ACCOUNT 04/16/18 04/16/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (6.732.00) 493,515.00 04/17/18 04/17/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 6.732.00 500,247.00 DEPOSIT ACCOUNT 04/17/18 04/17/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (5.049.00) 495,198.00 04/18/18 04/18/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.049.00 500,247.00 DEPOSIT ACCOUNT 04/18/18 04/18/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1.881.00 502.128.00 04/19/18 04/19/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.881.00) 500,247.00 DEPOSIT ACCOUNT 04/19/18 04/19/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 297.00 500,544.00 04/20/ 8 04/20/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (297.00) 500,247.00 DEPOSIT ACCOUNT NM/ 8 04/20/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 4.554.00 504,801.00 04/23/18 04/23/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (4.554.00) 500,247.00 DEPOSIT ACCOUNT 04/23/18 04/23/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (297.00) 499,950.00 04/24/ 8 04/24/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 297.00 500,247.00 DEPOSIT ACCOUNT 04/24/ 8 04/24/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (3.366.00) 496.881.00 page 4 o19 CONFIDENTIAL SDNY_GM_00012023 EFTA_00122674

Statement for Account # 867-730320 04/01/18 - 04/30/18 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 04/25/18 04/25/18 Margin Div/Int - Income GENERAL ELECTRIC CO GE 0.00 15.000.00 511,881.00 COM Payable: 04/2512018 QUALIFIED DIVIDENDS 15000.00 04/25/18 04/25/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (11.634.00) 500,247.00 DEPOSIT ACCOUNT 04/25/18 04/25/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (99.00) 500,148.00 04/26/18 04/26/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 99.00 500,247.00 DEPOSIT ACCOUNT 04/26/18 04/26/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (5.049.00) 495.198.00 04/27/18 04/27/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.049.00 500.247.00 DEPOSIT ACCOUNT 04/27/18 04/27/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (5.148.00) 495.099.00 04/30/18 04/30/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.148.00 500,247.00 DEPOSIT ACCOUNT 04/30/18 04/30/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1.485.00 501,732.00 04/02/18 04/02/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.861.00) 497,871.00 04/03/18 04/03/18 Short Journal - Other MARK TO MARKET ADJ 0.00 1.683.00 499,554.00 04/04/18 04/04/18 Short Journal - Other MARK TO MARKET ADJ 0.00 1.089.00 500,643.00 04/05/18 04/05/18 Short Journal - Other MARK TO MARKET ADJ 0.00 3.960.00 504,603.00 04/06/18 04/06/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.960.00) 500.643.00 04/09/18 04/09/18 Short Journal - Other MARK TO MARKET ADJ 0.00 990.00 501.633.00 04/ VI 8 04/10/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.861.00) 497,772.00 04/11/18 04/11/18 Short Journal -Other MARK TO MARKET ADJ 0.00 (693.00) 497,079.00 04/12/18 04/12/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (6.534.00) 490.545.00 04/13/18 04/13/18 Short Journal - Other MARK TO MARKET ADJ 0.00 3261.00 494,406.00 04/16/18 04/16/18 Short Journal - Other MARK TO MARKET ADJ 0.00 6.732.00 501,138.00 04/17/18 04/17/18 Short Journal - Other MARK TO MARKET ADJ 0.00 5.049.00 506,187.00 04/18/18 04/18/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (1.881.00) 504,306.00 04/ 9/18 04/19/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (297.00) 504,009.00 04/20/18 04/20/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (4.554.00) 499,455.00 04/23/18 04/23/18 Short Journal - Other MARK TO MARKET ADJ 0.00 297.00 499,752.00 04/24/18 04/24/18 Short Journal - Other MARK TO MARKET ADJ 0.00 3266.00 503,118.00 page 5 o19 CONFIDENTIAL SDNY_GM_00012024

Statement for Account # 867-730320 04/01/18 - 04/30/18 Account Activity Trade Settle Acct Date Date Type Transaction/ Cash Activity• Symbol/ Description CUSIP MARK TO MARKET ADJ MARK TO MARKET ADJ MARK TO MARKET ADJ MARK TO MARKET ADJ Quantity Price Amount Balance 04/25/18 04/25/18 Short 04/26/18 04/26/18 Short 04/27/18 04/27/18 Short 04/30/18 04/30/18 Short Journal - Other Journal - Other Journal - Other Journal - Other 0.00 99.00 0.00 5,049.00 0.00 5,148.00 0.00 (1,485.00) 503.217.00 508,266.00 513,414.00 511,929.00 Closing Balance $511,929.00 'For Cash Actvrly totals, refer to the Cash ActMty Summary on page one of your statement. Insured Deposit Account Interest Credited Begin Number Interest Interest MID MTD Date Balance of Days Rate Accrued Accrued PAID 04/01/18 $ 740,753.12 0.1998 $ 4.06 $ 4.06 $ - 04/02/18 740,753.13 0.2996 6.08 10.14 04/03/18 742,931.13 0.2996 6.09 16.23 04/04/18 741,842.13 0.2996 6.09 22.32 04/05/18 737,882.13 4 0.2996 24.23 46.55 04/09/18 740,852.13 2 0.2996 12.16 58.71 04/11/18 744,713.13 1 0.2996 6.11 64.82 04/12/18 745,406.13 1 0.2996 6.12 70.94 04/13/18 748,079.13 3 0.2996 18.42 89.36 04/16/18 741,347.13 1 0.2996 6.09 95.45 04/17/18 736,298.13 2 0.2996 12.08 107.53 04/19/18 738,179.13 1 0.2996 6.06 113.59 04/20/18 738,476.13 3 0.2996 18.19 131.78 04/23/18 742,733.13 1 0.2996 6.09 137.87 04/24/18 739,367.13 1 0.2996 6.07 143.94 04/25/18 754,268.13 1 0.2996 6.19 150.13 04/26/18 749,219.13 1 0.2996 6.15 156.28 04/27/18 744,071.13 4 0.2996 24.43 180.71 180.71 Total Interest Income $180.71 page 6 of 9 CONFIDENTIAL SDNY_GM_00012025 EFTA_00122676

Statement for Account # 867-730320 04 01 18 - 04 30 18 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $743,426.12 04/02/18 04/02/18 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (800.12) 742,626.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/02/18 04/02/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1,872.87) 740,753.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/03/18 04/03/18 Received FDIC INSURED DEPOSIT ACCOUNT 1,746.87 742,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04103/18 04/03/18 Received FDIC INSURED DEPOSIT ACCOUNT 2,114.13 744,614.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04104118 04/04/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1,683.00) 742,931.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/05118 04/05/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (431.13) 742,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04105/18 04/05/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (657.87) 741.842.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 0410618 04/06/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (3,960.00) 737.882.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/09/18 04/09/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,960.00 741,842.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/10/18 04/10/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (990.00) 740,852.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 7 019 CONFIDENTIAL SDNY_GM_00012026 EFTA_00122677

Statement for Account # 867-730320 04 01 18 - 04 30 18 Insured De. osit Account Activi Date Cleared Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 04/11/18 04/11/18 Received FDIC INSURED DEPOSIT ACCOUNT 1,647.87 742,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/11/18 04/11/18 Received FDIC INSURED DEPOSIT ACCOUNT 2,213.13 744,713.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/12/18 04/12/18 Received FDIC INSURED DEPOSIT ACCOUNT 693.00 745,406.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/13/18 04/13/18 Received FDIC INSURED DEPOSIT ACCOUNT 6,534.00 751,940.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/16/18 04/16/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (3,861.00) 748,079.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/18 04/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5,579.13) 742,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/18 04/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (1,152.87) 741,347.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/18/18 04/18/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5.049 00) 736,298.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/19/18 04/19/18 Received FDIC INSURED DEPOSIT ACCOUNT 1.881 00 738,179.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/20/18 04/20/18 Received FDIC INSURED DEPOSIT ACCOUNT 297.00 738,476.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 8019 CONFIDENTIAL SDNY_GM_00012027 EFTA_00122678

Statement for Account # 867-730320 04 01 18 - 04 30 18 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 04123/18 04/23/18 Received FDIC INSURED DEPOSIT ACCOUNT 4,023.87 742,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04123/18 04/23/18 Received FDIC INSURED DEPOSIT ACCOUNT 530.13 743,030.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/24/18 04/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (297.00) 742,733.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/25/18 04/25/18 Received FDIC INSURED DEPOSIT ACCOUNT 11,634.00 754,367.13 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/26/18 04/26/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (99.00) 754.268.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/27/18 04/27/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5.049.00) 749.219.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/30/18 04/30/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (5.148.00) 744.071.13 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/30/18 04/30/18 Received Interest: Insured 0.39 744,071.52 Deposit Account Bank USA 04/30/18 04/30/18 Received Interest: Insured 59.79 744,131.31 Deposit Account Bank 04/30/18 04/30/18 Received Interest: Insured 60.27 744,191.58 Deposit Account Bank USA 04/30/18 04/30/18 Received Interest: Insured 60.27 744,251.85 Deposit Account Bank NA Closing Balance $744,251.85 TD Bank NA $247,560.27 TD Bank USA NA $249,131.79 US Bank $247,559.79 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage accent are FDIC-insured up to applicable limits and held by one or more banks (Program Banke). Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 9 o19 CONFIDENTIAL SDNT_GM_00012028

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012029 EFTA 00I22680

Terms and Conditions STATEMENT GUIDE TL nr.t.irado aardes mordly Poiddio Rooms lor accoums arm acverty and quanody regens ce ladro accounts volt aasels,' Portfolio Sumrnary: Tradd list «ment robe d oer p00010 es Of lid 'Oprol dele end ~som n to die prior monta lbo NON elkabOn Meel«, mto( 00010 diveronCalion by Myanmar* type »rook alttalons ende< 5% mi be grouod mto thocalegory ei -Cehor" in the pre chan. Margo Eddy - Total Aroom %MOOI.] Long hterginable Vebe • Total Short Wikte) Activity Summary: To opening and doling cash balancee aro reconcled hoe lor you quid 'chrono Ai account acento es sunnyanzed lor me oren nood and run to dato. Income a Waalse Summary (nandRAs only): Nos sectio dotale the incorno and *mono Watt hom Oe Attiroy Surnmary end doseren Me tas irealment Rebrement Account Surernary (IRA' ener>: Roos lto ES rootxod kano:ons lor neo oma% ad pa years IRS Forni 5498 Fair maner value is based on go °urgent verue es of De:omber 31 cd imo pranous yoar and me to turnshod lo go Irderna Rovenuo Scinco. Pedonnance Sammy:Monitor your annusi ponk» pedomance end Ihe wrealized gaine end loswo: br your futuro ruestrnord strategy. Account Postbon: Mee yow rnestmoms a mo current malta vat»and comparo ten omina tost to toe oreekzed peins and rose, n your potolie Odginel col is estigned vang Me emir. lintoot (FIFOI ntelbot sneb aseurnee me grol dove, you set ere those yeti overdeed ira lbo eromared arrostmont enoamo2 and aren)° cast per share are dapayed lor your /elegance (Me rodest moerde° dab e nono br an crocerion 01mto tetto Ped0O. beaamt Ach": AI Wenen eclMly ia deert, delhed. Wied in date OM*, end reltected n ibe Cbang Cash bataat Trade Ironting Settlentent Congrm ye,' erecm tredee stili e sen/e/ment dele aller mondt ad. Tetse transactions en to rellected n mc Account Acvmy sabon non nomo, Onno. Cash Services 1month/n Detail: Cash mommen. vanSOOSCO rel deared arino tas statanom recomng prood. ndudng chete. dold card and MIA actoy. are Meed in dato Orde,. Onno Cash Services Sunwiwy: Crede ard dabt transaction knars lor Mc cunom statement retronag prood be summerized. Indintbal Venend*. ere no Miseed. rom to ronding adustments. tho stammom doofs may not con] me stalomen totals. Anno/ loom. end Erorroted Annusi VON wiktes ere bood uiten Ihe number slwes cnined or °mom olm balanoo aa ot trio slagman dato ad Mc most record duidend rede a Cash held penden/ GENERAL INFORMATION 1D Omen:rade doos na peovde legai or las achtte. Ploos* consult your lege waar or lax OCOunball tonen neCemlery. As e Mandant intkeby precoce. Plant COMOSSIO. Mi» be ratten:kro br Sally Ontrol and InansediOn veRgOSIO DurpOstO For TD »omlaad@ brohmonal nerts. your adoor hem is separate trom and not afbood oh TD Amentrada. Inc. a TO Art:farad° Chang, Inc.. and och lee is no retponstle Ia Me petexls end ontbos ol Me orher. Accwacy of Report:H you find any errors or omissie:ros In yow accouM stobanont you *houd immeidieurry telt us et ten mop.' gered n page ne 01 your statement You Oord oho contact our Clearing rent, TD Amerroade Clearing, inc. E 800469-3500. %oase review toe stammom careOly. you dope* neb any kansarmen or el Mao aio any ods a onssrom. Ome rally e Grient Services represeMethe a yens bad Winch Ofte. es wol as 10 Amodade Cleane. Ine, in venna etthn ton (10) days of tros afoog ot Mos statement. Arty oei shilements Ihe, you here made to o ~da be COntinned in wrong The statement stil Othenvee be considered condohe. Fletse marlt vs prompily 01 any doof" in yens cOnlaci inormation. TroneediOns Meehad on your repon wil be concbsepalyd~od accurateurn:4s you noely TD Amavado«opdat*. Account Prolection: Deposits led by TO Bank. NA ard TD Bank USA. N,A. aro nood by 7,0 FDC (ral Onered by SIPC) up 10 5250.000. Limiet Me per Waalt OrmerOP per inOludat TO leem more COO FOK Ogrorage go CO ween IdCgOv. Soapes. indudng "wal fund., held in yrtor &OWEN. Account are nol deposita Or obloalions of. or guannteed by. any bank. are not FDIC.enswed. and enorm entestmont seks. includng pootte loss ei prhdpal, TD Nierbode is a momber ol ten &tombes hyena Praatten Corporalion (SIPC'). wNch proads ~Mies droom«, of ds merrbers up lo $600.000 (m:gading $250.000 la daims lor cash). Explanatory brochure is monade on request si wnsipc.org. Additioneily. TO Amedtratte pronde, esci ti eni 5149.5 nullen won of proleceen tor ,Baddo end $2 Milten 01 IXONCIOn br Cash Omrolt SupOlemental coverage provided bi London roepers h Me OOI 01a beknot ineotrency. a dient may febtiroeMOunts due KOM die buste* in barrouPtcY and Man SIPC. ~omal ocworago o pad out Mor tho trustee and SIPC payours and ~ar such canna* each clent es ~tod to a cemand return ot 5152 mniOn kom e Poelet SIPC and Londen insurers The TO Anteritrade Weplene0181 coverage I,ss an aggregate Iml ol 1600 mnon over all cushamors. Trio polcy aardes Overage logeraing heenwege introbny and doos OOI FONCI Minst ba in mantel vabe ot me socurnms invomment h a money MAM« kind e na ineured Or Werarneed by Ihe Federa) Depose Insurano Corporabon FFOICI ce any aha gcnctiwient zoor MOOI Oio lunds Beek 10 poene the ron» d mto ~kalmere als CO p« here. ir b poule» 10 lOse menen/ by invoelen n e money mantel fund. Wdeedo are Onland day end padtentostod mordey. The prospectus canons lees arai ober important relorrroort Reed the prospect». cie vI0 beo. ~hing. NOn-MIONI innatilmente held th teug ▪ okor.dealer are NOT FDIC NSURED / NOT DANK GUMNNTEEDi IAAT LOSE VALUE, The Sam» h yOur bank aspoen swami or onere, d yOur Ma» martel IthOSI and can te liqudatod on your order. and We Fr000ds rolurnad lo your sacurOos account or /Omblad bye TO 110rodrig: Th. ~OIO mol b Motto «want Vo wil weke Foren 1039b! oraal wc noen in oxrpl.exce web ES reamenails Indudes ababb neon doods. caput gans. Iade MMO and oio proceedil Some pernerts are 'subject to redenfolOn troich wil to rendel n aDsecracnt rocrepons. Cost Basis: Cadeaus, tag lot and patonnanot ceponng ra Consromba am olleOd ad codrord by COI ht:CRPORMED 11) ameande is na Sneb* lo he retenkt or diedoky a to ~mam TD Mina and as Inbrmaton pinda: FPnaterdi do not ~Me me motor« me intemWon and dele podded NCOECEATED b e Mamle conxiny and e ra tllldnarm 11) Omarmde ahob and Options Account Agreements: Prompt>, adotto 1D Amontrade n ming ot any "Inge in your inwoont doxines or Mama, zoom as thoy paan to your manie or Orthtno eccOunl agreements. A stimmey 01 cOmmissions and charge, indreef( win lno exeouban ol opaons transancns is ~tabla. Oren Makel Proces: lbo naad 'dune cl scones ham bos otroned. d ~st hem ~ogen servatt ad Oor rdependerit »cacao Vak" ero bseed n Ob dodo OV.* Me non baton me bd ad slop acet, aalla marot, e no marker ti:Oplosmiddelen a ~den MMS & Oh« indepandent ~Ot. he securty is Waal to bang rottend as sto Pm CNP) lbo oluons en your FatIdo ron are Won» , as 90,02 oblThlan ad ente do roe guano° Ine arcurazy day scones aces. Molair laactust po -slons ab vokol ~g de remrang bene trd pio odel meetel Oro Poncho rood ~Mans met na twecon zalm prococcb, The asday raad la Cortrames ot Dopesse (CON n goneraly boud and Me oord tukte men be «Iets non Me ~me Vo MONO'«loss d Pabbel may ~I ton Me tab cd a CD pro b morty Baxe ander Red Worp Smarte: Inde ~roe mal ooty co:~ and dora bate cn a laad melina. Rana. iney »Onno OTC Krot manonkel mark« and 9.00(nloutieg fnv rxl Sad la Wo rosoli Ppo, potlto pio re rriskeey, lborobot tarot pare rohrty man rood n a las d poloot Non Standand Arams (16M aso typcaly guano-is er dros panspaan program socurbas ~tm:. Irma inheb ccmpanw. o red erato meenee lou i.cbwrooty ais, omme <dubt pront dil a tedge krab NSA6 se boa" houd imselmtvis w.:1 do na aft cri e none coconlos aalgo a tm &toog Stoa Orka lto 'duce ~snier ~e rnesirravs are ~Wed troms deMed hOm minba medolk kokkin,. bul nol Vroed to independent ophaal, Me proans nol zurt. anti« tred pony luide' °nors tut boe boen proded by Ine ~agonie" wrvrturabr ander spattig a oen pon er tri a thrdpaly vendu ~out independent ‘erfC.~ by 11) ~e Wim, mei nel reek« Ine 'land ~aas pica. stol marker 'duo a be ~tol ron Inadaten Y an orommed velo oma t o esLoOloned eresept desa ~m&. me wroeten mor be reflected es NO,Wited CNV) Fer ~lood Mal mpong waaien kr he. Stardaml kam. plemp oom Clat Smoes These rotor" arena omrol ambt me SIPC. Peda. Po Sauna@ (ARS) Poog: Tho makel~ ka AAS warbos hos bon ctroned. H ~We. trom ~eten eerroes or oma idepadent ~ces The ecomoy ei go prong is nol purantwd. Ha mater tubes nd analásb. TD Pecrbade wil pro Me AAS peroon. toko eb ceraderon bob to krodly rG undehog «de Quay. lbo ARS mater e currento enronlrving e itak 01koroty and, ese re,uk here CW1ben) eatnrCe dun och secunda an to tuta ordenomen mar cowboys. REGULATORY DISCLOSURES MI onsaceons aro abject to p) me con:muon. NOS. rogulatons custard and usagos d the exchange or merkel. and iel dearvonouse. il any, en grid , och tronastlens ere *omwal: 01) Indaal laws, indult% me Scoops Ad 01 1933 and th* S«urtes Ex tu • a oun rt4 jo and nem tiAtend For an moeder brochure Mai enclaSas informabon de:Wang FINAA's POric Chsebsuro Poronam. pees, contact FINRA af (00489.9999 of wrwriirwaCro. Rio inwon rato Maan tor TO Amortrado Cash e laken Oom Ome applcatle emecost rato eer lor Ihe klankel Velue biare n intt TO AmereedeCarro. as 01Me illatement °bang date Simpt irected is =oma doof base, on the emerost rato ent applicatie to oach days Intoom). Flnanaal Statement Notifbation: lbo stammen ol Omnaai condbon lor TO OmenIrade ~tabla troce a year and may be obtental al nO oost. vie Me intomen al Mot 0weretcronentrado.00mbnanetabiatemonintml. Wagon AssIgnment: NI short eeuw opoon posnons and emoe index oom poubons aro ~tabla lor essignmero. banale anignment ~ces Sar eg" ed "der )pions are rendOnty alocalod aflang all doms' shon postraio by an aulomalcd procedeer. Free Credit Belano (lade 15c3-2 6 3): Under me dom protabon mits, wo may uso tree arroil belenCes it yOur account n Ine Ordintuy Oase ol out banco warkam ere pand» to sou on ~wd. Mergmn Aeoounle illeguladon T): H you have a margrn account, era (*pon o a combnawn ei YOUr ~Min eetart and e Needel ni•Morandurn accova Tredng on margn poses edditonal 'ida and is not ouder lor all inoestors. A complot* lat et tbc risks assomalod rulli maan bagno is avatar° in IN Muon tok discoare cleCtAnent. YOu may oblein e copy or Ms document by ontlading us el he munita Wed on page oneer oor statement. Peyment lor Order Flow (SEC Ruk» 606 and 607): In soro crcumstanos. TO Arnontrado rotorros compalsabon Ia dra erg tonen anothearunta ani broed equhr order liba to selecled manOs, breeds a dealers (Mantel Centeren COlpensalion is in de lort ot a per share cash payment. h addlKin. TO Amatradealso may roemt compensawn relaxed m Mo breien curency Weldoe component or samentien in FOrtron rroCurilles trom Merkel Geile% natten sext+ Vaan. Wo post wanen; repos <lobbig lbo »mum lor order roten) execueon at onweldarrutradocont A wonen cao is axolotl° Ulan nxpost. li is our pdicy. asoni pont adam to neo ontrary. to select brokers. dooiers. and molmt makers beseft On I,0 (Willy to porde best erocution and the Oslo/ 01 ~WO pila emproyement en mark« orders. Pnco improttmam is avant,* ~or beaam ~cel conctlions. and vno toedoet, monter esecutore to lost br stcb imporomont O aolable. Trede COMIrmOtonto (Ruk. 100-10): All conennelions ere PeremilledOn Ine IronseroOn dele Teen: hobo:ion. in kroign setudgel (indrang Weign COMIlanY ACES Elf Ede hl mo U,S.) ron include boos ani loos~ by Ob knoei mantea or ponsonmens. start may be renecied in Ine print 01 Me security Of charged an tapenen Ine dan Privacy Poroy Notilkillon: A 000y of Me TO Anrotrada privacy DOWY is arohrble el sw.Pamcgoadocom Cal» Securnlern The elocroon ol podia] mdemdonsa calls is doe tong a proeft Itemy molom. A doscnoton ol ero Droogt-ros br oallibto sccunilos is avalabloon Vme robsdo or haft copios aro muntte won ercom M Case 01 OOM Or oerstom OOI yens Elearonk Ford %Ohm Ottase CO teel 9 el 1.203 669.3960, or e, wrang to P,O. Box 2209, Ornaro. NE 68103. or by emall dienNerviro80105Metendrrvem T e WOrnWon cOntehed n your acCouni statement aide be bindng upon po tl you do nel otrocl wenn way NO) days lor any !condor ot lurds aalpa to Rodabon E, welt os ATM and pond otialo banden. doen transactions. doem depassis. and rolhdernal$ We Must beo rrOM yOu re later men 60 darts ener we sent Wo me FOIST stammen, on whist, Me error or pr°Mem appeacod. (I) TO us yOur rens and account ~Oer. (2) boud» the onor Of Me teariroar you ace unsuro aboul. and aspion as dearh as you oan wby you beitste ti is an error or why you nood nxte inlermebon. (3) Tea us Po donor &hom of Me ~wed erve, Wo stil moslem* your compote and wil correct any error prompdy. H we lakei noie man 10 business days to do Ns. se wil credi yOur account br lbo MnO/0 yes Olie* is n enog. zo~ you wil have Oio use ol tbc rrancry dong lno urne e takes to toean:No ourinoestown. AARD 150 Ona SDNY_GM_00012030 EFTA_00122681

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA, NE 68103-2209 TO Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/18 - 05/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE I3-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash $ • $1,485.00 ($1,485.00) Insrd Dep Acct (IDA) 86,850.13 744,251.85 (657,401.72) (88.3)% Money Market Short Balance 510,444.00 (510,444.00) (100.0)% Stocks 6,015,800.00 4,733,800.00 1,282,000.00 27.1% Short Stocks (510,444.00) 510,444.00 100.0% Fixed Income Options 10.00 2,500.00 (2,490.00) (99.6)% Short Options Mutual Funds Other Total $6.102.660.13 S5.482.036.85 S620.623.28 11.3% Margin Equity 100.0% Cash Activity Summary Income & Ex .ense Summa Non Current YTD Reportable Reportable Opening Balance $511,929.00 $ - Income Securities Purchased (1,178,358.85) (4,069,779.45) Dividends $8,883.80 $ - Securities Sold 1,754,201.22 Interest Funds Deposited Other Funds Disbursed - Expense Income 8.88180 41,767.61 Interest Expense Fees Other 657,546.05 2,273,810.62 Other Closing Balance $0.00 $0.00 Net $8,883.80 $0.00 page 1of 7 Estimated Income Portfolio Allocation Estimated Yield 118,619.00 $118.619.00 CONFIDENTIAL YTD $41,767.60 0.01 (3,827.81) $37,939.80 0.07% 2.0% 1.9% Stocks 98.6% IDA 1.4% Performance Summary Cost Basis As Of - otsavian Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)"° Securities Received/(Delivered)Y° •To view realized gains and losses for your account, login at wwwidametitrade.com and visit My Account > Gain/Loss. $4,877,119.60 2,216,929.67 (1,078,239.27) 41,767.61 0.00 SDNY_GM00012031 EFTA_00122682

Statement for Account # 867-730320 05/01/18 - 05/31/18 Income Summary Detail' Description Current Ordinary Dividends $ 8,883.80 Interest Income Credit Balance 0.00 Qualified Dividends 0.00 IDA Interest 144.33 Year to Date $ 17,767.60 0.01 24,000.00 916.94 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accuratehi reflect your cumulative amount for the year. Account Positions Symbol.' Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 10.35 $445,050.00 01/12/18 $ 500,956.00 $ 11.65 $ (55,906.00) $ 35,819.00 8.0% ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 99.15 2,478,750.00 01/13/14 582,049.13 23.28 1,896,700.87 INC COM GENERAL ELECTRIC CO GE 125.000 14.08 1,760,000.00 10/20/17 2,593,861.27 20.75 (833,861.27) 60,000.00 3.4% COM GILEAD SCIENCES INC GILD 10.000 67.40 674,000.00 05/22/18 681,906.00 68.19 (7,906.00) 22,800.00 3.4% COM SANGAMO SGMO 40.000 16.45 658,000.00 05/28/13 337,771.20 8.44 320,228.80 THERAPEUTICS INC COM Total Stocks $6,015,800.00 $4,696,543.60 $1,319,256.40 $118,619.00 2.0% Options - Margin SPDR S&P 500 1.000 $ 0.0001 $10.00 01/30/18 $ 180,576.00 $ 1.81 $ (180,566.00) $ SPY Jun 15 18 300.0 C Total Options $10.00 $180,576.00 $(180,566.00) $0.00 0.0% Total Margin Account $6,015,810.00 $4,877,119.60 $1,138,690.40 $118,619.00 2.0% page 2 of 7 CONFIDENTIAL SDNY_GM_00012032 EFTA_00122683

Statement for Account # 867-730320 05/01/18 - 05/31/18 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity' Symbol/ Description CUSIP Quantity Price Amount Balance Opening Balance $511,929.00 05101/18 05/01/18 Margin Journal - Other PURCHASE FDIC INSURED $ 0.00 $ (1.485.00) 510,444.00 DEPOSIT ACCOUNT 05101/18 05/01/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 1384.00 512.028.00 05102/18 05/02/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.584.00) 510,444.00 DEPOSIT ACCOUNT 05/02/18 05/02/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 495.00 510,939.00 05/03/18 05/03/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (495.00) 510,444.00 DEPOSIT ACCOUNT 05/03/18 05/03/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 693.00 511,137.00 05/04/18 05/04/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (693.00) 510,444.00 DEPOSIT ACCOUNT 05/04/18 05/04/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (2.277.00) 508,167.00 05/07/18 05/07/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 2.277.00 510,444.00 DEPOSIT ACCOUNT 05/07/18 05/07/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 2.673.00 513,117.00 05/08/18 05/08/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.673.00) 510,444.00 DEPOSIT ACCOUNT 05/08/18 05/08/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 12.672.00 523,116.00 05/09/18 05/09/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (12.672.00) 510,444.00 DEPOSIT ACCOUNT 05/09/18 05/09/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 3.465.00 513,909.00 05/10/ 8 05/10/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.465.00) 510,444.00 DEPOSIT ACCOUNT 05/10/ 8 05/10/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 (6.930.00) 503,514.00 05/11/18 05/11/18 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 6.930.00 510,444.00 DEPOSIT ACCOUNT 05/11/18 05/11/18 Margin Journal -Other MARK TO MARKET ADJ 0.00 (693.00) 509,751.00 05/14/18 05/14/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 693.00 510,444.00 DEPOSIT ACCOUNT 05/14/18 05/14/18 Margin Journal - Other MARK TO MARKET ADJ 0.00 2209.15 512.753.15 05/15/18 05/15/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.309.15) 510,444.00 DEPOSIT ACCOUNT page 3 of 7 CONFIDENTIAL SDNY_GM_00012033 EFTA_00122684

Statement for Account # 867-730320 05/01/18 - 05/31/18 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 05/17/18 05/17/18 Margin Div/Int - Income ALPS ETF TRUST AMLP 0.00 8.883.80 519,327.80 ALERIAN MLP ETF Payable: 05/1712018 Ordnary Dividends 8883.80 05/17/18 05/17/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (8.883.80) 510,444.00 DEPOSIT ACCOUNT 05/22/18 05/24/18 Margin Buy - Securities Purchased GILEAD SCIENCES INC GILD 10.000 68.19 (681.906.00) (171,462.00) COM Commission/Fee 6.00 05/24/18 05/24/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 681.906.00 510,444.00 DEPOSIT ACCOUNT 05/01/18 05/01/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (1.584.00) 508,860.00 05/02/18 05/02/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (495.00) 508,365.00 05/03/18 05/03/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (693.00) 507,672.00 05/04/18 05/04/18 Short Journal - Other MARK TO MARKET ADJ 0.00 2.277.00 509,949.00 05/07/18 05/07/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (2.673.00) 507,276.00 05/08/18 05/08/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (12.672.00) 494.604.00 05/09/18 05/09/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (3.465.00) 491.139.00 05/10/ 8 05/10/18 Short Journal - Other MARK TO MARKET ADJ 0.00 6.930.00 498.069.00 05/11/18 05/11/18 Short Journal - Other MARK TO MARKET ADJ 0.00 693.00 498.762.00 05/10/ 8 05/14/18 Short Buy - Securities Purchased SELECT SECTOR SPDR TRUST XLU 9.100 50.1463 (456,337.33) 42.424.67 SBI INT-UTILS ETF Commission/Fee 6.00 05/10/ 8 05/14/18 Short Buy - Securities Purchased SELECT SECTOR SPDR TRUST XLU 800 50.1444 (40.115.52) 2,309.15 SBI INT-UTILS ETF 05/14/ 8 05/14/18 Short Journal - Other MARK TO MARKET ADJ 0.00 (2.309.15) 0.00 Closing Balance $ 0.00 'Fix Cash Amway totals. refer to the Cash ActMty Summary on page one of your statement. Insured De . osit Account Interest Credited Begin Number Interest Interest MTD MID Date Balance of Days Rate Accrued Accrued PAID 05101/18 $ 745,736.85 1 0.2996 $ 6.12 $ 6.12 $ - 05102/18 747,320.85 1 0.2996 6.14 12.26 05103/18 747,815.85 1 0.2996 6.13 18.39 05/04/18 746,231.85 4 0.2996 24.50 42.89 page 4 of 7 CONFIDENTIAL SDNY_GM_00012034 EFTA_00I 22685

Statement for Account # 867-730320 05/01/18 - 05/31/18 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accmed MTD Accrued MTD PAID 05/08/18 05/09/18 05/10/18 05/11/18 05/15/18 05/17/18 05/24/18 748,904.85 761,576.85 758,111.85 757,418.85 759,728.00 768,611.80 86,705.80 1 1 4 2 7 8 0.2996 0.2996 0.2996 0.2996 0.2996 0.2996 0.0700 6.15 6.25 6.22 24.87 12.47 44.16 1.33 49.04 55.29 61.51 86.38 98.85 143.01 144.34 14434 Total Interest Income $144.34 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $744,251.85 05/01/18 05/01/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 1.485.00 745,736.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/02/18 05/02/18 Received FDIC INSURED DEPOSIT ACCOUNT 1.584.00 747.320.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/03/18 05/03/18 Received FDIC INSURED DEPOSIT ACCOUNT 495.00 747.815.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/04/18 05/04/18 Received FDIC INSURED DEPOSIT ACCOUNT 693.00 748.508.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/07/18 05/07/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (2,277.00) 746.231.85 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/08/18 05/08/18 Received FDIC INSURED DEPOSIT ACCOUNT 2,673.00 748.904.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/09/18 05/09/18 Received FDIC INSURED DEPOSIT ACCOUNT 12,672.00 761.576.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 5 of 7 CONFIDENTIAL SDNY_GM_00012035 EFTA_00122686

Statement for Account # 867-730320 05/01/18 - 05/31/18 Insured De • osit Account Activi Date Cleared Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 05/10/18 05/10/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,465.00 765,041.85 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/11/18 05/11/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (6,930.00) 758.111.85 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/14/18 05/14/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (693.00) 757.418.85 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/15/18 05/15/18 Received FDIC INSURED DEPOSIT ACCOUNT 2,309.15 759.728.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/17/18 05/17/18 Received FDIC INSURED DEPOSIT ACCOUNT 8.883.80 768.611.80 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/24/18 05/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (26.111.80) 742,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/24/18 05/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 495,000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/24/18 05/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 247,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/24/18 05/24/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (160.794.20) 86,705.80 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/31/18 05/31/18 Received Interest: Insured 2.84 86,708.64 Deposit Account Bank USA 05/31/18 05/31/18 Received Interest: Insured 46.72 86,755.36 Deposit Account Bank 05/31/18 05/31/18 Received Interest: Insured 46.72 86,802.08 Deposit Account Bank USA page fl of 7 CONFIDENTIAL SONY_GM_00012036

Statement for Account # 867-730320 05/01/18 - 05/31/18 Insured De r osit Account Activi Date Check Clewed Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 05/31/18 05/31/18 Received Interest: Insured Deposit Account Bank NA 48.05 86,850.13 Closing Balance TD Bank NA TD Bank USA NA US Bank $86,753.85 $49.56 $46.72 $86,850.13 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks"). Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA.. both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (BIRO) protection applcable to your brokerage account. Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TO Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at httplAwwe.tdameritrade.comainancialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2018, TO Ameritrade Clearing, Inc. had net capital and a net capital requirement of $2.2 billion and $4.85 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington D.C. and the Denver, CO office of the Commission. page 7 of 7 CONFIDENTIAL SDNY_GM_00012037 EFTA_00122688

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012038

Terms and Conditions STATEMENT GUIDE nr.t.yado modes monthly Portfolio Steppes for accoums with act/wry and greatly /mons ce 194C1.10 accounts with assets.. Portfolio Summary: Tithe the Current value d your 000010 as Of the rep04 dale end compares ti to the prior month.: The and elkCeliOn Etcetera yOur thr0010 divertiaCtilion by investment type Maple Slocateas under 5% ail be grouped into the category of -Cdw" in the age chart. Margin Emily - Total Accourn Eguit0Tmel Long Meginable Value • Total Short Value) Activity Summary: The opening and dosing casts balances we reconcled hue tor yew quid fONfOlC* AI account acunty is summated for the currant period and year to date_ Income a Expense Summary thernals only): This section details the income and evens. 40[03 from a. Attinty Sunman and ClaMilinno lax Irealnient Robrement Account Summary (IRAs only): Review Ire IRS raulatod transactions for the (wart and wry years, IRS Fenn 5498 fail marker value is based On the anent value es of Docomeer 31 of the previous year and wit to furrishod to to Internal Revenue Scow/. Performance Summary:Monitor your annual portfolio palomino, and the vcrealized gains end losses or your Enure memo -nom strategy. Account Pasant: New you mostmems al the current market vat, and comp= the mend test to see weelikled gains and losses n your WINO Original cost is assigned using the error. OfSI-Oul (FIFO) method. welch assumes the Oral shares >du set ale those you pi-tanned lest. The estimated orrostment income2 and average cost per shore are disport for your /entente Rho attest purchase Wan is shown tor an ideation of you Inking Ped0d). McCord Attitly: Al steoreM actMly is deer,/ defiled. toted in date Order, ant minded n the Oberst; Cash balance. Tido, Pending SMINinant: Confirm yOur eattoted trades WM a settlement dale Mier month end. peso transactionsel be collected n me Account Actmiy sexton nod norm Chattel* Services TrensilttiOn Detail: Cash management InnattiOnS that cleared during lets statement mooning dame. ndudng check. debit card and ATM actuity. are hued in date Cede.. thane Cash Services Summary: Credo ad dolt transaction totals or the arum slammed retrying 00006 be summarized. IndMtkel banaacle ere notlisted. roue to rounding aegustments. me %moment deals may not cgs., the statement totals. tattled Anneal Income and Estimated Annual Yield values a e based upon the number of shwas owned or astern value balance as of the stalemom dale and to most recta dradond rale or Cash tat pkMde4 GENERAL INFORMATION 70 limentrade does not provide legal or lax wince. Please consu l you legal adveor or lax aCCOurall when raKtPlory. AS e Shineted inOssby matte. MEMO COneerthlths May Oe MOMS Mr Sally MAW and transediOn veernalth Puente. For 70 Amino -ado nsobtonol clews. your °Mow him is separate from and not satiated wet TO Amentrade. Inc. a TO Arra:loran Owing. Inc., and oath Irm is not responsble la the prOtkrys and senates ol the whet Accuracyof Reports:II you find any errors or omissions In your account statement you Mould immediately call us et the nunbei listed on page one of your statement You Gould also contact our Cleating Fern, TO Anieflinade Clewing, Inc. al 800469-71/00. Please mem too =thorn careelly. If you Smarm with any transaction. or nl Mom ate any <WM a omissions. Anse nobly a Client Services repieSeratilber a yOur teal batch edge. as wol as 10 Mercado Cleatro, Inc. In wrong ethn ton (10) days of you moot of this statement Any wed statements Mal you hem made to us should be CONinned in habit The statement will triennia be considered conclsive Please Wry es promptly 01 any charges in you COntaa information. Dtineedion reamed On your report wit be cancan/Et, doomed accuratounloss you cooly TO Amettrado tweet*. Account Protection: Deposits hold by TO Sank. NA and TDB.* USA. NA. are insured by MO FDIC OW Covent by SIPC) up 10 5250.000. LimilS ale per aCtOunl ornerth0 per inialutlen. TO learn mole about FDIC Coverage g0 t0 awe IdCgOv. SOCUtle6. indudng Mutual fend, held in your IS011etige Account are 401 depORIS Or 0010allOin Of. Of guaranteed by. any bank. are not FOlt insured. and invoke investment odes. includng posstle loss ol princpal. TD Mercado is a member ol tie Securities Investor Pram -ton Corporation (SIPC'). which proems swathes customers of its mothers up lo 5600.000 (inciting 5260.000 lot dam for cash). Exploratory brochure is available on request at Ackationthy. TO Anientrada prOMWS (nth Cleat $149.5 trillion worth Of prolectlon for SeCuritieS and $2 Winn 01 pretegrain fOr atah trough SupOleMental °Overage provided by London ineurelS h the *Wen 01a brokerage insularity. a dent may reteirarelneents due from the melee in baltrePtcY and men SIPC. Simokommal coverage es pad out aver the trustee and SIPC payouts and color such coverage each clone is limited to a combrod return of 5152 miliOn Iron a trustee. SIPC and London insurers The TO Anowitrade Preptivental coverage has an aggregate Imo GI SSW motion oar at customers. The potty precedes Coverage Ion:ming brokerage insolvency anddoes nOlprolegl Mani Ins in market vate of me mourners investnen1 it a money market lurid is not Mewed Or guaranteed by the Federal Depose Iresuranar Cameroon (FDIC' a any other or:nommen agency. Although the kinds Beek 10 preserve the valle et whir irranlment al S 00 per share. it is pOstibb 10 lose money by invesIng n a money mantel fund. DMilecds are declared dely and poctresnonted moritty. The prospcches moans this and Woe important riormaion Read the prospectus WOW, Wore kitting. NOmdepesil investments held by your a akar dealer arc NOT FDIC INISURED f NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance it your bank deposit aCCO.MI Or Shares d you money Markel moos arid can to liquidated on your order, and Its proceeds retuned to yam mason amount or remitted Wye° Tax RepOrerg: The WWI) moot a Malin detente You receke Fenn 1099 for Laud tax ntortrg n complake wan IRS isessoTalls Includes goatee moss. dridends. copal Oahe. Wee Xefelted. and Ode, 0 ,0000041. Some Wan* are subject lo reclassnOtkin iandi Ml be rthectal on stextront Weapons Cost Sash: Oztaasts. tan lot and poterronas restoring at Donskorltry are Meal and (rand by COI IMDCMPORATED TD Avelete is net imporetils lo to NW*/ or shay el to Summon. To ementalo and es hternalon payday Mott in, do not gamin Me Emmy Of Me inkiwelon anti date paled. COINCCOPYIATEDia a MgNab Orpany and end alleged wet Mimed/the Margin and Options Account Agreements: Prorrpift anMso ID Amentrade n voting of wry change tn your investment otaximos or inarcial striation as they wain to your margin Co OplOns accOunt agreements A summary of commissions and charge, incurred ware tie execution ol aeons nansadiced is ayalable. Currant Maket Prices: The mates Was d scones ham ban Waned, it avaittskk tram delaka anterl and Other niepextert soaves. Wrote we based On me do." with Hsu moth batmen me bid at slung FOCOS. a ether rrotcels. I no racket %clue is motto ram a cp4alocn Hot* c OW independent *WM. I've Meaty iS UAW I0 being oiled& Non.Prcei CRP). Thesolusons on your catidomport am worded as genet Maraton ad wo dons guaranies to scum/dam scones pmts. Ilogago backed pardons are toed yang me hmanng Wine and me cunt meta coke Poncho fecal Ea/Jahns may net roaccet mks prococch. The se nary maim to Cathay: of Deposes (CDs) is got* loud and the °dud vas me be client from me partheth poke Asrylart lonclthraila may roati too the sale aI a CD pier kr roosts Do- ds rib Rod Foot Seam as trade Weronvy roam awry conic and dons wade on a Mud oxthongo. Rath% may tax n me OTC Wes Mecounter, markt( and sufrilent hludOr may nd WO kr ace MOM KM 00eantra to musty. The sato Minot' pea ea mahatmas molt n a lads d pthapol. Non Standard Atoms (PISAI aro typcaly trramments n arms pampa:on program sturbw I:stratus knell tatty compann. on red woo ruminant tort comedy pmts. male <duty. Orirole debt or hedge kricb. We we WW1, Maud inwalmths and do net ale on a Mead curies octane* a to &tag Stock Mafia The auras th ann kr mare meows! are Sinai& ming denied horn news methods heett, but not kited IP independent approvals. the pro:cats cm =ctn. ono' ri d party tender diets Purr h.yeo bean provided by tern otheydroia. ado spoyor d each program on by a thrdpaty voter Mita independent Eerfcatim by ID kneehole. Values may not MINX the clonal puthase thce. wool matt Yam a be roakral rpm kudos:nem a:faunal woo cm. be woothed trough temmethods, me olutifal Met be reflected as NOnOited (UFO Fa adOttna deral tcpwartg Wotan Iry NmStamtand Sews. plowe aortal Clan Schism nut attracts aro no wood undone SIPC. Auden Rao Saudi= CARS') Prong: The motettaxa fa OAS stunt too bon Waned. H mettle. Korn cprOtaten maces or Wei itiefeetert Mutes The tansy al the eking iS not surmised Ha market oat bra =Ida,. TO *rota will prise to OAS Helm.Mao rib tweets= boll to loudly and undetyrt cm* pushy. The MSS rota is wronly eteninCirt a land bitty and. tea soul, mere an be re ammo Mal loth eaurtieS am be sod unix once malt cotters. REGULATORY DISCLOSURES AI Wansostions aro abject to ti) me constitution. riles. regulations. customs and usages d the exchange or market, and as deamonouse. it any, on Mich such Utintinrana ere executed: prl federal lass. inducing me Socunnes Am of 1933 and "n p ° the S«urises er • sa i EN R FI M Ex in ant end F an ow brochure That invades information demoting SINRAs Pthic Disclosure Program. please Conlacl FINRA at 030-289.9999 or wnwarwaryg. The interest rate storm for TO Ameafade Cash a taken from the appicatle impostrate ser for the Markel Value Warm n the TO Amertrade Carib. as 01 the slat men closing date Simple interest is acruad daily baled on the interest ram ter applicable to each days balance. Financial Statement Notification: The statement ol hnancul condeen for TO Amontrade a ailable Woe a year and may be obtarkel al no cost vie the internal al May:Awyeadomentradocombnancithiatementlitra. Option Assignment At short way spoon pennons and some .odor option potions aro avalable tor asstymeM Esercee assignment traces for <Ivey of riles options are randomly alocaled among adorns' shod posoons by an automated promise. Free Credit Baboon (Rule ISM-2 II 3): Under me ctent protection tn. we may use tree Credit balances in your account in me Ordinary Course d our bosons which are payable to yOu on demand. Margin Aar:curds (Regulation 77:11 you have a margin account, this reports a combnoran of you Margin sothent and a special memorandum eccrunt Tradng on marlin poses adthional risks and rs not stable lor all investors. A comet, lot d the asks associated vath margin begot; is amiable in the margin Mk disclosure otemheal. You may obtain a copy Of this document by weaving us al Me rumba fated on page One 01 your statement Payment for Order Row (SEC Rules 606 and 607): In some crcumslances. TO Amentrado recorrod compotaton la Wooing certan orattrocounta and tsted whiny order acre to selected markets, brooms or dealers (Merkel Centers1. Citileensalion is in the tom Of a per shorts cash payment. In adotoon. TO Amworade also may roomer compensate related to the foreign curenry exchange component Of taretrabris in WOO securities horn Markel Cantle ozocutng such rubs. We post caartcar maths disclosing the vutues for order rococo ezecurson at winvidarneroradocony Amino" copy is avalalde Limn rawest. is our ploy. absent nerd orders to the contrary. to select brokers. deal rs. and market makes tossed On Me abilly to movde best Pecutlon and lie history Of seders; foes improuomero on modal orders. Pnce improverrom is avant,* utter canon market condoms. and wo regular/1manta executcas to test tor sorb impmoment tl avalable. Tilde COMirmistiOna (Rule 100-10):All cordrmalkins ale Peremilled On the InansittiOn Male. Taxes: Trantoolons in kronen semolina (ndulng foreign ComPanY ADM tldl 116* in me U.S.) moy include taxes and fees charged by to foreign maker or governments. hilt may be recoiled in the Moe 01 the security or charged es an ndependent One item Prtnity Poky Notifitthon: A Spy of the TD Amoebae* Privacy DOIcY is neat* at wave.blamccaadecorn Cable Seamans: The Precast el pelts retlemplons or cab it done tong a ortolan keen system. A descnoton ol the pro:Woes tor Stable saunters is salable an to :rebate a hale copies we available up:new-mi. In Case 01 enOna a mentions *Out your EIK*OniC Fund Dander. ettrase CO lett s al 7600669.3900, or in wing to P.O. Box 2209. Omaha. NE 68103. or by email at dierneenrkeetbldbMentrade.COm The inkinhaton (Unlined in your aceourn slatemeM shell be laneing upon you it you do nth 01:10c1 wthn sub, lelldays for any transfer of herds mbect to Andabon E, such as ATM and point olme tractors, debit transactions, direct deposits. and withdemil$ WO Must hew from you no later Man 60 days after we seM ate the FAST statement on whichthe error or problem appeared, (I) Tell us yOur non* and account renter (2) Douche the error or de transfer you aro unsure about, and wagon as deafly as you can why you beam it is an error or Env you need mac inhumation. (3) Tell us Pie dollar amount of the eanokted error. Wo wall monitor. your comport and MI correct any error promptly. It we lake more than ID business days to do Iris. we wit mitt who acctunt for tie amount yOu think is in error. sO that youwit have to use of the moneydonna the in* t takes us tocompote ourinvestigate:cc AMID la07na SONY_GM_00012039

ID Ameritrade 800-669-3900 TD AMERITRADE DIVISION OF TD AMERITRADE INC PO SOX 2209 OMAHA, NE 68103-2209 TD Amedtrade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/18 - 06/30/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Investment Value Value Change Change Cash $ $ - $ Insrd Dep Acct (IDA) 799,455.29 86,850.13 712,605.16 820.5% Money Market Short Balance Stocks 6,121,050.00 6,015,800.00 105,250.00 1.7% Short Stocks Fixed Income Options Short Options Mutual Funds Other 10.00 (10.00) (100.0)% Total $6,920,505.29 $6,102,660.13 $817,845.16 13.4% Margin Equity 100.0% Cash Activity Summary Income & Ex • ense Summary Current YTD Non Reportable Reportable Opening Balance $0.00 $ - Income Securities Purchased Securities Sold 712,485.06 (4,069,779.45) Dividends 2,466,686.28 Interest - $ Funds Deposited Funds Disbursed Income Expense Other (712,485.06) Other Expense 41,767.61 Interest Fees 1,561,325.56 Other Closing Balance $0.00 $0.00 Net $0.00 $0.00 page 1of 4 Estimated Income Estimated Yield Portfolio Allocation $ 95,819.00 0.30% IDA 1.6% $95,819.00 CONFIDENTIAL YID $41,767.60 0.01 (3,827.81) $37,939.80 1.4% Performance Summary Cost Basis As Of - 06/30/18" $4,014,637.60 Unrealized Gains 3,065,679.67 Unrealized Losses (959,267.27) Funds Deposited/(Disbursed)m Income/(Expense)"° 41,767.61 Securities Received/(Delivered)"° 0.00 •To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Clain/Loss. SDNY_GM00012040 EFTA_00122691

Statement for Account # 867-730320 06/01/18 - 06/30/18 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current Year to Date $ 0.00 0.00 0.00 120.10 $ 17,767.60 0.01 24,000.00 1.037.04 *This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accuratehi reflect your cumulative amount for the year. Account Positions Symbol; Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 10.10 $434,300.00 01/12/18 $ 500,956.00 $ 11.65 $ (66,656.00) $ 35,819.00 8.2=,, ALERIAN MLP ETF FOUNDATION MEDICINE FMI 25.000 136.70 3,417,500.00 01/13/14 582,049.13 23.28 2,835,450.87 INC COM GENERAL ELECTRIC CO GE 125.000 13.61 1,701,250.00 10/20/17 2,593,861.27 20.75 (892,611.27) 60,000.00 3.5% COM SANGAMO SGMO 40.000 14.20 568,000.00 05/28/13 337,771.20 8.44 230,228.80 THERAPEUTICS INC COM Total Stocks $6,121,050.00 $4,014,637.60 $2,106,412.40 $95,819.00 1.6% Total Margin Account $6,121,050.00 $4,014,637.60 $2,106,412.40 $95,819.00 1.6% Account Activit Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 06/11/18 06/13/18 Margin Sell - Securities Sold GILEAD SCIENCES INC GILD 100- $ 71.26 $ 7,119.90 7,119.90 COM Commission/Fee 6.00 Regulatory Fee 0.10 06/11/18 06/13/18 Margin Sell - Securities Sold GILEAD SCIENCES INC GILD 100- 71.255 7,125.40 14,245.30 COM Regulatory Fee 0.10 page 2 of 4 CONFIDENTIAL SDNY_GM_00012041 EFTA_00122692

Statement for Account # 867-730320 06/01/18 - 06/30/18 Account Activit Trade Settle Acct Transaction/ Symbol Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 06,11,18 06 13 18 Margin Sell - Securities Sold GILEAD SCIENCES INC GILD 9,800- 71.25 698,239.76 712,485.06 COM Regulatory Fee 10.24 06/13/18 06/13/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (712,485.06) 0.00 DEPOSIT ACCOUNT 06/18/18 06/18/18 Margin Delivered - Other SKR S&P 500 1,000- 0.00 0.00 SPY Jun 15 18300.0 C EXPIRATION Closing Balance $ 0.00 Tor Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. Insured De. osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 06/01/18 $ 86,850.13 12 0.0700 $ 2.00 $ 2.00 $- 06/13/18 799 335.19 18 0.2996 118.09 120.09 120.09 Total Interest Income $120.09 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $86,850.13 06/13/18 06/13/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 160.649.87 247.500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/13/18 06/13/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.0O 495,000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/13/18 06/13/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.0O 742,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/13/18 06/13/18 Received FDIC INSURED DEPOSIT ACCOUNT 56,835.19 799.335.19 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 3 o14 CONFIDENTIAL SDNY_GM_0OO12O42 EFTA_00122693

Statement for Account # 867-730320 06/01/18 - 06/30/18 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 06/29/18 06/29/18 Received Interest: Insured 8.40 799,343.59 Deposit Account Bank USA 06/29/18 06/29/18 Received Interest: Insured 36.57 799,380.16 Deposit Account Bank 06/29/18 06/29/18 Received Interest: Insured 36.57 799,416.73 Deposit Account Bank USA 06/29/18 06/29/18 Received Interest: Insured 38.56 799,455.29 Deposit Account Bank NA Closing Balance $799,455.29 TD Bank NA $247.538.56 TD Bank USA NA $304.380.16 US Bank $247.536.57 DIC Ceposii Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks ("Program Banks'. Two of the Program Banks are TD Bank. N.A. and TD Bank LISA. NA, both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://wIwe.tdameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2018, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $2.2 billion and $4.85 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington D.C. and the Denver, CO office of the Commission. FINRA INFORMATION Required Annual FINRA Information: Investors may request disclosable background information on any U.S. licensed broker or broker-dealer via FINRA's BrokerCheck, a free online tool. Visit brokerchedtfinra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289.9999, the BrokerCheck Hotline Number. CHANGE TO BANK SWEEP PROGRAM TD Ameritrade is adding additional Program Banks to the bank sweep program. As a result, you may hold checking or savings accounts at the Program Banks. The bank sweep program is designed to provide up to $500,000 FDIC insurance per depositor in each recognized legal capacity; but to the extent your cash is deposited into more than two Program Banks, it is possible for you to obtain total FDIC insurance in excess of $500,000 per depositor in each recognized legal capacity. The revised terms and conditions are located in the 'Sweep Program" subsection of the Client Agreement. page 4 of 4 CONFIDENTIAL SDNY_GM_00012043 EFTA_00 122694

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00012044

Terms and Conditions STATEMENT GUIDE

11. Arritlacio panes moray Padre Faces lot accoums with ann./ and quanorly sons cis mactic accounts with assets.. Penton* Summary: Tracks the Current value d your 00000 as Of the rep04 dale and compares/to the peter month.: The Ma ellatiOn ace." thaw pada divertatilion by invesimari type M.Mple alocatcns under 5% ma be grouse.] into the category of -Car' in the pie chart, bags, Essay - Toter Account EounbrOlal Lena laginable Value • Total Shat Value) ActnIty Summary: The opening and dosing casts balances are reconcled hue tar a quid reiegence Al account acurity is summated for the currant pad and yea to date Income a Expense Summary thernaits only): This semen detail trio income and <sense Yeast from te Acting Summary and Classifies the lax Irealment Rebrement Account Summary (IRAs only): Review the IRS readed transamons for Me curer( and pro years IRS Fa 5498 lair manta value is based On the anent value as el Docomtler 31 cite premous year ad ail to furnthed to to Internal Revenue Saco. PedormanceSumary:flonitor your annual pada pedormance and the unrealized gains end torsos or your Arturo recto -nom strategy. Account Positions: New your mostmems al the current market lobo and compare the and cob to see weealued gains and losses n your pon1010 Original coal is assigned using the Crater. 6,51-Oul (FIFO) method. idich assumes the Ohl shares )0u set me those you purchased first. The estimated trrostment income2 and average coal per arc are dissiayed for your mimeo°, Pe ollebt purchase as is shown bran ideation of your hang Petled). MOWN Attar Al Wool actMly is dearly defiled. toted in date Order, and reneged n the Meting Cash balance. Trades Pending Salina Conlirm yew tailed trades Soh a seamen dale she. month end. Thome transamons Ml be collected n me Account Actialy sithron now norm. Online Cash Sala Transilctien Detail: Cash management oenaNtienS that Cleared Bring Sys siatement reporting paned. ndudng check. debt card and ATM acturty. are listed in date Cede. Ott. Cash Services Summary: Credt an] notd transaction mats or the anon statement ranee 000d be summarized. IndMikert Venetia. ere not listed roue to rounding adustments. the %moment Oats may not can the statement totals. iEtninaled Annal Income and Edmiston Annual 'la values a 0 based upon the number el shwas man or astern value balance as of the stalemom dale and rho most recent anercl rale or Oath bein pkMdrki GENERAL INFORMATION 10 Amerada does not provide legal or lax awe. Pleas* consult your legal admor or lax reCeOunal when necessary. AS a illtinad inOssby pitiONO. able COnereatins May be Ward Stu Cruelty MAW and tramattiOn verialth DurpoSt. For TO Ammo -ado Mamma darts. your admit( hart es separate from and net thrall was TO Anwerirath. Inc. a TO Arstrado Owing. Inc.. and oath Irm is net retponsble la the OndArds and semces UI the other. Accwacy of Reports: II you find any errors or omissions In your account statement you Mould immediately call us at the nab.' listed on page one of your statement You Wald also contact our Clearing Tim TO Amentrade Cleating, Inc. al $01)469-91100. Please 'maw too statement caready. II you camerae with any transaction or rl Mere aro any ends or omissions. abase nobly a Client Services reproSentalber Or year teal bath thee. as wol as 10 Amen:rano Oeareg. Inc. in wiling eta ton (10) days of you recaps ot this statement Any oral stanemenis Mal you have ale to us said be et/Nina in venlig The statemonl sill °dress/ be considered concloive Please miry id promptly 01 any charges in you Genteel information. TralletioM reeeeled a your report wit be conclusively deemed acwatounioss you racy TO Amanda irractaxtly. Account Protection: Deposits held by TO Sank. N.A. and TD Bas USA. N.A. are insured by the FDIC (401 Covered by SIPC) up 10 5250.000. LISS ale per eCtOunl Ornerthe per inialutlen. TO learn mere Oat FDIC Garage pit 10 sue 'Negev. Seeulta. indudng Muluat fUndS, held in your Orange AteOunt are ntil deposits Or 001gatiOnS Of. Or guaranteed by. arty bank. aro not FOlt instred. and involve investment Sm. ineludng potable loss ol princpal. TD Amerada is a member of the Securities Invader Pro:omen Corporation (51PC'). which premeds senoras automats of ns members up to 5500.000 (inading 5250.000 lot dad for cash). Explanatory brochure is available on request at bwmaecina. Additionally. TO Amerada, prOndeS ant ant 5149.5 Shen worth 01 proleetlon tor lathier, and $2 milern Of preteden err ash Weigh SupOleMental Coverage provided by London ineurelS II the event eta brokered(' insolay. a Carl may receive Wats due frOM the trustee rn balbeetcY and Men SIPC. Stpoktwomal coverage is pad out diet the truss and SIPC payouts and tralar such coverage each dent is lard to a antra return ot 5152 miliOn from a trustee. SIPC and London insurers The TO Anowitrade loppienental coverage has an aggregate Is el 4.500 motion over at customers. The potty panes Coverage loll:ming Waage insobay and does net poled (gad Ion in market valle at ma 500.01101 M investment it a money men el fund is not insured Or suaranteed by the Federal Depose Iremanoe Corpormon (FDIC' a any other gwornrrent agency Althea to kinds Beek 10 preserve the valle a yOur rivestant NS 00 per share. it is pale* 10 lOse mord/ by Mesa n a money market fund. DMOrteds are <leaped daly and pactreinnested monthly. The prospectus amens Mrs arid ace imponart riorrnsion Read the alpectue Prettily Wore listing. Nth-depteil investments held by your broker dealer arc NOT FDIC InSURED NOT SANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank detail amtunt Or Shared yew money Mabel WOW ad can to licalated on your order. and Its proceeds returned to your manes amount or remitted 10 you Tax Reparg: The Nat weal is nor a he agnate You Sa recess Fes 1039 for awl tax nmonrg in carotene a IRS mcsennts Manes twat mom dr/den:h. capeal gait buss ale. and slice proceal. Some Nona* are subject 10 reclassakin ishith di to Sea] m air.omient mesons. Cost Seas: Cedars tax lot and peranamo revering rd Gannlab are ctlerth as coxixted by COI ildraPORSIED ID inande is net spat* la to rata suitay d tie ntermagn. TD Pmentale and is Mason proias FlanatotY1 do not sante, the easy Of the akimbo° ad date woad COI tiCCRKSIATED e 6Si* orpany and erot diked a Maass* Margin and Options Account Agreements: Prarrpift ad/SOW Amentrade n tang of Yry lunge in your investment capturos of financial sawn as they pain to your margin 0, Sens warn agreemenis A summary Of cOmmissions and clwgee Math W e111N execution el wens transamcen is °ratable. Cunard Mat Films: the makot tomes tom been rained, data; tom qx1t6cn undoes ad Other Maeda aces Yabes are based a the dosig free the mon bean me bd ad aritnp pram a char race. a no arks] slue is alto bona qqtalkn Bente OOPS independent sea. I've arty is tubed lo being retooled Nan.thccel eNP). The wiusxns en your radon:pat aro pronged as gala Mason ad and aro guarantee to a:cum./dam sass frees. Malmo bard pardons are wad wing me sienna Wage ad the math man eke Ponta rtexn tasEons may nor sari sake promech. The secenday noon la Gotham or Depots (CDs) is gamey loud and the sal vsbe me/ be deka from they ditne robe Asgsrart loss cf MOW may roan ton Me cab al a CO pro/ b rasa. Dabs ddb Fa ozone Scanner. trade dforenvy thaN Nay scturiun and de co wane en a ad exchange. Rata may son me OTC Pm thecoma market and surrealIguana nd ens b yw bell your Peek^PS to ressuty. The silo often:a pia to arty may rocA n a Ices al preset Non Standard Asa dal aro typed)/ camas in drat partcpsnn program aura patalms Ian Malty =mace. a and MEMO rrasrnori truzincernmsdtypaDIS.pnale eouty. pdeale debt a hedge It NS& ere [gab lad knealmdria as do not age ma nsixid osunes mean?* a tie Krona Stock Mara Tin slues shwa, fa two rneseratts are ikerneed ..ta.ea dead tern anon methods. hasdro, bun not fad IN independent apace's one magas rd =oh. ceder OW party tender offers tot ha,o ban aided by to magmart androw. add spread each ran a by a Motnag yoga Soul ascendent sand, by 11) knerrade. Was may MI Mane anal WNW pike, amol rvnYV vatic a be ma] men leaden e an osynattd value cad be eatinhed trough Bete methods. Me slam mg be faded as NOneited (Nn For anand Mal name amen kr N:n.Staretard Pews. plebe aroma Clint Sows These masts arena am] undo the SIPC. Auden Rao aura CARS-) Prong: The motet vatm kr OAS exurb:eta been awed. H alas Korn ataten seas or atm naval sauces The Nara ol Se am is not WYNN:01H a ma ma endmeals Tr) knetbadeN1price to ARS manna No centhorman both to quay and undthog cat quaky. The SAS racket is comfy tebeeentimnilick ol tCp.klty end. an result Mee Cm be no mance Mal encheecurties Car to sod with. one mai co ere. REGULATORY DISCLOSURES AI transamons aro object to to) me constmoon. hies. salons. cusses and usages d the exchange or maker. and as dearagnouse. H any, on istich such th intssans are ousted: pit federal lass. inducing me Smarm Am of 1933 and the Socrates p ° ENFIR M ite and ihtt Ex in F an ode brochure That nabs information Mooting FINRAS Parc Cosebsum Program. please Conlacl FINRA at 193b289.9999 or wafirwathl. The interest rata Pam for TO Arnertrade Cash a liken from the armload° interestrate ter for the Markel Value balance n a TO AmertradeCaSh. as Of the Stalemed closing date Simple newest is xcn...ad dally based on the interest tato beg amicable to each days balance. Financial Statement Notification: The statement of Manna condmon or TO Amentrade abbe trice a year and may be Waned al no cost via the internal el Mar. ,Awestawontrano.conshnancidsidementlurg. Option Assignment MI short cower opoon posnons and some index omen positrons aro abbe for asstymeM Exercise assignment aces for equty or ndex options are randomly alocaled among all clams' short posoons by an automated precooked. Free Credit Balances Mule Oka II 3): Under me dent protection as. we may use tree Call balances in your account i. the Ordinary Corse a our business which are payable w yOu on abed. Margin Accounts (Regulation T1: H you have a margin acoNe. the report is a conga*, of YOur Margin trawl and a add mettorandum "mom( Tradng on marlin poses addlional mks and es not matte for all investors. A carp) to 101 id the risks assoc Med nth rrargin tracing is (heatable in the margn Mk disclosure aura. You may obtain a copy a Iris acumen by sawing us at the number toted on page one 01 your slaternent Payment for Order Flow (SEC Rules 606 and 60T): In some crcumances. TO Amens- ado remises compensation la doecorip bantam ortracounter and toed equity order lbw to seabed markets. boars or dealers (Mandl Centenil. Cespensalion is in the Iona a a per share cash payment. al andiron. TO Ameradaalso may recover compensate., rotund to the foreign cunenry exchange component Cl tranattetiOns n lair securities iron Markel Cams ozemong such trades. We post quarterly sorts disclosing the venues for order rang execison at trainers indecent A enders *my is avaletle Lixn raq ose. is our mercy. abeenl deft orders to MO contrary. to select brokers, deal rs. and market makers tad On Me Oa 10 provide beta thecutlon and the any Of seam price improvementen market oars. Pnco mammais evens:louder moan marker condoms. and we repularg mentor excro.mans to test ler sish improvement it avatar°. Trade COMirmatithe (Rule 100-10): Al contrmalas are Paremined On the IrtimatiOn Nee Taxes: Trantmolons in (Nan sailieS (induSnO Wan Water ADM OW Irade le *le U,S.) may include taxes and fees charpcd by to reran marmot or governments. Bch may be beetledin the 0400 01 to security or charged lis an aerienea tne item easy Peaky NOtifitsflon: A copy of the TD Amertrads privacy poky is Mahe el VAWIAMMCfead0 torn Cable Sallies: The salaam of partial rot:mans or cans is done tong a pima talery atom. A desenpron el the promises tor cat le “CUODOS is avalahlo on to websile a ham Copies are available up:neon-ml. In case Of Ora Cr batons Sal your EINIOniC Fund Treaders. pale 00 lab s al TIM 669.3900, or in stag to P.O. Box 2209. Omaha. NE 68103. or by weal at dienteervilealdbMilneede.COm The annaton Malted in your ectotrn slatemeM shall be WON! upon you rf you de eel awl lathe wry 1601days or any transfer of lurch steeped to Regabon E, such as ATM and poet dab trarelcrs, debit transachons. deem dams. and isilaaalti WO Must hear from you no later than 60 dare after we sere yOu the FAST statement on which the error or problem appeared. (I) Tell tiS yOur rend end account merger (2) Damao the error or Me transfer you aro unsure abOte. and explan as dean/ as you can why you bans r1 is an error or why you need mac inlormalion. (3) Teti us the dollar &mum of the lakted error. Wo Ssl invested* your complain and wit career any error promptly. It we lake mom than ID business cloys lo 00 Iris. mewl cal yew saint for the amount you think is in error. sO Onit youMI have to use of the mcneydunng the so t taws us tocostae our investigates,. AUTDI5007tia SDNY_GM_00012045 EFTA_00122696

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA, NE 68103-2209 TD Am.:Wade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/18 - 07/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 13-3 ST THOMAS, VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Change Change Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other $3,425,000.94 814,693.58 2,720,170.00 $6.959.864.52 100.0% $ 799.455.29 6.121.050.00 S6.920.505.29 $3,425,000.94 15,238.29 1.9% (3,400,880.00) (55.6)% Total Margin Equity $39.359.23 0.6% Cash Activity Summa Income & Ex .ense Summa Current YTD Non Reportable Reportable $15,000.00 $ • 0.94 Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other $0.00 3,425,000.00 15,000.94 (15,000.00) $ - Income (4,069,779.45) Dividends 5,891,686.28 Interest Other Expense 56,768.55 Interest Fees 1,546,325.56 Other Closing Balance $3,425,000.94 $3,425,000.94 Net $15,000.94 $0.00 page 1of 4 Estimated Income $ - 95,819.00 $95.819.00 Estimated Yield 0.35% YID $56,767.60 0.95 (3,827.81) CONFIDENTIAL $52,940.74 3.5% Portfolio Allocation Stocks 39.1% IDA 1.4% 11 7% Performance Summa Cost Basis As Of - 07/31/18" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)"° Securities Received/(Delivered)"° '10 view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Galn/Loss. 83,432,588.47 208,228.80 (920,647.27) 56,768.55 0.00 SDNY_GM_00012046 EFTA_00122697

Statement for Account # 867-730320 07/01/18 - 07/31/18 Income Summary Detail' Description Current Year to Date Ordinary Dividends $ 0.00 $ 17,767.60 Interest Income Credit Balance 0.94 0.95 Qualified Dividends 15,000.00 39,000.00 IDA Interest 238.29 1275.33 'This section displays cram and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These erections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accuratehi reflect your cumulative amount for the year. Account Positions Symbol; Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ALPS ETF TRUST AMLP 43.000 $ 10.94 $470,420.00 01/12/18 $ 500,956.00 $ 11.65 $ (30,536.00) $ 35,819.00 7.6% ALERIAN MLP ETF GENERAL ELECTRIC CO GE 125.000 13.63 1,703.750.00 10/20/17 2,593,861.27 20.75 (890,111.27) 60,000.00 3.5% COM SANGAMO SGMO 40.000 13.65 546,000.00 05/28/13 337,771.20 8.44 208,228.80 THERAPEUTICS INC COM Total Stocks $2,720,170.00 $3,432,588.47 $(712,418.47) $95,819.00 3.5% Total Margin Account $2,720,170.00 $3,432,588.47 $(712,418.47) $95,819.00 3.5% Account Active Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity Description CUSIP Quantity Price Opening Balance 07/16/18 07/16/18 Margin Delivered -Other FOUNDATION MEDICINE INC FMI 25,000- $ 0.00 CSI-I MRG $137/SH 8/1/18 ADJ POSITION FOR VOLUNTARY REORG OFFER 07/16/18 07/16/18 Margin Received -Other FOUNDATION MEDICINE INC 3CR993107 25,000 0.00 CONTRA-DO NOT SELL AD,1 POSITION FOR VOLUNTARY REORG OFFER page 2 of 4 CONFIDENTIAL Amount Balance $ - SDNY_GM_00012047 $ 0.00 0.00 0.00 EFTA_00122698

Statement for Account # 867-730320 07/01/18 - 07/31/18 Account Activit Trade Settle Acct Transaction! Symbol Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance 07/25/18 07/25/18 Margin Div/Int - Income GENERAL ELECTRIC CO GE 0.00 15,000.00 15,000.00 COM Payable: 07/25/2018 QUALIFIED DIVIDENDS15000.00 07/25/18 07/25/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (15,000.00) 0.00 DEPOSIT ACCOUNT 07/31/18 07/31/18 Margin Sell - Securities Sold FOUNDATION MEDICINE INC 3CR993107 25,000- 137.00 3,425,000.00 3,425,000.00 CONTRA-DO NOT SELL PROCEEDS FROM VOLUNTARY TENDER OFFER Auto Reorg1/3892101TRICASH PAYMENT 07/31/18 07/31/18 Margin Divint Income INTEREST CREDIT 0.00 0.94 3,425,000.94 Payable: 07/31/2018 Closing Balance $3,425,000.94 For Cash Aclivily totals, refer to the Cash Activity Summary on page one of your statement. TD Ameritrade Cash Interest CrediVEx • - nse Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Days Rate Debited Credited 07/31/18 $ $ 3,425,000.00 1 0.01 $ - $ 0.94 Total Interest Income/(Expense) $ 0.00 $0.94 Insured De • osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 07/01/18 $ 799,45529 24 0.3494 $ 183.70 $ 183.70 $ - 07/25/18 814,45529 7 0.3494 54.58 238.28 238.28 Total interest Income $238.28 page 3 of 4 CONFIDENTIAL SDNY_GM_00012048

Statement for Account # 867-730320 07/01/18 - 07/31/18 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Batance $799,455.29 07/25/18 07/25/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 15.00O.0O 814,455.29 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/31/18 07/31/18 Received Interest: Insured 17.91 814,473.20 Deposit Account Bank USA 07/31/18 07/31/18 Received Interest: Insured 73.46 814,546.66 Deposit Account Bank NA 07/31/18 07/31/18 Received Interest: Insured 73.46 814,620.12 Deposit Account Bank USA 07/31/18 07/31/18 Received Interest: Insured 73.46 814,693.58 Deposit Account Bank NA Closing Balance $814,693.58 TD Bank NA $247,573.46 TD Bank USA NA $319,546.66 US Bank NA $247,573.46 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks'). Two of the Program Banks are TD Sank. N.A. and TO Bank USA. NA. both affiliates of TD Amentade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 0 010 CONFIDENTIAL SDNY_GM_00012049 EFTA_00122700

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012050

Terms and Conditions STATEMENT GUIDE If: Aro wado provides mormy Paddle Reports for accoums with actrerty and quarterly /pons ce nact.,o accounts doh assets.. Pond Summary: Troche the Current value d your 000010 as Of the *pal dale and compares e to pie par month.: The easel akal(On advt." your 00010 diverenetilion by invesimert type Arople dlocatcns under 5% al be grouped into thecategory of 'Other in the pie chart. Margin Early - Total Acceurn &miry iThial Lena lAtvginale Value • Taal Short Value) nanny Summary: The opening and dosing cash balances are moon:led here tor year quick rem once. Al account admiy is summated for Me currant pared and year to date- Income a Expense Summary inon4Fas only): Tins semen dark trio income and et ens° Web nom the ActhQy Summary andClassifiesMe lax litalMent. Robroment Account Summary (IRAs only): Review the IRS regulated transaccons for the curer( and pro maga IRS Fenn SI98 lair mama shut is based On the anent value as of Downed 31 of the previous year arts el to furnthed iota Internal Revenue Scence. Pearmance Summery:Monism your annual polka pedormance era Ina arealized gains and looms 'or your Mute remnant strategy. Account Positions: Now your mostmems at the current market wade and compare the canal cost to see aumilued gains and losses n your paddle Original cost is assigned using the erste). Tost-oul (FIFO) method. welch assumes the Ohl shares yOu sot ale Ines, you purchased first. The estimated wrrostment income2 and average cosi per share aro <Mama for your romance the odes purchase date is shown ter an ndcatlen of your hang derga. ACCOunt Adi*y: Al eteoriry actMly is dear,/ defiled. 'sled in Ole Orda. ad reneged n the ailing Cash balance. Trades Pending Settlement: Conlin yaw eted.ted trades with a settlement dale tiller month end. mesa transactionsel be reacted n me Account Actregy Lemon nom north. Online Cask Services Trenalctien Detail: Cane, management thineadrona Mal Cleared Wring ass statement reporting pared. ndudng check. debit card and ATM actuity. are listed in due Cede. Online Cash Services Summary: Credo ant deal transaction totals for rho atom statement fettering 00406 be summarized. IndMekral IronetiettriS ere rot listed. roue to rounding adustments. the stamen, deals may not ega the statementtotals. tEtninaled Anrwl Income and Earnated Annual aeld oath a 0 based upon the number of shams owned or astern value balance as of the stalemom dale and me most recent Medea rate a Oath yield pttM004 GENERAL INFORMATION 10 Mientrade does not provide legal or lax Mao. Please consult your legal advisor or lax *Maureen when neaThary. ASS Blended in0.4by draftee. Ida. Careentabens May be records ter Salty Paned and transaCtiOn volifirattn Papas ,. For TO Amended° Summon" oleos. your adroit( turn es separate from and not affirmed wan TO Anwerireed. Inc. a TO Aruba:kr Owing. Inc.. and oath Irm is net dispensed la the POOX1s end senices 01 Me other. Acciancy of Reports:II you find any errors or omissions In your account statement you paid immediately call us at the nimbi,' listed on page one of your stalernent. You Mould also contact our Gloating ran, TO Amedlrade Clearing, Inc. el 8004604000. Please renewend statement caready. If you drape. with any transaction or rl Mere are any ends or omissions. Meuse nobly a Client Services repieSeratillry a yell local blind, v oce. as reel as 10 Ames:rade Ortareg. Inc. in wmrg worm ten (10) days of yea recta ot the statement Any ofei statements met you hare made to us shale be COnforMed in voting The statement will anonym beconsidered concloire Please nary us promptly (deny charges in yea anted irformthon. TronlathoM red0C106 On your report wit be conclanory downed acoxato unless you noel,/ TO Amearadoimadutery. Account Protection: Deposits held by TO Sank. N.A. and TD Bank USA. N.A. are insured by the FDIC Covered by SIPC) up 10 5250.000. LIMIS ale per tretOunl OsnOrta per iniblutlat TO learn more eboul FDIC Coverage go to we've idcga. Searlded. indudng mutual fund, held in your ErOldwage Account are a1 deposits Or 001gallene Of. Of guaranteed by. any bank, aro net dOltinsised. and involve investment nag. includng posstle loss of princpal. TD Amerada is a member ol the Securities Inroad Pro:omen Corporation (SIPC'). which prefects seams customers of ns northers up to 5500.000 (Madding 5250.000 ler daime for cash). Explanatory brochure is available on request at wards*wa. AcIdthendly. TO Anieritrade provides Beth Cleat 5149.5 elan worth 01 drolectlon for securities and $2 mlben Of prOdelKon for 089h tlYtugh SupOleMental average provided by London insurers. M the even 01a brokerage insolanCy. a Client may receive ~Is due Iran the trustee in bribelltry and than SIPC. Siaktnemal coverage is pad out Met the trustee and SIPC payouts and miler such coverage each dm is limited to a centred return a 5152 miliOn from a trustee. SIPC and London insurers The TO Anceilfade lopptenental coverage has an aggregate Inn 01 $500 mtlon oar at artlaners. TM potty provides Coverage loldning Wasage insolroncy and does nOl poled Mina lass in mania vela, et roe securities. An investnen1 iv a money market turd is not Mewed Of guaranteed by the Federal Depose Iresuranar Cameroon (FDIC' a any °Ma gevernrnert agency. Althoggh Me kinds Beek 10 preserve the vat...dyad weveament WS 00 pe shared is pOstibb 10 lOse money by investa n a money marker turd. DW4005 are declared defy and pachernwested monthly. The prospectus amens this and other important riorrtmon Read the prospects Cbeldly before arresting. NOn-depasil investments herd by you' Croke, dean are NOT FDIC INISURED f NOT BANK GUARANTEED( MAY LOSE VALUE. The balance n your bank deposit soctunt Or shares d you money Minkel WOW And can to lquidated on your order, and the proceeds returned lo yam accuses amount or remitted 10 yeti Tax RMOVIrg: The (MVO /Date net tar OfeeMent Yai Make Ran 1099 for Laud tax nmona in ethane will IRS ocaroTonts Includes dant neva dodenth. carcal gain. lace strykki. and sees procerobl. &MOO/pita aro awed le feclassfalOn ankh MI to relledel m siAmmient a moons. Cost Sash: CogCast. tan lot and pokanarim (caring as Danthalta are alai ad (band by COI IIIDOWOROTED TD tmericae is nd deporebb la tie rektfiry suit ay el to Samoa,. To Pmentalo and is Mammon providers Flanatotol do not puma Me mcenity el Me inkrmilon and date proW:k•/ COI tiCCRKRATEDb a Wend° Grainy and end alleged wen to Margin and Options Account Agreements: Prefrpet adate 10 Arnenuade n tang ci Wry change in your investment Maxi/yes or anaroal shaman as they peulain to your ms'gin Or 001ths aecOurn agreements. A summary Of cOmmesions and charge, incurred loth to execution ol aeons transamceo is aralable. Currant Maks Prices: the maggot Alan a scones have both Maned. al daub*. tom gam antes ed Other alepextent tons Vallee we based On Mo dosig th ee eve mom banal me bd did adtng pat, a ether rnetals, a no rocked %caucus/alto son a grata' woke fr aka indecendent stack I've wooly is aided 10 Nine retooled Nth.Prced OP). The selusxns et yourFadden:pot are provided as peed minion ant no dent guarantee to a:cum./dam scones pm. Malmo bzked pardons be salad yang me nmanng balance lad Ina oa'M nasal pike Pandit dpol se/Arens may net repreart mks prococch. The Noonday make. to Oxfam d Oasts (CDs) a gthrely loud and the °clue vele may be (Mal horn Vie page pa Asiereary loss ci MOW may 50211 tom to sae al a CO par b resits BMW antra Fred tam Scanner. 11200 clibranvy May coat soma and deer wade on a kpsd exchange. Rana may Yam n me OTC Peer 0 °Dunk., markt( and surrealkat* miy nd sag b lour deed sour Pekndria to redone. The sad or bunt pa to natty may rood n a loss d mad. Non Standard Ames (IISAI are (meaty marmot in dna partopmen program saurian patnersas kneed Mary cempaned. on real MEMO rrasrnori indm.cownedty pak dna eauty. abate debt or raga knob. We ere WWI, lfad irneelmers as do not Ida on a area saunas moron?* a tie Krona Stock Malt. Thowlues done kr trade /amts are Sated 'sea dirtied lion ryas methods iicksdrog, but net killed Ix independent eau- mats. to tamaam's not =eh. ander ri d pony tender oars tot hat boon prthad by as p maragorroy athwidrato. and spread each down a by a thrdpaty tcract mahout ascendent wrIcatim by ID Matra*. Values may nal Maths canal palate pke, actual rata ameba reakal oxn lopeason tan ostenahad value catd be estatracid trough test methods. ate 'dual/ may be reflected as NOnlryeed (NP) For addita deal /mama eadmen kr Nth.Stamtaid Ames. pcm° arta Gent Scent There nasals and othevel unclothe SIPC. Aram Rao Spurt= CARS-) Prong: The makes iota kr PAS warms ha banManed. ba) e. hem cathdon makes or eta harder. Mums The moray alPePea is net curanle01 to meta vado and welded TO Poottrado WI pree Ore MS pcomn.tiarg ate cens4orman both to qua): and undetyng cm* gusty. The SAS rota is curronly togabnCing a lick of salty and. tea wok Mee an tie no myna Mal sash worriesan he sobunder one mato. caxlicro. REGULATORY DISCLOSURES AI transageons aro alma to Ii) me constitution. Nes, regulatiens customs and usages d the exchange of frorken. and its dearroneuse. it any. en Mich such Lrointatlens are ecrocuted: federal lass. inducing me &dunned AN of 1933 and the Sauces "n ip ° ENFIR M Ex in ko and w • as F an ono brochure mat mantas information denoting FINRAs Piano Descbsure Program. please °anted FINRA at 800289.9999 or wnwtinnsag. The interest rate them+ for TO Arnertrado Cash a liken from the applcatie molestrate ter for the Markel Van balance n a TO Amertrade Cara. as Of la illalemed closing dale Simolo interest is xcerxd daily based on the interesttato ter amicable to oach day's balance. Financial Statement Nallicallon: The mammon ol Manna condea for TO Amentrade avaltide trace a year and may be Waned al no cost via Me internal al Max,Awyrtictementranoconnnanciatiammentlurd. Option Assignment: At shun misty opoon posnons and some index option neutrons are avaltide Poi aaugnmeM Eterme assignment Meant ler equty of tide, options are eandomly alocamd among all dorms' shod posoons by an automated pram:two. Free Credit Baboon (Rule ISOI.2 II 3): Under me Mont proumnon mt. we may use tree Croat balances it your account in me Ordinary Cane ol our bigness which are puede Se yOu on demand. Margin Ammons (Regulation 7): t you have a margin account. so report es a combater, of YOur margin sothunt and a 50081mtmorargian account Tradng on marlin poses eddlional risks and es not swathe tor all investors. A comae lei d the risks associated with trorgin tradng is tastable in me moron Mk disclosure doomen. You may obtain a copy d ass document by pomading us at the number teed on page one 01yOur Skiternent Payment for Order Flow (SEC Rules 606 and 607): In some crcumances. TO Amon:redo rocerred compensation tor drocang citron orowthocounta and tsled equity order (km to selected markets. brass or dealers (Made Centenil. Othgensalion is in the dm d a per sham cash payment. M andiron. TO Amatrade also may wave compensaton related tO the foreign oarenry exchange COmpOrent Of tronladdres in Magri Securitiesfrom Markel Centers mooing mai heeds. We post remarry reports disclosing the venues for order rogong mecum at wrAvidarneroradocom Amnia" copy is avalaUe span rawest. is our policy. abeenl deft orders to 1110 contrary. to select braids, cakes, and market makers used On Me ally te porde best thecuaon and the Mary Of Weida price improvementen mated orders. Pnce improvernem is evened* maw amen market condoms, and wo regular/1 mentor Garman to test for sox, imptcnemom ti ayalatte. Trade COMirmellena (Rule 106-10): Al contrmaliens are Paremilled On me InamatiOn age Taxes: Trantuclons in foreign seeking. (MOWN Wean company ADM OW Irate in the U,S.) may include taxes and fees charged by tie ratan marked or governments, dhoti may be **acted in the 0400 01 1110 security or caged es an aapenettni the item Parody Peaky Nellhallon: A copy of Me TD Amen:rads Privacy 00IeY is aTeabd al VAWnklanlefiradOSOT Cable Smudges: The aloe:eon ol partial retlemplons a oath ii done rang a prolate kOkry system. A descration el the proaddes for Stable saunas is avalable on to rebus a held copies ere available wonder-ea M Case 01 enOnS Or cantons tail your EledrOniC Fund Dander.. please co 1001 s al 1.1g0 669.3900, or in swing to P.O. Box 2209. Omaha. NE 68103, or by email at diedeenrkes&105Mentrade.COm The Mdrinaton °entrained in your sawn shamed shall be Wane upon you rf you do net WWI etbn sixty leOldays for any transfer ci lugs stage to Andabon E, ouch as ATM and pont of-sale :recedes, debit transactions, area dm:am, and wither/malt WO Must hear from you no later than 60 days arta we seN Kai me PEST statement on whets the error or problem appeared, (I) Tel es yea rend and account merger (2) Dosage the error or die transfer you aro unsure abOtdk and explan as dearly as you can why you bolero n is an error or ally you need mete inlormabon. (3) Tell us Pie dollar amount of the wattlederror. Wo wilt invested° your complain and wi ll <arca any error promptly. II we rake more Man ID business rays to 00 Iris. we wit creel your aectut for the amount yOu think is in 'nor. sO that youwit have the used the money dunng the tme t takes us tocompete our investgata. Add MO 07a4 SDNY_GM_00012051 EFTA_00122702

1D Ameritrade 800-669-3900 TD AMERITRADE DIVISION OF TD AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amen:rade Clearing. Inc.. Member SIPC Statement Reporting Period: 08/01/18 - 08/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTF1S STE 9-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value Margin Equity $ 5,280,333.30 1,617,500.00 $9897,833.30 100.0% Prior Value Period Change Change Estimated Income Estimated Yield $3,425,000.94 ($3,425,000.94) $ - 814,693.58 4,465,639.72 548.1% 0.50% 2,720,170.00 (1,102,670.00) (40.5)% 60,000.00 3.7% $6,959.864.52 ($62931.22) (0.9)% S60.000.00 0.9°. Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance Income & Ex .ense Summa Current YTD Income Reportable Non Reportable YTD $3,425,000.94 $ - (4,069,779.45) Dividends $ - $56,767.60 1,038,530.22 6,930,216.50 Interest 0.95 Other Expense 56,768.55 Interest Fees (4,463,531.16) (2,917,205.60) Other (3,827.81) $0.00 $0.00 Net $0.00 $0.00 $52,940.74 page 1of 4 CONFIDENTIAL Portfolio Allocation Stocks 76.6% Performance Summary Cost Basis As Of - 08/31/18" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)m Income/(Expense)n Securities Received/(Delivered)"° •To view realized gains and losses for your account, login at envw.tdametitrade.com and visit My Account > Galn/Loss. $2,593,861.27 (976,361.27) 56,768.55 0.00 SDNY_GM_00012052 EFTA_00122703

Statement for Account # 867-730320 08 01 18 - 08/31/18 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ 0.04 0.04 $ 0.04 0.04 0.04 0.04 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 0.00 2.108.52 Year to Date $ 17,767.60 0.95 39,000.00 3,383.85 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a previous tax year (spillover dividends). The year to date feuds will accurately reflect your cumuiative amount for the year. Account Positions Symbol! Investment Description CUSIP Stocks - Margin GENERAL ELECTRIC CO GE COM Total Stocks Quantity 125,000 Total Margin Account Current Price Market Purchase Value Date Cost Average Basis Cost $ 12.94 $1,617,500.00 10/20/17 $ 2,593,861.27 $1,617,500.00 $2,593,861.27 $1,617,500.00 $2,593.861.27 Unrealized Gain(Loss) Estimated Income Yield $ 20.75 $ (976,361.27) $ 60,000.00 3.7% $(976,361.27) $60,000.00 3.7% S(976,361.27) $60,000.00 3.7% Online Cash Services Transaction Detail Category CREDITS Electronic Transfer Subtotal TOTAL Transaction Date Description 08/09/2018 Courtesy Adjustment page 2 of 4 CONFIDENTIAL Amount $ 0.04 0.04 SDNY_GM_00012053 0.04 EFTA_00122704

Statement for Account # 867-730320 08/01/18 - 08/31/18 Account Activity Trade Settle Date Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance Opening Balance $3,425,000.94 08101/18 08/01/18 Margin Journal - Other PURCHASE FDIC INSURED $ 0.00 $ (3.425,000.94) 0.00 DEPOSIT ACCOUNT 08109/18 08/09/18 Margin Journal - Other Courtesy Adjustment 0.00 0.04 0.04 08108/18 08/10/18 Margin Sell - Securities Sold ALPS ETF TRUST AMLP 4.133- 11.305 46716.52 46.71656 ALERIAN MLP ETF Commission/Fee 6.00 Regulatory Fee 1.05 08108/18 08/10/18 Margin Sell - Securities Sold ALPS ETF TRUST AMLP 18.867- 11.301 213.210.95 259,927.51 ALERIAN MLP ETF Regulatory Fee 5.02 08108/18 08/10/18 Margin Sell - Securities Sold ALPS ETF TRUST AMLP 20.000- 11.30 225.988.68 485.916.19 ALERIAN MLP ETF Commission/Fee 6.00 Regulatory Fee 5.32 08108/18 08/10/18 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 10.000- 13.805 138.041.02 623,957.21 COM Commission(Fee 6.00 Regulatory Fee 2.98 08/08/18 08/10/18 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 10.000- 13.855 138541.01 762.498.22 COM Commission/Fee 6.00 Regulatory Fee 2.99 08108/18 08/10/18 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 10.000- 13.805 138.041.02 900,539.24 COM Commission/Fee 6.00 Regulatory Fee 2.98 08108/18 08/10/18 Margin Sell - Securities Sold SANGAMO THERAPEUTICS INC SGMO 10.000- 13.80 137.991.02 1,038530.26 COM Commission/Fee 6.00 Regulatory Fee 2.98 08/10/18 08/10/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.038,530.26) 0.00 DEPOSIT ACCOUNT Closing Balance $ 0.00 'Flat Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. page 3 of 4 CONFIDENTIAL SDNY_GM_00012054 EFTA (()122705

Statement for Account # 867-730320 08 01 18 - 08 31 18 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 08/01/18 08/10/18 $ 4,239,694.52 5,278,224.78 9 0.4989 $ 521.50 22 0.4989 1,587.02 $ 521.50 2,108.52 $ - 2,108.52 Total Interest Income $2108.52 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $814,693.58 08/01/18 08/01/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 247.500.0O 1.062.193.58 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/01/18 08/01/18 Received FDIC INSURED DEPOSIT ACCOUNT 3.177.500.94 4.239.694.52 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/10/18 08/10/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.0O 4,487,194.52 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/10/18 08/10/18 Received FDIC INSURED DEPOSIT ACCOUNT 791,03026 5,278,224.78 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/31/18 08/31/18 Received Interest: Insured 1.793.94 5,280,018.72 Deposit Account Bank USA 08/31/18 08/31/18 Received Interest: Insured 104.86 5,280,123.58 Deposit Account Bank NA 08/31/18 08/31/18 Received Interest: Insured 104.86 5,280,228.44 Deposit Account Bank USA 08/31/18 08/31/18 Received Interest: Insured 104.86 5,280,333.30 Deposit Account Bank NA Closing Balance $5,280,333.30 TD Bank NA $247.604.86 TD Bank USA NA $4,785,123.58 US Bank NA $247,604.86 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks ('Program Banke). Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliates of TD Arnenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 4 o14 CONFIDENTIAL SDNY_GM_00012055 EFTA_00I 22706

Amedtrade PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012056 EFTA_00122707

Terms and Conditions STATEMENT GUIDE IL wade provides marbly Portiktio Flamm lor aocoums tare away and quanerly noon lc mad 3CCOUMS 54I5 assets.. Periled. Summery: Track8 Current Maxi 01 your 000010 as 01 the Mont dale and compares n to In prior nbunlh.8 The easel illaXatiOn Monet yOur pent010 dinenniealiOn by invesimert type Maple dloCateres under 5% mg be grouped into triocategory a tinor In mo pee chart. Margin Easy - Total Amount ElluilyilT0161LOng Me girvable Value • Tidal Shan Value) Activity Summary: Tne opening and dosing cash balances are reconclea here ler yore ouch reference. Al account actrinty is summit.] lor be current paled and year to date. Income a Expense Summary Men4RAs only): This section dataos the income ave ogionso totalt from the Affinity Sanitary and Classifies the lax treatment Retirement AccooM Summary (IRAs only): Renee the IRS regulated beam:eons for the arran and akt years IRS Fenn 5498 lair market value is based Cr. to °uncoil value as et December 31 eI to pranous year tad ml to furnished lotto Internal Revenue Same, Porknimann Summary:Monitor your annual po(on pedamanee en Me unedited gains and lassos tor your future mostmom strategy. Account Positnans: View you rnestrnonis al mo current Mirka vaho and corrparo the comma coal 10 me unrealized gains and losses n your conch) Original cost is seamed using the Munn roloul (FIFO) method. when assumes me rust shares >du sel are those you curcheee0 firm lire estimated irmostmont income2 and average cast per share are dapayed for your isleider It,, *deal purchase date is shown tor an Ideation ot your holdid Peidel). McNutt Ann*: Al Moor" aciMly is dead denied. lain in Ode Order, and reaeded n Irre dating Can balance. Trade. Panting SattlintIM: Confirm your eneCutel trades tann a senemen dale alter month Ø. lidaso transactionsad to reelected n me Account noway 'moon now mom. Online Cash Services TranuallOn Cash management tunnelledOfh Mel Cleared dying ass stab:mom reporting pored. ndudng check. don: card and ATM actrefly. are listed in dato deb. Otto Cash Services Summary: Crodt ard debt transrbon tows tor to arrom statement regaled MOW eve summarized. IMMtbal atmeaCtOrili ere rot abed. 'Ovate rounding adustments. tho «sement decals may not eØ the stamentotals. tainted Annual Income and Esandeed Annual YNO values tue based upon the number a shards oared or carom value balance az Woo stalemom dale ard the most ream emden rate or GM Pond ~Ord GENERAL INFORMATION ID M,enlrade does not Fronde legal or lax acMce. Please consult your legal ~six or lax erCeOuNaral when necessary. A8 8 darned inekeby create. Mane COMOMIMS May be tended Ku dually 00111roland bansattion veittlealMounDOSte. For ID Ammo -ado nsontioral oleos. your advisor him is separate from and not althated was TO Artianracta. Inc. a TO Arnxtrado Cleaned Inc.. and oath him is not responstile la the prOOXIs and 'ernes nine orher. Accuracy or Reports: II you flnd any errors or omissions In your account statement you Mould immodialery call us et the ntenbei listed on page one 01 your statement. You Mould also contact our Clearing rem, TD Amentrads Clearing, Inc. al 800469-3900. Please renew um statanam careitily. It you *lasagna win any transaction. or il there are any aids or omissions. Meuse redly a Client SercesrepresenInMo yaw lael ball alto. as wol as ID Amairado Cleareg. Inc. in wmrg mho+ on (10) days et yaw rocom ot this amtamen. Any ore/ statements that you NO? Erode to vi shard be cOnrimaed in voting The statement sill Othennie beconsidered connnive Please 'Kitty uB promptb ol any charges in von conned information. Trareaelbrandetted On your Copan MI be conclusively dimmed accurate unless you nobly TO ARCItfitOirnmodiatoly. Account Protection: Deposits told by TO Bank. N.A. and TD Dark USA. N.A. aro insured by The FDIC Ina covered by SIPC) up lei $250.000. Limes ale per acceunl ormerap per iindlt4On. TO learn more arkul FDIC coverage go to nvarklicgov. Sealskin. inducing mulual runde, held in you. Brelionage Accourt are nol damns or 0010aliOna el. Or guaranteed by. any bank. are net FOltinsexed. and invoke investment nes. includng possde loss ol princoal. TO Ameneade is a member ol Ø &aunts Investor Protochan Corporation (51PC'). which protects scam es cmtomers of its mentors up lo 5500.000 (nceding $250.000 la claims for cash). Explanatory brochure is available en request al wsw.alm.0 1. Additionally. TO Amnia* dreaded each Mall $149.5 /Milan warn 01 PrOleCtlaa tor securities and 52 mean ol enattlOn or cash trough eupplemenial coverage enOvIOKI by London Insurers the von or a brokerage insolvency, a Client may refeintiMOunts due IrOM the Munn in ~WY and ma SIPC. SiXolismental ø,0r390 a pad out dier Ma Innbo and SIPC payouts and man such coverage each clan is limited to a ccinbrod return ot 5152 Milan horn a trustee. SIPC and London insurers The TO Anted:facie Supplenlented coverage has an aggregate Ind al 5500 ~Ion ova at cum:mars. Tera coley provides Overage loitering brokerage insohmcy and does net noted against lea in mandl vete mo mourned An investment n a money nand lona IS net Mauled Or 9.18~d by the Federal Depots Insurance Corporabon ICING, a any other gwororrat agency Although Ihe lads seek to Omsave the val. 01 yea ~ailment al 51 00 pa Maio 4 it ~nab 10 lOse money by investing in a money meal brd. Dinderdi we decayed dirty ant pactleinnestod monthly. Tho praecox *mans this ard Sw imconart Mammon_ Read the prOspedv8 Carehiltr Penn Wading. 140n-depOsil investment herd by your trokordealer aro NOT FDIC INSURED/NOT BANK GUARANTEED? MAY LOSE VALUE. The balance in year bank 0~1 aceturil Or shares et yida money mallet mate., lancl can to Madan] on your order. and be proceeds rotund le yam uxurees mount or remitted oytu Tax ~ring: The pentila btal is nal a lan admen' You wit retake Fenn 11:99 fa revel tax nadarg n oxrpla- co mil IRS Jegaxais includes dab recon. cladendk capial mine. Nate naanee. and sales Coned» Some Doran are abject to reclassfarkin which «I to rellectal an en:co:pant tadcoons Cost Basin CostDam, tan in and panorama cepenng ard Cordocica ant Man ad concixted by COI ta:CEPORMED ID Antride is net inoCirebas la tie ~by or sund al tie reams:en To Ameraste ad as ~non prays IReaters'i de nei ~Mee me axonay el me Memnon and data waded COI ECCEPCEATED B BS* ~yard end etlIned mm ID trends Margin aid Options Account Agreements: Promp,/ ad mo ID Amenlrade n twang ot any dynga n your invostmem ctuxuats a enareal stuaban as they wain to your margin or Otilials accouni agreements. A summery et Ornmissions and <Integer, incurred tam the execution eI oceans imam:bons is avalabb. Omni Mats Felon: The males values el manna hue bean Waned I wake Korn crxittlei ann. ad Other idepasta" eons salve are based Co Me dosing ace me man band me bid ad slug From a ether robot, t m rend oluoa selde bon a ~aeon wen> OM indedeliklent sOsee. Me acuity is tutted to tieing mlected Monroe:1OAI icludxns an your catido noel are Mann "9"" noltitlen add no darn guarantee to seamy ct ay stomas aces. kbigage backed postaa air blued rang are ~nil Nine erd Me twat mewl eke Pandit repal .sluseion may noe mptor I mac promo:h. The seaman men la Coln= of Omosts (CDs) is germ* Aqua an the dud nuke me, be debet Iren the ~Me Dn Asbnrant10% may malt tan to sale el a CD Per to many. Bands man Fred Wen Socurtes wade deaconry Man cowry scones and darn ado en a Saud oxchrige. Rama. may traM n me OTC Kim the count«, market and Kinder( loudly inn nOt and la lw »seil PM Postpipa to nanny. Thea», el bada pia to nannyma!~ a al.:matrix/pal Non Standard Amen (MAI aø nocaly innatinass n area pancluson program saunas ~sews Imioalablityccmpancm. co red IY.1210neasrnor. wogs,. cownadty pods. prune eguty. abate debt o hedge Ø. NSB me Data Maud irmalmeas ad do not Pale a a mend sownof. @change a tat Nasdaq Stock Mika The clues ~ant« mane mesh.ris ere ~wed taltid cleM0 itim ennui ~hods nickdro. OW net tinned 10 independent appraisals to progans rat mum. siva trod pinywider alas tut harp tool craned by to madame& av rat:candor spancr cl each pagan a b/ a thrdinly vender nation bielMaxleM erasion by ID knaodde. Values me/ ra Mk« the Maned nrclutne MCC and ~id due a be malted oxen Iquancn P an onnumd value canna be estatithod Ø0h One nononn. Me odualm mar be reheated as Nfinaited (NV) For adellimd decal rofordng ninsuan w Nal.Standarel kse. clean an= Cam Sara These n, snuvas are net coaxal unbind RPC, Aude Rao Socureca CARS-) Prong: The maltreat= la OAS sauroos hno ban clmnoce meagre. Korn cmotalm *encamp( On helepangent totem The *away el ene peeing a na gambol Ha motel mho a rct oddeb, TD kratrade Ml ~Me MS peolon.takrg into co-6d~ ban to quay ad undoamg ant quay. In MIS rend a airrenly ~drag Blad 011ialty an. Ma Mot mere an be ro mean that such mynas an to sold wr oast matne cation. REGULATORY DISCLOSURES MI Emma:bons aro slepet to 0) me conintoon. Mos. regain:ins customs arid usages or Me exchange or market. and its clearinghouse. 0 any, on shah such nansecian are caccuica ell Imam laws. reusing me Secunbes An al 1933 and to Satsrasa 6 oun Ni al* and the lepo fk[Vre &Atone For an investor brochure Mai incaxbs informabon desabng FINRA's Pntlic Desclasuro Program. Pease contact FINRAat 800289.9999 Or www.firwang. The interest rate ~sal tor TO Amertrade Cash is taken from Me appicalde imerost rate ter ler the Market Value Palace m Me TO Amer/redoCash. as Ol the Statement nosing dale Simple merest is rand salt/ based on the interestrate ter applicable toodds days balance. Financial Statement Nceinciatton: The stammers eI hnancial condmon lor TO Monad* es ~table twee a year and may be Wand al no cost via the interned al nem. ...‘wnoktrnanitadocominnanciamaromonumm. Option Assignment Mi snort *quay Opb011 pcsncns and some index option poubons are art/tabu lot essignrneM &MOM assignment fleeces for Oa" or noon options are randomly alocaled among allchants' she posoons br an automated procedee. Free Credit Balances (Rule Ifictad II 3): Under me non protection ans, we may use frog OMB balances n yOur account n the eidinne Cane el ow Minna which are payable 10 Mu on dernard. Margin Accounts (Regulation I): you have a margin acorns au report a a combnaton of YOur margin actOtint ard a special memorandum root" Tracing on margin poses edellional risks and a not sumac tor all investors. A cØØ tat a the mks *summed win margin tracing is amiable in Me moron rek disclosure document You may obtain a copy ce tas document by contacting us al Ile number 410000 page wool your elatement Payment lor Order Flow (SEC Rules 606 and 607): In some crcumstancos. TO knatIti.00 recants compensation lor deeding sidan overthatounta and mod equity orrer Ibre Wetted markets. Name or dealers CailaaelCenierefl. Ctrementolion is in ine lam oe a per snare cash payment. In 300505. TO Armandoalso may wave cordons's*, related to the foreign onitincy ...change COMpOnent Of tartntiOns h Wean SteUrilieS I tom Markel Cann oxecuang such wades. Wo post nanny reports disclosing Mc venues ler order rotting oxecuraon x winvidarnatradecom A mitten copy is ovalaga upad rawest. H Is our policy. Moon Pent orders to the contrary, to select brokers, dealers. and market makers based On the Why to proud, 5051 etecutlon and the halery ot seebrig ace improvementcad marina odors. Pnco mammon°, avandloirder ammo market condlions, and weregular,/ mentor examen to lest In :Gan man...omen d malable. Tied, COMirmillOnt (Rule 100-10):MI conlrmalions are trOMMi960 On in landhon dale Tax»: Tranmedona in foreign scour (incindn9 tertian company ADM apt Iran in the U.S,) ma/ include vexes and loos charms, by to foreign matted Of governments, shah may be Nibbled in the price Ol the security or charged as an ideile dall sne item Newby Peaty Net~don: A 000y of the TO Amenran Piney POICY is available el wwwdamairadocom Caaabb Semnikre: The elocabon or pOtba, 'Memnon; or calls it dane runga prowls Many system. A ~crown ol the proccdses ter Sono sambas is aVallibl. On to rebus a ham copies are Mantle Man(«fall. In case ol errors or glaslem LIMA Our Eleannie Fund Thunders plead CO lad al 1803 668.3900, or in snag to P.O. Box 2209. Omaha. NE 68103. or by email al diernervialts@XIMenarintem The ~melon <Oneida in your mane statement shall be b.ndng upon you it you de not dogrel wthn sixty Inndays lor any nandor or lutos sanxt o Ronlabon E. such as ATM and ave-resale traralets debit transactions, airen i5;1551115, and wind/Mint We Must hew from you ro later Man 60 dare after we Len >du Me FEST statomont en which the error or problem mooned. (I) Tall us yOur rente and account rune( (2) Ibsen° the error ot Ito monnar you am unsure a50411, and taxman as cream( as you can why you tandem ti is an error or why you need axis sniormanon. (3) Tell us Me Man 4,10,0JnIel OM sueonete0 error. Wo sill Lemnos* your complain and wit correct any error promptly. el we lake more Man ID business drys io a init. sown coal your amnia or me amount yOu INnk is in ettun. MOW you wit have the tro of the mow dunng to Imo t IS= m te cØofo OtifilIVII51931,511. OMM Ise0Tna SDNY_GM_00012057 EFI'A_00122708

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD AmedMade Clearing. Inc.. Member SIPC Statement Reporting Period: 09/01/18 - 09/30/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTF1S STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Estimated Estimated Investment Value Value Change Change Income Yield Portfolio Allocation Cash $ $ $ $ - Insrd Dep Acct (IDA) 5,282,498.28 5,280,333.30 2,164.98 0.50% Money Market Short Balance Stocks 21.1% Stocks 1,411,250.00 1,617,500.00 (206,250.00) (12.8)% 60,000.00 4.3% Short Stocks Fixed Income Options Short Options Mutual Funds Other IDA $6693,748.28 $6,897,833.30 (S204.085.02) (3.0)% S60.000.00 78.9% 0.9°. Total Margin Equity 100.0% Cash Activity Summa Income & Ex . ense Summa Performance Summary Non Current YTD Reportable Reportable YID Opening Balance $0.00 $ - Income Cost Basis As Of - 09/30/18" $2,593,861.27 Securities Purchased (4,069,779.45) Dividends $ $56,767.60 Unrealized Gains Securities Sold 6,930,216.50 Interest 0.95 Unrealized Losses (1,182,611.27) Funds Deposited Other Funds Deposited/(Disbursed)YM - Funds Disbursed Expense Income/(Expense)"' 56,768.55 Income 56,768.55 Interest Securities Received/(Delivered)"' 0.00 Expense Other Fees (2,917,205.60) Other (3,827.81) **To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Clain/Loss. Closing Balance $0.00 $0,00 Net $0.00 $0.00 $52,940.74 page 1of 3 CONFIDENTIAL SDNY_GM_00012058

Statement for Account # 867-730320 09;01/18 - 09/30/18 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date 0.00 $ 0.04 0.04 0.00 0.04 Income Summary Detail' Description Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 0.00 2164.98 Year to Date $ 17,767.60 0.95 39,000.00 5.548.83 *This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a preybous tax year (spllover db.:Semis). The year to date feuds will accuratehi reflect your cumuiative amount for the year. Account Positions Symbol! Investment Description CUSIP Stocks - Margin GENERAL ELECTRIC CO GE COM Quantity Current Price Market Purchase Value Date Cost Average Basis Cost 125,000 $ 11.29 $1,411,250.00 10/20/17 $ 2,593,861.27 Total Stocks Total Margin Account $1,411,250.00 $2,593,861.27 $1,411,250.00 $2,593.861.27 Unrealized Gain(Loss) Estimated Income Yield $ 20.75 $ (1,182,611.27) $ 60,000.00 4.3% $(1,182,611.27) $60,000.00 4.3% $(1,182,611.27) $60,000.00 4.3% Insured De . osit Account Interest Credited Begin Date 09/01/18 Balance $ 5,280,333.30 Number of Days 30 Total Interest Income page 2 of 3 Interest Rate 3.4989 Interest Accrued $ 2,164.99 CONFIDENTIAL MID Accrued $ 2,164.99 SDNY_GM_00012059 tiro PAID $ 2,164.99 $2164.99 EFTA_00I 227 I0

Statement for Account # 867-730320 09 01 18 - 09 30 18 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $5,280,333.30 09/28/18 09/28/18 Received Interest: Insured S 1,843.63 5,282,176.93 Deposit Account Bank USA 09/28/18 09/28/18 Received Interest: Insured 16.91 5,282,193.84 Deposit Account Bank NA 09/28/18 09/28/18 Received Interest: Insured 101.48 5,282,295.32 Deposit Account Bank NA 09/28/18 09/28/18 Received Interest: Insured 101.48 5,282,396.80 Deposit Account Bank USA 09/28/18 09/28/18 Received Interest: Insured 101.48 5,282,498.28 Deposit Account Bank NA Closing Balance $5,282,498.28 TD Bank NA $247,601.48 TD Bank USA NA $4,539,778.41 US Bank NA $247,601.48 Citi Bank NA $247,516.91 E Ole Ins,reo eeposo Account (IDA) balances reflected in your brokerage acceun are FDIC-Insured up to applicable limits and held by one or more banks (Program Banks'). Two of the Program Banks are TD flank. N.A. and TD Bank LISA. NA. both affiliates of TD Amenuade. The IDA balances are not covered by the Secumies I/Nestor Protection Corporation (SIPC) protection applicable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00012060 EFTA_00122711

PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012061

Terms and Conditions STATEMENT GUIDE TL: tr.risacb wande: moren. Pont° Moors lor aocoums tum acverty and quanedy report ,o• usus* accounts tam isel:.' %Molk Summary: Track8 Ine CurrOnt Ma d sou p00010 es Of Me repOrt dele end ~para Il to mo prior ~Mia The :esel etteren Moeke yOur EMOE divenideation by invesvnent type Etple aboters under 5% st be grouccd tut mo <memory al torn«' in mo po chan. Mar Essay - Total Aard ErtutbelT0181 LOM, Mdapinable Vake • Tetal Short Velt) ActnIty Summary: Trio opening and cbsing cash blanca wo reconcled here lor dar quid umeesce Al account actmty es searmanzal lor Me Enorm prod and voor to dato_ Moot a Expert' Sunernary (nadIRM only): Ibis sedan daalt trio inoame ard *Eense totak trom We Aait Summary and~Mrt Oe las IMEMOM. Rebrement Account Senery ORM only): Runt Ine IAS retatod transaceons for Mc oer% ard pro yeers, IRS Fane 5498 lair Marlt Yalue ie basso On Me afrent «he aa or December 31 o1Ø panbus soar andnl be turrishod to~ hierna Revenu° Same. PedonnanceSummory:Monnor >oor aneel polobo tearmane end INe tneelized gans end loom: or your Stro neemt« stuw. Account PoslEns: View your rnestrnonts at lbo current marka vat ard corrparo th* Edna cal to ste idueekzed gaine and tosses n your pen!~ Original oost is °tred uting Ihe trein. linteut (FIFOI nyelhOd. Mien weent Uw :nal stres Ko set Me Omee you anchased ira. lbo eslimalod erreostmord enoame2 and ~rage Co:' per share are dodayed lor your roteren°, OM odest mocht» duet steur lor en ademen cd yoga hobby geotel). Maant Activey: Al ~ot« ectly ia deert, detned. klad in dat Order. end rertected n Me cbting Cash baart. ~ te Panding Settlertril: Confirm you e:etser tredes sr e setemel dete aller mone Ø. Ilmso transacions wel bo relloctod n me Account Acvmy toon non momn. Onno. Geil Services TrennallOn Delen) Ceel: Management trenaeakid Mal «Wed ting tas statanom ropomng panod. ndudng chet. dotti card and MIA acut. are ',stad en dato ader. Onte Cash Services Sturmarv:Credt ard dele naasten totals lor mo atom statement reldnag pedodbe summerized. IndhiCked Entert eie maisted. 'Jo to ronding adustments. lbo stmoment deals may not apa mo statement totals. traineled MAAI Income end Estnwed Annuel Yeeld vekes ere bieed upon IMO number d stres cmood or arrom valeed baton» as ot tm temt dale at be most ~am duidend mie or cash dele ~dr GENERAL INFORMATION 10 Men:rade does not provile topoi or las ~ce. Ploos* conti your leed achwor or las ECOuntrel venen neCendry. A8 te Standerd intaby pratte.. emne COnn~lirs ME be records br Sally control and liansettiOn vorkalr Pureren, For TO Amentrade motmel dorm. your admor hem es scparate from and not attrialod win TO Ansentracks Inc. a TO Arratrado °Eng, Inc.. ard oach h'm es nat responsbo Ia the Dretst end amma 01111e orher. Accwacy of Report: H you find any errors or otters In yow accouM statement you *houd immedialety all us el tnt inent' gered on page anti ol your ,trestien. You Ooit also contact our Clearing ene, TD ~ontrat Clearing, ne. el 8004694900. Flease ronow end stamnam c.yrektly. Ir you daagt tinn any transaceon or el Mae wo any ent a engene e. drie rally e Dient Services reproseMethe a yes tel Winch Ote. Ss wol as 10 Amodado Cleansp. Ina in wrang nitti ton (10) days ol tm recta ot th, stareent Am ot statements as nel you here made to us snedd be COntired in wring The statement all aherviso be conaidered condens: Fletse nart, ie prompt 01 any change* in yar contact information. nette% Met* On your rcpon wil be concbsepalydecomed acaratounloss you nooly TD Amen:fado irrenadatey. Account Protesten: Depots hald by TO Dank. NA ard TD Dank USA. N.A. aro intrad by Ts FDIC (rel COvered by SIPC) up 10 2250.000. Limiet de per aCtOunl onnet» Per «Sta» TO leern ~re abOul FDIC COverage 90 10 *New ICIC/adv. SeCt~98. indeel® ~Nat runde, held in 00 BrEerage ACCOunt are rel deptitel Or obleallom of. or gewantat by. any bank. Ø not FOltenswed. and envoho envestmord nskc, ircludng posstle loss al print:dal. TD Amanda is a momber ol Ø Scouts Invet« Praatten Corporalion (51PC'). wNch presens secunhos ~tomen of ds mentors up lo 5500.000 (ntteding S250.000 lor dans fes cash). Explanatory brochure is available on rapen at :~Asipc.org. h Me tri Ola beknote ineohency. a dril tiby rether Wants Out KOM the Must) In b~uPtcY and mon SIPC. SEcansental oovorago is pad out dier mo trustee and SIPC payouls ard uncer such cousrage each den es limiled to a erend return ot 5152 tbr trom e ~Slee. SIPC and London intrers The TO Mserikade sidadrental aueros* has an oppropt Urn ol 550) urhon amt au cum:mors. Trix polcy wande: Geveins lating bidder insohincy enddoos nel proleet foton ba in merkel Mbe ot me seambas investment h a money meitel lund is na ineured Or Weranneed by Me Federtd Depte Inwon Corporation (M210 a any *Ma arnarnrrat agoncy Meien Ho bi t ~k 10 crew« the vat d yOrs mealment et 510 ra Shfre. 4 b peul» 10 lese money by inmeng il a money makel ~d. Drdeeds are decaed daler end pactremestod morory. !ho praats contans Ms ard oma important normtas Reed the respect Gereld)/ bede ~ding. NOndeptil invettmente Nal IN your bete dealer aro NOT FDIC NSURED / NOT BANK GLIAPANTEED/ IAAT LOSE VALLE. The Wart n your bank dagend eCCCurd Or steres d yOur money ~kei rn~ii fund can bo lqudated on your erts and Ma croceeds returnad lo tm escorts uwent or ~Mal NyOu Ti Rpd6re:Ore pt401O ~Matter ~at Vr wil moeke FOrm 11:09 lor «tel tm terug in oxrplame mb ES scrawants indudes WMake moed árderds. capral EM. twee ~1 and Mes proceechl Some ~nerts are tut 10redenrailen nbkh MIE Staal os brecrxer br mors Cost &Os: aa Saus. tas lot and Dateren:e ceporing and Gare:korps aft Wend ad anixted by CO1 E;Cee'ORSTE0 11) drmilrode e n« reperebb ta Fe relt% a Eitty d ta rtermmen. ID Amon)ao ad ta ~maan wars lto:maan do not ~Meert °runt d the inlemton and dele poted Cal NCCEPCEMED e eadatrale coneny and ra ented wit Mimen/st klargIn and Options Account Agrownents:Pranady adam 10 Amon:rade n merg ot any range re your investment clexuros or inarcel stuwt as thoy man to your mergin Or 001(nS ~Mint agreernenis A sumnvey cd ~missen and chemie turn wdl ta oxcroulko ol opoons &oma:eens is ~late. Om« MEM Pt»: Pee maket tam cl scones Na ban boaman d ~Wo kom q".:10‘ mrt ab elta rdependent sans Vak" we Woed On Oe dors ut me mer beton mo be ad arltrg prak «ana netdo. t no racket ~os statie hose a q.daan eent 6 e~ indettent earCe. SeCurty taal lo ~g rolocted E Nul Pestnel 01.P) sautns yourpedIdorcput me act« , ad efsena ~~10n ad to Gord gewant lno a:cum:yam., sce.~. prees. Weriaage backcd postonsansdowl ~g We remenng banco ent me oen« merset Orke Pere" MEI satans my nes n:6n~ tm praat, ma manday mart la Cceremes ot Depot (CO) is gonecaly dood and the Stua wem Me/ be trens fr Me p.w.haSe pre Maters NE d parel may molt ton Me 5510 ol a CD gror 13 titante Brt ~br F~ ~ma Secure. Indo ciferomy thas auty anta and dam ~e en a Edo mdurgc. %M«. iney ~en mo OTC loer me counitn merk« and trede lemcM rnty na ~I la tor tot uw poelen picr to mrt. To eb dart snor to rrubsty m2/ cooJi n a las d renapol. Non Standard kaas CISM am botdy ~nerts ra droct pancpaton program sauma goalxistms, emir teelt ccmpana. «red ma» morsnat trut,. cosimay acts. prut ~bs pridete ~I a helge krt. NS.46 ere botelt leve tralmervs rod do na lede r e mot sccurne: ochangre a Iso NEON Stoa lAarka Roy- Jas tones ta toe rnesimass Et ~WE :dm dened ham wricke merods, ~to, bul nol kured la independent apprant 0m poltant net zses. and« tred pony Ent ros tut Eo been proded by to ~mora" as ta. ander go-ca d EM poltan a by a tb«easy ~da ~out indtedem ~tal by 11) ~Ede. Vete mei nd reilt me Ednel farchase pico. nol mairi Moe «be maiurd imen lqudaer C an oma] vald coma be esLablohod Øg1 ~se ~bode. Me Mutt mar be eecd es NOndked (Mrt eer arena deal toptisp vataion la bbn.Masdant kot. paap ton den Smet new rmasensets re na maal unclaild SIPC Aden limo Scouts eARS —t Promo: Die motet~ Ia MS stomme hme boen~med. d autet4e. kom rOtakneente or other isdeperdne ~ces The way allee pleng is nol ~atol le a ma~ sto snot aroldab. Tij emeritaat:WI proo lno PAS pair. talosp nb anterecn bot to eaudly aa undererg art Quay. 11b ARS rand is currenly ~OE e kt ellialty and. esa ~A beman be no ~race~ euneecurtesan to sollurder n:~ mat caxlices. REGULATORY DISCLOSURES For an investor brochure bal enctlas informabon desating FINAM Pits Desclasuro ~rem. pleese contact FINFIA at 030-289.9299 or wenefirweag. Tbc interest rato ~an tot ro Amertrade Cash s laken hom tho onpaar, emecost rato eer lor !he ~kei Vet befance n oe TO AmertredeCatth. M 01me statement donna date Simt/ ~ren Is acnxd dan/ based on the interestrato ta amict° to oor days Liane,. Financial Statement Nontatton: lbo mammae ol 'naneef condor lor TO Meen:rade rs ~labo taco a yen and may be obtentel al nO oost via Me intomen el hard Winetctrnontradocombnancitimemonintl. °neon AssIgnment: All short equty ogen pontons and same indox oor pontons aro ~labo lor assignmeM. Exerede tinignmrt races egt or index °plens ere rendOmly alocated aflang all doms' short pasnone try an aJlomaled °racete. Free Credit Relances (RUM 15634 & 3): Onder me tesent promotion (vlos. wo may uso free bedil belteres il yOur ECOunt n me Ordinery omme ot our boenen whkh ere pette to sou on damt. Martin Aoceurds 0leguirdonl): k you have a margin act" ens report d a combnaten ol yes maren account enda Wede] ~vat" 20:Ce.g.nt Tradng On meren poses °drensl nsks anda not statie lor all investors. A carte» lei of the risks alom:wied wel marges treduo ib editte in me maren rek disclotore bournen. YOu mey obtain a copy er ges document by ~lating us el re nurnber ;Wed on page ene ol 'mor statement. Payment for Order Flow (SEC Rut 606 and 607): In somo crcumnants. TO Arnornrado recents oompassabon la ctioceng teren anatenoaunta ard tod equb order Ibt lo selected mats. trotse cd eerdere cmairtei Contersi. COmpentrion is in me lome or a per share cash payment. h adert. TO ~anode aso may tom carponsa~ related to Me foreign curency tochtte Component d tanattiOns &Oreer mooi:les from Markel Centen, rociong lest bados Wo post roJarbmy repons di:donna Iho vonues lor ader roung *zeeton at enewidarrixtrado_com. A ventten copy is @vader° uan ratst. 11 es oor easy. absent dort orders to iho oontrary. Oo scant brokers. dooiers. ard ~kei Maken, tred On IN> tint( ko povde bost reten and the helary Or steng pre erna/momenten mankot oØ. Poco improyeteentis avanablowydre «taan maitel conalsons. and wo regulary monter execulan to lost lor :ten impromment d aualable. Trede COMIrmetiOne (flul• 11)0-10):AJI contrmalions ere PeremilledOn me tratiottn dele. Yes: Dentractions in Stip ~Wilt (Muring Paalde crEst bade in EO U.S.) rui indut taxa ard loos charpod by tec, kroon mart ot govenwnenls. Est may be reeecied in Uw price ol ale reut Of 011(000 nen :doteer« ene Man ~at Poroy Notilkillon: A copy of Me TO Amertreds Prat DOEY is ~Eb» el waytklamcgiradoeorn Care ~tee The enter el porti rodsmpons« rak k done song e pront 4~y mslem. A doanotion el Mo proactees br Slibt° sreunids is avalabb on Mo tabula or hard copiel are ~tabla won roomst In Case ol Onaf: Or (postte &Out your Elswerene Fund %neder. please CO Iaat 8 Si 1.260669.3900. or in mare to P.O. Box 2209. Ommas. NE 68103. or by *maa at dittiervirakEltiMeaoldeCem The irtnnatien cOntened n >ta ticasni statement shag be bndng upon ti d you do not obect wthn ney 160idays lor any kanter ot lunds tra to Retabon E. sch as MIA and pon -dy -ab trarolas deld transactions. wrat datum. and alhdranels We munt beer trom you ro later Men 60 dan er« we sed etar me FEST stamt« on white the error or problem appeared. (I) Tell us yar neme end account nutter (2) Doscrbo the error or Me mandar you are unsuro aam ard oxplan as daar/ as you can • you bare ri is an error or why you nood mcie enlormahon. (3) Ten us Me ddr onedel of me moederener. Wo nis unempato your °omplant and wil correct any error promptly. fl we lakei more man ID business r's e da Ms. se wil credi your ecocm br re amant yes Mink is n error. E ~ you wil have lbo uso al the rrcnoydunng lbo tmottakos t toean:1~ ourinvesteaton. OUTD NO 07,14 Addrtionaily. TO Andidlrafte pleindee eede deal $149.5 millon wet ot proleron tor MI Ensaceons aro utsect to N me con:muon. Na. regulair:ns tien: and ulaan ideudINS and 52 nellen 01 IXONCIOn br cash tempte SupOlemental allrape pdOvided by d the exchange Or Merkel. and its dearvonouse. il any. On Midi toch benastlens ere London inert caccutcd oe total lans. enchsing me Secties Act ot 1933 and tho S«urtes Es 4 in S0NY_GM_00012062 ouncre0 m oir o nd ten t.:

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA, NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 10/01/18 - 10/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 9-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $1.37 298,404.09 1,262,500.00 Margin Equity Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Closing Balance $1,560,905.46 100.0% Prior Value Period Change Change Estimated Income Estimated Yield $ - $1.37 $ - 5,282,498.28 (4,984,094.19) (94.4)% 0.30% 1,411,250.00 (148,750.00) (10.5)% Ku:Kat:* 4.8% $6,693,748.28 ($5.132.842.82) (76.7)% S60.000.00 3.8°. Portfolio Allocation Stocks 809% IDA 19.1% Income & Ex . ense Summa Performance Summa Current YTD Reportable Non Reportable YTD $ 0.00 $ - Income Cost Basis As Of -10131118" $2,593,861.27 (4,069,779.45) Dividends $15,000.00 $ $71,767.60 Unrealized Gains 6,930,216.50 Interest 1.37 2.32 Unrealized Losses (1,331,36 t 27) Other Funds Deposited/(Disbursed)''1D (5,000,000.00) (5,000,000.00) (5,000,000.00) Expense Income/(Expense)r° 71,769.92 15,001.37 71,769.92 Interest Securities Received/(Delivered)"° 0.00 Fees **To view realized gains and losses for your account, login at 4,985,000.00 2,067,794.40 Other (3,827.81) vnvw.tdametitrade.com and visit My Account > Clain/Loss. $1.37 $1.37 Net $15,001.37 $0.00 $67,942.11 page t of 6 CONFIDENTIAL SDNY_GM_00012063

Statement for Account # 867-730320 10 01 18 - 10/31/18 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal DEBITS Electronic Transfer Subtotal Current Year To Date TOTAL $ - 0.00 $ (5,000,000.00) (5,000,000.00) (5,000,000.00) $ 0.04 0.04 $ (5,000,000.00) (5,000,000.00) (4,999,999.96) Income Summa Descri Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest 905.81 6.454.64 on Current $ 0.00 1.37 15,000.00 Year to Date $ 17.767.60 2.32 54.000.00 'TVs section displays current and year to date taxation values for thiS account. The current totals may not equate to the total payments listed on this statement as correal01113 to tax reporting may also be included. These correchons can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Market Purchase Cost Average Price Value Date Basis Cost Unrealized Estimated Gain(Loss) Income Yield Stocks - Margin GENERAL ELECTRIC CO COM GE 125,000 $ 10.10 $1,262,500.00 10/20/17 $ 2,593,861.27 $ 20.75 $ (1,331,361.27) $ 60,000.00 4.8% Total Stocks $1,262,500.00 $2,593,861.27 $(O31,381-27) $60,000.00 4.8% Total Margin Account $1,262,500.00 $2,593.861.27 $(1,331,361.27) $60,000.00 4.8% Online Cash Services Transaction Detail Category Transaction Date Description Amount DEBITS Electronic Transfer 10/11/2018 10/15/2018 WIRE FUNDS WIRE SENT 10/11/2018 13:13:56 WIRE RETURNED-FROM 10/11-BNF DETAILS INCORRECT PER BANK $ (5,000,000.00) 5,000,000.00 page 2 o16 CONFIDENTIAL SDNY_GM_00012064 EFTA_00122715

Statement for Account # 867-730320 10/01/18 - 10/31/18 Online Cash Services Transaction Detail Category Transaction Date Description Amount DEBITS Subtotal 10/16/2018 WIRE FUNDS WIRE SENT 10/1612018 10:14:00 $ (5.000.000.00) (5.000.000.00) TOTAL (5,000,000.00) Account Activit Trade Settle Acct Transaction! Date Date Type Cash Activity' Description Symbol; CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 10/11/18 10/11/18 Margin - Funds Disbursed WIRE FUNDS $ 0.00 $ (5.000,000.00) (5.000.000.00) WIRE SENT 10111/201813:13:56 10/12/18 10/12/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.000.000.00 0.00 DEPOSIT ACCOUNT 10/15/18 10/15/18 Margin Journal - Funds Disbursed WIRE RETURNED-FROM 0.00 5.000.000.00 5.000,000.00 1G/11-BNF DETAILS INCORRECT PER BANK 10/16/18 10/16/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (5.000,000.00) 0.00 DEPOSIT ACCOUNT 10/16/18 10/16/18 Margin - Funds Disbursed WIRE FUNDS 0.00 (5.000,000.00) (5.000.000.00) WIRE SENT 10116,2018 10:14:00 10/17/18 10/17/18 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 5.000.000.00 0.00 DEPOSIT ACCOUNT 10/25/18 10/25/18 Margin Div/Int - Income GENERAL ELECTRIC CO GE 0.00 15.000.00 15.000.00 COM Payable: 10125/2018 QUALIFIED DIVIDENDS15000.00 10/25/18 10/25/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (15.000.00) 0.00 DEPOSIT ACCOUNT 10/31/18 10/31/18 Margin Div/Int - Income INTEREST CREDIT 0.00 1.37 1.37 Payable: 10131/2018 Closing Balance $1.37 'Fa Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. page 3 of 6 CONFIDENTIAL SDNY_GM_00012065

Statement for Account # 867-730320 10 01 18 - 10 31 18 TD Ameritrade Cash Interest Credit/Ex . - nse Begin Date Margin Balance Credit Balance Number of Day Interest Rate Interest Debited Interest Credited 10/15/18 $ $ 5,000,000.00 0.01 $ - $ 1.37 Total Interest Income/(Expense) S 0.00 $1.37 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MID Accrued MTD PAID 10/01/18 $ 5,282,498.28 4 0.4989 288 78 $ 288.78 $ - 10/05/18 5,282,498.28 6 0.6481 562.75 851.53 10/11/18 282,498.28 14 0.2996 37.19 888.72 10/25/18 297,498.28 7 0.2996 17.09 905.81 905.81 Total Interest Income $905.81 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $5,282,498.28 10/12/18 10/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (4,292,498.28) 990,000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/12/18 10/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 742.500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/12/18 10/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 495.000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/12/18 10/12/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (212,501.72) 282.498.28 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 212,501.72 495.000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 247,500.00 742.500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 4 o16 CONFIDENTIAL SDNY_GM_00012066 EFTA_00122717

Statement for Account # 867-730320 10 01 18 - 10 31 18 Insured De. osit Account Activi Date Cleared Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 247,500.00 990,000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.00 1,237,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.0O 1,485,000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/16/18 10/16/18 Received FDIC INSURED DEPOSIT ACCOUNT 3,797,498.28 5,282,498.28 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/17/18 10/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (4,292,498.28) 990.000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/17/18 10/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247,500.00) 742.500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/17/18 10/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (247,500.00) 495.000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/17/18 10/17/18 Delivered FDIC INSURED DEPOSIT ACCOUNT (212,50112) 282,498.28 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/25/18 10/25/18 Received FDIC INSURED DEPOSIT ACCOUNT 15,0001)0 297,498.28 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/31/18 10/31/18 Received Interest: Insured 691.94 298,190.22 Deposit Account Bank USA 10/31/18 10/31/18 Received Interest: Insured 39.90 298,230.12 Deposit Account Bank NA 10/31/18 10/31/18 Received Interest: Insured 39.90 298,270.02 Deposit Account Bank NA page 5 o16 CONFIDENTIAL SDNY_GM_00012067 EFTA_001227 I 8

Statement for Account # 867-730320 10/01/18 - 10/31/18 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 10/31/18 10/31/18 Received Interest: Insured 46.79 298216.81 Deposit Account Bank USA 10/31/18 10/31/18 Received Interest: Insured 87.28 298.404.09 Deposit Account Bank NA Closing Balance $298,404.09 TD Bank NA $247,587.28 TD Bank USA NA $50,737.01 US Bank NA $39.90 Citi Bank NA $39.90 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are F DIC-msured up to applicable limits and held by one or more banks (Program Banke). Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA.. both affiliates of TD Ammar:Ie. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 6 of 6 CONFIDENTIAL SDNY_GM_00012068

en Ameritrade PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SO NY_GM_00012069 EFTA_00122720

Terms and Conditions STATEMENT GUIDE IL /cc ,i.Ø prandes morshy Ponk® Rococo; lor accoums yam actrerty and quanerly topons 'a maa.,* accounts wel asselst Portfolio Summary: DOW Ile Ourrent «Me d >Mto 000010 es Of the repOrt dele and ~yes ij to pre prior nionlh.8 The Met ellaagen MOM, yeti( betitel° divergnalion by inyearnert type MMO* abcatcres under 5% ES be grouccd enk, trio calegory ol-Omer' in en po chart. Man., Emily - Tott Account EguibriTotal LOng Nagloeit Mbo • Total Short gakte) Actinty Summary: Tim opening and doling cash Manco: am reconcled here lor year clinch re!egeico N acc-zuni acunty es sunnyanzed lor me curieus pand and year to dato_ inca® 4. Exponeer Summary inenarts only): Ibis sedan dolrob the inoome ard *mensa totall trem We AttisAy Sommen and demirin the lex IrealMent. Reen:ment Account ~uni (IRA, orry): Acnes Irr IAS roanotod transaceons for Mc turart ard aa >mam IRS FOMY 5498 Fair manrat val® is baad on te weed robe aa of December 31 d en poreus yoar ard en bo turn:had to en Mem) Revenue Same. ~onnet.® Summary:Monitor your annal polk® perlormanee and Pm imealized gans end loss`: br your alluro ruestrnow strategy. Account Poelbone: New you mosemoms l en current marka vabo and corrparo the omina) ost to me imealoed peins and loeres n your porgol0 Original coat ia esogned usng Ibe eratm. rint-out (FIFOI melnocl. neten aanmat Om anal Mams >du Sel eie lb050 you pjrchesed ira lbo colimaled nestmord enoame2 and Emoe cast per share are dingayed lor your meren® Ilte °kiest mochten dele e Mam br an ademen or yoga huizing sed®). ACCOunt Aelidly: Al Wood< eclMly ia deert/ deinen. teled in date Order, ard regenen n the cbang Cash balar0). Tm®, Panding Settlement: Confirm yed etend® tradee web a statement dele dier manito Ø. Daas* vardaclionsws bo rellected n me Account Actnny sabon nokt moa Onlin• pit Services TramatiOn Detail: Gaan manpeuren transen/ons Mal Omreed øsing ms statanom refornng ponod. ndudng check. debil card and ATM adem. are ',stad in dato eed«. OS. Cash Services Surnmary:Crolt ard de® transmeon totals lor lbo turtom statement retiOnag EOalbe summair®. Indhittal bankierene be not 'Cue te monding actostments. en stermem ~als may nei *qua] S e ideman toltb. Eetwal® Anne/ Intime end Esimated Annual Yield wikten , a e baad upon Ibe nuMber of slums erend or avrom mbo balanse as ot the stalemom dale and lbo rost mant duidend mie Or Cash Pekt ~1004 GENERAL INFORMATION ID Omen:rade does not provile legal or las ~oe. Ploos* consult your lagt advaor or lax *Meurt/nl Men neCealary. A8 ti anodero inCleby praCt00. "ne COrarenekna May be re0Ortied br uthy InnIrd and kansattion venralm Dorens®. For TD Amentrade tessononal clans. your adasor bern es separate trom and not ontwind wat TD Amornrada. Inc. er TD Arratrado Clearna, Inc., ard *ach h'm is nat responstlo la Me PreteMs end ',Mees 01 lbo ahoir. Acceracy of Repons: h you bind any errors or omissie:ins In voeg accouM statement you enceld immadlaudy colt us et the rimboe listen Oe page ome or your trelinene You thould aso contact our Clearing rem, TD Mneritrede Clearing, Inc. el 800-669-9/00. Please renenmc statenterm earCAlly. 11 you dragee* mal any transacton, or d Mae am any en» a onessiont. Masse rotly a Grient Services represeMethe a yOu bal Winch «ce. as wel as 10 Omarmde Clean- g. Ine, in wrang norm ton (10) days el ycar recept or cha statement Am dei nalements Ihet you hare nede to us shOdd be COMmtan in vesting The statement aai «hem® be conaidered condrahm. Fletse nolfy n prompity 01 any charges in vet, cOnleci inhaalden. Tranneelions reeeeled on your repon wil be concbsemlydatmed aco.trato wee= you nooly TD Arnatradoirrerraddety. Account Prolectbn: Deposits held by TO Bank. NA ard TD Bank USA. N,A., aro nsured by Ts FDIC (nel Over® by SIPC) up 10 2250.030. Umels are per aCtOuni ~erft» Per MONS® TO leem mare (tag FDIC COyerage 00 10 *New ICIC/a0v. SeCulled. indoet® "dop runde, held in 00 Breton® ACCOunt are red den0SAIS Or obigations el. or guwanteed by, any bank. Ø not FOIC.instred. and envohe envestmont ddrs. includng posstre loss ol pbripal, TD Amenkade is a momber ol en &nuntii: incest« Maatton Corporalion (SEC,. which praeds secunbes astomers el els menbers up lo 5500.000 (indocling S250.000 lor darm bi cash). Explanatory brochure es aeagable m request d wmtalm.a9. Addlbonagy. TO Amarant, prOndin eed) Clan') $149.5 mlbon worth 01 proloog® tor SeCudlieti end 32 milde ot Weden lor ossn Inrcuph SupOlemental °omgaan CgOelded by London Marina h Me even Ot a bekoopt insoirency. a dient my realivetern~ts due KOM the Mede rit bariedgcY and ma SEC. Seademental covorago is pad out ni th° trustee and SIPC Dayans ard uncor such canna° each clan es timend to a ccalbrrod return ot 3152 malen trom e trustee. SIPC end tonden insmers The TO Antedlrade lopplentental coverage bas an aggromue Ma el 550) molton amor ab aistamers. TMs polcy branden taverne tollening bcOkaage insehincy ord does nel pond (Molmt lese in mand val» ot mo socuribas invomment by a money mtetel lund is net ineured Or pereneed by Me Fedd Deense Insuranar Corporabon (FOICI er any orrer ~imam agent), veneegn !ho fund: Beek 10 petsen the valla d yeti irmealment el 51 00 p« Share. 4 b posebb 10 Mee morty by invoegen in a money makel kind. DMOrleds are nadeed day end pactromestod moridy. TM pn:cpcdus contans Oss ard pØ impanart domwaas Reed the eminente Carehiltr berore invygng. Non depotril invedments held te your boker dealer are NOT FDIC NSURED f NOT BANK GUN:LONTEN)? MAY LOSE VALDE. TAB balanse nya bank 00091 accCuril Or Share d your ~net Merkel rndiMil sund can te liquidatcd on your order, and Ma pmocieds murmel lo yam erectieos moment or ambt® bynu Tas ROXWIng: The penbit) epal e nel a lar OOMM(V4 Wo wil MOM Ferm 1039 lor Mnal su rcpareg n oxrpla- ce mb ES whirownts Cridudos Want ren. drolinds. cap® {.**. lanle Ø. and wies broceerbl. SOM 0,801.03 we anten lo reclassikelOn ishkri Mto relsztoa cri aterechunt la nmons. Coat Base: Contant, tam, let and ~Eren= rcooring rd GonMo®:* am detrOd and cadded by COI hajtrEOREED 11) Maan® is na itiporebb Ia te teltdAy nare/ cl Pb ~mem Ti) ~ma® ad ts Mammon ambo: pPizetorsi do net ~eet® tommy d me inkmelon ard data proxbed Cal MCCEPCEEED e ildprnile corpany and e d allked cum 1Demertmcle al gin and Ongans Account Agreements: Pandt/ arEsol0 Amontrade n ~Ina ot anY cnanyo in your investment dmxbros or *namat stuaban as thoy man to your ~ai a Man amOunt agreements A summay el cOmmissions and charge, neon® cum mo °mouten ol opeens Dansanced is ~tabla. Om« Makel Prime: Irae maket wauw ot scones nake bos Wanen. d ~bb kom godtan seriøse ad Oer ~penden( wees Vake am Woed On Ile doleg oe* me mecn beman mo bd ad arkng paces. ««ber ment. I no raket rakte is matte bom a opdeden Enk» a Oh« independent »fl. be Emily is tioNed b beng ~Prooi CAP). The slu your peetdo repro are prairded as mond inkmmon ad vu dd qua/2Mo Me aurery dry amuses aces. Itoxpeo bocturd postons aro Mooi ~g the meting banco ad ne onaf meen OM Panne Kamt vek eions mey nel mama/ svs prococcb, The weiday maikel la G:Rhea:as ca Coposts (CDs) n acrocaty 40t4 and ere adat wake mor be Otteml kern thepschese Voc Asaptecrt lossel Sivn4el may rooit toe to solo el a CD dor ta inarty. Bads maa Fred ~ba Secundo inde Oferomy am miory sauna and dd trade ces a kwel *wennen Rina km aan me OM Wet Me munt® ~Mand efident bouder rttlYnd net b lou »teil aur ~maa to rnmety.lho sak el brat pncr le rfuturty r,i men n a Icas ermapd. Non Aanaard Assen OMA) am tracaly ammencrts n dros pancpann program securtes patixfstms. ImudItibtryccmpanco. cv red irtato rees:more troon cownzety pools. anwb eguty. edele deel ledere inch. NS.46 se hpOrM Houd eneelmeve ad de net inide en a nson.1 secuur>: @change er MettrAaq Stock ~a The duns Man la mime rosebets are amid am En.® kern ,orlosi ~NOK an~. bui na linawl le independent opwaai& de pronves rot zat. ander ervd pangander drom tut had boon proMed by en maragorrert. wwinuraw.andLer spa-der d °ach per" ab/ a bidpaty nader ntliout in<koendeM ~talen by ID galde mei nol Mg« the annal psNase pace, Ø moed duo « be ro leb men aasaagt. t ay ooms® yam card be ettabbhed OVOugh temmelhods. me Mud® mar be redenen es NOr•Pited CNV; Fa ~had dna nagarang wam® la ~Stardaml kram. Mcme amict Clan Seneca These rnesmorts aro na mand under tho SIPC Aden Ado Smurf= (ARSD Ping: m@ makel~ la AAS socureoshmo ban~med. dinebde. komgaat® Enken or oter ~penden( eaxcM The Way el Me prang is nol 5...aantast na massa ~ob na araláab. TD Morin® MI poco tto SAS pcston.talrg nb *anderamn bot Pb Nuely aG undotog aak Quay. le ME merkel d corrordy ~Mag stack el Sally and. na ~A Mae an be no omver® dial wen emeurbes am to sold ader ons ~uk ccriatcre. REGULATORY DISCLOSURES All :nasa:bons aro 'traject to p) me consmubon. NOS. rondo:ons amore and utages Of Me exchange or merkel. and in deangtrouse. il any. on weter inch tranaMbens ere etmaal: rat Ideral lam. enctuann me Secunters Act el 1933 and tho S«urtes Ex leS and p crunMEINft e ofond e t Ma r P an eico brochure mal nados intonnabon desolang FINRA9 Pit® Cbsclasuro Program. clean Contact FINRAM 0304894999 Of wimv.tirinIMO. "Uw inwoei rato Loen lor TO Amor/fade Cash is laken hom lbo appicade entecost rato ter lor the Merkel Mdue baton® n dm TI) AmereadeCarth. M Ot® olate em ebsing date Simple irteron r. xcnx.t1 dan/ basod on the interest rato ter amicale toodd. dofs Ulanen Finandal Statement Nonlicallon: The mammae ol Eancrol cond~ lor TO Omondado ~tabla tvice a year and may be obrened al no cast via me intomen el Marice‘writittamontradecomunanciablammonintrn. OptIon Marmert!: Al alten armry odeon pasnone and some indom ophan postbons aro name ier ~ramen' Emmen anignmenl naten /Or evey sa «Wen opeens are fendOmly alocaled aflang all cbantS shon postraa by an attl0Mated proceekra. Free Credit Barman (Rul 15c34 A 3): Under me dom promotion (Mos, we may uso tree bedil belande ir yOur *Meun n the editen case ol out boem® which are perable to tau on dankt. Marge Accounts (llegulattonT):11you have a magen acoauni. ma report es a combnawn ol YOUr "train aam« ard a spela memorardom mom« Tradng on maan poses eddlionel niks and rs not :nul® lor all investors. A complet° let ot the risks as:omblad wilt, morgen bedoe is °Made in Fee margri rek disdosure document YOu ent/ taan a copy d ms document by oonmeting us el el le rnlmbe. tsled on page ~ot put slete ent. Payment lor Order Flow (SEC tube 606 end 607): In som* crcummandes. TO ATOtftrad0 recents compalsabon lor demore teren anxtersounta ard ~d °club orde< Ibw to aNeeled mafkees. Ordes er dealers (Maden Ceders') Compensation is in m* tom d a per thee cash payment. M adatten. TO Amatrado als° may raamcarbonaat® relaxed to Me lorden curency mehari® COMpene« Or trareatiOns in Meen secumies trem Made' Centen occdeng ach grados. Wo post qadomy repans discloune lno snuos lor order rottng oxecuson a: wimv.idarrutradacom A yondencopy is aralade Loco rozpest. II es our polocy. Øn1 lan erom to Mc contrary. to select brokas, dalers. ard maven maken bes® On Ine °bib to porde betel «mugen ani the Mach, Or ~ns ertoe ernproyement en marde ordas. Pnco noem:mamis avanablouder Dorian nareel condbans. and eo regulary monter execumn: to tost lor svir emprommont t ayalatio. Trede COMIrmilleint (Rule100-10):MI conlonalions are Stemmige* On Ree InanUraien date Toon: Trantdolons in kraan seOurides (indidnO laaien 00^9M0Y ADM Inst Ede in En U.8) mar include tams ard loos~ by tin hegn ma!~ er governments. vAlch may be malenin Ine coke ol Ine Meurt Of ~MS Man asclesendern sne item Pfhem POlity 1401ilkallon: A capy el the TO Ameitracb ahraty Delte is aseabse al wavr.Pamcgindacom Castte Seadlies: The alocation ol pogo redemmonsa ølte is dane vang a aansla Itetmy melem. A coscnotion ol mo meedoe, for SIS» &WIM»: is avalább *n to roeide or hard cond are munitie won ifemard. M Case 01 mas Or grotoa sba11 your EIK*Onn Fund Trandera, MEN CO lad 8 81 1.~ 669.3960, ot n tVr409 to P,O. Box 2209. Omaler. NE 68103. or by email dianeerviankblekEentradeCem Te W6Ormaten cOntabed n >mui *scant statement shag be koning ups yes il you do not *blaf wthn may Mei days lor any !fanater or lurds Woed to Acgdabon E, toch as ATM and pont drab traden, ne® van:odeons. direct daxisets. and wilhOtiongti We Must heer kom you ro later Man 60 Wo ener we sent yOu The FEST statoment on Mina the error or problem ai:boa/cd. (I) Tell us yOur rente and account ~ter (2) Ootcrto the ener or tho :rondo/ you aro unsuro Øk ard inplan as neon, as you can wby you bolave d is an error or why you MMO (We inlormation. (3) Teil us Me dollar mam or the suspeded ener. Wo wil mastpar* your °omplant and wil carnet any error prompity. II wo take more man ID business gys led Ms, se wil eredl yeti aCcáid br Me amaril yOu Mink is in eraanME you wil have Db uso ol the money donna en trottoir= us tocon:om our mele gaten, AMTD 150 07n4 SDNY_GM_00012070

1D Amer'trade 800-669-3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member CPC Statement Reporting Period: 11/01/18- 11/30/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE I3-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Change Change Estimated Income Cash $ $1.37 ($1.37) $ Insrd Dep Acct (IDA) 298,478.93 298.404.09 74.84 Money Market Short Balance Stocks 937,500.00 1.262.500.00 (325.000.00) (25.7)% 60,000.00 Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $1.235,978.93 $1,560.905.46 (S324,926.53) (20.8)% 660,000.00 Margin Equity 100.0% Cash Activit Summar Income & Ex • ense Summar Current rro Reportable Non Reportable Opening Balance $137 $ - Income Securities Purchased (4,069,779.45) Dividends S - S - Securities Sold 6,930,216.50 Interest Funds Deposited Other Funds Disbursed (5,000,000.00) Expense Income 71,769.92 Interest Expense Fees Other (1.37) 2,067,793.03 Other Closing Balance $ 0.00 $0.00 Net $0.00 $0.00 Estimated Yield Portfolio Allocation 0.30% 6.4% page 1of 3 YTD 4.9% Stocks 75.9% IDA 24.1% Performance Summary Cost Basis As Of -11/30118" $2,593,861.27 $71,767.60 Unrealized Gains 2.32 Unrealized Losses (1.656,361.27) Funds Deposited/(Disbursed)''1D (5.000,000.00) Income/(Expense)"° 71,769.92 Securities Received/(Delivered)"° 0.00 (3,827.81) CONFIDENTIAL $67,942.11 'To view realized gains and losses for your account, login at www.tdameritrade.com and visit My Account > Clain/Loss. SDNY_GM_00012071 EFTA_00122722

Statement for Account # 867-730320 11/01/18 - 11/30/18 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal DEBITS Electronic Transfer Subtotal $ - 0.00 $ 0.00 $ 0.04 0.04 $ (5,000,000.00) (5,000,000.00) TOTAL 0.00 (4,999,999.96) Income Summary Detail' Description Current Year to Date Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest $ 0.00 0.00 0.00 73.47 $ 17,767.60 2.32 54,000.00 6.528.11 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as =vector's to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date feuds will accuratehi reflect your cumuiative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Unrealized Cost Gain(Loss) Estimated Income Yield Stocks - Margin GENERAL ELECTRIC CO COM GE 125,000 $ 7.50 $937,500.00 10/20/17 $ 2,593,861.27 $ 20.75 $ (1,656,361.27) $ 60,000.00 6.4% Total Stocks $937,500.00 $2,593,861.27 $(1,656,381.27) $60,000.00 6.4% Total Margin Account $937,500.00 $2,593.861.27 $(1,656,361.27) $60,000.00 6.4% page 2 of 3 CONFIDENTIAL SDNY_GM_00012072 EFTA_00122723

Statement for Account # 867-730320 11/01/18 - 11/30/18 Account Activity Trade Settle Acct Transaction! Date Date Type Cash Activity• Opening Balance 11/01/18 11/01/18 Margin Journal - Other Closing Balance tor Cash Activity totals. refer to the Cash Activity Summary on page one Symbol) Description CUSIP Quantity Price Amount Balance PURCHASE FDIC INSURED DEPOSIT ACCOUNT $ 0.00 $ (1.37) $1.37 0.00 of your statement. $ 0.00 Insured De.osit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MTD Accrued MTD PAID 11/01/18 $ 298,405.46 30 0.2996 $ 73.48 $ 73.48 $ 73.48 Total Interest Income $73A8 Insured De.osit Account Activ t Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 11/01/18 11/30/18 11/30/18 11/01/18 Received 11/30/18 Received 11/30/18 Received FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT Interest: Insured Deposit Account Bank USA Interest: Insured Deposit Account Bank NA $ 1.37 12.53 60.94 $298,404.09 298,405.46 298.417.99 298,478.93 Closing Balance TD Bank NA TD Bank USA NA $247,560.94 $50,917.99 $298,478.93 FDIC Insured Deposit Account (I0A) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by one or more banks (Program Banks.). Two of the Program Banks are TO Bank. N.A. and TD Bank USA. NA.. both affiliates of TD Arnentrade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 3 013 CONFIDENTIAL SDNY_GM_00012073 EFTA_00122724

Ammeritrade PO BOX 2517 OMAHA NE 68103-2511 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SO NY_GM_00012074 EFTA_00122725

Terms and Conditions STATEMENT GUIDE

11. Arritlacio panes moray Padre Faces lot accoums with ann./ and quanorly sons cis mactic accounts with assets.. Penton* Summary: Tracks the Current value d your 00000 as Of the rep04 dale and compares/to the peter month.: The Ma ellatiOn ace." thaw pada divertatilion by invesimari type M.Mple alocatcns under 5% ma be grouse.] into the category of -Car' in the pie chart, bags, Essay - Toter Account EounbrOlal Lena laginable Value • Total Shat Value) ActnIty Summary: The opening and dosing casts balances are reconcled hue tar a quid reiegence Al account acurity is summated for the currant pad and yea to date Income a Expense Summary thernaits only): This semen detail trio income and <sense Yeast from te Acting Summary and Classifies the lax Irealment Rebrement Account Summary (IRAs only): Review the IRS readed transamons for Me curer( and pro years IRS Fa 5498 lair manta value is based On the anent value as el Docomtler 31 cite premous year ad ail to furnthed to to Internal Revenue Saco. PedormanceSumary:flonitor your annual pada pedormance and the unrealized gains end torsos or your Arturo recto -nom strategy. Account Positions: New your mostmems al the current market lobo and compare the and cob to see weealued gains and losses n your pon1010 Original coal is assigned using the Crater. 6,51-Oul (FIFO) method. idich assumes the Ohl shares )0u set me those you purchased first. The estimated trrostment income2 and average coal per arc are dissiayed for your mimeo°, Pe ollebt purchase as is shown bran ideation of your hang Petled). MOWN Attar Al Wool actMly is dearly defiled. toted in date Order, and reneged n the Meting Cash balance. Trades Pending Salina Conlirm yew tailed trades Soh a seamen dale she. month end. Thome transamons Ml be collected n me Account Actialy sithron now norm. Online Cash Sala Transilctien Detail: Cash management oenaNtienS that Cleared Bring Sys siatement reporting paned. ndudng check. debt card and ATM acturty. are listed in date Cede. Ott. Cash Services Summary: Credt an] notd transaction mats or the anon statement ranee 000d be summarized. IndMikert Venetia. ere not listed roue to rounding adustments. the %moment Oats may not can the statement totals. iEtninaled Annal Income and Edmiston Annual 'la values a 0 based upon the number el shwas man or astern value balance as of the stalemom dale and rho most recent anercl rale or Oath bein pkMdrki GENERAL INFORMATION 10 Amerada does not provide legal or lax awe. Pleas* consult your legal admor or lax reCeOunal when necessary. AS a illtinad inOssby pitiONO. able COnereatins May be Ward Stu Cruelty MAW and tramattiOn verialth DurpoSt. For TO Ammo -ado Mamma darts. your admit( hart es separate from and net thrall was TO Anwerirath. Inc. a TO Arstrado Owing. Inc.. and oath Irm is net retponsble la the OndArds and semces UI the other. Accwacy of Reports: II you find any errors or omissions In your account statement you Mould immediately call us at the nab.' listed on page one of your statement You Wald also contact our Clearing Tim TO Amentrade Cleating, Inc. al $01)469-91100. Please 'maw too statement caready. II you camerae with any transaction or rl Mere aro any ends or omissions. abase nobly a Client Services reproSentalber Or year teal bath thee. as wol as 10 Amen:rano Oeareg. Inc. in wiling eta ton (10) days of you recaps ot this statement Any oral stanemenis Mal you have ale to us said be et/Nina in venlig The statemonl sill °dress/ be considered concloive Please miry id promptly 01 any charges in you Genteel information. TralletioM reeeeled a your report wit be conclusively deemed acwatounioss you racy TO Amanda irractaxtly. Account Protection: Deposits held by TO Sank. N.A. and TD Bas USA. N.A. are insured by the FDIC (401 Covered by SIPC) up 10 5250.000. LISS ale per eCtOunl Ornerthe per inialutlen. TO learn mere Oat FDIC Garage pit 10 sue 'Negev. Seeulta. indudng Muluat fUndS, held in your Orange AteOunt are ntil deposits Or 001gatiOnS Of. Or guaranteed by. arty bank. aro not FOlt instred. and involve investment Sm. ineludng potable loss ol princpal. TD Amerada is a member of the Securities Invader Pro:omen Corporation (51PC'). which premeds senoras automats of ns members up to 5500.000 (inading 5250.000 lot dad for cash). Explanatory brochure is available on request at bwmaecina. Additionally. TO Amerada, prOndeS ant ant 5149.5 Shen worth 01 proleetlon tor lathier, and $2 milern Of preteden err ash Weigh SupOleMental Coverage provided by London ineurelS II the event eta brokered(' insolay. a Carl may receive Wats due frOM the trustee rn balbeetcY and Men SIPC. Stpoktwomal coverage is pad out diet the truss and SIPC payouts and tralar such coverage each dent is lard to a antra return ot 5152 miliOn from a trustee. SIPC and London insurers The TO Anowitrade loppienental coverage has an aggregate Is el 4.500 motion over at customers. The potty panes Coverage loll:ming Waage insobay and does net poled (gad Ion in market valle at ma 500.01101 M investment it a money men el fund is not insured Or suaranteed by the Federal Depose Iremanoe Corpormon (FDIC' a any other gwornrrent agency Althea to kinds Beek 10 preserve the valle a yOur rivestant NS 00 per share. it is pale* 10 lOse mord/ by Mesa n a money market fund. DMOrteds are <leaped daly and pactreinnested monthly. The prospectus amens Mrs arid ace imponart riorrnsion Read the alpectue Prettily Wore listing. Nth-depteil investments held by your broker dealer arc NOT FDIC InSURED NOT SANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank detail amtunt Or Shared yew money Mabel WOW ad can to licalated on your order. and Its proceeds returned to your manes amount or remitted 10 you Tax Reparg: The Nat weal is nor a he agnate You Sa recess Fes 1039 for awl tax nmonrg in carotene a IRS mcsennts Manes twat mom dr/den:h. capeal gait buss ale. and slice proceal. Some Nona* are subject 10 reclassakin ishith di to Sea] m air.omient mesons. Cost Seas: Cedars tax lot and peranamo revering rd Gannlab are ctlerth as coxixted by COI ildraPORSIED ID inetirede is net spat* la to rata suitay d tie ntermagn. TD Pmentale and is Mason proias FlanatotY1 do not sante, the easy Of the akimbo° ad date woad COI tiCCRKSIATED e 6Si* orpany and erot diked a Maass* Margin and Options Account Agreements: Prarrpift ad/SOW Amentrade n tang of Yry lunge in your investment capturos of financial sawn as they pain to your margin 0, Sens warn agreemenis A summary Of cOmmissions and clwgee Math W e111N execution el wens transamcen is °ratable. Cunard Mat Films: The makot tomes tom been rained, data; tom qx1t6cn undoes ad Other Maeda aces Yabes are based a the dosig free the iron bean me bd ad aritnp pram a char race. a no arks] slue is alto bona qqtalkn Bente OOPS independent sea. I've arty is tubed lo being retooled Nan.thccel eNP). The wiusxns en your radon:pat aro pronged as gala Mason ad and aro guarantee to a:cum./dam sass frees. Malmo bard pardons are wad wing me sienna Wage ad the math man eke Ponta rtexn tasEons may nor sari sake promech. The secenday noon la Gotham or Depots (CDs) is gamey loud and the sal vsbe me/ be deka from they ditne robe Asgsrart loss cf MOW may roan ton Me cab al a CO pro/ b rasa. Dabs ddb Fa ozone Scanner. trade dforenvy thaN Nay scturiun and de co wane en a ad exchange. Rata may son me OTC Pm thecoma market and surrealIguana nd ens b yw bell your Peek^PS to ressuty. The silo often:a pia to arty may rocA n a Ices al preset Non Standard Asa dal aro typed)/ camas in drat partcpsnn program aura patalms Ian Malty =mace. a and MEMO rrasrnori truzincernmsdtypaDIS.pnale eouty. pdeale debt a hedge Inds. NS& ere [gab lad knealmdria as do not age ma nsixid osunes mean?* a tie Krona Stock Mara Tin slues shwa, fa two rneseratts are ikerneed ..ta.ea dead tern anon methods. hasdro, bun not fad IN independent apace's one mama s rd =oh. ceder OW party tender offers tot ha,o ban aided by to magmart androw. add spread each ran a by a Motnag yoga Soul ascendent sand, by 11) knerrade. Was may MI Mane anal WNW pike, amol rvnYV vatic a be ma] men leaden e an osynattd value cad be eatinhed trough Bete methods. Me slam mg be faded as NOneited (Nn For anand Mal name amen kr N:n.Staretard Pews. plebe aroma Clint Sows These masts arena am] undo the SIPC. Auden Rao aura CARS-) Prong: The motet vatm kr OAS exurb:eta been awed. H alas Korn ataten seas or atm naval sauces The Nara ol Se am is not WYNN:01H a ma ma endmeals Tr) knetbadeN1price to ARS manna No centhorman both to quay and undthog cat quaky. The SAS racket is comfy tebeeentimnilick ol tCp.klty end. an result Mee Cm be no mance Mal encheecurties Car to sod with. one mai co ere. REGULATORY DISCLOSURES AI transamons aro object to to) me constmoon. hies. salons. cusses and usages d the exchange or maker. and as dearagnouse. H any, on istich such th intssans are ousted: pit federal lass. inducing me Smarm Am of 1933 and the Socrates p ° ENFIR M ite and ihtt Ex in F an ode brochure That nabs information Mooting FINRAS Parc Cosebsum Program. please Conlacl FINRA at 193b289.9999 or wafirwathl. The interest rata Pam for TO Arnertrade Cash a liken from the armload° interestrate ter for the Markel Value balance n a TO AmertradeCaSh. as Of the Stalemed closing date Simple newest is xcn...ad dally based on the interest tato beg amicable to each days balance. Financial Statement Notification: The statement of Manna condmon or TO Amentrade abbe trice a year and may be Waned al no cost via the internal el Mar. ,Awestawontrano.conshnancidsidementlurg. Option Assignment MI short cower opoon posnons and some index omen positrons aro abbe for asstymeM Exercise assignment aces for equty or ndex options are randomly alocaled among all clams' short posoons by an automated precooked. Free Credit Balances Mule Oka II 3): Under me dent protection as. we may use tree Call balances in your account i. the Ordinary Corse a our business which are payable w yOu on abed. Margin Accounts (Regulation T1: H you have a margin acoNe. the report is a conga*, of YOur Margin trawl and a add mettorandum "mom( Tradng on marlin poses addlional mks and es not matte for all investors. A carp) to 101 id the risks assoc Med nth rrargin tracing is (heatable in the margn Mk disclosure aura. You may obtain a copy a Iris acumen by sawing us at the number toted on page one 01 your slaternent Payment for Order Flow (SEC Rules 606 and 60T): In some crcumances. TO Amens- ado remises compensation la doecorip bantam ortracounter and toed equity order lbw to seabed markets. boars or dealers (Mandl Centenil. Cespensalion is in the Iona a a per share cash payment. al andiron. TO Ameradaalso may recover compensate., rotund to the foreign cunenry exchange component Cl tranattetiOns n lair securities iron Markel Cams ozemong such trades. We post quarterly sorts disclosing the venues for order rang execison at trainers indecent A enders *my is avaletle Lixn raq ose. is our mercy. abeenl deft orders to MO contrary. to select brokers, deal rs. and market makers tad On Me Oa 10 provide beta thecutlon and the any Of seam price improvementen market oars. Pnco mammais evens:louder moan marker condoms. and we repularg mentor excro.mat to test ler sish improvement it avatar°. Trade COMirmatithe (Rule 100-10): Al contrmalas are Paremined On the IrtimatiOn Nee Taxes: Trantmolons in (Nan sailieS (induSnO Wan Water ADM OW Irade le *le U,S.) may include taxes and fees charpcd by to reran marmot or governments. Bch may be beetledin the 0400 01 to security or charged lis an aerienea tne item easy Peaky NOtifitsflon: A copy of the TD Amertrads privacy poky is Mahe el VAWIAMMCfead0 torn Cable Sallies: The salaam of partial rot:mans or cans is done tong a pima talery atom. A desenpron el the promises tor cat le “CUODOS is avalahlo on to websile a ham Copies are available up:neon-ml. In case Of Ora Cr batons Sal your EINIOniC Fund Treaders. pale 00 lab s al TIM 669.3900, or in stag to P.O. Box 2209. Omaha. NE 68103. or by weal at dienteervilealdbMilneede.COm The annaton Malted in your ectotrn slatemeM shall be WON! upon you rf you de eel awl lathe wry 1601days or any transfer of lurch steeped to Regabon E, such as ATM and poet dab trarelcrs, debit transachons. deem dams. and isilaaalti WO Must hear from you no later than 60 dare after we sere yOu the FAST statement on which the error or problem appeared. (I) Tell tiS yOur rend end account merger (2) Damao the error or Me transfer you aro unsure abOte. and explan as dean/ as you can why you bans n1 is an error or why you need mac inlormalion. (3) Teti us the dollar &mum of the lakted error. Wo Ssl invested* your complain and wit career any error promptly. It we lake mom than ID business cloys lo 00 Iris. mewl cal yew saint for the amount you think is in error. sO Onit youMI have to use of the mcneydunng the so t taws us tocostae our investigates,. AUTDI5007tia S0NY_GM_00012075 EFTA_00122726

1D Ameritrade 800.669-3900 TD AMERITRADE DIVISION OF TD AMERITRADE INC PO BOX 2209 OMAHA. NE 68103.2209 TO Amerinade Clearing. Inc.. Member CPC Statement Reporting Period: 12/01/18 - 12/31/18 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-13448 Portfolio Summa Investment Current Value Prior Value Period Change Change Cash $ $ - $ Insrd Dep Acct (IDA) 1,258,729.35 298.478.93 960,250.42 321.7% Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other 937.500.00 (937,500.00) (100.0)% Total $1.258,729.35 $1,235.978.93 $22,750.42 1.8% Cash Activit Summar Income & ense Summar Current YTD Non Reportable Reportable Opening Balance $0.00 $ - Income Securities Purchased Securities Sold 959,955.63 (4,069,779.45) Dividends 7,890,172.13 Interest S $ - Funds Deposited Funds Disbursed Income Expense Other (959,955.63) Other (5,000,000.00) Expense 71,769.92 Interest Fees 1,107,837.40 Other Closing Balance $0.00 $0.00 Net $0.00 $0.00 page 1o15 Estimated Income $ Estimated Yield Portfolio Allocation 0.65% $ 0.00 YTD 0.0% 1 11 IDA 100.0% Performance Summa Cost Basis As Of - 12/31118" $71,767.60 Unrealized Gains 222 Unrealized Losses Funds Deposited/(Disbursed)"" (5,000,000.00) Income/(Expense) 71,769.92 Securities Received/(Delivered)"° 0.00 "To view realized gains and losses for your account, login at www.tdamerllrade.com and visit My Account > Gain/Loss. (3,827.81) CONFIDENTIAL $67,942.11 SDNY_GM_00012076 $ EFTA (H)122727

Statement for Account # 867-730320 12/01/18 - 12/31/18 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal DEBITS Electronic Transfer Subtotal $ - 0.00 $ 0.00 $ 0.04 0.04 $ (5,000,000.00) (5,000,000.00) TOTAL 0.00 (4,999,999.96) Income Summary Detail' Description Current Year to Date Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest $ 0.00 0.00 0.00 294.79 $ 17,767.60 2.32 54,000.00 6.822.90 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as =vector's to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accuraiehi reflect your cumuiative amount for the year. Account Activit Trade Settle Acct Transaction/ Symbol! Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance 0.00 12/19/18 12,21/18 Margin Sell - Securities Sold GENERAL ELECTRIC CO GE 25,000- $ 7.64 $ 190,988.55 190,988.55 COM Commission/Fee 6.00 Regulatory Fee 5.45 12/19/18 12/21/18 Margin Sell Securities Sold GENERAL ELECTRIC CO GE 25,000- 7.72 192.988.51 381977.06 COM Commission/Fee 6.00 Regulatory Fee 5.49 12/19/18 12/21/18 Margin Sell Securities Sold GENERAL ELECTRIC CO GE 25,000- 7.70 192.488.52 576.465.58 COM Commission/Fee 6.00 Regulatory Fee 5.48 page 2 of 5 CONFIDENTIAL SDNY_GM_00012077 EFTA_0O122728

Statement for Account # 867-730320 12/01/18 - 12/31/18 Account Activity Trade Settle Acct Transaction! Symbol/ Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 12/19/18 12/21/18 Margin Sell - Securities Sold GENERAL ELECTRIC CO GE 25,000- 7.66 191,488.53 767,954.11 COM Commission/Fee 6.00 Regulatory Fee 5.47 12/19/18 12/21/18 Margin Sell - Securities Sold GENERAL ELECTRIC CO GE 2,600- 7.685 19,974.43 787,928.54 COM Cornmissiorifee 6.00 Regulatory Fee 0.57 12/19/18 12/21/18 Margin Sell - Securities Sold GENERAL ELECTRIC CO GE 22,400- 7.68 172,027.09 959.955.63 COM Regulatory Fee 4.91 12/21/18 12/21/18 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (959,955.63) 0.00 DEPOSIT ACCOUNT Closing Balance $ 0.00 'For Cash Aclivily totals, refer to the Cash Activity Summary on page one of your statement. Insured De . osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 12/01/18 $ 298,478.93 20 0.2996 $ 49.00 $ 49.00 $ - 12/21/18 1,258,434.56 11 0.6481 245.78 294.78 294.78 Total Interest Income $294.78 page 3 015 CONFIDENTIAL SDNY_GM_00012078 EFTA_00I 22729

Statement for Account # 867-730320 12/01/18 - 12/31/18 Insured De . osit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $298,478.93 12/21/18 12/21/18 Received FDIC INSURED DEPOSIT ACCOUNT $ 196,521.07 495.000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/21/18 12/21/18 Received FDIC INSURED DEPOSIT ACCOUNT 247,500.00 742.500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/21/18 12/21/18 Received FDIC INSURED DEPOSIT ACCOUNT 247,500.00 990.000.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/21/18 12/21/18 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.00 1.237.500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/21/18 12/21/18 Received FDIC INSURED DEPOSIT ACCOUNT 20.934.56 1.258.434.56 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/31/18 12/31/18 Received Interest: Insured 4.09 1,258,438.65 Deposit Account Fargo NA 12/31/18 12/31/18 Received Interest: Insured 48.34 1,258,486.99 Deposit Account of America 12/31/18 12/31/18 Received Interest: Insured 48.34 1,258,535.33 Deposit Account Bank NA 12/31/18 12/31/18 Received Interest: Insured 48.34 1,258,583.67 Deposit Account Bank NA 12/31/18 12/31/18 Received Interest: Insured 56.71 1,258,640.38 Deposit Account Bank USA page 4 of 5 CONFIDENTIAL SDNY_GM_00012079

Statement for Account # 867-730320 12/01/18 - 12/31/18 Insured Deposit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 12/31/18 12/31/18 Received Interest: Insured 88.97 1.258.729.35 Deposit Account Bank NA Closing Balance $1,258,729.35 TD Bank NA $247,588.97 TD Bank USA NA $247,556.71 US Bank NA $247,548.34 Citi Bank NA $247,548.34 Bank of America NA $247,548.34 Wells Fargo NA $20,938.65 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage accotnt are FDIC-insured up to applicable limits and held by one or more banks (*Program Banks". Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA.. both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information ANNUAL MARGIN DISCLOSURE Securities purchased on margin are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan. As a result, the firm can take action. such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its "house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost. via the Internet at http://wmv.tdameritrade.comffinancialstatement.html or by contacting TD Ameritrade Clearing. Inc. at 1-800-669-3900. As of September 30. 2018. TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $2.8 billion and $524.9 million. respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington. D.C. and the Denver, CO office of the Commission. CALIFORNIA RESIDENTS If your total payments of interest and interest-dividends on Federally Tax-Exempt non-California municipal bonds were $10 or greater and you or your Partnership had a California address then TD Ameritrade will report this information to the California Franchise Tax Board each tax year per state statute. OPTION-APPROVED ACCOUNTS The Options Clearing Corporation has issued a supplement to the Options Disclosure Document. You can review a copy on their site at http://www.theocc.com/about/publications/character-risks.jsp . We also sent this information to the message center within your account. If you would like to receive a printed copy, please call 800-669-3900. page 5 of 5 CONFIDENTIAL SDNY_GM_00012080 EFTA_00I 22731

Am strads PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SONY_GM_00012081

Terms and Conditions STATEMENT GUIDE IL Ar stroeb aardes mortel,. Foreklio Amons lor aocoums wth acverty and quanedy toeans ta omase accounts tutti asels.' Portfolio Symfonie,: DOM Ilro Correct «Poe d >Por p00010 es Of the repro dele end ~paren n to me prior monlha The Ebt elPoaliOn Meelt, yOur 00010 divendealion by invesimert type MAM* dboateres under 5% enk be grouped mto thocampory ol toear in tho po chan. Mar Essay - Total Account Ertuib<Froiel Long Maginable Vekte • Total Short Velde) Actrvity Summary: Ine opening and doling cash blanca dro reconoted hete lor year aak relerosce At account ti nnry es sunntanzed lor Me (urgen pand and year to dato_ boom* a Exponeer Summary (nendEAs only): Ibis seroen adat ene mama ard amensa Ixait trom the Sant Summa>, and ePonales the las IrealMent Rebnsment Account Surnmary ORM only): Redes tm IRS reculatod transaceons for lbo curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 ot tho panui yoar ard tur be furrishod tome hierna Revenu° Sance. PadonnanceSummary:Monitor >oor omwal portfolio Postament, eid Iho ineen/cd gaine and lossa. *or your luturo roe:trom strategy, Account PositIons: View your rnostrnonts l tho current marka yam ard corrporo the oognel cad to vee irweeked geine and Poses n your pordol0 Originel coel is esagned uling 'he baba. nratoul (FIFOI method. weien assumee me lint' share, >Po set ere Moes you purchased tra Dm aanbid ertrostmard encome2 and ~rage cast per share are dondayed lor your mier/ace Wee «Pol pathos° date e slaen br en .'Moerion 01 you hobia Ped0C1. AcCOunt Aethily: Al Sidart ecIMly ia deert/ delbed. Iele« in OM Order. end relleded n Me doens; cash WlenCe. TMOnt %Sine Pottlensinl: Confirm you emOred tredes enn e senemen dete alle! monen Ø. Denso transactions tid bo rellected n me Account Acvmy tomon neb moms. Onno. Geelt Services TranncliOn Cash mannenren Inwla8CMSW Mal Cleared Ckaing ms statanom reporting pond. mdudng check. doen card and MIA acurny. are ',stad en dato dar Onbne Cash Services Sunmwy: Credt ard dabt transactien mats lor kno cunom statement rePOnag pedod e summerized. InditiCkel neonataal, eie rot limed. 'Je to !tanding oaustments. tho stroman detals may not apal me statement totals. telnleled Aan' Income end Eserroted Annuel bied vlakten are bets troon Ibe number ei slums coma) or avrom valuta balanca as ot ne statement dale ard mo non team draden:1 rele or cash Pekt pende() GENERAL INFORMATION 10 Omen:rade does not aarde legal or las ~ce. Plees* consul, your lepe aPosor or las titCOurall venen neCesslery. As e standerd inCleby paden. 010ne COneenblens may be nabetaal br Sally 00nInat and transaegOn vedrcelm OurpOste. For TO Amentrade rasebro al acre. ytre °Mes« hm es separate from and not attbaled wit. TO Antentrade. Inc. er TO Armeren° °meng, Inc.. ard aan h'm es rot responsble la the 0 1 00xle end senices Ol Me erher. Acceracy of Reporls:11 you fInd any errors or omissie:ins In your accouM statement you *houd immediatety con ve et tho omber had 00 page ome 01 your statement You *houd oho contact our Clearing Frm TD Amentrade Clearing, ro. el 800469-95100. Please rcenew ms sialemoM c.iredity. Ir you dragee* wilt any tanndel or d Mae am any orde er °Menen,. please roert, e Dient Services represeMelhe a you 1):81 Winch OPoe. es wel as 10 Amairode Cleaneg. Ine. in wrong anno ton (10) days of war record ot th, statement Arry oil statements Intet you hem ~Oe to ui ~JO be CONPoted in writtsp The statement Wil «Ponem be weiders conclehe. Fletse natelt a prompity 01 any charter in yve cOnteci inormation. Tranende% Meehad On your rcpan wil be concbsepaydecomed aeontourdoss you noely TO Amenfadoirrenadatey. Account Proleabn: erepoints held by TO Rank. NA ard TD Drek USA. N.A. aro resured by nid FDIC (ral COvered by SIPC) Up 10 $250.000. Emils are per arabist ormert1 10 per iinett401. TO leem more etOut FDIC (menage go to twee IdCgOv. Seadharr. indoet® ~krat bnp., held in 00 erehaag* ACCOunt are el deposita Or obligatione d. or "'wantend by. any bank. aro not FOltenscrect and Mieke envestmord nåis. ircludng posstle loss ol princpal. TD Amen:rade is a momber ol Me &curettes Inval« Praatten Corporalion (51PC'). which prima: secunnes a-stomers of els manbars up lo 5500.000 (inlading 5250.000 lor dodo fez cash). Explanatory brochure is available on requal wAd.abc.ere. lt Me «Pol 01a aderend ineoksty. a Clan may realbeeMOunts due trom the Posten In nardouldnY and mon SIPC. Pocolonental omorago is pad out dier nve trustee and &Po payouts ard Lader such coyotes@ each den es limiled to a temend return ot 5152 mniOn Ironie Poelet. SIPC and London in/koers The TO Anteribade Supplanenlel navenant bas an aggrogale hm el 550) muon amt as cum:mors. ins polcy taande: .'Olietape lotkraing Weswege ineohincy enddoes nOl proleet Mand ba in merkel neb, dem securnos inveteMent h a money martel Fond ia nol ineured Or gardreeed by Me Federtd erepost Insuranar Corporation (F010 a any oma government agent,. Mimi.", 010 eUrldS bek 10 posene the valle d yOur imealment al 51 0) p« gure. 4 b pOsebb 10 lOtte moro'/ by inmeng n a money merkel kind. (badende eie Mand dely end pactrantestod merdy. Tno pntopedos contans des ard odia important dormalon Reed the aanmars abrecify Won ~Ong. NOndePollil invettmente held b/ your boker dealer We NOT FDIC ItISURED t NOT BANK GUAfteNTEED r MAT LOSE VALDE. The balen°, n your bank depend eCCO.ed Of tihtueS d 'Muf MONS, mattel MOM, fund can to losbond on your order. and Me cmorieds raturnad lo war sccurees account or remeled 1C you TO ~eng: The andt ban if Maler Poornent You e0 ranke Form 1039b «Poel tm Daan n oxrplame wilt ES secrsonsis indudes Wake roden árdent. Poen gans. Ia» ~1 end eros procenten Sone mimer% ere subject 10 redessnailOn nbds wil toren:dol at maagrat tor reccds OM CoetEens. tas Mt and Dateren= ceporing and Gun:kaper are Wend a- el ~AN by CO1 hCCaPORSTED TI) analade is n« reperetne ta te retbrity or biday el tm necrmmcn. ID Amon)ao ad ts Po nen proidom ilenwders1 do not MA.Venleethe a:Way d the inkmelon and data prokided Cal teCORPOMIED'a a aPotrale coneny end e ra etilted wth 11)amennede Porgin and Options Account Agreements: Promo,/ aPosol0 Amenirado n meng ot arry deango re your invemment clarcuyos or inarcial stuaren as they man to your ~Min Or 001~ 8000unt agreernenis A sumnbay Or amminions and charge, ineuned wei sn oxcroutban ol opeens nasa:eens is ~Mae. Oren Makel Poon: The molmt 'duet d somma ham bom Wand d eraan korn q".:10‘ sent» ad Oer roependen( acne Wim we Woed On Ob dovig aree me ran beween me brd ad arltrq paces or ahoi reces. t no marker tamn /Motie ome a qadaiacn eend> tr Oh« indePoodent Mae. he sec" e Woed lo beng relected Nul Pace Ce) Die dlu»dts cri your pct raat are Wan» , os 90104, Intrrdlon ad to dom guramoo bb accuracy ct ave soorten pree:. Molair laacked postons aro mbo] rang Po ~enne banco ad be om« merkel pico Pelde Kast kaldion my nei manco, sake aam*, lbo teo:nday naad Ia Cotrodos d Oogst: (Ca) n generaly ituud and the adat tute me, be dtiews aan Me ~me Vee MatlIcertitss Cl PPoPol mar rooit Pon Me :ab ol a CD par la rralsty Sext adb Ral Worm Securtes Wade dforomy mal oom sauna and tum Pa <natelde accronse. Renet Ins/ waarin» OTC loer the °punten markt( and dirOtet louctryrntyrxt era ta tor »wil sour poelen picr to rrauty. Tho vlo et tent 'mor to rrubsty ma/ rooJi n a las d renapol. Non Standard Assem OISAI aso typcaly ~remt ra droeg pastematon program sauma gootrentms. Irtmodnielltycempana. er red MEM rriesron innen certrada pais. prude buty abele deel a Tedge Ø. N546 ere botdy houd mealmtas ad do not ede Re a none mana behanger a ta Krom Stoa Motta Do 'duce dean ta mto medeaas ere ~Ad takes deted han orbe ~bolk Pokend bul nol Inbed Is ndependenl appret:ah Va proeyams r I =eb, and« tred party tonder aders tul ham boen prtmeed by Me ~mora" ~maand* bader d exti argon er tri a thrdpaty vendu smout indgendeM ~esa by TI) Mnbade. Vatne mei nat raket pkt alanal raglan, pico. arral mairi 'duo er be roalaxl man Inbidoacn an asemend ida cadet be esLablehed *rough rose methode. Me Winden mto be reflected es NOnanced CNV) Fel eddlend Octet tombng tobben la Pon-Sudan:1 koe. Ome torad Cbs Senatet These nossimerts re net wand urda ro SIPC Aden lido Steunbeer/art Pang: Die motet~ Ia MS somma hom boen caaned. meld». trom chOtakneenbat er Wei Poepende« ~en The way cd ne pag is nol ~amant Ha maag taboe rot matte. TD emeritaat sel pret OmIESpeolim.takrg ille ~dorden bot tm Rhea aG underbmg mek quaty. Wie SAS merkel is eurrenly tononbab e bak el Sally end. be wenk Mae an be ro esstrtrce giet toch scones an to aa ader con, molmt codices. REGULATORY DISCLOSURES For an investor brochuo Mal encbcles informabon desaliang FINAM Pusht Thsclesuro Program. plees° contact FINRA at 030-289.9?99 or wymtiva01. Om inwiest Ø Luen tor TO Amertrade Cash is laken lom Om applcatlis minst rato eer lor th, Makel VON, balace ~TO Amen:rede Carlh. as 01 dere delement °Man) dele Simple modest es acnxd dar, base, on the interest rato sa opdraai> to oach days Liane°. Inname :d Statement Noldbation: The mammae ol atonaal condten lor TO OmonIrado ~lede Wee a year and may be obtentcl al nO ceel. vie Me intomen el Mar.stwortectonentradeoonslinanctabiatemonthrn. °neon AssIgnment: MI short onerty ogion canons and same index oom ponbons are ~Mae lor essignment brede assignintm races to' Nut. , or index options ere rendont' alocated aflang alldorde shon pontons try an aJtamolod praatte. Free Credit ~annex "Ie 154-2 0 3): Under mo om promotion nets. wo may usa free Credit baaneb h yOur *CCOunt h IN Ordner>, none ol cm boenen whkh en> melde to yOu on dorheid. Margin Aecourds (RopulallonT): H you have a margin account. ms report d a combnaton cd ytre neon OCCOUril arde Weekt] ~etend" acobnt Tradng on mengn poses eddlional nok, and d nol rurale lor all investors. A complet* lat c4 the risks anomalie, tunn mannin bedoe is maag° in me marge rek diabeten clavnent YOu mey obtain e copy or Ms document by conleeling tie el ma vanher Select on page ene ol roer statement Payment ler Order Flow (SEC Redes 606 and 607): In somo crcumstances. TO Arno/tirade recenros oompassabon ler ctioceng canon any.theoeunta ard bard essay oØelaa to selected mestas. brok«, or dealers (51toket fontenel Co eenben is in Ille lam or a per share cash payment. b adelen:n. TO Amatradealso may raam carponsaten rented to mo foreign curency Metten» COmponent el trenaletiOns &Oenen necuribesIren Merkel Cellen oxemang itCh adios Wo post grody mans discleung Oio tenues lor order navang *zoen!~ at wrAvidarrirtrado_com. A ventten copy is avoratle apen roXpett. h es our penny. abeenl Pari orders to lno antrary. to select brokets. dooiers. ard ~kei ~keft Pond On Me (Willy to aarde bed erecsmon and the halery 01 seeling eia emprovement en markt* orders. Poco improyetTentm aV311.1010 unief "han mantel condlsons. and wo regulary monter execulas to lest lat sten mormonen d as...Matte. Trede COMIrmathenti (Ruin 11/0-10): MI contrmalions eie PereminedOn ihe Inanabbn dele. Tem: Transactie", in beien sPourilen (nCluSnE bre4gn aantelen ADM Ilmel Ira In *be U.S.) nu/ rebel° exa ani lees chargod by tre, keer madam en governmenls. Wedt may be rasled in le print Ol le money Of cherged an Poepende« Ine Pon Prancy Pormy Notilkillon: A copy of Me TO Amertrecb privacy DOleY ie anPoble el waw.Pamegiradoeorn Cao** Securbern The Oman el podia neUemdOnsor calls is dane vang a proeft ketny mslem. A aoanption el mo proadres br Dankte secunins is avalabloon me ~Ma or haal «mies aro ~tabla twonicep.osi. In Case Ol enorti er epestona «beul your ElearatiC Fund %Adem ',sekse co wei e ei

16606693900. ar n wrang to P.O. Box 2209, Omaha. NE 68103. or by emoe at dieMeentiCE@KMMeritolde.COm The PoOnnaten cOnleined n sou( *aard statement shag be bndng upen you el you do not otteci wthn sub LEE days lor any transfer d lurds si pa se Rapiabon E. bal as MM and pont obrale tram," doen transactions. wat depeotts. and dihdarnals We Must heer trom var ro teler Man 60 dan after we sent yOu Ine FEST statoment en whchthe error or peetoom appeared. (I) Ted us lag rente and account ~Poer (2) Dolen» the error or Po trondor you are unsuro aboui. ard oxplan as dab, as you can wny you belgro ri is an error or why you nood note solormabon. (3) Ted us le dab, amodni of Ce suepected error. Wo wi, temmers* your °omplant and MI narent any error prompdy. H we lakei more man ID business days lo do thie. se wil redt your eccOuM br Ine *motet yin mink is n error. 40Pot you wil have drum ol the rroneydunng tho tm* a takes us toean:Cao our enveisgates. AUTO NO 07,14 TO Ansedirede URM«, eed, derd $149.5 melkion words ol prolecoon for AI Ponsaceons aro abject to p) me consmubon. Na, Condooms custard and laagt, ileCuritieS and 52 ~ikon 01 IXONCIOn br cash ihreugh Supaementel coverden a0vided by or the exchange Of makel. and iie deemonouse. n en/. on grien toch lieneedan ere London beurelt oxecuted ui) fosfaat lag:. indaging me Secunoes Act ot 1933 and tho S«urtes Es 4 in Of SONY_GM_00012082 ounct ite0 m f o nd r h : EFTA_00122733

Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 01/01/19 - 01/31/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Period Value Change Change Estimated Income Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other $1.09 2,262,899.79 $ - $1.09 1,258,729.35 1,004,170.44 79.8% $ - Total $2,262,900.88 $1,258,729.35 $1,004,171.53 79.8% $ 0.00 Cash Activi Summa Income & Ex • ense Summar Current YTD Reportable Non Reportable YTD Opening Balance $ 0.00 $ Income Cost Basis As Of - 01131/19 " $ - Securities Purchased Dividends $1,250.00 $ $1,250.00 Unrealized Gains Securities Sold Interest 1.09 1.09 Unrealized Losses Funds Deposited 1,002,000.00 1,002,000.00 Other Funds Deposited/(Disbursed)`'1D 1,002,000.00 Funds Disbursed Expense Income/(Expense)"° 1,251.09 Income 1,251.09 1,251.09 Interest Securities Received/(Delivered)"° 0.00 Expense Fees "To view realized gains and losses for your account, login at Other (1,003,250.00) (1,003,250.00) Other www.tdamerllrade.com and visit My Account > Gain/Loss. Closing Balance $1.09 $1.09 Net $1,251.09 $0.00 $1251.09 Estimated Yield Portfolio Allocation 0.70% 0.0% rtrmvrrrir page 1 o15 CONFIDENTIAL SDNY_GM_00012083 EFTA_00122734

Statement for Account # 867-730320 01/01/19 - 01/31/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ 1,000,000.00 1,000,000.00 $ 1,000,000.00 1,000,000.00 1,000,000.00 1,000,000.00 Income Summary Detail' Description Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 1.09 1,250.00 920.44 Year to Date $ 1.09 1,250.00 920.44 'This section displays =Teal and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumulative amount for the year. Online Cash Services Transaction Detail Category Transaction Date Description Amount CREDITS Electronic Transfer 01/18/2019 Wire Received $ 1,000,000.00 Subtotal 1,000,000.00 TOTAL 1,000,000.00 Account Activi Trade Settle Acct Transaction/ Symbol! Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 01/31/19 01/31/19 Cash - Income INTEREST CREDIT $ 0.00 $ 1.09 1.09 Payable: 01/31/2019 01/18/19 01/18/19 Margin - Funds Deposited Wire Received 0.00 1,000,000.00 1,000,001.09 01/22/19 01/22/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1,000,000.00) 1.09 DEPOSIT ACCOUNT 01/22/19 01/22/19 Margin Journal - Funds Deposited $2000 Offer 0.00 2,000.00 2.001.09 01/23/19 01/23/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.000.00) 1.09 DEPOSIT ACCOUNT page 2 of 5 CONFIDENTIAL SDNY_GM_00012084 EFTA_00122735

Statement for Account # 867-730320 01/01/19 - 01/31/19 Account Activit Trade Settle Acct Transaction! Date Date Type Cash Activity 01/25/19 01/25/19 Margin Div/Int - Income 01/28/19 01/28/19 Margin Journal - Other Description GENERAL ELECTRIC CO COM Payable: 01/25/2019 QUALIFIED DIVIDENDS 1250.00 PURCHASE FDIC INSURED DEPOSIT ACCOUNT Symbol/ CUSIP GE Quantity Price Amount Balance 0.00 1,250.00 1,251.09 0.00 (1,250.00) 1.09 Closing Balance 'For Cash Mainly totals, refer to the Cash Monty Summary on page one of your statement. $1.09 TD Ameritrade Cash Interest CreditEc.ense Begin Date 01/18/19 Margin Balance $ Total Interest Income/(Expense) Credit Balance $ 1,000,000.00 Number of Days 4 Interest Rate 0.01 Interest Debited $ - $ 0.00 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued 01/01/19 $ 1,258,729.35 10 0.6481 $ 223.49 $ 223.49 01/11/19 1,258,729.35 11 0.6978 264.69 488.18 01/22/19 2,258,729.35 1 0.6978 43.18 531.36 01/23/19 2,260,729.35 5 0.6978 216.09 747.45 01/28/19 2,261,979.35 4 0.6978 172.97 920.42 Total Interest Income page 3 of 5 CONFIDENTIAL Interest Credited $ 1.09 $1.09 SDNY_GM_00012055 MTD PAID $ - 920.42 $920.42

Statement for Account # 867-730320 01/01/19 - 01/31/19 Insured De . osit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $1,258,729.35 01/22/19 01/22/19 Received FDIC INSURED DEPOSIT ACCOUNT $ 247.500.00 1,506,229.35 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/22/19 01/22/19 Received FDIC INSURED DEPOSIT ACCOUNT 226.270.65 1,732,500.00 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/22/19 01/22/19 Received FDIC INSURED DEPOSIT ACCOUNT 526,229.35 2,258,729.35 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/23/19 01/23/19 Received FDIC INSURED DEPOSIT ACCOUNT 2,000.00 2,260,729.35 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/28/19 01/28/19 Received FDIC INSURED DEPOSIT ACCOUNT 1,250.00 2,261,979.35 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 01/31/19 01/31/19 Received Interest: Insured 148.35 2,262,127.70 Deposit Account Bank USA 01/31/19 01/31/19 Received Interest: Insured 55.54 2,262,183.24 Deposit Account Fargo NA 01/31/19 01/31/19 Received Interest: Insured 143.31 2,262,326.55 Deposit Account of America 01/31/19 01/31/19 Received Interest: Insured 143.31 2,262,469.86 Deposit Account Bank NA 01/31/19 01/31/19 Received Interest: Insured 143.31 2,262,613.17 Deposit Account Bank NA 01/31/19 01/31/19 Received Interest: Insured 143.31 2,262,756.48 Deposit Account Bank USA page 4015 CONFIDENTIAL SDNYGM 00012086

Statement for Account # 867-730320 01/01/19 - 01/31/19 Insured De . osit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 01/31/19 01/31/19 Received Interest: Insured Deposit Account Bank NA 143.31 2,262,899.79 Closing Balance TD Bank NA TD Bank USA NA US Bank NA Citi Bank NA Bank of America NA Wells Fargo NA $247,643.31 $1.024,771.01 $247.643.31 $247.643.31 $247.643.31 $247.555.54 $2,262,899.79 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks'). Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliates of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 5 of 5 CONFIDENTIAL SONY_GM_00012087 EFTA_00122738

en Ameritrade PO BOX 2517 OMAHA NE 68103-2511 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SO NY_GM_00012088 EFTA_00I 22739

Terms and Conditions STATEMENT GUIDE tv- .....ado wades morally Porddio Reports lot accoums with actrerty and quanetly moods Mr mad ve accounts Mb assns.. Portfolio Summary: Track» the Current value d your 000010 as of the repOrt dale and compares eta pie prior month.: The assn illkaliOn Etcetera your 00010 diveraliCalion by investment type Whale dlocatcns under 5% ma be grouped into Mecategory of -Other' in the pie chart. Margin Emily - iota/ Accourn Erauiryileml Long Meginable Value • Told Short Value) Activity Summary: The opening and dosing cash balances are moon:lea here ter yap quick refteeice Al account activity is summated for Me currant period and year to date Income a Expense Summary inernals only): This section debit the income and entente Mita, from le ActiNly Summary end 49863ineS the lax IrealMent. Rebreenent Account Summary (IRAs only): Review Ire IRS roaAttod Wansaceons for Me Curer% and prry mama IRS EOM 6498 lair mama vduti is based On the anent value ea Of December 31 of Pro previous year and ad to turnshod lotto Internal Revenue Scence. Padormance Summary:Monitor you( annual portfolio pedormance era ins vrrealled gains and losses 'or your lam ruestrnoni strategy. Account Poalbona: Now your rnostrnoMs al ma current market vat.* and compare the ongns cost to see tneetaed gains and losses n your portIolig Original coal is assigned using the arsbn. ahl-Oul (FIFO) method. idich assumes me rust shares yOu sot ale Poo?e you purchased first. The estimated irriestmeni income2 and average cosi per share are disMayed for your reference 10a ohlest purchase date is shown tor an rdcation of your hotting Ped0d). ACCOonl Mildly: Al a:cowl actMly is dead defiled. leled in Ole Ordry. and rebated n the define Cash balance. Trod*, Pending Sattlarnent Conlirm yaw eLeryted trades ant a settlement data she, month and. Three transactionsel be reflected n me Account Actredy Lemon nod north. Online Cash Services Tranalctien Detail: Curet manage/Mini hannO/OnS Mai Cleared axing ass stateroom reporting paned. ndudng check. debt card and ATM actmty. are listed in dale Oder. Online Cash Services Summary:Gm:It are debt transaction totals for ma cream statement tryryIng 00006 be summarized. IndMtkel Venetia*. are notlisted- roue to rounding adustments. the %seamen, domes may not copal the statement totals. telitialed venial Income and Esarnated Annual 'field velvet a e based upon he number of shares owned or anent value balance as ot the stalemom dale and roe most .teem dradand race cr Cash yield pkMderf GENERAL INFORMATION 10 Mientrade does not provide legal or lax acMce. Please consult your legal advesof or lax accountant when neryThary. ASS Standard inOssby pitiette. Dame COneenialiths May be MOMS ter guilty POMO and transadiOn vrygrealth DurpOSMI. For TOAmmo-ado nsootional clones. your °dryly hen es separate hem and not alluded wan TO Artiontracd. Inc. a TO Aruba:* Owing. Inc.. and oath him is rot dispensed la the POMrys end senices ol Me otier. Accwacy of Reports:II you find any errors or omissions In your account statement you Mould immediately call us at the mamba listed on page one of your statement. You Mould also contact our Gloating Twin, TO Amer Wade Clearing, Inc. al 8®469-3900. Please 'maw no Mamma carekny you etsagfeo min any transaction or it Mae aro any afOrS 04 OrriSsiavi. [Mose nobly a Ghent Services reptesernallry Or yell tat blind, Cate. as wet as 10 Amatrado Oeareg. Inc. in wmrg norm ton (10) days of you tempt ot this soMment Any ore' statements Mal you hare made to us staid be Cannoned in wining The statement will Othenvee be considered COneldive Please notty tis promptly 01 any charges in yet. Genteel irformadon. TreiniadOM Needed On your report wit be conflate:sly deemed accurateunless you noaly TO Amen/ado irrimelatay. Account Protection: Deposits bald by TO Sank. N.A. and TD Clank USA. N.A. are insured by tie FOIC (MI Canted by SIPC) up 10 5250.000. Limits ale per aCtounl ornOrthe) Per TO learn mere eboul FDIC Coverage god wow 101C40v. SeCtrthee. indudng mutual Node. held in Mt Eralulage ACCOunt are fal depOsils Or 001gationS Of. Or guaranteed by. any bank, aro net FOltinsuied. and involve investment Mks. includng posstle loss ol princpal. TD Amerinde is a member ol the Securities Invader Pro:omen Corporation (51PG'). which amens scannas customers of ds menders up lo 5600.000 (ndading 5250.000 lot claim for cash). Explanatory brochure is available on request at mmmalP060 P. Aelditiondly. TO Aniedtrafle prCMCbs Bed) Cleat 5149.5 milion worth 01 prolectlon tot securities and $2 milKon 01 prOleden for Nth tlYgigh SupOleMental °Overage provided by London 'neuron h the even 01a brokerage insolanCy. a dam may reteivetimants due IrOM the MAO in brindle), and than SIPC. Simoktnemal coverage es pad out Met the trustee and SIPC payouts and .Baler such coverage each dent is limited to a combrod return ot 5152 milion from a trustee. SIPC and tendon insurers The TO Anceitrade eopptemental coverage has an aggregate Iml ol $500 ninon crier at customers. TM potty wades Coverage loldning WOkaage insohincy anddoes nO1 poled against lass in menial vate ot Vie socuntios An investment h a money menet land is nO1 Mewed Or garotted by the Federal Depose Insurance Cowman (FDIC' a any abet cevonwrat agency. Although Ire Vida Beek 10 preserve the val. Cd your investment NS 00 per share. it ia pOssbb 10 lOse matey by investing n a money market fund. DMderds we declared defy and pactreinmsted monthly. The prospectus *mans the and once important dorrnbon Read the prospectus Cireltily berore nveiting. NOn-defedi invettiments held by your broker dealer are NOT FDIC VISORED /NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance all your bank depOsil =Cunt Or shares d you money Merkel mutual turd can to lquidated on your order, and he proceeds daubed to yew accuses amount or remitted 10 yeti Tarr Reperdrg: The With) mod b net a Is. datuMent Yryi we receke Pam 1099 for tonal tax omortrg n carplake well IRS natannis gouda tuabb reams drydenth. captal Wit, hues withekl. and Wes procorybi. SOMODerelbrtil we subject to reclasshCalOn ankh MI to retedel en siterystant men:pans. Goa Basis: CcaEase. try id and pakanamo Mooring ad Gan:kat:a are team ad andickel by COI IMDCPPORMED 11)Amelhaffe is not raperebb lo tie rektfily sultay el to Samba,. To Amara and as nitration providers FINtritots, do not gdnindebe Emmy Of Me inkrmilon and date pooLtk•/ tiGCSIPCRATEDb aspen* corpany and end +Witted win TDdmenraele Margin and Options Account Agreements: Prorrpift adaso 10 Amentrade n wning el any change in your investment replies or inamial station as they pertain to your ms'gin o. colons tiOCOunl agreements A summary of oatmeal:ins and charge, incurred win Bra execution ol aeons hansadicra is amiable. Current Metal Prices: The makot whin d scones have bow Maned it null*. nom • eaves and Other rylependtry tons Vallee we based On the doing enth the man between to bd ad aryng peat, a direr rreircels, a no market tau* is salable sum a cmottryn eente cr OMR indeplidanl sena. tie security is tabled b Nine reed& SI Mc-Priced OP). The wlusxns cn your Fatldo mean arc eroded as ry ned merman ad sto dm guaranies to a:cum./dam scones pmts. Malmo bzkrid pardon aro mitred yang me rtmanng balance and me ornery mean pike Podldio Kcal sebarons may net ropmart sake prococch. The seanday rata la Ostficadsd Deposes (CDs) is goxraly loud and the aclud was me' be clnertil horn the p.rthitS0 robe AsOnTant less cf Onted may roan tom Ito sale cd a CO as Bends skit, Frei room Saunas trade clfercnuy roam catty sctunun and do na wade on a kpsd exchango. Reno may awe n to OTC Wet Memow markt( and strident kw:* may nd MP kr lid beta you( Peek^Ina to rem". The sad of teethFria to =arty may moll vi a lass el proopi. Non Standard Assets (PISA1 are ripely marmot in dred portend:on program securtios botrattoos. kneed tatty ccmpanca. a red estab ruminant mem. corrnadty mots, male ably. abate debt or hedge indi- .Sant ere Wetly Maud onesinevis ad do not lode at a Mold saunas catnap a tie &coat Stock Malt. lire 'dues Myth kr moo mantras are Sind& %%Oa dirtied Ipn weed methalk iickcird, but not killed b, independent appranals to orogen: net =oh. ander add pay tender Was try inn been proMod by to management. athrturatx.ander . spo-cry d oath town a by a thrdpaly yenta nthout independent wetcatian by 11) knotrade. Values may rob MINIM, Menai p.mhase pica, actual maker ryue a be soaked rpm lqudascn Can malted value ca-nd be estabbhod trough these methods. Me wThafai may be reflected as NOnAited Rd addltad deal rowan; Lebanon kr NthStamtard here. Mame artier Gent Schram Them incerrets worry oracel under ma S1PC.. Auden Rao Socurbm (AFtr) Prong: The motet mace fa ORS exurb:alma band:toned. d made. tom asaidentrenkes or oter hdeptrelect 'Owes. The moray el the pfefrry is net curanIC01II a meta wino am addax Ai /cattail SI pro, to MS pcomn.tiarg ate con:dram bah to bduaty and undotyng cm* gusty. The SAS rata is curronly expinMCid a lick of Saltyand. tea mat nee Cm tie ro asterynce Mal PAM eeturlieS an to sob under one meta cote. REGULATORY DISCLOSURES MI bona:bons aro abaci to Ii) me constitution. Na, togulatians. customs and usages d the exchange Or narked. and as dearratiOuSe. a any. en idich such Mintadens are coceuttat nit federal lass. inducing me Secunues An or 1933 and the S«urims was • all 4 aunirYENft e i t Ex in t and F an ono brochure HMI includes information desoidng FINRAs Piano Dacbsum Program. please Conlacl FINRA at 1930-289.9999 of wsw.lins091. The interest rata Yawl for TO Amettrade Cash a taken from the amicable interestrate ter for the Medial Value balance n Ike TO Amato:rade Garth. as 01Me illatemeM closing dale Simple waren is xcruad daily based on the interest tato ea moldable to each claya balance. Financial Statement Notificiallon: The statemom ol Maned] condban lot TO Amontrade avalable twice a year and may be Waned al no cost via Me internal al May.ii‘whetcrynentradecomOnanciatiammentlurd. Optlon Assignment: At con amity opoon pavans and some index option potations aro aveltiNe lot atistymeM Carmel assignment maces Mr (Ivey of nden options are randomly aloCaled among alldards' shod poseons by an automated proceekve. Free Credit Baboon Mule 15d1.2 II 3): Under me dent prouxtion Ards, we may use tree Credit balancers it your teCCOunt n me Ordinary Corse ol our Wetness which are ameba to yOu on demand. Margin Amami, (Regulation 7): ti you have a margin accoal. this report es a catenate., of yin margin sryount and a WON memorandum account Tradng on marlin poses eddlional risks and a not sutatto ter all investors. A ocnipkto let of the mks associated with reran begun; is tastable in Me manan Mk disclosure Moment You may obtain a copy Of Iris Oatmeal by 'bobbling us al me number fated on page one 01 your Shiterneril. Payment for Order Flaw (SEC Rules 606 and 607): In some crcummances. TO Amon:rade rectums compensation lot droceng cilium any-Ma-country an] mod cowry order lbw to serecled markets. brakes Or dealers (Markel Cantons') Gthlpensalion is in Me town d a per two cash payment. ei ad.:tom. TO Amatrade also may receivecompensator. related tO the foreign curenry exchange COmpOnent Oftrareadions in dram securities from Medial Cabers ozocueng such oaths. We pod granary reports disclosing the venues for order romng mecum at wwwidarnixtradecom A einem copy is avalatle upon request. II is our policy. abeenl Pelt orders tO 1110 contrary. to select brokas, deadrs, and market makers tend On he Wily to provde best Pecutlon and the history Of Wailing rode improvementen matted orbits. Pnce improverriam is avanablemdar carton marker condoms, and we topiary mentor extronons to WM for sish impfmoment tl ova/able. Trade COMirmalleina (Rule 100-10): All cordtmatiOns are Paremilled On me Inan51050n Male. Taxes: Transsolons in foreign smolt,. (ndoiTh0 breqin Mallory ADM tlw Irade in IRO U,S.) may include taxes and lees charged by to Moon matted or governments. 'ich may be Neededin Me Moe ol Me security or charged ban Videpenettni The item Pram" Peaky Notifitsflon: A copy of he TO Amen:Falb Privacy DOIcY is avarybe el VAWnklan1CfiradOSOT Gabler Sesames: The alocaeon of partial ra:melonsor cant is done tong a preens Item system. A description el the procedses tor Sable sicuniles is avolabb on to orobsele a hand copies we available to:onto:sea M Case 01 Pros Or questions *Out your EledrOniC Fund Tranders. obese CO 1001 s al 1.260 669.3900, or in twang to P.O. Box 2209. Omaha. NE 68103, or by email al dieMereNkestialdbMilneade.COm The MOrmaton <entrained in your acConi slate em shall be lancing upon yes if you do n 01 01 :1 0c1 obi.) sixty MOldays lot any dander et lurch stioaat to Readabon E, such as ATM and point ot-sale trarelas, debit transactions. aired decoms, and with...nab We must hear from you no later Man 60 ads Oar we seN you me PEST statement on whch the error or problem appeared, (I) Tell us yOur men e and account metier (2)00=amthe error or der transfer you aro unsure abOtn, and wagon as dear?' as you can why you bolero rl is an error or wily you need mad inlormabon. (3) Tell us Pie dollar amount of Me euiPeCted error. Wo with invaded* your compare and real correct any error promptly. If we lake more Man ID business Jaya 10 00 Iris. we wit credl yaw socCuM ter me Smart you think is in area. SO OW you wll have Me use of the money dung ma tmo t takes id tocompete our investoattn. AUTD ISO 0744 S0NY_GM_00012089

ID Ameritrade 800.669-3900 TD AMERITRADE DIVISION OF TD AMERITRADE INC PO BOX 2209 OMAHA. NE 68103.2209 TO Amentrade Clearing. Inc.. Member CPC Statement Reporting Period: 02/01/19 - 02/28/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFtS STE B-3 ST THOMAS. VI 00802-13448 Portfolio Summa Investment Current Value Prior Period Estimated Value Change Change Income Estimated Yield Portfolio Allocation Cash $25,000.98 $1.09 $24,999.89 $ Insrd Dep Acct (IDA) 5,814,410.10 2,262,899.79 3,551,510.31 156.9% 0.70% Money Market Fixed IDA Short Balance Income 7.5% Stocks 52,806,161.05 52,806,161.05 1,354,838.31 2.6% 24.3% Short Stocks Fixed Income 18,871,623.00 18,871,623.00 1,335,775.80 7.1% Options Short Options Mutual Funds Other Stocics Total $77.517,195.13 $2,262,900.88 $76254,294.25 3325.6% $2,690,614.11 3.5% 68.2% Margin Equity 100.0% Cash Activit Summar Income & Ex • ense Summar Performance Summary Non Current YTD Reportable Reportable YTD Opening Balance $1.09 Income Cost Basis As Of - 02/28/19" $8,734,169.70 Securities Purchased Dividends S - S - $1,250.00 Unrealized Gains 1,341,407.25 Securities Sold Interest 0.98 2.07 Unrealized Losses (363,856.00) Funds Deposited 3,574,144.52 4,576,144.52 Other Funds Deposited/(Disbursed)' 4,576,144.52 Funds Disbursed Expense Income/(Expense)Y” 1,252.07 Income 0.98 1,252.07 Interest Securities Received/(Delivered)"” 71,531,951.85 Expense Fees ••To view realized gains and losses for your account, login at Other (3,549,145.61) (4,552,395.61) Other www.tdametitrade.com and visit My Account > Galn/Loss. Closing Balance $25,000.98 $25,000.98 Net $0.98 $0.00 $1,252.07 pivot of 9 CONFIDENTIAL SDNY_GM_00012090 EFTA_00122741

Statement for Account # 867-730320 02/01/19 - 02/28/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ - 0.00 $ 1,000,000.00 1,000,000.00 0.00 1,000,000.00 Income Summary Detail' Description Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.98 0.00 2.364.70 Year to Date $ 2.07 1,250.00 3,285.14 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumulative amount for the year. Account Positions Investment Description Symbol! CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin ALIBABA GROUP BABA 5,000 $ 183.03 $915,150.00 06/10/15 $ 444,749.00 $ 88.95 $ 470,401.00 $ HOLDING LTD ADR ALPHABET INC GOOG 3.000 1,119.92 3,359,760.00 02/02/18 3,226,807.29 1,075.60 132,952.71 COM CL C AMAZON COM INC AMZN 1.000 1,639.83 1,639,830.00 03/29/18 1,395,441.18 1,395.44 244,388.82 COM APOLLO GLOBAL APO 263.157 29.30 7,710,500.10 481,577.31 6.2% MANAGEMENT LLC CL A SHS APPLE INC AAPL 180.000 173.15 31,167,000.00 525,600.00 1.7% COM BIOGEN INC 6118 2.095 328.01 687,180.95 02/14/12 231,019.65 110.27 456,161.30 COM CARVANA CO CVNA 25.000 44.86 1,121,500.00 06/18/18 1,086,102.28 43.44 35,397.72 COM CL A page 2 of 9 CONFIDENTIAL SDNY_GM_00012091

Statement for Account # 867-730320 02/01/19 - 02/28/19 Account Positions Symbol/ Current Market Purchase Cost Average Investment Description CUSIP Quantity Price Value Date Basis Cost Stocks - Margin CITIGROUP INC C PRK 79,000 27.06 2.137.740.00 DEP SHS REPSTG 1/1000 PFD GMAC CAPITAL TRUST I ALLY PRA 80,000 25.99 2.079.200.00 8.125% PRF 15(02/2040 USD25 KARYOPHARM KPTI 25.000 4.13 103.250.00 07/12/18 4.67.106.00 18.68 THERAPEUTICS INC COM UNITED TECHNOLOGIES UTX 15.000 125.67 1.885.050.00 06/20/18 1.882.944.30 125.53 CORP COM Total Stocks $52,806,161.05 $8,734,169.70 Fixed Income - Margin ASSURANT INC 04621XAK4 2.000 $ 98.00 $ 1,960,000.00 $ - $ - SUBORDINATED NOTE CALLABLE VAR 7% 03/27/2048 CITIGROUP INC 172967JZ5 3.000 101.25 1037.500.00 SUB PERPETUAL CLBL VAR 5.95% 12/31/2199 CITIZENS 17453BAW1 1.000 99.875 998.750.00 COMMUNICATION CO SENIOR NOTE MAN 7.125% 03+15/2019 EXELA INTERMEDIATE 30162RAA9 3.000 102.00 1060.000.00 LLC SR SEC GLBL 23 10% 07/15/2023 JBS INVESTMENTS GMBH A29866A85 2,000 103.301 2,066,020.00 SR GLBL REGS 24 7.25% 04/03/2024 page 3 o19 CONFIDENTIAL Unrealized Gain(Loss) Estimated Income Yield 135,801.00 6.4% 167,760.00 8.1% (363.856.00) 2.105.70 44.100.00 2.3% $977,551.25 $1,354,838.31 2.6% $ - $ 140.000.00 7.1% 178.500.00 5.9% 71.250.00 7.1% 300.000.00 145,000.00 SDNY_GM_00012092 EFTA_00 122743

Statement for Account # 867-730320 02/01/19 - 02/28/19 ns Symbol/ Current Market Purchase Cost Average Unrealized Estimated investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Fixed Income - Margin JPMORGAN CHASE & CO. 46625HHA1 5,760 100.475 5,787,360.00 358.300.80 6.2% PERPETUAL CALLABLE OTRLY VAR 6.2205% 12/31/2199 LLOYDS BANKING GROUP 539439AG4 1,903 103.10 1,961,993.00 142.725.00 7.6% ALT TIER I COCO 7.5% 12/31/2199 Total Axed Income $18,871,623.00 $0.00 $0.00 $1,335,775.80 7.1% Yields &splayed for toted income products are the estimated current yield bonds, maturing bonds or called bonds. Income displayed for fixed income products is the estimated yearly income and may not take Into account certain features of bonds such as variable rate Total Margin Account $71,677,784.05 $8,734,169.70 $977,551.25 $2,690,614.11 3.8% Account Activit Trade Settle Date Date Acct Type Transaction! Cash Activity Description Symbol/ CUSIP Quantity Price Amount Balance Opening Balance $1.09 02/01/19 02/01/19 Cash Journal - Other MOVE CASH BALANCE TO $ 0.00 $ (1.09) 0.00 MARGIN 02/01/19 02/01/19 Margin Journal - Other MOVE CASH BALANCE TO 0.00 1.09 1.09 MARGIN 02/01/19 02/01/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (1.09) 0.00 DEPOSIT ACCOUNT 02/11/19 02/11/19 Margin Journal - Funds Deposited TOA CASH BALANCE IN 0.00 3,534,144.52 3,534,144.52 02/11/19 02/11/19 Margin Received - AUBABA GROUP HOLDING LTD MBA 5,000 0.00 - 3,534,144.52 ADR TOA FROM PERSHING DIV OF DONALDSON SD 02/11/20190443 02/11/19 02/11/19 Margin Received - ALPHABET INC GOOG 3,000 0.00 - 3,534,144.52 COM CL C TOA FROM PERSHING DIV OF DONALDSON SD 02/11/20190443 page 4 of 9 CONFIDENTIAL SDNY_GM_00012093 EFTA_00122744

Statement for Account # 867-730320 02/01/19 - 02/28/19 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol! CUSIP Quantity Price Amount Balance 02/11/19 02/11/19 Margin Received - AMAZON COM INC AMZN 1,000 0.00 3,534,144.52 COM TOA FROM PERSHING DIV OF DONALDSON SD 02/11/2019 0443 02/11/19 02/11/19 Margin Received - BIOGEN INC BIIB 2.095 0.00 - 3,534,144.52 COM TOA FROM PERSHING DIV OF DONALDSON SD 02/11/2019 0443 02/11/19 02/11/19 Margin Received - CARVANA CO CVNA 25,000 0.00 - 3,534,144.52 COM CL A TOA FROM PERSHING DIV OF DONALDSON SD 02/11/2019 0443 02/11/19 02/11/19 Margin Received - KARYOPHARM THERAPEUTICS KPTI 25.000 0.00 - 3,534,144.52 INC CAM TOA FROM PERSHING DIV OF DONALDSON SD 02/11/2019 0443 02/11/19 02/11/19 Margin Received - UNITED TECHNOLOGIES CORP UTX 15.000 0.00 - 3,534,144.52 CAM TOA FROM PERSHING DIV OF DONALDSON SD 02/11/2019 0443 02/11/19 02/11/19 Margin Journal - Funds Deposited $5000 Offer 0.00 5.000.00 3.539.144.52 02/11/19 02/11/19 Margin Journal - Funds Deposited $10000 Offer 0.00 10.000.00 3,549,144.52 02/12/19 02/12/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.549,144.52) 0.00 DEPOSIT ACCOUNT 02/28/19 02/28/19 Margin Received - JBS INVESTMENTS GMBH A29866AB5 2.000 0.00 0.00 SR GIRL REGS 24 7.25% 0410312024 TOA FROM PERSHING DIV OF DONALDSON SD 02/28,12019 0443 page 5 o19 CONFIDENTIAL SDNY_GM_00012094 EFTA_001122745

Statement for Account # 867-730320 02/01/19 - 02/28/19 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol/ CUSIP Quantity Price Amount Balance 02/28/19 02/28/19 Margin Received - APPLE INC AAPL 180.000 0.00 0.00 COM TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - ASSURANT INC 04621XAK4 2.000 0.00 0.00 SUBORDINATED NOTE CALLABLE VAR 7% 03+27/2048 TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - CITIGROUP INC 172967JZ5 3.000 0.00 0.00 SUB PERPETUAL CLBL VAR 5.95% 12/31r2199 TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - CITIGROUP INC C PRK 79.000 0.00 0.00 DEP ShIS REPSTG 1/1000 PFD TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - CITIZENS COMMUNICATION CO 17453BAW1 1.000 0.00 0.00 SENIOR NOTE MW 7.125% 03115/2019 TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - EXELA INTERMEDIATE LLC 30162RAA9 3.000 0.00 0.00 SR SEC GLBL 23 10% 07/15/2023 TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 02/28/19 02/28/19 Margin Received - GMAC CAPITAL TRUST I ALLY PRA 80.000 0.00 0.00 8.125% PRF 15/02/2040 USD25 TOA FROM PERSHING DIV OF DONALDSON SD 02/2812019 0443 page 6 o19 CONFIDENTIAL SDNY_GM_00012095 EFTA_001122746

Statement for Account # 867-730320 02/01/19 - 02/28/19 Account Activit Trade Settle Acct Transaction! Symbol/ Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance 02/28/19 02/28/19 Margin Received - JPMORGAN CHASE & CO. 46625HHA1 5,760 0.00 0.00 PERPETUAL CALLABLE OTRLY VAR 6.2205% 12/31/2199 TOA FROM PERSHING DIV OF DONALDSON SD 02/28/2019 0443 02/28/19 02/28/19 Margin Received - LLOYDS BANKING GROUP 539439AG4 1.903 0.00 0.00 ALT TIER I COCO 7.5% 12/31/2199 TOA FROM PERSHING DIV OF DONALDSON SD 02/28/2019 0443 02/28/19 02/28/19 Margin Received - APOLLO GLOBAL MANAGEMENT APO 263.157 0.00 0.00 LLC CL A SHS TOA FROM PERSHING DIV OF DONALDSON SD 02/28/2019 0443 02/28/19 02/28/19 Margin Journal - Funds Deposited $10000 Offer 0.00 10.000.00 10,000.00 02/28/19 02/28/19 Margin Journal - Funds Deposited $5000 Offer 0.00 5.000.00 15,000.00 02/28/19 02/28/19 Margin Journal - Funds Deposited $10000 Offer 0.00 10.000.00 25,000.00 02/28/19 02/28/19 Margin Div/Int - Income INTEREST CREDIT 0.00 0.98 25,000.98 Payable: 02/28/2019 Closing Balance $25,000.98 For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. TD Ameritrade Cash Interest Credit Expense Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Days Rate Debited Credited 02/11/19 $ • $ 3.549.144.52 1 0.01 $ - $ 0.97 02/28/19 25.000.00 1 0.01 0.01 Total Interest Income/(Expense) S 0.00 $0.98 page 7 of 9 CONFIDENTIAL SDNY_GM_00012096

Statement for Account # 867-730320 02/01/19 - 02/28/19 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTh Accrued MTD PAID 02/01/19 02/12/19 $ 2,262,900.88 5,812,045.40 11 0.6978 $ 475.86 17 0.6978 1,888.85 $ 475.86 2.364.71 $ - 2,364.71 Total Interest Income $2364.71 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $2,262,899.79 02/01/19 02/01/19 Received FDIC INSURED DEPOSIT ACCOUNT $ 1.09 2,262,900.88 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/12/19 02/12/19 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.00 2.510.400.88 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/12/19 02/12/19 Received FDIC INSURED DEPOSIT ACCOUNT 1301.644.52 5.812.045.40 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 02/28/19 02/28/19 Received Interest: Insured 1,569.82 5,813,615.22 Deposit Account Bank USA 02/28/19 02/28/19 Received Interest: Insured 132.48 5,813,747.70 Deposit Account Fargo NA 02/28/19 02/28/19 Received Interest: Insured 132.48 5,813,880.18 Deposit Account of America 02/28/19 02/28/19 Received Interest: Insured 132.48 5,814,012.66 Deposit Account Bank NA 02/28/19 02/28/19 Received Interest: Insured 132.48 5,814,145.14 Deposit Account Bank NA 02/28/19 02/28/19 Received Interest: Insured 132.48 5,814,277.62 Deposit Account Bank USA page 8 of 9 CONFIDENTIAL SDNY_GM_00012097 EFTA 00122748

Statement for Account # 867-730320 02/01/19 - 02/28/19 Insured De. osit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 02/28/19 02/28/19 Received Interest: Insured Deposit Account Bank NA 132.48 5,814,410.10 Closing Balance TD Bank NA TD Bank USA NA US Bank NA Citi Bank NA Bank of America NA Wells Fargo NA $247,632.48 $4.576,247.70 $247.632.48 $247.632.48 $247.632.48 $247.632.48 $5,814,410.10 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (Program Banks'). Two of tne Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliate's of TD Amenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 9 of 9 CONFIDENTIAL SDNY_GM_00012098

1D Ammedtrade PO BOX 2577 OMAHA NE 68103-2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SO NY_GM_00012099 EFTA_00122750

Terms and Conditions STATEMENT GUIDE IL prandes monMy Ponton° Amons lor accoums vaal acverty and quanody regens ia maa te accounts tam assels.i Portfolio Summany: DOW Ire Current Ma d you. 000010 es Of the repOrt date end mappen ij to die prior nionln.> Th. INNI eliCabOn Meelt, yOur reedde divertintalion by investment type Mjbple PloCalons under 5% wi be grouged mto thoomegory ol tergt in lbo po chart. Margin Emily - Total Account ErtuibriTotel LOng Maginable Veld, • TONI Short Vekte) Actnety Summary: Tse mening and doling cash hakmes are reconcted hoe lor year quich iperonco Ai account acunty es sunntanzod lor me cunent paiod and vita to dato_ hoorn° a Saponiet Summary (nomiliAs only): Ibis senen delast the gnoom° ard *mensa totae hom me ~tab Sumnsb and damirin the lex IrealMent. Rebrement Account Summae,/ (IRAs any): Ramt tho IAS rceonatod transaceons lor lbo oterert ard aga nam IRS Form 5498 leir madet vak» is based On te afrent vatte aa d Domineer 31 ot to oremus yoar anion bo turn:had to to Wendt Revenu° Sance. PedonnanceSummary:Monitor tod omwal portfolio benomene, ord Ihe unealized peins end lose`: br your luture rumtrom strategy. Account Poelbone: Meur yoga' rnestmoms at to current manga vota* ard corrparo the ongul toet to sec uneekzed pains and loeses n your ponlo10 Original tost is (marmert uting Ihe erstm. rintout(RF01melhod. neten ensump Ute ani Mimes Ko set ere lhose yogi purchased arst lbo colimaled mos:mom ineame2 and average cast per share are dodayed lor your /elegance Ofte attest porehase etage e Pioen tor en vetelien or yoga nabig • ~Way: Al stoomt ectMly ia deert/ dethed. Iele« in date Order, end redebed n the detente Cash balaree. %de. Panding Settlentinl: Confirm yOur erecm tredes ^Oh e statement date ener molm Ø. Doso mnaclinswn bo relloctod n me Account Actony 'won nee rnomn. Onno* aalt Services TioneallOn 0•011: Cash management inosections Iset cleared dwing Oss statanom reporting pond. ndudng check. deb.: card and ATM anta/. are lestod in dato Cider. Osane Cash Services Summary: trait ard deal Iransmteon totals lor lid amant statement teat,» pedOrltve thimmarizel. Indhitesel bankiert...are rot listed. rom to monding aqustments. to «moment doods may not eØ the datement totals. ittiltnaled Anns,/ InCome end Esamated Annuel Veld wikte! , e e Weed upon Ihe nuMber of slums amice or arrom vake, balanse as ot the statenmm dale ani Me nest team duidend relea CIM Iseld pttnide4 GENERAL INFORMATION 10 veenlade dom not provde legal or las ~ce. Plette consult your legal adersor or fax deOuSant when neCeMery. A8 e illerMird ineleby pratte.. OOM COneentelian may be re0Ortiml br dielly Ontrol and TranseCtiOn irellibehtn DurpOste. For TO Amentrade Issehnonal Perez. your °das« hen es scp.vate trom and not annalen vat. TO Amordrada. Inc. a TO ~tra» Clearng, Inc., ard oach lno is not responsblit Ia Me laOtbas end senices dan ahoi Acceracy of Report:H you tind any errors or omissies ln voer account statement you «WAM immeidialety colt us el the ~bet had on page ome ol your inaleenent. You thould als* contact our Clearing Fr" TD Amentrade Clearing, Inc. al 800-669-81/00. Please renewens sialemont c.irektly. 11 you Osageco sitt' any transacton, or el Mae am any uiers a ontstiom. pieste rally e Dient Services represeMethe a yetr tital brandt Otte. es wol as 10 Amairado Cleantg. Mc. in wurg nithn ton (10) days ot year recept et toos statement. Ary mei stafemenis Isel you hare ~Oe to ra shOtid be tOrAmted in veitog The statement wal Wieme/ be conaidered concbsbe. Fletse noley m prompily ol any changes in yotr nadeel inormation. Deneetlions rederled on your cocon wil be concbsepalydatmed acooatounloss you nooly TO Aren:sado irterteddar. Account Proleabn: Deposito tod by TD Dank. NA ard TD Dank Ø. NA. aro narad by Ta FDC (nel Covers by SIPC) up le 2:250.0)1). Linda We per aCCOunl onnenDO per inlatullen. TO leem nare eboul FOK terdege go) N *New Ick/gOv. Snartet. indoet® ~baat lunet held in 00 6rdierage AtCOunt are 001 depOS1I8 or oblittalions d or mewanteed by. any bank. aro not FOlt insered. and invoho investmont nåis. ircludng posstle loss ol princcial. TD Minmade is a momber ol Me Secundi: lovela Maatton Corporalion (51PC). wNch praam: sennes °stomers of ds mentors up lo 5500.000 (incedkig $250.000) lor doend lor cash). Explanatory brochure is available on request al wnsiPu.mg. Addlionady. TI) Aniedtra00 Meetlat Seri tipra $149.5 milten wordt 01 prolettion tor SetudlieS end 32 melen 01 paaiden br Oesh thrteigh SUpOleMenlal minrage provbed by London kleuren h Ihe even 01a ~etage ineotrency. e dient may retehtreMetints duo han Ine ~tee boidePtcY and mon SIPC. Sgpolomental covotago is pad out ni th° trustee and SIPC Dayans ard ~or such coverage each slem es ~led to a androd return et 3152 malen hom e Mona. SIPC end tonden inneem The TI) Angedlrade applaggenlal coverage hee an aggregaat Ina ol 550) muon ara ab <Lammers. TMs polcy prandes Ororerege Pond/dna Mekaar insohincy ardeNes hol proleet Mand b» in mantel vat* ot me socurnad invomment h a money ~del lood is not inbind Or Cuarareeed by Me Federtd bepoot Insuranoe Corporason tFOICI er any oma ~wrat agent, «pompte kinds Beek 10 peten° the vaker d yOur nereelment al 5100 per share. 4 b pasebb 10 Mee more/ by invoegen n e money mantel kind. DMdeeds ere Meeval dab end pactrementod martini. TI» po:opa:us contans Oss ard odar imponart do:m.110a Reed the piamectue Cerehrlb berore ~bnp. NOndepatil investmente held try your boker dealet are NOT FDIC ItISURED / NOT SANK GUARONTEEDi MAY LOSE VALDE. The betoom n your bank depOsd Saam Or Oeren d yoga naneg merkel "rad fund con be liquidatod on yoga order. and Ma promeds returroci lo paai scourees moment or remup bya Tas RIpiedng: The pernike ~le Malen OOMM(Va Wo we receke Dam 1C09 for ~Nel • remenrg n oxrpla-ce Mb ES recrannis includos ambt resed. dirdent. caped **. lage Xeralte. and sales proceedi. SOM. nonnete ere *object to redeetntelon obkh dl Co rende] cri sdr.~ Wo:fora Coat Sans: Coottasts. tag tm and pot:won:c newton ad Ganogorea are deCrOd ord anialed by COI NOCPPOREED 11) Sneenfide s na ~web* ta Te rekelity or underty d eo recanama TI) Mona ad ts Inkrrraten prerdas lto:maan do nor ~tee tbe samry M tbentcmolonard dele pogded Cal ECCEPCSMIED b a aMtnile corpany and dna "Cd wth Mimen.» Margin and Ontbos Account Agreements: Praamt/ adam 10 Amontrado n ming ot urry change in your investment claparros or *namat stuaitan as Mrt priain to your mergin OCOMS tocOunt agreements A summoy or cOmminions and dorpste Meun)* wei lno executran ol radons bansancro is ~tabla. Ons Makel Moos: Die mak°, lidmrt ol scones have ban ~ried. d ~bak kom qtadai ~om and dna idependent sans Vaam we ~d On me daag free. Me men botten mo bd ard arkng paces a aller rneeceb, t no rturkci vake n katte hom a ~aam eend> a Ober independent ararCe. securty afbied to beng ~af de Naglancoa eNP)_ eau your poado naad am omreed as weed intnnaten ad lid dora guivando to aceton/dart/ sccurtes Feces. Itoxpeo badrol postons omdool wilg We muntte banco ad Re *AMI meel OM Paden" Kamt eenons meg nel nonet« sake prococch. The sco:nday naad la Cathcates d Depots (CDs) is gorceagy boud and the edda wad me be dttemt hom tropsdirine Vee Agatenloss d PinCtd may ro oit hm to solo ot a CD pier ta mort/. Bands ~br Fred Worm Steurt*: wade ciferomy Mat °gab sauna and dom sart cri a Ictud exchange. Renet me, barn me 01C lom te °Dunk.: ~and Wrede leut% neb nel aha bla »WIna Melen 0 0 to rriouty. Tho sake ot bØ pa to rrisbany ~poon a a las d prnapd. Non Standard Assets paal am rpocaly ~nerts n dros pattepann program si:turbo: !patroneer. Smaad Italstry compost:e. er red Moto niesenore troon cownadly poda. prude °pub. orirate dekt a badge knak N$.46 ere Wedt/ JIM ~mats ad de not kale cri e nama steunt>: @change er ta ter.daq Stock Mala. lbo aud down lor meernest are mand& aan Meed Inni oricm mehodk naldro. bul nol Ingted tx independent opwaai& to progians rel zzon. ander tred ponytonder Mors tot len beer proded by to maragorron. ofhrraratcr. ander spa-cad °ach picgan or lor a badparty ~da Mixed independem ~mam b/ ID kromabc. Valul mto nol rekel the "mal psNase pica, snul mand duo « be malzed racen grodama. C an osimazd vane ca-ret be er-tabbncd IIVOugh tese uvenn, me Witit001Mei be rehected es NOrgPited ("NP1 F«~Oma deral rogamng genaden la Nso.Stardard kub. Ome amict Gat Saam Cad thesitarts are na maal under the SIPC, Pochen RØ Smurf= MES) Profil: The motet~ la AAS rimreol b.v., bommened. mende. torngaapten erme or Wier ~Deden( ~en Theeway el Me Mode is nol purancol Ha moed mbo a na malMb. TI) krabde wil pootte0AS Øen.celeg nen ansderaxn bot to kludly ad undot ring colt quaty. Die ARS rakel d afrody emerenting e ItCk 011epielty and. ese mot thee Cm be no alenemel och eecurbes am Co sekt ~a wart max opdien,. REGULATORY DISCLOSURES MI :nasa:bons aro sdotact to p) me consmubon. NOS. rogulahans afstorm and usages Of Me exchange or merkel. and as deam)nouse. il any. On ahob midi benastiliena ere oxccutet tm lademal lam. encitelng me Secuntees Act ot 1933 and tho S«urtes Ex les end cruntyEINft e ofond e t !ho P an oom brochure Mat encbclas intonnabon desolang FINRA's PLtrec Declasuro Program. pleese Contact PINDA at 030-289.9999 Of wmv.linnlOrg. lbo intactst rato Laan tor TO Amearade Cash is laken trom ho opptapa inkwam rato ter lor the Merkel Vatte balance n Un TO AmrtedeCesh. as OIO» illetement °ban) date Simple atoom r. xcrrxd dall/ Wied on Ma interestrato ta amicale to cad, days Wam). Finandal Statement Nonlicallon: The mammae ol hnancul condegan lor TO Omondado ~Iade twee a year and may be obeened al nO eest. vie 'he intomen el MatiMwrentamontradecomnnanciabiammonthon. Ontken Asslernmeni: As :non combi odeon paspons and som index omen poubons aro ateriebie essignmem Camee enirmniMIndieeti br eltity or ndex odions are fandOmly alocaled aflang all doms' sleve pontons by an aulomatod proceckwe. Free Credit Ulanen (Pub 1544 & Onder me pent promotion ribes. wo may use tree bedt belende n yOur MtOunt ir IN Mbov Game ol out buurren Midi ere pootte to yOu on damt. Margin Amant, (ReguladenT):11you have a margin account. tros (*pon d a <ombinden ol YOur Margin eacont orde ipedel menorardom mom« inmeng on maan poses edditonal risks and es not sutablo lor all investors. A complet° lol et the risks alsoctaled web margin Verba is evatable in Fee maren rek disdosure document. YOu may ebtein e copy d ms document by eiontacting us et Ile number %led on page ~ob pui statement Paymont lor Order ROW a Rutes 606 and 607): In somo crcumstancos. TO Amornrado recente componsabon ler drom% canon anx.iregeounta ard goed equiry orda nes to selecied merkets. brdas or dealers (Makel Geniete). Ctredensation is in re lam d a per share cash payment. h adeliep. TO Amatradealso may neme carponsmen (*Wed to the laaien airrency mehari, » COMpOned d trenerittiona in beregn SeCuijneSfrOM Mede' Centen, ozaiong ach trad. Wo post cparomy tcpans discloung Mo urmos lor order rottng oxecuson a: wswidarne•Cradacom A watten *Day is avalatle Loco rozpost. is our Wem. absent Pent orders to Inc ooniraty. to select kaas. doants. ard makel makers tand On Ine °bib to porde best erecution ani the Welory 01 ~no nen improvement en marka orders. Pnce noem:mamis avant,*~af person martel condooms. and wo medoc>, monter gummen: to lest lor steil moeromen t notatie. Trede CoMIrmellone (Ruk. 100-10):AS contonalions ere Paraffine* On ne InanstaiOn dele. Toon: Trensden in bongo se minies (indidn0 laaien cOndanY ADM des Inde in tre U.S.) ma/ include Lucs ard loos~ by esa hegn ma!~ er governments. vAwh may be gedeeld, in Ine OM ol lire security Of 011(0de:en ncleperderm Ine item Pitmey POlky NollIkillon: A copy cl Me TO Amen:reen Plenty 001eY is ovalabb el waw.damcgindacom C l. Secwillee Tlge alom/ion el perk& talentloos a calls is dane vang a aansla Iteny toom. A doseren:in ol to Droomloos br Slibt° stouwer. Is avalabloon to rebus or hard coma. are muntte upon rapen oase 01 «OM er pasta» &Out your %MONO Fund Tienden. Magda Co laCI e el l'000-669.3900, ot n wang to P,O. Box 2209. Omaria. NE 66103. or by *maa al dientierviales(0108MentodeCOm TIN ~meten cOniehed n tooi eargni statement sneb be bndng upon you el you do not °Moot wthn ody ietidays lor any Pandoer ot lurds salga to Regriabon E, toch as ATM and polo arole :tamtam deal transachons. direct daoses. and windende We must heer from ?oe ro later Man 60 den art« we seM yOu me FEST staeoment en whchthe error or problem appearod, (I) Tell ut yOur rente end account nieter (2) Doscrbo the error or die :rondo/ you aro unsuro ou t. ard urpion as den, as you can way you belast nis an error or may you nood mud .normalen. (3) Ten us Me dollar «wit of me suspaSed error. Wo toe inuestgue your °omplant and wil correct arry error prompily. II we lake more Man ID boeren riemt lon Ms, oe wil eredl yOur 8°MM br Me amant yOu 'hink is n 'nor.Doet you wil have the uso al the money donng to tmo t takes us tocon:toto our meenemen. AARD 150 07na SDNY_GM_00012100

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TD Amer'bade Clearing. Inc.. Member CPC Statement Reporting Period: 03/01/19 - 03/31/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Cunent Value Prior Value Period Change Change Estimated Income Cash $0.83 $25,000.98 ($25,000.15) $ Insrd Dep Acct (IDA) 6,953,479.15 5,814,410.10 1,139,069.05 19.6% Money Market Short Balance Stocks 56,085,911.35 52,806,161.05 3,279,750.30 6.2% 1,354,838.31 Short Stocks Fixed Income 17,902,740.00 18,871,623.00 (968,883.00) (5.1)% 1,264,525.80 Options Short Options Mutual Funds Other Total $80,942,131.33 $77,517,195.13 $3,424,936.20 4.4% $2,619,364.11 Margin Equity 100.0% Cash Activit Summar Income & Ex • ense Summar Current YTD Income Reportable Non Reportable Opening Balance $25,000.98 $ - Securities Purchased Dividends $11,025.00 $ - Securities Sold 1,000,000.00 1,000,000.00 Interest 141,307.08 Funds Deposited (42,000.00) 4,534,144.52 Other Funds Disbursed Expense Income 152,332.08 153,584.15 Interest Expense Fees Other (1,135,332.23) (5,687,727.84) Other Closing Balance $0.83 $0.83 Net $152,332.08 $0.00 page t ale Estimated Yield Portfolio Allocation YTD $12,275.00 141,309.15 $153,584.15 CONFIDENTIAL 0.70% Fixed IDA Income 8.6% 2.4% 22.1% 7.1% Stocks 3.2% 69.3% Performance Summary Cost Basis As Of - 03(31/19" $86,881,721.99 Unrealized Gains 8,434,901.10 Unrealized Losses (1,127,971.74) Funds Deposited/(Disbursed) v'1D 4,534,144.52 Income/(Expense)"° 153,584.15 Securities Received/(Delivered)"° 71,531,951.85 •To view realized gains and losses for your account, login at www.tdametitrade.com and visit My Account > Gab/Loss. SDNY_GM_00012101 EFTA_00122752

Statement for Account # 867-730320 03/01/19 - 03/31/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date $ 0.00 $ 1,000,000.00 1,000,000.00 0.00 1,000,000.00 Income Summary Detail' Description Interest Income - Securities Interest Income Credit Balance Qualified Dividends IDA Interest Current Year to Date $ 141.306.25 $ 141,306.25 0.83 2.90 11,025.00 12.275.00 3,736.82 7,021.96 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be Included. These corrections can include changes made to previous payments and removal of payments reportable In a prevms tax year (spillover dividends). The year to date totals will accurately reflect your cumuLative amount for the year. Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield ALIBABA GROUP BABA 5,000 $ 182.45 $912,250.00 06/10/15 $ 444,749.00 $ 88.95 $ 467.501.00 $ - HOLDING LTD ADR ALPHABET INC GOOG 3,000 1.173.31 3.519,930.00 02102/18 3.226.807.29 1.075.60 293.122.71 COM CL C AMAZON COM INC AMZN 1,000 1.780.75 1.780,750.00 03/29/18 1.395.441.18 1.395.44 385.308.82 COM APOLLO GLOBAL APO 263,157 28.25 7,434,185.25 03/29/11 4.999.983.00 19.00 2.434.202.25 481.577.31 6.5% MANAGEMENT LLC CL A SHS APPLE INC AAPL 180,000 189.95 34.191,000.00 12/07/17 30.566.543.05 169.81 3.624.456.95 525.600.00 1.5% COM BIOGEN INC BIIB 2.095 236.38 495.216.10 02/14/12 231,019.65 110.27 264.196.45 COM CARVANA CO CVNA 25,000 58.06 1.451,500.00 06/18/18 1.086.102.28 43.44 365,397.72 COM CL A page 2 of 8 CONFIDENTIAL SDNY_GM_00012102 EFTA_00122753

Statement for Account # 867-730320 03/01/19 - 03/31/19 Account Positions Symbol/ Current Market Purchase Cost Average Investment Description CUSIP Quantity Price Value Date Basis Cost Stocks - Margin CITIGROUP INC C PRK 79,000 27.07 2.138.530.00 02/03/14 1.999.418.90 25.31 DEP SHS REPSTG 1/1000 PFD GMAC CAPITAL TRUST I ALLY PRA 80,000 26.04 2.083.200.00 02/22/12 1.882.773.60 23.53 8.125% PRF 15(02/2040 USD25 KARYOPHARM KPTI 25.000 5.84 146.000.00 07/12/18 467.10&00 18.68 THERAPEUTICS INC COM UNITED TECHNOLOGIES UTX 15.000 128.89 1,933.350.00 06/20/18 1.882.944.30 125.53 CORP COM Total Stocks $56,085,911.35 $48,182,888.25 Fixed Income - Margin ASSURANT INC 04621XAK4 2.000 $ 100.205 $ Z004.100.00 03/29/18 $ 2.039.835.18 $ - SUBORDINATED NOTE CALLABLE VAR 7% 03/27/2048 CITIGROUP INC 172967JZ5 3.000 101.00 3.030.000.00 08/06/15 3.000.006.00 SUB PERPETUAL CLBL VAR 5.95% 12/31/2199 EXELA INTERMEDIATE 30162RAA9 3.000 101.825 3.054.750.00 10/24/17 2.969.262.00 LLC SR SEC GLBL 23 10% 07/15/2023 JBS INVESTMENTS GMBH A29866A85 2.000 103.25 2.065.000.00 10/31/17 1.981,300.00 SR PRIVATE PLACEMENT CLBL M'W 7.25% 04/03/2024 JPMORGAN CHASE & CO. 46625HHA1 5,760 100.50 5.788,800.00 06/15/11 6.559.930.56 - PERPETUAL CALLABLE QTRLY VAR 6.2205% 12/31/2199 page 3 o18 CONFIDENTIAL Unrealized Gain(Loss) Estimated Income Yield 139.111.10 135.801.00 6.4% 200.426.40 167760.00 8.1% (321.106.00) 50.405.70 44.100.00 2.3% $7,903,023.10 $1,354,838.31 2.4% $ (35.735.18) $ 140.000.00 7.0% 21994.00 178,500.00 5.9% 81488.00 300.000.00 9.8% 81700.00 145.000.00 7.0% (771.130.56) 358.300.80 6.2% SDNY_GM_00012103 EFTA_00I 22754

Statement for Account # 867-730320 03/01/19 - 03/31/19 Account Pos Jis Symbol/ Investment Description CUSIP Fixed Income - Margin LLOYDS BANKING GROUP 539439AG4 DEBENTURE CLBL OTRLY VAR CONV 7.5% 12/31/2199 Quaint Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized Estimated Gain(Loss) Income Yield 1,903 103.00 1,960,090.00 04/10/14 1,948,500.00 11,590.00 142,725.00 7.3% Total Fixed Income $17,902,740.00 $18,498,833.74 $(596,093.74) $1,264,525.80 7.1% Yields cssplayed for fixed income products are the estimated current yield. Income displayed for fixed income products is the estimated yearly income and may not take Into account certain features of bonds such as variable rate bonds. maturing bonds or called bonds. Total Margin Account $73,988,851.35 $66,681,721.99 $7,306,929.36 $2,619,364.11 3.5% Account Activit Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $25,000.98 03/01/19 03/01/19 Margin Journal - Other PURCHASE FDIC INSURED $ 0.00 $ (25.000.98) 0.00 DEPOSIT ACCOUNT 03/11/19 03/11/19 Margin Divilnt - Income UNITED TECHNOLOGIES CORP UTX 0.00 11.025.00 11.025.00 COM Payable: 03/10/2019 QUALIFIED DIVIDENDS11025.00 03/11/19 03/11/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (11.025.00) 0.00 DEPOSIT ACCOUNT 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (10.000.00) (10.000.00) 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (10,000.00) (20.000.00) 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (10,000.00) (30.000.00) 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (2.000.00) (32.000.00) 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (5.000.00) (37.000.00) 03/11/19 03/11/19 Margin Journal - Funds Deposited Promo-Reversal 0.00 (5,000.00) (42.000.00) 03/12719 03/12/19 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 42,000.00 0.00 DEPOSIT ACCOUNT page 4 of 8 CONFIDENTIAL SDNY_GM_00012104 EFTA_00122755

Statement for Account # 867-730320 03/01/19 - 03/31/19 Account Activity Trade Settle Acct Transaction! Date Date Type Cash Activity• 03/15/19 03/15/19 Margin Div/Int - Income 03/15/19 03/15/19 Margin Journal - Other 03/15/19 03/15/19 Margin Sell - Securities Sold 03/18/19 03/18/19 Margin Journal - Other 03/27/19 03/27/19 Margin Div/Int - Income 03/27/19 03/27/19 Margin Journal - Other 03/27/19 03/27/19 Margin Div/Int - Income 03/28/19 03/28/19 Margin Journal - Other 03/29/9 03/29/19 Margin Div/Int - Income Symbol) Description CUSIP CITIZENS COMMUNICATION CO 17453BAW1 SENIOR NOTE MW 7.125% 0311512019 Payable: 03+1512019 Taxable Int Crecited35625.00 PURCHASE FDIC INSURED DEPOSIT ACCOUNT Quantity Price Amount 0.00 35,625.00 Balance 35.625.00 0.00 (35.625.00) 0.00 CITIZENS COMMUNICATION CO 17453BAW1 1.000- 100.00 1.000.000.00 1,000,000.00 SENIOR NOTE MW 7.125% 03115/2019 PROCEEDS FROM MATURITY Auto Recfg#420911ITRICASH PAYMENT PURCHASE FDIC INSURED 0.00 (1.000,000.00) 0.00 DEPOSIT ACCOUNT ASSURANT INC 04621XAK4 0.00 70,000.00 70.000.00 SUBORDINATED NOTE CALLABLE VAR 7% 03+27/2048 Payable: 03+27/2019 Taxable Int Crecited70000.00 PURCHASE FDIC INSURED 0.00 (70.000.00) 0.00 DEPOSIT ACCOUNT LLOYDS BANKING GROUP 539439AG4 0.00 35.681.25 35.681.25 DEBENTURE CLBL QTRLY VAR CONY 7.5% 12/31/2199 Payable: 03+27/2019 Taxable Int Crecited35681.25 PURCHASE FDIC INSURED 0.00 (35.681.25) 0.00 DEPOSIT ACCOUNT INTEREST CREDIT 0.00 0.83 0.83 Payable: 03+29/2019 Closing Balance 'Foe Cash Amway totals. refer to the Cash Monty Summary on page one of your statement page 5 o18 CONFIDENTIAL SDNY_GM_00012105 $0.83 EFTA_00 122756

Statement for Account # 867-730320 03/01/19 - 03/31/19 TD Ameritrade Cash Interest Credit/Expense Begin Date 03/15/19 03/27/19 Margin Balance Total Interest Income/(Expense) $ - Credit Balance $ 1,000,000.00 35,681.25 Number of Days 3 1 Interest Rate 0.01 0.01 Interest Debited $ $ 0.00 Interest Credited $ 0.82 0.01 $0.83 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MID Accrued MTD PAID 03/01/19 $ 5,839,411.08 10 0.6978 $ 1,116.32 $ 1,116.32 $ - 03/11/19 5,808,436.08 4 0.6978 444.16 1,560.48 03/15/19 5,844,061.08 3 0.6978 335.16 1,895.64 03/18/19 6,844,061.08 9 0.6978 1,177.54 3,073.18 03/27/19 6,914,061.08 1 0.6978 132.18 3,205.36 03/28/19 6,949,742.33 4 0.6978 531.43 3,736.79 3,736.79 Total Interest Income $3736.79 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $5,814,410.10 03/01/19 03/01/19 Received FDIC INSURED DEPOSIT ACCOUNT $ 25,000.98 5,839,411.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/11/19 03/11/19 Received FDIC INSURED DEPOSIT ACCOUNT 11,025.00 5,850,436.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/12/19 03/12/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (42,000.00) 5,808,436.08 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 03/15/19 03/15/19 Received FDIC INSURED DEPOSIT ACCOUNT 35,625.00 5,844,061.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/18/19 03/18/19 Received FDIC INSURED DEPOSIT ACCOUNT 247,500.00 6.091.561.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page eel 8 CONFIDENTIAL SDNY_GM_00012106 EFTA_00122757

Statement for Account # 867-730320 03/01/19 - 03/31/19 Insured Deposit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 03/18/19 03/18/19 Received FDIC INSURED DEPOSIT ACCOUNT 752,500.00 6.844.061.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/27/19 03/27/19 Received FDIC INSURED DEPOSIT ACCOUNT 70.000.00 6.914.061.08 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/28/19 03/28/19 Received FDIC INSURED DEPOSIT ACCOUNT 35.681.25 6.949.742.33 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 03/29/19 03/29/19 Received Interest: Insured 2.856.74 6.952.599.07 Deposit Account Bank USA 03/29/19 03/29/19 Received Interest: Insured 146.68 6.952.745.75 Deposit Account Fargo NA 03/29/19 03/29/19 Received Interest: Insured 146.68 6.952.892.43 Deposit Account of America 03/29/19 03/29/19 Received Interest: Insured 146.68 6.953.039.11 Deposit Account Bank NA 03/29/19 03/29/19 Received Interest: Insured 146.68 6.953.185.79 Deposit Account Bank NA 03/29/19 03/29/19 Received Interest: Insured 146.68 6.953.332.47 Deposit Account Bank USA 03/29/19 03/29/19 Received Interest: Insured 146.68 6.953.479.15 Deposit Account Bank NA Closing Balance $6,953,479.15 TD Bank NA $247,646.68 TD Bank USA NA $5,715,245.75 US Bank NA $247,646.68 Citi Bank NA $247,646.68 Bank of America NA $247,646.68 Wells Fargo NA $247,646.68 FDIC Insured Deposri Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (*Program Banks,. Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA.. both affiliates of TD Amentrade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information BREAKPOINTS Certain purchases of Class A Mutual Funds may be eligible for breakpoints on, and waivers of. the sales charge. To learn more about breakpoint discounts, go to http:liwww.finra.orgiindustry/issuesibreakpoints. For more information on waiver eligibility, please refer to the fund prospectus. page 7 of 8 CONFIDENTIAL SDNY_GM_00012107 EFTA_00122758

Statement for Account # 867-730320 03/01/19 - 03/31/19 Important Information FINRA INFORMATION Required Annual FINRA Information: Investors may request disclosable background information on any U.S. licensed broker or broker-dealer via FINRA's BrokerCheck, a free online tool. Visit brokercheck.finra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289.9999, the BrokerCheck Hotline Number. page 8 o18 CONFIDENTIAL SDNY_GM_00012108 EFTA_00122759

1D Ameritrade PO BOX 2577 OMAHA NE 68103257 7 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012109 EFTA_00I 22760

Terms and Conditions STATEMENT GUIDE TL tv- ad* mondes mersky Portage Reporte lor aocoums veth actay and quanody topais e igue yo accounts eith assels.i Pallado Summary: Traie te Curent vêtue d your p00010 es 0 the repat OMO end empares ir to pie en. , moleta 1TO essai ekeeliOn anale) yeti( pOrti010 dharatelion by imminent type /Ample entions und« 5'%wi6 be panai Mo the cagou el the - mile po chan. Llano Eculy - Total Accota EguilelTeel Lena literginMle Velue • Total Shan Value) Acbvity Summary: Tne cpening and clamp cash balances are mooncled hait ler mu punk m'ounce Ar =mue anime n sommante] lor me nanan' pua and year le date Income a Exponse Samory Mon4RAs only): Nus section delaib tre neomo and egene totaii rem Me Activity Soliman ana dessilles the lei lierternent Rotrement Accoure Sumadry (IRAs only): Menou the ES reetnatod transamons for lao curait ad me yen. IRS Form 5498 fair ment value is basait On te cornent velue as or Docember 31 p1Ø promus yoar ardus to furnshod rote Internai Revenue Senne. Paumante Sume ory:Monter your annuel portfolio performance ami the vreeeliied geins end loues br your brute ruminant somme Accourt Positions: New your rastrnoms at te curent market val» and coerparo the Orignal COBI to tee biweelqed geins ana lames n your rionlole Original ces' is eling ed usine Me erstm.first-oul (FIFOI melhod. Midi assumes me Srs, Shen! yOu et eie Prose Ø purchesed atm The cslimaled irnestment income2 and average cosi per Mare are c:gayal lor your mignon°, une odeur passhase cage e net te en inclusion of you bang Perbd). /tenant Actiely: Al acon eciMly is dorent det ed. bled in MM Ordo. ard ranale n the cbang Cash balance. %den Patina Salant Gonhrm your eue:end Perdes MM e saboter/ date Mie math Ø. Rem transactionsun bo rellected n me Accours Anny section reit meut Online Cash Services T'amodia Delel': Cash me egene« baneaCOM Mel Citera gaine ths seterteve rceomng ponod. ndudng check. MM nard and ATM anurie. aro Inted In dato «der. Online Cash Services Sun/Hm:Credo ant dotai transaction rates loi te cunom slaloment ferme» OMM tee SuMMeniert IndMekel banedall eie rot huma. tue le (*ondine actusiments. te slaloment dotais may not oqaal the statemont tout tameled Annal Income end Ebrhated Annuel Yed veule are bored upon the nuMber d shores minai or °nom value balance as ai tre stalemom date ard Me post renom &Mord mie a cent isela onde GENERAL INFORMATION ID Menado dore not pogne legal or las nec°. boas* cent your topai ment or lax neural, venen neCeatery. As e slenrerd in...4y pinte. Øiene COrhreolebOrIS May be Marta br Cmalty antreand transatiOn vingallen empeste For TDAmontrade bmsomonal Panes. your advesor olm is scparato hem and not affriola, vat, TD Annontrace Inc. a TD Artatrado Cloarng. Inc.. and *ad, trev Is ml retenait la the prakes end semons Ol the plier. Accoacy or Renons:Il you and any errors or omissions In your secoure stahament you Moud immedimely colt us M the nutum lista on page one 01 your stelemenl. You Moud sise contact our Clearing m n. TD Amatirai. Clearing, Inc. al 800469-3900. Please rommans simulent cambly. you Osagreo seta any transe:bon, or d Mao are arry ara: or cubain. messe Ø1y e Oient Services repiesentelsea you Ion' Waal osas. as mel as 10 Amegtrado Catan- g. Inc. in wmrg atm ton (IO) deys of yas rompt et tois lutinent Any oie statemenis Mel you hem rumb to us *raid be CONinned in milnp The Minent sel «hem« beconsideed concleshe Please notry vs pommer 01 arry changes in yor cernent information. Treteorien reareleti e your report wll be concanceeideamod enamoure:4s you n'y TD Amen:fado irrerpdattei. Accoure Proleebn: Denon hald byID Bank. NA ard TD Bank USA. N.A. aro neural by Me FDIC Cetera by SIPC) Up le $250.000. Limita are per ettaum orgelet) per datte» TO barn te ie about FDIC enrage 0010 tome idegov. SeCulteS. indang Mutuel 'UMM. hala in miur @rende ACCOune are tel depeellt, Or 0010alionS et. Or gewanteed by. arry bank. are net FDIC.mared. and enroba enrestmord nåes. indudng pomelo loss ol ptincpal. TD Amende us a mentor el Me Secondes Inreace Prctotten Corporation (SIPC). which primas mains cistomers or ds mentes up lo 9500.000 (incbdinp 5250.000 ler daine for cash). Explanatory brochure es araitable on repue* at amAelltorg. Adationagy. Tl) Aneth.* protides ne oeil $149.5 trillion Minh 01 ',reelle br nordet, and S2 nitan 01 iineelOn ler Cash Ihreigh SupOleMental COverage provled by London 'Murat ln the Mati Ola Ornant intgetrenCy. e dent may mena affine due lent the Infinie In banknetcY and man SIPC. Sia:planonial cava/aga s me out aber Mo trustee and SIPC panes and Laor suce coinçage sch clam s limiled to a conaned milan et S152 mitron Item e trustee. SIPC end London inertes The Tel Mertrade steplatented cannage les an a:Annate bra el 4600 milan one ai <usa:mors. Tris polcy mandes enrage lotkraing bekeege insohincy ard dons ned motel (banal bas in marken verbe e me sas M in...riment n a money mee‘el rond is net intured Of garantie by IOe Fada& genou Insuran Corporation (FOC, a any *Mc. gatarrat *penny Addigh Mo Itunds OMM tO pesa° the rate 04 yOur fanent al SI CO ph ytere. le peut» IO lOse more, by intestin n a money market Itund. DMderds are *carat dely end dateur:enter, mordily. Tho prospectus contons Mis an] otlwe manant rtartmon Real the peatectue earrettity belon nvesting. NOn-derial imminente h« br your ticket dealer arc NOT FDIC USURE!) f NOT BANK GUAfNNTEEDa MAY LOSE VALUE. The balance h your bank dater accCull Or One d yOur mona, market neval tek' can bo lemeclaied on your order. and tho aocoods marra lo mu saureras armant or tambia byta Tes leergrg: The perdra rt ion if nal e lm «tanne Tou ese met FOrm 1099 loi end ex amarre n ccepla- co mir ES roasonens laudes mn rama datas. caFeal gare. taule ante end sires °menai, Sonie Donnera ere nient ro oxlessrarben eirdi MIbo rand cri .toner las maris Ont Base: *demis. te lot and ancerrereat reporing and Ganskon am ottcroi ad miche by COI taXe'ORMED ID Mena is not impOretie la tre regel° or earkg d te n'amer. ID Amena ad es tenon perdes ribaders1 do net gemeleethe atcurey d Me n'onglon ard date providel COI tICCEPCRATEDe elipende cormeny and na tlliradwm TD Amende Mate and Options Account Agreements: Promet advise ID Amentrade n timing a any oronge n your investment caecums or anormal striation as bey palan to your margin Or Mans °cotent agreements A summery of cOmmiesions ana charge) infinie war me onn= ol opens transe:cens es amiable. Orant Mats Prima Mo make taxe d sconses hais ban nad darne kom omette anges ad Othe rdepenart sana %blute tue ban On Me don pet Me man bene mo bd ad ahrg man. a Mer rame. t no murai toluen salade licm a chelem »VO) Cr Ote indepledent earce. te sectirty saur Io bang "Incisa b Nul Pratt Cr, veuns cn your :cacao reçoit am anal as (400M Intrrelen dd wa dora gumme Mo aurery d ab sea.rem prces. Vol:Aga btued postons tre vend rang me ramait berce rd the anal mate atm Polka> teçal valudions may na iceccet sec prame. Ibo teccriday maxi la Coursas et Dopais (COI) e poneraly aqua and the stud ute mer be Ont non Me aunes° rste Maton lem Cl genel ma /oeil ton en sale cd a CD per b mure Saxe ande Frei rame Socurtes bØ dforomy Ma tom nets ana dora ta or a ana cottage. Rima. tery ban me OTC Pei Me coudai maktlad aectrt iquey ney me ton te IO,»bee 10W pOtdcn pie to rriany. The mb citant Fncr to morve ma/royl n a las clnopal. Non Standard Amis OSAI are type-1y marnais ra dura pancpaton program saunas gazettes. Wied lobby nenna. cr red mina renon mal. cooroary mes. mate ma. 0μ11O eler a hage ale. NSao ere botta/ tala Magnera ed do noe leve cri e necre.1 manne: nanan a Mo Kraal Stod I.LWr. ne ven non ta ne rambarde are rangea mima dama hon acte marne« neho, bul na lintàd e idependel apprend:tanna:an ra ne. and« Ifra puy tender Mors ta haro bØ Farde by te nagerai -à. atm:nota anchemea ce ei pØ cr by a thrdpary vanda ethnie naçaidem arrtren by ID Mertrade. Values mer ral celle« Ibo oigne arc/rase pics. .teel market veut ce be mata mon lemacn t an arma value cava be estatitalud Penh !Pst, nelhode. Me ,aluelen mec be reheided as NOmPaed (Np) For °delta Anal tonna votation la hbn.Seidant Ans. Orme cama Clam Sens Dosa mante ro na coxfol UØ Mo SPC Abaca Rase Saurera (Nitr) Prong: me mataaxe la APS scat boa Mennad. ateltb. bora ntekn sens or are amocha Mutes The mosay ol the gang nol eurankel Ha mn viabosndaolabb. TO Arnertrade MI po:odeMS perdon.sakrg ab madarecn boer te builly and undobng colt male. Me ARS market n eurrenly nenni, a lick d Sale end. Me met Irae Ce be ro tente Met ad,martes an M2dØOnaLØcOdIOn. REGULATORY DISCLOSURES MI transmuons are Wood to h) me cannon. Mes. togulatens osions and usages d tonne. or mulet. ana ils d'a/foreuse. il any. on Mich run hentsChins tre ameuta vo ioderai tans. ramena me Sennes Act bl 1933 and Mo Saureras 4 « ▪ os a n/ rt~r1 1r1Be tin oun lio n Mo Toters, &Ara For an investor brocher Mai roblos idonnabon desating FINRA% Prale Ostesva moseram. Mes° contact FINRA et 400-289.9g99 or remIivaag. The iniceest rate vern ter TO Amer/rade Cash e laken hem me applcatle immune ber lor Me Markel Velue belote n Ire TO Amettrede Cath. as 0 rob SlableneM cbsirg date Simple neveu n atome daily base, on the immun ter applcatto to oach clefs balance. Financera Salement Notifeation: Rie Pommait or Mancie conduon lor TO Ortiontrekt niable lobe a yens ana may be Matta al no cola. via the interna el htt.nvon.littonentrade.00mbnanciatialomonibtrnl. Option Ambreront: MI Mort ocrey option passons ard soma index option pennons are niable loi maternent Eurent simienne nouer Odet/ ei index options are renhy alocated amena sirat posoons bi an aJtamoind orecedre. Free CredO Balances (Pub 15c3.2 à 3): Under me dent protection rues. Lue may use free anal billantes n yOur *OMM il the Ordiery cane ol oui butines, tube, en) parade Io Mu on domard. Mare Amaties (Populace T): H you have a marge acoxem. Ou tenon s aantnntal al car margin accourt ami e SpOcial meenoradum accourt Timing on maman poses eddrionel nies anda not Lumen far all investors. A carpe» rat cl the teks ass000led unir marge bedon is avatars in me maçon tek disclosure davrent Yeu may °Vain e copy d Mn document by enleding us el nerumba bled on page One ral pur Internent. Paymord ler Ordet Flow (SEC Rades 606 and 607): In sono crcumeances. TO A/no/Made femme compaisabon let rimtorg tenon anatromunta and tend mue ordo Ibo to seecled menais. bettes a dealers (Mata Gantera). Canent/on is in Me lone ce e per shore cash paymont. m adettion. TO Amatradoese may men ccmponsatean tond to te breegn curency exChenCle Carbone« C4 ennantiOns :Meer securilies hem Market Calas eseamnp sikh vackm Yi* post cadrage renons chsclapre Mo venues lor «der re eng ezeceson esievidarratradecont Montan ocpy is @valable apon roaxist. h is our percy. absent clore ordres to Mo conirary. to select ans, dealers. ard market malien) tend On the (*My lo envole bibi meaten an' tire henry Of s'erg MM empaumezen man ordas.Pnce improyement+, antes urdor certain market tondions. Ø me reculer° monter execuans to test lot :mn impearomem d avala*. Tende Connotions (Rule 100-10):MI corettmelions are Peremilled On the Irenalebn eue. Taxe*: Transactions in beige anales (aude° belge Girgen aces op* lise in et U.S.) rosi omble taxes and Mes charpcd bymo figer malta of governments. %inch may be *Snoba in me Ø0e Ol lie s'ourle or cherged as an :daman ene don Prhecy Porey Nollgalon: A copy or ne TI) Amen:nue eelVeCy dOleY is ankebb el vnuttflamcfCradocorn Catie Snobes: The Modern or portal redonnonsOr ø1b is done rangeants bley smem. A morpion el the prennes for agate seules Is avalabb on te sotute et haie copiai aro awitable won ril. In Case Ol ense a crashons *Out Mur ElearOne Furia Dean. prase CO tel s el 1.2606693900. or n %gang to P.O. Box 2209. Omaha. NE 68103. or by ornait al ainnuervtnerramearadecom Tle inbrunton cOntaned il mur actant sletement anen bo tinene mien yen II you do not dace rien axe iebdays lor any bander et lutos s'Ope to Realabon E. such as ATM and pont or sale :ramiers delta transactions. dao demies. and sennes Die must heu tram pou ro leer Man 60 deys erter nue sent eau the FEST stamment on Mar the ener or problem aboute (I) Tel us Mt, riene end aCCOunt rater (2)1:insecteMe errer or Mo itanser you arc unsure about. and oxplan as citai, as you can MI mu berme d is an ener or %My mu flood mua m'armoriera. (3) Tel us Me dele orner of Me suentedenor WO salt invosigett your complant and toit carat any @trot promptly. r Lue raki, per@ Man ID busiress deys Io do the. se mil oral yOur tectunt fer me amant su Ihink is in arroi. se MM you MI have te use el the mcney donne te Mottent; u to corn:Cam ourinvougatean. »MD 150 07a: SDNY_GM_00012110

Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 04/01/19 - 04/30/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Chan e Change Estimated Income Estimated Yield Cash ($149,196.34) $0.83 ($149,197.17) $ Insrd Dep Acct (IDA) 150,808.99 6,953,479.15 (6,802,670.16) (97.8)% Money Market Short Balance Stocks 6,433,030.00 56,085,911.35 (49,652,881.35) (88.5)% 347,661.00 5.4% Short Stocks Axed Income 17,981,963.20 17,902,740.00 79,223.20 0.4% 1,264,525.80 7.0% Options Short Options Mutual Funds Other Total S24,416,605.85 $80,942.131.33 ($56.525.525.48) (69.8)% $1,612,186.80 6.6% Margin Equity 99.0% Frrn'Irt7= 1 Current YTD Opening Balance $0.83 $ Securities Purchased Securities Sold 1,435,255.25 2,435,255.25 Funds Deposited 4,534,144.52 Funds Disbursed (8,550,808.99) (8,550,808.99) Income 162,073.78 315,657.93 Expense Other 6,804,282.79 1,116,554.95 Closing Balance ($149,196.34) ($149,196.34) page 1of 8 Portfolio Allocation 72.8% Income & Ex • ense Summa Performance Summa Reportable Non Reportable YTD Income Cost Basis As Of - 04130119" $24,275,526.06 Dividends $ - $ - $12,275.00 Unrealized Gains 924,465.20 Interest 162,073.78 303,382.93 Unrealized Losses (784,998.06) Other Funds Deposited/(Disbursed)m (4,016,664.47) Expense Income/(Expense)" 315.657.93 Interest Securities Received/(Delivered)" 18,199,251.91 Fees Other "To view realized gains and losses for your account, login at wwwidametitrade.com and visit My Account > Clain/Loss. Net $162,073.78 $0.00 $315,657.93 CONFIDENTIAL SDNY_GM_00012111 EFTA_00122762

Statement for Account # 867-730320 04/01/19 - 04/30/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal DEBITS Electronic Transfer Subtotal TOTAL Current Year To Date $ - 0.00 $ (8,550,808.99) (8,550,808.99) (8,550,808.99) $ 1,000,000.00 1,000,000.00 $ (8,550,808.99) (8,550,808.99) (7,550,808.99) Income Summary Detail' Description Interest Income - Securities Interest Income Credit Balance Qualified Dividends IDA Interest Current Year to Date $ 303,380.01 2.92 12,275.00 8.634.59 $ 162,073.76 0.02 0.00 1.612.63 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date fowls will accuratehi reflect your cumuiative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Coat Unrealized Estimated Gain(Loss) Income Yield Stocks - Margin CITIGROUP INC C PRK 79.000 $ 27.72 $2,189,880.00 02/03/14 $ 1,999,418.90 $ 25.31 $ 190,461.10 $ 135,801.00 6.2% DEP SHS REPSTG 1/1000 PFD GMAC CAPITAL TRUST I ALLY PRA 80.000 26.30 2,104,000.00 02/22/12 1,882,773.60 23.53 221,226.40 167,760.00 8.0% 8.125% PRF 15/02/2040 USD25 UNITED TECHNOLOGIES UTX 15.000 142.61 2,139,150.00 06/20/18 1,882,944.30 125.53 256,205.70 44,100.00 2.1% CORP COM Total Stocks $6,433,030.00 $5,765,136.60 $667,893.20 $347,661.00 5.4% page 2 of 8 CONFIDENTIAL SDNY_GM_00012112 EFTA_00122763

Statement for Account # 867-730320 04/01/19 - 04/30/19 ns Symbol/ Current Market Purchase Cost Average Investment Description CUSIP Quantity Price Value Date Basis Cost Fixed Income - Margin ASSURANT INC 04621XAK4 2,000 $ 102.00 $2.040.000.00 03/29/18 $ 2,051,390.70 $ - SUBORDINATED NOTE CALLABLE VAR 7% 03/27/2048 CITIGROUP INC 172967JZ5 3,000 102.00 3,060,000.00 08/06/15 3,000,006.00 SUB PERPETUAL CLBL VAR 5.95% 12/31/2199 EXELA INTERMEDIATE 30162RAA9 3,000 100.843 3,025,290.00 10/24/17 2,969,262.00 LLC SR SEC GLBL 2310% 07/15/2023 JBS INVESTMENTS GMBH A29866AB5 2.000 103.61 2,072,200.00 10/31/17 1,981,300.00 SR PRIVATE PLACEMENT CLBL MAN 7.25% 04/03/2024 JPMORGAN CHASE & CO. 46625HHA1 5.760 100.457 5,786,323.20 06/15/11 6.559.930.56 - PERPETUAL CALLABLE OTRLY VAR 6.2205% 12/31/2199 LLOYDS BANKING GROUP 539439AG4 1.903 105.00 1.998,150.00 04/10/14 1.948.500.00 DEBENTURE CLBL OTRLY VAR CONV 7.5% 12/31/2199 Total Fixed Income $17,981,963.20 $18,510,389.26 Unrealized Gain(Loss) Estimated Income Yield $ (11.390.70) 5140.000.00 6.9% 59.994.60 178.500.00 5.8% 56,028.00 300,000.00 9.9% 90.900.00 145.000.00 7.0% (773,607.36) 358,300.80 6.2% 49,650.00 142,725.00 7.1% $(528,426.06) $1,264,525.80 7.0% Yields *splayed for fixed income products are the estimated current yield. Income displayed br fixed income products is the estimated yearly Income and may not take Into account certain features of bonds such as variable rate bonds, maturing bonds or called bonds. Total Margin Account $24,414,993.20 $24,275,526.06 $139,487.14 $1,612,186.80 6.6% Online Cash Services Transaction Detail Category DEBITS Electronic Transfer Transaction Date Description Amount 04/09/2019 WIRE FUNDS WIRE SENT 04/09/2019 11:41:30 04/16/2019 WIRE FUNDS WIRE SENT 04/16/201908:4425 page 3 of 8 CONFIDENTIAL $ (3,000,000.00) (5,400,000.00) SDNY_GM_00012113 EFTA_00122764

Statement for Account # 867-730320 04/01/19 - 04/30/19 Online Cash Services Transaction Detail Category DEBITS Subtotal TOTAL Transaction Date Description 04/30/2019 WIRE FUNDS WIRE SENT 04/30/2019 14:46:04 Trade Settle Date Date Opening Balance 04/01/19 04/01/19 04/03/19 04/03/19 Acct Type Margin Margin Transaction! Cash Activity• Journal - Other Div/Int - Income 04/04/ 9 04/04/19 Margin Journal - Other 04/09/ 9 04/09/19 Margin - Funds Disbursed 04/ 0/ 9 04/10/19 Margin Journal - Other 04/12/19 04/16/19 Margin Sell - Securities Sold 04/12/19 04/16/19 Margin Sell - Securities Sold 04/16/19 04/16/19 Margin Journal - Other 04/16/19 04/16/19 Margin - Funds Disbursed 04/17/19 04/17/19 Margin Journal - Other page 4 o18 Amount $ (150.808.99) (8.550.808.99) (8,550,808.99) Account Activit Description Symbol) CUSIP Quantity Price Amount Balance $0.83 PURCHASE FDIC INSURED $ 0.00 $ (0.83) 0.00 DEPOSIT ACCOUNT JBS INVESTMENTS GMBH A29866AB5 0.00 72.500.00 72,500.00 SR PRIVATE PLACEMENT CLBL MW 7.25%0410312024 Payable: 0410312019 Taxable Int Crecited72500.00 PURCHASE FDIC INSURED 0.00 (72.500.00) 0.00 DEPOSIT ACCOUNT WIRE FUNDS 0.00 (3.000,000.00) (3.000.000.00) WIRE SENT 04/09/2019 11:41:30 REDEMPTION FDIC INSURED 0.00 3.000.000.00 0.00 DEPOSIT ACCOUNT ALIBABA GROUP HOLDING LTD BABA 5.000- 188.2777 941,370.66 941,370.66 ADR Commission/Fee 5.00 Regulatory Fee 12.84 BIOGEN INC BIIB 2.095- 235.75 493.884.59 1,435,255.25 COM Commission/Fee 5.00 Regulatory Fee 6.66 PURCHASE FDIC INSURED 0.00 (1.435,255.25) 0.00 DEPOSIT ACCOUNT WIRE FUNDS 0.00 (5,400,000.00) (5.400.000.00) WIRE SENT 041 16/2019 08:44:25 REDEMPTION FDIC INSURED 0.00 5.400.000.00 0.00 DEPOSIT ACCOUNT CONFIDENTIAL SDNY_GM_00012114 EFTA_OOI 22765

Statement for Account # 867-730320 04/01/19 - 04/30/19 Account Activit Trade Settle Acct Transaction! Date Date Type Cash Activity• 04/24/19 04/24/19 Margin Delivered - 04/25/19 04/25/19 Margin Delivered - 04/25/19 04/25/19 Margin Delivered - 04/25/19 04/25/19 Margin Delivered - 04/25/19 04/25/19 Margin Delivered - 04/25/19 04/25/19 Margin Delivered - 04/30/19 04/30/19 Margin Div/Int - Income 04/30/19 04/30/19 Margin Journal - Other 04/30/19 04/30/19 Margin - Funds Disbursed page 5 of a Description APPLE INC COM DTC ACT FILE REC 46 KARYOPHARM THERAPEUTICS KPTI INC COM TOA TO CHARLES SCHWAB & CO SD 0412512019 0164 CARVANA CO CVNA COM CL A TOA TO CHARLES SCHWAB & CO SD 04+25+2019 0164 APOLLO GLOBAL MANAGEMENT APO LLC CL A SHS TOA TO CHARLES SCHWAB & CO SD 04+2512019 0164 AMAZON COM INC AMZN COM TOA TO CHARLES SCHWAB & CO SD 04+2512019 0164 ALPHABET INC GOOG COM CL C TOA TO CHARLES SCHWAB & CO SD 04+2512019 0164 JPMORGAN CHASE & CO. 46625HHA1 PERPETUAL CALLABLE OTRLY VAR 6.2205% 12/31+2199 Payable: 0413012019 Taxable Int Crecited89573.76 PURCHASE FDIC INSURED DEPOSIT ACCOUNT WIRE FUNDS WIRE SENT 04,30/2019 14:46:04 Symbol/ CUSIP AAPL CONFIDENTIAL Quantity Price Amount Balance 180.000- 0.00 0.00 25.000- 0.00 0.00 25.000- 0.00 0.00 263.157- 0.00 0.00 1.000- 0.00 0.00 3.000- 0.00 0.00 0.00 89373.76 89.573.76 0.00 (89.573.76) 0.00 0.00 (150.808.99) (150,808.99) SDNY_GM_00012115 EFTA_OOI 22766

Statement for Account # 867-730320 04/01/19 - 04/30/19 Account Activity Trade Settle Acct Transaction! Date Date Type Cash Activity• 04/30/19 04/30/19 Margin Div/Int - Other 04/30/19 04/30/19 Margin Div/Int - Income Description FDIC INSURED DEPOSIT MMDA10 ACCOUNT PLUS NOT COVERED BY SIPC Interest: Insured Deposit Account Bank USA Payable: 04/30/2019 Insured Deposit Account Interest 1183.29 INTEREST CREDIT Payable: 04/30/2019 Symbol/ CUSIP Quantity Price Amount Balance Closing Balance Tor Cash Activity totals. refer to the Cash Activity Summary on page one of your statement 0.00 1,612.63 (149,196.36) 0.00 0.02 (149,196.34) ($149,196.34) TD Ameritrade Cash Interest Credit/Ex . ense Credit Balance $ 72,500.00 Begin Date 04/03/19 Total Interest Income/(Expense) Margin Balance $ Number of Days 1 Interest Rate 0.01 Interest Debited $ $ 0.00 Interest Credited $ 0.02 $0.02 Insured Deposit Account Interest Credited Begin Date Balance 04/01/19 $ 6,953,479.98 04/04/19 7,025,979.98 04/09/19 4,025,979.98 04/16/19 61,235.23 04/30/19 152,421.62 Total Interest Income Number of Days 3 5 7 14 1 Interest Rate 0.6978 0.6978 0.6978 0.1499 0.0000 Interest Accrued $ 398.79 671.58 538.75 3.52 MID Accrued $ 398.79 1,070.37 1,609.12 1,612.64 MTD PAID S. 1,612.64 page 6 o18 CONFIDENTIAL SDNY_GM_00012116 $1612.64 EFTA_00I 22767

Statement for Account # 867-730320 04/01/19 - 04/30/19 Insured De osit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $6,953,479.15 04101/19 04/01/19 Received FDIC INSURED DEPOSIT ACCOUNT $ 0.83 6,953,479.98 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04104/19 04/04/19 Received FDIC INSURED DEPOSIT ACCOUNT 72,500.00 7,025,979.98 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/10/19 04/10/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (3.000.000.00) 4,025,979.98 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/16/19 04/16/19 Received FDIC INSURED DEPOSIT ACCOUNT 247.500.0O 4,273,479.98 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/16/19 04/16/19 Received FDIC INSURED DEPOSIT ACCOUNT 1,187,755.25 5,461,235.23 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 04/17/19 04/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (3,976,235.23) 1,485,000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/19 04/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (247,500.00) 1,237,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/19 04/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (247,500.00) 990,000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/19 04/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 742,500.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 04/17/19 04/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (247.500.00) 495,000.00 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 7 018 CONFIDENTIAL SDNY_GM_00012117 EFTA_00122768

Statement for Account # 867-730320 04/01/19 - 04/30/19 Insured De. osit Account Activity Date Check Clewed Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 04/17/19 04/17/19 04/30/19 04/17/19 04/17/19 04/30/19 Delivered Delivered Received FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT (247,500.00) (186.264.77) 89.573.76 247,500.00 61,235.23 150,808.99 Closing Balance TD Bank NA $150,808.99 $150,808.99 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured Lip to applicable limits and held by one or more banks (Program Banks,. Two of the Program Banks are TD Bank. N.A. and TD Bank USA. NA. both affiliates of TD Amentrade. The IDA balances are not covered by the Secumies Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 8 of 8 CONFIDENTIAL SDNY_GM_00012118 EFTA_00122769

1D Ameritrade PO BOX 25" OMAHA AE 68103 2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012119 EFTA_00I 22770

Terms and Conditions STATEMENT GUIDE IL Af- cri:run taande: moren Ponk® Plano® lor accoums cum aaneen and guanedy roers ra crue accounts cum assels.i Portfolio Summary: Tadd Ire surtann wbe Ot yOuf 000010 as 01 !he Opat dale end negeren n to me prior morelhd The assol oil elfion MC8108 yOur ~WO div./Sealen by invesener4 type ~mto dbcalons under 5% ad be groep® allo lbo comgory ol %Ces- in mo po thora. Manen Emily - Toto/ Account Egunafroial LOng nagloeide lakte • Toll Short Wild) Actinty Summary: Ine opening and dolend cash Mancec wo roconcrod hare lor year geeft emegenco At account aalmei es sunnianzed lor me roem pond and roe to dato_ Inca® a Espen® Summary ardaltras only): Ibis sonore dolrob tno inoame ard omen= totall (rom We Andy Summa), and daveren the les IrealMent. 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Dros, transacionsed bo rellected n me Account Anton ~ron roet rnomit Onlion Card Services Transactie/n Dealt: Cad, management Moslem Met ~red dwing ns statanom repomng pond. ndudng rak. dor card and MIJ actray. aro ',stad in dato «Ob. 0~e Cash Services Summary: Grolt ard der iransmnon totals lor mo aroom slatemont report ) rada tre summair®. Indhifld tranerterie are rotlias. 'Duo to monding actuslments. db sh.rooment deals may not *qua] me dakimennotals. fEtilnialed Anne/ InCome end Esanmted Annual Meld wikte , a e based upon Ihe nuMber d slums ~cd or erom val= balanco as al tno ~lemen dale and lbo most foccni duidend rob Or aa. PM panel® GENERAL INFORMATION 10 ~nar does not provido legal or las aart*. Ploos* consul, your lort advent or las retteruntant wan neCedery. A8 8 ellenalird naren pctiaCe. ~ne COrWenlelOrit may be recordeed br tarmry omrol and liansattiOn viantehr Oersaai, For TO Amontrade breseemonal acre. your adwsor turn es weirato from and not aftaaien wel TO Amanrado. Inc. a TO Arstrado Cloard, Inc., ard oach trol es nal rosponsblo Ia Om popkis end aanlas ol 'he Mer. Acceracy of ~ons: H you lind any errors or «Salons ln yam accouM sunemont you rood immadiaudy celt ur el the flaneer had m page ome ol your stalanent. You tinold als* contact our C~Ing 6m, TD Amanda, Clearing, bc. el 80046945100. Please conow mc sialoword c.irc-141y. It you cisogcce slirt any transacton, or el Mao am any amore or omissies Oase rally a Dient Senicemetresendhe Or yar Seal Winch Bete. as wol as 10 Amairado Goan- g. Ine, in wmrg maan ton (10) day: of year afoog ei tos statement Ary wei statements Inst you hare ~Oe to Le share, be COnrenned in sting The statement cum arena» be considered =nadat. Fletse notry a Drompily 01 any changes in yar cOnlaci information. TrearldiOns SOS« on your cron wil be conobsepalydosmod aco.pato unloss you noely TO Aren:fado irreredeey. Account Prolectbn: Decors hold by TD Dank. NA ard TD Dank Ø. NA. aro nauren by me FDC COvered by SIPC) up 10 $250.000. Lima* are per ecomm oser~ Per ~turnt TO lam ~fe MOE FOK erende go to *New ICIC/a0v. SeadleS. indeel® ~haat Ion®, held in 00 BreMerage ACCOunt are rel degeen Or oblgations ot or gewanned by. any bank. am not FOICensered. and envoho envestmoni nåte. includng posstle loss ol μbØ1. TD Amereadt is a momber olme Sauna: Noester Praatten Corporalen (51PC'). wNch pretons saponiet: °stomers of els maners up lo 5500.000 (indeling 5250.000 ler daim lor cash). Explanatory brochure es available en requesi ws.sipc.org. Addibonaily. TO Amerika® prOndle eer CM« $149.5 Mien word 01 maar lor Meudilete end 32 Peilen 01 praetten IOC anga Ihrtugh elupglemental ««eega provbed by London Ineuref$ h Me ~n 01a breken® insolsty. e dient may rare amants due krOM IN Stee en boametcY and Mon SIPC. Sedolsonial aworado ts pad out Mof tho trust® and SIPC payouts ard ~or such corona, each cas es hinden to a ambrod mum ot 3152 maan kom e trustee. 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The henna n wikt bank deptral accturil Or abera d neg MOnehr "a el aart fund can to land® on yotr order. and Me wreeds returrod lo nar meurt= moord or ambt® EO yOu TM Analng: The etSke ~al e Mala. 00,4n(V4 Y« MI r~.0 Feem 1039 lor Smet su sotto n media- co mb ES mesiromnIs >ntludes turk ren drAltros. caped gen. 1~ Ø. and Wen proceeál. 50~ Papilertil we *object lo gegannefde, Mere Ml to dadel ar stae~ ton ~ons Oost Sans: Costaoses, tor lot and paterrome esse and Cona°4« re cerOd ad araeled by COI tiC/CaPORMED. 11) ancarade is ne ~web* le ne celdeity or ariflty d to damden TI) knerta and ts liderroion ~des lalt:San do not gsseantee Me reo~yOrtheinicislonard de=~eed. Cal NCCEPCEMED b a ~die seeny and ene a111~~ 11)ameddle Margin and Ongans Account Agreements: Manen adam 10 Amontrade n wang ot ry charge en your invostmont daxmos or Moraal stuaan as thoy man to your ~Min Or toldas maya agreements. A summay 01 ormissions and dwaal nam® smith lno executon ol ~ons Panama= is ~fobie. Ortni Meld Rio mant fels el scones Se bs "lanen. ~be korn qdran sta and aha ~penant sanset Vatre em ~d a ie des?* Cri* me mor bennen mo bd afd arkng plo= or rot rratecba no ~toi ~om /afat= bem a ~aan eenke «nv indetandent 8~0). ne sedan is ekted ed lo ~g eatedef ~Prima CAP). Dm reduarts cel your ~domp= are omre as gcnod intimas ad to dam guaranuo to waan/dart/ stars pree= lArkpeo tocked pad= ~Mud ~g te renanng balince en Ine OOM manel Dna Podia® Ø wiludons may non ~tom ~ prococcb. Die seo:nday ratel la Cannes d Ceposts (CDs) es dcreraty Meld and the &tig, was mor be 00~1 kom Me psdlese pote Mankst loss d pispa may rooit ton fop solo el a CD prof ta neiry. Bads adb ~d Iers Steurt.= wade ciforomy Mare ~n zona and dom tilt tn a prud oxchongo. Aard nov Pan mo OTC 104« thecounipl ~Mand baant ha^ ~ nft exa b Iel »ten Se gradro 0 0 to rrauty.lho sak atlant pncr to nature/ma/ «ah a atomair/F®0. Non Standard ~ets 06A10ø rdocaly naailaas n 0~ pancp.con program steurt® ~tol. Imicd habIty ~panen. eb bed ertalo rep:enen troon cownadly pook. made °ontv. pnore dabt ot hedge Ø. NS46 ere tivedb Naud aneel~d an do not inde en a nden.lsonnes canon= a mb ttr.daq Stock Malt. lbo dues ~ar ler nise erearoma are ettimied waas afhad Iqn *non ~hols ~dreg bd nol Inatd Ia naarder ramØs tho eegaas m zal. ander Pad party tonder dien tut Mrt bØ preeded by lto moragron. arrdratr. ander spaar d oach paan d by a 'bvdp.ary wadi onnut inapendem ~canon b/ 11) ~e. Vakne mar nol rekel the Mona ~as/ Vee, ad made duo « bo ~zal men Icadamn t ei osindal volue ca- ra bo ettabbnod OVOugh teseivelhed6. me ~air mat be realled es Ner•Pited ("NV; Fa addlbnd ~1 ~rong ~zon er ~Swami Aas. paap amict Clan Seneca hete nødnat rom ~wol under tro SIPC. Aden lido Sleurt= CARSD Prang: lbo moldLas la AAS staar:~ ban~nr. d~We. trom~non ska or oter ~ardent ~ted The way el te prang is nol gemonkel Ha malde ~oe ne pealre. TD ~In® wil prmVnOAS pconon.tilrg nb ~dram bot to Muon n undtrang ~k guaty. Rio ARS ~ka n currordy 0~~irei ti kek ollialty end. na mul. Mae an be no ~rente tal tochmodi= am to sold urda ons mant ccreacra. REGULATORY DISCLOSURES Nl Pansaseons aro ~roet to p) me consmunon. N«. rodeo:ons custard and usages d the exchange cd merkel. and il deatnatouSe. H any. on Minn non benatelers ere «sust tro) lenemal Ww9, entlaing me Secunbes Act ot 1933 and lbo S«urneis Ex a ▪ sa oun re o and 'ho leDOEffre Aten« P an es» brochure hal maas informaeon dosolang FINRA's Piddec Cesclosuro Program. clean Contact FINRAa180D289.9999 Of ~marmert lbo inwast rato ~om tor TO Amati:sado Cash is laken hom ho applcata inrolt rato eer lor the Markel WO, barn n no TO AmendeCali. as 01 the ell810~M °Man) date Simple etre is mcrad door basce on Me en:crostrato ter afleefde topar dofs baboe°. Finandal Statement Noillioallon: D= mammae ol Mantel cond~ lor TO Omonlrado ~tabla twee a year and may be cetaned al no tost. via Me intomen al hip»\wesittrnontradacomananciablalomentatra °plan Marmers: AF :non ectoty oFOon posnons and som inden oor potnone aro neme atagnmem Exegese anignn~ rotcc br Pa" Of ~ex °plens are fendOnty alocaled wrang alldoms' shot posnons by an auloniated prosodie. Free Credit Seances (Rul 1544 II 3): Under me alom protocbon ribes. wo may uso free bedil banan yOur account n ie adban tante ol out ~ns Inheb are pratte to sou on dorst. Mantel Aanris illegulatlengttlyou have a regen acoauni. bus report d a <omes® ol YOur "trein etteort ed a netlel nneoranarm ettorm Tredng on mann poses °drentel mes and es not somt= lor all investors. A canada lol ei the =k: assoctaled web morgen bagno is evatable in Pee meren rek disdonne dommerd. YOu may eraan a copy d ms document by oontacting us et me numbec 19100 on page ~0 put statement. Paymenl lor Order Flow (SEC Redes 606 and 607): In somo creumnancos. TO Amornrado recents comparanon la ~ter con.an asto.counta ard isued run orda Ibw to frelecied merkas. Vans cd dealers (Madrid Carga). COmpensation is in mo tom d a per share cash paymont. N adetion. TO ~anode als° may nero carponsas roloued to eie foteign ~rent" mehari® COMpOr~ Cl treaaliOns in teder SeenrilieS tree, Makel Centen, *zwang ach ~bs. Wo post qadomy report ~tour Mo snuos lor order rotend ezecueon x wonvidamptradocom A entten oor is avalatle tfen syost. h es our ptlecy. Øn1 pent orators to Inc rotary. to select brokers, doaers. ard marken makers bes® On Ihe ebilty to fnv® best Mettegon ani the Story 01 ~en prioe emprocoment en marka orders. Poco imprommom is ava~o~er «dan mantel condors. and vno regulara monter ~ns: to lost lor ach emprommont d acalalde. Trede CO~~110nto (RW 100-10):All conlonalions are PareminetIOn 'he Inenstann date Team: Traneslae in biegn se~~ (indedng laaien 00^ 1 060Y ACES 0.M Inde h Sta U,S.) mry eneludo lasas ani lees charpod by ther kregel ma!~ or goven mens. vAlch may be Niecied in Ine pica Ol ile security Of cherged aan Preanen ene ilarv Pels, POSity Notilkedlon: A copy of Me TO Anatracb ~ai Deer is ~bb» el sw.damabadoaom ~Mie ~fles: Th, Mors ar peer madommonsa ons is dane vang a pro.~ 1~y syllem. A doscopton ol mo ~stres tof oanibte sicunlier. Is avalabbon mo ~silo or heet topos are ~nitro urn made& In Case 01 erna a western, &Out your ~POS Fund Tandem plate CO lal 8 Si 1an 669.3~, os re wrang to P,O. Box 2209, Oman. NE 68103. or by omart al dienherviniCandtrflede am The ~~~ cOnlaned n >eer actani statement nel be bndog epen na el you do not °and wthn sorry ~) days lor any bandar ot luens ~pct to Acgdabon E, toch as ATM and pont ot na trarelas den transacieons. dna aards. and wilhOmoth We Must heer trom va) ro later Man 60 are ener we sent you me FEST stutsel en whchthe error or problem afpoaccO (I) Telt us yOur rente and account ~ter (2) Doscrbe the error or to :rondo/ you aro unsuro abri. ard inplan as dor/ as you can wby you bolero d is an error or why you nood maa ~sas. (3) Ten us Me dollar ram of ise aunkted enor. Wo Mi encostgeo your °omplant and wil wroet any error pramen. II we lakei mom Man ID ~re's Ons lo W Iris. we wil oraal nes eCctunt br It*tiMOunt yOu mink is n ene. ® ~ you wil have to uso al the money dunng tho tra t tokos as tocards our investgas. ~TO 150 07,14 SDNY_GM_00012120

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/19 - 05/31/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Change Change Cash ($0.38) ($149,196.34) $149,195.96 Insrd Dep Acct (IDA) 0.38 150,808.99 (150,808.61) (100.0)% Money Market Short Balance Stocks 6,433,030.00 (6,433,030.00) (100.0)% Short Stocks Fixed Income 17,981,963.20 (17,981,963.20) (100.0)% Options Short Options Mutual Funds Other Total S 0.00 624416.60565 ($24.416.605.85) (100.0)% Cash Activi Summa Income & Ex • ense Summar Opening Balance Current YTD Reportable Non Reportable ($149,196.34) $ - Income Securities Purchased Dividends $33,945.31 $ - Securities Sold 2,435,255.25 Interest 41,873.28 Funds Deposited 4,534,144.52 Other Funds Disbursed (77,331.62) (8,628,140.61) Expense Income 75,818.59 391,476.52 Interest Expense (100.00) (100.00) Fees (100.00) Other 150,808.99 1,267,363.94 Other Closing Balance ($0.38) ($0.38) Net $75,718.59 $0.00 Estimated Estimated Income Yield $ page 1of $ 0.00 YrD 0.10% Portfolio Allocation • IDA Cash 50.0% 50.0% 0.0% rmTmvrrrr Cost Basis As Of - 05)31;19 $ - $46,220.31 Unrealized Gains 345,256.21 Unrealized Losses Funds Deposited/(Disbursed)' (4,093,996.09) Income/(Expense)r ° 391,376.52 Securities Received/(Delivered)"° (5,475,032.22) (100.00) -'To view realized gains and losses for your account, login at vrenctdameritrade.com end visit My Account> Clain/Loss. $391,376.52 CONFIDENTIAL SDNY_GM_00012121 EFTA_00122772

Statement for Account # 867-730320 05/01/19 - 05/31/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal DEBITS Checks Paid Electronic Transfer Subtotal TOTAL Current Year To Date - 0.00 $ (0.38) (77.331.24) (77.331.62) (77,331.62) $ 1,000,000.00 1,000,000.00 $ (0.38) (8,628,140.23) (8,628,140.61) (7,628,140.61) Income Summary Detail* Description Interest Income - Securities Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 41,873.28 (100.00) 0.00 33,945.31 0.38 Year to Date $ 345,253.29 (100.00) 2.92 46,220.31 8,634.97 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as tantalum to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Online Cash Services Transaction Detail Category DEBITS Checks Paid Electronic Transfer Subtotal TOTAL Transaction Date Description 05/31/2019 CASH DISBURSEMENT 05/16/2019 WIRE FUNDS WIRE SENT 05/16/2019 08:42:50 Amount $ (0.38) (77,331.24) (77,331.62) page 2 of 6 CONFIDENTIAL SDNY_GM_00012122 (77,331.62) EFTA_00122773

Statement for Account # 867-730320 05/01/19 - 05/31/19 Account Activit Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance Opening Balance ($149,196.34) 05/20/19 05/20/19 Cash Received - EXELA INTERMEDIATE LLC 30162RAA9 3,000 $ 0.00 $ - (149,196.34) SR SEC GLBL 23 10% 07/15/2023 DTC ACT FILE AEC 383 05/31/19 05/31/19 Cash Delivered Other EXELA INTERMEDIATE LLC 30162RAA9 3- 0.00 - (149,196.34) SR SEC GLBL 23 10% 07/15/2023 TRANSFER TO 867.730320.2 05/31/19 05/31/19 Cash Delivered -Other EXELA INTERMEDIATE LLC 30162RAA9 2,997- 0.00 (149.196.34) SR SEC GLBL 2310% 07/15/2023 TRANSFER TO 867.730320.2 05/01/19 05/01/19 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 149,196.34 0.00 DEPOSIT ACCOUNT 05/09/19 05/09/19 Margin Div/Int - Expense ALIBABA GROUP HOLDING LTD MBA 0.00 (100.00) (100.00) ADR ADR FEE Payable: 05/09/2019 Ordinary Dividends -100.00 05/10/19 05/10/19 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 100.00 0.00 DEPOSIT ACCOUNT 05/15/19 05/15/19 Margin Div/Int - Income CITIGROUP INC C PRK 0.00 33,945.31 33,945.31 DEP SHS REPSTG 1/1000 PFD Payable: 05/15/2019 OUALIFIED DIVIDENDS33945.31 05/15/19 05/15/19 Margin Div/Int - Income GMAC CAPITAL TRUST I ALLY PRA 0.00 41,873.28 75,818.59 8.125% PRF 15/02/2040 USD25 Payable: 05/15/2019 Taxable Int Creckted41873.28 05/15/19 05/15/19 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (75,818.59) 0.00 DEPOSIT ACCOUNT 05/16/19 05/16/19 Margin - Funds Disbursed WIRE FUNDS 0.00 (77,331.24) (77,331.24) WIRE SENT 05/16/201908:42:50 05/16/19 05/16/19 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA10 0.00 0.38 (77,330.86) ACCOUNT PLUS NOT COVERED BY SIPC Interest: Insured Deposit Account Bank NA Payable: 05/31/2019 Insured Deposit Account Interest 0.38 page 3 of 6 CONFIDENTIAL SDNY_GM_00012123

Statement for Account # 867-730320 05/01/19 - 05/31/19 Account Activity Trade Settle Acct Transaction/ Symbol) Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 05/17/19 05/17/19 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 77230.86 0.00 DEPOSIT ACCOUNT 05/20/ 9 05/20/19 Margin Delivered - ASSURANT INC 04621XAK4 2.000- 0.00 0.00 SUBORDINATED NOTE CALLABLE VAR 7% 03+27/2048 DTC ACT FILE REC 49 05/20/9 05/20/19 Margin Delivered - LLOYDS BANKING GROUP 539439AG4 1.903- 0.00 0.00 DEBENTURE CLBL QTRLY VAR CONV 7.5% 12/31/2199 DTC ACT FILE REC 50 05/20/ 9 05/20/19 Margin Delivered - JBS INVESTMENTS GMBH A29866AB5 2.000- 0.00 0.00 SR PRIVATE PLACEMENT CLBL MW 7.25% 04+0312024 DTC ACT FILE REC 51 05/20/ 9 05/20/19 Margin Delivered - CITIGROUP INC C PRK 79.000- 0.00 0.00 DEP SHS REPSTG 1/1000 PFD DTC ACT FILE REC 654 05/20/19 05/20/19 Margin Delivered - CITIGROUP INC 172967JZ5 3.000- 0.00 0.00 SUB PERPETUAL CLBL VAR 5.95% 12/31/2199 DTC ACT FILE REC 655 05/20/9 05/20/19 Margin Delivered - EXELA INTERMEDIATE LLC 30162RAA9 3.000- 0.00 0.00 SR SEC GLBL 23 10% 07/1512023 DTC ACT FILE REC 656 05/20/ 9 05/20/19 Margin Delivered - GMAC CAPITAL TRUST I ALLY PRA 80.000- 0.00 0.00 8.125% PRE 15102+2040 USD25 DTC ACT FILE REC 657 05/20/ 9 05/20/19 Margin Delivered - JPMORGAN CHASE & CO. 4.6625HHA1 5.760- 0.00 0.00 PERPETUAL CALLABLE OTRLY VAR 6.05275% 12+31/2199 DTC ACT FILE REC 658 05/20/9 05/20/19 Margin Delivered - UNITED TECHNOLOGIES CORP UTX 15,000- 0.00 0.00 COM DTC ACT FILE REC 659 page 4 o16 CONFIDENTIAL SDNY_GM_00012124 EFTA (X1122775

Statement for Account # 867-730320 05/01/19 - 05/31/19 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price 05/30/19 05/30/19 Margin Delivered - EXELA INTERMEDIATE LLC 30162RAA9 3- 0.00 SR SEC GLBL 23 10% 07/15/2023 DTC ACT FILE REC 5 OS/31/19 05/31/19 Margin Received -Other EXELA INTERMEDIATE LLC 30162RAA9 3 0.00 SR SEC GLBL 23 10% 07/1512023 TRANSFER FROM 867-730320-1 05/31/19 05/31/19 Margin Delivered - EXELA INTERMEDIATE LLC 30162RAA9 2.997- 0.00 SR SEC GLBL 23 10% 07/15/2023 DTC ACT FILE REC 866 05/31/19 05/31/19 Margin Ck# 15356979 - Funds CASH DISBURSEMENT 0.00 Disbursed 05/31/19 05/31/19 Margin Received -Other EXELA INTERMEDIATE LLC 30162RAA9 2,997 0.00 SR SEC GLBL 23 10% 07/15/2023 TRANSFER FROM 867-730320-1 Closing Balance 'Foe Cash Acinttly totals. refer to the Cash Acavity Summary on page one of your statement. Amount (0.38) Balance 0.00 0.00 0.00 (0.38) (0.38) ($0.38) Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate 05101/19 $ 1.612.65 8 0.1000 05109/19 1.512.65 6 0.1000 05115119 77.331.24 1 0.1499 05116119 77.331.62 1 0.0000 05117/19 0.38 14 0.1000 Total Interest Income page 5 o16 Interest Accrued CONFIDENTIAL MTD Accrued MTD PAID $ 0.04 $ 0.04 $ - 0.02 0.06 0.32 0.38 0.38 $0.38 SDNY_GM_00012125 EFTA_00I 22776

Statement for Account # 867-730320 05/01/19 - 05/31/19 Insured Deposit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $150,808.99 05/01/19 05/01/19 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (149,196.34) 1.612.65 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/10/19 05/10/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (100.00) 1.512.65 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/15/19 05/15/19 Received FDIC INSURED DEPOSIT ACCOUNT 75,818.59 77.331 24 PLUS NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/17/19 05/17/19 Delivered FDIC INSURED DEPOSIT ACCOUNT (77.330.86) 0.38 PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT Closing Balance $0.38 TD Bank NA $0.38 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by one or more banks (*Program Banks". Two of the Program Banks are TO Bank. N.A. and TD Bank USA. NA.. both affiliates of TO Amentrade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://www.tdameritrade.comainancialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2019, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $3.3 billion and $469.4 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington D.C. and the Denver, CO office of the Commission. page 6 of 6 CONFIDENTIAL SDNY_GM_00012126 EFTA_00122777

1D Ameritrade PO 6°X 2577 OMAHA 6,E 68103 2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012127 EFTA_00I 22778

Terms and Conditions STATEMENT GUIDE t) stondes mortlay Portklio Moore lor accoums anti acverty and quanody repons tv nam vo accounts vara anels.i Portfolio Sommen ,: DOW Ile currenl Ma a yOur 000010 as Of !he NpOd dele end ~vorm ir to me prior month.r TI» end elICWOOn Moeite yOut sealde diverenCalion by invesimert type KM* dbmteres onder 5% ese be geoogst] mto go calegory ol "Gnoe" in 0.e pa Man. Mandm Emily - Teder AccouM EituinalT0181 LOM laregineble lakte • Total Short Wikte) Activity Summery: Tne opening and doling cash blanca are reconcred nero lor ytra epiek retereice Al account actmte is swrimanzod lor me aurora ponod and yeti o dato. booms a Expense Suranary (nervIRM only): secton deins the incomo ard comense tOtaH (rom ve Attivey Summair end dennen the les irealment Retreement Account Samaren( ORM orrly): Rome the IRS resubod vaam:Dons lor Mo taren ard pf4 nam IRS FOOI 5498 Feit marker velue is baud en ire berent ndue as of Domme« 31 ot tho pranous yoar and wil bo aansnee, l0 tre Infomal Reucenue Saam°. PedonnanceSummery:Atondor »bi snood porildio pedarnance end Ira wreelized gaine end • your Niuro ruestrnore stratopy. Account Poolban: New yow wriestmoms a iho arren motet vat»and ccerparo the omme ceel to ese weeelued gaine and losse, n yOur panne Original coat is estigned using the enten. rinteut (FIFOI melhod, snob assumee me ani Moves yen set ere those you p$Challed etst lbo eslimaled erreostmoni encome2 and averago cast per share are dedayed lor your Nieren°. Ine odest dweilt» date e ShOon kir an telion 01 you hokreg Ptidah. ACCOunt Actidty: Al amor" eclidly is neen/ delhed, bied in date Order. ard relleded n Me doen:wast, Manco. Treden ~tang Settlen»M: Gonlirm yen< ...Wed tredes Wil e sen/amen date aller moren Ø. Ireso trareastens all te rellootod n me Account Anne), sabon non rromn. Onlin• Cash Services TioreastiOn Delen: Cash management &annalen , 'hal cleered dwing els statemen: ropoliic benul. ndudng check. debil card and MLI adam. are tisted in dato deb. Onbne Cash Services Summary: tred' ard deta !ren:maan wals lor tho cunord statement telbare) indOel &e sumnavized. IWMOuel treneaCtern eie ~Intimi rOue lo rondweg adummens. tho stmoment deals may not aval no statement totals. rellinaled Anne/ Won» end Eserreted Annuel neb nikten ere baud upon Ille nuMbn a slums oma) or ~rom vak,* Dalane as ol the statement dala an] ma nest rotohl duidend rek Or Cash Pekt panda/ GENERAL INFORMATION TO Omentrado does not provde legal or lal mine. Please consult your WO ~mot or las OCCOuntent wan Mc enery. A8 e illeneted innebry parate.. pose COrnevabens may be te0Ortied br Sally 00nird and liansettiOn verilirabal PurpOsea. For TO Amentrade hsehnonal dere. your adreot hen es si:parate trom and not afplooi vah TO Aincreracb. Inc. a TO Arratrado Ooaeng, tic., ard oach lam es ml tosponstlo la Me PrOdxls end seneos 01 Me ener. Accwacy of Report:H you fine any errors or omissie:~ In yam account statement you ehould immadiainy colt us el the ~Met baad on page One 01 your statement. You Mould else contact our Omring ruw TD Amoeben> Clearing, Inc. el 8004694900. Fleaso romen mc statsmon care -141y. II you daga* sub any transamort or el Mae are any orde er °minnere. please rally e Client Services represeMethe d your kar braai 0.00. es wel as 10 Amolrado Clean- g. lno, in wrong wem ton (10) day: of your romig or dm ettornen. Am wei ettmente Mei you hing ~de to ra share, be COMmeed in airco The statement Oh anenes be COreidered *netoog. Rome ~elf os prompily 01 any charge, in yor GOM& information. Dereedions Mede* On your rcpon wil be concbston~ed acarfalourdoss you rooie TD Amatradoernmochotay. Account Prolectbn: Deposes tob by TO flank. NA ard TD Dar* USA. N,A. aro nsured by dM FDIC COUered by SIPC) up 10 1250.600. Limit* Bie per 8•CCOunl oymerdlO per ~dienen. TO leem more (Neut FDIC COvearge pC, t Yam 101040v. SeCtrIleS. indoet® ~Nat lunet., held in your erehaag.° ACCOunt are rel depent. Or oblipalions of. or gumanteed by. any bank. are not FOIC.inswed. and 'molm envestment nsks. indudrg posstle loss ol princpal. TD Amentrade is a momber ol the &morilles Invoel« Promoten Corporalion (51PC'). which uraan: secure*: antoniem of els merrbers up lo 5500.000 (inceading S250.000 lor claims fes cash). Explanalory brochure is overlade on requesI at www.sipc.ag. Addirendly. TO Ardente* pr<MOS Mia deed $149.5 milion wede ol prolection for SeCudilee Bad 32 milen 01 pannen fa cash Wou» ilepOlemental courage provided by London beurelt h Me «MI Ot a beknot infoirency, a dient may radar ~Cents doe kOM die trustee In nanduPtcY and IhOn SIPC, SiSmental covompo d pad oul Muf tho trustee and ØPC payouls ard Ør such coverage bun dort es inreed to a combrod return ot 3152 ~ion kom e trustee. SIPC and London immers The TO Myedirade lapplenental coverago los an aggregato km ol 1600 muon amr all cum:mors. TMs polcy stondes COvereare loiening adam° intblancy ord tb» 001 preien Manen Nu in makel val» ot lno securdos Ar, invomment h a money neldtel lund e not 'naad 0( garardeed by Me Federt Depots Insuranar Corporabon TFOICI ce any olim paranrnixt money Mbo* go funds treek 10 preline the web, er Wig Onalment el S 00 p« store. d is pOubb 10 108e money by invoelen n a money mantel fund. Diddeeda we 49~0 dely end padaernmstod mortsy. TI» prospectus amens Ibis ard odia impariart rtormaron Reed the prospect». andelO beame tweeling. NiOn-depteil in/Mimend red tor your broker.dealer aro NOT FDIC NSURED, NOT BANK GUARANTEED r MAT LOSE VALDE, The beknot in Mg bank depOsil amant Of Weet Cr yOur money medel weal fund con te lquidatcd on your order. and the voorrede returrod to wat nawees account or rentale, byta Tv ~eng: The pC4dO oporl b ne e lar Moment You se weke Ferm 1609b «wel Mx nmeeng n oxrpla- so Mb NS roasownis indudes makt we:~ dredenls. pØ gore. boei ~1 end stres °roemen Some permeria &e eubjeCt 10 reckesncelOn nbidr dl to~aal oe Armeraxer Lar mcces NY tbers: ComEaus. W lol and patenen= cOSonng and G&IShatPa are olltrOd ad omdat«) by COI thaDORPORATO) 11) rmenwle is not repOrebb b Me rekdrn ottray cl Mo ~mam ID Arnonnao ad ts Inkrmaion ~Mes FPismiers1 do nol guarentee mo lto", d mo inkmdlon and data Ø~O. Cal NCCEPCEMIED b 680~e conainy end end ankted wel 1Drmerbede Mater and Options Account Agreements: Promo,/ a/daalt) Amon:rade n ming or any Mono, in your invomment closcures or kornel stuabon as thoy parain to your mank, OrØgM eCcOunt egreernenis A summary 01 eammissions and charge, inCurred witi me «mom ol opeons transamons Is walen*. Oren krekel Pdoas: Die marot ansa d scones ham ban tetanta. ~tb hem qx<okn ~OS red Oma hiependert sans Vabee we baad On pre dost» pron me mom bermen me bd ad antng coros Gana rreesols. I no racket alois anale Me a ~Om *ent* Oh« independent ~Ot he &tuft éS Waal to being ~stal dt abl.Pnxd CNP)_ volumons your potlno rured me ideeded as 90104, OtaTaban ad stro dora gewante bb aurery dry socurtes pact Ucromp baden postcns tro solo«, ~g n'e ~enne baboe ad ne ~MI makel priCe nOttlen, reped vekekont ake' nO1 tagccon sales procoot, Toa seo:nday moed la Gat!~ ot erepost: (CDs) n arstaly houd and Me e:kur maks mor be 0~r from me Øen ake MannenIda er ptxtd may rooit tem lde solo deel) per to husbry. Doen ster Fred Worm Øreos wade ciferomyIn.T man) smunses and dorst trado oi a kpd exchange. Rina nov Wan mie OTC bor de °Dunks: ~end nade' kouder man« aa ta 1 0 Sed your Padcn to rratutylhombol b:n:bona to momma rooit n a bos d prilapa. Non Standard Arams 04Tai aso tippery ~renend in broa postpalm program socurtes !praxis/'n:. lentod tublIty combinen. er red eden taprat oudst convedtypcds. primo mouty. pee» deel a hedge bob. teS86 ere Weed, ibud irmaimerve ad do not lade ot e nasa., sauna wharge a dro Naam Stoa Malt. lto aua enmo lor woonstwarts se ~Wed wiknee dei d heen wrkke ~hals hokten> bul nol kined l independed opwas*, tbc propan: nV bon. are« Wad partybeo offers tut har:boon prorded by to ~mormel. xrvinurast. anda game osh aman er by a threpary ander ~out inca:penden wreden by DJ ~e. Wroet mei rol reik« Ine Merel ~me pica snul trassil tauo a be roa bod razn rommicn t al orartWed valse card be ~karn OVOugh tese methode. Me autdcn mar be remled es Nanl'ited CM') Fa addlend deed mgamnp waaien la WeStardard ka pene coma Ooi Sonar- Dom ~Broers rond wao:1u~ the SIPC, Aram Rao Sacurbra CARS)Prong: Tro makelmem la AAS secur~No ban caancd. d~We. Iran panden emirs or Wei hdepedere ~eo lhe mosay ol ire domis nol garankel Ila natra wao a ra J.Stb. TD Molmde dl aso to SAS paan. tang eb ceroderwn bon to equay avd undearrig mat quaty. Die SAS ~kei a amtry enerandrig e ank Of Øy end. esa ~A diere an be ro wanne, tel bah 9000ben an to sold rader paart ~bs optici -n. REGULATORY DISCLOSURES MI mam:bons aro abject to ie me consmubon. Na. togularens. clowns and ~ges Or Me exchange Ofingkel. and iie deetagrouse. e eng. on snob *och trendins eie «rauwe: tui loden b 0. indultng Secumos Ad el 1933 and go S«urtes EY ouncriDO m in Veen t : For an envaser brochure mat maas intormabon Oosabng FINRA's Piano Dadosuro Prepam. dente Contact FINRAat 030-289.9?99 Of ~w.linnOrg. lbo interest rato Mom la TO Amor/rade Cash a laken trom 0.e opdeelde entecost rato eer lor the Merkel lakse Manco n Me TO AmettredeCarth. as OIO» delement °Osiris date Simple irscrest es acnxe deer based on the interestrato la applsatio toodd, dofs balende. Financieel Statement Notireation: Wo mammae ol Manou) condton lor TO Omentrado ~leb» tslce a year and may be °aantel al nO Oost via me intomen el Mena‘wratotrnentradeconylinanciatimemontloN. °neon Marmert MI short omity omen panons and soms index opton pontons are ~lal» lor assignment. botte tinign~il noties kir Muty 0f inden options are tendomly alocalod amang all clromi shon posoons by an aulomatod proceckwe. Free Credit ~noes (Rob 15034 a 3): Onder me dient protection naos. wo may uso tree 0006 beknes n yOur MCOunt n Ine «Ohm/ Wast ol otit banen ',Midi ere malde to sau on dorheid. Maner A000unie iRepuladon TkIlyou have a ramin account. Ca report d a combnaten ol YOur "trein «Sant adelt:edel memorandum moot« Tredng on meren poses °dellen.] niks and a not sutatio lor all investors. A complot° lol or the rek: assocnied van rotan trering is (welaan in me meren rek disdoeure downere. YOu may oblein e copy Or Ms document by eneeling us ei M momber feled On Page One ot put statement. Paymenl lor Order Row (SEC Robs 606 and 607): In somo crcummancos. TO Amordralo recents comperaabon le dromm canon anairrocounta and emoe °duo orda lbo, to wedled mafkees. alles eg dealers tiredet Genera). COmpensabon is in tre lom/ a e per share cash payment. h addlron. TO Amatrade aso may memo carpensalon tobbe to ne breien (urency exchange Component el trenablions h kier nawees erom abdel Ceders *zwang sikh 1Øs Wo post gallary report: discborg lbo vonues lor «dor rorang oxecueon ot wombarratradocom A wattencopy is overal:ba mon ~Jou. Ii is our pclicy. absent dort orders to Mo military. to snoot braafs. doalors. ard makro makt baad On Me (Willy le provde bed e.recebon and the telery Ot seebng pla improuemord cm markot orden. Poco improvetvent,s aV311.1010 unief oenen marker condooms. and me regelen, money exocutoy. to lest lor :wil impromment e avalable. Trede ConarmetiOnt (Dub 1Ø10):M1contrmelions ere PeremilledOn ne Isnatten dele Tem»: Tranuotions in biegn seeurilies (indweng bieign tanntan ADR! tlal Iree° htre LLS.) inn include torn ard loos charpod by tre kroon marken of goeemmenls. van may be Metier,in Ine Aria ol to security Of cherOed Man adeperdent ene ilen Praam, POlky Netilkillon: A copy of Me TO Amen:Neb Phety PONY is angeble el wavr.klamcgindoccm Cabine Sormrides: The elocaeon ol peda] retlemplons or care ie done tong a pools baby synem. A dorsapion ol ere proombres tor tuninte &reumlos Is overeen on menie or ban top*: aro muntte usonfocpor.i. in case ol enered (Nesten. !lul your EledrOniC Fund %adem please CO led 8 el 1.200 669.3900, ot n ming to P,O, box 2209. Omarm. NE 68103. or by omen al dierreenrkes0108Mereilide.COrn 11» ~weten cOnteined n mui Marot statement shag be bndng ogen you el you do not obied wthn 'Jay NO) day: lor any handser of lutos papa to Raniabon E. toch as ATM and pon ot.me taalas. doe transactions. deren dopmes. ard sitheiremb We must har Oom you ro later Puin 60 dage eller we sent var The FEST statement ai whsh Me error or problem appearcd. (I /Tee us yeer ren» end account natter (2) Oincerethe error er the aandoe you aro unsuro ou t. ard oxplan as deer, as you can wny you bolero nis an orror or why you nood moro inlormalron. (3) Tea us Ine doder amouni of ene surbected error. Wo oh marmerde your °omplant and wil correct any error promptly. N wo take more man 10 busreis das lo do ges. se wil dan your °MOM kor Me emotie yOu Mink is n error. ame you wil navo eo uso ol the rricnoy dunne tho trio t takes us to caesar:c our match:aten. AtiM 1500714 SDNY_GM_00012128

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TO Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/19 - 06/30/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Period Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value $0.03 Prior Value ($0.38) 0.38 Change Change $0.41 (0.38) (100.0)% Estimated Estimated Income Yield $ Total $0.03 $ 0.00 Cash Activi Summa Current YTD $0.03 $ 0.00 Income & Ex • ense Summar Reportable Non Reportable YTD Portfolio Allocation 0.0% • Cash 100.0% frrrimvrrrri Opening Balance ($0M) $ - Income Cost Basis As Of - 0640/19 " $ - Securities Purchased Dividends $11,025.00 $ - $57,245.31 Unrealized Gains Securities Sold 2,435,255.25 Interest 0.03 345,256.24 Unrealized Losses Funds Deposited 4,534,144.52 Other Funds Deposited/(Disbursed)m (4,105,021.09) Funds Disbursed (11,025.00) (8,639,165.61) Expense Income/(Expense)"° 402,401.55 Income 11,025.03 402,501.55 Interest Securities Received/(Delivered)"' (5,475,032.22) Expense (100.00) Fees (100.00) -To view realized gains and losses for your account, login at Other 0.38 1,267,364.32 Other vraw.tdemerinade.com and visit My Accounl Galn/Loss. Closing Balance $0.03 $0,03 Net $11,025.03 $0.00 $402,401.55 page 1o14 CONFIDENTIAL S0NY_GM_00012129 EFTA_00122780

Statement for Account # 867-730320 06/01/19 - 06/30/19 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal DEBITS Checks Paid Electronic Transfer Subtotal TOTAL Current S 0.00 $ (11.025.00) (11.025.00) (11,025.00) Year To Date $ 1,000,000.00 1,000,000.00 $ (11,025.38) (8,628,140.23) (8,639,165.61) (7,639,165.61) Income Summary Detail* Description Interest Income - Securities Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest Current $ 0.00 0.00 0.03 11,025.00 0.00 Year to Date $ 345,253.29 (100.00) 2.95 57,245.31 8,634.97 'This section displays einem and year to date taxation values for thIS account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Online Cash Services Transaction Detail Category DEBITS Checks Paid Subtotal Transaction Date Description 06/21/2019 CASH DISBURSEMENT TOTAL Amount $ (11,025.00) (11,025.00) (11,025.00) ccount Active Trade Settle Date Date Acct Type Transaction/ Cash Activity' Symbol! Description CUSIP Quantity Price Amount Balance Opening Balance ($0.38) 06/28/19 06/28/19 Cash Div/Int - Income INTEREST CREDIT $ 0.00 $ 0.03 (0.35) Payable: 06/28/2019 06/03/19 06/03/19 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 0.38 0.03 DEPOSIT ACCOUNT page 2 o14 CONFIDENTIAL SDNY_GM_00012130 EF1'A_00122781

Statement for Account # 867-730320 06/01/19 - 06/30/19 Account Activit Trade Settle Acct Transaction Data Date Type Cash Activity* 06/10/19 06/10/19 Margin Divfint - Income COM Payable: 06/10/2019 OUALIFIED DIVIDENDS11025.00 06/21/19 06/21/19 Margin CM 15437407 - Funds CASH DISBURSEMENT Disbursed Description UNITED TECHNOLOGIES CORP UTX Symbol/ CUSIP Quantity Price Amount Balance 0.00 11,025.00 11,025.03 0.00 (11,025.00) 0.03 Closing Balance 'For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. $0.03 TD Ameritrade Cash Interest Credit/Ex . - nse Credit Balance $ 11,025.00 Begin Date 06/10/19 Margin Balance $ Number of Days 11 Total Interest Income/(Expense) Interest Rate 0.01 Interest Debited S. $ 0.00 Interest Credited $ 0.03 $0.03 Insured De. osit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 06/03/19 06/03/19 Delivered FDIC INSURED DEPOSIT ACCOUNT PLUS NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT Closing Balance FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-Insured up to applicable limits and held by one or more banks ['Program Banks'). Two of the Program Banks are TO Bank. N.A. and TD Baia USA. NA. both affiliates of TO Arnenuade. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount $ (0.38) Balance $0.38 0.00 $ 0.00 Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://unwndameritrade.com/financialstatement.html or by contacting TD Ameritrade Clearing, Inc. at 1.800.669.3900. As of March 31, 2019, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $3.3 billion and $469.4 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington D.C. and the Denver, CO office of the Commission. page 3 of 4 CONFIDENTIAL SDNY_GM_00012131 EFTA_00122782

Statement for Account # 867-730320 06/01/19 - 06/30/19 Important Information FINRA INFORMATION Required Annual FINRA Information: Investors may request disclosable background information on any U.S. licensed broker or broker-dealer via FINRA's BrokerCheck, a free online tool. Visit brokercheck.finra.org. Additionally, FINRA has a brochure which describes the BrokerCheck program. You may request this brochure either through the FINRA web site www.finra.org or by calling (800) 289.9999, the BrokerCheck Hotline Number. page 4 o14 CONFIDENTIAL SDNY_GM_00012132 EFTA_00122783

1D Ameritrade BOX 25" OMAHA 6.E 68103.2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012133 EFTA_00122784

Terms and Conditions STATEMENT GUIDE t) stondes mortlay Portklio Moore lor accoums anti acverty and quanody repons tv nam vo accounts vara anels.i Portfolio Sommen ,: DOW Ile currenl Ma a yOur 000010 as Of !he NpOd dele end ~vorm ir to me prior month.r TI» end elICWOOn Moeite yOut sealde diverenCalion by invesimert type KM* dbmteres onder 5% ese be geoogst] mto go calegory ol "Gnoe" in 0.e pa Man. Mandm Emily - Teder AccouM EituinalT0181 LOM laregineble lakte • Total Short Wikte) Activity Summery: Tne opening and doling cash blanca are reconcred nero lor ytra epiek retereice Al account actmte is swrimanzod lor me aurora ponod and yeti o dato. booms a Expense Suranary (nervIRM only): secton deins the incomo ard comense tOtaH (rom ve Attivey Summair end dennen the les irealment Retreement Account Samaren( ORM orrly): Rome the IRS resubod vaam:Dons lor Mo taren ard pf4 nam IRS FOOI 5498 Feit marker velue is baud en ire berent ndue as of Domme« 31 ot tho pranous yoar and wil bo aansnee, l0 tre Infomal Reucenue Saam°. PedonnanceSummery:Atondor »bi snood porildio pedarnance end Ira wreelized gaine end • your Niuro ruestrnore stratopy. Account Poolban: New yow wriestmoms a iho arren motet vat»and ccerparo the omme ceel to ese weeelued gaine and losse, n yOur panne Original coat is estigned using the enten. rinteut (FIFOI melhod, snob assumee me ani Moves yen set ere those you p$Challed etst lbo eslimaled erreostmoni encome2 and averago cast per share are dedayed lor your Nieren°. Ine odest dweilt» date e ShOon kir an telion 01 you hokreg Ptidah. ACCOunt Actidty: Al amor" eclidly is neen/ delhed, bied in date Order. ard relleded n Me doen:wast, Manco. Treden ~tang Settlen»M: Gonlirm yen< ...Wed tredes Wil e sen/amen date aller moren Ø. Ireso trareastens all te rellootod n me Account Anne), sabon non rromn. Onlin• Cash Services TioreastiOn Delen: Cash management &annalen , 'hal cleered dwing els statemen: ropoliic benul. ndudng check. debil card and MLI adam. are tisted in dato deb. Onbne Cash Services Summary: tred' ard deta !ren:maan wals lor tho cunord statement telbare) indOel &e sumnavized. IWMOuel treneaCtern eie ~Intimi rOue lo rondweg adummens. tho stmoment deals may not aval no statement totals. rellinaled Anne/ Won» end Eserreted Annuel neb nikten ere baud upon Ille nuMbn a slums oma) or ~rom vak,* Dalane as ol the statement dala an] ma nest rotohl duidend rek Or Cash Pekt panda/ GENERAL INFORMATION TO Omentrado does not provde legal or lal mine. Please consult your WO ~mot or las OCCOuntent wan Mc enery. A8 e illeneted innebry parate.. pose COrnevabens may be te0Ortied br Sally 00nird and liansettiOn verilirabal PurpOsea. For TO Amentrade hsehnonal dere. your adreot hen es si:parate trom and not afplooi vah TO Aincreracb. Inc. a TO Arratrado Ooaeng, tic., ard oach lam es ml tosponstlo la Me PrOdxls end seneos 01 Me ener. Accwacy of Report:H you fine any errors or omissie:~ In yam account statement you ehould immadiainy colt us el the ~Met baad on page One 01 your statement. You Mould else contact our Omring ruw TD Amoeben> Clearing, Inc. el 8004694900. Fleaso romen mc statsmon care -141y. II you daga* sub any transamort or el Mae are any orde er °minnere. please rally e Client Services represeMethe d your kar braai 0.00. es wel as 10 Amolrado Clean- g. lno, in wrong wem ton (10) day: of your romig or dm ettornen. Am wei ettmente Mei you hing ~de to ra share, be COMmeed in airco The statement Oh anenes be COreidered *netoog. Rome ~elf os prompily 01 any charge, in yor GOM& information. Dereedions Mede* On your rcpon wil be concbston~ed acarfalourdoss you rooie TD Amatradoernmochotay. Account Prolectbn: Deposes tob by TO flank. NA ard TD Dar* USA. N,A. aro nsured by dM FDIC COUered by SIPC) up 10 1250.600. Limit* Bie per 8•CCOunl oymerdlO per ~dienen. TO leem more (Neut FDIC COvearge pC, t Yam 101040v. SeCtrIleS. indoet® ~Nat lunet., held in your erehaag.° ACCOunt are rel depent. Or oblipalions of. or gumanteed by. any bank. are not FOIC.inswed. and 'molm envestment nsks. indudrg posstle loss ol princpal. TD Amentrade is a momber ol the &morilles Invoel« Promoten Corporalion (51PC'). which uraan: secure*: antoniem of els merrbers up lo 5500.000 (inceading S250.000 lor claims fes cash). Explanalory brochure is overlade on requesI www.sipc.ag. Addirendly. TO Ardente* pr<MOS Mia deed $149.5 milion wede ol prolection for SeCudilee Bad 32 milen 01 pannen fa cash Wou» ilepOlemental courage provided by London beurelt h Me «MI Ot a beknot infoirency, a dient may radar ~Cents doe kOM die trustee In nanduPtcY and IhOn SIPC, SiSmental covompo d pad oul Muf tho trustee and ØPC payouls ard Ør such coverage bun dort es inreed to a combrod return ot 3152 ~ion kom e trustee. SIPC and London immers The TO Myedirade lapplenental coverago los an aggregato km ol 1600 muon amr all cum:mors. TMs polcy stondes COvereare loiening adam° intblancy ord tb» 001 preien Manen Nu in makel val» ot lno securdos Ar, invomment h a money neldtel lund e not 'naad 0( garardeed by Me Federt Depots Insuranar Corporabon TFOICI ce any olim paranrnixt money Mbo* go funds treek 10 preline the web, er Wig Onalment el S 00 p« store. d is pOubb 10 108e money by invoelen n a money mantel fund. Diddeeda we 49~0 dely end padaernmstod mortsy. TI» prospectus amens Ibis ard odia impariart rtormaron Reed the prospect». andelO beame tweeling. NiOn-depteil in/Mimend red tor your broker.dealer aro NOT FDIC NSURED, NOT BANK GUARANTEED r MAT LOSE VALDE, The beknot in Mg bank depOsil amant Of Weet Cr yOur money medel weal fund con te lquidatcd on your order. and the voorrede returrod to wat nawees account or rentale, byta Tv ~eng: The pC4dO oporl b ne e lar Moment You se weke Ferm 1609b «wel Mx nmeeng n oxrpla- so Mb NS roasownis indudes makt we:~ dredenls. pØ gore. boei ~1 end stres °roemen Some permeria &e eubjeCt 10 reckesncelOn nbidr dl to~aal oe Armeraxer Lar mcces NY tbers: ComEaus. W lol and patenen= cOSonng and G&IShatPa are olltrOd ad omdat«) by COI thaDORPORATO) 11) rmenwle is not repOrebb b Me rekdrn ottray cl Mo ~mam ID Arnonnao ad ts Inkrmaion ~Mes FPismiers1 do nol guarentee mo lto", d mo inkmdlon and data Ø~O. Cal NCCEPCEMIED b 680~e conainy end end ankted wel 1Drmerbede Mater and Options Account Agreements: Promo,/ a/daalt) Amon:rade n ming or any Mono, in your invomment closcures or kornel stuabon as thoy parain to your mank, OrØgM eCcOunt egreernenis A summary 01 eammissions and charge, inCurred witi me «mom ol opeons transamons Is walen*. Oren krekel Pdoas: Die marot ansa d scones ham ban tetanta. ~tb hem qx<okn ~OS red Oma hiependert sans Vabee we baad On pre dost» pron me mom bermen me bd ad antng coros Gana rreesols. I no racket alois anale Me a ~Om *ent* Oh« independent ~Ot he &tuft éS Waal to being ~stal dt abl.Pnxd CNP)_ volumons your potlno rured me ideeded as 90104, OtaTaban ad stro dora gewante bb aurery dry socurtes pact Ucromp baden postcns tro solo«, ~g n'e ~enne baboe ad ne ~MI makel priCe nOttlen, reped vekekont ake' nO1 tagccon sales procoot, Toa seo:nday moed la Gat!~ ot erepost: (CDs) n arstaly houd and Me !dure maks mor be 0~r from me Øen ake MannenIda er ptxtd may rooit tem lde solo deel) per to husbry. Doen ster Fred Worm Øreos wade ciferomyIn.T man) smunses and dorst trado oi a kpd exchange. Rina nov Wan mie OTC bor de °Dunks: ~end nade' kouder man« aa ta 1 0 Sed your Padcn to rratutylhombol b:n:bona to momma rooit n a bos d prilapa. Non Standard Arams 04Tai aso tippery ~renend in broa postpalm program socurtes !praxis/'n:. lentod tublIty combinen. er red eden taprat oudst convedtypcds. primo mouty. pee» deel a hedge Ø. teS86 ere Weed, ibud irmaimerve ad do not lade ot e nasa., sauna wharge a dro Naam Stoa Malt. lto aua enmo lor woonstwarts se ~Wed wiknee dei d heen wrkke ~hals hokten> bul nol kined l independent opwas*, tbc propan: nV bon. are« Wad partybeo offers tut har:boon prorded by to ~mormel. xrvinurast. anda game osh aman er by a threpary ander ~out inca:penden wreden by DJ ~e. Wroet mei rol reik« Ine Merel ~me pica snul trassil tauo a be roa bod razn rommicn t al orartWed valse card be ~karn OVOugh tese methode. Me autdcn mar be remled es Nanl'ited CM') Fa addlend deed mgamnp waaien la WeStardard ka pene coma Ooi Sonar- Dom ~Broers rond wao:1u~ the SIPC, Aram Rao Sacurbra CARS)Prong: Tro makelmem la AAS secur~No ban caancd. d~We. Iran panden emirs or Wei hdepedere ~eo lhe mosay ol ire domis nol garankel Ila natra wao a ra J.Stb. TD Molmde dl aso to SAS paan. tang eb ceroderwn bon to equay avd undearrig mat quaty. Die SAS ~kei a amtry enerandrig e ank Of Øy end. esa ~A diere an be ro wanne, tel bah 9000ben an to sold rader paart ~bs optici -n. REGULATORY DISCLOSURES MI mam:bons aro abject to ie me consmubon. Na. togularens. clowns and ~ges Or Me exchange Ofingkel. and iie deetagrouse. e eng. on snob *och trendins eie «rauwe: tui loden b 0. indultng Secumos Ad el 1933 and go S«urtes EY ouncriDO m in Veen t : For an envaser brochure mat maas intormabon Oosabng FINRA's Piano Dadosuro Prepam. dente Contact FINRAat 030-289.9?99 Of ~w.linnOrg. lbo interest rato Mom la TO Amor/rade Cash a laken trom 0.e opdeelde entecost rato eer lor the Merkel lakse Manco n Me TO AmettredeCarth. as OIO» delement °Osiris date Simple irscrest es acnxe deer based on the interestrato la applsatio toodd, dofs balende. Financieel Statement Notireation: Wo mammae ol Manou) condton lor TO Omentrado ~leb» tslce a year and may be °aantel al nO Oost via me intomen el Mena‘wratotrnentradeconylinanciatimemontloN. °neon Marmert MI short omity omen panons and soms index opton pontons are ~lal» lor assignment. botte tinign~il noties kir Muty 0f inden options are tendomly alocalod amang all clromi shon posoons by an aulomatod proceckwe. Free Credit ~noes (Rob 15034 a 3): Onder me dient protection naos. wo may uso tree 0006 beknes n yOur MCOunt n Ine «Ohm/ Wast ol otit banen ',Midi ere malde to sau on dorheid. Maner A000unie iRepuladon TkIlyou have a ramin account. Ca report d a combnaten ol YOur "trein «Sant adelt:edel memorandum moot« Tredng on meren poses °dellen.] niks and a not sutatio lor all investors. A complot° lol or the rek: assocnied van rotan trering is (welaan in me meren rek disdoeure downere. YOu may oblein e copy Or Ms document by eneeling us ei M momber feled On Page One ot put statement. Paymenl lor Order Row (SEC Robs 606 and 607): In somo crcummancos. TO Amordralo recents comperaabon le dromm canon anairrocounta and emoe °duo orda lbo, to wedled mafkees. alles eg dealers tiredet Genera). COmpensabon is in tre lom/ a e per share cash payment. h addlron. TO Amatrade aso may memo carpensalon tobbe to ne breien (urency exchange Component el trenablions h kier nawees erom abdel Ceders *zwang sikh 1Øs Wo post gallary report: discborg lbo vonues lor «dor rorang oxecueon ot wombarratradocom A wattencopy is overal:ba mon ~Jou. Ii is our pclicy. absent dort orders to Mo military. to snoot braafs. doalors. ard makro makt baad On Me (Willy le provde bed e.recebon and the telery Ot seebng pla improuemord cm markot orden. Poco improvetvent,s aV311.1010 unief oenen marker condooms. and me regelen, money exocutoy. to lest lor :wil impromment e avalable. Trede ConarmetiOnt (Dub 1Ø10):M1contrmelions ere PeremilledOn ne Isnatten dele Tem»: Tranuotions in biegn seeurilies (indweng bieign tanntan ADR! tlal Iree° htre LLS.) inn include torn ard loos charpod by tre kroon marken of goeemmenls. van may be Metier,in Ine Aria ol to security Of cherOed Man adeperdent ene ilen Praam, POlky Netilkillon: A copy of Me TO Amen:Neb Phety PONY is angeble el wavr.klamcgindoccm Cabine Sormrides: The elocaeon ol peda] retlemplons or care ie done tong a pools baby synem. A dorsapion ol ere proombres tor tuninte &reumlos Is overeen on menie or ban top*: aro muntte usonfocpor.i. in case ol enered (Nesten. !lul your EledrOniC Fund %adem please CO led 8 el 1.200 669.3900, ot n ming to P,O, box 2209. Omarm. NE 68103. or by omen al dierreenrkes0108Mereilide.COrn 11» ~weten cOnteined n mui Marot statement shag be bndng ogen you el you do not obied wthn 'Jay NO) day: lor any handser of lutis papa to Raniabon E. toch as ATM and pon ot.me taalas. doe transactions. deren dopmes. ard sitheiremb We must har Oom you ro later Puin 60 dage eller we sent var The FEST statement ai whsh Me error or problem appearcd. (I /Tee us yeer ren» end account natter (2) Oincerethe error er the aandoe you aro unsuro ou t. ard oxplan as deer, as you can wny you bolero nis an orror or why you nood moro inlormalron. (3) Tea us Ine doder amouni of ene surbected error. Wo oh marmerde your °omplant and wil correct any error promptly. N wo take more man 10 busreis das lo do ges. se wil dan your °MOM kor Me emotie yOu Mink is n error. ame you wil navo eo uso ol the rricnoy dunne tho trio t takes us to caesar:c our match:aten. AtiM 1500714 SDNY_GM_00012134 EFTA_00122785

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/19 - 07/31/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Period Chan $ Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value $0.03 Total $0.03 Prior Value $0.03 $0.03 Cash Activi Summa Current YTD e Change $ 0.00 Estimated Estimated Income Yield $ $ 0.00 Income & Ex • ense Summa Reportable Non Reportable YTD Portfolio Allocation 0.0% Cash 100.0% Rairmirtnirrirt Opening Balance $0.03 $ - Income Cost Basis As Of 07/31/19 " $ - Securities Purchased Dividends S - $ - $57,245.31 Unrealized Gains Securities Sold 2,435,255.25 Interest 345,256.24 Unrealized Losses Funds Deposited 4,534,144.52 Other Funds Deposited/(Disbursed)YM (4,105,021.09) Funds Disbursed (8,639,165.61) Expense Income/(Expense)n° 402,401.55 Income 402,501.55 Interest Securities Received/(Delivered)r° (5,475,032.22) Expense (100.00) Fees (100.00) **To view realized gains and losses for your account, login al Other 1,267,364.32 Other vnewidamerlIzade.com and visit My Account Claln/Loss. Closing Balance $0.03 $0.03 Net $0.00 $0.00 $402,401.55 page 1 o12 CONFIDENTIAL SDNY_GM_00012135

Statement for Account # 867-730320 07/01/19 - 07/31/19 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal DEBITS Checks Paid Electronic Transfer Subtotal $ - 0.00 $ - 0.00 $ 1,000,000.00 1,000,000.00 $ (11,025.38) (8,628,140.23) (8,639,165.61) TOTAL 0.00 (7,639,165.61) Income Summary Detail' Description Current Year to Date Interest income - Securities Ordinary Dividends Interest Income Credit Balance Qualified Dividends IDA Interest $ 0.00 0.00 0.00 0.00 0.00 $ 345,253.29 (100.00) 2.95 57,245.31 8,634.97 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. page 2 of 2 CONFIDENTIAL SDNY_GM_00012138 EFTA_00122787

1D Ameritrade P BOX 25" OMAHA NE 68103 2577 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS. VI 00802-1348 CONFIDENTIAL SDNY_GM_00012137

Terms and Conditions STATEMENT GUIDE t) stondes mortlay Portklio Moore lor accoums anti acverty and quanody repons tv nam vo accounts vara anels.i Portfolio Sommen ,: DOW Ile currenl Ma a yOur 000010 as Of !he NpOd dele end ~vorm ir to me prior month.r TI» end elICWOOn Moeite yOut sealde diverenCalion by invesimert type KM* dbmteres onder 5% ese be geoogst] mto go calegory ol "Gnoe" in 0.e pa Man. Mandm Emily - Teder AccouM EituinalT0181 LOM laregineble lakte • Total Short Wikte) Activity Summery: Tne opening and doling cash blanca are reconcred nero lor ytra epiek retereice Al account actmte is swrimanzod lor me aurora ponod and yeti o dato. booms a Expense Suranary (nervIRM only): secton deins the incomo ard comense tOtaH (rom ve Attivey Summair end dennen the les irealment Retreement Account Samaren( ORM orrly): Rome the IRS resubod vaam:Dons lor Mo taren ard pf4 nam IRS FOOI 5498 Feit marker velue is baud en ire berent ndue as of Domme« 31 ot tho pranous yoar and wil bo aansnee, l0 tre Infomal Reucenue Saam°. PedonnanceSummery:Atondor »bi snood porildio pedarnance end Ira wreelized gaine end • your Niuro ruestrnore stratopy. Account Poolban: New yow wriestmoms a iho arren motet vat»and ccerparo the omme ceel to ese weeelued gaine and losse, n yOur panne Original coat is estigned using the enten. rinteut (FIFOI melhod, snob assumee me ani Moves yen set ere those you p$Challed etst lbo eslimaled erreostmoni encome2 and averago cast per share are dedayed lor your Nieren°. Ine odest dweilt» date e ShOon kir an telion 01 you hokreg Ptidah. ACCOunt Actidty: Al amor" eclidly is neen/ delhed, bied in date Order. ard relleded n Me doen:wast, Manco. Treden ~tang Settlen»M: Gonlirm yen< ...Wed tredes Wil e sen/amen date aller moren Ø. Ireso trareastens all te rellootod n me Account Anne), sabon non rromn. Onlin• Cash Services TioreastiOn Delen: Cash management &annalen , 'hal cleered dwing els statemen: ropoliic benul. ndudng check. debil card and MLI adam. are tisted in dato deb. Onbne Cash Services Summary: tred' ard deta !ren:maan wals lor tho cunord statement telbare) indOel &e sumnavized. IWMOuel treneaCtern eie ~Intimi rOue lo rondweg adummens. tho stmoment deals may not aval no statement totals. rellinaled Anne/ Won» end Eserreted Annuel neb nikten ere baud upon Ille nuMbn a slums oma) or ~rom vak,* Dalane as ol the statement dala an] ma nest rotohl duidend rek Or Cash Pekt panda/ GENERAL INFORMATION TO Omentrado does not provde legal or lal mine. Please consult your WO ~mot or las OCCOuntent wan Mc enery. A8 e illeneted innebry parate.. pose COrnevabens may be te0Ortied br Sally 00nird and liansettiOn verilirabal PurpOsea. For TO Amentrade hsehnonal dere. your adreot hen es si:parate trom and not afplooi vah TO Aincreracb. Inc. a TO Arratrado Ooaeng, tic., ard oach lam es ml tosponstlo la Me PrOdxls end seneos 01 Me ener. Accwacy of Report:H you fine any errors or omissie:~ In yam account statement you ehould immadiainy colt us el the ~Met baad on page One 01 your statement. You Mould else contact our Omring ruw TD Amoeben> Clearing, Inc. el 8004694900. Fleaso romen mc statsmon care -141y. II you daga* sub any transamort or el Mae are any orde er °minnere. please rally e Client Services represeMethe d your kar braai 0.00. es wel as 10 Amolrado Clean- g. lno, in wrong wem ton (10) day: of your romig or dm ettornen. Am wei ettmente Mei you hing ~de to ra share, be COMmeed in airco The statement Oh anenes be COreidered *netoog. Rome ~elf os prompily 01 any charge, in yor GOM& information. Dereedions Mede* On your rcpon wil be concbston~ed acarfalourdoss you rooie TD Amatradoernmochotay. Account Prolectbn: Deposes tob by TO flank. NA ard TD Dar* USA. N,A. aro nsured by dM FDIC COUered by SIPC) up 10 1250.600. Limit* Bie per 8•CCOunl oymerdlO per ~dienen. TO leem more (Neut FDIC COvearge pC, t Yam 101040v. SeCtrIleS. indoet® ~Nat lunet., held in your erehaag.° ACCOunt are rel depent. Or oblipalions of. or gumanteed by. any bank. are not FOIC.inswed. and 'molm envestment nsks. indudrg posstle loss ol princpal. TD Amentrade is a momber ol the &morilles Invoel« Promoten Corporalion (51PC'). which uraan: secure*: antoniem of els merrbers up lo 5500.000 (inceading S250.000 lor claims fes cash). Explanalory brochure is overlade on requesI www.sipc.ag. Addirendly. TO Ardente* pr<MOS Mia deed $149.5 milion wede ol prolection for SeCudilee Bad 32 milen 01 pannen fa cash Wou» ilepOlemental courage provided by London beurelt h Me «MI Ot a beknot infoirency, a dient may radar ~Cents doe kOM die trustee In nanduPtcY and IhOn SIPC, SiSmental covompo d pad oul Muf tho trustee and ØPC payouls ard Ør such coverage bun dort es inreed to a combrod return ot 3152 ~ion kom e trustee. SIPC and London immers The TO Myedirade lapplenental coverago los an aggregato km ol 1600 muon amr all cum:mors. TMs polcy stondes COvereare loiening adam° intblancy ord tb» 001 preien Manen Nu in makel val» ot lno securdos Ar, invomment h a money neldtel lund e not 'naad 0( garardeed by Me Federt Depots Insuranar Corporabon TFOICI ce any olim paranrnixt money Mbo* go funds treek 10 preline the web, er Wig Onalment el S 00 p« store. d is pOubb 10 108e money by invoelen n a money mantel fund. Diddeeda we 49~0 dely end padaernmstod mortsy. TI» prospectus amens Ibis ard odia impariart rtormaron Reed the prospect». andelO beame tweeling. NiOn-depteil in/Mimend red tor your broker.dealer aro NOT FDIC NSURED, NOT BANK GUARANTEED r MAT LOSE VALDE, The beknot in Mg bank depOsil amant Of Weet Cr yOur money medel weal fund con te lquidatcd on your order. and the voorrede returrod to wat nawees account or rentale, byta Tv ~eng: The pC4dO oporl b ne e lar Moment You se weke Ferm 1609b «wel Mx nmeeng n oxrpla- so Mb NS roasownis indudes makt we:~ dredenls. pØ gore. boei ~1 end stres °roemen Some permeria &e eubjeCt 10 reckesncelOn nbidr dl to~aal oe Armeraxer Lar mcces NY tbers: ComEaus. W lol and patenen= cOSonng and G&IShatPa are olltrOd ad omdat«) by COI thaDORPORATO) 11) rmenwle is not repOrebb b Me rekdrn ottray cl Mo ~mam ID Arnonnao ad ts Inkrmaion ~Mes FPismiers1 do nol guarentee mo lto", d mo inkmdlon and data Ø~O. Cal NCCEPCEMIED b 680~e conainy end end ankted wel 1Drmerbede Mater and Options Account Agreements: Promo,/ a/daalt) Amon:rade n ming or any Mono, in your invomment closcures or kornel stuabon as thoy parain to your mank, OrØgM eCcOunt egreernenis A summary 01 eammissions and charge, inCurred witi me «mom ol opeons transamons Is walen*. Oren krekel Pdoas: Die marot ansa d scones ham ban tetanta. ~tb hem qx<okn ~OS red Oma hiependert sans Vabee we baad On pre dost» pron me mom bermen me bd ad antng coros Gana rreesols. I no racket alois anale Me a ~Om *ent* Oh« independent ~Ot he &tuft éS Waal to being ~stal dt abl.Pnxd CNP)_ volumons your potlno rured me ideeded as 90104, OtaTaban ad stro dora gewante bb aurery dry socurtes pact Ucromp baden postcns tro solo«, ~g n'e ~enne baboe ad ne ~MI makel priCe nOttlen, reped vekekont ake' nO1 tagccon sales procoot, Toa seo:nday moed la Gat!~ ot erepost: (CDs) n arstaly houd and Me !dure maks mor be 0~r from me Økse ake MannenIda er ptxtd may rooit tem lde solo deel) per to husbry. Doen ster Fred Worm Øreos wade ciferomyIn.T man) smunses and dorst trado oi a kpd exchange. Rina nov Wan mie OTC bor de °Dunks: ~end nade' kouder man« aa ta 1 0 Sed your Padcn to rratutylhombol b:n:bona to momma rooit n a bos d prilapa. Non Standard Arams 04Tai aso tippery ~renend in broa postpalm program socurtes !praxis/'n:. lentod tublIty combinen. er red eden taprat oudst convedtypcds. primo mouty. pee» deel a hedge Ø. teS86 ere Weed, ibud irmaimerve ad do not lade ot e nasa., sauna wharge a dro Naam Stoa Malt. lto aua enmo lor woonstwarts se ~Wed wiknee dei d heen wrkke ~hals hokten> bul nol kined l independent opwas*, tbc propan: nV bon. are« Wad partybeo offers tut har:boon prorded by to ~mormel. xrvinurast. anda game osh aman er by a threpary ander ~out inca:penden wreden by DJ ~e. Wroet mei rol reik« Ine Merel ~me pica snul trassil tauo a be roa bod razn rommicn t al orartWed valse card be ~karn OVOugh tese methode. Me autdcn mar be remled es Nanl'ited CM') Fa addlend deed mgamnp waaien la WeStardard ka pene coma Ooi Sonar- Dom ~Broers rond wao:1u~ the SIPC, Aram Rao Sacurbra CARS)Prong: Tro makelmem la AAS secur~No ban caancd. d~We. Iran panden emirs or Wei hdepedere ~eo lhe mosay ol ire domis nol garankel Ila natra wao a ra J.Stb. TD Molmde dl aso to SAS paan. tang eb ceroderwn bon to equay avd undearrig mat quaty. Die SAS ~kei a amtry enerandrig e ank Of Øy end. esa ~A diere an be ro wanne, tel bah 9000ben an to sold rader paart ~bs optici -n. REGULATORY DISCLOSURES MI mam:bons aro abject to ie me consmubon. Na. togularens. clowns and ~ges Or Me exchange Ofingkel. and iie deetagrouse. e eng. on snob *och trendins eie «rauwe: tui loden b 0. indultng Secumos Ad el 1933 and go S«urtes EY ouncriDO m in Veen t : For an envaser brochure mat maas intormabon Oosabng FINRA's Piano Dadosuro Prepam. dente Contact FINRAat 030-289.9?99 Of ~w.linnOrg. lbo interest rato Mom la TO Amor/rade Cash a laken trom 0.e opdeelde entecost rato eer lor the Merkel lakse Manco n Me TO AmettredeCarth. as OIO» delement °Osiris date Simple irscrest es acnxe deer based on the interestrato la applsatio toodd, dofs balende. Financieel Statement Notireation: Wo mammae ol Manou) condton lor TO Omentrado ~leb» tslce a year and may be °aantel al nO Oost via me intomen el Mena‘wratotrnentradeconylinanciatimemontloN. °neon Marmert MI short omity omen panons and soms index opton pontons are ~lal» lor assignment. botte tinign~il noties kir Muty 0f inden options are tendomly alocalod amang all clromi shon posoons by an aulomatod proceckwe. Free Credit ~noes (Rob 15034 a 3): Onder me dient protection naos. wo may uso tree 0006 beknes n yOur MCOunt n Ine «Ohm/ Wast ol otit banen ',Midi ere malde to sau on dorheid. Maner A000unie iRepuladon TkIlyou have a ramin account. Ca report d a combnaten ol YOur "trein «Sant adelt:edel memorandum moot« Tredng on meren poses °dellen.] niks and a not sutatio lor all investors. A complot° lol or the rek: assocnied van rotan trering is (welaan in me meren rek disdoeure downere. YOu may oblein e copy Or Ms document by eneeling us ei M momber feled On Page One ot put statement. Paymenl lor Order Row (SEC Robs 606 and 607): In somo crcummancos. TO Amordralo recents comperaabon le dromm canon anairrocounta and emoe °duo orda lbo, to wedled mafkees. alles eg dealers tiredet Genera). COmpensabon is in tre lom/ a e per share cash payment. h addlron. TO Amatrade aso may memo carpensalon tobbe to ne breien (urency exchange Component el trenablions h kier nawees erom abdel Ceders *zwang sikh 1Øs Wo post gallary report: discborg lbo vonues lor «dor rorang oxecueon ot wombarratradocom A wattencopy is overal:ba mon ~Jou. Ii is our pclicy. absent dort orders to Mo military. to snoot braafs. doalors. ard makro makt baad On Me (Willy le provde bed e.recebon and the telery Ot seebng pla improuemord cm markot orden. Poco improvetvent,s aV311.1010 unief oenen marker condooms. and me regelen, money exocutoy. to lest lor :wil impromment e avalable. Trede ConarmetiOnt (Dub 1Ø10):M1contrmelions ere PeremilledOn ne Isnatten dele Tem»: Tranuotions in biegn seeurilies (indweng bieign tanntan ADR! tlal Iree° htre LLS.) inn include torn ard loos charpod by tre kroon marken of goeemmenls. van may be Metier,in Ine Aria ol to security Of cherOed Man adeperdent ene ilen Praam, POlky Netilkillon: A copy of Me TO Amen:Neb Phety PONY is angeble el wavr.klamcgindoccm Cabine Sormrides: The elocaeon ol peda] retlemplons or care ie done tong a pools baby synem. A dorsapion ol ere proombres tor tuninte &reumlos Is overeen on menie or ban top*: aro muntte usonfocpor.i. in case ol enered (Nesten. !lul your EledrOniC Fund %adem pbase CO led 8 el 1.200 669.3900, ot n ming to P,O, box 2209. Omarm. NE 68103. or by omen al dierreenrkes0108Mereilide.COrn 11» ~weten cOnteined n mui Marot statement shag be bndng ogen you el you do not obied wthn 'Jay NO) day: lor any handser of lutis papa to Raniabon E. toch as ATM and pon ot.me taalas. doe transactions. deren dopmes. ard sitheiremb We must har Oom you ro later Puin 60 dage eller we sent var The FEST statement ai whsh Me error or problem appearcd. (I /Tee us yeer ren» end account natter (2) Oincerethe error er the aandoe you aro unsuro ou t. ard oxplan as deer, as you can wny you bolero nis an orror or why you nood moro inlormalron. (3) Tea us Ine doder amouni of ene surbected error. Wo oh marmerde your °omplant and wil correct any error promptly. N wo take more man 10 busreis das lo do ges. se wil dan your °MOM kor Me emotie yOu Mink is n error. ame you wil navo eo uso ol the rricnoy dunne tho trio t takes us to caesar:c our match:aten. AtiM 1500714 SDNY_GM_00012138 EFTA_00122789

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 08/01/19 - 08/31/19 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 13-3 ST THOMAS. VI 00802-1348 Portfolio Summa Period Chan $ • Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Current Value $0.03 Prior Value $0.03 e Change Estimated Estimated Income Yield $ Total $0.03 $0.03 Cash Activi Summa Current YTD $ 0.00 $ 0.00 Income & Ex•ense Summar Reportable Non Reportable YTD Portfolio Allocation 0.0% Cash 100.0% rrvr-rrmvrrrr Opening Balance $0.03 $ - Income Cost Basis As Of - 08/31/19 " $ - Securities Purchased Dividends S $ - $57,245.31 Unrealized Gains Securities Sold 2,435,255.25 Interest 345,256.24 Unrealized Losses Funds Deposited 4,534,144.52 Other Funds Deposited/(Disbursed)`'1D (4,105,021.09) Funds Disbursed (8,639,165.61) Expense Income/(Expense)"° 402,401.55 Income 402,501.55 Interest Securities Received/(Delivered)r° (5,475,032.22) Expense (100.00) Fees (100.00) '1'o view realized gains and losses for your account, login at Other 1,267,364.32 Other www.tdamerltrade.com and visit My Account, GalniLoss. Closing Balance $0.03 $0.03 Net $0.00 $0.00 $402,401.55 page 1 o12 CONFIDENTIAL SDNY_GM_00012139 EFTA_00122790

Statement for Account # 867-730320 08/01/19 - 08/31/19 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer $ - $ 1,000,000.00 Subtotal 0.00 1,000,000.00 DEBITS Checks Paid $ - $ (11,025.38) Electronic Transfer (8,628,140.23) Subtotal 0.00 (8,639,165.61) TOTAL 0.00 (7,639,165.61) Income Summary Detail' Description Current Year to Date Interest Income - Securities $ 0.00 $ 345,253.29 Ordinary Dividends 0.00 (100.00) Interest Income Credit Balance 0.00 2.95 Qualified Dividends 0.00 57,245.31 IDA Interest 0.00 8,634.97 'This section displays anent and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These conections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accuratehi reflect your cumuiative amount for the year. page 2 of 2 CONFIDENTIAL SDNY_GM_00012140 EFTA_00122791